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Compendium of Screening Tools For Early Childhood
Compendium of Screening Tools For Early Childhood
By
Todd Sosna, Ph.D., and
Ann Mastergeorge, Ph.D.
California Institute for Mental Health
THE INFANT, PRESCHOOL, FAMILY, MENTAL HEALTH INITIATIVE
Compendium of Screening Tools for
Early Childhood Social-Emotional
Development
By
Todd Sosna, Ph.D., and
Ann Mastergeorge, Ph.D.
California Institute for Mental Health
December 2005
CIMH
2125 19th Street, 2nd Floor
Sacramento, CA 95818
(916) 556-3480
www.cimh.org
Acknowledgements
The California Institute for Mental Health appreciates and acknowledges the guidance and
contributions toward the development of this document made by:
l Debra Merchant, Education Programs Consultant, Special Needs, First 5 California Children and
Families Commission
l Penny Knapp M.D., Medical Director, California Department of Mental Health
The authors are also indebted to Cindy Arstein-Kerslake, WestEd, and Penny Knapp M.D., for their
development of the material used in the “Lessons from the Field” section of the document.
2 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Table of Contents
INTRODUCTION ........................................................................................................................ 6
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 3
Table of Contents (continued)
4 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Executive Summary
M
ental health is critical for happiness This guide describes screening and assessment
and success throughout the lifespan tools for early childhood social-emotional
and across all human endeavors. The health. It suggests criteria and procedures for
development of social-emotional competence in selecting screening and/or assessment tools for
early childhood is an important foundation for use in a School Readiness site or other local
mental health throughout childhood and into early childhood programs. Moreover, it describes
adulthood. However, social-emotional disorders methods of evaluating and selecting screening and
can develop in infancy and early childhood, and assessment tools in the context of psychometric
can result in significant and persistent distress considerations. One section of the document
and impairment for children and their families. briefly reviews numerous tools, rated according to
Impairment resulting from social-emotional several key dimensions.
developmental delays and disorders can affect
The final section highlights lessons learned
many areas of child functioning, including
from the Infant Preschool Family Mental Health
readiness for and performance in school.
Initiative (IPFMHI). Eight counties took part in
Prevention, early interventions and treatments the IPFMHI pilot program, which was designed to
of early childhood social-emotional delays and serve very young children (from birth to 5 years of
disorders are available and effective. However, age) who have (or are at risk of) social, emotional,
social-emotional delays and disorders for many or behavioral delays or disorders. The California
children go unidentified, or when identified do Department of Mental Health received funding
not receive needed services and supports. Early to support this initiative from First 5 California
identification and access to services is important starting in 2001.
for preventing distress and impairment, and
This joint effort between the California
improving outcomes for children and their
Department of Mental Health and the eight
families.
participating counties (Alameda, Fresno,
This is one of three guides designed to Humboldt, Los Angeles, Riverside, Sacramento,
encourage early identification of social-emotional San Francisco and Stanislaus) resulted in protocols
developmental delays and disorders, as well as in screening and assessment, consultative models,
improvements in access to prevention, early and improved provider preparedness. The guide
intervention and treatment services, for children summarizes the screening and assessment tools
from birth to five years of age. These guides are used by these county IPFMHI projects.
intended to support School Readiness sites, other
state and county First 5 initiatives, and similar
programs conducted by schools, county behavioral
health agencies and social services programs. The
other two guides are:
Mental Health Screening and Referral Capacity
for Children 0-5, and Strategies for Financing
Mental Health Screening, Assessment, and Services
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 5
Introduction
T
his guide describes screening and insufficient for diagnosing a delay or disorder, or
assessment tools for early childhood developing treatment plans. Accomplishing these
social-emotional health. It suggests criteria assessment goals requires integration of additional
and procedures for selecting screening and/or information that is gathered through interviews
assessment tools for use in School Readiness sites and observations.
or other local early childhood programs.
Information in this guide may be of use in
Screening tools have several uses, including selecting tools for an assessment process, care
identifying children who show signs of a possible planning, or outcome evaluation. However, this
developmental delay or disorder; supporting care publication is intended primarily to assist in the
or curriculum planning; and evaluating outcomes. selection of screening tools that identify children,
However, a screening tool is not sufficient for birth to five years of age, who may have a social-
confirming a developmental delay or disorder, emotional delay or disorder.
which requires an assessment. Therefore, children
whose screening results indicate a possible delay
or disorder should undergo a comprehensive
assessment.
Assessments are valuable in verifying
(diagnosing) a delay or disorder, supporting
treatment or care planning, establishing program
eligibility, monitoring change over time, and
evaluating outcomes. Moreover, assessments are
dynamic processes that involve gathering and
synthesizing information across multiple content
areas, settings, and informants.
Assessment tools are helpful components of an
assessment process, but assessment tools alone are
6 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Characteristics of Screening and Assessment Tools
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 7
l Determining program eligibility. Administrative Methods
l Monitoring change over time.
Screening and assessment tools are administered
l Evaluating the achievement of outcomes.
using various methods, including:
Many tools can be used to achieve more than
l Paper and pencil report—These are typically
one goal. Again, the practicality of the tool
questionnaires. A parent, teacher or other
depends on the goals of the program. Screening
caregiver reads questions and indicates
tools that identify children who show signs of a
responses either as “yes” or “no,” or on a
possible delay or disorder are a good choice for
scale indicating their level of agreement with
outreach programs.
statements. The respondent needs to be
Assessment tools are appropriate as components able to read and understand the questions.
of the extensive process needed for diagnosis Questions therefore must be written at an
or eligibility determination. In addition, many appropriate reading level and in the language
assessment tools are helpful in treatment planning, of the respondent. Some tools can also be
monitoring change over time, and evaluating completed by an interview in which the
achievement of outcomes. questions are read to the respondent.
Age Ranges These self-report tools typically can be
completed in less than 20 minutes and
Early childhood development is rapid and
require relatively little training for program
dynamic. To be effective, screening and assessment
staff to administer (although additional
tools must be sensitive to these developmental
training may be required for scoring or
changes. Consequently, some tools are intended
interpretation of the results). Agencies using
for children strictly within a relatively limited age
these tools may be required to purchase one-
range—for example, from birth to 36 months.
time use answer forms, or—after purchasing
Other tools are appropriate for a broader age
initial materials may be permitted to
range—for example 2 to 16 years of age. Tools
reproduce answer forms with no additional
that are appropriate for children across a large age
charge by the publisher. Some tools are
range often have multiple configurations that are
available for public use at no charge.
specific to narrower age intervals—segmented,
for example, into modules for infants aged 3-6 l Interview—Typically, the interview is
months, 7-12 months, and 12-18 months. Other conducted with a parent, teacher, or other
tools use age-specific scores for interpretation—for caregiver. The format may be structured, in
example, the number of items that indicate the which questions are read only as written; or
need for an assessment changes depending on the semi-structured, in which the interviewer
age of the child. has discretion in asking additional questions
until gaining confidence that the answers
Selection of a tool that is appropriate for the
are complete. Questions may inquire about
entire age range of children served in a particular
a child’s behavior, parent-child interactions,
program is obviously beneficial. The tool may be
areas of accomplishment, areas of concern, or
re-administered over time (for example at the start
other topics.
and end of a program), and changes in scores may
be monitored and compared. However, when a These tools may be brief, but are typically
program uses one tool for younger children, and lengthier than self-reporting “paper and
a second tool for older children, the ability to pencil” questionnaires. Training often is
compare and monitor scores over time becomes required to administer an interview tool.
complicated. Agencies may need to purchase one-time
use recording sheets, or may be permitted
8 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
to reproduce recording sheets after initially Alternatively, interviews, observations,
purchasing answer templates. and structured tasks can yield more detailed
l Observations—Observations typically information that can be important when making
involve watching a child or interactions a diagnosis or developing an individualized care
between a parent or caregiver and a child. plan. Moreover, some tools that involve multiple
The observations may be formal, in which methods—for example, gathering information
activities observed are structured; or informal, from across informants and settings—provide
in which observations occur in natural more comprehensive information.
settings—for example, during play time or in Length of Time to Complete
the home.
The length of time required to administer screen-
The child’s behavior, parent-child ing and assessment tools varies from brief (10 to 20
interactions, peer-to-peer interactions, and minutes) to lengthy (more than an hour). Screening
other factors may be the focus of observation. tools are by their nature brief, whereas assessments
Moreover, observations may result in an are lengthier. Detailed information needed for di-
accounting of developmentally expected agnosing and individualized care planning maybe
behaviors that have been accomplished, facilitated by use of lengthier tools.
occurrence of problematic behaviors, the
quality of interactions with others, and other Scoring and Interpretation
behavioral indicators. Requirements
These tools typically require more than 20 Tools vary in the time needed to score them and
minutes to administer, and training often is interpret their results. Scoring and interpretation of
required for formal observations. Agencies some tools is relatively simple and straightforward,
may need to purchase one-time-use recording requiring little training. For example, scoring a
sheets, or may be permitted to reproduce paper-and-pencil questionnaire may require only
recording sheets after purchasing templates. adding the values associated with each item and
summing across the items to produce a single total
l Structured tasks—These tools typically
score or set of scores. Moreover, interpretation
involve administering a test by which
may simply involve determining whether or not a
developmentally expected skills or behaviors
child’s score exceeds a “cutoff” score that indicates
are examined. The child’s performance on
the need for an assessment.
a list of activities is recorded. These tools
typically require training, and more than 20 Tools that have more complex scoring and
minutes to administer. Agencies will need to interpretation procedures may require extensive
purchase test equipment and one-time use training and/or advanced education and
recording forms. experience in testing. For example, items may
need to be weighted or have their point values
Screening tools are typically paper-and-pencil
reversed, or a table may be needed to convert raw
questionnaires, while assessments more often
scores into percentages or standardized scores.
involve interview, observations, and structured
Moreover, interpretation may involve reference to
activities. Paper-and pencil-tools have the
normative tables and detailed knowledge of early
advantage of being easy to administer to parents
childhood development.
or other caregivers, and convenient to use across
settings—for example, in a pediatrician’s waiting Screening tools typically can be scored and
room, or at preschool centers. In addition, interpreted immediately after completion, and
questionnaires are often brief, require little training the results can be shared easily. The interpretation
to administer, and are relatively inexpensive to use. often involves determining the need for a
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 9
subsequent assessment. However, assessments
often require more time to score and interpret,
and may involve scheduling a separate meeting in
which to discuss the results.
Appropriateness for Use with Diverse
Languages and Ethnicities
Screening and assessment tools must
accommodate ethnically and culturally diverse
children and families. The degree to which a tool is
ethnically and culturally appropriate is influenced
by the methods used for item selection, format,
validation, standardization and other criteria.
A discussion of these methodological issues is
beyond the scope of this guide. However, the tool
minimally must be available in the respondent’s
primary language. Caution must be exercised in
interpreting results of a tool that has not been
demonstrated to be appropriate for a child’s ethnic
or cultural group.
Reliability and Validity
development) it intends to measure. The value of
Screening and assessment tools vary a tool is increased when the reliability and validity
considerably in the degree to which they produce are strong. Agencies will want to consider levels
reliable and valid results. Reliability refers to the of reliability and validity when selecting a tool..
degree to which the results of a tool are stable or Such an analysis requires an understanding of the
dependable across administrations or respondents. types of reliability and validity associated with
Validity refers to the degree to which a tool screening and assessment tools. A summary of
accurately measures the constructs (the area of these concepts is presented in Appendix A.
10 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Descriptions of Screening and Assessment Tools
T
his section consists of brief, single-page l Description—Content areas, uses, age ranges,
descriptions of 41 readily available tools and types of items.
for screening and assessing early childhood l Psychometrics—Completion of reliability,
social-emotional development. The list of tools is validity and normative sample studies.
broad, but not exhaustive, and is intended to be a Types or reliability and validity studies, and
first step in the selection of tools that can support normative sample characteristics are listed
the work of School Readiness sites and other early when such studies were completed. Results
childhood programs. Inclusion on the list does of psychometric studies are described as
not constitute endorsement, nor does exclusion either “moderate” or “acceptably high to
indicate condemnation. strong.” Acceptably high or strong results are
defined as reliability and validity coefficients
The descriptions are based on information that generally were above .60, sensitivity
from numerous sources including manuals, Web- and specificity that were generally above 75
based information available from the publishers percent, and a normative sample that was
or developers, and other published reviews of nationally representative. All other results are
screening and assessment instruments. However, described as moderate.
the descriptions are largely based on the excellent l Administration, scoring, and interpretation—
reviews presented in Resources for Measuring The level of training required and length
Services and Outcomes in Head Start Programs of time needed to administer, score, and
Serving Infants and Toddlers, prepared by interpret.
Mathematica Policy Research, Inc., and published l Languages—Languages in which the tool is
by Administration for Children and Families, at available.
http://www.acf.hhs.gov/programs/opre/ehs/perf_ Summaries are listed alphabetically and color-
measures/index.html. coded as follows:
The summaries are intended to introduce l Tools that focus exclusively on social-
readers to tools they may want to consider. Ideally, emotional development are in brown text.
readers will be able to identify a list of tools that l Tools that measure multiple developmental
appear to fit well with their program, and then domains, including social-emotional
gather more detailed information available from development, are in blue text.
the tools’ publishers or developers to make final l Tools that measure family resources or risk
selection decisions. factors are in green text.
A Summary Table precedes the individual
The summaries may be of use in selecting tools descriptions. This table is similarly color-coded
for an assessment process, care planning, or out- and further classifies the tools by identifying
come evaluation, but keep in mind that the descrip- which are primarily for screening or assessment.
tions are primarily intended to assist in the selection Measures are classified as screening tools if they
of screening tools for identifying children from birth meet the following criteria:
to five years of age who may have a social-emotional
developmental delay or disorder. Each description l Designed to assist in identifying children with
includes the following information: possible delays or disorders
l Use a paper-and-pencil report method
l Developer, publisher and contact l Can be administered in less than 20 minutes
information—The authors or developers of l Can be scored and interpreted by program staff
each tool along with contact information for (with diverse educational backgrounds) who
the publisher. have received training in the use of the tool
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 11
The Summary Table includes the following completed all of these factors would receive “5,” or
information: in the case of tools with inter-rater reliability “6”
points. In addition, each tool received an addition-
l Age Ranges—Lists the age range for which
al point if the reliability or validity studies showed
the tool was developed
“acceptably high or strong results.”
l Content and applications—Notes the primary
content areas and uses The descriptions and ratings are not based on
l Psychometric Rating—Provides a simple an exhaustive review of the literature for each
rating of the tool’s reliability, validity and tool. Reliability, validity and normative studies
normative sample studies. The rating ranges may have been completed on a tool but not
from a low of “0” to a high of “10–12.” A tool included in this review or in the psychometric
received one point for having completed the ratings. Therefore, readers are advised to use these
following studies: descriptions and ratings as an initial step, to be
1. Test-retest reliability followed by more extensive research, in selecting
2. Inter-rater reliability (in the case of tools a tool. Moreover, readers are advised against using
that use observation and direct assessment any one characteristic of a tool—for example its
methods only) psychometrics—as the sole reason to include or
3. Internal consistency exclude it. Readers would instead be wise to select
4. Concurrent validity a tool based on its overall fit with the program for
5. Predictive validity (including sensitivity which it will be used.
and specificity studies) l Administration Method and Length—Lists
6. Normative (standardization) sample methods of administration and length of time
Completion of these studies in development of (in minutes) to complete. Tools that require
a tool (regardless of the results) demonstrates at- longer than one hour to administer are all
tention to many important factors. A tool that had described as greater than (>) 60 minutes.
12 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
SCREENING AND ASSESSMENT TOOLS DESCRIPTIONS
SUMMARY TABLE
USES PSYCHOMETRICS ADMINISTRATION
TOOLS AGE RANGES Content Applications Rating Method Length
(0-10/12) (Minutes)
SOCIAL-EMOTIONAL SCREENING
Ages and Stages Questionnaires: Social- 3-66 Months Social-emotional Screening for delays 9 Paper/pencil 15-20
Emotional (ASQ: SE)
Behavioral Assessment of Baby’s 0-36 Months Social-emotional Screening for concerns 0 Paper/pencil 10
Emotional and Social Style (BABES)
Eyberg Child Behavior Inventory (ECBI) 2-16 Years Conduct Screening for 10 Paper/pencil 15
Sutter-Eyberg Behavior Inventory- externalizing disorders
Revised (SESBI-R)
Mental Health Screening Tool (MHST) 0-5 years Social-emotional Screening for urgent 0 Paper/pencil 10
need for assessment
Pediatric Symptom Checklist 4-16 Years Social-emotional Screening for disorders 5 Paper/pencil 10-15
The Preschool Feelings Checklist 36-66 Months Depression Screening for depression 3 Paper/pencil 10
Preschool and Kindergarten Behavioral 36-60 Months Social-emotional Screening for delay 7 Paper/pencil 15
Scales-Second Edition (PBKS-2) Intervention planning
Strengths and Difficulties Questionnaire 3-16 Years Social-emotional Screening for disorders 5 Paper/pencil 10
SOCIAL-EMOTIONAL ASSESSMENT
Achenbach System of Empirically Based 18-60 Months Social-emotional Assessment 12 Paper/pencil 20-30
Assessment
Behavior Assessment System for 2.0-21.11 Social-emotional Assessment 6 Paper/pencil 20-30
Children, Second Edition (BASC-II) Years Treatment planning
Devereux Early Childhood Assessment 2-5 Years Social-emotional Assess for behavioral 8 Observation 30
concerns and protective
factors
Treatment planning
Early Screening Project 3-5 Years Social-emotional Assessment 8 Teacher >60
nominations,
Paper/
pencil and
Observation
Infant Toddler Social Emotional 12-36 Months Social-emotional Assessment 8 Paper/pencil 30-45
Assessment (ITSEA) Screening for delays or Interview 20
Brief Infant Toddler Social Emotional
Assessment (BITSEA)
Functional Emotional Assessment Scale 7-48 Months Social-emotional Screening for delays 4 Observation 20
Caregiver capacity
Social Skills Rating System 3-18 Years Social-emotional Assessing social skills 6 Paper/pencil 15-25
and disorders, and care
planning
Vineland Social-Emotional Early 0-72 Months Social-emotional Screening for delays 8 Interview 25
Childhood Scales
Key: ■ Measures, exclusively, social-emotional development; ■ Measures family resources or risk factors;
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 13
SCREENING AND ASSESSMENT TOOLS DESCRIPTIONS
SUMMARY TABLE
USES PSYCHOMETRICS ADMINISTRATION
TOOLS AGE RANGES Content Applications Rating Method Length
(0-10/12) (Minutes)
SOCIAL-EMOTIONAL CONCEPTS
* See individual description Key: ■ Measures, exclusively, social-emotional development; ■ Measures family resources or risk factors;
■ Measures multiple developmental domains, including social-emotional development
14 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
SCREENING AND ASSESSMENT TOOLS DESCRIPTIONS
SUMMARY TABLE
USES PSYCHOMETRICS ADMINISTRATION
TOOLS AGE RANGES Content Applications Rating Method Length
(0-10/12) (Minutes)
Key: ■ Measures, exclusively, social-emotional development; ■ Measures family resources or risk factors;
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 15
Achenbach System of Empirically Based Assessment
Developers T. M. Achenbach and L. A. Rescorla
Publisher ASEBA
(802) 656-8313
www.aseba.org
Description
A measure of behavioral, emotional and social functioning, including language development of
children 1.5 to 5 years of age.
Consists of two versions, one for parents and the other for caregiver/teachers. Each consists of
99 items on a child behavior checklist, and a language development survey. The language survey
asks the respondent to identify the child’s best multi-word phrases from a list of 310 words.
The measures are organized into two broad clinical syndromes—externalizing and internalizing
problems—and further divided into a number of subscales.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Internal consistency: acceptably high to strong results
l Concurrent validity: acceptably high to strong results
l Predictive validity: acceptably high to strong results
l Normative sample: nationally representative (consisting only of English-speaking parents)
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
16 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Ages and Stages Questionnaires (ASQ): A Parent-Completed,
Child-Monitoring System, Second Edition
Developers J. Squires, L. Potter, and D. Bricker
Publisher Paul H. Brookes Publishing Co.
(800) 638-3775
http://www.pbrookes.com/
Description
A comprehensive screening tool for possible developmental delays, including communication,
gross motor, fine motor, problem solving, and personal-social functioning, for children 4 to 60
months of age.
Consists of parent-completed questionnaires. Questionnaires are specific to 19 age intervals
between 4 and 60 months, each with 30 developmental items, corresponding to the different age
intervals. Parents rate the frequency of occurrence of each of the listed behaviors.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Internal consistency: moderate results
l Concurrent validity: acceptably high to strong results
l Predictive validity: moderate results
l Normative sample (consisting of educationally, economically, and ethnically diverse families,
but not nationally representative)
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 17
Ages and Stages Questionnaires: Social-Emotional (ASQ: SE)
Developers J. Squires, D. Bricker, and E. Twombly
Publisher Paul H. Brookes Publishing Co.
(800) 638-3775
www.pbrookes.com
Description
A screening tool for social-emotional development, for children 3 to 66 months of age, designed to
identify children in need of further assessment.
Consists of parent-completed questionnaires. Questionnaires are specific to eight age
intervals between 3 and 66 months, each with 22 to 36 social-emotional development items,
corresponding to the different age intervals. Parents rate the frequency of occurrence of each of
the listed behaviors. The questions encompass seven characteristics: self-regulation, compliance,
communication, adaptive functioning, autonomy, affect, and interaction with people.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Internal consistency: acceptably high to strong results
l Concurrent validity: acceptably high to strong results
l Predictive validity: acceptably high to strong results
l Normative sample: not nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
18 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Assessment, Evaluation, and Programming System (AEPS)
Measurement for Birth to Three Years
Developers D. Bricker, J. Cripe, K. Slentz
Publisher Paul H. Brookes Publishing Co.
(800) 638-3775
www.pbrookes.com
Description
An assessment measure of developmental progress across six domains: fine motor, gross motor,
adaptive, cognitive, social-communication, and social development.
Appropriate for children with a developmental age of 3 years or less, and a chronological age of not
more than 6 years.
An assessment involving direct observation of behaviors, and a parent or caregiver report. Mastery
of developmental goals and objectives are scored. Designed to create individual evaluation and
intervention plans.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Concurrent validity: acceptably high to strong results
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 19
Battelle Developmental Inventory
Developer J. Newborg, J. R. Stock, and J. Wnek
Publisher Riverside Publishing Co.
(800) 323-9540
www.riverpub.com
Description
A measure of development across five domains: personal-social, adaptive, motor, communication
and cognitive, for children from birth to 8 years of age.
A screening consisting of 96 items, or an assessment composed of 341 items. Designed to identify
children with special needs and to assess the functional abilities of these children. Items are scored
depending on whether the child typically completes the item “correctly,” “sometimes does so,” or
“rarely or never completes the task.”
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Concurrent validity: acceptably high to strong results
l Normative sample: nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
20 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Bayley Scale for Infant Development, Second Edition
Developer N. Bayley
Publisher The Psychological Corporation
(800) 872-1726
www.psychcorp.com
Description
A measure of developmental functioning across three scales: mental, motor, and behavior. The
mental scale includes cognitive, language, and personal-social development, for children 1 to
42 months of age. The neurodevelopment screening tool consists of 11 to 13 items from the full
battery, to identify possible neurological impairment or developmental delays, for children 3–24
months of age.
An assessment or screening tool consisting of a series of situations and tasks. Designed to identify
areas of relative impairment or delay.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Internal consistency: acceptably high to strong results
l Concurrent validity: moderate results
l Normative sample: nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 21
Behavioral Assessment of Baby’s Emotional
and Social Style (BABES)
Developers K. Finello, and M. Poulsen
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
22 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Behavior Assessment System For Children,
Second Edition (BASC-II)
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 23
Brigance Diagnostic Inventory of Early Development,
Revised Edition
Developer A. H. Brigance
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
24 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Carey Temperament Scales
Developer W. B. Carey
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 25
The Child Abuse Potential Inventory, Second Edition (CAP)
Developer J. S. Milner
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
26 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Confusion, Hubbub, And Order Scale (CHAOS)
Developers A. P. Matheny, Jr., T. D. Wachs, J. L. Ludwig, and K. Phillips
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 27
Denver II Developmental Screening Test
Developers W. K. Frankenburg, and J.B. Dodds
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
28 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Developmental Observation Checklist System
Developers W. Hresko, S. Miguel, R. Sherbenou, and S. Burton
Publisher Pro-ed
(800) 897-3202
www.proedinc.com/index.html
Description
A measure of child development, the ability of children to adjust to their environment, and level of
family stress, for children birth to 6 years of age. Child development areas included in the test are
cognition, language, social, and motor domains.
Consists of three parts: a Developmental Checklist (475 items) assessing development; an
Adjustment Behavior Checklist (25 items) to screen for problematic behaviors; and a Parental Stress
and Support Checklist (40 items) to identify family stress. The Developmental Checklist uses a
“yes” and “no” format, while the latter two checklists use a 4-point scale.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Internal consistency: acceptably high to strong results
l Concurrent validity: moderate results
l Normative sample: nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 29
Developmental Profile II
Developers G. Alpern, T. Boll, and M. Shearer
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
30 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Devereux Early Childhood Assessment (DECA)
Developers P LeBuffe, and J. Naglieri
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 31
Early Coping Inventory
Developers S. Zeitlin, G. G. Williamson, and M. Szczepanski
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
32 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Early Learning Accomplishment Profile, Revised Edition
Developers M. E. Glover, J. L. Preminger, and A. R. Sanford
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 33
Early Screening Project
Developers H. M. Walker, H. H. Severson, and E. G. Feil
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
34 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Eyberg Child Behavior Inventory (ECBI); and Sutter-Eyberg
Student Behavior Inventory—Revised (SESBI-R)
Developers S. Eyberg and D. Pincus
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 35
Family Needs Scale
Developers C. J. Dunst, C. S. Cooper, J. C. Weeldreyer, K. D. Snyder,
and J. H. Chase
Publisher Brookline Books
(800) 666-book
www.brooklinebooks.com
Description
A measure of a family’s needs. Designed to assist in care planning. Appropriate for families of young
children.
A questionnaire consisting of 41 items concerning a family’s needs. Each item is rated by a parent
on a 5-point scale, from “almost never a need” to “almost always a need.”
Psychometrics
l Internal consistency: acceptably high to strong results
l Concurrent validity: moderate results
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
36 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Family Psychosocial Screening
Developers K. J. Kemper and K. J. Kelleher
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 37
Family Resource Scale
Developers C. J. Dunst, and H. E. Leet
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
38 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Family Support Scale
Developers C. J. Dunst, C. M. Trivette, and V. Jenkins
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 39
Functional Emotional Assessment Scale
Developers S. Greenspan, G. DeGangi, and S. Wieder
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
40 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Home Observation for Measurement
of the Environment (HOME)
Developers B. M. Caldwell and R. H. Bradley
Available in English.
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 41
Infant-Toddler Developmental Assessment
Developers S. Provence, J. Erikson, S. Vater, and S. Palmeri
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
42 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Infant-Toddler Social Emotional Assessment (ITSEA); and
Brief Infant-Toddler Social Emotional Assessment (BITSEA)
Developers A. S. Carter and M. J. Briggs-Gowan
Description
A measure of social-emotional and behavioral delays and problems for children 12 to 36 months of
age. Consists of four domains: externalizing, internalizing, dysregulation, and competencies; and
three indices: maladaptive, atypical behavior, and social relatedness. Designed to identify the need
for further assessment.
A questionnaire or interview to be completed by a parent or adult caregiver, consisting of 195
items, most of which are rated on a three-point scale: “not true/rarely,” “somewhat true/sometimes,”
or “very true/often.”
The Brief Infant Toddler Social and Emotional Assessment (BITSEA) is a shorter measure consisting
of 60 items derived from the full scale.
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: acceptably high to strong results
l Internal consistency: acceptably high to strong results
l Concurrent validity: moderate results
l Normative sample: not nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 43
Infant-Toddler Symptom Checklist
Developers G. DeGangi, S. Poisson, R. Sickel, and A. S. Wiener
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
44 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
The Kempe Family Stress Inventory
Developers B. Schmitt and C. Carroll
Available in English.
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 45
Mental Health Screening Tool (Child Birth to 5 Years)
Developers Developed by a work group convened by the California Institute
for Mental Health
Publisher The California Institute for Mental Health
(916) 556-3480
www.cimh.org
Description
A brief screening tool designed to identify children from birth to 5 years of age who most urgently
need a mental health assessment.
A brief four-item tool to be completed by a staff person working with a child and family. Designed
to be used in a variety of settings by staff who have diverse educational backgrounds. The rater
indicates whether or not listed behaviors are exhibited by the child, by means of a “yes” or “no”
format. The presence of one or more ”yes” responses indicates the need for an assessment.
Psychometrics
Studies on reliability, validity, or normative samples have not been reported.
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
46 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Parenting Stress Index
Developer R. R. Abidin
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 47
Parents’ Evaluation of Developmental Status (PEDS)
Developer F. P. Glascoe
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
48 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Pediatric Symptom Checklist
Developers M. Jellinek, J. M. Murphy, S. J. Bishop, and M. Pagano
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 49
The Preschool Feelings Checklist
Developers J. Luby, A. Heffelfinger, C. Mrakotsky, and T. Hildebrand
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
50 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Preschool and Kindergarten Behavior Scales—Second Edition
Developer K. W. Merrell
Publisher Pro-Ed
(800) 897-3202
www.proedinc.com
Description
A behavior rating scale of social skills and problem behaviors for children 3 to 6 years of age.
Consists of 76 items on two scales: The Social Skills scale, which includes social cooperation, social
interaction and social independence sub-scales; and the Problem Behavior scale, which includes
externalizing and internalizing sub-scales. Designed to screen for at-risk behavior and assist with
intervention planning.
A questionnaire completed by a parent, teacher or caregiver. The occurrence of each behavior is
rated on a four-point scale: “never,” “rarely,” “sometimes,” or “often.”
Psychometrics
l Test-retest reliability: acceptably high to strong results
l Inter-rater reliability: moderate results
l Internal consistency: acceptably high to strong results
l Concurrent validity: moderate results
l Normative sample: not nationally representative
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 51
Social Skills Rating System
Developers F. M. Grisham and S. N. Elliott
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
52 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Strengths and Difficulties Questionnaire (SDQ)
Developer R. Goodman
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 53
Support Functions Scale
Developers C. J. Dunst, C. M. Trivette
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
54 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Temperament and Atypical Behavior Scale (TABS)
Developers J. T. Neisworth, S. J. Bagnato, J. Salvia, and F. M. Hunt
Available in English.
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 55
Vineland Social-Emotional Early Childhood Scales
Developers S. S. Sparrow, D. A. Balla, and D. V. Cicchetti
Color key:
■ Measures, exclusively, social-emotional development
■ Measures family resources or risk factors
■ Measures multiple developmental domains, including social-emotional development
56 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Lessons From the Field
T
he Infant, Preschool, Family, Mental Health mental health providers and agencies in the
Initiative (IPFMHI) was established as a use of these measures.
pilot program in eight counties to serve
Children and families served in the IPFMHI
very young children (birth to 5 years of age)
programs were screened and evaluated with
who have (or are at risk of) social, emotional or
measures focusing on six domains: mental
behavioral delays or disorders. The California
health, development, parent-child relationship,
Department of Mental Health received funding
family resources, stresses and supports, and
to support this initiative from First 5 California
family satisfaction. The measures are listed in the
starting in 2001.
following table.
This joint effort between the California
Department of Mental Health and the eight
participating counties (Alameda, Fresno, IPFMHI Clinical Services
Humboldt, Los Angeles, Riverside, Sacramento, Study Measures
San Francisco and Stanislaus) resulted in protocols
in screening and assessment, consultative models, Service Domain Measures
and improved provider preparedness. Screening Client Background Child and Family Information Packet
and assessment tools used by these counties in
Referral and Intake Information
their IPFMHI projects are summarized below.
Mental Health and The Diagnostic Classification for 0-3
Screening and Assessment Measures Diagnosis (DC: 0-3)
Used by IPFMHI Counties Diagnostic and Statistical Manual:
Fourth Edition (DSM-IV)
As part of the IPFMHI Clinical Services Study
Mental Health Screening Tool
conducted from 2001 to 2003 to evaluate the (MHST)
effectiveness of relationship-based interventions
Behavioral Assessment of Babies
for very young children and their families, county Social and Emotional Style (BABES)
mental health providers were required to use a
core set of measures with the families they served Development Ages and Stages Questionnaire
in the study. Most mental health providers had (ASQ)
very little or no experience with the use of these Bayley Scale for Infant Development
measures before their application in the Clinical Infant Toddler Development
Services Study. Measures were chosen based on the Assessment (IDA)
experience of the mental health providers, ease of
administration, and use by other service providers Parent-Child Parenting Stress Index (PSI)–Short
Relationship Form
in local communities. Study measures served the
Marschak Interactive Method (MIM)
following purposes:
Early Relationship Assessment
l Screening—Identify and describe risk factors.
l Assessment—Gather information that would Family Resources, The Fresno Resource and Support
help to guide treatment. Stress and Scale (FRSS)
Supports
l Outcomes—Provide data at two points in time
during treatment to evaluate the effectiveness Family Satisfaction Client Satisfaction Questionnaire
of the treatment. (CSQ-8)
Infant Parent Program
l Experience—Provide experience for the Questionnaire
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 57
IPFMHI strongly encouraged the continued use vides a more detailed description of a very young
of measures after the completion of the Clinical child’s mental health. IPFMHI helped to develop
Services Study. The hope was that the mental and promote the use of a “crosswalk” that trans-
health provider agencies would incorporate lates a DC: 0-3 diagnosis into a DSM IV diagnosis
some or all of the measures into their assessment required for billing. Los Angeles, Sacramento, and
process and, where applicable, use the results as Stanislaus Counties have incorporated the DC: 0-
outcome measures. Use of such measures provides 3 in their initial client assessments. With funding
a common language for discussion of diagnosis, from First 5 Sacramento, Cherise Northcutt of the
parent-child relationships, family resources and Sacramento Department of Mental Health collabo-
supports, developmental functioning, parenting rated with Chris Wright of the Sacramento County
stress, and change as a result of treatment. Office of Education to develop a “Schematic Deci-
IPFMHI funding was beneficial for county men- sion Tree for DC: 0-3” through which to conduct
tal health providers that had sought to offer servic- training in the use of the DC: 0-3 and help clini-
es for children birth to five years of age and their cians to use it for diagnosis.
families. The funding enabled those counties to The Ages and Stages Questionnaire (ASQ)
acquire new screening and assessment measures, is used in five counties and eight of the 11
to receive training in their use, to receive technical agencies in Los Angeles County. This popular
assistance for engaging those measures as part of easily administered screening tool describes
their quality improvement activities, and to obtain developmental functioning in five domain areas:
outcomes that demonstrated improvement for language communication, fine motor, gross motor,
children’s symptoms and families’ concerns after cognitive, and personal-social. In Sacramento
intervention. County the ASQ is used by home visitors in the
More than a year after completion of the Clinical CAL SAFE model Birth and Beyond program.
Services Study, the pilot counties were asked about In Alameda County the ASQ is used primarily
the use of measures in their counties. The pilot by child care mental health consultants and
counties continue to use these and other measures the Every Child Counts Healthy Steps Program
as detailed below and as summarized in the fol- (developmental specialists in pediatric offices) to
lowing two tables. inform the service planning and make referrals for
developmental assessment.
The Parenting Stress Index-Short Form has been
adopted for routine use in all of the pilot counties The Marschak Interactive Method (MIM) is used
except one, where it is being considered for use. by Fresno, Riverside and Sacramento Counties.
Moreover, seven of the 11 agencies in Los Angeles This measure assesses the parent-child relationship
County are using the measure. This instrument, with the use of videotaped activities. IPFMHI con-
which is used in treatment planning, yields infor- ducted special training in the use of video and the
mation about the parent-child relationship, the MIM to support the use of this measure in these
parent’s experience of the child’s behavior, and pa- counties.
rental stress. The measure also has been found use- The Devereux Early Childhood Assessment
ful as an outcome measure, for which it is used by (DECA) was not a core measure in the Clinical
Riverside County and four agencies in Los Angeles Services Study, but is used by Alameda, Riverside
County. and Sacramento Counties, and by two agencies
The Diagnostic Classification for 0-3 (DC: 0-3) is in Los Angeles County. Riverside County uses the
used “often” or “very often” in six counties and in DECA in its countywide screening project funded
six of the 11 Los Angeles County mental health by First 5 Riverside, and also uses the DECA as
provider agencies. A DSM IV diagnosis is required an outcome measure. In Alameda County, mental
for Medi-Cal billing; however, the DC: 0-3 pro- health consultants use the DECA in conjunction
58 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
with early care and education teachers to inform The Fresno Resource and Support Scale (FRSS),
treatment plans and respond to the needs of developed for the Clinical Services Study by Sue
children within the classroom. The DECA is Ammen and Peggy Thompson and available from
designed to identify children with behavior IPFMHI, produces a quick and simple assessment
concerns and develop intervention plans based of a family’s resources and supports. It continues to
on individual protective and concern profiles. be used by Fresno and Stanislaus Counties and by
Scoring and interpretation require a high degree of three agencies in Los Angeles County.
training. The Child Behavior Check List (CBCL) was
The Bayley Scale for Infant Development and not used by the Clinical Services Study, but is
the Infant Toddler Development Assessment (IDA) used by Humboldt and Riverside Counties and
were options for use in the Clinical Services eight agencies in Los Angeles County for both
Study to generate information on developmental assessment and outcome measures. For a number
functioning. Alameda and Sacramento Counties of years the CBCL was a mandated outcome
use both of these measures. In addition, three measure for the California Department of Mental
agencies in Los Angeles County use the Bayley. Health.
Both require a high degree of training for use. The Temperament and Atypical Behavior Scale
The Mental Health Screening Tool (MHST) and (TABS), Early Relationship Assessment, and
the MHST Supplemental Moderate Risk Assessment Edinburgh Maternal Depression were not used in
are screening tools for children and families at the Clinical Services Study; however, they are all
high and moderate risk, respectively, for mental used by Alameda County’s Children’s Hospital of
health problems. The MHST is used by referral Oakland.
sources in Humboldt and San Francisco Counties The IPFMHI Intervention Tracking Form was
and in Children’s Hospital Los Angeles. The MHST used in the Clinical Services Study to document
Supplemental, which Sue Ammen and Peggy the activities of each intervention session, and to
Thompson developed for the Clinical Services track the attunement between the parent and child
Study, is used by referral sources in Fresno and and the overall progress in treatment. Riverside
Humboldt Counties and in Children’s Hospital Los County continues to use this form.
Angeles.
The DMH/ICARE Initial Assessment is a
The Behavioral Assessment of Babies Social comprehensive tool used to gather information
and Emotional Style (BABES), a screening tool about the background, history, and risk factors
completed by parents, yields information about of the child and family. It was developed by the
the parent’s experience of the child’s behavior and Los Angeles County Department of Mental Health
the parent-child relationship. It was used in the and the ICARE Network, and is used by six of the
Clinical Services Study and continues to be used agencies in Los Angeles County.
by agencies in Sacramento County and Children’s
Hospital Los Angeles.
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 59
Screening and Assessment Measures Used
By IPFMHI Providers 2003-2004: Table I
San Francisco
Sacramento
(Includes All Counties Except Los Angeles)
Stanislaus
Humboldt
Riverside
Alameda
Fresno
Measures Frequency of Use:
Never=0, Seldom=1,
Clinical Services Study Measures Often=2, Very often=3
60 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
Screening and Assessment
Children’s Hospital
Children’s Bureau
Measures Used By IPFMHI
ICAT Wilshire
CHLA Stacey
Providers 2003-2004: Table 2
Sycamores
St. Johns
---------
Monica
LACGC
(Includes only Los Angeles County Agencies)
NFPP
UCLA
of LA
Measures Frequency of Use:
Never=0, Seldom=1, Often=2, Very often=3
Clinical Services Study Measures
Mental Health Screening Tool (MHST) 0 0 0 0 2 2 0 0 0 0 1
Mental Health Screening Tool Supplemental
0 0 0 0 2 2 0 0 0 0 1
(Moderate Risk Assessment)
Behav. Assess. of Babies Social & Emotional Style (BABES) 0 0 0 0 3 3 0 0 0 0 2
Diagnostic Classification 0-3 (DC: 0-3) 0 0 0 0 3 3 3 1 3 2 3
Ages and Stages Questionnaire (ASQ) 1 2 3 2 3 1 2 0 3 3 0
Infant Toddler Development Assessment (IDA) 0 0 0 0 0 0 0 0 0 0 0
Bayley Scale for Infant Development 1 0 0 0 2 2 3 0 1 0 1
Fresno Resource and Support Scale 0 0 0 0 3 2 0 0 0 0 2
Parenting Stress Index-Short Form (PSI-SF) 1 0 0 0 3 2 3 2 3 3 3
Other Measures
Devereaux Early Childhood Assessment (DECA) 0 0 0 0 3 2 0 0 0 0 0
Marschak Intervention Method (MIM) 0 0 0 0 0 0 0 0 0 0 1
Temperament and Atypical Behavior Scale (TABS) 0 0 0 0 0 0 0 0 0 0 0
Early Relationship Assessment 0 0 0 0 0 0 0 0 0 0 0
Edinburgh Maternal Depression 0 0 3 0 0 0 0 0 0 0 0
Achenbach Child Behavior Checklist (CBCL) 2 0 0 2 1 2 3 3 3 3 3
DMH/ICARE Initial Assessment 0 0 0 0 3 3 3 0 3 2 3
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 61
Appendix A: Understanding Reliability and Validity
Test-Retest Reliability measures a construct that is stable or consistent
Test-retest reliability refers to the stability or across raters. Significant changes in results across
consistency of results across different administra- raters are a problem particularly for tools that use
tions. It answers the question – Will the tool pro- observations, structured tasks, or unstructured in-
duce the same results if the same rater screens or terview methods.
assesses the same child, twice? Results that are not stable across raters have
Typically a screening or assessment tool is com- limited usefulness for screening or assessment. For
pleted by the same rater, in reference to the same example, if a child scores in the possible delay or
individual (child) on two occasions, separated by a disorder range when the tool is administered by one
brief period of time (a few days or weeks). The re- rater, and the typical development range when ad-
sults of the different administrations are compared. ministered by a second rater, then the actual devel-
Test-retest reliability is higher when the results opmental needs of the child are not clarified by the
across administrations are more similar, suggesting use of the tool. Under these circumstances, confi-
that the tool measures a construct that is stable or dence in the use of the tool is not warranted. In this
consistent across a brief period of time. example the two raters simultaneously observe the
child completing the same activities; therefore, dif-
Significant changes in results across a brief pe-
ferences in results are due to variability in the tool’s
riod of time are a problem. Early childhood de-
reliability rather than in the child’s behavior.
velopment is dynamic and rapid, and change in
developmental progress is expected over months However, differences in results are expected
and years; however, only modest, if any, change in across informants who observe a child at different
developmental domains would be expected over times or in different settings. These differences do
the course of days or weeks. not necessarily jeopardize the usefulness of a tool.
For example, a child’s behavior at home as rated by
When the results of a tool are not stable over
a parent may be different from the child’s behavior
time, it has limited usefulness for screening or
at preschool as rated by a teacher. In such cases,
assessment. For example, if a child scores in the
different results are not unexpected.
possible delay or disorder range on one administra-
tion and the typical development range on a second Internal Consistency
administration in the course of one week, then the Internal consistency refers to the degree to
actual developmental needs of the child are not which a tool’s individual items contribute to
clarified by the use of the tool. Under these cir- measuring the same construct (for example, so-
cumstances, confidence in the use of the tool is not cial-emotional development). It answers the ques-
warranted. tion—Does a tool measure a specific content area?
Inter-Rater Reliability Internal consistency is higher when the indi-
Inter-rater reliability refers to the stability or vidual items correlate strongly to each other and to
consistency of results across different raters. It an- the total (subscale or domain) score. Internal con-
swers the questions – Will a tool produce the same sistency is important in demonstrating that a tool
results if two different raters screen or assess the (subscale or domain) measures a single construct
same child, in the same setting, at the same time? or area of development. Low internal consistency
is a problem. If individual items are not correlated
Typically a screening or assessment tool is com-
with each other and the total score then two chil-
pleted by two different raters in reference to the
dren who receive the same score may not necessar-
same individual (child) at the same occasion. The
ily have the same needs.
results of the different raters are compared. Inter-
rater reliability is higher when the results across For example, if a tool that supposedly screens
raters are more similar, suggesting that the tool for oppositional behavior had low internal consis-
62 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
tency (which suggests that the items do not cor- Criterion Validity
relate with each other or the total score, and also Criterion validity refers to the degree to which
suggests that more than one construct is being a tool’s results are similar to an established inde-
measured), then two children could score above pendent measure of the construct, can predict
the “cutoff” but be based on entirely different the occurrence of relevant future behavior, or can
items, and because the items do not correlate the distinguish between relevant groups of individuals
children could have very different needs. More- (children). Concurrent and predictive validity are
over, the needs may not have to do with opposi- types of criterion validity.
tional behavior because the lack of internal consis-
Low criterion validity is a problem. Failure of a
tency suggests that other unintended or unspeci-
tool to produce results that are similar to the find-
fied constructs also are being measured.
ings of other tools that measure the same construct
For screening and assessment tools that measure brings the accuracy of the tool into doubt. More-
multiple developmental domains, internal consis- over, a tool that is not able to accurately predict
tency is important at the domain or subscale level, real-world behavior or distinguish between relevant
but may not be appropriate to expect across do- groups is of little use for screening or assessment.
mains or at the total score level. For example, one
would not expect items measuring gross motor
Concurrent Validity
skills that compose one domain of a comprehen- Concurrent validity refers to the degree to which
sive tool to correlate highly with social-emotional the results from a screening or assessment tool
competencies that compose a second domain. are similar to the results of an established (already
valid) tool for measuring the same construct. High
Content Validity
concurrent validity indicates that the tool be-
Content validity refers to the degree to which ing used produces results similar to the results of
the items of a screening or assessment tool are an established tool; therefore, confidence in the
representative of the construct being measured. It results of the tool would be comparable to confi-
answers the question – Does a tool measure the dence justified in the comparison tools. For exam-
entire specified content area? ple, the Wechsler Scales are established measures
This type of validity indicates whether or not of intelligence. Therefore, a new tool for measuring
a tool can offer a fair or accurate measurement intelligence might compare its results with that of
of the entire construct that an examiner intends the Wechsler Scales. If the results are similar, and
to measure. For example, the degree to which a you have confidence in the Wechsler Scales, then
screening tool for social-emotional development similar confidence in the new tool is warranted by
includes items that cover all important aspects virtue of its concurrent validity.
of social-emotional development – such as atten- Predictive Validity
tion, initiation of play, interaction with caregivers,
Predictive validity refers to the degree to which
social skills, and communication, is a measure of
the results from a screening or assessment tool
its content validity. High content validity supports
predict future relevant real-world behavior. For
confidence in generalizing a person’s performance
example, a screening tool for social-emotional dis-
on a screening or assessment tool to their level of
orders administered to preschool children might be
functioning in the real world.
expected to predict oppositional or tantrum behav-
Content validity is commonly established by ior when the children are in kindergarten.
developing test items based on a thorough re-
A screening tool for social-emotional disorders
view of the relevant literature and in consultation
would also be expected to distinguish between
with content experts. Low content validity can be
children with an actual confirmed mental health
problematic if the user attempts to draw conclu-
disorder (based upon a full clinical diagnostic as-
sions about a child’s development that goes be-
sessment) and those with typical social-emotional
yond the focus and scope of the items that com-
development.
pose the tool.
Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005 63
A tool’s accuracy in distinguishing between consequences of a high false-negative rate—failure
groups of individuals can be described in terms of to identify children with a disorder, and missing
its sensitivity and specificity. Sensitivity refers to the opportunities for early intervention.
degree to which a tool correctly identifies children Norm-Referenced and
who have a delay or disorder. For example, of all
Criterion-Referenced Tools
the children, in a sample of children, who actually
The use or interpretation of screening and as-
have a social-emotional disorder, if the screening
sessment tools can be based on comparisons be-
tool accurately identified 8 out of every 10 of them
tween the scores achieved by different children
then the tool would have a sensitivity of 80%.
or families, or in terms of the degree to which a
Specificity refers to the degree to which a tool child or family member demonstrates mastery in a
correctly identifies children who do not have a delay particular area. Norm-referenced tools compare the
or disorder. For example, of all the children without results of a child or family relative to the results of
a delay or disorder (showing typical development), other children or families. The comparison group
in a sample of children, if the screening tool accu- is referred to as the normative sample. They an-
rately identified 9 out of every 10 of them, then the
swer the question – How does this child compare
tool would have a specificity of 90%.
to the general population of children?
Concurrent and predictive validity are of great
Criterion-referenced tools compare the results of
importance in selecting a screening tool with the
a child or family to a performance standard. They
primary goal of outreach and early identification.
answer the question – How does this child com-
Screening tools are designed to identify children who
pare to standards set by experts in the field?
have unidentified needs, and in turn link them to as-
sessments and, when appropriate, services. However, Norm- or criterion-referenced tools are uniquely
screening tools are not entirely accurate. Some chil- suited for different purposes. Norm-referenced
dren without a need will be incorrectly identified and tools are helpful in identifying departure from the
referred for assessments. In addition, some children average-that is, individuals who score much higher
with a need will incorrectly not be identified and or much lower than their peers. Criterion-refer-
therefore will not be referred for assessments. enced tools are helpful in documenting an indi-
Although high sensitivity and specificity are ideal vidual’s level of mastery, and in tracking change in
tool attributes, in practice errors of both under- and mastery over time.
over-identification will occur. Both types of errors The relevance of a norm-referenced tool for a
have consequences. A false-positive error (over- particular group of children or families depends on
identification) involves incorrectly identifying a its normative sample. The normative (or standard-
child as having a possible delay or disorder, who in ization) sample is the group of individuals who
actuality does not have a delay or disorder. False- are used as the reference group for comparing the
positive errors tend to cause parents and others to scores of others. The relevance of the standardiza-
worry needlessly until completion of an assessment tion group depends on the degree to which those
affirm that the child has no delay or disorder. in the group are representative of the children and
The second type of error, a false-negative error families in a particular program.
(under-identification) involves failing to identify a If the standardization group was recent (for
child as having a possible delay or disorder, who example, from the last 10 years), large, and na-
in actuality has a delay or disorder. False negative tionally representative then it will have broader
errors result in a child having his/her needs go un- relevance. However, if the standardization sample
detected and who consequently does not receive is not nationally representative—perhaps without
referrals for assessment and prevention, early in- sufficient representation of ethnically diverse chil-
tervention or treatment services. dren or families, or of individuals from different
Screening tools with a low false-negative error regions of the nation—its usefulness in making
rate (relative to a low false-positive error rate) are predictions about children and families who are
generally preferable, because of the more serious dissimilar from the group may be compromised.
64 Compendium of Screening Tools for Early Childhood Social-Emotional Development u December 2005
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This report has been completed by the
California Institute for Mental Health
in conjunction with the
California Department of Mental Health
and has been funded by
First 5 California (agreement number CCFC-6770)