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Shankar2009 PDF
Shankar2009 PDF
From the aDepartment of Anesthesiology, Clement Zablocki VA Medical Center, Milwaukee, Wisconsin; and the
b
Department of Anesthesiology, Medical College of Wisconsin, Milwaukee, Wisconsin.
KEYWORDS: Intervertebral discs provide support and cushioning against mechanical loads. Changes secondary to aging
Intervertebral disc; and degeneration lead to loss of this important function. This also sets the stage in some for disc-related pain.
Anatomy and Various therapeutic modalities have been attempted with minimal long-term success to alleviate the poorly
histology; described disc-related pain. To better understand the pain originating from the disc, this article attempts to
Physiopathology; explore the anatomy of the disc and the different perturbations that occur following aging and degeneration.
Blood supply; There is a great deal of similarity among the discs in different levels. They all consist of a nucleus pulposus,
Innervation; surrounded by the annulus fibrosus, whose outer layers integrate with the endplate and the ligaments to
Herniated disc strengthen and provide support. The spinal arteries provide the nutrient supply, and the lack thereof seems
to be a hallmark of degeneration and aging. The nerve supply is provided by the sympathetic chain and from
the recurrent sino vertebral nerve, but only the outermost layers of the annulus contain the sensory nerve
fibers. There also appears to be some genetic variation in the rate and degree of synthesis and breakdown
in the primary structural components of the disc, increasing the predisposition for disc-related pain. This
review will also briefly discuss the evidence that has accumulated regarding the occurrence of such
pathologic changes from a genetic and ergonomic perspective.
Published by Elsevier Inc.
Intervertebral discs play a significant role in the support, association between them.3,4 The prevalence rates in the UK
durability, and flexibility of the spine. While discs allow for have ranged from as low as 12% to as high as 35%, de-
some movement between different spinal segments, they pending on inclusion criteria. Of those patients, about 10%
provide tremendous stability of the overall spinal column in develop chronic pain with disability.5 As the population of
the face of a variety of different forces and massive loads. the US continues to age, the incidence and prevalence of
Disc degeneration is a relatively common problem, and its pain related to disc degeneration will undoubtedly increase
incidence seems to increase with the aging process. Changes and with it the economic burden on the society. Fundamen-
consistent with disc degeneration have been identified in tal to an appropriate treatment strategy is a thorough com-
teens.1 It has been shown that approximately 20% of teen- prehension of the disc anatomy as well as the pathophysi-
age discs are already showing signs of disc degeneration ology and its clinical presentation.
and they are nearly universal by the eighth decade.2
Although the correlation between disc degeneration and
disc-related pain is not precise, there is a known strong
Gross anatomy
Address reprint requests and correspondence: Hariharan Shankar,
MBBS, Department of Anesthesiology, Clement Zablocki VA Medical There are a total of 23 discs in the entire length of the spinal
Center, 5000 West National Avenue, Milwaukee, WI 53295. cord. When the height of all the discs (approximately 8-10
E-mail address: hshankar@mcw.edu. mm in height and 4 cm in diameter) are considered, they
ity from the head, upper extremities, and torso to the lower
extremities. The discs play a key role in maintaining the
proper spatial orientation of the bony anatomy, such as the
vertebral bodies and facet joints, and consequently also
allow adequate room for passage of the neural roots.7
Cartilaginous endplates
The most cephalad and caudal regions of the intervertebral
discs are the cartilaginous endplates. They have approxi-
mately 1-mm-thick horizontal layer of hyaline cartilage
forming an important morphologically and functionally dis-
tinct junction between the annulus and the vertebral body.
The composition of the endplate varies slightly in the area
adjacent to the annulus. Here it is primarily composed of
collagen fibers that are continuous with the disc and lay
parallel and horizontal to the adjacent vertebral bodies;
however, the area immediately adjacent to the osseous ver-
tebral body is made up of primarily hyaline cartilage and is
less adherent and more prone for separation during trauma.8
Early in life, the endplates are highly vascularized, but the
degree of vascularity wanes dramatically over the course of
the first year, and there are essentially no blood vessels
present by the third decade, increasing the predisposition for
degeneration.4
Nucleus pulposus
The nucleus pulposus differs from the annulus in that the
vast majority of it is much less dense and nearly the con-
sistency of a gel. It contains a more solidified central region
composed of loosely organized thin, type II collagen and
irregularly shaped radially organized elastin. These hold the
gel-like area, which contains proteoglycan molecules (espe-
cially aggrecan) that have hydrophilic chondroitin and ker-
atin sulfate attached to them. This glycoaminoglycan ar-
rangement binds water molecules and gives the nucleus a
much higher composition of water contributing to its con-
sistency (Figure 3). Other proteoglycans include versican,
biglycan, decorin, fibromodulin, and lumican. Other than
versican, whose function is not yet clear, and aggrecan, all
the other small proteoglycans are involved in the repair of
the extracellular matrix.12
Figure 3 (A) Cryo-microtome section specimen at the level of
the intervertebral disc showing the degenerated nucleus. Green dye
outlining the epidural space. (B) Diagram of the intervertebral disc
Matrix with the posterior neural arch. 1, anterior longitudinal ligament; 2,
annulus fibrosus; 3, nucleus pulposus; 4, posterior longitudinal
The extracellular matrix is composed primarily of collagen ligament; 5, spinal roots in the dural sac; 6, vertebral canal.
and aggrecan. The disc’s collagen framework serves as an (Adapted from multiple sources, including reference 4.)
anchor, attaching to the vertebral bodies and providing the
70 Techniques in Regional Anesthesia and Pain Management, Vol 13, No 2, April 2009
ing branch of the sino-vertebral nerve. Schwann cells also Physiological changes
appear to accompany the nerves in discs and play some role
in neural and vascular proliferation in an injured disc. By When the nuclear region of the young, healthy disc is
the second or third decade, the healthy adult disc has some analyzed with a T2-weighted magnetic resonance (MR)
innervation restricted to the outer annulus to about 3 mm imaging, a diurnal variation becomes apparent. The signal
that may provide a source for pain perception, but it nor- intensity, which correlates with a higher concentration of
water, is elevated in the morning hours after lying down for
mally has very little vasculature unless there has been some
several hours overnight and is lower in the evening (corre-
degree of degeneration.14 In the young adult, the cartilagi-
lating with less hydration) after several hours of standing or
nous endplate, like other areas of the body that are com-
sitting in the upright position. This indicates that loading
posed of hyaline cartilage, contains no blood vessels or
and unloading the spine appears to create gradients that
nerves.6 influence the degree of tissue–fluid exchange. A 19.3-mm
average increase in total body height and an average disc
volume increase of 1300 mm3 in young, healthy females
after lying recumbent for several hours was reported.18
Nutrient exchange Similarly a 0.9-mm loss in the height of a disc during the
span of a day in healthy adults was documented.19 Yet
A consistent supply of essential nutrients and oxygen as another study reported that degenerative discs and nonde-
well as a means for removal of metabolic end products such generated discs in subjects over 35 years of age did not
as lactate is required to support the aerobic metabolism exhibit appreciable diurnal variations.20 The absence of
needed to synthesize collagen and proteoglycans, thus en- significant diurnal variations in older and degenerated discs
abling optimal cellular function. Most of the disc’s blood supports the findings of Rajasekaran and coworkers, who
supply is usually limited to the outer annulus. Given this conclude that any degree of inability to perform fluid ex-
fact, the nearest source of blood to the overwhelming ma- change is a key element of degenerative disc disease.15
jority of adult disc tissues is located in the subchondral
regions of the vertebral bodies. With this tenuous blood
supply, the disc depends solely upon bulk fluid flow for the
transport of large molecules and diffusion for the transport Pressure transmission
of small molecules into and out of the disc. These molecules
As previously discussed, the hydraulic mechanism needed to
may traverse a substantial distance, perhaps as far as 20 mm
both transmit and absorb forces through the disc is primarily
from the blood source to the center of the disc. The mole-
dependent on the degree to which the nucleus is hydrated as
cules transported must extravasate from the capillaries into well as the structural integrity of the annulus and the vertebral
the subchondral bone, cross the vertebral endplate, and then endplate. The primary function of the nucleus is to decrease
travel through the extracellular matrix of the disc to center. stress on the vertebral endplate. The vertebral endplate and
This journey must then be traversed in reverse for the annulus both contain and restrain the force of the nucleus.
removal of metabolic waste. Rajasakaran and coworkers Normally, functioning discs disperse forces evenly. However,
tracked diffusion with a gadolinium-enhanced lumbar MRI. any compromise of the functional integrity of the nucleus, the
They found that molecules took 2 hours to cross the end- annulus, or the endplate can alter the balance of forces and
plate from the vertebral body and 4 hours to accumulate to decrease disc function.
any significant degree in the center of the disc.15 When one
considers the number of different tissues traversed as well
as the sheer distance, it is amazing that any exchange of
nutrients and wastes in the disc takes place via diffusion or Age-related histologic changes
bulk flow.
Each of the structures comprising the intervertebral disc un-
Electrochemical events as well as mechanical barriers
dergoes histologic changes with aging. The annulus, which is
dictate the velocity of the disc’s tissue–fluid exchange.16 composed of fibrous connective tissue, in infancy gets in-
Mechanical barriers would include fibrous tissues near creasingly hyalinized with collagen fibers, and at the third
and within the disc as well as the vertebral endplates. The decade of life starts showing fissures. Later by the fourth
potent negative charges exerted by proteoglycans to at- decade, mismatch of cell death and cellular proliferation
tract and bind water is a type of electrochemical force. develops, leading to invasion of vasculature through the
Proteoglycan-induced increased binding of water im- clefts and tears. The nucleus shows gradual replacement of
proves the compressive strength of the nucleus. Spinal the notochordal cells with chondrocytes in the second de-
loading and unloading may influence proteoglycan activ- cade. Subsequent decades show the occurrence of clefts,
ity in the disc, which may in turn account for the large which lead to the formation of fibrous tissue later in life.
degree of variation in the nucleus’s compressive strength The endplate has vasculature up to the third decade. It gets
from 630 to 2900 lbs.17 thinned with formation of clefts and fissures in the fourth
72 Techniques in Regional Anesthesia and Pain Management, Vol 13, No 2, April 2009
decade and finally is replaced by fibrocartilage in the sixth similarity among the twins.30,31 Patients who were diag-
decade.21 There is also a temporal relationship between the nosed with herniated discs before the age of 21 were four to
changes in various disc components. The endplates show five times more likely to have a significant family history
the earliest changes followed by the nucleus and then the for disc herniation. Patients with significant osteoarthritis of
annulus. The decrease in endplate vasculature in the teens the extremities have a greater degree of osteoarthritis and
may be the critical factor leading to loss of nutrients and disc degeneration of the spine. Furthermore, there may be a
oxygen for the nucleus, leading to further degeneration.22 genetic link between disc degeneration, degenerative scoliosis,
Increased crosslinks due to reaction between collagen and and spondylolisthesis through similar cellular processes.32
glucose give the older discs a yellow color. Matrix synthesis In addition to pathologic processes that occur over time
also decreases with aging. leading to accelerated degeneration of discs, there is also a
nonpathological degeneration that is inherent with the aging
process independent of trauma or predisposing genetic vari-
ation. Two key normal processes that occur with natural
Causes of disc degeneration disc degeneration are reduced proteoglycan content within
the disc (and consequent decreased hydration and function)
Disc degeneration includes “real or apparent desiccation, and decreased endplate permeability (and consequent de-
fibrosis, narrowing of the disc space, diffuse bulging of the creased metabolic exchange). Simultaneously, the type II
annulus beyond the disc space, extensive fissuring (ie, nu- collagen molecules are replaced by the denser type I colla-
merous annular tears) and mucinous degeneration of the gen molecules in the nucleus. These type I molecules tend
annulus, defects and sclerosis of the endplates, and osteo- to crosslink and form even denser tissue that further inhibits
phytes at the vertebral apophyses.”23 Although the list of exchange of nutrients and metabolic waste. Although these
contributing factors to disc degeneration has not changed changes lead to increased disc desiccation, and decreased
over the last several years, the degree of importance attrib- function, it is important to note that they do not substantially
uted to each factor has significantly changed over the last decrease disc height, nor do they invoke an extremely pain-
decade. Higher associations with disc degenerations were ful response. Similar changes also occur in the articular
found with body weight, lifting strength, and axial disc area cartilage. These changes are easily noticed on an MRI in
than physical activity.24 Occupational risks, such as expo- which the cartilage (or the disc) takes on a darker appear-
sure to vibrations, heavy manual labor (and concomitant ance as they become less hydrated.
forces in the lumbar spine) leading to endplate damage, and
smoking and atherosclerosis causing decrease in nutrient
supply, are all traditionally believed to play a role in disc
degeneration. The role of genetic predisposition to disc Pathologic features of disc degeneration
degeneration as the primary risk factor is being increasingly
recognized.25 More specifically, there appears to be some Compromise of the annulus or the vertebral endplate leads
genetic variation in the rate, degree of synthesis, and break- to loss of restraint or opposing forces to the nucleus. Ini-
down in the primary structural components of the disc, such tially a weak small area of the annulus or endplate, perhaps
as the collagen.26 Collagen IX encoding genes (COL9A2, secondary to trauma, shows signs of degeneration. This
COL9A3) are the most studied showing substitution of gradually spreads over time to lead to global disc degener-
tryptophan. Similarly, candidate genes encoding for type I ation and compromises the intrinsic ability of the disc to
collagen (COL1A 1-Sp1 binding site), Sox 9, which regu- oppose extrinsic forces. This correlates with bulging, her-
lates other genes like the gene encoding aggrecan, vitamin niation, and decreased disc height as well as associated
D receptor gene, matrix metalloproteinase-3 gene, respon- changes in the anterior and posterior elements of the spine
sible for degeneration and interleukin-1 polymorphisms are as these bony structures are called upon to provide more
being studied for possible association with disc degenera- support.12
tion.27 High prevalence of disc degeneration was noted in One interesting finding is the difference in the rates of
knockout mice for aggrecan.28 In addition, there appears to diffusion of the endplates of otherwise indistinguishable
be some genetic variation in the size and shape of many discs. Those that are symptomatic have a decreased diffu-
structural components of the spine. sion rate as compared with those that are asymptomatic.19
The Twin Spine study, which included both monozygotic Degeneration seems to be initiated with the production of
and dizygotic twins from the Finnish Twin cohort registry, abnormal components in the matrix or increase in the fac-
revealed that there was little effect on physical loading to tors responsible for matrix degradation (like TNF-␣, IL-1,
the contribution of disc degeneration. They failed to find a and others), and MMPs (specifically collagenase, stromely-
smoking-related effect. Interestingly by multivariate analy- sin, gelatinase aside from MMPs 2, 7, 8, and 13) with a
sis comparing the spine MRIs from 115 monozygotic twins, reduction in tissue inhibitors. The increase in growth factors
they found that including age and work with familial ag- triggers a reparative process, albeit poor.33
gregation improved the explanation for the variability to Circumferential tears, peripheral rim tears, and radial
74%.29 The disc degeneration as seen in MRIs had a striking fissures are the distinguishable annular tears. Although
Shankar et al Anatomy and Pathophysiology of Intervertebral Disc 73
Conclusions
Our understanding of both the natural and clinically relevant
pathologic degeneration of the spine has increased tremen-
dously over the last several decades. To best address a
patient’s pain we must have a thorough understanding of the
anatomy and pathophysiology. With the invention of newer
imaging modalities, like the dynamic spine MR, ultra short
echo time imaging, and apparent diffusion coefficient, the
future looks more promising in terms of our ability to detect
subtle changes in the disc.23
Figure 8 Sagittal T2-weighted MR image of lumbar spine
showing Schmorl’s node at the level of T11 and an extruded disc
material at the level of L5-S1. All the lumbar discs show disc
degeneration and loss of disc height. Type 1 Modic’s changes seen Acknowledgments
in lumbar 1 and 2 vertebral bodies.
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