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Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 101

Self, Solipsism, and


Schizophrenic
Delusions
Josef Parnas and Louis A. Sass

ABSTRACT: We propose that typical schizophrenic delu- 1. Introduction


sions develop on the background of preexisting anom-
alies of self-experience. We argue that disorders of the
Self represent the experiential core clinical phenome-
na of schizophrenia, as was already suggested by the

T
founders of the concept of schizophrenia and elabo- HE ARGUMENT OF this paper, based on em-
rated in the phenomenological psychiatric tradition. pirical research, clinical experience, and
The article provides detailed descriptions of the pre- phenomenological considerations, is that
psychotic or schizotypal anomalies of self-experience, disorders of the Self represent the psychopatho-
often illustrated through clinical vignettes. We argue logical core of schizophrenia. The notion of
that delusional transformation in the evolution of “core” refers to a basic, generative disorder
schizophrenic psychosis reflects a global reorganiza-
(“trouble générateur”: Minkowski 1997), clini-
tion of consciousness and existential reorientation, both
of which radiate from a fundamental alteration of the cally detectable in the pre-illness stages and oper-
Self. We critically address the contemporary cognitive ative in the formation of the schizophrenic psy-
approaches to delusion formation, often finding them chosis as its underpinning, and lending coherence
inconsistent with the clinical features of schizophrenia to the various symptoms of the advanced stage
or implausible from a phenomenological point of view. (e.g., delusions). In our view, the emergence of
KEYWORDS: self-awareness, subjective experience, pre- delusions in schizophrenia cannot be compre-
schizophrenic prodrome, phenomenology, psychosis, hended as an effect of a modular dysfunction in
cognitivism the chain of “information-processing,” but
should, rather, be seen as an instance of a quite
profound Self-World transformation, as a con-
The greatest hazard of all, losing one’s self, can occur
very quietly in the world, as if it was nothing at all.
struction of a “delusional world” reflective of a
No other loss can occur so quietly; any other loss—an solipsistic position inchoate in the pre-onset or
arm, a leg, five dollars, a wife etc.—is sure to be noticed. prodromal stages of the illness.1 These views can
—Søren Kierkegaard be accommodated within a framework of the so-

© 2002 by The Johns Hopkins University Press


102 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

called neuro-developmental hypothesis of the or- would have been diagnosed as suffering from
igins of schizophrenia, essentially proposing that schizophrenic and schizotypal disorders and were
noxious environmental and genetic factors, act- characterized by profoundly altered self-experi-
ing pre/post-natally and during early infancy, ence (Janet 1903; Hesnard 1909; de Clérambault
contribute to the vulnerability to schizophrenia 1942). Eugene Bleuler (1911) considered “basic
(Murray and Lewis 1987; Asarnow et al. 1995; disorder” of personality,2 including various al-
Woods 1998). The nature of this vulnerability is terations of behavior and the schizophrenic “de-
hypothesized here to comprise a fragile constitu- mentia” as the so-called “complex fundamental”
tion of selfhood. (diagnostic) features of schizophrenia, stating that
The present paper presents in clinical detail the illness invariably involves an affliction (“Spal-
anomalous self-experiences in the pre-onset (i.e., tung”) of the Self: “Ganz intakt ist dennoch das Ich
prodromal) phases of schizophrenia and in the nirgends” (Bleuler 1911, 58). The schizophrenic
schizotypal disorders (i.e., sub-clinical, non-psy- autism, another of E. Bleuler’s “fundamental”
chotic forms of schizophrenia) that are consid- symptoms, may also be conceived of as inclusive
ered as being crucially informative in a patho- of self-disorders (Manfred Bleuler 1972; Parnas
genic sense (Meehl 1962; Parnas 1999a). To put and Bovet 1991). Kraepelin (1896, 1913) claimed
it differently, one cannot comprehend the delu- that a disunity of consciousness (“orchestra with-
sional transformation in schizophrenia unless the out a conductor”) is the core feature of schizophre-
subtler, fundamental features, predating the on- nia. This disunity was closely linked to “a pecu-
set of psychosis, are also taken into account. liar destruction of the psychic personality’s inner
Well-crystallized psychotic symptoms are “state” integrity, whereby emotion and volition in par-
phenomena, with marked intra- and inter-indi- ticular are impaired” (1913, 668, our translation).
vidual variations (Parnas and Bovet 1995b; Par- A contemporary of Bleuler and Kraepelin, Jo-
nas et al. 1996), reflecting fleeting mental orga- seph Berze (1914), explicitly proposed that a
nization of a complexity quite distant from the basic alteration of self-consciousness (“primary
underlying vulnerability to the illness. Such symp- insufficiency”) was a primary disorder of schizo-
toms are therefore not the most relevant starting phrenia. He described this “primary insufficien-
clues for charting the evolution of schizophrenia cy” as a peculiar change, a diminished luminosi-
(Huber 1983; Klosterkötter 1988; Parnas 1999a). ty and affectability of self-awareness. Jaspers
To use an analogy: Exclusive focus on the well- (1923) proposed the following experiential modes
crystallized psychotic symptoms would correspond, in which a Self is aware of itself: (a) activity,
in internal medicine, to exclusive studies of stroke comprising awareness of one’s existence and ac-
victims to uncover the causes of hypertension. tion, (b) unity, (c) temporal-diachronic identity,
and (d) me/not me demarcation. The sense of
2. Self and Schizophrenia: Self, says Jaspers, may be affected in any of these
Early Descriptions modes. The vignettes that Jaspers provided to
illustrate self-disorders are often suggestive of
A variety of self-disorders in schizophrenia schizophrenia, but he stopped short of pursuing
have always been recognized, at least implicitly, the potential theoretical significance of such dis-
as essential components of its clinical picture. An orders. Kurt Schneider (1959) addressed Self-
absent reference to a Self is frequently merely disorders in his description of passivity phenom-
terminological, because the relevant phenomena ena, allegedly reflective of a loss of “ego-
are addressed in other terms and/or in another boundaries.” Scharfetter (1980, 1981) modified
theoretical framework. Jaspers’ domains of self-experience to comprise,
Self-disorders were already described in detail in a hierarchical order of increasing experiential
at the turn of the nineteenth and twentieth centu- complexity, vitality, activity, continuity, demar-
ry; French psychiatrists, especially, published nu- cation, and identity. Scharfetter considered many
merous case histories of patients, who today delusional phenomena as reflecting compensato-
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 103

ry reactions to self-disorders. Most of his clinical In a Norwegian study using naturalistic in-
examples of altered self-experience in schizophre- depth interviews with twenty first-onset schizo-
nia are, however, of a clearly psychotic intensity. phrenic patients (Møller and Husby 2000), three
Detailed descriptions of self-disturbances, fre- domains of the pre-onset subjective change were
quently associated with the explorations of the revealed: All patients had profound and alarm-
sense and the nature of the Self, are to be found ing changes of self-experience; nearly all patients
in phenomenological psychiatry (Minkowski complained of ineffability of their altered self-
1927, 1997; Laing 1959; Blankenburg 1969, experience; and a great majority reported preoc-
1971, 1986; Tatossian 1979; Kimura 1997). The cupations with metaphysical, supernatural, or
main implication from this line of work is that philosophical issues.
alteration of the Self represents the primary dis- Our own pilot retrospective study of the schizo-
order of schizophrenia, conferring on it a unique phrenic prodromes in nineteen first-onset pa-
Gestalt and reflecting its pathogenetic nucleus: tients (Parnas et al. 1998) indicated a nearly
La folie . . . ne consiste pas ni dans un trouble du
identical profile of results. More recently, we
jugement, ni de la perception, ni de la volonté, mais have completed systematic and detailed psycho-
dans une perturbation de la structure intime du moi pathological data collection, including items per-
(Minkowski 1997, 114). taining to self-disorders and basic symptoms
(BSABS) on 155 first-admission cases, which were
3. Recent Studies diagnosed according to International Classifica-
tion of Diseases (ICD-10) research criteria (WHO
Little empirical research offers prospective data 1992): fifty-seven suffered from schizophrenia,
on self-experience in schizophrenia. One follow- forty-three from schizotypal disorder, and the
back study using objective data did, however, remaining fifty-five patients suffered from other,
reveal fluidity of self-demarcation, lack of a co- non-schizophrenia spectrum disorders (“The
herent narrative-historical self-identity, and oth- Copenhagen Prodromal Study,” Handest and
er self-disturbances to be prominent features of Parnas, in prep.). Self-disorders were measured
the pre-schizophrenic states at school age (Hart- with an a priori constructed scale, summing up
mann et al. 1984). None of the completed pro- the individual scores on the interview items per-
spective high-risk projects or birth cohort studies taining to the anomalies of self-experience. In a
collected data relevant to self-experience. separate project, lifetime frequencies of anoma-
An important contribution in this field is the lies of self-experience were compared between
work of Gerd Huber and his colleagues in Ger- twenty ICD-10 patients with residual schizophre-
many: In a series of retrospective and, more re- nia and twenty remitted bipolar patients matched
cently, prospective clinical studies, they identified for sex and age (Parnas and Handest, submit-
subtle cognitive, perceptual, motor, and corpore- ted). Preliminary data analyses indicate collec-
al disturbances, designated as “basic symptoms,” tively that self-disorders are (a) highly specific to
many of which are specific to schizophrenia and the schizophrenia spectrum conditions (note that
precede its onset (Huber et al. 1979; Huber 1983; self-disorders are not a part of the ICD-10 diag-
Klosterkötter 1988; Klosterkötter et al. 1997, nostic criteria of schizophrenia), (b) mark the
2001). Several of these disturbances reflect anom- picture of the pre-schizophrenic prodromes, and
alies in self-experience (e.g., varieties of deper- (c) occur frequently in hospitalized schizotypal
sonalization, disturbances of the stream of con- conditions. Self-disorders correlate positively with
sciousness, and distorted bodily experiences). The the duration of the pre-onset social dysfunction,
“basic symptoms” are thoroughly described in a are significantly associated with the retrospec-
prototypical manner in the Bonn Scale for the tive information on infantile or early childhood
Assessment of Basic Symptoms or BSABS (Gross developmental disorders, and aggregate signifi-
et al. 1984), translated into Danish and routinely cantly in the patients with a “positive” family
used in our psychopathological assessments. history of schizophrenia. Self-disorders correlate
104 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

with the “negative” and “positive” symptom- reportability. Adding to these difficulties is the
scales of the PANSS, i.e., the Positive and Nega- fragility of the forms of consciousness in ques-
tive Syndrome Scale (Kay et al. 1987). tion, with their unstable wavering of implicit/
The vignettes and quoted statements stem from prereflective into explicit/reflective modalities.
our own studies and clinical work unless indicat- The varieties of anomalous self-experience de-
ed otherwise. Socio-demographic characteristics scribed below are intimately interrelated, yet dis-
of the subjects in the vignettes from our studies tinguished for the sake of clarity of exposition.
are usually altered to preserve the subjects’ ano-
nymity. Morbid self-experience is defined here as Presence and Its Alterations
an experience in which one’s first-person experi-
ential perspective or one’s status as a subject of The phenomenological concept of presence
experience or action are somehow distorted. indicates that in our everyday transactions with
the world, the sense of self and the sense of
4. Anomalous Self-Experience immersion in the world are inseparable: “Subject
and object are two abstract moments of a unique
in the Pre-Onset Phases of structure which is presence” (Merleau-Ponty
Schizophrenia and in the 1945, 430, our italics).
Schizotypal Disorder From a phenomenological perspective, we can
distinguish here two intentional moments: a cer-
The majority of first-admitted schizophrenia
tain luminosity of self-presence or pre-reflective
spectrum patients in our series had been treated
self-awareness (ipseity) (Henry 1963) and a cor-
before their first psychiatric hospitalization by
relative pre-reflective embeddedness in the world.4
practicing psychologists or psychiatrists, usually
These intentional moments deserve a closer phe-
with a diagnosis of major depression and an
nomenological exposition, because disturbances
attempt at treatment with antidepressant medi-
of presence appear to be the very earliest type of
cation. One reason for this lack of early correct
the prodromal experience in schizophrenia (Par-
diagnosis is linked to the cryptic ways in which
nas et al. 1998; Møller and Husby 2000).
the patients verbalize their complaints.3 They
We may speak of a pre-reflective self-aware-
present non-specific complaints such as depres-
ness whenever we are directly, non-inferentially
sion, fatigue, and lack of concentration or anxi-
conscious of our own occurrent thoughts, per-
ety. Blankenburg (1971) speaks in this context of
ceptions, feelings, or pains; these appear in a
“non-specific specificity”: a trivial (non-specific)
first-personal mode of givenness that immediate-
complaint of fatigue turns out, on more close
ly reveals them as our own, i.e., entails a built-in
evaluation, to be caused by a pervasive inability
self-reference. Thus if the experience is given in a
to grasp the everyday significations of the world
first-personal mode of presentation to me, it is
and a correlated perplexity (a condition highly
(at least tacitly) given as my experience and counts
suggestive of schizophrenia, hence “specificity”).
as a case of primitive or basic self-awareness
As observed by Berze (1914), self-disorders fre-
(Zahavi and Parnas 1998). First-personal given-
quently reveal themselves only after an attempt
ness is not something incidental to the being of
to penetrate behind such surface complaints by
experience, a mere varnish that the experience
an interviewing clinician who is familiar with the
could lack without ceasing to be an experience; it
potential manifestations of self-disorders. The
is precisely its first-personal givenness that makes
difficulty, which the patients have in describing
the experience subjective. To be aware of oneself
their experiences, is multi-determined. The lin-
is consequently not to apprehend a pure Self
guistic resources for characterizing dimensions
apart from experience, but to be acquainted with
of subjectivity, especially of the non-proposition-
an experience in its first-personal mode of pre-
al type, are not readily available. This is doubly
sentation, that is, from “within.” The subject of
true of anomalous self-experience that affects the
experience is a feature or function of its given-
very condition of experience and impedes its
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 105

ness (Zahavi 1999). Ipseity is here considered as a monster,” etc. The patient senses an inner void
a medium in which specific modes of experience and complains of the lack of an “inner nucleus,”
become articulated and thus equals the most which seems normally constitutive of his field of
basic form of selfhood. awareness and crucial to its very subsistence. These
Unreflected immersion in the world is phe- complaints may take a predominantly existential
nomenologically considered as a pre-reflective, turn: The patient does not feel being fully existing
perceptual intentionality. Phenomenology distin- or alive, fully awake or conscious, or fully present
guishes between a thematic, explicit, or objecti- and affected. Altered presence may also be de-
fying perceptual intentionality, and a non-reflec- scribed as a lack of immersion or as a “phenom-
tive, tacit sensibility, constituting our primary enological distance” within perception and ac-
presence to the world. This so-called operative tion. In a normal perceptual experience, the object
intentionality (Merleau-Ponty 1945; Husserl perceived is given directly, in the flesh so to say,
1972) is pre-reflectively functional without be- but now it appears somehow filtered, deprived
ing explicitly engaged in any epistemic acquisi- of its fullness. Perception is not lived but is more
tion. It procures a basic texture or organization, like a mechanical, purely receptive sensory pro-
and hence a coherence and familiarity, to the cess, unaccompanied by its affective feeling-tone.5
field of experience. It is upon such texture that
explicit intentionality configures its categorical, Case 1. Robert, a twenty-one-year-old un-
recognizing, or judgmental disclosures. It is in skilled worker, complained that for more than a
the pre-reflective mode that habits or disposi- year, he had been feeling painfully cut off from
tions become sedimented and exercise their in- the world and had a feeling of some sort of
tentional role. The call for action in this mode does indescribable inner change, prohibiting him from
not originate from an explicit content in the mind normal life. He was troubled by a strange, perva-
(i.e., from a represented goal) but rather from sive, and a very distressing feeling of not being
the thing itself, perceived as a certain deviation present or fully alive, of not participating in the
from the optimal Gestalt and leading to a global- interactions with his surroundings. He was never
ly attuned response (Dreyfus and Dreyfus 1999). entirely involved in the world, in the sense of
Operative intentionality is therefore considered as engaged absorption in daily life. This experience
a necessary component of our non-reflexive, auto- of disengagement, isolation, or ineffable distance
matic attunement to the world, i.e., “common from the world was accompanied by a tendency
sense” (Parnas and Bovet 1991; Parnas 2000). to observe or monitor his inner life. He summa-
The most prominent feature of altered pres- rized his affliction in one exclamation: “My first
ence in the pre-onset stages of schizophrenia is personal life is lost and is replaced by a third
an unstable sense of the groundedness, fullness, person perspective” (He was not at all philo-
or reality of the self and a frequent, intimately sophically read). To exemplify his predicament
correlated feeling of alienation from the world. more concretely, he said that, for instance, listen-
The patient feels that a profound change is af- ing to music on his stereo would give him an
flicting him, but he cannot verbalize and pin- impression that the music somehow lacked its
point what exactly is changing, because it is not natural fullness, “as if something was wrong
a something that can easily be expressed in prop- with the sound itself,” and he tried to regulate
ositional terms. What becomes problematic is a the sound parameters on his stereo equipment,
pervasive and normally tacit medium of being. to no avail, and only to finally realize that he was
The patient appears to be saying that he feels somehow “internally watching” his own recep-
bereft of the foundation of his existence. The tivity to music, his own mind receiving or regis-
phrasings of such complaints may range from a tering of musical tunes. He, so to speak, wit-
trivial “I don’t feel myself” or “I am not myself” nessed his own sensory processes rather than
to “I am losing contact with myself,” “I am living them. It applied to most of his experiences
turning inhuman,” or “I am becoming perverse, in that, instead of living them, he experienced his
106 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

own experiencing. He reflected on self-evident low). Hyper-reflexivity refers to forms of exag-


daily matters and had difficulties “in letting things gerated self-consciousness in which a subject takes
and matters pass by”6 and linked it to a long- itself as its own object (Sass 1992).
lasting attitude of “adopting multiple perspec- Most likely, the disturbances of presence con-
tives,” a tendency to regard any matter from all stitute a foundation of the more explicit and
possible points of view (Parnas 2000, 124–25). articulated anomalies of selfhood described in
the following sections.
We should add here that psychiatrists tend to
describe such patients as “an-hedonic” (deficient Sense of Corporeality and Its
in feeling pleasure), but an-hedonia is only one Alterations
particular aspect of this diminishment of basic In incipient schizophrenia, there is a variety of
tonality, luminosity, or affectability of self-aware- dissociations of the bodily experiential modes, with
ness accompanied by a sense of inexplicable in- a striking tendency to experience one’s body pre-
ner fissure or void. (A similar description is to be dominantly as an object, i.e., there is an increas-
found in Berze [1914].) ing experiential distance between subjectivity and
The incertitude of which Robert complains corporeality. The following vignette illustrates many
reflects a sort of poly-valence (rather than am- experiential aspects of such a fissure or disjunction.
bivalence) and seems to be linked to a more
global fragmentation of meaning, a loss of “nat- Case 2. “I am no longer myself . . . .I feel
ural evidence” or “loss of common sense,” which strange, I am no longer in my body, it is someone
is the hallmark of the schizophrenic autism and else; I sense my body but it is far away, some
perplexity (Parnas and Bovet 1991). Robert re- other place. Here are my legs, my hands, I can
sembles Anne, a patient described in detail by also feel my head, but cannot find it again. I hear
Blankenburg (1971). Anne’s main and monoto- my voice when I speak, but the voice seems to
nous complaint was her inability to grasp the originate from some other place.” He has diffi-
world’s natural significance and appeal. Nothing culty in localizing his own person: “Am I here or
was self-evident, and Anne had a distressing dif- there? Am I here or behind?”
ficulty in the automatic understanding of people When he does something, he has a feeling of
and situations: “It is not the question of knowl- observing his actions as a witness without being
edge; it is prior to knowledge . . . ; it is so small, actively involved: “One might think that my per-
so trivial; every child has it!” It is therefore son is no longer here . . . .I walk like a machine; it
important to note that the lack of “natural evi- seems to me that it is not me who is walking,
dence” or of “common sense” does not refer to a talking, or writing with this pencil. When I am
deficient stock of propositional knowledge but walking, I look at my legs which are moving
to a deficient ante-predicative, pre-conceptual, forward; I fear to fall by not moving them cor-
or immediate grasp of the world’s significations.7 rectly.” When he watches himself in a mirror, he
The experience of meaning fragmentation is, is afraid of staying there or is not sure on which
in the case of Robert, linked to a lack of “per- side of the mirror he actually is . . . .
spectival abridgement,” a lack of a dominant His reason is intact; he knows very well that
point of view, blocking out potential rival per- he is himself (Hesnard 1909, 138, our transla-
spectives and necessary for fluid attunement to tion and italics)
the world (Sass 1992). Such abridgement can
only be realized in the experiential medium of The most frequent early change is a sense of
reliable selfhood. Disturbances of presence and being detached, disconnected from one’s body,
fragmentation of immediate meaning are usually which feels somehow alien or not “fitting” the
associated with hyper-reflexive forms of aware- subject, e.g., a patient may say that he feels “as if
ness (Case 1), discernible in the emotional life, his body was too small to be inhabited,” or as
perception, cognition, and action (see also be- somehow indefinably uncomfortable to live with.
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 107

A more clear distortion of experience consists attention and a sense of mental and physical
of the loss of bodily coherence: Bodily parts are effort as shown in the next case.
felt as if they were disconnected or isolated from
each other. This feeling may take an alarming Case 4. A female library assistant reported
intensity, where the psycho-corporeal unity dis- that before the onset of her illness, she was
integrates, a sense of fragmentation is accompa- alarmed by a frequently recurring experience in
nied by a (pre-)psychotic panic of literal dissolu- which replacing returned books from a trailer to
tion (“going into pieces”). the library shelves suddenly required attention.
Yet another experientially more articulated She had to think how she was to lift her arm,
disturbance consists of a feeling of morphologi- grasp a book with her hand, turn herself to the
cal change: the body or its parts feel heavier/ shelf, and so forth.
lighter/smaller/larger/longer/shorter, a feeling that
may be accompanied by optical illusions involv- Stream of Consciousness and Its
ing an actual visual experience of bodily change. Alterations
The most known of the latter is the “mirror A fundamental change in the stream of con-
phenomenon” (“signe du miroir” [Abely 1930] sciousness in the early phases of schizophrenia
or “Spiegelphänomen”), in which the patient in- consists of an emerging experiential gap between
spects his face in the mirror because of feelings of the Self and its contents (in a similar way as
self-alteration: The eyes may look dead, empty, described above for the changed sense of corpo-
the face may seem deformed; a more subtle vari- reality). Mental content becomes quasi-autono-
ety of this phenomenon consists of avoiding one’s mous, bereft of its natural dimension of myness.
mirror image because it is perceived as somehow Thoughts may appear as if from nowhere, are
threatening or provoking, of having difficulty in felt as ego-less, decentered from the Self, and
recognizing oneself in photographs, or of becom- may sometimes possess an unusual significance
ing amazed by one’s look in the photographs. (Conrad 1958). They interfere with the ongoing
Disturbance of subjectivity may manifest itself stream of thoughts (thought interference) and
in motor performance. Motor or verbal acts may may be described by the patient through specific
occur without or despite the patient’s intention and private designations such as “automatic,” “acute”
interfere with his actions or speech, but are not thoughts, or “thought-tics,” etc. The patient still
regarded as being made by some external forces. self-ascribes his thoughts as his own; their con-
tent is often neutral, but there is no sense of
Case 3. A former paramedic reported that ongoing inner resistance or mental struggle (as in
many years before the onset of his illness, he the case of obsessions).
occasionally found himself (for example, when Patients report increasing hyperreflexive ob-
driving in an ambulance and to the driver’s sur- jectivation of the introspective experience. Inner
prise) involuntarily uttering a few words entirely speech becomes transformed from a medium of
unconnected with his occurrent thoughts. He thinking into an object-like entity with quasi-
would then immediately continue to speak in a perceptual characteristics (“Gedankenlautwer-
relevant way or express a few clichéd remarks to den”). Other patients may exhibit a subtler spa-
cover up this embarrassing episode. tialization of inner experience. They describe their
thoughts or feelings in physical terms, as if pos-
Motor block (complete blockage of intended sessing an object-like spatial quality (“my
actions) occurs as a sudden and brief sense of thoughts are dense and encapsulated”) or locate
paralysis during which the patient is unable to them spatially (“my thoughts feel mainly in the
move or speak. Another and frequent phenome- right side of the brain” or “it feels as if my
non is the deautomatization of motor action in thoughts were slightly behind my skull”). One
which habitual performances (such as dressing patient reported that her “experiential point of
or teeth brushing) suddenly require conscious perspective” (presumably her experiential “I-
108 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

pole”) felt “as if” spatially “shifted some centi- Case 7. “I bypass a window display of a shop
metres behind” (she had a feeling as if she looked in which there are exposed bicycles and bicycle
at the world somehow “more from behind”). parts; [in a wheel] all the metal spokes cross each
Shrinking of the sense of myness strips the other in sharp angles before they reach the axle . . .
experience of its lived context, inviting an intro- the axle turns around with the spokes. No, it is
spective, hyper-reflexive awareness (Case 1) (Sass not the axle that rotates; it is the bar, a piece of
1992a, 2000). steel. The axle does not exist; it is just a mathe-
matical line, perpendicular to the plane of the
Case 5. If a thought passed quickly through wheel that is determined by the spokes, by forty
his brain without him being fully aware of it, he straight lines. However, this is not necessary ei-
was forced to direct back his attention and scru- ther: Only two lines are needed to determine a
tinize his mind to know exactly what he had flat surface. And the circumference? 2πr is the
been thinking. In one word, he was preoccupied expression for the length of the felloe, or more
by the continuity of his thinking. He feared that precisely, for the theoretical circumference, out-
he may stop thinking for a while, that there lined by this inexact circle (i.e., the felloe). Are
might have been “a time when my imagination we able to conceive an ideal line by paying atten-
had been arrested . . . .” He awoke one night and tion to the lines in nature? Is Spencer’s claim that
asked himself, “Am I thinking? Since there is mathematics originates from experience and in-
nothing which can prove that I am thinking, I duction correct? . . . These associations . . . would
cannot know whether I exist.” In this manner, he not seem to me as sick if I were able to master
annihilated the famous aphorism of Descartes them, like someone who calmly reflects on the
(quoted in Hesnard 1909, 179, our translation). matters that he is working with, contemplating
some professional problems. But when I am think-
Hyperreflexivity may have a compensatory ing in this way, without being able to stop it . . . I
nature, making up for enduring perplexity and have no mastery over the course of these ideas . . .
“loss of natural evidence” (Blankenburg 1971) it seems to me as if it is not me who generates
as in Case 6, or it appears as a more primary them . . . ” (Hesnard 1909, 146, our translation
affliction as in Case 7 (both below). In conse- and italics).
quence, the thinking processes lose the sense of
subjective mastery and are experienced as in- This state of mind may intensify into a thought
creasingly alienated. pressure (“Gedankenjagen”), in which the pa-
tient is overwhelmed by a myriad of unconnect-
Case 6. A thirty-four-year-old university grad- ed thoughts going in different directions; loss of
uate reported that for many years trivial matters meaning or lack of an organizing theme is a
frequently came to occupy his mind. For exam- cardinal feature of this symptom, in addition to
ple, while reading a novel written in the first the fact that the contents may appear affectively
person and encountering a sentence like “She neutral (as opposed to depressive ruminations).
said that he must return tomorrow,” he immedi- One patient reported a feeling “as if” his con-
ately started to reflect on the reasons for using sciousness consisted of multiple emanating sourc-
personal pronouns and to finally conclude that es, disconnected from each other and each “pul-
“It has something to do with communication.” sating” at its own pace. A seemingly opposite
He then turned his attention to the word “com- experience is of a thought block, in which
munication” and continued to think on the ne- thoughts abruptly disappear from the stream or
cessity to communicate. He could also reflect more gradually fade away. A variant of this phe-
upon the fact that the air distributed itself in the nomenon is a sudden and total discontinuity of
rooms of his apartment. He called this type of self-awareness: The patient may report that for
thinking, “chopping up a sentence, taking a word some seconds he loses awareness of his activity,
out of its flow.” e.g., he does not know how and why he got from
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 109

his living room to the kitchen or he finds himself nitive literature the sense of mental self-posses-
somewhere in the city without knowing how he sion is regarded as being generated by inferential
got there. Less characteristic phenomena com- self-monitoring mental processes. From a phe-
prise difficulties in initiating and carrying through nomenological perspective, the “me/not-me” de-
the thinking process: The patient may complain marcation (deficient in transitivistic experience)
of a diminished ability to generate thoughts or of a is automatically constituted in every experience;
general slowness of cognition and inability to reach such border is just an aspect of non-reflexive
the desired goal (disturbances in thought inten- self-awareness. Inferential reflection seems to arise
tionality and goal-directedness). Communication only post hoc as a consequence of a deficient
of meaning to other people may also be distorted sense of myness (see also section 6) as in Case 8.
(disturbed self-expression). The patient has an
experience of a disaccord between his cognitive- Case 8. A young schizotypal patient frequently
emotional state and its outward expression. He contemplated his “ego-boundary.” He thought
perceives his own behavior, gestures, facial ex- about “this fluid transition between me and the
pression, or language as somehow disfigured and world”: “It must consist of a mixture of air
out of control, a condition usually associated molecules, sweat droplets, and tiny fragments of
with hyperreflexive forms of self-awareness. skin debris.”
Hyperreflexivity and diminished myness are
often associated with a peculiar splitting or a In the prodromal phases of schizophrenia and
doubling of the Self (“Ich-Spaltung”) into an in schizotypal conditions, one may observe sub-
observing and observed ego, neither of each as- tle transitivistic phenomena that are purely expe-
suming ipseity function (Case 1). Such experi- riential, that is, unaccompanied by delusional
ence becomes especially prominent immediately elaborations (i.e., a “loss of reality testing”).
before the onset of a frank psychotic episode. It Case 9 is paradigmatic of such experiences.
may be felt as a form of inner struggle or an
oscillation between the good and the evil “parts” Case 9. A young man was frequently confused
or between different selves (which themselves in a conversation, being unable to distinguish
may be described in spatialized terms). This is, at between himself and his interlocutor. He tended
least initially, felt and communicated on the “as to lose the sense of whose thoughts originated in
if” metaphorical level. Normal processes of re- whom and felt “as if” his interlocutor somehow
flection and imagination also involve an ego- “invaded him,” an experience that shattered his
split, but they possess a natural flexibility and identity and was intensely anxiety provoking.
happen in a unified field of experience in which When walking on the street, he scrupulously
the sense of myness or self-presence never calls avoided glancing at his mirror image in the win-
itself into question. dowpanes of the shops, because he felt uncertain
on which side he actually was. He used to wear a
Self-Demarcation and Its Alterations wide and tight belt to feel “more whole and
Inability to discriminate Self from not-Self in demarcated.” He was very attracted to the phi-
schizophrenia was described as transitivism by losophy of Merleau-Ponty, whom he considered
Bleuler (1911). This phenomenon attracted at- as the only philosopher who truly had grasped
tention by numerous authors, usually in connec- the fundamental subject-object reversibility.
tion with psychotic symptoms such as delusions
of external influence, mind reading, thought Solipsism
broadcasting, certain hallucinations, and psychot- Møller and Husby observed in their study
ic “projection” in psychoanalytic terms (loss of (confirming a common clinical experience) that
ego-boundaries [Fenichel 1945]), and in connec- young pre-schizophrenic patients become preoc-
tion with the more recent neurocognitive investi- cupied with philosophical, supernatural, and
gations (Frith 1992). Typically, in the neurocog- metaphysical themes. It seems as if for many
110 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

patients a fundamental transformation of their they bark and scream at me. When I listen to the
worldview is taking place: “Had to define and radio, I get this thought that one is trying to let
analyze everything I was thinking about; needed me understand something. I know that it is pure
new concepts for the world and human exist- rubbish (Gross et al. 1984, 78, our translation
ence; absorbed by new ideas or interests, gradu- and italics).
ally taking over my way of life and thinking”
(Møller and Husby 2000). Mimetic experiences may occur and are usual-
Anomalies in self-experience described in the ly accompanied by a feeling of centrality: The
preceding sections motivate such a quest because patient, while in motion, experiences similar
the patient is shattered in the very foundation of movements of inanimate objects or of people. He
his being and self-presence. He experiences phe- may feel, in the “as if” mode, that he is somehow
nomena, which are beyond commonsensical, nat- forced to imitate others or that others imitate him.
uralistic folk metaphysics: “Reality” is increas-
ingly mind-dependent; “other minds” become Case 13. Luc, age seventeen years, reports: “I
malevolent projective constructions; causality made the same gestures as others, but ahead of
seems non-physical; the Self-World polarity or them.” Then he corrects himself: “following them,”
subject-object articulation is blurred and self- but this does not seem satisfactory either. He
awareness endures a transformation in which the hesitates between these two versions and ends up
constitutive and therefore normally tacit mental choosing the one in which he precedes the others
processes become available for an introspective (Grivois 1995, 107, our translation and italics).
gaze (Parnas 1999b). The term “solipsism,” de-
noting here a paradoxical mixture of increasing Solipsism may be a source of a quite specific
subjectivization of the world and self-dissolu- type of subtle grandiosity observable in the schizo-
tion, seems to capture such a position (Sass 1994). phrenia spectrum conditions: The patient may
regard other people as pitiable, ontologically ig-
Case 10. A young patient reported that he norant morons, solely chasing the material as-
had, in brief moments, a feeling that only the pects of life. In the later, more chronic stages of
objects in his current field of vision were real, as the disease, the entire ontological-epistemologi-
if the rest of the world, including most familiar cal framework of experience, normally revolving
places and persons, did not really exist. Probed around “naïve realism” (in the Western world),
about suicidal intentions, he replied: “No, I could is dramatically transformed (Sass 1992b; Bovet
never kill myself. I can’t imagine the world not and Parnas 1993), leading to “beliefs” that, on a
being represented [by me].” purely contentual basis, are classified as the so-
called bizarre delusions (defined as “physically
It is the solipsistic sentiment that inspires the impossible”; American Psychiatric Association
patient to suspect an existence of a hidden onto- 1994).
logical domain only accessible to him. Feelings
of centrality may be prominent in such conditions: 5. Transition to Psychosis and
Typicality of Schizophrenic
Case 11. A former physician, when working
in the emergency room of a small provincial
Delusions
hospital, experienced, during fleeting moments, We have so far described the anomalies of
a feeling that he was the only true doctor in the self-experience that occur in the initial prodrom-
entire world and that the fate of humanity was in al phase of schizophrenia and in schizotypal con-
his hands. He immediately suppressed this feel- ditions. Yet, pre-schizophrenics and schizotypal
ing as entirely nonsensical. patients frequently manifest behavioral abnor-
malities in early infancy and childhood. The over-
Case 12. When I hear a dog barking or a cat all picture emerging from prospective studies on
screaming far away, I instantly get a feeling that the childhood antecedents of schizophrenia is
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 111

that impairments are detectable in several do- twelve, she had a brief psychotic episode, domi-
mains, even though their exact significance and nated by delusions (not fulfilling the diagnostic
time sequences are unknown. There is evidence criteria of schizophrenia), and was treated suc-
of: (1) during infancy and childhood, erratic, zig- cessfully with a small dose of an antipsychotic
zag–like neuro-motor development, dysfunctions drug. Since puberty, her condition was perma-
in perceptual, cognitive, and motor domains, and nently marked by the lack of “natural evidence”
disturbed emotionality (Fish et al. 1992; Walker (hyper-reflexivity and a tendency to ask ques-
et al. 1994); (2) during school-age, aggressivity, tions concerning self-evident matters) and a fra-
especially in boys, and introversion, especially in gility of the sense of Self (e.g., worried about
girls, disturbed emotional rapport, formal thought changing into someone else because of physical
disorder (Parnas et al. 1982; Parnas and Jørgens- changes linked to puberty; yet she was cognitive-
en 1989; Tyrka et al. 1995), disturbed interper- ly well aware of the absurdity of such worries).
sonal relations and neo-phobia (Hartmann et al. Her academic school performance is now excel-
1984); and (3) from age two to fifteen, linguistic lent; she functions well among her peers, has
difficulties (Crow et al. 1995). These data sug- several girlfriends, and apart from certain fragil-
gest collectively that future schizophrenia spec- ity of self-hood and a tendency to hyper-reflexiv-
trum individuals are not only impaired in the ity, she has no psychiatric symptoms.
cognitive-affective domain but also exhibit a gen-
erally unstable perceptuo-motor organization In the psychotic phases of schizophrenia, self-
(Parnas and Bovet 1995b; Parnas et al. 1996). disorders become thematized in the emergence of
These multi-modal disturbances precede and may delusions, hallucinations, and passivity phenom-
be associated with the anomalies of self-experi- ena. The patient loses his sense of autonomy and
ence. They may also be observed among geneti- feels “at the mercy” of the world (“Beeinflus-
cally predisposed (high-risk) children, who do sungsstimmung”). Pervasive sentiment of cen-
not necessarily develop a long-lasting psychosis: trality and self-reference (to the point of literal
resonance between inner experience and external
Case 14. Maria, now in late adolescence, born world events) precedes the emergence of psy-
to a mother with severe schizophrenia and placed chotic phenomena (“Anastrophé”: Conrad 1958).
in foster family care immediately after birth (and Many such symptoms involve fundamental alter-
subsequently adopted to the family), followed up ations of the sense of possession and control of
regularly in an ongoing high-risk schizophrenia one’s own thoughts, action, sensations, emotions,
project (Parnas and Carter, in press). During the and bodily experience (Scharfetter 1980). These
neonatal period, she exhibited severe neuro-irri- psychotic experiences of self-dissolution seem to
tability, with difficulties of sleeping/eating rhythm, arise on the background of more primary and
excessive screaming, and an inability to calm subtler disturbances in presence and in other
down. At six-month psychological evaluation, disorders of Self described in the preceding sec-
there was no eye contact; similarly, a severe con- tion. The following retrospective reconstruction
tact disturbance was noted at twelve-month eval- of the evolution symptoms illustrates a transition
uation. At twenty-four months, psychological test- from a prodromal phase into a frank psychosis.
ing was impossible to carry out because of
pronounced restlessness and attentional difficul- Case 15. Peter’s history of illness:
ties. At thirty-six months, psychological assess-
January 1985: “strange change is affecting him,”
ment revealed severe but transient regression on
feels “self-disgust,” has “lost contact to him-
motor- and language-developmental assessment.
self”
In early childhood Maria exhibited severe com-
August 1985: increasingly preoccupied by exis-
pulsive phenomena and a pronounced fragility
tential themes and Indian philosophy, “per-
of the sense of selfhood, e.g., when given a doll-
haps meditation could help,” increasingly iso-
house as a birthday present, she was afraid of
lated
“not remaining Maria any longer.” At the age of
112 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

January 1987: feels fundamentally transformed, schizophrenic, but rather a Gestalt reflecting the
“something in me has become inhuman,” “no disturbance of the “Self as a founding instance”
contact to his body,” “feels empty,” has to (Blankenburg 1988), which is perceivable both
“find a new path in his life” in the subject’s perception and conviction. What
January 1988: is of the opinion that Indians are we are confronted with in the delusional trans-
superior compared to other human races; they formation is, therefore, a phenomenon of emer-
perhaps have a mission to save our planet gence: the emergence of an entirely new existen-
September 1992: preoccupied by recurring tial paradigm.
thoughts about extraterrestrials
January 1993: is convinced that Indians are rein- 6. Cognitive Approaches to
carnated extraterrestrials Schizophrenic Delusions: A
April 1994: feels that he is being brought here
each day from another planet to assist Indians
Phenomenological Appraisal
in their salvatory mission; delusions of exter- We will now briefly address the dominant
nal influence accounts of schizophrenic delusions, that are ar-
June 1994: first admission to a psychiatric ward ticulated in the “information processing” cogni-
at age twenty-four (Møller 2001; details add- tivist framework, to provide a contrast to our
ed after pers. comm.) own phenomenological approach.
Current neuro-cognitive approaches to delu-
We notice here that the initial and ineffable
sion formation broadly fall into an empiricist or
self-transformation is progressively articulated
rationalist tradition, a dispute mirroring the de-
and thematized: new interests in existentialism
bates that already surfaced throughout the nine-
and Buddhist philosophy reflect the emergence
teenth century’s French psychiatry (Rigoli 2001)
of charismatic and eschatological preoccupations.
and occupied a prominent position in the Ger-
In the operational psychiatric terminology, the
man psychiatric discourse until World War II
initial self-disturbances evolve through “odd or
(Schmidt 1940). Certain problems that confront
overvalued” ideas and culminate in the emer-
both approaches include:
gence of “bizarre delusions.”
Müller-Suur (1950, 1954) and Kepinski (1) The lack of any adequate formal definition of
(1974), among others, have observed that there delusion (Jaspers 1923; Schmidt 1940; Spitzer
is a characteristic metaphysical coloring of the 1990; Parnas and Bovet 1995a). This crucial con-
ceptual lacuna is frequently ignored in the face of
content of delusions in schizophrenia, which helps
clinical or theoretical demands.
us to distinguish them from non-schizophrenic (2) A tendency to treat delusion as a homogenous
delusions, a taint, in our view, closely linked to phenomenon, when, in fact, the pathways leading
the solipsistic position. According to the DSM- to delusion may be different in different disorders
IV or ICD-10, many examples from the “schizo- or even within the same disorder.
phrenic world” would be considered as bizarre (3) The extreme ambiguity and obscurity of the con-
delusions on the face of their implausible, or as cept of “belief” (Needham 1972), a concept cen-
tral to both cognitive science and analytic philoso-
Jaspers would have said, impossible content.
phy of mind and obviously crucial to the topic in
However, that which is perceived as bizarre is
question.
not only the content in itself, but also a form of (4) Reliance by both approaches on a modular theory
the patient’s experience transparent through the of mind, now largely forsaken by its major archi-
content (Sass 1992b; Bovet and Parnas 1993). tect on theoretical grounds (Fodor 2001), and
The “metaphysical taint” in schizophrenic delu- whose applicability to schizophrenia is increasing-
sions conveys something to us about the nature ly questioned in the neuroscientific literature (Par-
of the relatedness between the Self and the world. nas et al. 1996; Andreasen et al. 1998), mainly
because neuropsychological studies of schizophre-
It is therefore not a perception per se of the
nia fail to identify a consistently focal dysfunc-
world, nor a conviction per se of the subject, tion; rather, they demonstrate multiple and wide-
which qualifies such delusional statements as
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 113

spread deficits (Mohamed et al. 1999; Parnas et heat, light, force, and chemical compositions. That is
al. 2001). all we know of it directly: all else is logical inference
(5) A correlated reliance on the so-called “symptom (Mountcastle [1975] quoted in Popper and Eccles
approach,” i.e., addressing pathogenesis of isolat- [1981, 274], our italics).
ed symptoms, rather than syndromes.
(6) A tendency to waver between phenomenological Yet, it is doubtful whether humans are solipsistic
and sub-personal claims: Usually, if the phenome- entities whose dealings with the world only de-
nological account appears incoherent or inconsis- pend on theories that are either verified or dis-
tent with clinical evidence, recourse is made to proved by sensory evidence. Even in the case of
hypothetical neural mechanisms (e.g., the notion scientists, there can be no talk about solipsism,
of “efferent copy”; see below). because, either consciously or not, scientists are
(7) As already mentioned, studies of the advanced
committed to a certain paradigm (Fleck 1935;
illness stages have limited explanatory power: To
identify, say, a particular cognitive style among
Kuhn 1970). What Kuhn calls a “disciplinary
deluded people does not show that this particular matrix,” i.e., “the entire constellation of beliefs,
style is, in fact, a necessary causal factor in the values, techniques, . . . shared by the members of
formation of delusion (instead of being, say, a a given community” (Kuhn 1970, 175) consti-
consequence). tutes the intersubjective horizon of scientific en-
The empiricist approach to delusions empha- deavor. It is precisely due to such a horizon that
sizes a peripheral deficit in the attentional or observations that contradict theories are usually
perceptual processes, leading to explanatory at- ignored until serious problems arise and lead to a
tempts in the form of delusions. Maher (1988) transformation of the entire paradigm.
elegantly formulated this approach with a specif- However, phenomenology would also argue
ic focus on the logic of explanation, an approach that intersubjectivity is already operative at the
already proposed by Wernicke (1900) in his no- level of the perceptual process itself. First, per-
tion of “explanatory delusions” (Erklärungswahn). ception is not of atoms of sensory data; rather, it
is a perception of a perceptual field, the latter
Delusions are best thought of as theories—much like being immersed in the “primary experiential da-
scientific theories—that serve the purpose of provid-
tum” of the experiential (lived) world, which is a
ing order and meaning for empirical data obtained by
observation. Delusional theories . . . should develop
“unity of concordant total actuality, which is
whenever there is (1) a real impairment in sensory continually re-established in the course of our
functioning . . . , (2) a defect in the processes that experiences” (Husserl 1962, 44). Second, the
select incoming information for processing (i.e. an majority of objects that surround human beings
attentional deficit), or (3) the experience of distur- possess a reference of use, be it as tools, artifacts,
bance in personal expressive behavior, such as lan- or affordances. Third and most importantly, phe-
guage disturbances or motor impairment . . . . A nomenology emphasizes the role of intersubjec-
delusional theory, like other theories, is not readily
tivity in the very nature of intentional relation to
abandoned . . . . (This fact) merely tells us that delud-
ed patients are like normal people—including scien- the world. The subject is intentionally directed
tists—who seem extremely resistant to giving up their toward objects whose horizonal, incomplete way
preferred theories, even in the face of damningly neg- of givenness attests to their openness for other
ative evidence (Maher 1988, 20–22, italics added). subjects. My perceptual objects are not exhaust-
Maher’s argument is a variant of a more gen- ed in their appearance for me; rather, each object
eral empiricist, and basically a dualist, assump- always possesses a horizon of coexisting profiles,
tion that human transactions with the world can which although being momentarily inaccessible
be adequately reduced to a logical processing of to me—I cannot see the front and the back of a
atomistic sensory input: chair simultaneously—could very well be per-
ceived by other subjects. Since the perceptual
Each of us lives within the universe—the prison—of object is always there for others too, whether or
his own brain. Projecting from it are millions of frag- not such other subjects are de facto physically
ile sensory nerve fibers, in groups uniquely adapted to
present, the object refers to those other subjects
sample the energetic states of the world about us:
114 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

and is for that reason intrinsically intersubjective alteration of perceptual input, but also a cogni-
(Zahavi 2001). tive bias, namely, a disequilibrium between the
Therefore, the fundamental weakness in Ma- two just-mentioned factors that allows uncon-
her’s theory is the absence of explicit reference to ventional ideas to be accepted and held.
intersubjectivity in the co-constitution of percep- Our own approach would certainly not deny
tion. Maher’s analogy between the creation of the importance of biases in reasoning. We are,
scientific theory and delusion formation is also however, inclined to interpret these biases in a
fundamentally inadequate as far as schizophre- somewhat different way. We prefer a less cogni-
nia is concerned. It fails because, whereas a sci- tivist or mentalistic interpretation that more di-
entist is committed to his paradigm that is his rectly acknowledges the social or intersubjective
scientific community’s set of beliefs, a schizo- nature of human judgment and reasoning. It
phrenic is weakened in his intersubjective ties. would not, then, be a matter of cognitive princi-
Otherwise, he would have consulted an ophthal- ples or intellectual rules so much as of what
mologist for his perceptual aberrations instead might be termed general existential orientations:
of proceeding to develop delusions. Moreover, the difference between an attitude that is funda-
schizophrenic delusions are not encapsulated or mentally constrained by the intersubjective ma-
isolated islands of mental activity to fit singly trix, as opposed to a solipsistic or quasi-solipsis-
disordered perceptions, but possess a global and tic orientation that relies almost exclusively on
diffuse quality. It is therefore impossible to com- experiences that might well be unique to oneself
prehend delusional transformation in schizophre- and in which the automatic or pre-reflective grasp
nia without explicit reference to the solipsistic of the world’s significations is impaired (Parnas
predicament of a pre-schizophrenic. and Bovet 1991; Bovet and Parnas 1993; Sass
The approaches we term rationalist are those 1994: re the quasi-solipsistic experiences de-
that ascribe schizophrenic delusion to a disorder scribed above). What Stone and Young (1997)
of some central or intellective capacity, such as characterize as the favoring of observational ad-
inferential or probabilistic reasoning, abstrac- equacy over conservatism can equally be under-
tion, attributional style, or self-awareness. stood as the manifestation of a relative indiffer-
Garety and Freeman (1999) show that schizo- ence to the social world (Stanghellini 2000).
phrenic patients (mostly of the paranoid type) Another type of rationalist approach to delu-
seem to demonstrate a “jumping-to-conclusions” sion is Frith’s hypothesis of a deficient “meta-
data-gathering bias and are especially “ready to representational” capacity. Frith (1987, 1992)
abandon existing hypotheses and form new ones, suggested that many “first rank symptoms” of
again on the basis of little evidence” (131); both schizophrenia, involving loss of the sense of con-
observations merely reflect the clinical, defini- trol or possession of one’s own thoughts or move-
tional aspects of being deluded. ments, result from a defect in the central moni-
Stone and Young (1997), citing Fodor (1989), toring of one’s own intentions that is itself the
invoke a distinction between two potentially com- expression of a neurologically based degradation
peting constraints on belief formation: “observa- of the “efferent-copy” signal, although he ac-
tional adequacy,” which refers to reliance on knowledged that his theory did not seem able to
perceptual input, and “conservatism,” which re- account for the full range of schizophrenic symp-
fers to maintaining consistency with the body of toms (Frith and Done 1989, 569). For example,
accepted beliefs. Belief formation typically in- a delusion of thought insertion is claimed to arise
volves appeal to both factors, which exist in a upon a mismatch between the efferent copy of
mutual dynamic equilibrium that is highly con- “the intention to think” and the actual, occur-
text-sensitive. Stone and Young make the com- rent thought, a mismatch supposedly detected by
pelling argument that explaining many delusions a “comparator” or a “self-monitoring” module.
(presumably also in schizophrenia) may require Frith’s model seems to us problematic on phe-
postulating two necessary factors: not only an nomenological and theoretical grounds (see Gal-
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 115

lagher 2000, for a detailed critique). First, it is The notion of a disturbed capacity for aware-
difficult to envisage an intention to think before ness of mental states allowed Frith to extend his
thinking itself, unless the intention to think is the explanation of schizophrenic delusion beyond
thinking itself, in which case we are confronting Schneiderian symptoms to include delusions of
an infinite regress. Yet, Frith speaks of a con- reference and persecutory delusions; the latter,
scious “feeling of effort” or intention to think he argues, may often involve the patient’s at-
(“willed intention”) and associates this with a tempt to explain his inability to ascertain the
conscious monitoring of efferent copy; thus his mental states of others as, for example, when a
analysis relies, not just on a hypothetical sub- patient who finds herself unable to “read” or
personal intention to act or think, but on the infer the intentions of other people, comes to
awareness of such intentions (the sub-personal believe that others are actually disguising their
level is invoked by Campbell [1999] in a friendly thoughts and perhaps conspiring against the pa-
rescue operation). This awareness, or “meta-rep- tient (Cahill and Frith 1996, 384; Corcoran et al.
resentation,” is the ability to reflect on our repre- 1995; see Kinderman et al. [1998] for a critique
sentations of the world and to introspect our and Garety and Freeman [1999, 121], concern-
thoughts, but such proliferation of cognitive meta- ing the dearth of evidence of a specific theory-of-
levels is more characteristic of schizophrenia (Sass mind deficit in paranoid patients).
1992a) than of the normal cognition where think- Both types of phenomena to which Frith draws
ing is not preceded by intentions to think or our attention—a diminished sense of personal
followed by introspective scrutiny. On theoreti- intentionality and difficulties in interpersonal
cal grounds, it is difficult to understand how an understanding—are key features of schizophren-
automatic (and therefore primitive) self-moni- ic pathology, and both seem likely to play a
toring module should possess a capacity needed significant role in delusion formation and main-
to assess a potential match between a copy ver- tenance. It is not, however, clear that Frith’s use
sion of thinking and the actual thinking, because of his overarching concept of a meta-representa-
the assertion of identity in this case can only be tional disturbance is either coherent or apt. The
achieved through a semantic, contextual evalua- concept of meta-representation clearly implies
tion. It is therefore not at all obvious that a some kind of higher-level capacity for self-con-
notion of reflexive meta-representation makes sciousness or meta-awareness, reminiscent, per-
sense in relation to efferent feedback, which, in haps, of neurologist Kurt Goldstein’s notion of
fact, is a far more basic and low-level capacity the abstract attitude or the Piagetian notion of
that is believed to operate throughout much of formal operations. It is true that Frith (Frith and
the animal kingdom and is perhaps present even Corcoran 1996) does allow for the possibility of
in the fruit fly (Currie 2000, 173). a misuse or distortion rather than a straightfor-
In the 1992 monograph, Frith argues that the ward decline in meta-representation. In this way,
deficiency of central monitoring should be un- however, the notion of incapacity for meta-rep-
derstood in explicitly representational terms, resentation seems to be stretched almost to the
namely, as “an inability to represent our own breaking point, with disturbances of a hypothe-
mental states, including our intentions,” that is, sized meta-representational module now seem-
to “mentalize.” Frith seems to have been im- ing able to describe just about any kind of distur-
pressed by certain affinities between schizophre- bance of normal interpersonal cognition or
nia and childhood autism and proposed that understanding. In any case, in his actual descrip-
schizophrenic individuals might suffer from an tions, Frith often stays rather close to the deficit-
underlying disorder similar to that characteristic construal: Thus Frith describes schizophrenics as
of autism, namely, a deficit in “theory of mind,” being “unable to reflect (consciously) upon their
in the person’s ability to be aware of the nature own mental activity (due to abnormalities in the
or perhaps even the existence of one’s own men- mechanism for meta-representation)” (Mlakar et
tal states and those of other people. al. 1994, 557). He writes that, since such persons
116 ■ PPP / VOL. 8, NO. 2–3 / JUNE–SEPTEMBER 2001

are unaware of their goals, they would be “slave[s] ly experienced as being directed toward the pa-
to every environmental influence or, on the other tient, and that schizophrenic persons often dem-
hand, be prone to perseverative or stereotyped onstrate an exaggerated and all-encompassing
behavior, because they would not have the in- kind of self-consciousness (see Sass 1992a and
sight to recognize that certain goals were unob- also cases 1, 6, and 7 above).
tainable or inappropriate” (Frith 1992, 151). The incapacity-for-meta-representation view
Frith’s characterization of the schizophrenic dis- seems very far from the clinical realities of these
turbance of meta-representation generally sug- patients and is vulnerable to many of the criti-
gests a diminishment of the highest and most cisms that have been directed at prior attempts
quintessentially human aspects of the psyche, to characterize schizophrenia as a kind of de-
including the ability to read the thoughts or mentia or organic-like concreteness (Sass 1992).
intentions of others and, above all, to engage in Another problem is that certain key distur-
self-conscious or introspective forms of awareness. bances of schizophrenia do not seem likely to be
The concept of meta-representational deficit explicable in these top-down terms: How, for
seems quite problematic as an explanation of the instance, would a disturbance of meta-represen-
difficulties with interpersonal cognition or un- tation account for the deficient pre-reflective at-
derstanding that are prominent in schizophrenia. tunement to the world, motor awkwardness, and
In contrast with childhood autism, the theory-of- perceptual distortions so characteristic of these
mind deficit is not, in fact, found in all or nearly patients?
all schizophrenic patients, but only in those with We would also note that schizophrenics are just
prominent disorders of thought and language, as inclined to see things as persons as to see persons
and even there (also unlike in childhood autism), as things, and that they are more often hyperab-
it seems to be a state rather than a trait variable stract than hyperconcrete, which includes a prone-
(Drury et al. 1998; Sarfati and Hardy-Bayle ness to excessive philosophizing or pseudo-phi-
1999). Like infantile autists, some schizophren- losophizing. It is too strong to say that these
ics make errors on theory-of-mind tasks; but features of schizophrenia actually contradict Frith’s
unlike autists, schizophrenics are prone to offer emphasis on a meta-representational disturbance.
various kinds of unconventional or erroneous There is, however, nothing in Frith’s theory that
responses, rather than just those that suggest a seems able to give much of an account of these
failure to mentalize (Sarfati et al. 1997, 12). prominent and distinctive aspects of the illness.
Some researchers argue, in fact, that the theory- Our own view of schizophrenia as a self-dis-
of-mind deficit that may sometimes occur in some turbance places greater emphasis on more low-
schizophrenic individuals is actually a conse- level or immediate disturbances of consciousness
quence of more general cognitive disturbances that affect both ipseity and the basic, pre-reflec-
involving attention or working memory (Drury tive relatedness to the world. One of Minkows-
et al. 1998; see also Davis and Pratt 1995). ki’s (1927) patients expressed this predicament
In the context of childhood autism, the notion very precisely: “I feel that I can reason quite well,
of a “theory of mind” deficit involving loss of but only in the absolute, because I have lost
meta-representational capacity has, perhaps, a contact with life.”
certain plausibility. (However, see Gallagher
[2001] for a succinct phenomenological critique 8. Implications
of the cognitivist “theory of mind” approaches.)
In schizophrenia, however, as we have pointed Contrary to the classical view, schizophrenia
out, we are hardly faced with an absence or even is portrayed here as a disorder of consciousness,
diminishment of “mentalizing” or of the capaci- although certainly of a different kind than pa-
ty for self-consciousness: Consider, for example, thologies observed in the organic delirious con-
that the world of the paranoid schizophrenic ditions. The essential phenomenological features,
may well be bristling with complex, and often in the form of self-disorders, are already present
malevolent, mental or intentional states, frequent- in the very first stages of the illness. Psychotic
Parnas and Sass / SELF, SOLIPSISM, AND SCHIZOPHRENIC DELUSIONS ■ 117

developments seem to take place as progressive 4. The term “luminosity” indicates a fundamental
organizations of novel coherence patterns with mode of self-awareness, equal to the very being or
various degrees of stability and temporal con- emergence of consciousness. It is different from the
concept of “clarity” (disturbed in delirious conditions);
stancy, organizations that articulate themselves
luminosity is a condition of the latter. It denotes a
around the fundamental alterations of Self-World certain welling up of (self)-awareness, its phenomenal-
relatedness (Bovet and Parnas 1993; Parnas ity (Henry 1963). Naturally, a sense of presence and a
2000). sense of embodiment are closely inter-related, yet we
An emphasis on the pathogenic import of self- have decided to describe these two separately to im-
disorders allows one to see the schizophrenia pose a certain simplified taxonomy on the presented
spectrum disorders as something other than a multitude of anomalous experiences.
5. Apart from this disjunction of perception, Robert
contingent agglomeration of essentially discon-
is spared for perceptual anomalies, which are neverthe-
nected symptoms held together by a convention. less quite common at this stage (especially in the visual
Rather, these disorders may constitute a unitary modality): instability or deformation of the perceptual
group, qualitatively distinct from the affective object, sometimes associated with instability of per-
and organic disorders, and organized around the spective (e.g., the patient feels “as if” he was looking
disorders of the Self (Parnas 1999b; Sass and from the position of his shoulder), dissolution of Ge-
Parnas, submitted). Such a unitary view is, of stalt, physiognomization of the world, and increasing
course, not new. It was behind countless attempts or decreasing perceptual intensity and clarity.
6. This is, incidentally, similar to a phrase used by
to extract a specific, unifying Gestalt from the Binswanger to describe the nature of schizophrenia as
polymorphic picture of schizophrenia (e.g., Wyr- an inconsistency of natural experience: “that inability
sch 1946), although, as aptly commented by Bleu- to ‘let things be’ in the immediate encounter with
ler, this Gestalt is quite elusive: “The disease is them” (Binswanger 1963, 250).
characterized by a peculiar transformation of 7. The phenomenological concept of “common
feeling, thinking and perceiving, found nowhere sense” is similar to the notion of “background capaci-
else in this particular fashion” (Bleuler 1911). ties” proposed in the analytic tradition by John Searle
(1992).
Etiological research, if guided by phenomeno-
logical concerns, should focus on the early illness
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