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V
X LOG X
logY=k, logX+logm,
logy=k210gX+logm2
(k,cl .O)
U
/ LOG X
I d
X
Fig. 1. Graphical display of isometric and allometric functions in raw and logarithmic data spaces.
Isometry or geometric similarity (ie., equal ratios of YIX) is indicated in raw space by positively directed
rays emanating from the origin (0,O).In logarithmic data models, these rays are translated into parallel
linear relationships with slopes equal to 1.0. Many linear and nonlinear equations describe allometry
(i.e., ratios of YIX change as a function of X) in both raw and logarithmic plots. See text for descriptions
of a-d.
Miopithecus talupoin 0
Cercopithecus aethiops B
Erythrocebus patas 0
Fig. 2. Frontal and lateral views of crania of a male talapoin monkey (top), a male vervet (middle) and
a male patas monkey (bottom). Images are modified from plates in Verheyen (19621, and reduced to
approximately similar size. Note that many aspects of cranial shape change as a function of size differ-
ences (from the small talapoin monkey to the large patas monkey).
142 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
two iso-vervets and among the male Inuit and two iso-Inuits are considered to be
successful, appropriate methods for shape analysis. In other words, OTUs of the
same shape or relative size should have no measurable dissimilarity following
size-adjustment.
We note that this criterion departs from that advocated by some workers who
believe that a size-adjustment is successful if and only if the adjusted variables are
uncorrelated with the size variable (e.g., Atchley et al., 1976; Hartman, 1983;
Reist, 1986; Albrecht et al., 1993, 1995). We will demonstrate that such “size-free”
variables usually fail our test of shape similarity (also see Wood, 1978; Bookstein,
1989). We also see no biological rationale that validates the general use of the
Jungers et al.] SHAPE AND RELATIVE SIZE 143
Fig. 3. Photograph of male and female Inuits from the photographic collection of the American Museum
of Natural History (negative no. 1672; courtesy Department Library Services).
zero-correlation rule in morphometric studies (also see Sprent, 1972; Hills, 1978;
Corruccini, 1987; 19951, but defer that discussion to later.
SIZE-RELATEDTRENDS IN THE GUENON AND HUMAN SAMPLES
Size of each OTU in both samples is defined here as the geometric mean of all
variables (16 measurements on guenon crania, 12 on the humans). The geometric
mean is a member of the Mosimann family of size variables (Mosimann, 1970,
144 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
1975a, 197513, 1987; Mosimann and James, 1979; Mosimann and Malley, 1979)
that also includes “sum size” (the sum of all variables), the “norm” (the square root
of the sum of squared variables), “max X (the largest variable in a suite), and
others. The geometric mean (GM) is computed as the nth root of the product of all
n variables (also see Falsetti et al., 1993);using logged data, the log(GM) is simply
the average of the logged variables. The GM is also the implicit size variable used
both in the multivariate generalization of Huxley’s simple allometry equation
(Jolicoeur, 1963; Mosimann and James, 1979; Jungers and German, 1981) and in
Penrose’s shape distance if logged data are used (Mosimann and Malley, 1979).
Using the GM as the X ( = size) variable, each Y variable in the sample was
regressed on X, both in raw and logarithmic data spaces. Isometry in raw data
space is indicated by the intercept value not significantly different from zero; for
log-log regressions, isometry is indicated by an estimated slope value not signifi-
cantly different from 1.0. Allometry is the best description of a linear relationship
when the intercept is not zero (raw data) or when the slope is greater or less than
1.0 (logged data). The same results (isometric or allometric) obtained for both raw
and logged versions of the test. In the interspecific case, 11of the 16 guenon skull
variables were found to be significantly allometric; the five isometric variables
were bi-zygomatic breadth, nasal aperture width, palate breadth, ascending ramus
height, and the distance between basion and nasion. Dramatic differences in shape
among guenon crania can be appreciated qualitatively in Figure 2, which com-
pares a male talapoin monkey, a male vervet, and a male patas monkey. The
overall situation was very different in the human sample. Only two variables were
best described as allometric, shoulder width and finger reach. Three variables
(head length, head width, and nose breadth) were not significantly correlated with
the size variable; the remaining seven variables can be characterized as isometric
with respect to the GM. In other words, shape differences among the male humans
tended to be few and largely uncorrelated with overall size. The fundamental
differences between the two samples in their scaling patterns impacts strongly on
the various methods of size-adjustment (see below).
mean-centering and division by the standard deviation over all OTUs, fol-
lowed by subtracting the average of an OTU’s zscores ( = pensize).
5 . DM-RAW are ratios formed by dividing each variable by the geometric mean
(GM) of all variables for that OTU (i.e., Y/GM). DM refers to Darroch and
Mosimann (1985). See Mosimann (1970, 1975a, 1975b, 1987) for additional
details.
6. DM-LOG are simply the logged version of DM-RAW, also calculated as logy
- logGM. The ratios are hopefully transformed to lognormal distributions by
this procedure (Darroch and Mosimann, 19851, but the tests of shape simi-
larity used here are nonparametric in any case. It was discovered by chance
(Jungers and Cole, 1992) that identically adjusted variables are produced by
an “isometric vector” version of the Burnaby method discussed below (see
Rohlf and Bookstein, 1987).
7. K-LOG are size-adjusted variables in the Mosimann shape family developed
by Kazmierczak (1985, 1986; Berge and Kazmierczak, 1986). The “analyse
logarithmique” proceeds in logarithmic space by double mean-centering fol-
lowed by addition of the logged grand mean (also see Chamberlain and Wood,
1987).
8. SIZEOUT refers to a procedure wherein the first principal component (PC1)
of the logged variance-covariance matrix is discarded in the belief that this
axis represents general “size” (Rohlf, 1967; Lemen, 1983; Reist, 1985; Hart-
man, 1988). The scores on the remaining principal components are taken as
size-adjusted data for further analysis. Components 2 through 5 are used here
because the first five principal components account for over 98% (guenons)
and 92% (humans) of the total variance, respectively.
9. BURNABY is a is a size-adjustment inspired by the “growth-invariant” dis-
criminant functions of Burnaby (1966). Assuming again that the first prin-
cipal component of the variance-covariance matrix is a size vector, “size” can
be swept from the data matrix by projecting the logged data onto a plane
orthogonal to that defined by PC1 (Rohlf and Bookstein, 1987). We keep the
adjusted data on logarithmic form here, although they could be antilogged
back into linear scale if desired.
These nine procedures generate size-adjusted data that are then used to
calculate the average taxonomic (Euclidean) distances (ATDs) among all
OTUs in each sample. Recall that our criterion of shape identity is a zero ATD
between any pair of OTUs. We also use Penrose’s (1954) partition of the
squared distances (ATDs) of two data vectors into a “size distance” and a
residual “shape distance” (also see Corruccini, 1973; Sneath and Sokal, 1973:
170). This generates our last two size-adjusted distance matrices (Mosimann
and Malley, 1979):
10. PEN-RAW is the shape distance matrix based on raw data.
11. PEN-LOG is the shape distance matrix based on log-transformed data. Mo-
simann and Malley (1979) demonstrate that this adjustment in logarithmic
space is related closely to the Mosimann family of shape variables in that
the log geometric mean is selected implicitly as the size variable.
For comparative purposes, average taxonomic distances were also computed for
each sample from unadjusted data (RAW) and log-transformed raw data
(LOG-RAW).
Each of the 11“adjusted” ATD matrices for each sample is examined to evaluate
if the iso-vervets and iso-Inuits have been correctly characterized as being identi-
cal in shape; i.e., to see if there are zero ATDs among the geometrically similar
OTUs. The mean and standard deviation of the distances in the minimum span-
ning tree are provided as reference values for each type of distance matrix.
In order to compare the various methods, we also compute pair-wise matrix
correlations among all 11 ATD adjusted matrices and the two unadjusted ATD
matrices for each sample. The resulting 13-by-13 matrix of matrix correlations is
146 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
TABLE 3. Average taxonomic distances among Cercopithecus aethiops (male) and “iso-ueruets”using
various methods of size adjustment
Distance matrix format
Small iso-vervet Male vervet Large iso-vervet
Small is0 0
Male * 0
Large is0 * * 0
[ j r , sd of minimum spanning tree]’
TABLE 4 . Average taxonomic distances among Inuit males and “iso-Inuits” using various methods of
size adjustment
Distance matrix format
Small iso-Inuit Male Inuit Large iso-Inuit
Small is0 0
Male * 0
Large is0 * * 0
[ic, sd of minimum spanning tree]
RAW-RES FULL-EQ LOG-RES
0 0 0
4.12 0 4.11 0 0.01 0
12.3 8.21 0 12.3 8.22 0 0.02 0.01 0
18.16, 3.011 L8.15, 3.001 L0.03, 0.011
DM-RAW DM-LOG K LOG
0 0 0-
00 00 00
000 000 000
L0.03, 0.011 L0.02, 0.011 10.02, 0.011
PEN-RAW PEN-LOG C SCORE
0 0 0-
142 0 00 0.22 0
1560 568 0 000 0.66 0.44 0
t95,551 t0.005, 0.0031 10.64, 0.191
SIZEOUT BURNABY
0 0
0.02 0 0.04 0
0.03 0.01 0 0.06 0.02 0
10.01. 0.0051 r0.02.0.0ii
2. sd as in Table 3
I I
L
UPGMA of A1 1 Met hods: Guenons
0.2 0.4 0.6 0.8 1.0
RAU-RES
FULL-EQ
LOG-RfS
BURNABY
SIZEOUT
C_SCORf S
DM-LOG
FEN-LOG
DM-RAW
Fig. 4. UPGMA phenogram that summarizes the correlations among the 11size-adjustment techniques
and raw data applied to guenon craniometrics (Table 5). See text for the abbreviations and discussion of
each method.
I
I 0.2
UPGMA of A1 1 Met hods: Humans
0.4 0.6 0.8 1.0
ES
I rDTI\I D
Fig. 5. UPGMA phenogram that summarizes the correlations among the I1 methods of size-adjustment
and raw data applied to Native American anthropometrics. (Table 6).
- 4 C.cephus-m
C.nict i tans-m
C.d i aria-m
C.I’hoesr i - f
i C.l’hoest i -m
C.ham1yni-f
C.hamlyni_m
Hiqhver v
-
C.l’hoest i _ m
C.hamlyni-m
A.nigrovirdis_m
b C.ascanius_f
- C.ascanius-m
- C.l’hoest i _ f
Jungers et al.] SHAPE AND R E L A T N E SIZE 151
0.7
C o n s e n s u s bet ween R e s i d u a l s and Rat 10s: Guenons
0.6 0.5 0.4 0.3
A
I LouUer v
IILLJIIVCI Y
A.nigr o v i r d i s - f
A. n i qr ovi r di 5-m
C. aer h i op5-f
C.aerhiops-m
C. ascani us-f
C.ascani us-m
C.ceohus f
C.cephus:m
C.diana_f
C.diana_m
C.l’hoesii-f
C.l’hoesf i - m
C--c C.mitis_f
C.mitis_m
C.neglect us-i
C.neglectus-m
C.nict it am-f
C.nictitans-m
[.paras-f
[.pat a5-m
n. i a l a p o i n - f
kralaooin m
c.mond_f
C.mona_m
C. haml y n i _ f
C. haml qni _ m
Fig. 6 . a: UPGMA phenogram that summarizes the average taxonomic distances among guenon taxa
(and sexes) using residuals from the “full equation,” Y = mXk + b. b: UPGMA phenogram based on
Mosimann (D&M) shape variables. c: Strict consensus phenogram of a and b. The isometric version of the
male vervet are denoted by LOVERV (the 67% scalar version) and HIVERV (the 133% version).
Residuals
Residuals have a variety of important statistical functions in regression analysis
(Mosteller and Tukey, 1977; Draper and Smith, 1981; Sokal and Rohlf, 1981).They
are frequently examined to see if the assumptions of a linear model have been met
(e.g., randomly scattered above and below the line as opposed to patterned behav-
ior or residual autocorrelations), and they help to identify outliers or especially
influential observations. Residuals are also widely employed as size-adjusted or
“corrected” data in many contexts, including their application to the study of life
history variables (Pagel and Harvey, 1988; Harvey and Pagel, 1991; Steams, 1992;
Allman et al., 1993). Allometric relationships are assumed to be meaningful “cri-
teria of subtraction” (Pilbeam and Gould, 1974; Gould, 1975; Sweet, 1980; Smith,
1984), and residuals “are of interest because they represent variation in a charac-
ter away from a n expected or detected trend” (Pagel and Harvey, 1988). These
critical assumptions are examined in greater detail below. Many morphometric
studies also use residuals as adjusted, “corrected’ or “size-free’’ data (e.g., Kay,
152 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
a-- fl
Fig. 7. a: UPGMA phenogram that summarizes the average taxonomic distances among Native Amer-
ican groups using residuals from the full equation. b UPGMA phenogram based on logged Darroch and
Mosimann (1985)shape variables. c: Strict consensus phenogram of a and b. Group and cultural area
abbreviations follow Table 2 very closely. LOINUIT and HIINUIT refer to the isometric versions of the
male Inuit (98% and 1049'0, respectively).
Jungers et al.1 SHAPE AND RELATIVE SIZE 153
1975, 1978; Atchley, 1978; Manaster, 1979; Susman and Creel, 1979; Healey and
Tanner, 1981; Feldesman, 1982; Hartman, 1983; Creel, 1986; Godfrey, 1988;
Jungers, 1988; Martin and MacLarnon, 1988; Wilson and Loesch, 1989; Losos,
1990; Ravosa, 1991a, 1991b; Takahashi, 1990; Ruliang et al., 1991; Moore and
Cheverud, 1992; Albrecht et al., 1993; Anthony and Kay, 1993). Note that partial
correlations applied to morphometric data are “residuals in disguise” inasmuch as
a partial correlation between two variables with size held constant or removed
(e.g., Harvey and Zammuto, 1985; Losos, 1990; Steudel, 1994) is equivalent to
computing a correlation between the residuals of each variable regressed on the
size variable (Kerlinger and Pedhazur, 1973237). Residuals are usually defended
on the basis of their zero-correlation with the X (size) variable; size is said to be
removed or controlled for by this analytical strategy.
The results of this study are consistent with earlier critiques of residuals. Re-
siduals are by definition size-free, but they are also frequently shape-free, espe-
cially when allometry is present in the data set. Residuals usually do not recognize
OTUs of the same shape or relative size (Lemen, 1983; Corruccini, 1987,1995); i.e.,
OTUs of identical shape can and usually do have different residual values. This
undesirable error is evident in Albrecht et al.’s Table 1 (1995: 196); by a residual
definition, two squares are characterized as different! A simple “thought experi-
ment” makes this point in a slightly different way: two points of an allometric
vector differ in their respective ratios of YIX (after all, that is why the relationship
is described as allometric), yet because they both fall on the line they have zero
residuals and are “equal” in shape or relative size by the residual definition (also
see Figure 1in Corruccini, 1987).The critical and perhaps unconscious assumption
being made by some advocates of residuals is that virtually any observed relation-
ship is not merely a description of how things are; they necessarily assume that the
relationship is how things must be. Contrary to this Panglossian assumption
(Gould and Lewontin, 19791,the many lines we draw through data, whether linear
or curvilinear, in raw or logarithmic data space, are merely empirical, quantitative
descriptions that require explanation themselves (Giles, 1956; Jungers, 1984); to
automatically reify them all into valid “criteria of subtraction” is overly optimistic
at best (e.g., Pilbeam and Gould, 1974; Gould, 1975; Page1 and Harvey, 1988;
Steams, 1992) and potentially very misleading. The problem is even more vexing
in the analysis of life history variables, for which there are usually no explicit
similarity criteria.
The statistical requirement of independence between size and shape (i.e., the
zero-correlation criterion of residuals) has no biological justification (Sprent, 1972;
Hills, 1978; Corruccini, 1987, 1995). Within this size-free framework, shape infor-
mation is discarded simply because it is correlated with size. The use of such
regression residuals therefore “nearly destroys the possibility of size-shape anal-
ysis at all” (Bookstein, 1989: 178). As Oxnard (1978: 233) astutely observed some
time ago, the “fact that some aspects of shape are correlated with size does not
mean they are size.” Without explicit similarity criteria derived from first princi-
ples, it is not obvious how shape can be meaningfully partitioned into “allometric”
and “nonallometric” components. Residual definitions of shape or relative size also
necessarily change as a function of the comparative set or sample used to construct
the criterion of subtraction (Corruccini, 1987, 1995); i.e., shape becomes sample-
specific rather than an intrinsic property of the organism.
Regression residuals are also strongly influenced by the statistical leverages
associated with the smallest and largest individuals in a given sample (Susman
and Creel, 1979; Sokal and Rohlf, 1981; Corruccini, 1987, 1995; Hartman, 1988).
This also tends to make the smallest and largest individuals unrealistically sim-
ilar in residual terms, especially when allometry prevails; e.g., gibbons and goril-
las become “inappropriately similar” (Hartman, 1988: 13). This problem is dem-
onstrated dramatically in the study by Corruccini et al. (1983, wherein residual-
based cranial shape in squirrel monkeys is more similar to that of goats and cows
than to chimpanzees! Contrary to the conclusions reached by Reist (1985),Albrecht
154 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
et al. (1993) and others, we agree with Wood (1978), Lemen (1983), Corruccini
(1987, 1995) and Hartman (1988) that residuals have no necesary or very useful
connection to shape analysis, especially when it can be demonstrated that signif-
icant shape changes accompany differences in size.
For many of the same reasons, we question the utility of “encephalization quo-
tients” in broad-scale comparisons of relative brain size because they are merely
residuals expressed in percentage form (Smith, 1984; also see Cartmill, 1990),and
will change as a function of the comparative set (Holloway and Post, 1982).Again,
without explicit similarity criteria for “equivalence’’in brain size-body size com-
parisons, the various competing regressions are merely sample-specific, empirical
descriptions of strongly allometric trends. Very small and very large animals will
exert the most statistical leverage on each regression, and will appear to be unduly
“similar” in degree of encephalization despite enormous differences in their ratios
of brain mass to body mass; the primary allometric signal is discarded because it
is assumed that the way the brain size scales is the way it must scale. We acknowl-
edge the frequent need to compare relative brain size, and submit that “narrow
allometric” (sensu Smith, 1980) contrasts of brain mass-body mass ratios in size-
matched taxa can be useful in this regard.
Multivariate residuals
Discarding the first principal component (SIZEOUT)or using a Burnaby (1966)
projection onto a plane orthogonal to the first axis (BURNABY) is almost equiv-
alent to using residuals in a multivariate fashion if the first axis explains the
overwhelming majority of the variance (Bookstein, 1989). As Jolicoeur (1963) rec-
ognized in his multivariate generalization of the “allometry equation,’’ the first
principal component of the logged variance-covariance matrix describes “relative
growth” or size-related shape changes (also see Shea, 1985; James and McCulloch,
1990). It is not a simple size vector or latent measure of size. Discarding it (e.g.,
Flessa and Bray, 1977; Froehlich et al., 1991) or using it as “standard measure” of
size (e.g., Creighton and Strauss, 1986) appears to be a bad idea and subject to the
same caveats discussed above for residuals (Healey and Tanner, 1981; Lemen,
1983; Hartman, 1988). In those data sets where the first component does not
explain most of the variance (e.g., Cheverud, 1982; more generally, in static adult,
intraspecific data sets such as the Native American sample used here where PC1
accounts for only 36% of the total variance), it is inappropriate to characterize it as
either an allometric or size vector. This difference helps to explain why SIZEOUT
and BURNABY techniques cluster with the residual-based methods of adjustment
in the guenon sample but not in the intraspecific human sample.
Cscores
Although they have been used recently as size-adjusted data (e.g., Howells, 1989;
Brace and Hunt, 1990; Brace and Tracer, 19921,cscores cannot be recommended for
some of the same reasons that lead us to discourage the use of residuals. OTUs of
the same shape are not recognized as such by the Howells’ (1989)simple procedure.
Because the data set is first mean-centered and standardized by variable over all
OTUs, zscores, pensize and the resulting cscores will also be sample-specific and
change as a function of their comparative set (also see Corruccini, 1973).
Penrose size and shape
Our results also support Mosimann and Malley’s (1979) conclusion that Pen-
rose’s (1954)partition of squared Euclidean distance in raw space into size-distance
and shape-distance is ill-advised. Using this method, nonzero shape distances
among geometrically similar OTUs were computed for both data sets examined
here. Mosimann and Malley also noted, however, that when logged data are used,
Penrose’s partition of distance falls into the Mosimann family of size and shape
variables (e.g., size is taken as the geometric mean). Our results verify this obser-
vation; PEN-LOW clustered with DM-LOG and K-LOG, and ordinations of taxa
Jungers et al.] SHAPE AND RELATIVE SIZE 155
using the Penrose logged shape distance are quite similar to those based on dis-
tance matrices constructed directly from logged Mosimann shape variables when
the geometric mean is selected as size.
Mosimann shape ratios
By design and simple algebra, the ratio approaches to size-adjustment and shape
analysis (DM-RAW, DM-LOG, and K-LOG) necessarily satisfy our criterion of
faithfully recognizing isometric versions of OTUs. Shape variables in the Mosi-
mann framework have been applied productively to a variety of problems (e.g.,
Darroch and Mosimann, 1985; Berge and Kazmierczak, 1986; Chamberlain and
Wood, 1987; Jungers et al., 1988, 1991; Berge, 1991; Jungers and Cole, 1992;
Kidder et al., 1992; Simmons et al., 1991; Falsetti et al., 1993; Grine et al., 1993;
Richmond and Jungers, 1995). Shape or relative size remains a function of the
individual OTU rather than an OTUs comparative set.
Albrecht et al. (1993) argue that ratio adjustments are to be recommended only
when their correlations with size are zero (i.e., when they behave like residuals).
They also believe that the goal of “most workers” who use ratios do so to “control”
or “eliminate” all size effects in data sets comprising OTUs of different sizes. We
reject the first stipulation as a statistical straw man (see above), and question the
accuracy and generality of the second claim (also see Corruccini, 1995:189).Shape
ratios are scale-free in the sense that they are dimensionless variables. Such ratios
may or may not be correlated with size, but that is ultimately an empirical deter-
mination (Mosimann and James, 1979; Corruccini, 1995).For example, most of the
shape variables (whether DM-RAW, DM-LOG, or K-LOG) in the guenon data set
are correlated with the geometric mean; significant shape differences are obvious
between small (usually female) and large (usually male) crania (Fig. 2). It makes
no biological or logical sense to discard this important information about size- and
sex-related differences simply because there is a non-zero correlation between
craniometric size and shape. Shape ratios created the same way in the human
anthropometric data set tend not to be correlated with size (geometric mean), but
this result is not very surprising in view of the lack of allometry in the data set. As
Mosimann (1987) reminds us, “there is certainly no guarantee that division by a
size variable produces shape measurements uncorrelated with size, because, in
fact, shape and size often are correlated.”
When the total variances associated with raw versus shape data are compared,
the reduction associated with shape variables can range from modest (Darroch and
Mosimann, 1985)to dramatic (e.g., Jungers et al., 1988).The reduction in variance
is in some ways a measure of how much “size” has been removed from the data set
(Darroch and Mosimann, 1985). Size extracted by Mosimann’s ratio methods can
be called “isometric size” (Oxnard, 1978) or “geometric size” (Bookstein, 1989).
Isometric size can be swept from the data set by creating shape variables of the
form Y/GM or by projecting the data onto a plane orthogonal to an isometric vector
(Rohlf and Bookstein, 1987; Jungers and Cole, 1992); these are equivalent opera-
tions when logged data are used. Obviously, one needs to exercise judgment and
care in selecting a relevant size variable for ratio adjustments because definitions
of allometry and geometric similarity will be specific to this choice (Mosimann,
1970). This recommendation extends to all studies of size and shape, however,
including the choice of size in geometric morphometrics (e.g., centroid size, area,
median chord length, etc.). Depending on the goals of the study, one might wish to
use the cube root of mass as the size variable (e.g., Sneath and Sokal, 1973;
Jungers, 1985b;Vogel, 1988).It is also possible to create a Mosimann-like measure
of size that is independent of shape for multivariate lognormal samples (Sampson
and Siegel, 1985).
Alternative expressions of Mosimann shape
Variables created as residuals to isometric base lines are also part of the Mosi-
mann-family of shape variables (Lemen, 1983; Chamberlain, 1987; Jungers, 1988).
156 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
In forced isometric (log-log)plots with slopes of 1.0, it is apparent that residuals are
equivalent to ratios of YIX standardized by a constant equivalent to the intercept
(Fig. 8). K-LOG variables are similar in some ways because they also differ from
DM-LOG ratios by scalar constants. Zscore standardization of DM-LOG variables,
K-LOG variables, log residuals from bivariate isometry, and logged variables
created by the isometric version of BURNABY will result in identical shape data
matrices. When empirical relationships are essentially isometric (e.g., Kay, 1975,
1978; Covert, 19861, residuals are again conveying information about relative size
that is more or less equivalent to Mosimann measures of shape.
able (Singer, 19791, including the use of multivariate distance statistics (e.g.,
Grine et al., 1993; Richmond and Jungers, 1995). Rank transformations in shape
ratios can also serve as a “bridge” between parametric and nonparametric statis-
tics (Conover and Iman, 1981).
It has also been claimed that Mosimann-like shape variables lead to spurious
correlation between the shape and size variables because the size variable is in the
denominator of the ratio (Atchley et al., 1976; Prothero, 1986; Page1 and Harvey,
1988). This criticism is valid only when the Y and X (size) variables are indepen-
dent (Pearson, 18971, as in randomly generated data sets (Atchley et al., 1976;
Prothero, 1986); in such cases, the ratio of Y/X should be negatively correlated
with X. As Mosimann (1975a), Dodson (19781, and Falsetti et al. (1993) note,
however, in many comparative biological situations Y increases as does X, and X
and Y are therefore positively correlated. In these circumstances, observed nega-
tive correlations between a Mosimann shape variable and size are not spurious at
all, but instead reflect a iiegatively allometric relationship (Mosimann and James,
1979). Most importantly in the context of shape analysis, “ratios may be the only
meaningful way to interpret and understand certain types of biological problems”
(Sokal and Rohlf, 1981: 17).
To log or not to log
Should shape variables be expressed in logarithmic or antilogged form (Hart-
man, 1983; Smith, 1984)? Logging data is often done to achieve or approximate a
lognormal distribution (see above), but such a result cannot be guaranteed. Dis-
tance matrices computed in this study differed slightly (guenons) to considerably
(humans), depending in part on whether the adjusted variables were logged or not,
Not surprisingly, logged distances were absolutely lower than raw distances in
both samples (see above). Reyment (1971) pointed out that log transformations
remove the investigator one more step from the biological relationships in the
data; in fact, such transformations can even “obscure the relationships the inves-
tigator wishes to probe” (Reyment, 1971: 367). Corruccini (1987: 301) also noted
that log transformations do not necessarily “improve multivariate distributions,
results, or interpretability.” Given the viability of alternative, nonparametric sta-
tistics in the face of less than optimal distributions, there is probably no compelling
need to work exclusively with logged shape variables. At the very least, it seems
prudent to see if and how one’s results and inferences about shape are impacted by
log transformations.
CODA
We concur with the opinion of James and McCulloch (1990: 158) that “authors
who have objected to the direct use of ratios in morphometric studies . . . have been
overlooking some powerful techniques for the direct study of shape and its cova-
riation with size.” Sprent (1972: 35) anticipated this conclusion and correctly rec-
ognized the great promise of this approach over 20 years ago when he concluded
that “this [Mosimann] line of research may prove more fruitful than concentrating
on conditions for independence between size and shape.” Finally, Corruccini (1987:
301) suggested that “bio-anthropologists may need to give closer attention to the
methods and rationale exemplified by J. Mosimann.” We could not agree more and
hope our findings encourage others to question the assumptions and utility of
residuals as size-adjusted data, and t o explore shape and relative size within Mo-
simann’s explicitly geometric framework.
ACKNOWLEDGMENTS
We gratefully acknowledge fruitful conversations and correspondence with
many of our colleagues about the issues discussed in this review; special thanks go
to Richard Smith, Tim Cole, Laurie Godfrey, Jim Cheverud, Steve Leigh, Steve
Hartman, Maria Cole, Brian Shea, Susan Ford and Bob Corruccini. We thank Ted
Steegmann for inviting us to present our findings here in the Yearbook of Physical
158 YEARBOOK OF PHYSICAL ANTHROPOLOGY [Vol. 38, 1995
Anthropology, and for his patience with deadlines! We also thank Luci Betti-Nash
for her assistance in preparing the artwork.
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