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THE JOURNAL OF ALTERNATIVE AND COMPLEMENTARY MEDICINE

Volume 19, Number 7, 2013, pp. 622–626 Original Articles


ª Mary Ann Liebert, Inc.
DOI: 10.1089/acm.2012.0642

Effect of Therapeutic Horseback Riding on Balance


in Community-Dwelling Older Adults with Balance Deficits

Douglas N. Homnick, MD, MPH,1 Kim M. Henning,2 Charlene V. Swain, BS, PT,2
and Tamara D. Homnick, BA, RN 2

Abstract

Objectives: Falls are an important cause of morbidity in older adults. Equine-assisted activities including
therapeutic riding (TR) benefit balance and neuromuscular control in patients with neurological disabilities but
have not been systematically studied in older adults at greater risk for falls due to balance deficits. The effect of
an 8-week TR program on measures of balance and quality of life in community-dwelling older adults with
established balance deficits was evaluated.
Design: This was a pretest–post-test single-group trial of a TR program on measures of balance and quality
of life.
Setting: The study was conducted at a Professional Association of Therapeutic Horsemanship (PATH) Inter-
national Premier riding center.
Subjects: The subjects comprised 9 adults (5 female, 4 males) with a mean age 76.4 years (range 71–83 years).
Interventions: This included an 8-week observation period followed by an 8-week TR program consisting of
1 hour per week of supervised horseback riding and an 8-week follow-up period. Subjects received balance
testing at weeks 0, 8, 16, and 24 using the Fullerton Advanced Balance Scale (FABS), and quality of life was
measured at weeks 8 and 16 using the Rand SF (short form) 36 quality-of-life measure.
Outcome measures: Outcome measures were change in the FABS and Rand SF 36.
Results: There was no significant difference in balance scores between the start and end of the observation
period. There was a significant improvement in the balance score and perception of general health from the start
to the end of the intervention period, and no significant difference between the end of the intervention and the
end of study, suggesting that improvements may have been sustained.
Conclusions: TR is a safe activity for older adults with mild to moderate balance deficits and leads to both
improvements in balance and quality of life. Longer and larger studies to assess the benefit of equine-assisted
activities on improvements in balance and reduction in fall risk are needed.

Introduction improved balance and mobility, and fewer falls. This in-
cludes individuals with significant disabilities such as
chronic stroke.4 A Cochrane Database Review5 of exercise
F alls are a significant cause of morbidity in older age
groups, with 1 in 3 community-dwelling residents over 65
years experiencing at least one fall per year.1 Balance plays an
and balance in older people identified 34 studies in which
those who exercised showed statistically significant im-
important role in determining which individuals present a provements in balance over individuals with usual activities.
high fall risk and those with gait impairments experience All types of exercise were represented in these studies in-
three times the fall rate and associated morbidity of those cluding those involving gait, balance, coordination, and
without such disabilities.2 Decreased muscle strength and muscle strengthening, with combinations of multiple types
endurance also increase fall risk.3 showing the greatest improvement.
Balance represents a complex interaction of sensory and Hippotherapy (HPOT) and therapeutic (horseback) riding
musculoskeletal systems, and deficits in either can lead to (TR) have become important methods of providing both a
falls. At any age, exercise leads to faster postural reflexes, pleasurable activity and physical exercise for individuals

1
Western Michigan University School of Medicine, Kalamazoo, MI.
2
The Cheff Therapeutic Riding Center, Augusta, MI.

622
THERAPEUTIC RIDING FOR OLDER ADULTS WITH BALANCE DEFICITS 623

with developmental and acquired disabilities. HPOT is de- lower indicates a reasonable high probability of fall risk.
fined as a physical, occupational, or speech therapy treat- Subjects otherwise meeting the entry criteria and scoring be-
ment strategy that utilizes equine movement, usually as part tween 6 and 12 on the short form FABS were enrolled in the
of an integrated treatment program to achieve functional study. In addition, physician clearance was required of all
outcomes. TR utilizes mounted activities including tradi- subjects entering the study.
tional riding disciplines or adaptive riding activities con- Subjects were excluded with any chronic condition known
ducted by a PATH International (Professional Association of to affect balance including history of stroke, Parkinson’s
Therapeutic Horsemanship International, Denver, CO) cer- disease, multiple sclerosis, vestibular dysfunction, or any
tified instructor. Both are termed equine assisted activities other condition leading to severe musculoskeletal or neuro-
proven to improve dynamic postural stabilization, muscle logic dysfunction or impairment in balance. Additional ex-
co-contraction, joint stability, weight shift, postural and clusion criteria included history of intake of more than the
equilibrium responses, and gross motor function in children equivalent of 1.5 ounces of alcohol per day, fear of horses,
with cerebral palsy (CP).6,7 TR has also been shown to im- and recreational or therapeutic riding within 1 year of en-
prove balance in individuals with mental retardation.8 rollment. Entry into the study was at the discretion of the
However, few systematic studies of the potential benefit of physician investigator (DNH).
equine assisted therapies have been undertaken in older in- The FABS was administered to selected individuals at the
dividuals. This article presents the results of a 10-week, time of entry into the study (week 0), just prior to starting the
single-blind, controlled study of a 10 TR program on two TR intervention (week 8), immediately upon completion of
measures of balance in community-dwelling, older adults the TR intervention (week 16), and 8 weeks after completing
without selecting subjects specifically for balance deficits. In the TR intervention (week 24) by a licensed and experienced
that study, we recorded improvements in balance in both the physical therapist (CVS). In addition, each subject was asked
intervention (TR) group and active, healthy controls, both to complete the Rand SF (Short Form) 36 quality-of-life sur-
with relatively small balance deficits, emphasizing the need vey at the start and end of the TR intervention (weeks 8 and
to study patients with greater established balance deficits.9 In 16). The Rand SF 36 is a validated tool using 36 questions
addition, safety of the intervention in an older age group was that have been used to assess physical and emotional func-
established. tioning in older adults.10,11 Questions from the tool are
combined to form nine domains corresponding to various
Methods quality-of-life indicators. These include physical functioning,
role limitations due to physical health, role limitations due to
The study was approved by the Bronson Methodist Hos-
emotional problems, energy/fatigue, emotional well-being,
pital Institutional Review Board (Kalamazoo, MI). A conve-
social functioning, pain, general health, and health change.
nience sample of individuals 65 years of age or older was
Each domain has a possible score of 100.
recruited from the local community. All subjects gave in-
Participants underwent balance testing and the TR inter-
formed consent, and underwent a health screening and a
vention at the Cheff Therapeutic Riding Center (Augusta, MI).
balance screening. The balance screening consisted of four
The Cheff Center is a PATH International premier accredited
questions (Short-Form Version) from the Fullerton Advanced
therapeutic riding center, established in 1970, that serves
Balance scale (FABS), a validated measure of balance deficit
multiple types of clients including children and adults with
and fall risk (personal communication Debra J. Rose, PhD and
physical, developmental, and psychologic disabilities includ-
reference 2). The full FABS (Table 1) is a test of static and
ing veterans with post-traumatic stress disorder, children and
dynamic balance and is especially suited to higher-functioning
adults with autism, CP, and so on. The TR course consisted of
individuals with slightly more challenging tasks. It consists of
a once per week, 1-hour session with a PATH-trained and
10 maneuvers scored from 0 to 4 (high to low fall risk) with a
certified TR instructor investigator (TDH or KMH). The TR
total possible score of 40 and takes approximately 20 minutes
session included grooming and tacking, mounting, a warmup
to complete. The FABS has also been found to have high test–
exercise on the horse, riding skills, and dismounting. The
retest (intra-rater) and inter-rater reliability. The short form
riding portion of the session lasted approximately 45 minutes
version of the FABS consists of questions 4, 5, 6, and 7 of the
and consisted of walking and/or trotting, depending on the
full FABS with a total possible score of 16. A score of 9 or
skill of the rider. One (1) to 3 volunteers assisted the rider to
maintain safety. Close observation of the rider was main-
Table 1. The Fullerton Advanced Balance Scale Items tained at all times for early detection of fatigue, discomfort,
etc. The Rand SF 36 was administered at the start and the end
1. Standing with feet together, eyes closed.
2. Reaching forward to retrieve an object held at shoulder of the TR intervention (weeks 8 and 16). Seven (7) subjects
height. completed both measures.
3. Turn 360 degrees in a right and left direction.
4. Step up and over a 6-inch bench.
5. Tandem walk. Table 2. Mean Balance Scores at Each Time Point
6. Standing on one leg.
7. Standing on foam with eyes closed. N Minimum Maximum Mean Std. deviation
8. Two-footed jump for distance.
9. Walk with head turns. Week 0 9 22.00 35.00 26.5556 4.21637
10. Reactive postural control. Week 8 9 24.00 33.00 27.8889 2.80377
Week 16 9 26.00 37.00 31.3333 3.53553
Each item is scored 0–4 with a possible total score of 40 (see Week 24 9 26.00 38.00 31.4444 4.36208
reference).
624 HOMNICK ET AL.

Discussion
Falls are common in older individuals and have an im-
portant impact on quality of life. They are also expensive,
with the cost of fall injuries reaching $20.2 billion in 1994 and
estimated to increase to $32.4 billion in 2002, likely due to an
increasing senior population as baby boomers age.12 Factors
that increase risk of falls include disability, poor performance
on physical tests, depressive symptoms, poor executive
function, concern about falling (balance confidence), and
previous falls.13 Identification of those individuals at risk and
early intervention with medical assessment and manage-
FIG. 1. Mean balance scores at each time point. ment, exercise programs, and environmental modification is
known to reduce fall risk and improve quality of life.
Exercise reduces fall risk in older adults. Nowalk et al.14
Results demonstrated the benefits of two exercise programs, resis-
tance/endurance training and t’ai chi, in reducing fall risk in
Eleven (11) subjects met the entry criteria and were en-
residents of two long-term care facilities. Cyarto et al.15
rolled in the study and 9 subjects (mean age 76.4 years, range
showed improvements in balance confidence and balance
71–83 years, 4 male, 5 female) completed the TR intervention
ability in independent-living retirement village residents
and all four balance measurements. Seven (7) subjects who
undergoing either home-based resistance and balance
finished the trial (mean age 76.1 years, range 71–83 years, 2
training or group-based walking. In another study of rela-
male, 5 female) also completed both measures of the quality-
tively healthy community-dwelling adults age 65 and older,
of-life questionnaire.
Feldenkreis exercises significantly improved mobility and
Mean balance scores at each study time point are shown
balance confidence.16 Disabled older adults also benefit
in Table 2 and Figure 1. Comparison of balance scores be-
from exercise programs. Miller et al.17 achieved improve-
tween each time point in the study is shown in Table 3. As
ments in balance performance, balance confidence, and gait
noted, there was no significant change in balance scores
in debilitated, ambulatory community-dwelling adults un-
during the observation period (weeks 0–8, p = 0.35). There
dergoing 4 weeks of exercise and balance training. In ad-
was a significant improvement in balance scores from the
dition, a recent Cochrane Database Systematic Review18 of
start to end of the TR intervention (weeks 8–16, p = 0.001),
111 clinical trials of fall intervention in older community-
and no significant difference between the end of the TR in-
dwelling adults concluded that multiple-component group
tervention and the end of the follow-up period (weeks 16–24,
exercise, t’ai chi, and individually prescribed multicompo-
p = 0.908). The observation period was established to inves-
nent home-based exercise all reduced fall risk and rates
tigate and minimize the effects of learning on the balance
of fall.
tests as well as to gather information on daily physical ac-
HPOT and TR are not only forms of exercise with proven
tivities of the participants. Most measures of quality of life
rehabilitative potential but also are pleasurable activities for
improved from the start to end of the TR intervention;
those with disabilities. The exact therapeutic benefit of
however, only the measure of overall perception of general
horseback riding is unknown is but thought to be due dis-
health improved significantly ( p = 0.003) (Table 4, Fig. 2). No
placement of the horse’s center of gravity three-dimension-
safety issues were encountered during the trial.
ally, leading to rhythmic movements similar to a human
gait.19 Neurosensory and neuromuscular responses are eli-
Statistical analysis
cited from underutilized muscle groups in response to this
Descriptive statistics for balance scores are shown in Table 2 mechanical stimulation. Although not yet defined, move-
and comparisons of the means at paired time points are ment of the horse may also improve vestibular responses to
shown in Table 3. The descriptive statistics for the quality-of- alterations in posture, leading to improved fall protection in
life measures are shown in Table 4 and comparisons of the older individuals.
means at paired time points in Figure 2. The paired t-test was TR and HPOT improve muscle tone, balance, posture,
used throughout as the measurements were taken on the same trunk/head stability, upper extremity reach/targeting, gross
subjects throughout the study. The tests were conducted at a motor function, and gait speed in children with CP.19–21
0.05 significance level. Minitab 16 (Minitab, Inc., State College, Balance and quality of life are also improved in multiple
PA) statistical software was used for the analyses. sclerosis with both TR and HPOT.22,23 However, there are no

Table 3. Comparison of Balance Scores at Various Time Points

95% Confidence interval of the difference


Mean Std. Std. Sig.
difference deviation error mean Lower Upper t df (2-tailed)

Pair 1 Week 0–Week 8 - 1.33333 4.03113 1.34371 - 4.43193 1.76527 - 0.992 8 0.350
Pair 2 Week 8–Week 16 - 3.44444 1.87824 0.62608 - 4.88819 - 2.00070 - 5.502 8 0.001
Pair 3 Week 16–Week 24 - 0.11111 2.80377 0.93459 - 2.26628 2.04406 - 0.119 8 0.908

Sig., significance; df, degrees of freedom.


THERAPEUTIC RIDING FOR OLDER ADULTS WITH BALANCE DEFICITS 625

Table 4. Quality of Life Measurements at Start and End of the Therapeutic Horseback Riding Intervention

95% Confidence
interval of the difference
Mean Std. Std. error Sig.
QOL measures difference deviation mean Lower Upper t df (2-tailed)

Pair 1 Phys func2–Phys func 6.071 8.643 3.267 - 1.922 14.065 1.859 6 0.112
Pair 2 Role PH2–Role PH 0.000 43.301 16.366 - 40.047 40.047 0.000 6 1.000
Pair 3 Role EP2–Role EP 9.514 16.249 6.141 - 5.513 24.542 1.549 6 0.172
Pair 4 Energy2–Energy 12.143 13.496 5.101 - 0.339 24.625 2.380 6 0.055
Pair 5 Emot WB2–Emot WB 4.286 5.219 1.973 - 0.541 9.112 2.173 6 0.073
Pair 6 Soc Func2–Soc Func 7.143 14.174 5.357 - 5.966 20.251 1.333 6 0.231
Pair 7 Pain2–Pain 2.143 15.236 5.759 - 11.948 16.234 0.372 6 0.723
Pair 8 Gen Hlth2–Gen Hlth 21.429 18.420 6.962 4.393 38.464 3.078 6 0.022
Pair 9 Hlth Chg2–Hlth Chg 4.167 10.206 4.167 - 6.544 14.877 1.000 5 0.363

QOL, quality of life; Std., standard; df, degrees of freedom; Sig., significance; Phys func, physical functioning; Role PH, role limitations due
to physical health; Role EP, role limitations due to emotional problems; Energy, energy/fatigue; Emot WB, emotional well-being; Soc Func,
social functioning; Pain, pain; Gen Hlth, general health; Hlth Chng, health change.

systematic studies of the effects of TR or HPOT in older other exercise in a comparison group. Sterba et al.,6 in dis-
adults with any medical condition, including the effects on cussing a study design for assessment of the effects of TR on
balance. children with CP, pointed out that using intervention sub-
A total score on the FABS of 25 or lower has been deter- jects as their own controls was a sensitive way to determine
mined to be a predictor of increased fall risk in older sub- small therapeutic changes. They felt that an interventional
jects.2 Mean FABS score for the group in the current study at before–after trial with subjects serving as their own controls
baseline was 26.5 and increased to 31.33 at the end of the TR was useful for evaluation of effects on gross motor function
intervention. This would indicate that these subjects had in the evaluation of sports therapy. This may also prove
reasonable balance deficits at the start of the trial with clear true for balance studies involving exercise. Additional is-
improvement after completing the TR course. Of interest is sues include determining optimal frequency and duration
the maintenance of the mean balance score at the follow-up of TR or HPOT therapy for balance and what is the duration
measure and above the baseline balance score, suggesting of a possible sustained effect once therapy is discontinued.
persistence of effect, although no subjects continued to ride Since falls and fall risk rather than balance per se are the
after completing the TR intervention. The subjects, however, ultimate clinically significant outcomes, a future study with
were not queried as to whether they may have increased a longer (perhaps 1 year) TR course while measuring not
other physical activities during the follow-up period, possi- only balance but actual falls and fear of falling, perhaps
bly accounting for the apparent persistence of effect. The compared to a nonintervention matched control group
small sample size precludes any definite conclusions re- would clarify the true benefit of equine-assisted activities
garding this. on reducing fall risk.
A control group was not used for this study, but rather a However, this study demonstrates the practicability,
single-group pretest–post-test design was chosen to mini- safety, and benefit on improvement in balance of a short-
mize the effects of other confounding variables such as term TR course in older individuals with established mild-to-

FIG. 2. Quality-of-life
measurements at 8 and 16
weeks. Phy Func, physical
functioning; Role PH, role
limitations due to physical
health; Role EP, role
limitations due to emotional
problems; Energy, energy/
fatigue; Emot WB, emotional
well-being; Soc Func, social
functioning; Pain, pain; Gen
Hlth, general health; Hlth
Chng, health change.
*p = 0.022.
626 HOMNICK ET AL.

moderate balance deficits. As the general population ages, is 10. Cleary KK, Howell DM. Using the SF-36 to determine per-
generally healthier and more active than their parents, and ceived health-related quality of life in rural Idaho seniors. J
desire to continue to undertake physical activities, equine Allied Hlth 2006;35:156–161.
activities and equine-assisted therapies may prove beneficial 11. Walters SJ, Munro JF, Brazier JE. Using the SF-36 with older
for maintenance of balance with resultant decrease in the fall adults: A cross sectional community-based survey. Age
risk and improved quality of life. Additional studies in this Aging 2001;30:337–343.
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older individuals. sions of slip and fall injuries. J Forensic Sci 1996;41:733–746.
13. Delbaere K, Close JC, Heim J, et al. A multifactorial ap-
proach to understanding fall risk in older people. J Am
Acknowledgments
Geriatr Soc 2010;58:1679–1685.
All listed authors contributed significantly to the design, 14. Nowalk MP, Prendergast JM, Bayles CM, et al. A random-
implementation, and reporting of results of this study. The ized trial of exercise programs among older individuals
statistical services of Robert Flikkema, MS, Department of living in two long-term care facilities: The FallsFREE pro-
Statistics, Western Michigan University, Kalamazoo, Michi- gram. J Am Geriatr Soc 2001;49:859–865.
gan are greatly appreciated. Funding Source: The Cheff 15. Cyarto EV, Brown WJ, Marshall AL, Trost SG. Comparative
Therapeutic Riding Center. effects of home- and group-based exercise on balance con-
fidence and balance ability in older adults: Cluster ran-
Disclosure Statement domized trial. Gerontology 2008;54:272–280.
16. Ullmann G, Williams HG, Hussey J, et al. Effects of Fel-
The authors do not indicate any conflicts of interest in denkrais exercises on balance, mobility, balance confidence,
regard to this study. Tamara D. Homnick, Kim Henning, and and gait performance in community-dwelling adults age 65
Charlene Swain are employed by the Cheff Therapeutic and older. J Altern Complement Med 2010;16:97–105.
Riding Center. Douglas Homnick reports no financial inter- 17. Miller KL, Magel JR, Hayes JG. The effects of a home-based
est in regard to this study. The Cheff Therapeutic Riding exercise program on balance confidence, balance perfor-
Center provided in-kind support of this project. mance, and gait in debilitated, ambulatory community-
dwelling older adults: A pilot study. J Geriat Phys Ther
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