Systems of Psychotherapy
A Transtheoretical Analysis
Ninth Edition
James O. Prochaska
University of Rhode Island
John C. Norcross
University of Scranton
Prochaska, J.0., & Norcross, J.C. (2018) Comparative conclusions: Toward a transthoretical
therapy. In Systems of psychotherapy: A transtheoretical framework, th Edition (pp.
414-440), New Youk, NY: Oxford University Press,
Moustakas Johnson Library
Mi School of Prof. Psychology
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OXFORDcuavren 17
The tantoretcl model belas wth 2 com-
partve analy of the major systems of ps
Ghotherpy, ae realized in this book, That
“Sompartiveanalis deal demonstrates how
noch pychotherapy stems agree a the pro
‘ees prodicing change while disagreeing on
the content that acest be chanB85ped. Wecl-
icine fegueniy gree on how to change but
‘ot on what change
a the Integrative opr, the tantheoreia
model seks the bet that each system oer
[he you tead-and as we wrte—the preceding
‘haps we recogeized hat each psychotherapy
System cota rat nigh the Maran
conden.
‘ach system provides a coherent and com
poling constriction for understanding huran
fantion and dysfunction, once we Sect Is
core stumptons. Most of the systems are
inspringand we hope encourage deeper explo
fatlon ofthe theory and ts methods. APN
the sjtemsto these complex ease of Mrs.
indicates how dire and et coasncinghy
fch can explain and teat the same toublt
inv Al ofthe systems pride prctal
au
Insights that cn be wel within an nigratie
del of therapy:
sch puyhotherpy este alio mnie
shortcomings, however Mos are more rational
than empiial In construction. None conss-
‘ily demonstrate contig esearch spe
For ability to pedi hove people resyond in
pchotherapy or superior aby 0 hap peo-
Pie change a4 real of pychotheragy Even
then sve encountered the apparently superiog
Cfestvenss of select therapies, we 020 ds
avesed tt euch clans were empeed by the
limestgeto allegiance fe. Many systems
focus on theories of personaly and pschopa-
‘thology (hat o change) rates than process
of change (ow to change). Aad wi te excep
ton ofthe interne therapies, none of the
poptotheapy stems syshesze the pound
Insights and slab methods foe diverse
therapies into a more comprehensive modal of
the denna of choosing the pe af >sycho-
therapist we night become orth NP of SF
thoherapit we might comma. What Farther
Comparative Conclusions
structure can we provide fe such dives,
ot agente sep?
For starters, we mst rele at he way
stricture and iterate psychotherapy cannot at
this te depend entry on aceite research
\Noslnge sytem of paychotherapy has cornered
he market an ecienes Assen rougbout
thlsbook research as revealed onifew robust
Aliffrence in cuore aenorg the eased
‘mabsteam therapies “Met-aaljtc research
how charity for all treatoents and malice
‘rats pone (Londen, 1888p. 7). Noe can &
rely rational nalts ofthe theoretical morass
protide a definkve answer At thls poi inthe
Alevelopment of cinclknowedgs, the manner
in which we intgate psjchotherapy stems Is
lage imposition of our own ntelecaal and
shal development.
Tn this chape, we introduce two perspec
te or understanding he intelecteal a
teal development of an iterative theory. We
{hen review the core dimensions of the tan
theocetcal moddl—the process, sages, and
levels of change and apply thom tothe ps
tems of payhotherapy covered inthis book The
teanstheoretical relationship the effecienes of
ttanathcoretical therapy, and cine of are
Mdzessed. Fly we feature a transtheoetial
snl of Mis Cand eprt onthe outcome af
he poychotherpy:
Developmental Perspectives
Perrys Mode
Liven the plaraisic natre of knowlege, ded
leated Individuals wil structure knowledge
scoring to their cognitive development Let ot
ply Wil Per’ (1970) model of nal
{alan etal growth othe diese theories of
pehotheepy.
‘Based on longtdinlrescrch on the itel-
lecul and ethical development of undergrad
ates, Perry (1970) devived a stage theory. He
‘dented nine sages each representing a qual
Itiey erent mode of thinking sbout the
aire of knowlege. As several of Perry stages
te primal tanstlonh e wil derbe ony
the four stages that represent the most omirast-
ing teucures dha students pore on kn
edge These four stages ofinlectal and tial
‘evelopment can be summarized elle
Dole + Multpliie > Reaviaic >
commited
Dui
Inthe dulisie stage, the world is sen in
polar terms righting, th ero, good
bd. Dual students are ky to expec hat
In this chapter the authors as authori wll
‘evel which singe theory of thrpy Is one
Dualit stents vew themselves a recep
eleseagety ng orc the truth,
Daas therpiss ble they have had
the tah evel to thm, Dale ae the te
balevers wh think that paula therapy 5
temisconel anal ters en ers Reseach
‘riences ofileinteret bse he toe ye
‘ofpychothepy i aendy sumed lo be KDW,
‘nd seach woud only document the abies
‘Dalit thera abe fund ay 8
tem of psychotherapy True elievngpoyehoan
sipt,bensirints or humanist are thereat
fot ofthe structure ofthe theories, ut ther
‘ofthe sactr ofther o intllet
Matipis
‘As sens develop, they come to accept the
@ersiy and upcertigy in an aren sch a5
prjchotherspy A fit he versity See 35
Tate confusion that comes rom poorly
(qalifed sutheries “Psychotherapist dant
“Epo wha the ell they deg” may beacon
‘om complain of thee tadent- Late, erty
nt uncertain re seen a eptiate ba on 38
{emporsryin the development four kao
“Tse lilt terpist hike that ame
point in the fre patel theory of therapy
fl be proved cree. Malpas ae the te
Detiors who ae convinced tht investing thir
cherie in one therapy wl py off nthe fae
en ts eventually proven to be cote
Relatives
Stadents in the relativistic stage of etlee-
‘ual development view knowledge ae dicon-
‘ected frm the eonenp of tat and cariily.
Diversgy and uncer are ot temporary:
the very ature of knowledge is thai Is con
testal and reative. The th about therpy
fe that is pluraic, with «variety of val
alternatives. Relist ae the ru eects (or
Inveraonis).a6
‘The val of psychotherapy systems is re
ative to pra ues, Some eect ee the
ov tery a5 reve to patents specific
lores or synptons theywoeld elect the est
{rennet for sy depresion or balimia. Other
Therpissee the uty of therapy stems 0
eae tothe patent personaly, whereas ot
tv acume that the Yale of any therapy sel
{iewtbe traps perso: Other eaten
se the treatment fcc sree tothe
nes so tha they match heap 0 valet
for pefirences.
{ven the svt naire of knowledge
theeletie thinks tat no sage pyehothenpy
theory wl eer be fund tobe the best othe
mos eoret, Sone develping pyehoterpiss
Fn thi reltvim tobe tremendously son
fertng Te od gullies af ghtwrong and
truefae ae los andthe therapist ca face a
Senatingespeience of being lot and aloe ina
hated fp Sich eps
‘re ual jaded to have slow teerance
obi though more accurately they havea
Tow tolerance for tel. The emuing existe.
tial anguish can precip reteat tothe more
cute tages of dal o tipi.
Although the elt of cect i 2
sespetable scholar potion one problem that
the poychothespat st function ss an acti.
potonl acho Sekingtopesrpive match
paychotherapies with does personales oF
‘ales contest ake time, Bat what
oes the ett therapist do when confoted
veh pric pti? The esearch evidences
tot ava inforativ on which therapes work
test with which types of problems at patent
far now the elect equ left wih dec
Slons onthe bai of patient ales and linia
“apesience, mach of whi ny wal Bet Bat
Se ofc
‘Given the knowledge explosion, does anyone
sesouly ble tht any pectisooer wll a
ter all the stable theories and techniques of
payhotherapy? Maay therapists who each the
Flags ofntltl relativism begin to compre
fend the nee of personal commitment
Commie
“he derma forthe ethical psychotherapist 6
sing ltl nterty whle commit-
tng to personal appeoach without the scerty
system of aychotheapy
fresh evidence inal stations. Reiring
thatthe mpi evidence isnt avas deter
pia and tha there iste cansenss on doing
Pchotheray, the clnan commits oa theo
Fev yee bated on an ela position a
postion of vals. The ethical therapist mows
beyond the realm ofknowing othe elm of
inghyafierming, "This the appoachto human
fy the Tw lve tae vad aid T commit
‘ayel to validating” A hcl commitment
‘ngs witha passion to master the partclar
therapy to mprone and orate
“The tial heap eno a dogmatic abio-
last The commitment ows ou an undeni
Ve eatinsm and ental hamaity hat ers
from the swaenee that other therapy systems
tay be equal valid fr other individuals The
Commitedtherpit fers cnt to other teat
‘nents when tr patent thatthe elias snot
ogressng or ot ort ote therapist
‘ral appoch, By contrast the dais he
Tpit il work to convert the cent ia the mame
tra, ightousnesy and all das go,
Committed therapists frm 2 community
of ded professionals who eelze that, at
{his pot in our ftellectal developmen, the
{gestions we share are more important han the
vets we give That they are centrally co
ened wih questions of what the Dest 9 0
Conduct pychotherpy; wba the most valu
He eatient for aur dents or clleages ee
for seats and how ean we help our eens
Ita ete i, Ae inet rasts, We
ow we cannot provide absolut answers 0
fh questions. We alae the fact that ollngues
{ecommaed vo sctunengleraaves that we
‘ures ave not hose,
Werners Model
Wemer® (1948) Werner & Kaplan,
1963) organic deveopmncatal theory also
proves instructive for oneepualiing psycho
Terps development of a mature inlese
tive stance (Kaplan eal, 1983; Rebecca ct ale
1976 Inthe ft of hee deelopmental sages
In leaning new information, one percelves 0
experiences global whole, with no cer di
‘intone among component parts Alsystemso
paychutherapy are unereally grouped into the
fntchall cxepory of “therapy” Unophistiaed
‘Compartive Conclusions
luypersins and untrained undergrads
Err ree vem ae
Tn he second stage ae perceives or expe
rinse diferentiton ofthe whole toto pats,
wih x more pec and dtnet understand
{ng of emponent within the whole, Obie
cmparsons and prec contrasts among py
‘hotherpy systems te prized. However, one 20
longer enoys a pespetive onthe le and
comeguenty loss the big pletwe. Mays
Shothenpy coures, textbooks, and edsted
rations al into thi category.
Tn the third stage, the diferente pats
ae ongnied and Integrated into the whole
‘st igner level Hers the onty end the cm
plex af paychotherpy ace appreciated Beh
{he vale diferencet and the exten sim
lnrtessmongte school ar recognised Thats
the deelopmental level to which we aspire
fn the Stems of Bychatherapy txts resent
both the fundamental siaaris and the we
ful ifrences among the major systems of
paychotnerapy.
“The Transtheoretical Model
‘The trastheorticl model ives to surpass the
relate felt trough commitment
to a igner order theory of peehothespy tha,
in Woe’ tems, apeelats the unity andthe
ommpenty of the enterprise. Transheoreticl
tRerapite comm to trumcending the crest
reat by discovering or eonsructiog con-
Cepts tat cu aro the Udine bound
Ie ofthe psjehotherpies. The tanstheoetical
therapist then ea cla peratingon a et
teal andepisemelogcl commitment.
‘We stout to contract + model of pyc:
therapy and behave change tat andor
theente spectrum ofthe major theories
the mane tranatheoreicl, We were guided by
‘umber oferta Fst, a5 we have empha
Sted throughout tht book, sophitiated
Integra Yell respect both the fundamen
ta vented the went unity of peycho
‘therapy sptems The valuable and ccasionaly
‘nique contributions ofthe major system of
psjhotherapy must be preserved educag ll
Systems to thir leet common denominator
‘emotes thei ines and eetance, Seco,
{he nto should empha empiric, in that
the fundamental vables most be meaturble
nd valisted, Why bother wih a ew mode If
itis neve tested aii doesnot produce more
‘ompelingouomer than those ala val
"He? Thi we sought amodel that cond account
for bow people change without therapy as well
2s within therapy a the majrky of people with
‘halal sonders donot ce poesia an
tance, Four the model should prove acess
Fain geerlising to» broad range of oman
problems incudingpyslcal heath a5 well
ena health problems. ith and nally the
tranabeoretcal model shoal encourage 93
hothepit fo become inorstors at simply
‘boeroers fom oer systems.
“The tranatheorteal model to which we
spire mat prod giding races for psc
See and care pics fora comparative anal
‘st the same time, mo remsin Rei
Encourage there choice ad to Incorprste
‘he ation of new peyhotherspy systems and
ssarch develope
Proceses of Change
‘he trantheoretcal model ress on three core
mensions the process, sages, and lees of
‘change Let us cots each nu
The st drnenson nals the process of
ange. As introduced in Chapter I, process
tre the covert or overt alisha people
ngage in to alr emedon, thinking. Beha,
tor rltonsipe related to particular peobless
rpms of ing. The processes wee at ist
‘heoetcaly derived inthis bok comparative
amalysiof tems ofpochotherapy Prochaska,
1978) and wee liter mood om the bai of
pirical esearch on how people change bea
toe with and without profesional trearpent
(DiGlemente & Prochaska, 182; Prochaska &
DjClemente, 199) The gos as Einstein empha
sed. sto account for the ost facts wi he
fevest principles.
“Thefollowing 10 processes of change (fined
tn Chapter 1 have vecelved the mast research
sport
+ Consciousness raising (eduction and
feedback)
+ Cathars dramatic eet
¢ Saleevalatonas
+ viconmentl evaluation
1 Seltivertion
1 Sociliberation
1 Stims control
1 Cautngency management
1 Helping elaonship
Wichave observed repeatedly inthis book thst
the mjor paehotheapes diverge much mare
Interm ofthe content tobe changed than nthe
proceed to ange that conten tn other
frond dierent onenttons do not dicate the
“pected 1o use as muchas they dete
thin the therapeutic content and goals fo pu
he eer 1963). Divergences in conten ate
faction ofthe lie f personaly theories
Father tha of «multe of change process
CConsher the psychological testment of
specie phobias. Freed (1919), the ntaps
hic maser, srened that i the psychoanalyst
etry induced the patient t0 expose hime
rhe tothe feared imal, "a considerable
Iodeation ofthe phobia” would be achieved
“his ubueremon predates the contemporary
onsenss on the supeioaty of some form of
xposue (behavioral, cognitive, eye movesnent
{sensation and reprocessing, marae)
In alleviating, phobic behavior. The evidence
pains othe neces of reducing phoble am
Fer and avoidance through expose t0 the
feed objec ths apposed nf many forms,
[S considered the weatment of chic. Freud
reniyundersoed the press of reducing
Pobl behav, but he decide that the dese
‘ih content of peycoanalat—the therapeutic
1s to make the unconscious consis
(oreo, 199).
‘A smimary ofthe change processes advo
cated by papbotherpy spems shows more
veegenee than would appear when we ate
fistractd by the content of therapy. Table 17.
lemonsttes where each of themjortherspe-
‘estes te scording othe salen proceses
of ange
‘ne thing that becomes quickly apparent
feom Table 17-1 thatthe change process ith
the retest gcernent concise ring.
‘Compared with oer process of change, twice
‘Ss many therapies inetd an expansion of con
‘tious ar conta factor in behavior canes,
Systems of Pychowheapy
‘Unles theorists he mised she nk hitb
Indies that practiones of all eienltions
lp pent proces informatio that wa pre
ody uli their arenes and tha more
scare shoul explore whic specie mahods
prove most fective in tis ead
“he tbe ls eve that pryebotbesy sy
ter ave lel ignored the impact of com
ton factors in peoduclg change. Anywhere
from 10% to 35% of change can be attbuted
fo expectation ané placebo (se Chapter and
Tambor 203), Our asmpin Is tat hci
lel pres of change In lace groups that
lens have chown to change Tey have ade a
Commie to change safe by con
‘ining stendace a placebo sessions. The pli
{tbo sessions provides puble forum fr them
to make their commaiment knowa, and public
onnmitinent proves more ective thi apis
‘ate desion.
rom this pola of view the crea question
‘becomes: ust which change proces people
te tosohethelruvnproblenst Pjcoth-apiss
Should ot be 0 arog to believe at peor
fe do not change ther problems withet pro
Fesional asian, One suategy four seach
progam isto study people wo sucessfully
range ther ove We will soon 6 ow
everch on salchangers ed therpy hangers
as enhance the tranatheoetial del
fact our ste nate that people ln
the natral eavonment ase many process of
‘hag o overcome probles (Prochast et as
1995), Mout paychotherapy systems, Eowever,
Cphasze ony a or thre processes, One of
‘Gur potions that thera sould be a Teas
cognirely complex as their cles. They
‘heal thinkin tems ofa ove compnensive
etofehange proce andl apply echaiqus 0
gag cach pres when nde,
Stages of Change
‘he optimal we of change process ivaes
nderstanding the sages of change though
sikh people roges. Te saps ae the 9
‘ed dimension of change tat we dicovered
‘empiri
"When we sed ostcs hoe request oo
le appli the change processes in change
And Psychotherapy, they kept saying that
“ble 17 Summary of hatha Stns Accontng he Chane Poses Aste Bethe sence
fener
‘Concours eg
1. bck
Pen
Paces heroy
Paoyaumic py
‘Aberan benpy
eset ray
ea bey
Fsences ey
Marni irae,
Gautbe
Root ematnebevor
heey
Cape therapy
‘Tabet eis
Communion ste therapy
‘Sra herp
Brenan herp
Soon foe tespy
Nartve thre
bat
Minaines Teepy
2 Bain,
nhs
‘a ory
ineapensa cu
ogi,
‘Tce ana
ieaenee bhvr
thr
Cope ery
car ary
owen ray
aka er
Mitiwotlucse
atari
1. Goce email esperince
tether
Pospcarl ey
Inupeaoa hes
Soe ei te
utc ery
2. Drama
‘esa hry
Canon sit
Gomori
orth
atom emote bhai berpy
bee”
Exper py
Femi hersy
Malton ey
Sua ne herpy
Act
Inpesonal hpy
Ber tery
atunodl hespy
Coming cond
‘aan her
Ratan eat hair erry
Cae ew
Nath ey
> Gl cater te
Behar tery es
Neti oeey
‘cheng
1 Satheton
Mattia eveng,
‘recnal anas
Benatar
Commenting
ean
Rana ep
etal eapy
Slt oan py
it
2. Sac tration
‘era herr
‘Scud hey
nih
Tagen
Toca
Adeantengy
Fetal ey
enn-cenced ery
Salter
Commun hespy
Sct herp
uta ergy
ber0
epee what point th care of change
eee ings ioe pu sey
deen paces inthe orm nod
poder pene and charges wee
Serine pheumens enw i geo
hang Sages congo et een eed
SEF che mer sem peter
Ja nan sedatiyungeeconeouton
fine taste mod
“he sages rere spc conteltios
of tate ions and bhi rated
{2 thinning nthe le of
Stang They proves empordenton
‘ta thange hr nie rine. ch Spe
tec ely etd fine Bt ao
‘Vote reute far amereatothe et
Sag hime nal pends ch
‘ipa the tals to be mpd re
[ne tobe ant
Change nfls oer sic Sap
conenplaon, contemplation. Dar
hom, atom, aitenance, and termination
ong inay ems, ten eo
Pe wl aye bck to eer sages. Whe
Teg comple ands entiation
irenel wt follows ins dex of xh
sigcan nets tbe comple og
Notte nowsage
Precontemplation
fe ths sage thee is no tention to change
teavioein the foreveable foure. Many ad
‘ideal inthe preconterplation stage a una
are or under-aware of thei problems. AS
1G. K. Chesterton nce ssid“ it that they
ant ee the solution cis that they cat see
the problem” Famils, frends neighbors or
Employees, however, are ten wll ware that
the prentemplatoe has problems Whe pre-
Contemplate preset fo psychotherapy, they
‘fen do 40 because of pressure ffom othe
nly they fel coerce ato changing by
Spouse who thresens to leave, an exployer
who threatens to dismiss them, parents who
Threaten 9 dis them, oF Judges who
threaten to pnih them. They may even dem
fanstate change at long asthe pressure i 0.
‘nce the pressre iso however, they often
‘ikl een 2 tht old ways
sytemef Paychotherpy
Even procontmplats can wish to hangs,
tot tha proves ute diferent fom intending
fr sein consderiag change in the foresee
the fre, ems hat are wed to ei pe
entemplaion on a continuous stage-oFhange
‘wre ncude Aa far ae Tim concerned, Font
dhe any problems that seed changing” and
Bho ave fats bt tees nothing the
teal need 4 change’ (MeConpaughy eal
1983), Rentance to ecognizng problem isthe
halla preoetepltion.
Precnleplatore are not considering ater
ing thts bcaviow in the forsale future and,
ssaeonsequence engage le chnge process
tes, Tv onder to move abead they nes
Sknowledge or “own the problem, Increase
Srvrenes ofthe negative aspects ofthe probe
Term and ccursaly evaluate slfegltion
capitis.
Contemplation
Inrange ea aa ss
ane i hning tora t
hte ets cmmimen he
‘Senet conte meme nd
SG] endo hem ch hve sp
Josey inked wc nd
"Sean igi von hang
‘Diego mya Sette cnn
‘Sera calm sol deen
tec afte coven ge
seroma snc red
Penn 9 He ar alin ee
ithe ran poate nd
‘Spe ow etalon of alae
Papemed atthe ngs np
cep tts, bere wae
onto and spn inure th
‘Cote oa optic
SEES he ath woes
Sones es tw Ke
ge mat oT in cots
tse Kang wo gt 9
oats
eterna nn coneaon
sagen ete oon orca
wee eal a pony of 0 ce
Fo 2 eT sol eee
Compartve Cnchsons
sug remain te enon ge
othe ene 2 yew eer moving
‘nificant action. oe
Conte, thes, are eating opto
‘Tomoye feed in he le of chang ey
tt ri the tp of bce rmination
Yeon we cal hook cntempatoc=
[eda chm econ begin taken
Shee ual soe of pcnny action thee
“Day ged the ino tee stage.
Preparation
‘he preparation stage combine nteton and
beaborsl eter, Indvisle im this sage
tre intending to take acon invedisely sod
‘eper small behavioral changes sich as sak.
ing ve fewer eigarets or delaying thee st
cig of the dy for 30 minutes longer than
precontemplators or contemplaters. Alou
they have seduced their problem bebevies,
Indigo in preparation have not yet each
2 eerie for efecive action, such a6 aba-
rence fom smoking alcool, or heroin. They
ir intending,homeve, to tae sch ation a
the very near fate, Ona continuous meas,
they score high on both the contemplation ed
sion sae,
Tike anyone on the verge of momentcut
‘actions, indvidals in the preparation stge
hee 10 set goals and priorities. In aditian,
they need to dedicate themselves tan action
plan they choose, Often they are alrenly
engaged in change proceses that “would
Increase self-repultion and intatebehavor
change
Action
In this stage, indvidals modify ther behav,
‘experiences, andlor environment to overcome
{hel probes. Action involves the most ee
‘behavoral changes and equa considera
‘ommlment of time and energy. Moats
ffs problem made in the action stage tend 16
bbe mow vile and reeve the greatest ext.
al cognition. People inetuding profession,
en eroneou equate ation with the ally
of change. Ars consesuence, they verlogk fe
este work at eepres changes for ston
snd the huge efforts necenar 19 maintain the
‘anges flowing action,
Individuals are inthe action stage Wf they
have sucefulyallered « problem behavior
{or petod of 1 day to 6 months Succes,
ering a peoblem behavior means reaching
2 specie cterion, such as abstinence. With
aking or evmpls iting doy 0 oF
‘Sangig to lower tar and Dcotne iartes
help prepare people for action, bat they do aot
sats the eel foe succesfl action. On &
Continuous messae, navi in the ation
singe endorse statements suchas “1am rly
working hart change” and “Anyone can ak
Shout changing: Iam actually doing some
{Bing out I” They score high on the ection
real and lower on the scleasessing the ter
ages of change
People inthe ation stage requ the sills
to use the key aton-centd change process,
ch a8 countecondoning, mele conta
nd contingency management, 10. iterupt
Tubal paterot of behavior and adopt more
productive ptr, They become ae ofthe
als tht might undermine continued ato,
Irhether these aze cope (abtinence il
ton expectation) betel apparent ie
sant decison), emotional (eescbaton of
Stes or depesin), environmental (ak of
Feinforement or spousal supper) in mature n
this way they wil segue eect ates
prevent pss or sp frm becoming compete
relapses.
Maintenance
In ths sage, people work to prevent late and
‘iowolidte the gains stained during acon.
“radon, maintenance as been viewed ar 2
static sags, Homerer, alten ls «cot
tution, not an absence, of change For chron
problems, this stage extend ram 6 months 10
4p indeterminatepetod past the nial action.
For some problems, sch addictions, rate:
ce can tat a tine,
Remaining lee ofthe chronic problem ad)
‘or consistently engaging in anew compte
‘havior for more than 6 monte is the erie
‘on for the maintenance tage. On the contin-
‘vous measure, representative mulntenancem
ters ae “Lmny need a boost ight now to help
se maintain the changes Tve already made?
fd "Tn here to prevent yell fam having
‘relapse of my problem” Saizing behvior
‘hange aad avolcng elapse ace the hallmarks
of maintenance
Recycling
As Is ow well known, most people taking
ction fo change behavior do not saceessuly
Tata thei gsne on the Gest attempt
Many New Year) resolvers for example,
fet Sor more year of consecutive pledges
before maintaining the Behevioral goa for at
least 6 months (Norcross & Vangarell, 1989)
Relapse and recyling through the stages
occur for most Individuals 2 they stem to
‘modify bavi.
‘Although pecbotherspy epialy proves
ffctive i the short ran, elapse 1s an all 00
‘commen long-term outcome inthe treatment
of adiicdons nd mental disorders. Ina cs
Sh teview of icame Icatre om aoe
Ihrln adaet and habitual smokers, relapse
rvs scos these dilrent substances showed
{ingly sila pater: Wit 8 moms
‘of treatment completion, nearly two-thirds of
patients had elapsed ih many ofthe
reaps nearing wah the st month lon
ing estnent termination (Hunt etal, 1971,
Ey tetment approaches focused on chang-
ing behavior but trey on ealtaning those
changes over tie, This ested In “evo=
{ng door” oF recelng in which treatment com-
pletrs sere to trestment folowing exch
eps.
Relapse prevention (RP) is sclEmanage
rent taining designed (0 avoid recycling and
to enhance the maintenance sage (Marit 8
Donovan, 2007). With sls waning asthe cor
‘erton, RP teaches clients how 0:
aaertand elapse asa process
ent high-risk suaions
Cope wil eratngs and urges to engage nthe
probe behavior
Roce the hat of tlape by mining
the negative consequences
Lear from previous elapse experiences
Sten of Pychoterapy
+ Achieve a balanced stl, centred on the
{ilerom of moderation
‘We should note ia patig thatthe acum
Ining research on RP yields postive fds.
‘A metnamalpieevaluted the efectienes of
‘Rp in 26 sues cepesentng a sarmple of 9304
pln (Irvin tal, 1989) Resuls nds
that RP was generally eft, certainly mae
{ethan ‘o-tretment conte and Partc-
Ian eftie frac and polybstance use
discus,
Becaue reapse o replings the ue rater
‘than the excepto n beni change, we ound
that we needed to medify our orginal sage
model atally we concepumized change 8 2
Tear progression through the stages, people
vweresppoved to progres simpy and dscretly
Uheough ach ep Linear progzessin sa post
be bat celaiey rate phenomenon with conic
Alaaeders sich 98 the adictons, etal disor
events asp pateen of how
many people octal move tg the ogre
‘ot change. Uo th spiral pater, people ror
test fom contemplation to preparation to
lon to mantenance, bot many nis
sll laps Dering relapse individuals regress
oan euler stage, Some relapses fel ke
Tauesembarrated, ashamed, ed guilty.
“Thee individuals become demoralized and
redt thinking abowt behavior change. AS 3
esl, they return to the. precontemplaton
‘age and can remain therefor valous peiods
lof tie. Apposintely 15% of lasers regress
bck to the preconempation sage (rochaa
DiClemente, 1983)
octunately, the research indicates that
the vast majority of elapsers—858 of sel
‘hangers, for example-recjle Back to the
‘contemplation or preparation tage. They con-
‘de plans for thee next action attempt, while
tying to learn from thee recent efforts. The
Spal pattern suggests that mort reapers do
‘ot revolve endlealy i izle and that they
do oot egret all the way back o where they
Dogan. Inead, each tne relapses secyle
through the stags, they potently lean from
{ele mistakes and try something diferent the
next time around.
Comparative Canelusions
gure 171 Spi Pater oe Stags of Change
“Termination
‘Termination of problem oceus when a person
no longer expereces ny empaion to eer
{o toubled beharors ad no longer aso mak
any eflorts to kp fom relapsing, Obvious,
Cernination of testent and leroaion of
problem are net coincident, Psychotherapy
Fequelly ends blo serious problems term
ate enaiely Consequent, for many linia
Alsorder, patients el etarn for ose sex
Sons mest fer when they aleve they maybe
Alpping sc rm previous guns Alia bee
testment tericates before mow problems hare
reached their termination, hens fend 0 expe
ene nse ard dses over he eatin
of therapy
In summary ndviduals who sek ou peo
fesionalastaace donot ative at on door
sep inthe erial tage of change, Paints
nrg trestment a two outpatlent cnies
hd at slcablum Iresiment canter demon
sated variety of profes on the stager-of-
lange scale (DiClemente & Hughes, 199;
‘MeConnaughy eta, 1983). With couple and
family therapy. tis almost sxiomatic that
some of the members wll occupy diferent
stages: The type f ereening and the particle
demands made bythe teatmentprogeam il
Influence the members of people in iferent
age who prernt for help, but ually
that any program would recrut cies oaly
ftom one stage sales tpe-aseeed stage of
change a seleton criterion. For most poe
Utioners and programs, pallens represent
Ieterogencous group in ems of readies
change
esearch on the Stages
erally thousands of publbed cesach td
ies have wel masires ofthe sages of change.
We wll eview re the ets of han of
representative studies onthe cnc ity and
edict valid ofthe ages,
"The amount of progress cents make during
ychotberpy tends fo be a finction of their
retest stage of change, A met-analels
‘of 39 stds, encompassing 8250 patient,
‘ound tha the sages rela and robustly pre
it oucomes in psychotherapy (Norcross tl,
2011) Those begining ws the pepuaion sad
ction stages do beter tha those beginning in
recoatespation or contemplation, T reat all
Drvhotherpy patent ae if thy ee the same
‘would be nave; et tha i what bad been done
fordectdes
“This strong sage lfc has been found foe
looens of health order cross multiple et=
‘ment setinge: for bre-mpired. patents Jn
‘ehablaon programs (Lam ta 1983) pace
‘duordere patents reciving antianiety med
lato (Betinan et al, 199), eardine pants
tdergong counseling (Ockene etal, 1992),
tnd Merle Americ enealle in comanity
programs for smoking cessation (Got e aly
1990) la short. the fther along cents ate
the stages of change tthe bepaning of therapy,
the ore quel they are kl to progress.
‘When therapy infles two or move cents
eekig tops a in coupe and parent-child
‘eames thn therapy can be expected to prog.
‘st most smoothly when each ofthe ents est
‘the same stage of change [rane members realy
fer ation while the other as not contemplatednha change wll mean then weatment el be
“cult Bet. The therapists then in thee
‘il posion of eng damned by ane pouse or
Ihovlng too sloly or rested bythe other for
‘owing oo quiche
lets progres from one stage of change
tothe next ring he st mont of treatment,
they ca double thse chances of taking ation
‘cing the nil 6 spoths ef the treatment,
Of the peecntemplatore who were stl in pee-
eoaterpltion a I-month follow-up, eal 3%
{ok ation by 6 moat ofthe pecontepla
tore who bad progressed to contemplation at
{month 7% took ation 6 months Silay,
ofthe contemplate wh remained in contem
plton a 1 month, only 20% tok action by
‘Srmoath: ofthe contemplaters who had pro:
[resed to the preparation stage at 1 month,
{1 rtempted to quit by 6 oaths. These data
lemonstate that tretments that hep people
progress ast one stage In a month can dow
bie the chances of participants taking action
fn their own in the near fare (Prochaska &
Diclemente, 1982)
‘Several studies have demonstrated that the
stapes of change can predict who remains in
pspehoterapy (eg lle et al 2000; Dersley
‘Reynolds, 200; Smith et 1995) For some
tne lniclans have kaon tat approximately
‘one quarter of patents prematurely discon.
Finuepoychatherpy (Sell & Grenberg,
012) however the characterises of these
Aropouts have not been reliably Known none
Study (Boga et aly 1989), premature term!
foton wat predicted sing valbles trad
‘nally among the best predictors of therapy
‘outcome client characteristics, such as dem
‘geapice, and problem characterises, sch
{SS curation aad intensity bat these variables
Thad zor ably to predit therapy dropouts
‘When the stages and proceste of change were
sed, 93% of the premature terminators—
ened hay cot de
nt appropriate terminatrt—were correctly
‘lene "The stage protic of the 408 who
trapped out of therapy was that of prev
templates The stage profile ofthe 20% who
terminated guichly but appropriately was that
‘of people lathe action stage. The stage profile
ofthe therapy contiaurs was sms to that of
‘contemplates
sytemsofPiychotheray
A patents sage of change provides prose
tive a walla positive information on the
teeiment of choice Acton-oented therapies
nny prove gute fective with indviduals who
the inthe preparation of action stage. These
fame programs may be inefictve o deter
{a owen thal nthe prcontem
plo or contemplation tage
‘An intensive action: and_ maintenance
crete smoking esston progam for exdlac
Paints a highly sues for those palents
{the preparation and action stages (Ockene
‘ly 1389) Patents nhl specia are roam
Freived personal eouneng ia he hospital and
‘monthly lephone counseling cl foré months
Falowing boeptalition. OF the patents who
pan the program in the action of preparation
stag an ipeave 94% were not Smoking ot
font follow-up. Ths same program fled,
however, wih stokes i he precontemplation
‘nd contemplation stage Fo pts these
Slog lens expesive and lets intensive eegular
caredidas wo
Tndependent of the treatment reeied, a
ear relationship emerged between preueat-
nent tage and outeome, Patents who were not
Smoking at 12 months ichded 22 ofthe pe
enempitrs, 43% of the contempstors, and
5 of thaw tn ston oF prepaze for acton
1 the stat ofthe sad. Tals the predictable
ower ofthe stages of change,
Integration of Stages and Processes
Another power finding to emerge rom
Feveatch of the tanstheoretal mod i that
pastel proces af change are more elle
tive during particular sages of change. Thy
fre years of reset in beasoeal medicine and
Daehotherapy converge in sowing that ier
Eat pct of change are dentally fee
{evel certain sages of change, A metaanaysis
(oven, 2000) of 47 crosesectiona sadies
alning the rdttanship ofthe stages and the
process of change showed age effet tes (ds
between 070 and 080)
“The integration ofthe sages and processes
of change can gidepeyebotherapst asl
ingteatment nthode Once a patient stage of
thang evident, thers aow which Pro
estes to oppyt bet ap that patient progress
Compartive Cnehsons
to the next stage of change, Rather than apy
fhe change process in 2 haphazand or tr:
and-esror manne traps can use ther
ich more systema and efficent ye
“able 172 diagrams the negation betwen
the stages and processes of change (Prochaia,
Nevers, & DiClemente, 1995). Specicals,
{he table shows the change processes used most
sen during age change. Ll us new
how this stage matching can sytematicly
Aiet psychotherapy
During precontempation, individuals ese
‘mange proceee signesntly les tha people
Sn anyother stage, We found that precontet
ators process less information about thi
Problems spend les time and energy revs
flag themselves experience fever emtion]
feacton tothe negative aspects of the ec
lems ate Tess open with significant thes
shout thee problems and do itl to shit ae
‘tention of thet environment im the dic:
ton of overcoming their problems. Ifyou dont
Iie you haves problem, why bother wth
changing In weatment, these patents have
been historically labeled resistant, defense,
ov in denil
‘What an help people move Fm preconten
plaion to contemplation? Table 172 soggsts
that several chang procetes are most eect.
int, consciousness rlsing methods—stch ab
seers, eestion, and interpretation
sss cent in becoming more aare of Be
Eauses,consoquences, and cures oftheir pcb
lems Tomovetotheconempaion tage. cheats
ns
‘en mst mare aware oftheir defenses beoce
they can Become more conscious of what hey
sae defending asnat, Second, the proces of
“ramatic ele (or ears) provides patents
‘wth motivating emotional experience, ich a «
those wed in Gestalt and experi methods
Ike the empey chai These beating expei-
‘nets can relate emlions tated to peotem
‘bho Life event can also move preontem-
tors emotionally sch she dss or death
‘fa tend oe lover,
In moving through contemplation, cients
‘become icreaangy avare of theseves and
‘the nature of ther problems, and thus ae freer
fo reevahne themes aectvely and cogal-
tiv The selfteeraluation process icles
fn asesiment of which values cas wil uy
te actulze, act on, and make rea, and which
they wil et de The more cet pobers are
to cea core vals, the mote their eevalo-
stion el Involve changes in thee sense of
Sell Conterplators also use environmen
{al reevaluation that i they deeply conser
the fet thee Behaviors exert oth socal
ceiroament, especially the people they care
Shout mort
‘Movement from precontemplation 19 con
templatnn and movement through he oats
lon tage, voles incensed use of ognite,
fective and evalatve processes of change. >
beter prepare plient for action, progress Is
gute in how they thnk nd feel abou their
problems and how they value her destructive
tyes
“abe 172 sags of Change in Wh Change Process Ave Most Eph
Stags of Change
Precnemplation Contain
‘Cocoon ing
Braet ee
nvipamiel
aren
selection
raion Aton Naetenance
Softer
Contingency mangement
Cowman
erPrepon nde a ede to dane
inthe er tre nd incorporation of wl
Dilesons om pastchange stomp. rpaes
treonhe verge oftkng aon an ee se
soar and pies secodiag They freely
Eetop an acon lan for they wl pro:
{eu nao, they wl he fi omit
tren to fallow tog on the ston ep In
faethe aro sendy engage in prseses
thn woud! nee seseguton sn ntate
har cage
tnd ely bea y aking sme
nal (or tby) ep tov son They may
tie counterconditonig sad stimu om
trl fo bein eng thir problem bo
tors, Coustecndoning svar bing
Ii ee ono
is poems ach elon
tenet or seaplane intend of cooling
‘ental dig eh oppose of he rab
deo mult con aofes mang. the
Fpeence abunce of stains or ces at
‘ic pone sch ot topping Bat
Sterno acted dul ay Shy tht
Coe af bans ah day or may el he
umber ef ttn a which they rym he
sadness
Ae thy bet preps fr he ction stag cl
cos at on see of selberation otwl-
wee They ted Yo tle tha they owes
{ie suonoy and power fo chang ht es
tn key wap Sal bern i bse a pat 00
een of telelecy Onda, 1977, 83)
{heb tones wcfot ply aesea oe
overnite ce of alia stunts
‘Theat og het oes ae tbat
atc sl copie metas. Chen mas
is be cece with bail process
Soch as couterconningsimuts con
fd colingency management cope Wi
ee conion, tat can come them In
‘opsng Tei an pote sls waning
{Tnscsary. i btvorprcee nrc
the poby tt lets wl be sees
whe they do fake aco, contingency an
Xgemem pcb seve 2 power
fare ar sn lp pens ate thet
tren pte of laremet fr the dsied
‘avo dager: Sol erton i empho
Shed most when pent sesk sol aoc)
systems of Paychoherapy
ad interpersonal stony ie eb of om
Imus ta pp hee cose ese,
Thy opening 4 comple aod dye
sere of hemes
‘thorn in Tle 172, cel male
nee bale on ech ange ces hat bas
Tome bul and abo eacmpenes = cand
‘Sesient ofthe conden ane wih ape
nino epee er het her
seiner ping sich cere condons
Shot rng fo sdesing dlees
Tn pulogcal apo Pets mos eo
hl bie ste hat one becoming mae ot
{hein of personae wens be Conuuing
imei igre ma
{he whens based on te comcton that
taining change ming» sre of Sf
thvishighy vate by oneself et one
Suter tee
"To sum up We have deermlaed htc
tw tha hang depends on gh ht
{Rg (voces etn tine 6g) Se
trating aging the change proces ah
the pute agence the prob of
tree sce and cae: paychbray
He hve obiered vo feet ssanaches
snopes Ft some cents (acca)
‘iyprinaronchunpepcesesmostindated
{er becotenponsieconcosces a
inp vloton we hye mgt
theeton age hey ry to oly Behr
by econ ne se, coon es
OF caste poehonalye night hoe oes
fo meena brig about behavior change
Seton ether lena nn) prima
‘yon change proces mest ated fore
selon sage cogey management Sn
{seo comeing ne
ie aveenesa, coon fk ad ce
“nang pied inthe tempion and
Jrepraton ages They ty fo oy bkeior
Mhowt werent «cmon ct ofa
{alvin ont acon iho ih
Tk to end to temporary change Praha
cea 199
‘Competing apes of paychotheny
ave promulgate appre cd process
ot eange Hwee osensly contradic
{ory roves become complementary when
Comparative Consions
cembedded in the sags of change, Specially,
change procetestraitonally sociated with
the experiential, copntive, and prchoanalytic
persaslons are mos useful during the peor
templation and contemplation stages Change
processes tralionally aisocated withthe exe
tential and behavior traditions. by contr,
ae most uteful during the action ad mainte
ance sage.
esearch has song supported and shaped
the core constructs of the trantheoeio
pproach and the iategraton of the stages sod
[proces of change Longtainal eee am
The rlevance ofthese constructs for predicting
premature tevilaton and treatment cuore
Comparative otcome se atest tothe valve
of stage-matchedIntervetens.Population-
based ties highligh the need for poychowciat
Interventions toca tothe neds of nial,
at al sages of change (ee Krebs, Novrss,
Prochasks, 2011, and Poche al 1995, for
revi
Levels of Change
At thls poln in our analyst may appear hat
we are restcing ar dacastion tO singe
‘ell dened problem. However, as we all el
ine, realty snot so acommodating una
bho not so simple. Akhough we can so
Ine eran disorder, these occur in he contest
‘of camper ntrslaed Teel f uma fone:
tioning The third coe dimension ofthe tan
‘heortcal model addrese this ee
“he levels of change represent a leach
‘rpaizaton af five distinct bt interred ev
cls of peyhological problems addressed In pay-
‘hotherapy. These level ae:
1. Syapom/statonal problems
2 Maladapaive cogatons
5, Current iotgpesonl confit
4. Famiyystems confit
5: Intapertonal cones
Pachotherapy systems have atebuted psy:
chelogial problems primi to one or t90
levels ofchange and have targeted thelr methods
to thee levels Behavior therapss have focsed
‘on the symptom and situational determinants,
7