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SantiagoKarla 2017 Portada ParaguayAndPeruPoliti
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AN: 1562902 ; Santiago, Karla.; Paraguay and Peru : Political, Social and Environmental Issues
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LATIN AMERICAN POLITICAL, ECONOMIC, AND SECURITY ISSUES
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LATIN AMERICAN POLITICAL,
ECONOMIC, AND SECURITY ISSUES
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LATIN AMERICAN POLITICAL, ECONOMIC, AND SECURITY ISSUES
KARLA SANTIAGO
EDITOR
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CONTENTS
Preface vii
Chapter 1 Building the City of Kings:
Environmental Consciousness and
the Construction of Colonial Lima, Peru, 1535-1625 1
Kathleen M. Kole de Peralta
Chapter 2 Makers of Waterscapes:
Water Abundance, Discourses and the Market
in the Ica and Pampas Basins, Peru 25
PatriciaUrteaga-Crovetto
Chapter 3 The Environmental Aspects of Bioenergy
Production in Peru 61
Juan Camilo Solarte Toro and
Carlos Ariel Cardona Alzate
Chapter 4 Paraguay’s Dramatic Land-Use Change in
the 20th Century: Concerning Massive
Deforestation and Crawling Reforestation 97
Julia Szulecka
Chapter 5 Citizen Participation in the Local Governments
of Paraguay through Social Networking Sites 123
Juana Alonso-Cañadas, Alejandro Sáez-Martín
and Carmen Caba-Perez
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vi Contents
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PREFACE
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viii Karla Santiago
Peru during its foundation and edification. This case study helps us rethink the
history of the Spanish conquest and the role the local environment played in
shaping a colonial town. Construction demands placed incredible stress on
Lima’s coastal desert environment, and in particular the demand for trees and
adobe. The author argues that while building the City of Kings, Lima’s town
councilmen demonstrated what scholars today identify as an early-modern
environmental consciousness. They articulated this via policies enacted to
manage the extraction of trees and adobe; and the development of a local
architectural style.
Chapter 2 - In this chapter the author analyzes how the upstream Pampas
basin (Huancavelica) was socially constructed as a water-abundant region to
justify building a diversion canal that would conduct water to fulfill the
increasing water need for agro exporting Ica. While surface and ground water
users downstream agreed on the necessity to build this infrastructure, the
upstream communities contended that it would hamper their livelihoods and
ecosystems. The article explores the material and symbolic aspects of this
water conflict in central Peru.
Chapter 3 - Bioenergy is defined as the largest renewable energy source
produced from recently living biological matter or biomass. Its production
improves environmental indicators related with the air, water and soil
pollution. Therefore, bioenergy inclusion in new strategies to diversify the
energy matrix allows proposing or modifying environmental policies of
developing countries according to international targets. Nowadays, Peru is
promoting the development and use of clean energy sources and technologies
with low greenhouse gases emissions. The above, it is avoiding the
degradation and explotation of natural resources through the formulation of
energy projects in accordance with the National Energy Policy Peru 2010 –
2040. For that reason, an increase in biofuels production is expected in coming
years. The main biofuels produced in this country are biodiesel from palm and
jatropha oils, as well as, bioethanol from sugarcane bagasse. Thus, it is
necessary to evaluate if the implementation of these technologies can really
reduce the environmental impact caused by the use of oil-based products such
as gasoline and natural gas. The aim of this chapter is to analyze, from
technical and environmental point of view, how the biodiesel and bioethanol
production can improve environmental indicators of Peru in comparison with
those derived of the use of oil-based products.
Chapter 4 - Over the last century, Paraguay was among the top countries
worldwide regarding absolute and relative natural forest loss. According to
FAO data, in 2011 66.8% of GHG emissions in Paraguay came from land-use
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Preface ix
change and forestry (FAOSTAT 2011). That is more than three times the
global average and requires special attention. Efforts to introduce and
implement adequate laws to stop dramatic deforestation were slow and poorly
executed. At the same time reforestation initiatives remain rather limited, and
both national (public), corporate (private), and smallholder efforts at tree
planting are small scale compared to programs implemented by neighboring
countries. This chapter analyzes the reasons and scale of deforestation in both
of Paraguay’s very divergent vegetative regions: Eastern Paraguay and the
Chaco. While the dramatic forest loss in Eastern Paraguay occurred mostly
between 1945 and 2004 (until the introduction of the Zero Deforestation Law),
land conversion in the Chaco region is a relatively new phenomenon, but
dramatic in scale and pace. The chapter focuses on forest issues but the
analysis is linked to other relevant social, legal, political, economic and
environmental aspects. It looks at the driving forces for deforestation (illegal
timber trade, land conversion for soybean cultivation and cattle breeding) and
its actors. Finally, it assesses the initiatives to stop deforestation in the Eastern
and Western regions and evaluates the development of forest plantations.
Before concluding, the chapter points to the main constraints for the
reforestation initiatives and concludes with some prospects for the future.
Chapter 5 - Local governments view social networking as a mechanism
with which to involve and engage citizens in government. The aim of this
study is to analyse the online practices (through Facebook) of local
governments in Paraguay, and to examine the factors that influence these
practices. The results obtained show there is a low level of engagement, and
that the popularity and virality of municipal Facebook pages are greater than
their followers’ degree of commitment. Factors that influence local
governments’ Facebook practices include the level of internet access, the
economic capacity of the local inhabitants, their level of literacy and the
activity and interactivity of the municipal Facebook profile.
Chapter 6 - As one of the many Least Developed Countries and one of
only two Landlocked Latin American Nations, the political leadership of the
Republic of Paraguay has steadily demonstrated and fostered a high degree of
government instability, corruption in the public administration, a weak foreign
policy and been unable to address a rampant nutrition crisis that affects its
vulnerable rural population predominantly children and teenagers. This article
aims to analyze and depict the current socio-economic reality of Paraguay by
sharing a valuable information and real life examples that were experienced in
the ground by the author over the last year. Its objectives are to shed more
light on the institutional independence that exists between the legislative and
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x Karla Santiago
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In: Paraguay and Peru ISBN: 978-1-53612-214-5
Editor: Karla Santiago © 2017 Nova Science Publishers, Inc.
Chapter 1
ABSTRACT
This chapter examines natural resource management during the
settlement and construction of Spanish Peru’s capital city from 1535-
1625. Soon after its foundation, Lima became South America’s center of
communication, commerce, and culture in the Americas. I base my
investigation on a careful examination of archival data such as the early
records of the city’s Spanish government, land titles, notarial documents,
and administrative reports. Three frameworks comprise the most recent
trends in environmental history studies: transnational, cultural, and
sensory. I build on these models by reconstructing a local environmental
study of Lima, Peru during its foundation and edification. This case study
helps us rethink the history of the Spanish conquest and the role the local
environment played in shaping a colonial town. Construction demands
*
Corresponding author: Kathleen Kole de Peralta, kolekath@isu.edu, History Department, Idaho
State University 921 S. 8th Ave, Stop 8079 Pocatello, ID, USA.
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2 Kathleen M. Kole de Peralta
INTRODUCTION
Amid thin bands of forest, and dry, sunbaked earth, Spanish explorers
began anew; in 1534 Francisco Pizarro ordered the residents of Jauja, Peru to
relocate to the Rímac River Valley.1 In addition to living in a coastal desert
with a limited fresh water supply, residents faced a shortage of firewood and
building materials. Despite these odds, Lima, The City of Kings, became one
of the largest urban centers in the Spanish Americas: by 1614 its population
reached over 25,000 people. The city grew owing to an influx of Spanish
colonizers, indigenous migrants moving to the city in search of work, and the
transatlantic slave trade. At the center of Lima’s urban growth was the
municipal government, or town council, which carefully negotiated the
relationship between humans and landscape.
Scholars of the Spanish conquest, often characterize this period as a three-
way struggle among Spanish, Indian, and African people (Lamana, 2008),
(Koch, 2007), (MacQuarrie, 2012), (Prescott, 2013), (Restall, 2004), (Stern
1993). This emphasis, however, overlooks a more nuanced aspect of the
Spanish invasion: how did conquistadors adapt to a new environment.
Moreover, how did they manage the supply of natural resources in order to
build a thriving capital in the middle of a coastal desert? Based on a careful
analysis of Spanish records contained in Peru and Spain including town
council meetings, tithes, ground rents, and secular reports from 1535-1625, I
reconstruct one town’s edification at the crossroads of empire. These sources
1
This new settlement was their second attempt at a colonial town in less than two years. With the
consent of the local indigenous leader, Taulichusco, the settlers moved in alongside his
subjects. Archivo General de las Indias, hereafter AGI, Lima, 204, N. 22, f. 8v. “Probanza
de don Gonzalo cacique de Lima,” (6 December 1555) and (Morgado, 2007, p. 114-117).
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Building the City of Kings 3
are not new to scholars, but I read the evidence with different questions in
mind, examining the archival record for discussions of environment and
themes such as construction, urban growth, deforestation, and brickmaking.
While the modern environmental movement is commonly associated with a
rising popular consciousness in the United States during the 1960s (Altan &
Christensen, 2012) and (List, 2000), a cohort of early-modern and ancient
historians (Estok, 2016), (Hiltner, 2011), (Hussey and Thompson, 2002),
(Clason, 2012), (Radkau, 2008), and (Thompson, 2004) demonstrate that the
concept of environmental consciousness is nothing new. Humans have always
been intimately linked to their environs. In this vein, I argue that in response to
natural resource demands while building the City of Kings, Lima’s town
councilmen demonstrated what recent environmental studies (Clason, 2012, p.
229), (Estok, 2016), (Penna, 2016) classify as an early-modern environmental
consciousness. This awareness was articulated by the policies enacted to
manage the extraction of trees and adobe; and the realization of a local
architectural style. I develop this argument through a discussion of the
secondary literature, Lima’s foundation, urban growth, and the local
environmental influence on building materials and architectural design.
HISTORIOGRAPHY
Until the cultural turn of the 1990s, environmental historians emphasized
two versions of the Spanish conquest and its environmental consequences:
environmental determinism and declension. Environmental determinism
suggested that climate and geography influenced culture, a theory applied
broadly from the collapse of the Ancient Maya (circa 750 to 900 C.E.) to the
superiority (military, intellectual and genetic) of European societies in global
expansion (Diamond, 2002) and (Webster, 2002). Both Carey (2009) and
Sedrez (2009) observe environmental historians’ reiteration of declension
theory, or the idea that environmental history follows a trajectory of failure,
decline and decay. Examples of this include Warren Dean’s classic With
Broadax and Fireband (1995), which traces the erosion of Brazilian forests
under colonization. Dean writes that Brazil’s forests were displaced and erased
by a number of ecological invaders, including cattle ranching, coffee
plantations, mining and slash-and-burn farming. Similarly, many
environmental histories fault capitalistic enterprises for the Atlantic Slave
Trade and destructive mono-crop farming such as coffee, chocolate, bananas,
and sugar (Adams, 1914), (Ayala, 1999), (Barham & Coomes, 1994),
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4 Kathleen M. Kole de Peralta
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Building the City of Kings 5
conserve, and control the supply of trees and adobe used in constructions, and
advocate for edifices that were intelligently tailored to the local environment.
2
“...En el asiento del cacique de Lima, en dónde juzgaron que debía asentarse la ciudad
proyectada, porque la comarca es muy buena y tiene muy buena agua y leña y tierra para
sementeras y cerca de la mar e asiento airoso e claro e descombrado que a todos parecía ser
sano y tal cual conviene para hacer el dicho pueblo para que se perpetué.” Cabildo de Lima,
Libros de Cabildos, 1:2. Unless otherwise noted, all citations of the Libros de Cabildos
refer to the 1935 edition.
3
Both willow and alder were used in the production of charcoal and gunpowder (Wells, 2010, p.
15).
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6 Kathleen M. Kole de Peralta
planted trees to transform the landscape. Hughes (2009, p. 108) writes that the
Inca did this “...to surround temples, to provide amenities in towns, to shade
roads and canals and to protect soil from erosion.” Thus, before the Spanish
even arrived, local indigenous communities were familiar with re-shaping the
landscape to meet human needs.
With the consent of Lima’s indigenous chief, Pizarro laid the plans for a
city. His design followed the traditional Roman military plan implemented in
colonial cities across Latin America (Bethel, 1984, p. 68), (Barrenchea, 1935,
p. 26), (Kagan, 2008), MacCormack, 2007, p. 133). With a central plaza at its
center, streets extended outward, intersecting at right angles. The plan created
one hundred and seventeen blocks, divided into four sections called solares.4
Pizarro then distributed land to men in his party, and designated spaces for
government buildings, offices, convents, and hospitals (Cobo, 1629, p. 44-45).
Lima’s Spanish landowners became vecinos (citizens who owned land), a
status that distinguished them from moradores (residents), who did not own
property. 5 When setting up the town council, comprised of all the city’s
vecinos, Pizarro took advantage of a legal loophole to appoint Lima’s
municipal officers for the entire year.6 The following January, cabildo
4
Each block measured 137 meters squared. (Bromley & Barbagelata, 1945, p. 51) and (Cobo,
1629, p.45)
5
All municipalities within the Spanish Empire followed a basic legal structure consistent with
Iberian municipalities. This included the system of classification, membership restrictions,
and participation. Iberian law ranked municipal governments and their respective
jurisdictions according to size and significance, issued a coat of arms, and granted special
favors to municipal governments. In November 1536, the Crown approved Lima’s coat of
arms featuring three crowns for the biblical wise men (hence the name City of Kings), the
Star of Bethlehem, the Spanish imperial eagle, and the monarchs’ initials “I” and “K.”
(Saldamando, 1935, p. 321) and (de la Rosa, 1935, p. 340).
6
Almost all of the men whom Pizarro appointed to Lima’s first council received a plot within the
traza. These plots occupied the most desirable locations, in those blocks that boarded the
central plaza. Two councilmen, the alcalde Juan Tello and the royal agent Cristóbal de
Peralta did not receive urban solares, but obtained encomiendas outside of Lima. Peralta
accepted an encomienda in the coastal district of Pisco. Juan Tello de Guzmán may have
received an encomienda in Peru, but by 1607 he had served as teniente general of the
Philippines and was battling exile for an illegal execution performed during his tenure
(Moore, 1954, p. 50), (Negrón, 1947, p. 80), (Tato, 2012), (Howell, 1967, p. 39), and
Newberry Library, Edward E. Ayer Manuscript Collection, Real Audiencia Chancillería,
Testimonio de Autos Seguidos en 1606 por don Juan Tello de Guzmán, Teniente General de
las Indias Filipinas (1606); and Isirio García Tato, Las encomiendas gallegas de la orden
militar de San Juan de Jerusalén (Galicia: Consejo Superior de Investigaciones Científicas,
2012), 676.
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Building the City of Kings 7
URBAN GROWTH
The pace of Lima’s expansion indicates that large sections of the city were
consistently under construction. By 1537, Lima’s urban plan included physical
spaces designated for Spanish landowners, ecclesiastic institutions, political
buildings, and different groups of indigenous peoples (Morgado, 2007, p.
174). Pizarro and other vecinos encroached on and usurped indigenous lands in
the Rímac River valley, including areas belonging to Taulichusco (Lima’s
indigenous chief) and his heirs (Morgado, 2007). According to Morgado
(2007), Lima expanded in several phases. First, the physical city filled in the
original traza (city center based on a grid plan around a main plaza) plan from
1535-1542; then moved outside the traza from 1543-1552; and shortly
thereafter it expanded to the east and northern bank of the Rímac River (1552-
1564).
The city grew significantly in the mid-sixteenth century. In 1557, sailor
Hernán Lamero Galleo de Andrade projected Lima’s population at 3000
Spanish men, 300 vecinos, and a “large quantity of Spanish and mestizo
women,” in addition to an uncounted number of people of African descent,
mostly enslaved.8 Additionally, Lamero counted 20 encomenderos and “…a
large number of rich merchants who provide merchandise from Spain to every
part of Peru…”9 By 1600, Lima’s inhabitants surpassed 14,000 people
(Bromley & Barbagelata, 1945, p. 63). But the population boom did not stop
there, official headcounts nearly doubled by 1614. At that time, Peruvian
7
Not every vecino could become an officer. The municipal government restricted this role to
men with social and economic distinction. During the medieval era, Seville’s cabildo
described officers as “el más perteneciente” [the most belonging] “el más destacado,” [the
most outstanding]; these descriptions implied that the individual was wealthy and would not
need to corrupt municipal activities for personal gain. In that vein, Lima’s records used the
term, “desinteresado,” [selfless] to describe functionaries. Offices were also restricted to
elite men such as knights, hidalgos y citizens (Schenck, D.K., 2002, p. 189).
8
“Hay gran cantidad de mujeres en esta ciudad y mestizas…” Library of Congress, The Kraus
Collection of Sir Francis Drake, s.f. image 9, “Relación de Hernán Lamero Galleo de
Andrade,” (1553).
9
Hay también muchos mercaderes muy ricos de aquí se proveen de todas las mercaderías de
España todas las partes de Perú. Ibid.
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8 Kathleen M. Kole de Peralta
chronicler Diego de Ocaña recorded that there was no longer any space for
new constructions and crossing the city [on foot] could take hours.10 The
official census estimated the total population at 25,454 persons. This figure
broke down into (Contreras, 1613) 10,386 Africans (5,857 of whom were
women and 4,529 of whom were men); 9,616 Spaniards (5,257 men and 4,359
women); 1,978 Indians (1,116 men and 862 women); 744 mulattoes (418
women and 326 men); and 192 Mestizos (97 men and 95 women). Thus, by
the early seventeenth century, Lima emerged as a regional capital of industry
and commerce. It is with this trajectory in mind that I turn to the physical
demands this growth placed on Lima’s environs.
BUILDING MATERIALS
Lima’s residents looked to the local environment for lumber and mud
bricks for homes, businesses, churches, monasteries, hospitals, bridges, and
plazas. As Cobo (1629, p. 52) observes, the majority of the materials used
came from the valley. Adobe bricks were formed within the city, and rough
mangrove and alder were chopped down on its outskirts. Most of Lima’s
homes used adobe bricks (Cobo, 1629, p. 51). Stone was very expensive to
import, and therefore only found in churches and elite homes. Locals also
imported oak from Guayaquil, Ecuador and Chile for use for decorative
features such as doors, balconies, and church choir lofts (Cobo, 1629, p. 53).
The wood used in the majority of the city’s constructions drew on a
relatively thin supply of trees, necessitating the intervention of the municipal
council. Town councilmen worried about issues such as deforestation and
landscape rehabilitation from the Lima’s earliest days. The documentary
record reveals a concerted effort to negotiate how residents extracted
construction materials from the local environs. As the city grew, the demand
for materials, and the need to regulate became a more pressing concern for the
municipal government, leading to a continuous cycle of policies to manage
tree and adobe resources. This included the space allotted to brickmaking,
controlling the scope of tree felling, and planting programs.
Given that there were no significant stone quarries in the area, two of the
most abundant resources, sand and clay, were used to create adobe mud bricks.
Furthermore, because of the high salt content of the sand near Callao and the
10
Described in Osorio (2008, p. 7).
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Building the City of Kings 9
coast, brick makers took soil from the land in and around Lima proper. Adobe
bricks were easy and economical to produce; the process can be likened to
mixing concrete, where the sand acts as an aggregate and clay serves as a
binder (Boudreau, 1971, p. 13). To form blocks, a brick-maker mixed sand,
clay, and water together, then added straw to prevent cracking. When the mud
reached a paste-like consistency, he spread the mixture into rectangular forms
and scraped away the excess. After waiting a short period of time, about 15-20
minutes, the form was removed, and the bricks baked for five to six weeks in
the hot desert sun.11 Once completed, they were examined and sold to
carpenters and masons, who incorporated them into walls, roads, and other
structures.12
Town councilmen shaped an urban landscape that balanced the need to
extract large amounts of soil across the city with the pragmatic needs of
transportation. Within the first five years of Lima’s inauguration, municipal
elites maintained production sites away from roads and neighborhoods. The
process of extracting soil created large pits in the ground, which complicated
the movement of people, goods, and animals traveling to and from the city. In
the event that someone dug a pit illegally, the cabildo hired someone to fill it
in immediately. If the brick maker continued to dig and use unauthorized pits,
he forfeited all the blocks on site.13 In 1539, the town council began a
licensing system that regulated who could create adobe bricks and where they
could operate.14 As a point of contrast, limestone, widely used in irrigation
canals, did not warrant the same type of oversight. Master builders used
limestone in mortars and plasters, but because it was extracted from the
riverbed, and in much smaller quantities, it was not licensed.
Although, capable of subverting secular law because they answered to a
higher legal and spiritual power (de Peralta, 2016), the records show that
Lima’s local religious organizations followed municipal construction
11
The total drying process can take five to six weeks, and it requires several steps: first, the
blocks dry for three to four days in the shade; second, the bricks are exposed to the sun,
stood up on one side, and left another three to four days; third, the bricks are set up in
spacious rows and allowed to dry for several weeks. Ibid., 26-27.
12
For example, to build a wall the mason laid a row of bricks flatly upon a gravel foundation.
Then he covered those blocks in a layer of mortar anywhere from 1-4” thick. The mortar
bonded each row of bricks together, and when it dried, the mason used a mud mixture like
plaster to smooth out the surface- a process that from start to finish took as little as 21/2
months to complete.
13
19 February 1537 in Cabildo de Lima, Libros de Cabildos de Lima, 1:136.
14
11 January 1539 in ibid., 292.
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10 Kathleen M. Kole de Peralta
guidelines. For example, in 1549, the Canon approached the town council to
request a worksite to produce adobe bricks for Lima´s main church.15 And on
another occasion, the friars at the St. Augustine monastery obtained a license
and received permission to dig a pit right behind their building.16
As the city expanded, town councilmen upgraded central thoroughfares
with adobe roads. Adobe better withstood the wear and tear of wagon wheels
and hooves. In 1555, one town council meeting revealed, “The street [that
leads from Lima to Domingo de la Presa] is in ruins. There are many bad
sections needing repair, that one paved the road with adobe bricks, advising
that it be done, “In such a way so that there are no quagmires, nor rough
passes, and so that water cannot enter or destroy the road.... and so that a
person can walk along it without danger or effort.”17 Town councilmen
smoothed the path to urbanization, avoiding the pitfalls of hazardous worksites
and promoting the pavement of busy city streets.
Just as the municipal government sought to preserve the integrity of
Lima’s road network, they also conserved the tree population. For example,
they implemented special legislation to protect fruit trees. Perhaps more
tellingly, the concern for preservation and the protection of certain species
appears in the town council record in January 1535, just days after the city’s
official inauguration.18 The ordinance forbade anyone from cutting down fruit
trees for the purposes of construction, or sending a third-party (such as a slave
or hired hand) to do so. The scribe noted that the loss of fruit trees in particular
harmed the wellbeing of the city and the valley’s indigenous peoples.19
Another environmental protection act, passed in April 1535, began the
first of many tree-planting initiatives in and around town.20 The proposal
called on every land-owning citizen to contribute to a program that would
plant five hundred trees within a six-month period. The penalty for not
15
The councilor awarded the church a piece of land that neighbored Ana Suárez’s orchard,
located near a foothill see entries for 24 and 27 September 1549. Archivo Histórico
Municipal de Lima, hereafter AHML, Cabildo de Lima, Libros de Cabildos de Lima 3:ff..
55r, 68t.-68v.“La santa iglesia sitio para adobes.”
16
23 June 1553, Cabildo de Lima, Libros de Cabildos de Lima 5:46.
17
Y que dentro de ocho días primeros siguientes empiecen a adobar y reparar los dichos malos
pasos del dicho camino y los dejen adobados de manera que no queden atolladeros ni malos
pasos ni se pueda entrar ni romper ni entrar agua en el dicho camino y quede tal que sin
pena peligro ni trabajo se pueda caminar… Ibid.
18
30 January 1535, Cabildo de Lima, Libros de Cabildos de Lima 1:17.
19
Ibid.
20
3 April 1535, Ibid., 1:22.
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Building the City of Kings 11
participating came with a hefty fee of ten gold pesos.21 Six months later,
municipal leaders passed another mandate, ordering the plantation of three
hundred willows, fruit, and other tree varieties.22
The concern for natural resources at multiple levels of Spanish governance
suggests that environmental awareness broadly permeated the Iberian-colonial
Latin American colonization discourse. This attitude is most prevalent in the
records left by the Council of the Indies in Seville, Spain, the supreme
governing body over the Spanish Americas. This legislative body sent its own
list of ordinances to Lima’s town council, all of which King Charles V signed
and authorized. Within the list, one decree noted that owing to the shortage of
firewood in Lima, all of the vecinos and caciques (indigenous chiefs) would
plant 1,000 feet of trees in the fields and lands surrounding the city.23 Spanish
conquistadors and their political superiors in Spain wanted to protect and
preserve resources vital to colonial Peru’s physical occupation.
Municipal elites demonstrated an environmental awareness that valued
nature’s presence within the city. Trees-lined parks and walkways formed
spaces of leisure and diversion. In the early seventeenth century, Lima’s
viceroy ordered the creation of an alameda (tree-lined walkway) outside of the
Franciscan Monastery in Lima’s San Lázaro neighborhood. According to
Cobo (1629, p. 64), the alameda spanned nearly two hundred feet along the
river, contained several species of trees, three stone paths, and three stone
fountains. At the time Lima’s viceroy wrote, “…In this city, this form of
public recreation is more important and necessary than other [cities] because
its inhabitants amuse themselves in a range of private and hidden [activities]
that offend God and upset the vecinos.”24 The viceroy indicated that public
recreation provided the added benefit of keeping residents out of trouble.25
Plantation programs achieved more that the mere recuperation of lost forests,
they also improved the aesthetics and quality of life within the city.
Unregulated clear-cutting raised concerns over jurisdiction and to whom
natural resources belonged. When Spanish inhabitants or African slaves
21
3 April 1535, Ibid., 1:22.
22
6 November 1535, Ibid.
23
In Ibid., 51-52.
24
“Era esta recreación común más importante y necesaria que en otras por divertir a los
habitantes en ella de muchas particulares y ocultas con que se ofende Dios y se inquietan los
vecinos. AGI, Lima, 275, f. 469r. “Carta del virrey que hizo plantar una alameda a
recreación común de que tenía Lima mucha necesidad,” (11 April 1611).
25
Ibid.
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12 Kathleen M. Kole de Peralta
26
7 February 1535, Ibid., 1:18.
27
AGI, Lima, 204, N. 22, f. 8v. “Probanza de don Gonzalo cacique de Lima,” (6 December
1555).
28
Ibid., f. 12v.
29
6 November 1535 and 15 December 1536 in Cabildo de Lima, Libros de Cabildos de Lima,
1:18, 116 and “Ordenanzas para el buen gobierno desta ciudad de los reyes por el señor
emperador Carlos V en año de 1551,” Cabildo de Lima, Libro primero de Cabildos de
Lima, (1888, pp. 51-52) vol. 1 of Cabildos, Enrique Torres Saldamando ed., 51-52.
30
28 September 1554. Cabildo de Lima, Libros de Cabildos de Lima, 5:202.
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Building the City of Kings 13
ENVIRONMENTAL INFLUENCES ON
ARCHITECTURE AND DESIGN
A hybrid architectural style emerged in Lima, one that blended Iberian
traditions with environmental cognizance, especially its air and seismic
activity. For example, denizens intentionally used southward facing windows
to channel healthy, fresh airs indoors. A 1581 report poetically penned that
everyday the morning dawn woke up Lima’s fresh, earthly winds.31 Two
different chroniclers who lived in colonial Lima discussed the importance of
air quality. In his Chronicle of Peru, Pedro Cieza de León (1553) lauded that
Peru’s air quality matched that of Spain. Cobo (1629, p. 53) wrote about Lima
several decades later, claiming that urban inhabitants intentionally built south-
facing windows, “…to enjoy freshness in summer and benefit from a healthy,
pleasing breeze.”32 These observations support collaborate the idea that local
residents were mindful of the valley’s distinct natural features when designing
homes.
The valley’s frequent seismic activity also informed architectural designs,
especially the development of homes that were one or two stories high, with
light thatched or wooden roofs. These design aspects were selected because
when buildings or roofs collapsed, lighter materials caused far less damage.
Furthermore, inhabitants had a better chance of surviving a roof collapsing if it
were made from reeds. The only exceptions to this general architectural trend
were the churches and cathedral, which were not required to follow secular
building codes. One observer summed up Lima’s skyline as follows:
31
Archivo General de la Nación de Perú, hereafter ANP, Diversos-Colecciones, 44, N.85, f.2v.
“Descripción de Lima,” (1581).
32
“Miren las ventanas al sur…tengan su correspondencia para gozar de fresco en el verano,” 53.
33
La ciudad vista de lejos no es hermosa por carecer sus casas de tejados; que como no se
previene contra las lluvias sus cubiertas son terrados o azoteas de ninguna ostentación
aunque de bastante defensa y como son los temblores,,.no permiten torres altas ni hospitales
levantados que aun en lo templos se excusan por el riesgo. ANP, Diversos-Colecciones, 44,
N.85, f.2v. “Descripción de Lima,” (1581).
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14 Kathleen M. Kole de Peralta
34
18 November 1555 Cabildo de Lima, Libros de Cabildos, 5:350.
35
AGI, Lima, 108, s.f. “Carta del cabildo de Lima al rey,” (10 May 1589).
36
AGI, Lima, 108, s.f. “Carta del cabildo de Lima al rey,” (11 September 1586).
37
AGI, Lima, 275, ff. 469r.-469v (12 April 1611).
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Building the City of Kings 15
prepare it for earthquakes, this included widening the structure, replacing the
tile roof with reed or wood, and replacing stone archways with wood.38
Although the municipal council implemented municipal building codes, it
could not technically dictate the design of religious institutions. Pedro Blasco,
the cathedral’s master builder, balked at the idea of using wood instead of
stone in 1614. He objected on four counts: redoing finished sections of the
cathedral wasted time and money, existing pillars would have to be modified
or moved to accommodate wooden beams, a shortage of braces might threaten
the structural integrity of archways, and finally, it was only a matter of time
before wood worms would eat away at the beams and panels.39
After the archbishop reviewed the reports, he decided to keep the basic
structure of the cathedral and incorporate smaller adaptations; adaptations he
believed would enhance the cathedral’s performance during a quake. The
exterior walls were redone in stone, the naves’ vaults were lowered, and the
archways were reconfigured from masonry vaults to full arches (Proaño,
Scaletti, Zavala, Olarte, Quiroz, Cuba, Lazares, & Rodríguez, 2007, p. 2).
Finally, two church towers were shortened by thirty percent because they were
vulnerable sections and suffered repeated damage.40 Although wood did not
replace stone archways, or the ceiling or roof; over the long term the
cathedral’s reconstruction set a precedent for compromising the traditional
grandeur of a Catholic cathedral with an environmentally cognizant design.41
When the archbishop commenced on the fourth attempt to complete the
cathedral in 1622, he selected stone for the final exterior façade. At the time,
most builders in colonial Lima believed that stone better withstood tremors.
Yet, the incredible cost of the materials meant that such choices, even if
structurally sound, were out of reach for the average citizen.42 The cost of
these materials was enormous sum of 36,000 pesos. This sum covered the
stone, tools, transportation, and labor.43 After its completion, in 1625, the
38
Archivo Arzobispal de Lima, hereafter AAL, Papeles importantes, L.6, Exp. 17, s.f. “Reparo
que se hicieron por el temblor de 19 de septiembre de1609 en esta santa iglesia,” (15
noviembre 1609); ., s.f. “Carta de Pedro Blasco maestro de albañil,” (16 noviembre 1609).
39
AAL, Causas Civiles, L.15, Exp. 11 (1614).
40
AAL, Papeles importantes, L.6, Exp. 17, s.f “Carta del virrey sobre la reconstrucción de la
catedral,” (22 noviembre 1609).
41
ANP, Notarial, Serie S. XVII, Leg. 31, f. 2637v. “Instrucciones de Tomás de Parrales sobre la
obra de la santa iglesia,” (26 marzo 1626) and ANP, PL40, “Diseño de la portada de la
catedral de Lima, (1626).
42
The master builder at the time suggested purchasing bricks from a quarry in Cañete (south of
Lima). ANP, PL40, “Diseño de la portada de la catedral de Lima, (1626).
43
Ibid., ff. 2638v.-2639r.
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16 Kathleen M. Kole de Peralta
CONCLUSION
This chapter demonstrates that the processes of colonization and the
construction of new urban settlements was inextricably tied to the question of
how humans interacted with their natural environs and managed their natural
resources. Lima´s colonization begins quite literally with the mud bricks and
timber that created the urban infrastructure for cities, streets, and plazas across
the city. Municipal leaders demonstrated an environmental consciousness
represented by their concerns over deforestation, landscape degradation an
architectural response to wind and seismic activity. The history of Spanish
conquest of the Americas is incomplete without an examination of the physical
underpinnings of colonial societies. Without managing natural resources, there
could be no town, and without a town, there was no platform to sustain the
conquest and subjugation of Peru.
When we turn to documentary record in order to study the past, scholars
such as (Esok, 2016) and (Clason, 2012), advocate for an environmentally in-
tune analysis, one that they have labeled “eco-centric.” Clason (2012, p. 229)
writes this “ecological perspective considers human beings as part of the
ecosphere…” While modern readers may be surprised at the level of
environmental awareness articulated by the early-modern residents of Lima,
Peru, perhaps these sentiments are not anachronistic at all. We cannot read into
the past with the present in mind. When set aside presumptions about the past,
what surfaces is the continuity rather than the emergence of environmental
consciousness. The instinct to survive and preserve essential resources has
been a fundamental concern for most of human history.
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Building the City of Kings 17
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Electronic Media
BIOGRAPHICAL SKETCH
Kathleen Kole de Peralta, PhD
Department of History, Idaho State University
921 S. 8th Ave. Stop 8079 Pocatello, ID 83209
Education:
2015 Ph.D. Latin American History, University of Notre Dame
2012 M.A. Latin American History, University of Notre Dame
2009 M.A. American History, University of North Florida
2007 B.A. Spanish, University of North Florida
2007 B.A. History, University of North Florida, awarded suma cum laude
Professional Appointments:
2015-Present Assistant Professor of History, Idaho State University
Honors:
2016 Idaho Humanities Council Grant, National Endowment for the
Humanities
2016 Diversity Resource Center Mini-Grant, Idaho State University
2016 Research Grant, Idaho State University
2010-2014 Jacob K. Javits Fellowship, U.S. Department of Education
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Building the City of Kings 23
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In: Paraguay and Peru ISBN: 978-1-53612-214-5
Editor: Karla Santiago © 2017 Nova Science Publishers, Inc.
Chapter 2
MAKERS OF WATERSCAPES:
WATER ABUNDANCE, DISCOURSES
AND THE MARKET IN THE ICA
AND PAMPAS BASINS, PERU
ABSTRACT
In this chapter the author analyzes how the upstream Pampas basin
(Huancavelica) was socially constructed as a water-abundant region to
justify building a diversion canal that would conduct water to fulfill the
increasing water need for agro exporting Ica. While surface and ground
water users downstream agreed on the necessity to build this
infrastructure, the upstream communities contended that it would hamper
*
Corresponding author email: purteaga@pucp.edu.pe. I thank my colleagues from the
Interdisciplinary Water Group: Gerardo Damonte, Iris Domínguez, Ismael Muñoz, Teresa
Oré and Armando Guevara. I am grateful to Barbara Lynch for her insightful comments and
generosity. I also thank Eder Lara, Doris Valdez and Vanessa Schaeffer for helping me to
get important data in the field. My gratitude goes to Frida Segura, who helped me to
translate the interviews. I am grateful to the people of Ica and Huancavelica who kindly
provided us with information. Special thanks to the Pontificia Universidad Catolica del
Peru, who supported financially this study. Finally, I thank Armando, Sebastian and Alonso
who are and will always be my inspiration.
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26 Patricia Urteaga-Crovetto
their livelihoods and ecosystems. The article explores the material and
symbolic aspects of this water conflict in central Peru.
INTRODUCTION
Since the 1950s, Iqueños in the central coast of Peru have contended that
the upstream basin had the water they needed for agriculture. At that time, the
Choclococha canal that conducted water from the upstream Pampas river basin
had disastrous consequences for upstream peasant communities located in
Huancavelica, whose ecosystem and livelihoods were dramatically
transformed. Despite these facts, sixty years later diversion canals are still an
option to fulfill the increasing water need for agroindustry in Ica. As many
other water conflicts currently triggered by the increasing global search for
commodities, this one particularly demonstrates that water is a contested
terrain because it not only entails competence on physical resources1, but also
implies symbolic contests to define who has better grounds for water access.
This paper deals with the way ideas on water scarcity and abundance in the
Pampas and Ica basins construct waterscapes. Drawing from Political Ecology
and Anthropology, here I argue that mythical construction of Huancavelica as
an abundant water region is aimed at using water from the upstream Pampas
basin to irrigate lands in Ica for agro export.
Research for this article was conducted during 2011-2013. Data was
collected from first sources in Huancavelica and Ica through informal and
structured interviews to water experts, regional authorities, engineers, local
water leaders and farmers. I also relied on field observation and recording field
notes in Huancavelica. Similarly, I went through secondary sources, such as
archival and statistical data found at the regional Office of the Ministry of
Agriculture and the Carhuancho community, both in Huancavelica. I also
reviewed related literature. Although in this paper I focus mainly on some
1
See Boelens and Zwarteveen, 2003; Boelens, et al., 2005; Mollinga, 2008; Boelens et al., 2010.
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Makers of Waterscapes 27
WATER SCARCITY
Water scarcity and abundance are produced by particular material-
symbolic dynamics driven by local, national and international forces with
political and economic power differentials that contend different
representations, cultural practices and politics regarding water. In what
follows, I deal with ideas of water scarcity and abundance to unveil how they
are shaped by cultural practices, economic and political interests to determine
specific ways in which water should be distributed in the specific area of the
Ica and Pampas basins.
Johnston (2005) considers that water scarcity may occur at any level of
supply or demand. Accordingly, it depends on several aspects that are not only
material. The fact that it can be socially, culturally and politically constructed
together with the fact that it depends on several factors such as climate, soil,
etc., contributes to its inherent contingency. As such, its importance lays not
only on its material aspect but also on the fact that it “might reflect the
economic ability to pay for water, or the customs, social conditions, and
relationships that privilege access to some while withholding access from
other” (Johnston 2005: 136). Therefore, water scarcity is “a consequence of
social relationships and historical and contemporary transformations within the
struggle for water control” (Ahlers, 2008: 8).
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28 Patricia Urteaga-Crovetto
2
See also Swyngedouw, 2006, 2007.
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Makers of Waterscapes 29
extensively ground water to irrigate their lands for export agriculture), the later
think that water scarcity is impossible in Chile. As usual, a reservoir is seen as
the solution to scarcity. Here, the framing of scarcity as a result of
hydrogeological conditions obscures the fact that is was caused first and
foremost by increasing water consumption for agricultural export.
The case analysis here shows that the particular social construction of
water scarcity in Ica is intrinsically connected to the social construction of
water abundance in Huancavelica. During the late 1990s, PETACC3 and other
stakeholders in Ica proposed a hydraulic model similar to the one that
overcome the 1950s’ water crisis in Ica. The canal was supposed to transfer
water from upstream Huancavelica to downstream Ica. Little consideration
was given to the actual water demand upstream, eventual impacts on the
ecosystem, and/or future water imbalances. Here, I argue that both water
scarcity and a convenient “water supply approach” were part of the discursive
construction of water abundance upstream to justify the intervention to transfer
water to Ica. The discursive game emphasized the importance of supplying
water to Ica, a burgeoning agricultural region that will bring about
‘development’; and, simultaneously, portrayed Huancavelica as a water
abundant “terra nullius”. In the next section, I will trace the relationship
between water scarcity, development and discourses.
3
PETTAC is the acronym of Proyecto Especial Tambo Ccaracocha. It is a state technical
institution in charge of the Pampas Project. It was created in 1990 as a decentralized
institution of the National Institution for Development (INADE).
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30 Patricia Urteaga-Crovetto
4
Escobar 2010, Martinez Allier 1998, Arrojo 2010, Swyngedouw 2009, Lynch 2013.
5
See also Reisner 1993, Khagram 2004, Prakash 1999.
6
Wittfogel 1957, Reisner 1993, Swyngedouw 2015.
7
See Baghel and Nusser (2010) for an analysis of the Bakhra command area where a new
irrigation infrastructure was unnecessary due to the existence of canals. Here, water scarcity
was completely made up.
8
See Swyngedouw 2009.
9
See Wali 1989.
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Makers of Waterscapes 31
10
See Alonso 1988, Mitchell 1991, Urteaga 2012.
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32 Patricia Urteaga-Crovetto
11
It has attracted many State social and development programs funded by international
cooperation agencies and the state.
12
Products, such as green peas, potato, maize, coffee, avocado, peaches, orange, lemon, barley,
broad bean, and wheat.
13
Peasant communities are indigenous communities that were legally recognized since early 20 th
century. Legally, they have been named differently, from “comunidades de indígenas” to
“peasant communities”.
14
Although, according to Postigo (2005: 9), pastures cover 76.3% of Huancavelica’s surface.
15
This has happened as regards to hydrological balances and water quality, with serious
consequences because the State continues granting water Rights on water that actually is not
available, and the problem is that the State cannot prove that the place does not have water
anymore because it lacks scientific evidence. Dourojeanni (2011) asserts that “information
is necessary for water Management at every level”, but the problem remains that the
information and registration systems are weak, do not exist or are obsoletes.When scientific
information does exist, the State does not use it for decision making.
16
De La Cruz 2010.
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Makers of Waterscapes 33
17
Augusto Olivares Huaman, vice president of the Regional Government of Huancavelica.
Personal communication, February 2012.
18
Special Project Tambo Ccaracocha (PETAC in Spanish) has annually reserved approximately
492MMC water from the Ccaracocha and Choclococha lakes and tributaries located in
Huancavelica to irrigate Ica valley for agricultural export (Macassi 2009).
19
See Quispe 2008b, Macassi 2009.
20
The “Pampas Project” includes several hydraulic works, one of which is the Ingahuasi
collector canal. It is part of the so called “Choclococha Desarrollado”. See Ore 2010.
21
Oré 2006, 2011; Muñoz 2011, Bayer 2007, Progressio 2010, Pastor 2007, Macassi 2009,
Quispe 2008 y 2010, Cardenas 2012, Guevara 2016.
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34 Patricia Urteaga-Crovetto
22
Ley de Promoción de las Inversiones en el Sector Agrario.
23
Current administration of the Autoridad Nacional del Agua (ANA) has devoted a special
attention to a diagnosis of the aquifer depletion in Ica. For more information, see
http://boletin.ana.gob.pe/main.php?K=8&id=104.
24
Coincidentally, ANA states that the groundwater exploitation in the Ica aquifer went up from
2002. In the Villacurí aquifer water table went down 1.5 meters per year particularly since
2002. In the Lanchas aquifer the exploitation of groundwater doubled from 2005 up to now.
See: http://boletin.ana.gob.pe/main.php?K=8&id=104.
25
Proinversion is a public institution in charge of investment promotion.
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Makers of Waterscapes 35
the exporter was approved. The exporter remarked that the recently elected
regional president had also committed himself to the Pampas project and had
declared a state of “water emergency” in Ica. Finally, he was sure that then
president Alan García (2006-2011) would pass a Decreto Supremo to waive all
the legal obstacles for the development of the Pampas project before he left
office. And so he did26.
The Pampas Project was aimed at building infrastructure in regulated
waters of the Ccaracocha and Choclococha lakes, located in Huancavelica, to
increase irrigated water supply for agricultural development in Ica. The works
included increasing the storage capacity up to 100 MCM of the Choclococha
dam (by 6.5 m high and 320 m long), building 73 kilometers of the collector
canal Ingahuasi, which maximum capacity is 15 m/s, rehabilitating 11.678 Km
of the Choclococha canal and 467 m tunnels of the Choclococha system,
training of water users to guarantee the sustainability of the project, and the
infrastructure maintenance plan (Quispe, 2008a; Macassi, 2009).
From August 2003, without due consultation to Huancavelica regional
government and stakeholders, PETACC, the institution in charge of the
Pampas project, was transferred from the Central Government (INADE) to the
Regional Government of Ica27. From then on, it has been managed by a
Directive Board with representatives from the Central Government, the Ica
Regional Government and the ‘civil society’28 of Ica. Peasant communities in
Huancavelica unmistakably thought that their waters were being ceded to Ica
by decree. Indeed, 22 days before president Alejandro Toledo’s29 end of term,
in July 6th 2006 Manuel Manrique Ugarte30, Ministry of Agriculture at that
time, issued a Decree31 whereby through the construction of the “Ingahuasi
collector canal” a water volume of 52,00 MMC from the Ingahuasi sub basin
would be reserved for two years in favor of PETACC (Ica Regional
Government). Not only did he reserve a considerable water volume for Ica, but
26
A lawyer from Huancavelica, Ivonne Macassi, asserts: “The Garcia administration had a
political commitment to the Integral Project Choclococha Desarrollado. To the end of his
term, he passed two decrees Nº 001-2011 and Nº 002-2011 bypassing environmental
regulations. Luckily, they were considered illegal.” Personal communication. October 2012.
27
On the basis of the Decreto Supremo Nº 021-2003- VIVIENDA, the Ley de Bases de la
Descentralización, and the Ley Orgánica de Gobiernos Regionales.
28
See Ferguson (2006) for a critique of the term civil society.
29
Alejandro Toledo was president of Peru from 2001 to 2006.
30
Manrique issued the Decreto Supremo 22 days before the end of Alejandro Toledos’
administration. He was a member of the Logia Masonica. In 2007, the Ica’s branch of the
Logia Masonica incorporated Manrique as a member.
31
Decreto Supremo 039-2006-AG.
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36 Patricia Urteaga-Crovetto
32
Here, he meant agro exporters from Pueblo Nuevo, where there are 121 groundwater wells.
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Makers of Waterscapes 37
company should store water…the solution to the problem is here. ‘We’ must
build recharge wells. Agrokasa, for instance, has invested S/.70,00033 soles in
its project. ‘We’ are talking of a renewable resource. Water scarcity is not a
problem for agro-exporters.” Likewise, a representative of the Beta
agroindustry farm explains:
For them no evidence exists to assert that there is a water scarcity problem
in Ica; “there is not scientific data”, they state35. This is consistent with their
argument that an important volume of water flows to the sea: “We have gone
to the tale of the Ica River and we have verified that plenty of water gets lost
in the sea”36. They argue that falling water table has created the illusion of
water scarcity in Ica. Scientific evidence is missing to demonstrate that water
is scarce, they think. For them, the situation is not dramatic37. Among one of
the many technical solutions they manage is recovering water flows to the
sea38. But the fact is that some users really feel water scarcity. Surface water
users who have been impacted by the aquifer depletion are precisely those who
cannot afford technological improvements. An officer in charge of surface
water says: “there is no water availability; each year the level diminishes one
meter: the 5th and 6th sectors (of La Achirana) seldom irrigate. There is even
one peasant community, Señor de Luren, with 3000 Ha who wants to irrigate
800 Ha with excess water but can’t. Pueblo Nuevo, Pachacutec and Tate are
critical zones in terms of water availability”. Los Aquijes, Pueblo Nuevo and
Santiago are the most affected Ica districts because of falling water table39.
Blaming each other for water problems in Ica turned out to be a deadlock,
so groundwater (export companies) and surface water users (farmers) decided
33
Approximately, $30,000 dollars.
34
Emphasis added.
35
Representative of the JUASVI.
36
Representative of the JUASVI.
37
Representative of Fundo Beta.
38
For instance, Agricola Manuelita agroexport company.
39
Engineer Mendoza, in charge of ground water.
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38 Patricia Urteaga-Crovetto
to face the situation together. During the last years, Río Seco, La Achirana and
Yacurí water user organizations have been gathering together to develop
projects to avoid water collapse in Ica40. This does not mean that agro-export
companies would abandon technological projects in their farms. By
diversifying solutions, agro-exporters face relative scarcity while at the same
time avoid confrontations with surface water users, who are the real victims of
water scarcity.
Ica regional government encouraged this initiative, for it could get more
allies to propose a definite solution to water scarcity and present a unified
regional front in its negotiation with Huancavelica. According to regional
authorities in Ica water will deplete at any moment for water scarcity is a
reality41. Although they identify different causes42 of water scarcity, they all
agree that the development of Ingahuasi project in the Pampas basin could
solve it, as happened with the Choclococha canal during the water crisis in the
1950s: “between 1959 and 1970, surface water was exhausted in the coast due
to raining problems. Those years the Choclococha Developed Project and the
Pampas Project came up”43. A leader of La Achirana says: “we overcame the
1950s water crisis by developing an extension of La Achirana canal”44. A
medium-sized farmer agreed upon the project: “people move the river several
times”45. Ica’s authorities strongly believe that water should be transferred
from Huancavelica to Ica and the canals should be extended46.
Under a water supply approach, the Juntas of La Achirana-Santiago de
Chocorvos, La Achirana (surface water) and JUASVI (groundwater) contend
that PETACC should develop the Pampas project. As the goal is to expand the
agricultural frontier, this project is an important part of the plan. A leader of
the Junta of La Achirana explains: “due to the deficit of the Aquifer we have
to make infrastructural projects to bring in more water to Ica. The Junta of
groundwater users and the Juntas of surface water users are united to face the
40
Junta de Usuarios [Water Users Organization] La Achirana.
41
For instance, regional authorities assert that only one of the five lakes in Ica is recharging
superficially.
42
Some mention that the cement of the canals and technical irrigation do not permit the recharge
of the aquifer by gravity, others point to the cut of huarango forests during 1930s-1950s to
cultivate cotton which affected infiltration; some blame climatic changes, others points to
the overexploitation of the aquifer due to lack of rains, while others note that the problem is
lack of forest protection.
43
Local Water Authority, Ica, 2011.
44
Interviewed on January, 20th, 2011.
45
Interviewed on January, 20th, 2011.
46
See Newspaper La Voz de Ica (2009).
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Makers of Waterscapes 39
problem and therefore have elaborated joint projects”47. JUASVI, on the other
hand, explain that to the extent that for them it is a technical problem, the
solution they propose must be also technical. “The goal is to raise surface
water supply. Projects, such as the one of PETACC, must be boosted. The idea
is to generate more development. With Pampas alone, agricultural expansion
would be limited. That is why public-private alliances are important.”48 In
order to convince the upstream communities of the benefit of the Ingahuasi
project, “we have to generate confidence, empathy, in order to open the
negotiation door. We have to develop highways to connect Ica with the
upstream basin, strengthen business ties to give them more possibilities”49. An
exporter from the Beta Farm agrees on the fact that agribusiness has created an
economic dynamic between Huancavelica and Ica50. For him “the Pampas
(Ingahuasi) project is the solution and some institution should be in charge of
its promotion”.
Local discourses to set up better grounds for water access also imply a
process of identity formation to establish who need water and for what
reasons. Most authorities and water users in Ica believe that upstream basin
communities do not use water intensively, for which water is not necessary:
“We have analyzed that water is being lost. Up there, they raise a few goats,
pastures are all frozen, it is freezing up there, forget it…their plan is to be
compensated, a retribution for the water of the lake that we will use, that is the
plan of a few political [local] leaders.”51 Most people in Ica agree that the
population of the upper basin is a small group of scattered people up in the
mountains because most of them have migrated to Ica, where they are offered
jobs and education:“there is nothing up there”. However, when they were
asked if upstream communities use water the response was: “they take half
water of Choclocha (canal), they use a lot of water that is meant to be for Ica
and besides they do not pay for it”52. A leader from the Junta of La Achirana-
Santiago de Chocorvos claimed: “Huanvelica discourse is that Iqueños take
47
Interview to Jose Bartolin, president of La Achirana Water Users Organization. January 20th,
2011.
48
Interview to the technical manager of the JUASVI (Ground water Users Organization of
Villacuri), that reunites agro-industrial water users.
49
Interview to the technical manager of the JUASVI.
50
He goes further and states that Peru should follow Colombia to pass a bill that ban people to
live in places located more than 3500 meters above sea level.
51
Water authority of the Autoridad Autónoma Agua(AAA, Tambo).
52
Ica water user, March 2012.
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40 Patricia Urteaga-Crovetto
their water. But they also use water; Huancavelica has signed a covenant with
a Chilean company to set up a trout farm in the Choclococha lake.”
“Now we have to build not only the Villacuri canal but also the
Ingahuasi canal, which is very simple. Let’s talk of numbers. Currently
we have the Choclococha lake in the upstream basin that supplies
approximately 160M cubic meters…Ingahuasi has 70 km according to
the project. But it could have 146 km. As an open basin it would collect
more water given that the area where the Choclococha lake is located is
rainy, with which we could have 180 cubic meters. With losses, we
would get 100 cubic meters coming in the Choclococha canal.”
“lakes are important water bodies in the area. The Choclococha lake
has 10 km long and 2,0 km wide, with more than 200 depth. It has a
storage capacity of 62,16 MCM. In the upstream basin there are more
than 20 lakes of different size and storage capacity. The Pampas river has
permanent runoff; its flow has been reduced by the water transfer from
the Choclococha lake to the Ica river basin through the Tambo-
Ccaracocha project” (Lahmeyer Agua y Energía, 2007: 25).
When describing the Ingahuasi canal, PETTAC points out that it will
“collect the runoff produced by the rains over 4500 masl, and will conduct it to
the Choclococha lake for storage” (Ibid.: 71), and “the third part of 23
stretches of the canal is located in wetlands and ravines” (Ibid.: 27).
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Makers of Waterscapes 41
53
By Supreme Decree 039-2006-AG, 52 million cubic meters of water were authorized to be
transferred from the Pampas basin to Ica through the Ingahuasi canal project.
54
That is, Carhuancho, Choclococha, Santa Inés and Pilpichaca.
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42 Patricia Urteaga-Crovetto
important natural resources are part of their territory, such as pastures55, lakes,
and wetlands, among others56; which favors alpaca and llama production.
However, recently mining projects have occupied the headwaters in some
areas, thus placing at risk communal lands57 and water sources58. Cattle raising
areas are located in Huancavelica, Castrovirreyna, Tayacaja and Huaytara, and
they depend mainly on ground water flows (Postigo 2005, 2008). For this
reason, wetlands are not only a land use system but mostly a water use system.
Even though Highlands (Puna) ecological systems meet the necessities of
alpaca rising, this activity was not practiced in some indigenous communities
of the Pampas basin up until the 1970s. Census documents dating 195659 and
196560 with information on Carhuancho61 productive activities did not mention
alpaca herding but small animals used for self-consumption and few llamas.
In fact, alpaca production started in the 1970s during the Military government
of Velasco Alvarado62. Therefore, it is the State who began to promote this
commercial activity among Huancavelica communities63. State and NGOs’
intervention not only changed previous herding practices, water consumption,
and ecosystem management, but also allowed an emergent local awareness of
the ecosystem’s importance for herding.
55
Postigo (2005) calculates that 92% of pastures are in communal lands.
56
Although under the state law water sources are considered a public good, some of them are
physically located in communal lands and, as such, are communally reckoned as a common
good.
57
Six thousand hectares of pastures have been ceded to Buenaventura mining company in the
headwaters of the Carhuancho, Taccsana, Qatunmachay and Vinopascana rivers (Guerrero
2011: 23).
58
Macassi 2009.
59
Ministerio de Trabajo y Asuntos Indígenas. Dirección General del Asuntos Indígenas. División
de Proyectos 1960.
60
Ministerio de Trabajo y Asuntos Indígenas. Dirección General de Asuntos Indígenas. 1965.
61
Carhuancho’s history of place formation is rather old. It can be traced up to the 17 th century,
when upon a request from Lucas Mallma and Sebastian Quispe, the Marques de Valdelirios
recognized their ancient possession of the Puchaca and Carhuancho lands. See: Macassi
2009, Suárez 2009.
62
Macassi 2009.
63
When the market price of alpaca fiber rose, NGOs like DESCO, and private companies took
part in developing an alpaca fiber industry for exporting wool, for which they offered not
only financial aid but also capacity building. Several projects for promoting alpaca herding
have been developed in Carhuancho and other highland communities in Huancavelica (see
Macassi 2009, Aquino 2011). NGOs such as DESCO and VECINOS PERU, and the
government itself have propelled Alpacas herding in this area.Nowadays, state-led project
“PROALPACA” has been transferred from the central government to the regional
government.
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Makers of Waterscapes 43
64
This number is based on data from Postigo, 2008.
65
Catunmachay, Carhuancho, Taccrapampa, Pacchapata, Pampahuasi, Orccunhuasi, Accohuasi,
Yuraccccorral, Muyupampa, Ccolpahuaycco, Arrieropampa, Yanaccollpa, and Trapiche
(Macassi 2009).
66
In Pilpichaca, for instance, internal pastureland borders have changed through time (Postigo
2008: 539).
67
Their incomes have replaced communal fees. See Aquino 2011.
68
Approximately, US$50,000 dollars.
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44 Patricia Urteaga-Crovetto
69
Even so, Carhuancho families prefer direct links with Arequipa’s companies because the
avoidance of intermediaries in the productive chain resulted in an increasing profit margin.
Three years ago the price of Alpaca’s fiber in Huancavelica was about 8 nuevos soles,
whereas Carhuancho sold it to US$12,00 dollars.
70
Which happened to coincide with climate changes. See Postigo 2008.
71
See Aquino 2011.
72
In Macassi 2009.
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Makers of Waterscapes 45
73
See Postigo (2008) on the effects of climate change in pastoralism in the Pilpichaca
community.
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46 Patricia Urteaga-Crovetto
, together with the destruction of pastures and livelihoods, echoes every time
the PETACC tries to convince them of the benefits of the Pampas project. The
traumatic experience of Choclococha community also extended to
Carhuancho, which split into two parts thus impeding not only the traditional
alpacas transit, but also routes and social space (Macassi 2009). Communal
southern areas, such as Ccello, Chanlala, Huaracco, Ccaraccocha, where
wetlands and natural pastures abound, were extremely altered by the use of
heavy equipment and the construction itself. In addition, the division of the
community by the collector canal contributed to the desertification of the
downstream part of Carhuancho because the canal impeded the surface run-off
to the streams74 (Ibid.). Guerrero, an important leader of Carhuancho, points
out: “[The Choclococha canal affected] the whole barrio of the Huaracco
Annex, which is no longer apt for herding. This has led local people to take up
mining, migrate to the cities or work to maintain the canal infrastructure.
Approximately 15,000 to 18,000 hectares were undermined. Communities
were forced to restructure their economic activity, their livelihoods”. (Macassi
2009: 38).75
The decline of pastures in the areas surrounding the infrastructure,
transformation of the ecological system of the lakes, disappearance of the
Parionacocha Lake due to silting of sediments in the canal, changes in water
flow, reduction of the infiltration water function and aquifer recharge,
degeneration of wetlands and natural pastures, decline of pastures performance
for herding, loss of hydro biological and terrestrial wildlife, etc. are some
consequences of the construction of the 1950’s Choclococha canal(Macassi
2009).
Ingahuasi canal collector threatens to affect not only several water
sources, but also mountains and wetlands where water is produced.76 Three
main impacts would be the disappearance of the ecological water flow of the
74
For an account of the functioning and importance of wetlands for water production, see
Gunawardena, Gopal and Kotagama, 2012.
75
See also Verzijl 2012.
76
For instance, it would alter the Vinopascana river, tributary of the Carhuancho river, and would
collect water from the Paccha Huaycco, Anccoripa, Otorongo, Puca Raja rivers; diverting
waters of the Rumirumi river with which the Yanaccocha lake is fed. It would also cut the
Portachuelo, Quello isquina and the Otorongo rivers, close to the Palomo mountain
branches. Similarly, it would cut the Carhuancho river and the Accohuasi and
Acconochayuq rivers natural flow. The canal would also affect water filtration to the lower
areas because its route surrounds the skirts of the Palomo, Ayllas, Salvador and Cocha
orcco mountains. It would also cut the Cecca Pallcca, Pulchuhuasi, Tutupununan and other
rivers and streams before heading to the Choclococha lake (Macassi 2009).
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Makers of Waterscapes 47
77
TLA is the acronym in Spanish for Tribunal Latinoamericano del Agua.
78
Peru subscribed The Ramsar Convention in 1991 through Resolución Legislativa 25353.
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48 Patricia Urteaga-Crovetto
The analysis here shows that local communities basically oppose to the
naturalization of the mythological construction of the upstream basin as water-
abundant to cover downstream water scarcity caused by agribusiness. Through
this discursive device, state authorities aimed to derive water from the Pampas
basin to fulfill agroindustry water necessities to the detriment of pastoralist
communities. Most of all, what Huancavelicanos ultimately oppose is the
“imposition of a scarcity framework that uses the language and analytical tools
of the market to assess water problems and to support preferred solutions”
(Johnston 2005: 148).
DISCUSSION
The social manufacture of water scarcity in Ica is contingent to the
discursive construction of water abundance in the upstream basin. These
discursive devices were at the service of global, national and regional
economic and political interests aligned with downstream users, and
simultaneously detrimental to the highland communities located in the
upstream basin. Hence, the conflict between Ica and Huancavelica comes up
not because of physical water scarcity or abundance, but because of the
crafting of symbolic arguments to back up a unidirectional decision to grab
water from upstream and support downstream agroindustry regardless of water
balances and ecosystem impacts. Nonetheless, when talking of water scarcity
in Ica a distinction should be made as to who is the real victim of it. While
water scarcity is a contentious reality for surface water users especially in
some sectors of Ica, ground water users do not really face it because their
access to technology allows them to grab more water despite the aquifer
depletion. Even so, both sectors would benefit from a hydraulic work such as
the Pampas project. For this reason, a regional unified front of Ica’s surface
and ground water users led the regional government to claim to the central
state the need to transfer water from the upstream basin where water
supposedly abounds.
The role of the state is key here as its policies led to the depletion of the
aquifer downstream and overgrazing upstream. In fact, far from applying a
coherent policy, reckless random state practices following a neoliberal
rationale promoted market oriented modes of production both downstream and
upstream. But this apparently articulated economic policy, based on a mere
water supply approach, omitted an evaluation of water supply and demand in
the basins. The analysis here demonstrates how the neoliberal state promoted
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Makers of Waterscapes 49
ANNEX N° 1.
Legal regulations related to the water crisis in Ica and Villacuri aquifers
79
The TAHAL Project was carried on based on this bill, which mentioned that the increasing
exploitation of water resources had long overpassed an acceptable level thus risking the
sustainability of the water table.
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50 Patricia Urteaga-Crovetto
Annex 1. (Continued)
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Makers of Waterscapes 51
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52 Patricia Urteaga-Crovetto
REFERENCES
Ahlers, R. (2008). Escasez, eficiencia y economía: palabras vacías, políticas
neoliberales y problemas de desposesión. Un caso de estudio de reforma
política de agua en un distritode riego en México. Módulo 2:
Gobernabilidad de los Recursos Hídricos: legislación, administración y
políticas hídricas. Curso de Formación en Gestión Integrada de los
Recursos Hídricos. Lima: Wageningen University, IHE Unesco, IPROGA.
Pp. 21-41. [Scarcity, efficiency and economy: empty words, neoliberal
politics and dispossession issues. A study case of water policy reform in
an irrigation district in Mexico. Module 2: Governability of Water
Resources: Legislation, management and water politics. Training Course
on Integrated Water Resources Management. Lima, Wageningen
University, IHE Unesco, IPROGA. Pp. 21-41].
Alonso, A. M. (1988). The effects of truth: Re-presentations of the Past and
the Imagining of a Community. Journal of Historical Sociology. Volume
1(1), 33–57.
Aquino Quispe, H. (2011). El Desarrollo Económico de las Comunidades
Campesinasen la Región Huancavelica. In: Allpa (Ed.), Para que nadie se
quede atras. Propuestas para el desarrollo integral de las comunidades
campesinas desde las regiones (pp. 58-98). Lima: Allpa, Ser.[Economic
development of Peasant Communities in the Huancavelica Region. In:
Allpa (Ed..), Nobody should be left behind. Proposals from the regions for
peasant communities’ integral development (pp.58-98). Lima: Allpa, Ser.
Arrojo, P. (2010). Crisis global del agua: valores y derechos en juego.
Barcelona: Cristianismo y justicia. [Water global crisis: values and rights
at stake. Barcelona: Christianisme and Justice].
Baghel, R. and M. Nusser (2010). Discussing large dams in Asia after the
World Commission on Dams: is a political ecology approach the way
forward. Water Alternatives, 3(2), 231-248.
Bakker, K. (2000). Privatizing water, producing scarcity:The Yorkshire
drought of 1995. Economic Geography, 76(1), 4-27.
Baumgärtner, S., Becker, C., Faber, M. & Manstetten, R. (2006). Relative and
absolute scarcity of nature. Assessing the roles of economics and ecology
for biodiversity conservation. EcologicalEconomics59: 487 – 498.
Bayer, D. (2008). Ingahuasi y el Tribunal Latinoamericano de Agua: un fallo a
favor de las comunidades para proteger sus derechos y el medio ambiente.
Junio. In: http://www.iproga.org.pe/boletin/bol%2038/Ingahuasi.pdf.
[Ingahuasi and the Latin American Water Tribunal: a judgment in favor of
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Makers of Waterscapes 53
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54 Patricia Urteaga-Crovetto
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Makers of Waterscapes 55
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56 Patricia Urteaga-Crovetto
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Makers of Waterscapes 57
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58 Patricia Urteaga-Crovetto
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Makers of Waterscapes 59
BIOGRAPHICAL SKETCH
Patricia Urteaga-Crovetto
Pontificia Universidad Catolica del Peru
Avenida Universitaria 1801, San Miguel, Lima 32
Education:
2005 Ph. D. Anthropology. University of California, Berkeley
1997 M.A. (Master) in Socio-Cultural Anthropology. University of
California, Berkeley
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60 Patricia Urteaga-Crovetto
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In: Paraguay and Peru ISBN: 978-1-53612-214-5
Editor: Karla Santiago © 2017 Nova Science Publishers, Inc.
Chapter 3
ABSTRACT
Bioenergy is defined as the largest renewable energy source
produced from recently living biological matter or biomass. Its
production improves environmental indicators related with the air, water
and soil pollution. Therefore, bioenergy inclusion in new strategies to
diversify the energy matrix allows proposing or modifying environmental
policies of developing countries according to international targets.
Nowadays, Peru is promoting the development and use of clean energy
sources and technologies with low greenhouse gases emissions. The
above, it is avoiding the degradation and explotation of natural resources
through the formulation of energy projects in accordance with the
National Energy Policy Peru 2010 – 2040. For that reason, an increase in
*
Corresponding Author Email: ccardonaal@unal.edu.co.
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62 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
1. INTRODUCTION
1.1. A Global Perspective
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The Environmental Aspects of Bioenergy Production in Peru 63
Nevertheless, natural gas has been preferred to coal according to 2015 reports
[7], [9]. In this way, natural gas increased its production and consumption in
1.7% and 2.2%, respectively. Lastly, coal production and consumption
decreased in 1.8% and 4.0%, respectively [9]. The total crude oil production
was 4296.00 million metrics tons in 2015 and the shares of this total by
regions are presented in Figure 1.
In accordance with the above, the carbon dioxide (CO2) emissions have
increased progressively in the last years. In 2015, the net carbon dioxide
emissions were 31760.0 million metric tons (MtCO2) [8]. This value is higher
13.54% than the historical average from 2000. However, Latin America has a
share of 5.28% of the worldwide carbon dioxide emissions. The main regions
that contributes to carbon dioxide emissions are Asia, North America and
Europe with the following shares: 46.59%, 17.96% and 11.52%, respectively
[8], [10]. Figure 2 shows the total emissions in the last fifteen years.
As can be seen in Figure 2, global carbon dioxide emissions have
increased gradually from 2000. This situation has generated worldwide
problems such as acid rain, climate change, global warming and ozone
depletion [11], [12]. The contribution of different regions in the world to
carbon dioxide emissions are presented in Figure 3.
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64 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
Figure 3. Regions share of global carbon dioxide (CO2) emissions 2000 - 2015.
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The Environmental Aspects of Bioenergy Production in Peru 65
energy. This term has many definitions in the literature. The following are
some of these:
Hussain et al. [14] related the renewable energy concept with the energy
that can be produced again and again from renewable resources (i.e., solar
energy, wind energy, geothermal energy, marine energy and so forth). By
other hand, the book “Advanced Renewable Energy Sources” wrote by Tiwari
and Mishra [15] describes that renewable energy is the energy derived from
natural resources that replenish themselves over short time periods. Finally, a
most exhaustive definition presented by the International Energy Agency
(IEA) about this term is: “Renewable energy is energy that is derived from
natural processes (e.g., sunlight and wind) that are replenished at a higher
rate than they are consumed. Solar, wind, geothermal, hydropower, bioenergy
and ocean power are sources of renewable energy. The role of renewables
continues to increase in the electricity, heating and cooling and transport
sectors”
Renewable energy can be divided according to the source used to produce
it. In this sense, it can be classified as follows: Solar energy, Wind energy,
Hydro power, Geothermal energy, Bioenergy and Marine energy [14]. These
options supplied the 19.20% of the energy demand in 2015. From this share
8.9%, 4.2%, 3.9% and 1.4% were related to the use of traditional biomass,
geothermal energy, hydropower and wind energy, respectively [7]. These
shares have increased 0.1% from 2014. After this information is possible to
observe that the bioenergy use has the highest renewables share. The
renewable energy application has been supported by different countries that
have developed policies that favor its implementation. This is because of
bioenergy can be produced by any country due to that biomass is the most
abundant renewable resource available in the world [16].
The bioenergy concept changes according to the author perspective.
However, taking into account a systematic point of view, it is possible to give
a definition that involves all characteristics mentioned by different researchers.
Then, some bioenergy definitions are given to compare them.
Carol L. Williams et al. [17] defines bioenergy as the renewable energy
derived from recently living biological matter or biomass. In addition, this is
considered as a form of renewable energy because the energy contained in
biomass is the energy from the sun captured through photosynthesis.
Moreover, Lee and Shah [18] describes bioenergy as the energy resulting from
any fuel that is originated from biomass, which includes recently living
organisms and their metabolic by-products. Also, Gupta et al. [19] explains
that bioenergy is made through biochemical and chemical approaches from
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66 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
feedstocks that can be used to produce heat, power and biofuels. Finally, taken
into account the above definitions it is possible give a more inclusive concept:
“Bioenergy is the renewable energy generated from any type of biomass. This
can be generated from chemical, biochemical and thermochemical pathways as
long as its production and application are feasible from technical, economic
and environmental point of view. The above with the end to mitigate the
consequences produced by the fossil fuels use”.
Biomass, as renewable energy source to produce bioenergy, has become in
the most researched renewable source to be used as feedstock in the added-
value products (e.g., bioplastics, lactic acid, acetic acid) and energy carriers
(e.g., bioethanol, biodiesel, and biogas) production [20]. As result, its
management is considered as fundamental step in the development of
sustainable communities. Thus, biomass plays a very important role in the
energy, economy and environmental impacts improvement of the entire world
[21], [22]. By other side, biomass is commonly classified as first, second and
third generation taking into account if this comes from an edible crop,
lignocellulosic material or microalgae, respectively [23].
Bioenergy can be produced from biomass if it is processed into chemical,
biochemical and thermochemical processes [24], [25]. Chemical processes are
referred to the edible or non-edible oil use from crops (e.g., palm, jatropha,
corn, cottonseed) to produce biodiesel through of an transesterification process
[26]. Biochemical processes employs microorganisms to produce primary and
secondary metabolites from first or second-generation biomass. Two main
routes employed to produce these metabolites are anaerobic digestion to obtain
biogas or raw bio-methane and alcoholic fermentation to obtain bioethanol
[27], [28]. Finally, thermochemical processes such as combustion, gasification
and pyrolysis generates valuable products under a controlled atmosphere at
high temperatures [29], [30]. These products can be used as fuels or chemical
platforms (e.g., syngas, bio-oil). Figure 4 shows the final products obtained
from the processes mentioned above.
Biofuels are the most important products that can be derived from biomass
as energy carriers due to its great applicability on transport and industrial
sectors [31], [32]. They have some characteristics that make them an important
alternative to improve the economic development of different countries. This
is true especially for countries that have a great variety of crops [33]. These
features are mentioned below:
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The Environmental Aspects of Bioenergy Production in Peru 67
Figure 4. Main pathways for biomass processing to produce bioenergy and chemicals.
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68 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
Peru is the third largest country in South America that has great renewable
resources variety to produce energy [39]. Furthermore, it has oil reserves that
have supplied the energy demand in the last years [40]. The Peruvian energy
matrix is composed by renewable and non-renewable energy sources such as
oil, natural gas, coal, biomass and hydropower [41]. However, more than 70%
of the total energy supplied is provided from non-renewables resources. Figure
5 shows the energy sources shares used in Peru.
As can been seen in Figure 5a, natural gas has one of the highest shares.
The above is because of its production has increased recently with the aim to
supply the oil deficit in Peru [40]. The progressive depletion of this resource
has encouraged the application of new strategies to ensure the country energy
security. In addition, Figure 5b shows that transport and industrial sectors are
the main energy consumers of this country [41]. Therefore, they are two of the
most important greenhouse gases emissions sources.
Greenhouse gases emissions (GHG) in Peru are attributed to the change in
land use and forestry, energy-consuming sectors, agriculture and solid waste
generation. In first place, the land use and forestry are the main sources of
greenhouse gases given the large areas deforested. Which produced a net
carbon dioxide emissions of 110,000 Gg in 2000 [40]. This activity is carried
out during the roads construction and illegal mining. By other hand, the
energy-consuming sectors that have been mentioned are undeniable carbon
dioxide sources. In the industry sector, cement, steel and brick making plants
do the main contribution. In contrast, the emissions caused by the energy
production from renewable energy are minor than 1% [40]. Moreover,
agricultural and solid waste generation sectors also produce greenhouse gases
such as methane (CH4), carbon monoxide (CO) and carbon dioxide (CO2) as a
result of the organic matter decomposition [25]. The net carbon dioxide
emissions from fossil fuel combustion and cement manufacture are presented
in Figure 6.
National Energy Policy Peru 2010 – 2040 is the most recent state action to
diversify the energy matrix trough the renewables energy use. This policy
contemplates the following goals:
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The Environmental Aspects of Bioenergy Production in Peru 69
(a) Primary energy production by source. (b) Primary energy consumption by sector.
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70 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
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The Environmental Aspects of Bioenergy Production in Peru 71
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72 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
2. METHODOLOGY
2.1. Raw Materials
Table 1. Fatty acid composition of Jatropha seed oil. Taken from [51]
Chemical Composition
Fatty acid Abbreviation
Formula (%wt.)
Palmitic acid 16:0 C16H32O2 13.19
Palmitoleic 16:1 C16H30O2 0.40
Stearic 18:0 C18H36O2 6.36
Oleic 18:1 C18H34O2 43.32
Linoleic 18:2 C18H32O2 36.70
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The Environmental Aspects of Bioenergy Production in Peru 73
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74 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
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The Environmental Aspects of Bioenergy Production in Peru 75
Later on, the oil with low content in FFA was carried out to the
transesterification reactor. The conditions of this stage were: temperature
60°C, pressure 1 bar, residence time 60 min, molar ratio 6:1, agitation 400 rpm
and catalyst loading of 0.8g NaOH/100g oil. The product streams from reactor
is composed by a triglycerides not converted, intermediaries and ethyl-esters
of oleic, linoleic and palmitic acid [56]. The reactions considered in this stage
are summarized in equations (2) – (19).
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76 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
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Figure 8. Biodiesel production process flow diagram.
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78 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
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The Environmental Aspects of Bioenergy Production in Peru 79
The fermentation process was carried out at 37°C and 1 atm with a
dilution rate of 0.17 h-1 [65]. The product stream from the bioreactor is
composed by microorganisms, ethanol and non-converted substrate. Then, a
solid liquid separator (i.e., hydrocyclone) was used to remove the
microorganism from this stream. The ethanol purification is achieved using
two distillation towers and a series of molecular sieves. The first tower
concentrates the ethanol until 50%v/v. The second tower separates the ethanol
- water mixture until its azeotropic composition. Followed, the rectified
ethanol is heated at 118°C and 21 psia to overheat this mixture and vaporized.
This vapor is carried out to molecular sieves to produce anhydrous ethanol
[32], [63]. Figure 9 shows the process flow diagram of the bioethanol
production process.
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Figure 9. Bioethanol production process flow diagram.
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The Environmental Aspects of Bioenergy Production in Peru 81
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82 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
The best case was defined as the case where no releases were produced.
On the other side, the worst case was defined as the case where all releases
were considered waste. Finally, the actual case considered that the xylose and
lignin streams from pretreatment stage are potential feedstocks to produce
some added-value products.
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The Environmental Aspects of Bioenergy Production in Peru 83
An energy analysis was developed calculating the low heating value (i.e.,
the net energy content) of the ethyl esters from the correlations reported by
Metha et al. [78]. However, these correlations were calculated to methyl
esters. For that reason, it was supposed that the ethyl esters energy content is
10% lower that the methyl esters according to Demirbas et al. [79].
The overall equation to calculate the biodiesel calorific power produced
using only ethyl esters are present in the equations below.
C/O or H/O are the relation between carbon and hydroxide atom with the
oxygen present in the ethyl esters, wi is the mass fraction of the ethyl ester in
the biodiesel produced, Ndb is the number of double bonds and 0.9 is the
percentage supposed for the LHV for ethyl esters. According to Dubey et al.
[80] the LHV of the Jatropha oil is 39.50 MJ/kg. This result is very similar
with the reported by Rao et al. [81] and Oliveira et al. [82]. The LHV of the
biodiesel from Jatropha oil when this is composed by ethyl esters is 34.78
MJ/kg and when it is composed by methyl esters is 38.50 MJ/kg. The above
results shows that biodiesel from Jatropha oil has minor calorific value than
the pure oil. However, its physical properties (e.g., density, viscosity and
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84 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
cetane number) are more near to the diesel properties than the presented by the
Jatropha oil.
The total mass flow of biodiesel obtained from the Jatropha oil could
supply the needs of the transport sector in the stipulated blends by the
government. Nevertheless, Peru still imports biodiesel from Argentina due to
its low cost. Therefore, it is necessary to perform the economic analysis of the
biodiesel production from Jatropha to demonstrate its feasibility. In addition,
the biodiesel production in Peru can be stronger if it is integrated in the
jatropha oil productive chain and its production is increased based on the crop
intensification.
In the same form that the biodiesel process, the yield of the bioethanol
production process was calculated to be compared with the results reported by
other authors. This yield was defined as the volumetric flow rate of dehydrated
ethanol over the quantity of raw material used. The obtained yield was 37.70
L/ton. The obtained yield is minor than the reported by Quintero et al. [32].
This is because the simulated feedstock in this process has a high moisture
content (i.e., 75%). This causes that the cellulose flow at a same feedstock
flow be minor.
Figure 11. Energy distribution in the stages that composes the bioethanol
production process.
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The Environmental Aspects of Bioenergy Production in Peru 85
The pretreatment stage consumes great part of the total energy consumed
by the bioethanol production process. In contrast, the enzymatic
saccharification and fermentation stages have the lowest energy requirements
due to the low temperatures and pressures that are used. This tendency also is
obtained by Quintero et al. [32] in his simulations.
The above results show that the use of lignocellulosic residues from
sugarcane processing can be used to produce bioethanol. The above is an
important observation given that the bioethanol that is produced in Peru comes
from the sugarcane direct processing [43].
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86 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
where “X” it’s the biodiesel content in the fuel mixture. Table 8 presents the
results of these equations at different blends of biodiesel.
These values show how to use a mixture of diesel and biodiesel can
significantly reduce the emissions. The above is one of the reasons that
encourage many researchers to focus on the biofuels production. A high
percentage of biodiesel in the mixture achieved decrease the emissions.
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The Environmental Aspects of Bioenergy Production in Peru 87
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88 Juan Camilo Solarte Toro and Carlos Ariel Cardona Alzate
considered as a sub-product from the bioethanol plant and the cells are
recycled to the process.
Finally, the bioethanol use in an internal combustion engine also generates
a great reduction in the net gases emissions. The above was analyzed by Wang
et al. [84]. In their study was possible demonstrate that the use of ethanol in an
internal combustion engine can improve the gases emissions in a 40%.
Therefore, its use is better than the use of oil derived fuels.
CONCLUSION
Peru is a country that has the potential to produce renewable energy from
its natural resources as well as bioenergy trough biofuels production (i.e.,
biodiesel and bioethanol). On the other hand, challenges assumed by this
country from environmental perspective have well defined trough the policies
implementation. These factors can help this country to reduce its carbon
dioxide emissions and become in one of the first countries in Latin America in
implementing at low, middle and high scale the energy production without
high pollution or contamination in natural resources.
Biofuels production in Peru from jatropha oil and sugarcane bagasse is
feasible from technical and environmental perspective. In addition, their
implementation in internal combustion engines (ICE) to decrease the net gases
emissions to the atmosphere also is possible. Therefore, an increase of the
currently biofuels blends employed in this country is a possibility that can be
taken into account in a future.
REFERENCES
[1] International Energy Agency (IEA), “World Energy Outlook 2016,”
2016.
[2] Singh, R; Krishna, BB; Mishra, G; Kumar, J; Bhaskar, T. “Strategies for
selection of thermo-chemical processes for the valorisation of biomass,”
Renew. Energy, pp. 1–12, 2016.
[3] Gerssen-Gondelach, SJ; Saygin, D; Wicke, B; Patel, MK; Faaij, APC.
“Competing uses of biomass: Assessment and comparison of the
performance of bio-based heat, power, fuels and materials,” Renew.
Sustain. Energy Rev., vol. 40, no. April, pp. 964–998, 2014.
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