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THE BERNESE PERIACETABULAR OSTEOTOMY:

REVIEW OF REPORTED OUTCOMES AND THE


EARLY EXPERIENCE AT THE UNIVERSITY OF IOWA

Todd O. McKinley, MD

ABSTRACT on Ganz’s original patients and results from several


The Bernese Periacetabular Osteotomy (PAO) other centers are reviewed. Finally, early operative and
is an operation designed to relieve hip pain and radiographic results as well as complications from the
improve function in patients with symptomatic first 36 cases performed at the University of Iowa are
dysplastic hips. The short-term results of the presented.
Bernese PAO indicate that there is a learning
cur ve but most patients with dysplasia and mild REVIEW OF CLINICAL LITERATURE
arthritis have excellent pain relief. Outcomes and The operation was originally described by Ganz in
complications are the primary focus of discussion. 1988 and often bears his name4. Ganz et al. reported on
Operative data and complications from the first the initial 75 patients treated with the Bernese PAO.
36 patients undergoing the Bernese PAO at the The authors cited several advantages compared to other
University of Iowa have been comparable to those innominate osteotomies. They emphasized that the
reported in the literature. Bernese PAO could achieve greater corrections which
was especially advantageous in severely dysplastic hips.
INTRODUCTION Secondly, they emphasized that the structural continu-
Development dysplasia of the hip (DDH) is a het- ity of the pelvic ring is not disrupted, eliminating nec-
erogeneous disorder that can lead to disabling hip pain essary postoperative immobilization or traction. Finally,
and degenerative arthritis. The main pathoanatomic they felt the Bernese osteotomy was technically easier
component is osteoarticular deficiency of the acetabu- than several of the described spherical osteotomies.
lum with deficient lateral and anterior coverage of the However, patient follow-up was too short to report on
femoral head. This acetabular deficiency substantially any outcomes.
alters force transmission across the hip, subjecting the The authors emphasized that the operation has a
acetabulum and femoral head to increased and abnor- learning curve, with substantial decreases in operative
mally directed contact stresses1. Chronic abnormal time and blood loss occurring throughout the series.
stresses eventually can lead to subluxation and end- They also noted clinically substantial complications oc-
stage arthritis of the hip. cur red in the first 18 cases including several
Patients with DDH who develop hip pain and sub- intraarticular osteotomies, several malpositioned frag-
luxation are at nearly uniform risk to progress to end- ments, a transient femoral nerve palsy, several cases of
stage arthritis. Unfortunately, many of these patients resubluxation of the femoral head, and four cases of
are young adults. Total hip arthroplasty is an outstand- heterotopic bone formation. They concluded that there
ing option for elderly patients with disabling hip arthri- is a significant learning curve but the operation had
tis, but it is a much less desirable option in young pa- excellent potential to help young patients with symp-
tients. Ganz developed the Bernese periacetabular tomatic acetabular deficiency.
osteotomy (PAO), an operation designed to improve Trousdale et al. reported on 42 patients from Ganz’s
femoral head coverage by reorienting the shallow ac- original series who had a diagnosis of DDH at an aver-
etabulum, to relieve hip pain and slow the progression age of 4 years (2-8 years) after surgery9. Overall, Har-
of arthritis in patients with symptomatic DDH who were ris hip scores improved from 63 to 86 following sur-
young4. In this review, early and medium-term outcomes gery. The authors noted that the amount of preoperative
arthrosis correlated with postoperative outcome. Pa-
tients with mild to moderate arthrosis (Tonnis Grades
Department of Orthopaedic Surgery
0 - 2) had substantial improvements in their hip scores
University of Iowa Hospital and Clinics compared to patients with Grade 3 osteoarthrosis which
200 Hawkins Drive showed little benefit. Five of the 6 patients who pro-
Iowa City, Iowa 52242
319-384-8253
gressed to total hip ar throplasty had Grade 3
todd-mckinley@uiowa.edu osteoarthrosis prior to their PAO. The authors reported

Volume 23 23
T. O. McKinley

TABLE 1
Magnitude of Correction

Table 1. Magnitude of correction of the Lateral Center Edge Angle, Anterior Center Edge Angle, Acetabular Index, and Femoral Head
Medialization for four previously reported series and the current series at the University of Iowa. Values represent dif ferences between
preoperative and postoperative values.

no major neurovascular complications. One patient re- with outcome. Patients with grades 0, 1, and 2 arthritic
quired resection of heterotopic bone and one required changes achieved Harris Hip scores of 89 – 92. Patients
neurolysis of the lateral femoral cutaneous nerve. Over- with grade 3 changes had an average Harris Hip score
all, the authors demonstrated that the Bernese PAO of 77. Murphy et al. reported on 135 Bernese PAO’s
provided dramatic pain relief and improved function in performed on 130 patients with an average follow-up of
selected patients with DDH who had minimal to mild 3.9 years7. Five hips, all with grade 3 arthrosis preop-
pre-existing arthritic changes in their hips. They cau- eratively, progressed to total hip arthroplasty. The au-
tioned that the osteotomy was not a predictable opera- thors did not specify outcomes for the remaining 130
tion for patients with advanced arthritic changes. hips.
Recently, several other centers have reported short- Davey and Santore specifically reviewed complica-
term results on patients treated with the Bernese tions occurring in the senior author’s first 35 cases com-
PAO2,5,7,10. Matta et al. reported on 66 hips treated with pared to his second 35 cases3. They categorized com-
the Bernese PAO in 58 patients with an average follow- plications as major, moderate, and trivial. Major
up of 4 years5. They had a similar experience in that complications included 2 bleeding complications, reflex
patients with minimal to moderate preoperative arthritic sympathetic dystrophy in 2 patients, one sciatic nerve
changes (Grade 0 - 2) had 78% to 85% good or excellent palsy, one pulmonary embolus, and one ileum nonunion.
results, and patients with Grade 3 arthritic changes had Most notably, major complications decreased from 17%
33% good or excellent results. Three of the 5 patients in the first group to 2.9% in the second group. Of note,
who eventually required total hip arthroplasty had grade none of the major complications had any substantial
3 osteoarthritic changes. Overall, the authors’ results long-term sequela. Moderate complications included 3
supported the Bernese PAO as an excellent option for ischial fractures, 2 superficial wound problems, 1 pos-
symptomatic young patients with mild to moderate ar- terior column fracture, and 3 peroneal neuropraxias,
thritic changes resulting from DDH. Crockarell et al. none of which had any sequela. Matta et al. reported
reviewed 21 patients treated with the Bernese PAO with no major complications5. One patient underwent exci-
an average follow-up of 3.2 years2. Overall, Harris Hip sion of symptomatic heterotopic ossification. Crockarell
scores improved from 68 preoperatively to 86 postop- reported two intraarticular osteotomies in 21 patients
eratively. Trumble et al. reported results on 124 Bernese that affected their ability to correct the dysplasia and
PAO’s performed on 115 patients with an average fol- two peroneal nerve palsies2. In Trumble’s series, 3 pa-
low-up of 4.3 years10. Overall, Harris Hip scores im- tients had major arterial thromboses (2 femoral and 1
proved from 65 preoperatively to 89 postoperatively. The iliac) that required emergent intervention10. All of these
authors’ noted that preoperative arthrosis correlated occurred in patients treated through an ilioinguinal ap-

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The Bernese Periacetabular Osteotomy

Figure 1A

Figure 1B
Figure 1. Preoperative and postoperative AP and false profile x-rays of a 34 year old woman with left hip pain and dysplasia. Preoperative
lateral center edge angle (LCE) was 7 degrees, anterior center edge angle (ACE) was 5 degrees, and acetabular index (AI) was 28 degrees
(Figure 1A). Postoperative x-rays demonstrate an LCE of 36 degrees, an ACE of 30 degrees, and an AI of 0 degrees (Figure 1B).

proach and the authors subsequently have abandoned minimal to moderate arthritic changes usually achieve
this approach. They reported 2 deep infections requir- substantial pain relief and improved function. Con-
ing multiple debridements and they also had to evacu- versely, patients with advanced radiographic arthritic
ate 5 postoperative hematomas. changes had much less predictable success. There is a
In summary, short-term outcomes from multiple cen- substantial learning curve in performing the operation.
ters have remarkably consistent results. Patients with Major complications tended to occur early in all authors’

Volume 23 25
T. O. McKinley

series and this was shown to be statistically significant flexion allow assessment of how the hip joint will ap-
by Davey and Santore3. Infection rates are uniformly pear after correction.
low. Vascular problems in patients operated through an Normal hips have a lateral center edge angle (LCE)
anterior approach are minimal. The most clinically sig- and anterior center edge angle (ACE) greater than 25
nificant complications have been intraarticular osteoto- degrees. The acetabular index (AI) is 8 degrees or less
mies. Finally, surgical corrections were markedly con- showing a horizontal roof of the acetabulum. In dys-
sistent (Table 1). The operation allows substantial plastic hips, radiographs show deficient coverage of the
three-dimensional improvement of femoral head cover- lateral and anterior femoral head due to a shallow ac-
age. etabulum (Figure 1A). The degree of lateral deficiency
Siebenrock et al. were the first to report longer-term compared to anterior deficiency of the acetabulum is
results on 71 of the original 75 patients operated on by highly variable; therefore three-dimensional CT scans
Ganz8. Fifty-eight of 71 (82%) hips had been preserved are obtained on all patients to aid in planning
over a mean follow-up period of 11.3 years. Hip recon- intraoperartive correction. In the 36 hips in this series,
struction was performed at a mean of 6.1 years after the mean preoperative lateral center edge angle was 8
the PAO in the 13 patients who did not preserve their degrees, anterior center edge angle was 5 degrees, ac-
hips. Fifty-two of the 71 hips (73%) were graded good etabular index was 20 degrees, and Shenton’s line was
or excellent by the Harris hip score and the D’Aubigne broken in 10 hips.
hip score. Eighty percent of preserved hips had grade Surgery is performed through a modified anterior
0 or 1 osteoarthritis. Again the authors found that ad- approach5. The acetabulum is mobilized through a se-
vanced radiographic preoperative arthritis was a strong ries of cuts maintaining the continuity of the pelvic ring4.
predictor of poor outcome. Meticulous care is taken to optimize the final position
of the acetabulum. The goal is a femoral head that is
UNIVERSITY OF IOWA EXPERIENCE medialized and well centered under a horizontal roof of
From October 2000 through Februar y 2003, 36 the acetabulum. This is judged on AP and false-profile
Bernese PAO’s have been performed on 30 patients at views taken with fluoroscopy and a hard-copy intraop-
the University of Iowa by a single surgeon. This report erative AP pelvis radiograph. Care is taken to avoid
summarizes preoperative and postoperative radio- uncovering to posterior aspect of the femoral head by
graphic corrections, quantifies perioperative data, and overcorrecting anterior coverage or retroverting the
details complications of these initial consecutive 36 op- acetabulum. This is checked with obturator oblique fluo-
erations. Patients include 24 women and 7 men with an roscopic view and the AP pelvis x-ray. Once the frag-
average age of 33 years (+/- 7.9 years; range 15 – 47 ment is positioned, it is secured with four screws (Fig-
years). The typical patient is a young woman with an ure 1B). In the 36 hips in this series, the mean
unexplained, insidious history of progressive buttock postoperative lateral center edge angle was 32 degrees,
or groin pain that has lasted approximately 6 months anterior center edge angle was 31 degrees, acetabular
to several years. The pain is often mistaken for low back index was 1 degree (Figure 1B).
pain and a substantial percentage of patients have been Average operative time was 217 minutes and blood
treated for mechanical back pain. loss averaged 956 ml for all 36 patients. Average opera-
Typical physical findings include fairly normal range tive time for the first 18 patients was 237 minutes ( +/-
of motion but substantial exacerbation of pain with flex- 40 minutes; range 195 – 348 minutes) compared to 197
ion, adduction, and internal rotation. Standard radio- minutes (+/- 36 minutes; range 144 – 287 minutes) for
graphic examination begins with a standing AP xray of the second 17 patients (p = 0.003) (Figure 2). Average
the pelvis to determine lateral femoral head coverage blood loss for the first 18 patients was 1147 ml (+/- 681
(lateral center edge angle), determine the slope of the ml; range 600 – 2800 ml) compared to 766 ml (+/- 353
roof of the acetabulum (acetabular index), and judge ml; range 300 – 1500 ml) for the second 17 patients (p
pre-existing arthritic changes (Figure 1). A false pro- = 0.04) (Figure 3). Patients are allowed touch-down
file view (standing lateral of the affected hip which is weightbearing for the first eight postoperative weeks
rotated approximately 20 degrees anterior to the unaf- and then progress as tolerated. The vast majority of
fected hip) is obtained to determine anterior coverage patients are full weightbearing by three months after
of the femoral head (anterior center edge angle) (Fig- surgery and have returned to laboring occupations by
ure 1). An obturator oblique view is obtained to judge six months. Patients with sedentary occupations are
posterior coverage of the femoral head. An AP of the usually back to work within two months.
pelvis with the affected hip in maximum abduction and There have been six major complications in the whole
internal rotation combined with a false profile view in series. These include four poor corrections, one pero-

26 The Iowa Orthopaedic Journal


The Bernese Periacetabular Osteotomy

Figure 2. Operative time for 36 patients undergoing the Bernese Figure 3. Estimated blood loss for 36 patients undergoing the
PAO at the University of Iowa. Bernese PAO at the University of Iowa.

neal nerve palsy, and one case of post-operative pulmo- There have been no intraarticular osteotomies or
nary edema. Minor complications include seven cases inadvertent fractures during surgery. There has been a
of superficial wound problems and one case of asymp- substantial incidence (7 of 36 cases) of superficial
tomatic heterotopic bone. wound dehiscence at the apex of the curved incision in
Two cases with poor corrections occurring early in the region of the ASIS. This problem has occurred only
the series (cases 1 and 4) were overcorrected with ex- in obese patients. One patient did not respond to local
cessive anterior coverage. Both patients have had sub- wound care and required an operative debridement and
stantial clinical improvement but have not had complete repeat wound closure 6 weeks postoperatively. She has
resolution of pain. Two cases later in the series (cases subsequently healed with no sequela. The other 6 pa-
28 and 32) were undercorrected. One of the cases of tients responded to wet-to-dry dressing changes and a
undercorrection involved a 47 year old woman with 10 day course of cephalexin. Obese patients now have
severe dysplasia and preoperative hip subluxation. Ra- their skin closed with monofilament, interrupted su-
diographs taken two months after surgery showed her tures, avoiding subcuticular techniques.
hip had resubluxated, however her acetabular fragment Only 13 patients have at least two years follow-up
appeared well healed and unchanged in position. Her making it too early to report outcomes from this se-
acetabulum was undercorrected, and her substantial ries. However, the majority of patients have had com-
femoral valgus deformity had been ignored. She is cur- plete to nearly complete pain relief. Radiographic cor-
rently scheduled for a varus proximal femoral os- rections are detailed in Table 1. Values compare well
teotomy. The second case of undercorrection (case 32) with other reports in the literature demonstrating the
was a difficult case in a 41 year old male with moderate substantial correction of acetabular dysplasia which can
to advanced arthritic changes. This patient had a pro- be achieved with the Bernese PAO.
longed operation and suffered postoperative pulmonary
edema requiring four days of mechanical ventilation. DISCUSSION
Review of preoperative abduction with internal rotation This consecutive series clearly demonstrates the sig-
radiographs demonstrated poor improvement of joint nificant learning curve associated with the Bernese
space. In retrospect, the patient was a poor candidate PAO. Surgical complications have occurred throughout
for acetabular realignment. the entire case series, including two poor corrections
There has been one postoperative peroneal nerve later in the series (cases 28 and 32). The poor surgical
palsy (case 8). This patient had a proximal femoral os- corrections are likely the most significant complications
teotomy concurrent with her PAO. The patient has sub- in this series of patients. Fortunately, other serious com-
sequently recovered some ankle and great toe dorsi- plications including vascular injuries, neurologic inju-
flexion but still requires a shoe insert for persistent ries, and deep infections are rare in the current series
footdrop. Most patients have experienced transient and in other reports. Operative time and blood loss
numbness in the distribution of the lateral femoral cu- showed a significant improvement in the second 18
taneous nerve, which typically resolves. No patients cases and figures 2 and 3 suggest they have not pla-
have had any ongoing complaints due to dysfunction of teaued.
the lateral femoral cutaneous nerve.

Volume 23 27
T. O. McKinley

Outcomes from the current series are unknown. In conclusion, the Bernese PAO remains a techni-
However, the majority of patients have enjoyed dramatic cally demanding operation that has potential to pro-
pain relief and have substantially improved their daily foundly improve patient function and prolong the use-
function. Outcomes from other authors reporting early ful life of dysplastic hips. The ideas conceived, executed,
results (mean postoperative periods of 3.2 – 4.3 years) and taught by Ganz have now achieved reproducible
have been consistently good, especially in patients who short-term success, and in one report, continued longer-
meet ideal indications. Siebenrock et al. have shown that term success. While complications should be expected,
the consistent early success reported by several insti- they decrease with experience and usually cause mini-
tutions held up for greater than ten years, casting opti- mal long-term sequela. Fortunately, patient outcomes
mism for longer-term success of the Bernese PAO. have justified expected complications.
The literature strongly suggests that young patients
with dysplastic hips and minimal to mild arthritic REFERENCES
changes are ideal candidates for this operation. Patients 1. Brand, R. A.: Hip Osteotomies: A Biomechanical
with moderate arthritic changes have also consistently Consideration. J Am Acad Orthop Surg, 5(5): 282-291,
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advanced preoperative arthritic changes. However, the 2. Crockarell, J., Jr.; Trousdale, R. T.; Cabanela,
literature demonstrates that even a substantial percent- M. E.; and Berr y, D. J.: Early experience and re-
age of patients with advanced arthritic changes (grade sults with the periacetabular osteotomy. The Mayo
2 and 3) have good short-term and medium term out- Clinic experience. Clin Orthop, (363): 45-53, 1999.
comes. The difficult patient becomes increasingly clear 3. Davey, J. P., and Santore, R. F.: Complications of
from the literature: a young patient with dysplasia with periacetabular osteotomy. Clin Orthop, (363): 33-7,
advanced arthritic changes. The PAO is less predict- 1999.
able but arthroplasty in a 20 to 40 year old active pa- 4. Ganz, R.; Klaue, K.; Vinh, T. S.; and Mast, J.
tient is undesirable. Murphy and Deshmukh have W.: A new periacetabular osteotomy for the treatment
shown that patients with advanced arthrosis that im- of hip dysplasias. Technique and preliminary results.
proved their joint space with functional radiographs Clin Orthop, (232): 26-36, 1988.
predictably improved with the PAO, even with advanced 5. Matta, J. M.; Stover, M. D.; and Siebenrock,
arthrosis. Functional radiographs included comparing K.: Periacetabular osteotomy through the Smith-
anterior/posterior views with the hip in neutral posi- Petersen approach. Clin Orthop, (363): 21-32, 1999.
tion compared to the hip in maximum abduction and 6. Murphy, S., and Deshmukh, R.: Periacetabular
internal rotation. They also looked at false-profile ra- osteotomy: preoperative radiographic predictors of
diographs with the hip extended compared to the hip outcome. Clin Orthop, (405): 168-74, 2002.
flexed. Improvements in joint space on both views cor- 7. Murphy, S. B.; Millis, M. B.; and Hall, J. E.:
related with good outcomes in patients with advanced Surgical correction of acetabular dysplasia in the
preoperative arthritic changes. adult. A Boston experience. Clin Orthop, (363): 38-
As with any major elective intervention, careful con- 44, 1999.
sideration of the ratio of benefits and risks dictate proper 8. Siebenrock, K. A.; Scholl, E.; Lottenbach, M.;
indications. Davey and Santore demonstrated compli- and Ganz, R.: Bernese periacetabular osteotomy.
cation rates significantly decrease with experience. Clin Orthop, (363): 9-20, 1999.
More importantly they found that the major complica- 9. Trousdale, R. T.; Ekkernkamp, A.; Ganz, R.;
tions encountered by their patients left no long-term and Wallrichs, S. L.: Periacetabular and intertro-
sequela. In general, patients undergoing the Bernese chanteric osteotomy for the treatment of
PAO are young and healthy, allowing them to tolerate osteoarthrosis in dysplastic hips. J Bone Joint Surg
and recover from predictable perioperative complica- Am, 77(1): 73-85, 1995.
tions. While only one-half the size of Davey and 10. Trumble, S. J.; Mayo, K. A.; and Mast, J. W.:
Santore’s series, the current series had similar findings. The periacetabular osteotomy. Minimum 2 year
Complications with this operation occur but patients followup in more than 100 hips. Clin Orthop, (363):
tend to overcome them and enjoy substantial benefits 54-63, 1999.
from acetabular realignment.

28 The Iowa Orthopaedic Journal

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