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SEBI Exchange Certificate PDF
SEBI Exchange Certificate PDF
I. I;r erercise ofthe powers conferred by sub-section (1A) ofsection 12 ofthe Securities and Exchange
Board oflndia
\;t. l99l 1 15 of 1992), read with the regulations made thereunder and with the Depositories Act. 1996 (22 of 1996).
the Board hereby grants a cefiiflcate ofregistration to
PERMANENT REGISTMTION
DUPLICATE
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:: : :r::i--rpani subject to the conditions specified in the Act. the Depositories Acr and rhe regulations made
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FORM D
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CERTIFICATE OF REGTSTRATION
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ln exercise of the powers conlerred by sub-section (1) of section 12 of the Securities and Exchange
Board of lndiaAct,
1992, read with the rules and regulations made thereunder,.the Board hereby grants a certificate
of registration to
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STOCK BROKER
stock broker / proprietary trading member / clearing member lor carrying on the activities of buying, selling
or dealing in
securities / clearing and settlement of trades and for carrying on such otheiactivities as are permittloiy
stocti exchange]s)/
clearing corporation(s), subject to the conditions specified therefor, fiom time to time, byihe Boaro.
This certificate shall be valid till it is suspended or cancelled in accordance with the Regulations.
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qtf.6'.di Authorised Signatory
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SECURITIES AND EXCHANGE BOARD OF INDIA
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(TNVESTMENT ADVISERS) REGULATTONS, 2013
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(Begulation 9)
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I) In exercise of the powers conferred by sub section (1) of Section 12 of the Securities and Exchalge Board of India Act,
1992 (15 ot 1992\ read with the regulations made thereunder, the Board hereby grants a certificate of registration to
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it
as an Investment Adviser, subject to the conditions specified in the Act and in'the regulations made
lhereunder.
Tqfi Place
arftg Date
:
Mumbai
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Barnali.Mu kherjee
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December 26, 2013 Clef{d Ekllfrfsil Authorised Sig natory =6
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