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X-ray Diffraction
Basic principles and techniques
of X-ray powder diffraction
1
Outline
A.M.10:00~11:45
Part I: Basis of X-ray diffraction
1. Properties of X-rays
2. Crystal Lattice, Lattice plane and Plane indices
3. X-ray Diffraction Measurement
2
Part I.
Basis of X-ray Diffraction
Part I. Basis of X-ray Diffraction
1. Properties of X-rays
4
What are X-rays?
X-rays are a form of the electromagnetic radiation with
wavelength of 0.01 to 100 Å.
Ultraviolet rays
Far ultraviolet
infrared rays
infrared rays
Short waves
Long waves
Microwaves
Visible rays
Ultra short
X-rays
X-rays
Hard
Soft
waves
γ rays
Near
rays
Far
10-2 1 102 104 106 108 1010 1012 (Å)
5
Generation of X-rays
X-rays are generated when electrons, accelerated by
high-voltage electric field, strike the anode target.
High Vacuum
filament X-ray target (Cu)
electron
‐ +
High voltage
Most of energy of the electrons is lost as heat. Only a
small percentage of energy is converted to X-rays.
Efficiency of X-ray generation ε = 1.1×10-9ZV (Cu 0.1%)
Z: Atomic number of target element V: accelerating voltage(V)
6
Wavelength distribution of X-rays
Characteristic X-rays and continuous X-rays
Example of wavelength distribution Characteristic X-rays
of X-rays generated by Mo target • Characteristic X-rays have
specific wavelengths inherent to
the element of the target.
Intensity (a.u.)
X-ray diffraction
Continuous X-rays
• Continuous X-rays have
continuous wavelength
distribution
• Total intensity is strong
X-ray fluorescence
Wavelength (Å) X-ray imaging
7
Generation of characteristic X-rays
Characteristic X-rays are emitted from the element when
its outer-shell electrons make transitions between the
atomic energy levels.
M shell Kb (20~30) 8
L shell MⅡor Ⅲ 7
Kb
LⅡ:Ka2 (50) Ka
K shell 6
Intensity
La 5
Nucleus 4
Ka 3
LⅢ:Ka1 (100) 2
Mo
Fluorescent X-rays
(True absorption)
X-ray I0 I
tube
Incident X-rays Transmitted X-rays
Electron
(Total absorption)
Heat
10
Absorption & Absorption Coefficient
When X-rays pass through a material with thickness of
x cm, the intensity of the X-rays decreases from I0 to I.
𝐼0 𝐼
x cm
Pt absorption curve
Absorption coefficient (cm2 / g)
LI absorption edge
LII absorption edge
200
100
LIII absorption edge
K absorption edge
0.5 1.0
Wavelength (Å)
The wavelength is an appropriate for
excitation energy of K electron shell
12
Mass Absorption Coefficient
Mass absorption coefficients (cm2/g) are largely different
between the Kα and Kβ radiations. The Kβ filter utilizes
this difference for monochromatization.
Mo Cu Co Cr
Kβ Kα Kβ Kα Kβ Kα Kβ Kα
Ti 16.8 23.4 152 200 227 291 444 590
V 18.7 26 166 219 250 325 479 74.7
Cr 21.5 29.9 185 247 293 408 67 86.8
Mn 23.8 33.1 207 270 306 393 75.3 97.5
Fe 27.1 37.6 232 302 342 57.2 86.9 113
Co 29.6 41 248 321 48.1 63.2 96 124
Ni 34 46.9 279 48.8 56 73.5 112 144
Cu 35.7 49.1 39.2 51.8 59.4 78 118 153
(International Tables for X-ray Crystallography C)
13
Generation of Fluorescent X-rays
Photoelectric effect Fluorescent X-rays are generated
when the energy of an X-ray photon is absorbed by kicking out
a K-shell electron and one of outer orbital electrons falls down
into the vacancy of the K-shell. True absorption of X-rays
Fluorescent X-rays
(Characteristic X-rays of Fe)
X-ray photon
Photoelectron
K-shell
Fe
Nucleus
L-shell
15
Crystal and Structural Unit
Crystal is characterized with the periodic arrangement of
atoms, ions or molecules in the three-dimension.
Basic unit of this repetition is called “unit cell”.
Eight corners of the unit cell are called “lattice points”.
Lattice point
Lattice
Unit cell
Unit cell
16
Crystal Lattice
The periodic arrangement of lattice points in space is
called “crystal lattice”, “space lattice” or merely “lattice”.
The crystal lattice has several types.
Lattice point
Non-primitive lattice
17
Lattice Constants
Size and shape of the unit cell (or lattice) can be defined
with three axis lengths, a, b, c, and three angles, a, b, g,
between them, in general.
These parameters are called “lattice constants”, “lattice
parameters” or “unit-cell parameters”.
c
P
Primitive P I
Primitive Body centered
P C P/R P
Primitive Base centered Primitive/Rhombohedral Primitive
Orthorhombic Cubic
P I F C P I F
Primitive Body centered Face centered Base centered Primitive Body centered Face centered 20
Why not 7x4 Bravais Lattices?
Example)
Base-centered tetragonal cell has the same array as
that of the simple tetragonal cell with a smaller unit-cell.
Base-centered Primitive
tetragonal cell tetragonal cell
Lattice spacing
Lattice plane
22
Miller indices
The lattice plane can uniquely be defined with three
integers hkl.
These integers are called “plane indices” or “Miller
indices”, and they are expressed by enclosing them by
parenthesis as (hkl).
c/l
b/k
a/h
23
Examples of Miller indices
(hkl) : Miller indices
c {111} c c {hkl } : Plane group
1/1 1/∞ 1/∞
b 1/1 b 1/1 b
1/1
1/1 1/1
1/∞
(111) (110) (010)
c c
b b
___
a (111) a (020)
24
Miller indices and observed data
c
25
Miller indices, lattice spacing and
lattice constant
The lattice spacing and lattice constant d of a certain plane
is calculated by lattice constants and Miller indices (hkl) by
the following formula.
Cubic
Tetragonal
Orthorhombic
Rhombohedral
Hexagonal
Monoclinic
Triclinic
26
Part I. Basis of X-ray Diffraction
27
X-ray Diffraction and Bragg’s Law
X-ray diffraction occurs when the Bragg’s law holds.
The angle qB is called the Bragg angle. Bragg’s Law
Intensity
q q
Lattice spacing d
(1~10Å)
2λ Kα1+λ Kα2
λKα =
3 Diffraction angle
28
Powder X-ray Diffraction Pattern
The X-rays which enter into the sample are diffracted
along the cones with cone angles of 2qB.
So-called powder X-ray diffraction (PXRD) pattern is
observed. 2θ
2θ
2q
Incident X-ray I
sample
Debye rings 29
Measurement with q-2q Scan Mode
In q-2q scan mode, the incident and diffracted angles are
kept identical against the specimen surface.
So the crystal planes parallel to the specimen surfaces
are always concerned with X-ray diffraction.
2θ (˚)
30
Reflection and Transmission Modes
In reflection mode, X-rays reflected on the specimen
surface are measured with a detector.
In transmission mode, X-rays transmitted through the
specimen are measured.
Detector Detector
2θ 2θ
Specimen Specimen
1. Crystallographic Information
from XRD
33
High Quantitativity of XRD Technique
X-ray diffraction (XRD) technique can elucidate the
three-dimensional structure of crystal.
It can determine the positions of atoms in the unit-cell at
the accuracy in the order of 10-4 nm.
34
States of Matters
Crystalline solid is characterized with periodic
arrangement of atoms
35
States of Matters and XRD Patterns
X-ray diffraction/scattering patterns clearly elucidate the
states of matters.
1500
1000 Crystal
Intensity (cps)
Gas
0
5 10 15 20 25 30 35 40
2θ (˚)
36
Angular range of XRD Measurement
XRD pattern is usually measured in a wide 2q -range.
Small-angle X-ray scattering (SAXS) give different
structural information.
10000
100
10
• Quantitative analysis
angle (2θ)
38
XRF and XRD Analyses
X-ray fluorescence (XRF) analysis can elucidate which
elements are present in the sample.
X-ray diffraction (XRD) analysis can distinguish which
compounds are present in the sample.
Peak positions are a function of lattice constants and
Miller indices.
Intensities are a function of atoms (elements), their
coordinates and Miller indices.
XRD pattern differs for different crystal structures.
39
XRF & XRD Analyses of Iron Oxides
X-ray Fluorescence analysis X-ray diffraction analysis
100
Fe
(counts)
(counts)
80
FeO
)
強度(count)
強度(count
60
Intensity
Intensity
40
20
0
100
(counts)
(counts)
80
Fe2O3
)
強度(count)
強度(count
60
Intensity
Intensity
40
20
0
100
(counts)
(counts)
80
)
強度(count)
強度(count
Fe3O4
60
Intensity
Intensity
40
20
0
10 20 30 40 50 60 70 80 90
Wavelength (Å)
2q (degree)
2q(deg.)
40
Polymorphic analysis
Compounds even with the same chemical composition
can be distinguished.
Example : Titanium Oxide (TiO2) , White powder
●:Ti
●:O
Rutile Anatase
Paint, Ink Photocaralyst
41
Polymorphic analysis of TiO2
Fluorescence X-ray analysis X-ray diffraction analysis
Ti O 100 Rutile
Intensity (counts)
Intensity (counts)
80
Rutile 60
40
TiO2
20
0
Anatase 100 Anatase
Intensity (counts)
TiO2
Intensity (counts)
80
60
40
20
0
10 20 30 40 50 60 70 80 90
Wavelength (Å)
2q (degree)
42
Qualitative Phase Analysis
Search Matching by existing
patterns in the database
30000
20000
PDF card No. 00-005-0628
Intensity (a.u.)
Intensity (a.u.)
10000
20 30 40 50 60 70 80 90
2θ (˚)
0
20 30 40 50 60 70 80 90
2θ (˚) Identify as NaCl
43
Format of ICDD-PDF Card
Number of card Reliability of card
04-0784 ★
Au dÅ Int h k l dÅ Int h k l
Gold 2.3550 100 111
Chemical formula , name 2.0390 52 200
1.4420 32 220
Rad. CuKa 1 l 1.54056 Filter Ni 1.2300 36 311
Dia. Cutoff Coll 1.1774 12 222
I/I 0 G0C0diffractometer d cor.abs 1.0196 6 400
Ref. Swanson, Tatge Natl. Bur. Stand. (U.S.), 0.9358 23 331
Circ. 539 vI p33 (1953) 0.9120 22 420
Sys. Cubic S.G Fm-3m (225) 0.8235 23 422
a 4.0786 b c A C
a 900786 b g Z4 mp 1061.6-1063.2
Ref. Ibid
ea nw b eg Sign
Lattice spacing
2V Dx 19.302mp Color Relative intensity
Ref.
Sample purified at NBS,Gaithersburg, Maryland, USA and is about
Miller index
99.997% Au. Pattern taken at 26 C
44
Quantitative analysis by RIR method
The weight ratio can be calculated from the integrated intensity
of the highest peak and RIR(Reference Intensity Ratio) values.
RIR values is estimated by intensity ration between Al2O3 and
substance.
8.0e+003
Substance Integrated RIR values
Intensity(cps・deg) Ri
6.0e+003
TiO2 736 4.99
強度 (cps)
4.0e+003
CaCO3 883 3.22
Al2O3 190 1.05
2.0e+003
Substance Wi (I/R) Quantitative value(%)
45
Part II. Experimental
2. Instrumentation
46
Scheme of X-ray Diffractometer
Cooling system Detector
Cooling water
XG
High voltage cable
Data output
47
Powder X-ray Diffractometer
Incident beam
optics Sample
Diffracted
beam optics
X-ray diffractometer for powder analysis
SmartLab
48
X-ray Generator
Tube sealed-off type Rotating anode X-ray
2-3kW generator, 9-18kW
Cooling water
Be window Target
49
Goniometer
Monochrometer
Kβ filter
X-ray generator
Detector
50
Types of Goniometer
Horizontal Type Vertical type
Focusing circle
53
Divergence Slit and Irradiation Width
Goniometer radius185 mm Goniometer radius285 mm Goniometer radius 300 mm
MultiFlex・UltimaIV Protectus UltimaIV・RINT TTR III SmartLab
40 40 40
---:2˚ ---:2/3˚ ---:2/3˚
35 ---:1˚ 35 ---:1/2˚ 35 ---:1/2˚
---:1/2˚ ---:1/3˚ ---:1/3˚
30 30 ---:1/4˚ 30
---:1/4˚ ---:1/4˚
Irradiation width (mm)
照射幅(mm)
25 25 25
Available width of Available width of Available width of
20 20
sample holder (20 mm) sample holder (20 mm)
20 sample holder (20 mm)
15 15 15
10 10 10
5 5 5
0 0 0
0 20 40 60 80 0 20 40 60 80 0 20 40 60 80
2θ (˚) 2θ (˚) 2θ (˚)
1 1
Irradiation width 2A = + ・R sin(β / 2) β : divergence angle
sin(θ + β / 2) sin(θ - β / 2)
54
Influence of RS Width on Profile
Narrower receiving slit (RS) width higher resolution
and decreased intensity
RS-0.15 mm
4000
RS-0.45 mm
Intensity (cps)
RS-0.80 mm
強度 (cps)
3000
2000
1000
0
67.0 67.5 68.0 68.5 69.0
2θ (deg)
2θ(deg)
55
Soller Slits
Soller slits have the effect of reducing the axial
divergence of incident and diffracted beams and thus of
suppressing the so-called umbrella effect.
---:0.5deg.
15000
---:2.5deg.
---:5deg.
Intensity(CPS)
---:without Soller Slits
10000 (Gonio radius :285mm)
5000
0
Standard Soller slits : 5deg.
5 5.5 6 6.5 7
2θ(deg.)
56
Monochromatization of X-ray Beams
X-rays entering into a detector are consisting of various
wavelength components which sometimes hinder the
data analysis.
To monochromatize the X-rays only for target wavelength
component is required.
Some components
Diffracted X-ray beam consisting of only Kα
component Needed.
Kβ component which gives extra diffraction
lines.
Continuous X-rays Raising background
height
sample Fluorescence X-rays from sample Raising
background height
57
Methods of Monochromatization
Physical and electronic methods are usually combined in
monochromatizing X-rays before and after entering into
the detector.
Methods Principles Effects
Absorbing Kb com-
Resultant intensity ratio =
Physical Kb filter ponent by properly
100:1 for Ka:Kb
selected element
58
Kb Filter
Mass absorption coefficient of an element greatly
changes at an absorption edge.
Kα:Kβ = 5:1 Ni Kα:Kβ = 100:1
Transmitted
Mass absorption coefficient
Kα
μ/ρ = 48.8
Intensity
Intensity
Kα
Kβ
Cu Kβ
μ/ρ = 279
Kβ
3000
Intensity (cps)
Intensity (cps)
2000
1000
40000 0
6000
23 24 25 26 27 28
2θ (Å)
Removal of Kβ lines 4000
20000 is not complete for
Kα Kβ strong lines. Fluorescent X-rays from
2000
Iron in the sample
Kβ Kβ Kα Kα
0 0
20 25 30 35 40 30 32 34 36 38 40
2θ (˚) 2θ (˚)
61
Crystal Monochromator
X-rays of only Ka component satisfy the Bragg’s law,
and they pass through the monochromator.
Other components are blocked off.
Perfect crystals such as Si or Ge are used.
---:Monochrometer
8000
8000 20
Intensity (cps)
Intensity (cps)
0
38.5 39 39.5 40 6000
6000 2θ (˚)
4000
4000
2000
2000
0
0 40 42 44 46 48 50 52
30 32 34 36 38 40
2θ (˚)
2θ (˚)
63
X-ray Detectors
X-ray photons are directly or indirectly converted to
electronic charges, and then finally to electronic signals.
X-ray photons, converted to electronic pulses, are
counted one by one in photon-counting type detectors.
Type Sensing mechanism Detectors
Electronic charge Semiconductor detectors (1D-Si strip
Photon conversion detector, pixelated 2D-detector)
counting Proportional counter, Position sensitive
Ionization
proportional counter
Charge coupling device (CCD),
Fluorescence
Scintillation counter, Fluorescence plate
Photon
integrating Phosphorescence Imaging plate (IP)
Silver halide photo effect Photo film
64
Zero-dimensional Detector
Scintillation counter has widely been used for powder
diffractometer. Focusing Circle
65
One-dimensional Detector
One-dimensional silicon strip detector (1D-SSD) has, for
example, 256 pairs of strip sensor and electronic circuit
for counting X-ray photons.
Each strip corresponds to a receiving slit.
If we scan the diffraction pattern with this 1D-SSD, it is
identical to scan the pattern 256-times with 0D-counter.
2θ
Detected by each strip
--> 1-Dimensional data
66
Some Features of 1D-SSD
High speed and high intensity High energy resolution and low
measurement background intensity
Sample : Zeolite Sample : Hematite(Fe2O3)
4000 40000
Measurement Time 1 min. Measurement Time 1 min.
35000
--- : Standard mode
3000 30000 --- : Fluorescence
Reduction mode
Intensity(Counts)
Intensity(Counts)
25000
2000 20000
15000
1000 10000
5000
0 0
5 10 15 20 25 30 35 40 45 50 55 20 30 40 50 60
2θ(deg.) 2θ(deg.)
67
Thank you for your attention.
68