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J Clin Periodontol 2013; 40 (Suppl. 14): S1–S7 doi: 10.1111/jcpe.

12088

Infection and inflammatory Thomas E. Van Dyke1


and Arie Jan van Winkelhoff2
1
The Forsyth Institute, Cambridge, MA,

mechanisms USA; 2Department of Dentistry and Oral


Hygiene, University of Groningen, Groningen,
The Netherlands

Van Dyke TE, van Winkelhoff AJ. Infection and inflammatory mechanisms.
J Clin Periodontol 2013; 40 (Suppl. 14): S1–S7. doi: 10.1111/jcpe.12088.

Abstract
This introductory article examines the potential mechanisms that may play a role Key words: cardiovascular disease; infection;
in the associations between periodontitis and the systemic conditions being con- inflammation; pathogenesis; periodontitis;
sidered in the EFP/AAP Workshop in Segovia, Spain. Three basic mechanisms systemic diseases
have been postulated to play a role in these interactions; metastatic infections,
Accepted for publication 14 November 2012
inflammation and inflammatory injury, and adaptive immunity. The potential role
of each alone and together is considered in in vitro and animal studies and in The proceedings of the workshop were jointly
human studies when available. This is not a systematic or critical review, but and simultaneously published in the Journal
rather an overview of the field to set the stage for the critical reviews in each of of Clinical Periodontology and Journal of
the working groups. Periodontology.

Two disorders/diseases can simulta- have been postulated to play a role in mediated by innate immune cells and
neously occur or may develop non-oral manifestations of oral dis- mediators, activation of adaptive
sequentially where progression or eases (Thoden van Velzen et al. 1984): immunity and the systemic conse-
exacerbation of one disease may affect metastatic infections, dissemination of quences, or an undefined combina-
the second disease. In parallel with bacterial toxins and immunological tion of any or all of these potential
Koch’s postulates, which are used to injury. The word metastasis comes mechanisms. However, it is plausible,
identify the aetiological agents of an from the Greek “displacement”; leτά, if unlikely based on available data,
infectious disease, the criteria for a meta, “next”, and rτάrις, stasis, that the associations are the result of
causal association between two dis- “placement”. Metastasis, or meta- common risk factors and not causally
eases have been defined and are static disease, has been defined as the related. From our understanding of
known as the Bradford Hill criteria. spread of a disease from one organ or the biology of the relationship
These include epidemiological associ- part of the body to another non-adja- between periodontitis and systemic
ation, biological plausibility and the cent organ or body part. The defini- disease, it remains clear that the rela-
impact of intervention of one on the tion is not limited by the common tionship is not linear, but complex.
second disease. usage involving malignant tumour The purpose of this introductory
A large body of evidence exists rel- cells; infection and inflammation have Supplement article is to discuss the
evant to the association of periodonti- the capacity to metastasize (Chiang & potential mechanisms underpinning
tis with diabetes mellitus, Massague 2008). the associations between periodontal
cardiovascular disease and dental In the context of the relationship disease and systemic conditions. This
focal infections. Three mechanisms between periodontal disease and sys- not intended to be a systematic or
temic diseases, the underlying critical review, but than an overview
Conflict of interest and source of assumption is that periodontitis is an of the possibilities based upon our
funding statement infection that causes an inflammatory understanding of the systemic conse-
disease that metastasizes. This can be quences of periodontal infection and
The authors declare no conflict of metastasis of the infection (bactera- inflammation. The classification of
interest. The workshop was funded by emia and infection at non-oral sites Gonzalez-Periz et al. (2009), Kinane
an unrestricted educational grant from
caused by oral bacteria or other direct et al. (2005) has been modified for
Colgate-Palmolive to the European
bacterial actions), inflammation and the purposes of this Supplement arti-
Federation of Periodontology and the
American Academy of Periodontology.
inflammatory mediators having an cle, where metastatic infections and
impact on systemic inflammation bacterial toxins will be considered
© 2013 European Federation of Periodontology and American Academy of Periodontology S1
S2 Van Dyke and van Winkelhoff

under the heading of ‘Infection” (fMLP) and toxins. PRRs include temic condition will be evaluated in
followed by “Inflammation” and its the Toll-like receptors (TLRs) and a the subsequent systematic and criti-
consequences, and finally “Adaptive variety of G-protein coupled recep- cal reviews.
Immunity”. tors (GPCRs) (Madianos et al.
2005). However, it is important to
Inflammation
note that most of these proposed
Infection
interactions have only been observed Despite the localized nature of peri-
Periodontal disease (gingivitis and in vitro or in animal models. odontal disease, infection of the sul-
periodontitis) is a destructive disease cus/periodontal pocket can lead to
of the gingiva and of the supporting inflammatory responses beyond the
Metastatic infection
structures of the teeth, which devel- periodontium. Several biological
ops through inflammatory processes Metastatic or focal infection by bac- pathways have been identified link-
induced by a microbial biofilm. This terial translocation connotes an ing periodontal disease to induction
fundamental periodontal principle infectious disease mediated by micro- of systemic inflammation. In health,
was first established by a landmark organisms that have originated from the sulcular epithelium and local
study by Loe et al. (1965). Periodon- a distant body site. In periodontitis, innate immunity act as a natural
tal bacteria possess a plethora of vir- the infection is not limited to the barrier that prevents bacterial pene-
ulence factors that induce cells to gingiva or oral cavity. The resultant tration. In gingival health, only a
produce inflammatory mediators at bacteraemia comes from perturba- small number of bacteria, mostly
the gingival level. It is also impor- tion of ulcerated periodontal tissues facultative anaerobes, are found in
tant to note that inflammation is by simple acts of tooth brushing and the gingival crevice and bloodstream.
usually not confined only to peri- eating disseminating whole bacteria However, in periodontal disease,
odontal tissues. Bacteria and inflam- and their products and toxins such inflamed and ulcerated subgingival
matory mediators may enter the as LPS (Kinane et al. 2005). Non- pocket epithelium is vulnerable to
blood and disseminate systemically oral infections caused by oral patho- bacteria and provides a port of
having a measurable impact on sys- gens were first described decades ago entry. Recently, Nesse et al. (2008)
temic inflammation. The epidemio- and include among others endocardi- described a technique to calculate
logical evidence linking periodontitis tis, lung infections, and liver and the amount of inflamed periodontal
to the progression of systemic dis- brain abscesses (van Winkelhoff & tissue (Periodontal Inflamed Surface
eases, such as cardiovascular disease, Slots 1999). Oral bacteria, dissemi- Area, PISA) to assess the inflamma-
adverse pregnancy outcomes and nated from periodontal, endodontic tory burden posed by periodontitis.
diabetes mellitus, is associated with or mucosal lesions can survive in the They found a dose–response rela-
both bacteraemia and elevated levels blood stream and may adhere at tionship between PISA and HbA1c
of various markers of systemic non-oral body sites. A locus minoris in type 2 diabetics.
inflammation. Periodontal disease is resistentiae (such as scar tissue, Bacteraemia is further aggravated
not universally expressed in people or microangiopathology, prosthetic by mechanical means during tooth
with poor oral hygiene that harbour devices) may be a prerequisite for brushing, chewing, oral examination,
periodontal pathogens; disease adherence of oral bacteria. endodontic treatment (Debelian et al.
expression also requires a susceptible Using PCR, DNA of periodontal 1995) and scaling and root planing
host (Offenbacher 1996). The deter- bacteria has been detected in carotid (Kinane et al. 2005). Microorganisms
minants of susceptibility for destruc- atheromas and other sites of pathol- that gain access to the blood are usu-
tive periodontal disease are not well ogy distal to the source (Haraszthy ally eliminated by the reticuloendothe-
defined. et al. 2000), but the role of these lial system within minutes (transient
In addition, virulence factors such observations in the pathogenesis of bacteraemia) with no clinical symp-
as cytotoxins, proteases and haemag- vascular disease remains unclear. It toms (Li et al. 2000). However, it is
glutinins, structural molecules of the is possible that these bacteria cause plausible that bacteria persist at distal
bacteria, including lipopolysaccharide tissue damage or initiate inflamma- sites disseminating virulence factors
(LPS) and peptidoglycan (PGN), tion. In certain instances, they grow that act as soluble antigens. Bacteria
interact with the host immune system. in tissues causing disease as in the and bacterial antigens that are system-
Most of these molecules have con- lung (Raghavendran et al. 2007), but ically dispersed trigger significant
served motifs known as pathogen- bacteria identified in atheromas, for systemic inflammation. Leucocytes,
associated molecular patterns instance, do not form colonies. In a endothelial cells and hepatocytes
(PAMPs), which are recognized by series of experiments using APO-E respond to bacteria/virulence factors
host cell receptors called pattern rec- knockout mice, Genco and co-work- with secretion of pro-inflammatory
ognition receptors (PRRs). PRRs ers (Deshpande et al. 1998a,b) immune mediators [cytokines, chemo-
detect PAMPs in the environment and induced cardiovascular lesions with kines, C-reactive protein (CRP)]. With
activate specific signalling pathways in oral administration of Porphyromon- continued exposure, soluble antigens
host cells that initiate inflammatory as gingivalis and subsequently recov- react with circulating specific antibody
responses. Bacterial virulence factors ered the bacterium from fatty to form immune complexes that
including PAMPs are LPS, PGN, li- streaks in the aorta. These findings further amplify inflammation at sites
poteichoic acid (LTA), fimbriae, pro- were not supported in rabbit experi- of deposition (Thoden van Velzen
teases, heat-shock proteins (HSPs), ments (Jain et al. 2003). The role of et al. 1984, Li et al. 2000). Likewise,
formyl-methionyl-leucyl-phenylalanine disseminating infection in each sys- pro-inflammatory mediators, such as
© 2013 European Federation of Periodontology and American Academy of Periodontology
Infection and inflammatory mechanisms S3

IL-1b, IL-6, TNF-a and PGE2, pro- 2008, Musacchio et al. 2009). TNF-a prostacyclins and thromboxanes.
duced locally in the inflamed gingival is also correlated with extracellular Prostaglandins have 10 sub-classes,
tissues may “spill” into the circulation matrix degradation and bone resorp- of which D, E, F G, H and I are
and have systemic impact, such as tion through actions promoting the most important in inflammation
induction of endothelial dysfunction secretion of MMPs and RANKL (Gemmell et al. 1997). Inflamed gin-
(Amar et al. 2003, Elter et al. 2006). (Graves & Cochran 2003, Garlet giva synthesizes significantly larger
Pro-inflammatory cytokines in circu- et al. 2004, Graves et al. 2008) and amounts of prostaglandins when
lation induce leucocytosis and acute- coupled bone formation (Behl et al. incubated with arachidonic acid
phase proteins. In addition to CRP, 2008). Accordingly, TNFa in circula- than does healthy gingiva (Mendieta
acute-phase reactants include serum tion significantly impacts systemic et al. 1985). Prostaglandin E2
amyloid A protein, fibrinogen, plas- inflammation and associated sys- (PGE2) is a potent stimulator of
minogen activator inhibitor 1, com- temic conditions (CRP and CVD, alveolar bone resorption (Goodson
plement proteins, LBP and soluble obesity, Type 2 diabetes). et al. 1974, Dietrich et al. 1975).
CD14; all are implicated in the Chemokines are chemotactic Periodontal ligament cells also pro-
systemic conditions linked to peri- cytokines that play a very important duce PGE2 even when unstimulated.
odontitis. role in phagocytic cell migration to This secretion is enhanced by IL-1b,
the site of infection. Once blood TNF-a and parathyroid hormone
leucocytes exit a blood vessel, they (Richards & Rutherford 1988, Saito
Innate immunity – The inflammatory
are attracted by functional gradients et al. 1990a,b). LO and COX prod-
response
of chemotactic factors to the site of ucts (LTB4, Thromboxanes and
Cytokines are low molecular weight infection (Rossi & Zlotnik 2000 PGE2, respectively) play important
proteins that initiate and perpetuate Zlotnik & Yoshie 2000). Chemokin- roles in systemic inflammation,
inflammation, as well as regulate the es are synthesized by a variety of endothelial cell activation and vascu-
amplitude and duration of the cells including endothelial, epithelial lar endothelial growth factor
response. The genetic regulation and stromal cells, as well as leuco- (VEGF) expression and platelet
leading to secretion of pro-inflamma- cytes. Functionally, chemokines can aggregation.
tory cytokines from a variety of cells be grouped as homeostatic or
is generally dependent on the activa- inflammatory (Moser et al. 2004).
Natural regulation of innate inflammation
tion of NFjB nuclear protein activa- In addition to their cell trafficking
tion of transcription (Baldwin 1996, role, chemokines provide messages Periodontal inflammation begins as a
Hanada & Yoshimura 2002). The leading to other biological pro- protective response to bacterial bio-
NKjB regulated pathways are acti- cesses, such as angiogenesis, cell film. In susceptible individuals, peri-
vated by PAMPs such as LPS proliferation, apoptosis, tumour odontal inflammation fails to resolve
through the TLR pathway (Hanada metastasis and host defence (Rossi and chronic inflammation becomes
& Yoshimura 2002). & Zlotnik 2000, Zlotnik & Yoshie periodontal pathology with systemic
Cytokines are produced by resi- 2000, Moser et al. 2004, Rot & von impact. The acute inflammatory
dent cells, such as epithelial cells and Andrian 2004, Esche et al. 2005). response is protective, but a failure
fibroblasts, and phagocytes (neu- Bacterial peptides are also chemo- to remove inflammatory cells, espe-
trophils and macrophages) in the tactic for inflammatory cells. cially neutrophils, characterizes the
acute phase and early chronic phase Chemokines target leucocytes of the chronic, pathological lesion. The
of inflammation, and by immune innate immune system, as well as rapid and complete elimination of
cells (lymphocytes) in adaptive lymphocytes of the adaptive leucocytes from a lesion is the ideal
immunity (Ara et al. 2009). After immune system (Terricabras et al. outcome following an inflammatory
microbial recognition, cytokines of 2004). event (Van Dyke 2007). Accordingly,
the innate response, including TNF- inadequate resolution and failure to
a, IL-1b and IL-6, are the first return tissue to homeostasis results in
Lipid mediators of inflammation
secreted in periodontal disease path- neutrophil-mediated destruction and
ogenesis (Garlet 2010). IL-1b and Prostaglandins (PGs) are derived chronic inflammation (Van Dyke &
IL-6 are signature innate cytokines from hydrolysis of membrane phos- Serhan 2003), with destruction of
and have been characteristically pholipids. Phospholipase A2 cleaves extracellular matrix, and bone, scar-
associated with inflammatory cell the sn-2 position of membrane phos- ring and fibrosis (Van Dyke 2008).
migration and osteoclastogenesis pholipids to free arachidonic acid, a Efforts to control inflammation to
(Graves et al. 2008 Fonseca et al. precursor of a group of small lipids date have been focused on the use of
2009). TNF-a is a pleotropic cyto- known as eicosanoids (Lewis 1990). pharmacological agents that inhibit
kine that has many functions from Arachidonic acid is metabolized by pro-inflammatory mediator pathways,
cell migration to tissue destruction two major enzyme pathways. Lipox- for example, non-steroidal anti-
(Peschon et al. 1998, Dinarello 2000, ygenases (LO) catalyse the forma- inflammatory drugs (NSAIDs) (Ser-
Wajant et al. 2003, Kindle et al. tion of hydroxyeicosatetraenoic han et al. 2007). NSAIDs target
2006). TNF-a up-regulates the pro- acids (HETEs) leading to the forma- COX-1 and COX -2–dependent path-
duction IL-1b and IL-6 (Okada tion of leucotrienes (LT). Cyclooxy- ways inhibiting generation of prosta-
et al. 1997, Dinarello 2000, Wajant genases (COX-1 and COX-2) noids. Newer classes of inhibitors
et al. 2003, Kwan Tat et al. 2004, catalyse the conversion of arachi- target lipoxygenase pathways and
Garlet et al. 2007, Graves et al. donic acid into prostaglandins, leucotriene (LT) production or TNFa.
© 2013 European Federation of Periodontology and American Academy of Periodontology
S4 Van Dyke and van Winkelhoff

The side-effect profiles of these agents antigens are processed and presented Two other well-defined CD4 T-
prohibit their extended use in peri- to the adaptive immune system by cell subsets, Th17 and T-regulatory
odontal therapy and have been shown macrophages, and dendritic cells. (Tregs) T-cells, play antagonistic
to have negative impact on the pro- Broadly, two subsets of lymphocytes roles as effector and suppressor cells
gression of systemic inflammatory recognize immune cell presented respectively (Appay et al. 2008,
conditions including CVD, diabetes antigens of extracellular and intracel- Sallusto & Lanzavecchia 2009, Wea-
and rheumatoid arthritis (RA). lular pathogens; T lymphocytes and ver & Hatton 2009). Th17 are named
More recent discoveries have B lymphocytes. B lymphocytes bear for their unique IL-17 production.
uncovered eicosanoid pathways that immunoglobulin (Ig) molecules on Th17 cells also produce IL-22. Th17
signal the physiological end of the their surface, which function as anti- lymphocytes, like Th1 cells, are also
acute inflammatory phase (Levy et al. gen receptors. Antibody (Ab), which noted for their stimulatory role in
2001, Van Dyke 2007). The eicosa- is a soluble form of immunoglobulin, osteoclastogenesis (Yago et al. 2009).
noid product, lipoxins, are receptor is secreted following activation of B Th17 cells are observed in chronic
agonists that stimulate the resolution cells to bind pathogens and foreign periodontitis sites, and Th17 related
of inflammation and promote the res- material in the extracellular spaces cytokines are produced in periodon-
toration of tissue homeostasis by lim- (humoral immunity). T cells are the tal lesions (Takahashi et al. 2005,
iting PMN migration into sites of effectors of cell-mediated immunity Vernal et al. 2005, Ohyama et al.
inflammation, modulating the pheno- (delayed hypersensitivity). The T-cell 2009).
type of macrophages, stimulating the antigen receptor is a membrane- Tregs have a protective role in
uptake of apoptotic PMN without bound molecule similar to immu- periodontal tissue damage. Natural
secretion of pro-inflammatory cyto- noglobulin that recognizes peptide Tregs are CD4 and CD25 expressing
kines (Serhan et al. 1993, Maddox & fragments of pathogens. Activation T cells that specifically regulate the
Serhan 1996, Maddox et al. 1997). of the T-cell receptor requires the activation, proliferation, and effector
Lipoxins are the natural pro- major histocompatibility complex function of activated conventional
resolving molecules derived from (MHC), which is also a member of T-cells (Appay et al. 2008, Belkaid &
endogenous fatty acids. Dietary fatty the immunoglobulin superfamily. Tarbell 2009, Sallusto & Lanzavec-
acids of the omega-3 class are also Two classes of MHC molecules are chia 2009). Tregs are found in the
metabolized by similar pathways and required for activation distinct sub- periodontal disease sites (Nakajima
the products (resolvins) have similar sets of T cells. Various T-cell subsets et al. 2005, Cardoso et al. 2008).
biological activity to lipoxins (Van kill infected target cells, and activate The cytokines produced by Tregs are
Dyke 2007, Serhan & Chiang 2008). macrophages, B cells and other T TGF-b and T-lymphocyte-associated
Resolvins stimulate the resolution of cells. molecule 4 (CTLA-4), which down-
inflammation through multiple Classically, T lymphocytes have regulate inflammation. IL-10, TGF-b
mechanisms, including preventing been classified into subsets based on and CTLA-4 are reported to
neutrophil penetration, phagocytosis the cell surface expression of CD4 decrease periodontal disease progres-
of apoptotic neutrophils to clear the or CD8 molecules. CD4+ T-cells sion (Cardoso et al. 2008).
lesion, and enhancing clearance of (T-helper cells) were initially subdi- Macrophages, phagocytic cells
inflammation within the lesion to vided into two subsets, designated from the myeloid lineage, efficiently
promote tissue regeneration (Ban- Th1 and Th2, on the basis of their ingest particulate antigen and
nenberg et al. 2005, Hasturk et al. pattern of cytokine production. Th1 express MHC class II molecules
2007, Schwab et al. 2007). cells secrete interleukin-2 and inter- inducing T cells. Macrophages are
In the context of inflammation, feron-c (IFN-c), whereas Th2 cells widely distributed cells that play an
several animal studies with agonists produce IL-5, IL-6, IL-4, IL- 10 indispensible role in homeostasis and
of resolution of inflammation and IL-13. Both cell types produce defence. Dendritic cells also express
emphasize the importance of inflam- IL-3, TNFa and granulocyte-macro- MHC class II molecules and have
mation in the pathogenesis of sys- phage colony-stimulating factor co-stimulatory activity. It is evident
temic diseases. In type 2 diabetes (GM-CSF) (Kelso 1995, Zadeh that innate and adaptive systems are
models in mice, resolvins have been et al. 1999). The major role of the co-ordinately involved in the inflam-
demonstrated to reverse insulin resis- Th1 cytokines IL-2 and IFN-c is to matory response and tissue destruc-
tance and prevent complications of enhance cell-mediated responses, tion, although we lack a complete
diabetes (Claria et al., 1998; Spite whereas the Th2 signature cytokine understanding of the mechanism in
et al., 2009). Lipoxin levels in circu- IL-4 suppresses cell-mediated many inflammatory conditions,
lation have been directly linked to responses (Modlin & Nutman including periodontitis, obesity, dia-
susceptibility to periodontitis and 1993). T-cell subsets are also impor- betes, RA and CVD.
CVD in rabbits (Jain et al. 2003, tant in the behaviour of B cells.
Serhan et al. 2003) providing a For example, Th1 cells direct B cell
The link to systemic conditions
potential link between the pathogen- secretion of immunoglobulin G2
sis of these diseases. (IgG2), whereas Th2 cells up-regu- Severe periodontal disease affects 10
late IgG1 secretion. CD8 T cells –15% of the general population and
(cytotoxic T-cells) are immune effec- has been linked to cardiovascular
Adaptive immunity
tor cells that also secrete cytokines disease in cross-sectional and cohort
If the acute periodontal lesion per- that are characteristic of either Th1 studies (Janket et al. 2003, Khader
sists without resolution, bacterial or Th2 cells (Zadeh et al. 1999). et al. 2003, Pussinen et al. 2005).
© 2013 European Federation of Periodontology and American Academy of Periodontology
Infection and inflammatory mechanisms S5

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Vice President for Clinical and Translational
200939722. ease: a reappraisal of the focal infection concept.
Schwab, J. M., Chiang, N., Arita, M. & Serhan, Journal of Clinical Periodontology 11, 209–220.
Research
C. N. (2007) Resolvin E1 and protectin D1 Van Dyke, T. E. (2007) Control of inflammation Chair, Department of Applied Oral Sciences
activate inflammation-resolution programmes. and periodontitis. Periodontology 2000 45), 158 Senior Member of the Staff
Nature 447, 869–874. doi: 10.1038/nature05877. –166. doi: 10.1111/j.1600-0757.2007.00229.x. The Forsyth Institute
Serhan, C. N., Brain, S. D., Buckley, C. D., Van Dyke, T. E. (2008) The management of 245 First Street
Gilroy, D. W., Haslett, C., O’Neill, L. A., Per- inflammation in periodontal disease. Journal of Cambridge, MA 02142 USA
retti, M., Rossi, A. G. & Wallace, J. L. (2007) Periodontology 79, 1601–1608. doi: 10.1902/jop. E-mail: tvandyke@forsyth.org
Resolution of inflammation: state of the art, 2008.080173.

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