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Determining Anaerobic Capacity in Sporting Activities

Article  in  International journal of sports physiology and performance · September 2013


DOI: 10.1123/ijspp.8.5.475 · Source: PubMed

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International Journal of Sports Physiology and Performance, 2013, 8, 475-482
© 2013 Human Kinetics, Inc.
www.IJSPP-Journal.com
BRIEF REVIEW

Determining Anaerobic Capacity in Sporting Activities


Dionne A. Noordhof, Philip F. Skiba, and Jos J. de Koning

Anaerobic capacity/anaerobically attributable power is an important parameter for athletic performance, not
only for short high-intensity activities but also for breakaway efforts and end spurts during endurance events.
Unlike aerobic capacity, anaerobic capacity cannot be easily quantified. The 3 most commonly used meth-
odologies to quantify anaerobic capacity are the maximal accumulated oxygen deficit method, the critical
power concept, and the gross efficiency method. This review describes these methods, evaluates if they result
in similar estimates of anaerobic capacity, and highlights how anaerobic capacity is used during sporting
activities. All 3 methods have their own strengths and weaknesses and result in more or less similar estimates
of anaerobic capacity but cannot be used interchangeably. The method of choice depends on the research
question or practical goal.

Keywords: MAOD, critical power, efficiency, modeling, exercise performance

Human performance can be described as the sum- the degree of agreement between the different methods
mation of performance oxygen uptake (VO2) and per- based on the existing literature.
formance O2 deficit multiplied by the gross mechanical Finally, we are interested in how anaerobic capacity
efficiency.1 Therefore, to understand human performance, is used during exercise. Several studies have quantified
knowledge of these 3 factors is of great importance. Per- anaerobic-energy production during all-out or time-trial
formance VO2 can be easily quantified using indirect calo- exercise.4,9–11 Recently, Skiba et al12 introduced a new
rimetry and is therefore a common measure in research, model in which the use of anaerobic capacity can be
as well as in sports practice. However, it is much more modeled during intermittent or stochastic exercise, like
difficult to determine performance O2 deficit2 and gross a cycling road race or a marathon speed skating event,
mechanical efficiency during high-intensity exercise.3 where easy periods alternate with breakaways. A ques-
Despite methodological issues, there have been tion that arises is, is anaerobic capacity a fixed quantity
various attempts to determine the performance O2 defi- that when completely used needs a long resting period to
cit or the anaerobic contribution to performance during restore, or is it possible to use part of it and then restore
several exercise modes. For example, Foster et al4 found or recharge a certain amount during an easy period? Con-
an anaerobic contribution of about 50% during 1500-m sequently, the final issue that this review will address is
cycling time trials. The relative contribution of the aerobic the use of anaerobic capacity during sporting activities.
and anaerobic systems during 200- to 1500-m running In summary, the current review describes several
events was studied by Spencer and Gastin,5 who found a methods to determine anaerobic capacity/anaerobically
relative anaerobic contribution of 16% during the 1500- attributable power, evaluates if these different method-
m. To determine the anaerobic contribution to perfor- ologies result in similar estimates of anaerobic capacity,
mance, different methodologies have been used.6–8 As a and highlights how anaerobic capacity is used during
result, the first goal of this review is to discuss the 3 most sporting activities.
commonly used methodologies to determine anaerobic
capacity/anaerobically attributable power.
To be able to make an informed choice for the right Measuring Anaerobic Capacity/
methodology to answer a research question or to moni- Anaerobically Attributable Power
tor athletes on a regular basis, the different methods to
determine anaerobic capacity need to be compared. There are several methods available to estimate anaerobic
Therefore, the second goal of this review is to evaluate capacity during various types of sports. The most fre-
quently used method is the maximal accumulated oxygen
deficit (MAOD). Medbø et al6 showed that the O2 deficit,
a concept introduced by Krogh and Lindhard,13 reached
Noordhof and de Koning are with the MOVE Research Inst maximal values when accumulated over an exercise bout
Amsterdam, VU University, Amsterdam, Amsterdam, The of at least 2 minutes, from which they concluded that the
Netherlands. Skiba is with the Dept of Sport and Health Sci- MAOD is representative of anaerobic capacity. Another
ences, University of Exeter, Exeter, UK. method that has been used in the literature to quantify

475
476 Noordhof, Skiba, and de Koning

anaerobic capacity is the critical power (CP) concept, nomenon, defining the boundary between the heavy and
introduced by Monod and Scherrer.7 The W′, one of the severe exercise-intensity domains.22–27 It represents the
parameters of the CP concept, is originally thought to rep- highest work rate that can be sustained while maintain-
resent anaerobic capacity or anaerobic work capacity.14–16 ing a physiological steady state and appears to occur at
The third and final method that will be discussed in this a work rate close to the maximal lactate steady state.25,28
review is the gross efficiency (GE) method,17 which is Exercise above the CP results in an inexorable rise in
based on the methodology first described by Serresse et al.8 VO2 (in the face of a constant external work rate) until
These 3 methods used to determine anaerobic capacity or VO2max is attained and exhaustion ensues.22,24,25,29 This
anaerobically attributable power will be briefly discussed. combination of factors has led to sub-CP exercise being
referred to as aerobic.
MAOD Method The work capacity above CP is fixed; that is, the W′
(power–time integral > CP) remains constant regardless
The MAOD method is based on an individual linear of the rate of its discharge. Originally, it had been thought
relationship between treadmill speed or power output that W′ consists of the energy produced through phos-
(PO) and VO2.6,18,19 Extrapolation of this relationship phocreatine hydrolysis, anaerobic glycolysis, and a small
to supramaximal exercise intensities provides the VO2 aerobic contribution from O2 stores in the body.14–16 This
demand corresponding to a certain supramaximal work led to a popular understanding of W′ as anaerobic work
load (Figure 1A). The duration of the supramaximal capacity. The construct itself appears robust, as the deple-
exercise bout (~2–3 min) times the predicted VO2 demand tion and reconstitution of W′ can be calculated with some
results in the accumulated VO2 demand. The MAOD can precision under a variety of circumstances.12,30–32 These
be calculated by subtracting the VO2 uptake measured observations suggest that the power–time relationship
during and integrated over the duration of the supramaxi- is a highly organized physiological process. However,
mal exercise bout (ie, the accumulated VO2 uptake) from it has proven difficult to ascribe the W′ to any discrete
the accumulated VO2 demand (Figure 1A).6 variable.25,31,33
Recently, a more comprehensive review of the
MAOD method was published.2 That review addresses
the effect of the number and duration of submaximal GE Method
exercise bouts necessary for the construction of the PO– The GE method is based on calculating the aerobically
VO2 relationship and of different supramaximal exercise attributable mechanical power (Paer) and subtracting Paer
protocols on the calculated anaerobic capacity, as well as from the total PO produced, which results in the anaero-
the reliability and validity of this method. The main con- bically attributable mechanical power (Pan; Figure 1C).8
clusion of the review was that 10 × 4-minute submaximal Integrating Pan over time provides a measure of a subject’s
exercise bouts at intensities of 30% to 90% of maximal anaerobic capacity. Paer can be determined from metabolic
oxygen uptake (VO2max) and the use of a fixed y-intercept power input (PI) and the efficiency with which metabolic
are preferred for the construction of the individual power is converted to mechanical power. To determine
PO–VO2 relationship. In addition, a supramaximal exer- GE, a subject needs to perform steady-state submaximal
cise protocol and exercise modality that is most specific exercise,34 during which GE can be determined before
to the athlete’s event or sport should be chosen. the start of the supramaximal exercise bout. GE can be
defined as the ratio between the mechanical PO and PI, in
CP Concept which PI can be calculated from VO2 (expressed in L/s)
and the oxygen equivalent (Equation 2)35,36:
Originally developed by Monod and Scherrer,7 the CP
concept has been used to differentiate between aerobic and PI = VO2 × (4940 × RER × 16,040) (Eq 2)
anaerobic exercise. Equation 1 describes this CP concept: where RER = respiratory exchange ratio. Anaerobically
PO = (W′/t) + CP (Eq 1) attributable power can be estimated for different high-
intensity exercise bouts (ie, time trials4,11 and/or constant
in which t is the time to exhaustion at a certain PO (Figure PO bouts17), as long as PO, VO2, RER, and GE are known.
1B). The parameters of the CP concept can be determined
by having subjects perform 4 or more constant PO tests
to exhaustion. Preferably, these tests are conducted on Are They the Same?
multiple days, and the chosen POs range of ~75% to
105% of the maximum PO attained during a maximal There are several studies that have compared 2 of the 3
incremental exercise test.20 An alternative way to estimate methods just described in determining anaerobic capac-
W′ and CP is to perform 4 or more time trials of different ity/anaerobically attributable power.16,17,37 When compar-
length and measure average PO and performance time.21 ing these methods, it has to be taken into account that
Monod and Scherrer initially defined the CP of a the results of the MAOD method are expressed in terms
muscle or muscle group as the maximum rate it can of O2 equivalents and that the results of the CP concept
maintain for a very long time without fatigue.7 In modern and GE method are usually expressed in mechanical units
times, the CP is best understood as a threshold phe- (joules or watts).
Figure 1 — Graphic representation of the different methodologies to determine anaerobic capacity/anaerobic attributable power
(shaded area). (A) The maximal accumulated oxygen deficit method (adapted from Noordhof et al17). (B) The critical power concept
(adapted from Vanhatalo et al.20). (C) The gross efficiency method (adapted from Noordhof et al17).

477
478 Noordhof, Skiba, and de Koning

Anaerobic capacity determined with the CP concept Based on the results of the studies comparing the
has been compared with anaerobic capacity estimated anaerobic capacity estimated with the MAOD method
with the MAOD method, by Hill and Smith.16 They found and CP concept, it must be concluded that neither method
no significant difference in anaerobic capacity between results in significantly different estimates of anaerobic
the 2 methods. Besides, the 2 anaerobic-capacity esti- capacity.16,37–39 However, clear individual differences
mates were significantly correlated (r = .77), from which exist between the 2 methods, so it is advised to select 1
they concluded that W′ is a valid method to determine method and use that method consistently.
anaerobic capacity. In that study, anaerobic capacity Noordhof et al17 compared anaerobic capacity cal-
estimated with the MAOD method was used as criterion culated with 3 different MAOD procedures and the GE
measure. However, the exact methodology used to deter- method. No significant differences in anaerobic capacity
mine the MAOD has not been reported, which makes it were found between the different methods. However,
difficult to interpret the findings of the study.16 assessing the precision of these different methodolo-
Bosquet et al38 determined anaerobic capacity during gies resulted in significantly different 95% confidence
treadmill running using the MAOD method and the CP intervals. The original MAOD method makes use of at
concept. The individual velocity–VO2 relationship, nec- least 10 submaximal exercise bouts with a duration of
essary to determine anaerobic capacity with the MAOD 10 minutes to establish the linear PO–VO2 relationship.6
method, was based on the data of a maximal incremental However, in the literature this original methodology has
exercise test performed on a treadmill. The initial velocity been adapted in different ways; for example, shorter exer-
was set at 2.8 m/s, and velocity increased by 0.28 m/s cise bouts have been suggested, as well as the inclusion
every 2 minutes, from which it can be concluded that of a fixed y-intercept.40,41 Therefore, 3 different PO–VO2
the velocity–VO2 relationship was not based on steady- relationships were established in the study of Noordhof
state VO2 measurements, which makes the results of this et al17: 1 based on the average VO2 from minutes 8 to 10
study questionable. W′ or anaerobic running capacity of 10 submaximal exercise bouts, without the inclusion
(ARC expressed in m or in mL O2 equivalents per kg) of a fixed y-intercept, and 2 regression lines based on the
in the study of Bosquet et al38 was determined using average VO2 during minute 4, without (4-Y) and with the
4 different models: a nonlinear 2-parameter model, 2 inclusion of a fixed y-intercept (4+Y). The results showed
linear 2-parameter models, and a 3-parameter model. that the 4+Y MAOD procedure and the GE method
The 3-parameter model resulted in an average ARC that resulted in smaller 95% confidence intervals, from which
was about twice as high as the average ARC derived with it was concluded that the 4+Y MAOD procedure or GE
the 3 other models. However, the ARC derived with this method should be used to determine anaerobic capacity.
3-parameter model and the 2 linear 2-parameter models Clear individual differences in anaerobic capacity were
was significantly correlated with the O2 deficit (r = .57, found between the 2 methods, so it was advised not to
r = .50, and r = .49, respectively). Bosquet et al38 con- use the methods interchangeably.17
cluded that although the definitions of the O2 deficit (or Unfortunately, there are no published studies avail-
MAOD) and the ARC (or W′) suggest that both methods able that compared the CP concept and the GE method
can be used to determine anaerobic capacity, they should in determining anaerobic capacity. Comparing these 3
not be used interchangeably. different methodologies to determine anaerobic capac-
Another study that compared anaerobic capacity ity/anaerobic attributable power gives us insight into
obtained with the MAOD method and the CP concept was the relationship between these different measurements.
the study Zagatto and Gobatto.37 Hill and Smith16 made However, it remains uncertain if these indirect measure-
use of cycling exercise, Bosquet et al38 studied a group ments are really valid and which measurement provides
of middle- and long-distance runners on the treadmill, us the “real” anaerobic capacity, as direct measurements
and Zagatto and Gobatto determined anaerobic capacity of anaerobic capacity during whole-body exercise are
using both methods during a table-tennis-specific test. thus far not available.
The constant-intensity submaximal exercise bouts nec- The main conclusion that has to be drawn from the
essary for the construction of the PO–VO2 relationship presented studies is that these 3 methods result in more
were table tennis sessions of 7 minutes in duration, during or less similar estimates of anaerobic capacity when
which balls were thrown at a certain constant frequency. studied during running and cycling exercise.16,17,38,39
Thus, a frequency–VO2 relationship was established. The However, the MAOD method, CP concept, and GE
individual linear relationship was based on 4 exercise method cannot be used interchangeably, as large dif-
bouts and a fixed y-intercept, determined as the baseline ferences can exist between these methods. When using
VO2 measured during a 10-minute rest period. The CP the MAOD method, we advise to use 10 × 4-minute
was in this case a critical frequency of balls thrown to the submaximal exercise bouts at intensities between 30%
table tennis player. W′ was estimated using 3 different and 90% VO2max and to include a fixed y-intercept in
mathematical equations (2 linear and 1 nonlinear), but the PO–VO2 relationship.2 When using the CP concept
none of the W′ values were significantly correlated with to determine anaerobic capacity, the 2-parameter model
the MAOD. Zagatto and Gobatto37 concluded that W′ seems to result in a more valid estimate of anaerobic
does not result in a valid estimate of anaerobic capacity capacity than the 3-parameter model.38 The GE method
during a table-tennis-specific test. is less time-consuming, but GE needs to be estimated at
Anaerobic Capacity in Sporting Activities 479

the highest possible steady-state exercise intensity with ematically codify the depletion and reconstitution of the
an RER ≤1.0.3,34 Taking this into account, it seems to be W′ during intermittent exercise:
possible to get a reliable estimate of anaerobic capacity
during high-intensity exercise. n ⎡( Pw − CP ) tw − ( CP − Pr ) tr ⎤⎦
t = n ( tw + tr ) + W ′ − ⎣ − CP
Pw
How Is Anaerobic Capacity Used (Eq 3)
During Sporting Activities?
where t = total endurance time, Pw and Pr are equal to
It is evident that to perform optimally in short-duration the work- and rest-interval power, and tw and tr are equal
activities, most of the anaerobic capacity needs to be used. to the work- and rest-interval time. In this model it is
During these short-duration activities, a strategy with an assumed that the W′ is depleted at a rate of (Pw – CP)/s
all-out anaerobic contribution to PO is often adopted.42 and recovered at a rate of (CP – Pr)/s.
In contrast, middle- and long-distance events are charac- The model described by Equation 3 was recently
terized by a high anaerobic contribution at the beginning applied to intermittent cycling exercise by Chidnok et
of the event and during the end spurt,4,11 without much al30 to good effect, clearly demonstrating W′ recovery.
anaerobic contribution during the middle section of the However, the model assumes linear kinetics of W′ dis-
event. Although ultraendurance activities (eg, marathon charge and recharge, which conflicts with recent obser-
running, multistage cycling events like the Tour de France) vations indicating that the W′ is actually reconstituted
are often not associated with a high anaerobic energy con- curvilinearly.31 This is an important practical distinction,
tribution, surges during the race and end-spurt activities indicating that while a substantial portion of the W′ can
rely predominantly on the anaerobic system.43,44 be recovered quickly, complete recovery may take 20
minutes or more.
Is the W′ Actually Fixed? Based in part on these data, Skiba et al12 recently
developed a novel integrating function (W′I) that suc-
Can It Be Restored During Exercise? cessfully accounts for the curvilinear depletion and recon-
In recent years, some light has been shed on processes stitution kinetics of the W′ during intermittent exercise:
that may contribute to the W′. For example, the slow −( t−u )
component of pulmonary O2 uptake in the severe domain t

appears to be related to the W′ during constant-work-rate,



Wbal = W ′ − ∫ Wexp

⋅e ! W′
(Eq 4)
0
all-out, and intermittent exercise.12,22,33,45,46 Similarly,
studies using 31P magnetic resonance spectroscopy indi- In Equation 4, W′exp is representative of the amount of
cated that the complete depletion of the W′ is associated the starting W′ that is presently expended, while (t–u) is
with a consistently low phosphocreatine concentration equal to the time in seconds separating the portions of
and pH.47 Although an intrinsic relationship between the exercise session where W′ was used. The τW′ is the
the W′ and VO2 kinetics would clearly conflict with an time constant of the reconstitution of the W′—the time
“anaerobic” interpretation of the W′,7,15 a recent inves- required to recover approximately 60% of the W′exp. Thus,
tigation indicates that hyperoxia both increases the CP the W′bal is representative of the difference between the
and reduces the W′.27 This suggests that the CP and W′ measured resting W′ and integral of the joules of the W′
are interrelated and that the basic conceptual framework expended before time t in a training bout or race, which
of the W′ should be reconsidered.22,25,27 begins to be recharged exponentially any time PO falls
Although we may be unable to consider the W′ to below the CP.12
be a strictly anaerobic parameter, it does indeed appear The τW′ appears to vary exponentially as a function
to represent a fixed work capacity if evaluated under of the difference (DCP) between recovery PO and the CP
consistent experimental conditions (ie, without glycogen (Equation 5)12.
depletion15 or changes in oxygen tension27). For example,
the W′ appears to be robust to manipulations of work rate ! W′ = 546 ⋅e( −0.1⋅DCP ) + 316 (Eq 5)
within the severe domain, encompassing constant-work-
rate, all-out sprint, ramp, and self-paced exercise.48 Since In other words, the closer the athlete approaches CP, the
depletion of the W′ results in exhaustion, or at least the more slowly the outstanding W′bal is recovered. It may
inability to maintain a supra-CP work rate, it is important be helpful to visualize the implications of this relation-
to understand whether the W′ can be recovered during ship in terms of macroscopic phenomena. The relation-
exercise, as many sports involve periods of time spent ship described by Equation 5 is precisely what would
surging above the CP and periods of relative recovery (ie, be observed where W′ is representative of a vessel of
time spent drafting while skating or cycling). water that could be emptied by a drain of variable size
Fortunately, several authors have sought to apply (ie, depending on how far above CP exercise occurs) and
the CP/W′ paradigm to intermittent exercise, albeit with refilled by a tap with an adjustable flow (where the maxi-
varying degrees of success.12,30,32,49,50 Morton and Billat32 mum flow rate is representative of CP). The level of water
published the first formal model that attempted to math- in the vessel is the remaining part of W′ during the event.
480 Noordhof, Skiba, and de Koning

GE During Supramaximal Exercise differ dramatically from competitive situations. Time-to-


exhaustion tests are fundamentally different from time-
Aside from the fact that GE is one of the most important trial exercise and bunch-type racing. Exercise protocols in
factors determining performance,1 knowledge about GE which PO can vary spontaneously, as seen in competition,
is crucial for an accurate application of the described have higher ecological validity. The recent applications
methods used to estimate the anaerobic capacity. All 3 of the CP concept to stochastic exercise by Skiba et al12
methods assume a constant efficiency during the event. and Chidnok et al48 are promising in this respect. An
The MAOD method assumes a constant efficiency by advantage of the GE method and the application of the
using a linear relationship between PO or treadmill CP concept by Skiba et al12 and Chidnok et al48 is that one
speed and VO2, the CP concept assumes a constant obtains not only a measure for anaerobic work (integral
efficiency across the whole power and time domain,25 of Pan or W′, respectively) but also information about the
and the GE method uses GE values determined during distribution of anaerobic work over time. Information
warm-up exercise, assumes that GE determined during about the distribution of anaerobic work can be of help
submaximal exercise is equal to GE during maximal for further understanding pacing strategies4,11 and the
exercise, and assumes that GE remains constant during development of fatigue during competition.
the supramaximal exercise bout. Recent studies have
shown that GE increases curvilinearly with increasing
exercise intensity34,51 and decreases during submaximal52 Practical Applications
and supramaximal exercise.3 The curvilinear increase and Conclusion
of GE with increasing PO has its origin in the smaller
relative contribution of maintenance metabolism in PI The 3 methods described and evaluated in this review
when intensity increases. When GE is determined at an all have their strengths and weaknesses; therefore, the
intensity significantly lower than ventilatory threshold, method of choice depends on the research question or
GE will be underestimated and, thus, anaerobic capac- practical goal. The MAOD and W′ are capacity values
ity overestimated. The decrease in GE during prolonged that do not provide information about the distribution of
submaximal and supramaximal exercise is associated anaerobic energy during exercise. The GE method, on the
with fatigue and appears to depend on the length and other hand, includes information about the distribution
intensity of the exercise.53 Ignoring this decrease will of anaerobic energy, which can be valuable in under-
result in underestimation of anaerobic capacity. Thus, standing pacing. In addition, the GE method is the only
it is very important to determine GE at the highest pos- method that takes into account the decrease in efficiency
sible exercise intensity and to gain knowledge about the during prolonged submaximal or supramaximal exercise.
decrease in GE during exercise. Recent applications of the CP concept are promising in
Given the preceding, it is difficult to precisely making it possible to accurately model the discharge and
determine the effects of stochastic exercise on GE. De recovery of W′ for both prescribed intermittent exercise
Koning et al34 have attempted to systematically evaluate and field data.
the effect of different variables on the determination In conclusion, when monitoring athletes’ anaerobic
of GE. GE does appear to increase curvilinearly with capacity, the MAOD or GE method is preferred, as W′
increasing PO, but this effect decreases beyond ventila- is not a completely anaerobic measure. Questions about
tory threshold.34 When GE is estimated during graded the discharge and recovery of a mostly anaerobic amount
exercise it also appears that the length of the exercise of work can best be studied with the CP concept. Finally,
stages is extremely important; GE is significantly over- to increase knowledge about pacing, we suggest use of
estimated during 1-minute exercise stages compared the GE method.
with GE measured during 3- or 6-minute stages.34 These
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