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Tone Sverdrup
© 2008 Intersentia
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PREFACE
What constitutes the European challenges in contemporary family law? The third
CEFL Conference in Oslo from 7–9 June 2007 brought together more than 100
participants from 30 countries to provide answers to this question by addressing
a wide range of issues that currently engage family lawyers in Europe. The confer-
ence was organised along the same lines as the two previous CEFL conferences
held in Utrecht in 2002 and 2004. According to the CEFL, it is of the utmost
importance that young researchers are invited to the general discussions con-
cerning the process of the harmonisation of family law in Europe. Therefore, the
CEFL has deliberately chosen two categories of presenters: recognized authorities
on different aspects of family law on the one hand, and young researchers who
have been selected after a call for papers, on the other. In this volume the reader
will find their final written contributions.
The volume consists of five parts. Part one deals with the harmonisation of
family law in Europe, especially the Nordic countries, and the United States.
The general usage of the concepts of human rights, harmonisation and unifica-
tion is among the subjects addressed in this part. Part two – children and their
parents – deals with general aspects of the human rights of children, as well as
specific questions arising from new family forms and the new technology of arti-
ficial fertilisation. This part relates to CEFL’s second working field, and the Prin-
ciples regarding parental responsibilities, which were published in no. 16 of this
series, are presented. Part three contains contributions on irregular marriages
and the influence of multiculturalism, especially Muslim traditions, in
different areas of family law. The fourth part – (property) relations between
spouses and cohabitants – deals with a broad range of key questions in con-
nection with economic settlements upon the dissolution of marriage and cohabi-
tation. Finally, the fift h part is dedicated to cross-border family relation-
ships and the different legal instruments in this area of private international law.
These issues represent European challenges in contemporary family law and they
are, in different ways, related to the remarkable change in family life that has
taken place in Europe in the last three or four decades. Hardly any other field of
law has experienced such profound and deep social and demographic changes as
family law in this short period of time: an explosion in the divorce rates and
extramarital cohabitation and the resulting increase in the number of children
born out of wedlock; women joining the paid work force en masse, influencing,
Intersentia v
Preface
among other things, parental roles and property relations among partners; and
– more recently – the growing social acceptance of same-sex relationships and
new techniques of artificial insemination are just a few important features of this
development. We are in the middle of a “silent revolution” in family life in Europe.
And while these transformations take place, we experience a vast cross-border
movement of people – both within Europe, and in the form of migration from
other continents.
The 3rd CEFL conference was organised in co-operation with the Department of
Private Law at the University of Oslo, and was largely financed by the Nordic
Council of Ministers, the Norwegian Ministry of Justice and the Norwegian Min-
istry of Children and Equality. We would like to extend our heartfelt gratitude to
all these four institutions for their substantial contributions.
vi Intersentia
LIST OF AUTHORS
Maria Álvarez Torné
Research assistant at the Department of International Law and Economics,
University of Barcelona
Anne-Florence Bock
PhD researcher and teaching assistant, University of Basel
Maebh Harding
NUI EJ Phelan Fellow of International Law and PhD Candidate at University
College Dublin
David Hill
PhD researcher at the University of Dundee, Research assistant at Napier
University
Anna Horínová
Postgraduate student (2nd degree), Masaryk University of Brno
Intersentia vii
List of Authors
Jo Miles
Fellow of Trinity College and University Lecturer in Law at the University of
Cambridge
Mosa Sayed
PhD researcher, University of Uppsala
viii Intersentia
TABLE OF CONTENTS
PREFACE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v
1. The Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.1. Family Law and Human Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
1.2. Values Within a Given Time, a Given Society or Culture . . . . . . . . . . 5
2. Characteristics of Human Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.1. Different Degrees of Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.1.1. The Inalienable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
2.1.2. Core and Periphery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.1.3. Flexibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
2.2. Different Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
2.3. Possible Conflicts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3. A Right to an Intimate, Emotional Partnership for Every Human Being . . 9
3.1. Type of Partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.1.1. Sex and Sexual Orientation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.1.2. Free Will . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.1.3. The Number of Partners . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
3.2. Protection Attributed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.2.1. “Protection” . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.2.2. The Right to be Left Alone . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
3.2.3. The Right to Legal Recognition and Protection . . . . . . . . . . . 11
3.2.3.1. Marriages and Partnerships . . . . . . . . . . . . . . . . . . . 11
3.2.3.2. Informal Unions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Intersentia ix
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1. Historical Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
2. Family Law – Harmonisation and Unification . . . . . . . . . . . . . . . . . . . . . . . . 18
3. How It Began . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
4. The Last Forty Years . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
5. Comparative Studies of Nordic Family Law and the Law of Succession . . 22
6. How Far is Nordic Family Law Harmonised Today? . . . . . . . . . . . . . . . . . . . 23
7. Some Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
2. Interpretation of the Convention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
3. Participation Rights and Article 12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
4. The European Court of Human Rights (ECHR). . . . . . . . . . . . . . . . . . . . . . . 58
5. The Best Interest of the Child. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60
6. Reproductive Technologies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
7. Some Final Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62
x Intersentia
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
2. Legislation in Force . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
3. Single Persons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
4. Background and Impacts of the Amendment . . . . . . . . . . . . . . . . . . . . . . . . . 97
5. Paternal Presumption in the Case of Infertile Couples . . . . . . . . . . . . . . . . . 99
6. Final Remark . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
2. Current Approach to Same-Sex Parenting . . . . . . . . . . . . . . . . . . . . . . . . . . 103
3. Legal Recognition of Social Parentage of Same-Sex Partners . . . . . . . . . . 104
3.1. Reproductive Medicine. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
3.2. Adoption . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
4. “Social” Recognition – Parental Responsibility . . . . . . . . . . . . . . . . . . . . . . 108
5. Multi-Parent? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
6. Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113
2. Homosexual Parents – A Brief History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113
3. Changing Recognition and Attitudes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
3.1. The European Convention of Human Rights . . . . . . . . . . . . . . . . . . . 120
3.2. Changing Family Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122
3.3. Financial Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124
4. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131
2. The Legal Position of Children in a Family with One Biological Parent
and One Non-Biological Parent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133
2.1. The Child’s Options to Acquire Two Legal Parents . . . . . . . . . . . . . . 133
Children in different-sex and female same-sex families . . . . . . . . . . 133
Children in male same-sex families . . . . . . . . . . . . . . . . . . . . . . . . . . . 136
2.2. Protection of the Child’s Position in His or Her Family . . . . . . . . . . 136
Children in Different-Sex and Female Same-Sex Families . . . . . . . . 136
Children in Male Same-Sex Families . . . . . . . . . . . . . . . . . . . . . . . . . . 138
2.3. Possible Explanation for the Differences and Similarities Between
the Jurisdictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139
2.4. Bills and Proposals Regarding Same-Sex Parenthood . . . . . . . . . . . 140
3. Procreational Responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
3.1. The Legal Dimensions of the Child’s Family Circle. . . . . . . . . . . . . . 143
3.2. Explanation of the New Concept of Procreational Responsibility . 145
4. Application of the Concept of Procreational Responsibility . . . . . . . . . . . 146
4.1. Children Born into Relationships with One Biological Parent
and One Non-Biological Parent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
4.1.1. Legal Parenthood for Intentional Parents Without
Evaluating the Donor’s Intentions . . . . . . . . . . . . . . . . . . . . . 147
4.1.2. Legal Parenthood for the Intentional Parents with
Regard to the Intentions of the Donor . . . . . . . . . . . . . . . . . . 148
4.2. Children in Surrogate Families . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 150
5. How to Proceed?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 152
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154
xii Intersentia
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159
2. Historical Beginnings of the Prohibited Degrees of Relationship . . . . . . . 159
2.1. The Breakaway from Canon Law in Ireland and England . . . . . . . . 161
2.2. The Breakaway from the Canon Law in France . . . . . . . . . . . . . . . . . 163
3. The General Trend Towards an Erosion of the Prohibited Degrees . . . . . 165
3.1. The Legislative Erosion of the Prohibited Degrees in England . . . . 166
3.2. The Intervention of the ECHR . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170
3.3. The Erosion of the Prohibited Degrees by the Courts in Ireland . . 173
4. Questioning the Rationale Behind the Prohibited Degrees of
Relationship . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177
4.1. Cultural Difference Ignored by the Prohibited Degrees of
Relationship . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178
4.2. The Social Concerns Addressed by the Prohibited Degrees . . . . . . . 180
4.3. Genetic Concerns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182
4.4. The Prohibited Degrees of Relationship in Other Forms of
Registered Partnership and De Facto Relationships . . . . . . . . . . . . . 184
5. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 186
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 187
2. Mahr in Sweden – Presentation of Typical Cases . . . . . . . . . . . . . . . . . . . . . 188
3. Mahr Agreements Among Muslims in Sweden . . . . . . . . . . . . . . . . . . . . . . 189
4. Mahr Before the Advent of Islam . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190
5. Mahr According to the Koran . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191
6. Mahr in Contemporary Muslim Legal Orders . . . . . . . . . . . . . . . . . . . . . . . 192
7. The Functions of Mahr . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193
7.1. Mahr as an Instrument for the Transfer of Property. . . . . . . . . . . . . 194
7.2. Mahr as a Safeguard for Women in Marriage . . . . . . . . . . . . . . . . . . 194
7.3. Mahr as Women’s Bargaining Tool for Achieving a Divorce . . . . . . 197
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209
2. On the Application of Islamic Law in Greece . . . . . . . . . . . . . . . . . . . . . . . . 210
2.1. The Mufti Jurisdiction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 210
2.2. The Shari’a as Applied in Western Thrace . . . . . . . . . . . . . . . . . . . . . . 215
2.3. The Reception of Muslim Law by the Greek Courts –
Comparative Remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219
2.4. Evaluation of the Legal Regime of Muslims in Greece: Is
“Concurrent Jurisdiction” a Solution? . . . . . . . . . . . . . . . . . . . . . . . . . 221
3. Alternative Dispute Resolution Processes (ADR) in the Context of
a Single Jurisdiction System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223
3.1. Competing Value Systems in the Family Setting . . . . . . . . . . . . . . . . 224
3.2. Women as a Disadvantaged Group During and after Marriage . . . 225
3.3. Why Mediation is the Best Approach . . . . . . . . . . . . . . . . . . . . . . . . . 227
3.4. Some Caveats: Mediation and the Limits of “Free Choice” . . . . . . . 233
4. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 243
2. Different Legal Constructions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244
2.1. Completely Identical Rules as for Marriage . . . . . . . . . . . . . . . . . . . . 244
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Intersentia xv
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 305
2. History . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 306
3. Autonomous Free Will and Property Relations Between Spouses . . . . . . 307
4. The Concept and Extent of Matrimonial Property . . . . . . . . . . . . . . . . . . . 308
5. Dissolution and Settlement of the Legal Matrimonial Regime . . . . . . . . . 309
6. Protection of a Third Person’s Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 310
7. The Post-Communist Era . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 310
7.1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 310
7.2. Poland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 311
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Intersentia xvii
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1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 379
2. Status Quo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
2.1. Connecting Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
2.1.1. The Nationality Principle . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 380
2.1.2. Habitual Residence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 381
2.1.3. The Common Law Approach . . . . . . . . . . . . . . . . . . . . . . . . . 382
2.2. The Role of Party Autonomy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
3. Revision of the National Conflict-of-Law Rules by the European
Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 385
3.1. Change Towards Habitual Residence . . . . . . . . . . . . . . . . . . . . . . . . . . 385
3.2. Party Autonomy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 387
xviii Intersentia
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4. Comments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 387
4.1. The Method Chosen by the Commission . . . . . . . . . . . . . . . . . . . . . . 387
4.2. The Law Applicable to Matrimonial Property . . . . . . . . . . . . . . . . . . 388
4.2.1. The Habitual Residence Approach . . . . . . . . . . . . . . . . . . . . . 388
4.2.2. Dilemma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 390
4.3. Freedom to Choose the Applicable Law . . . . . . . . . . . . . . . . . . . . . . . 391
5. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 395
2. General PIL Questions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 395
3. Determination of the Succession Rights of the Widowed Spouse from
a PIL Perspective . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 397
3.1. The Particular Case of the Spanish PIL Solution: The Pros and
Cons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 398
3.1.1. The Formulation of Article 9.8 of the Spanish Civil Code . 398
3.1.2. Conflictive Interpretations and the Characterization
Dilemma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 400
3.2. The German Answer to These Coordination Difficulties . . . . . . . . . 403
3.3. Proposals made to Solve This Problem . . . . . . . . . . . . . . . . . . . . . . . . 404
4. The Situation in Cases of Non-Married Couples: A Quick Look at
Europe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 406
5. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 410
CONCLUDING REMARKS
Intersentia xix
THE CEFL PRINCIPLES REGARDING
PARENTAL RESPONSIBILITIES:
PREDOMINANCE OF
THE COMMON CORE
Katharina Boele-Woelki
This contribution contains the following parts: First, a brief overview of the struc-
ture of the Principles will be provided. Then CEFL’s concept of parental responsi-
bilities will be briefly explained. Additionally and more extensively, the question
whether and to what extent the drafters have built on convergence and coped with
divergence will be dealt with. Are the Principles on Parental Responsibilities
common core-based or has a better law approach been applied? This is an essen-
tial part of any introduction concerning common Principles which are aimed at
harmonising family law in Europe. At the end a concise comparison between the
different sets of Principles is provided.
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Katharina Boele-Woelki
III VI
Parental Responsibilities of Termination of Parental
Preamble Parents and Third Persons Responsibilities
3 Principles 2 Principles
I IV VII
Defi nitions Exercise of Parental Discharge and
Responsibilities Restoration of Parental
2 Principles Responsibilities
A: Parents
6 Principles 3 Principles
B: Th ird Persons
2 Principles
II V VIII
Rights of the Child Contents of Parental Procedure
Responsibilities
5 Principles 5 Principles
A: The Child’s Person and Property
6 Principles
B: Maintenance of Personal
Relationships
5 Principles
Which issues are addressed? Essentially, a distinction is made between three dif-
ferent areas. Chapters I, II and VIII contain general rules. To these general rules
5 Boele-Woelki, K./Martiny, D., ‘The CEFL and its Principles of European Family Law
Regarding Parental Responsibilities’, ERA Forum, 2007, p. 125–143.
6 Enclosed in the Appendix at the end of this contribution.
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The CEFL Principles Regarding Parental Responsibilities
belong four different parts: first, the Preamble, second, two Principles which
define, first, the concept of parental responsibilities and, second, the holders of
parental responsibilities. The choice for a broad concept of parental responsibili-
ties necessitates indicating who can be attributed with parental responsibilities
and can exercise its rights and duties. CEFL’s concept explicitly makes a distinc-
tion between parents and third persons. Primarily parents are in charge of exercis-
ing parental responsibilities. However, persons other than parents as well as public
bodies can also have parental responsibilities. The relevant international and
European human rights instruments have profoundly marked Chapter II which is
devoted to the rights of the child. With its five Principles this Chapter forms the
main general part of the CEFL Principles. The rights of the child are always to be
taken into account in all matters of parental responsibilities. They constitute the
principal point of departure along which all other issues should be addressed.
Also the procedural aspects are of a general nature. Chapters III, IV and V address
three aspects: the position of parents and third persons, the exercise of parental
responsibilities and their content. Chapters VI and VII, finally, deal with the ter-
mination of parental responsibilities and being discharged therefrom.
What are parental responsibilities and who are its holders? Two definitions are
provided in the first Chapter. In accordance with international and European
instruments the CEFL opted for a broad concept of parental responsibilities con-
sisting of a collection of rights and duties that embody the concept of taking care
of the child’s person and property (Principle 3:1). Concepts like guardianship and
custody that are still used in national systems have been abandoned. CEFL’s con-
cept of parental responsibilities applies to children from the moment of their
birth until they have reached the age of majority. A difference between younger
and adolescent children has been recognized, although the indication of an age
limit has intentionally been avoided. It not only depends on the child’s age but
also upon his/her maturity whether his/her opinion should be taken into
account.
The Principles refer to the rather long-winded term “holders of parental responsi-
bilities”. Normally, the child has two parents who are the holders of parental
responsibilities. However, also a person other than a parent, who has no legal ties
with the child, can be attributed with and exercise parental responsibilities. Prin-
ciple 3:2 clarifies this distinction. Primarily, the parents are in charge of the exer-
cise of parental responsibilities. However, physical persons other than the parents
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Katharina Boele-Woelki
as well as public bodies can also have parental responsibilities. According to the
CEFL Principles it is thus possible that there might be even more than two holders
of parental responsibilities.
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The CEFL Principles Regarding Parental Responsibilities
other fields of family law. Hence, in the majority of issues CEFL’s Principles only
restate the common solutions that are generally applied. This does not come as a
real surprise. It is generally acknowledged that the harmonisation of the law
regarding parental responsibilities within Europe has gradually taken place
through the many international and European instruments. In drafting the Prin-
ciples on Parental Responsibilities we took into account 16 conventions by respec-
tively the United Nations,9 the Hague Conference on Private International Law,
the Council of Europe and the European Union, 1 EU Regulation, 4 Declarations
of the United Nations, 13 Recommendations and, additionally, the White Paper
of the Council of Europe. Although each of these instruments only addresses
some specific aspects of the law regarding parental responsibilities, they collec-
tively built the general framework which to a considerable extent has also deter-
mined the national systems in Europe. Parenthetically, a compilation of the texts
of all the instruments could be a publication of considerable length in itself.
Besides, in no other field of family law have so many agreements between states
been drafted, concluded, adopted and have become binding. This development
which started some 50 years ago and which culminated in 1989 with the adoption
of the Convention on the Rights of the Child can be classified as a spontaneous
harmonisation of the law regarding the parent-child relationship. It forms the
very foundation on which the CEFL Principles were drafted.
In the following an attempt is made to indicate which approach the drafters of the
Principles applied. Where was it possible to detect a common core? Was this com-
mon core selected as the best solution? In respect of which aspects was it not pos-
sible to find a common core? When was a better law solution selected? Which
issues were left to national law? Below an overview10 is provided regarding the
different subjects which were selected upon the basis of the comparative mate-
rial. In conformity with the CEFL Principles regarding Divorce and Maintenance
between Former Spouses11 the following five different approaches are to be dif-
ferentiated:
9 The international legal context of parenting and childhood is dominated by the UN Conven-
tion on the Rights of the Child. This Convention provides a first stage democratic experience
for every individual member, including children – an experience shaped by mutual respect and
one that strengthens the child’s capacity for informed participation in the decision process. See
Council of Europe, Parenting in contemporary Europe: a positive approach, 2007, p.27
10 I would like to thank Kathrin Spangenberg (Hamburg) for the preparation of the tables. She
worked in October and November 2007 as an intern with the CEFL.
11 Boele-Woelki, K., ibid., note 4., p. 33–35.
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Katharina Boele-Woelki
1. The common core was found and selected as the best solution.12
2. The common core was found, but a better solution was selected.13
3. The common core was found, but the solution was left to national law.
4. No common core was found and the best solution was selected.
5. No common core was found and the solution was left to national law.
The overview below, which addresses the subjects of each chapter separately, con-
firms that only in respect of a small number of aspects could no common core be
identified. In the comments concerning each Principle the selected approach has
been explicitly specified and more importantly justified. The brief explanations
provided under each table14 are restricted to the main features which are apparent
in the Principles belonging to each Chapter.
Chapter I: Definitions
The first two Principles are clearly based on the common core. Only the terminol-
ogy, ‘parental responsibilities’, on the one hand, and ‘holders of parental responsi-
bilities’, on the other, has been slightly changed and adapted to international and
European instruments. However, both the content of parental responsibilities and
the definition of the persons who can hold them are common core-based.
12 The common core and the selected solution are thus identical.
13 The common core and the selected (better) solution can be compared.
14 In the tables the following abbreviations are used: PR = parental responsibilities; CA = compe-
tent authority.
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The CEFL Principles Regarding Parental Responsibilities
“Children are vested with the full range of human rights. It is, however, vital that chil-
dren’s rights be recognised as a self-standing set of concerns and not simply subsumed
into wider efforts to mainstream human rights in general. This is appropriate since
certain rights have an exclusive or particular application to children, for example the
right to education and the right to maintain relations with both parents.”15
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Katharina Boele-Woelki
oped in the national case law. Accordingly, the CEFL compiled these rights and
addressed them at the beginning of the Principles because they should respectively
be taken into account in all the following Principles. Actually, this is a commonly
applied method of drafting a set of rules in a specific area. Secondly, the drafters
wanted to recall the international obligations and commitments which exist in the
field of child law, but which in practice are very often not applied or not taken into
account. Moreover, in drafting the CEFL Principles, the child’s perspective was the
point of departure. Therefore, it was necessary to exemplify this perspective by
indicating its content. Finally, it should be noted that in their entirety, the rights of
the child in Chapter II cannot be found in any national codification of the law on
parental responsibilities. In this respect a new approach has been chosen.
Also in Chapter II the common core is the most often applied approach. In this
area international and European instruments play a fundamental role. The rights
of children are generally acknowledged in all jurisdictions surveyed. In respect of
two aspects where no common core could be detected the CEFL Principles go
further in prohibiting discrimination against children. It is to be regretted that in
the majority of jurisdictions represented in the CEFL differences in the treatment
of children still apply, in particular depending on whether the parents of the child
are or have been married to each other. Furthermore, in many countries a per-
son’s homosexuality disqualifies him or her from becoming a holder of parental
responsibilities. Consequently, the legal position of children differs.16 Principle
3:5 opts for equality among all children. This is considered to be the best solution
which also applies in respect of the second aspect. The child’s right to be heard is
an obligatory point of departure and should not be at the discretion of the com-
petent authority or the holders of parental responsibilities.
P 3:8 Parents: only the legal relationship Common core was found and 1.
with the child is relevant, not the selected as the best solution
relationship between the parents
16 Vonk, M., Children and Their Parents, A Comparative Study of the Legal Position of Children
with Regard to Their Intentional and Biological Parents in English and Dutch Law, European
Family Law Series no. 20, 2007.
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The CEFL Principles Regarding Parental Responsibilities
P 3:9 Th ird persons can hold PR in whole Common core was found and 1.
or in part selected as the best solution
How and on what conditions may a No common core was found and 5.
third person be attributed with PR the solution was left to national law
P 3:12(1) Parent with joint PR can act alone No common core was found and the 4.
in daily matters best solution was selected
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Katharina Boele-Woelki
Parent can act alone in urgent Common core was found and 1.
cases selected as the best solution
Other parent has to be informed No common core was found and the 4.
immediately best solution was selected
P 3:13(2) The CA can scrutinize the Common core was found and 1.
agreement selected as the best solution
P 3:14(3) In case of disagreement the CA No common core was found and the 4.
decides the dispute or authorises best solution was selected
one of the parents
P 3:15 One parent with joint PR can Common core was found and 1.
exercise them alone upon a selected as the best solution
decision of the CA
One parent with joint PR can No common core was found and the 4.
exercise them alone upon best solution was selected
agreement
P 3:16 One parent with sole PR can Common core was found and 1.
exercise them alone selected as the best solution
P 3:17 Th ird persons can exercise some/ No common core was found and the 4.
all PR best solution was selected
Procedure and grounds for the No common core was found and the 5.
exercise of PR by third persons solution was left to national law
P 3:18 The parent’s partner may take Common core was found and 1.
decisions in selected as the best solution
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The CEFL Principles Regarding Parental Responsibilities
both the national systems and the international and European instruments. These
general rules to be applied were selected as the best solutions. In respect of a few,
but important, aspects it was not possible to discover a common approach.
Regarding these aspects a solution was selected which is applied in only a few
countries. They are practicable and in line with CEFL’s objectives in creating a
flexible and efficient system which is also based on equality. This applies to the
power of the parents having joint parental responsibilities to act alone in daily
matters (Principles 3:12 (1)), the obligation of the parent who acted in urgent cases
to inform the other parent without undue delay (Principles 3:12(2)), the compe-
tence of the competent authority to decide a dispute or to authorize one of the
parents having joint parental responsibilities in case of disagreement between
them (Principles 3:14(3)), the exercise of parental responsibilities by one parent if
both parents made an agreement to that end (Principle 3(15)) and the recognition
that parental responsibilities may be exercised by third persons in addition to or
instead of the parents (Principle 3:17). The aspects which are referred to national
law address some specific procedural issues.
P 3:19(1) Concept of PR: care, protection, Common core was found and 1.
education, religious upbringing, selected as the best solution
medical treatment
Medical treatment: child can decide No common core was found and 5.
alone or additional consent of the the solution was left to national
holders of PR is required law
P 3:20(1) In case of living apart holders of No common core was found and 4.
joint PR should agree on the child’s the best solution was selected
residence
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Katharina Boele-Woelki
P 3:21(1) Relocation requires consent of both Common core was found and 1.
holders of PR selected as the best solution
P 3:22(1) The CA takes appropriate measures Common core was found and 1.
if the child’s property is in jeopardy selected as the best solution
P 3:22(2) Gifts allowed if they are made under Common core was found and 1.
a moral obligation selected as the best solution
P 3:22(3) Income derived from the child’s Common core was found and 1.
property may be used for the needs selected as the best solution
of the family
P 3:23(2) Income of the child is excluded from Common core was found and 1.
administration by the holder of PR selected as the best solution
unless the child is not of sufficient
age and maturity
P 3:24(1) Legal representation of the child in Common core was found and 1.
matters concerning his or her person selected as the best solution
or property
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The CEFL Principles Regarding Parental Responsibilities
Almost all Principles of Section A on the Child’s Person and Property which
forms part of Chapter V on the Content of Parental Responsibilities follow com-
mon solutions which could be identified in the jurisdictions surveyed. There are,
however, a few exceptions. One of them, for instance, is addressed in Principle
3:19(2). It concerns the prohibition of corporal punishment and any treatment
that is unreasonable and detrimental to the welfare of the child. It is surprising
that such a prohibition does not yet reflect the common core in Europe whereas
all countries surveyed are contracting states to the Convention on the Rights of
the Child of 1989 which provides in its Article 19 para. 1 that the States Parties
shall take all appropriate measures to protect children against ill-treatment and
violence.
Another issue which falls under the exception that no common core could be
found relates to the child’s residence. The lack of a common core regarding this
aspect is due to the fact that, on the one hand, we are witnessing a greater mobility
of persons not only within Europe but all around the globe, and, on the other
hand, that joint parental responsibilities increasingly lead to equal parenting
which eventually results in an alternating residence of the child. These develop-
ments are new and are approached differently in the systems surveyed. Legisla-
tion is exceptional and judicial decisions differ to a great extent. In this area, the
CEFL Principles provide new solutions which to a certain extent are based on the
legal practice of some countries. These solutions may function as guidelines not
only for legislatures but primarily for the courts and other administrative bodies
which are requested to decide on disputes concerning the child’s residence. First,
in the case of living apart the holders of joint parental responsibilities should
agree on the child’s residence (Principle 3:20(1)); second, the alternating residence
of the child should be based either upon an agreement between the holders of
parental responsibilities or upon a decision of the competent authority (Principle
3:20(2)); third, before a parent wishes to change the child’s residence either within
or outside the jurisdiction he or she should inform the other parent (Principle
3:21(1)); fourth, in the case of disagreement concerning the change of the child’s
residence a decision by the competent authority may be requested by each holder
of parental responsibilities; and finally and most importantly, a non-exhaustive
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Katharina Boele-Woelki
P 3:25(1) Child has a right of contact with Common core was found and 1.
parents selected as the best solution
P 3:25(2) Child has a right of contact with Common core was found and 1.
close relatives selected as the best solution
Right of close relatives to see the No common core was found and 5.
child against the will of the holders the solution was left to national law
of PR
P 3:25(3) Contact between the child and a No common core was found and 4.
third person due to close personal the best solution was selected
relations
Right of third persons to see the No common core was found and 5.
child against the will of the holders the solution was left to national law
of PR
P 3:26(1) Content of contact Common core was found and 1.
selected as the best solution
P 3:26(2) Contact only in the best interests Common core was found and 1.
of the child selected as the best solution
P 3:27(1) Parents can agree on contact Common core was found and 1.
selected as the best solution
Th ird persons who hold PR can No common core was found and 4.
agree on contact the best solution was selected
P 3:27(2) CA may scrutinize the agreement No common core was found and 4.
the best solution was selected
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The CEFL Principles Regarding Parental Responsibilities
P 3:29 Informing the other holder of PR Common core was found and 1.
about the personal situation of the selected as the best solution
child
Informing third persons No common core was found and 5.
the solution was left to national law
P 3:31(1) PR belong ex lege to the surviving Common core was found and 1.
parent if PR are exercised jointly selected as the best solution
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Katharina Boele-Woelki
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The CEFL Principles Regarding Parental Responsibilities
ity should take protective measures regarding the child’s person and property.
However, what kind of measures may be taken and whether parents should have
the possibility to appoint a new holder of parental responsibilities in advance have
been left to national law (Principle 3:31(3)).
P 3:35(1) CA can be a judicial body Common core was found and selected 1.
as the best solution
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Katharina Boele-Woelki
P 3:36 Increased awareness of ADR Common core was found and selected 1.
mechanisms as the best solution
P 3:37(1) CA hears the child in all Common core was found and selected 1.
proceedings concerning PR as the best solution
CA has to give reasons for No common core was found and the 4.
refusing to hear the child best solution was selected
Stage of proceeding at which the No common core was found and the 5.
child should be heard solution was left to national law
P 3:37(2) Hearing can take place directly No common core was found and the 4.
or indirectly best solution was selected
Method and place of hearing No common core was found and the 5.
solution was left to national law
P 3:39(1) Enforcement of the decision of Common core was found and selected 1.
the CA and of an agreement as the best solution
between the holders of PR
P 3:39(2) Refusal of enforcement due to Common core was found and selected 1.
the child’s best interests as the best solution
The content of the final Chapter is dedicated to Procedure. In 2004, at the 2nd
CEFL conference, Frédérique Ferrand forcefully persuaded the CEFL to also deal
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The CEFL Principles Regarding Parental Responsibilities
to a certain extent with procedural law. The CEFL should not be afraid to include
subjects other than substantive law in their Principles because it is now some-
thing of a myth to maintain that procedural law cannot and should not be harmo-
nised.17 This time we have convincingly followed her advice and drafted five Prin-
ciples. All five Principles are based on the common core. These concern the
following issues: It is generally acknowledged and practised that in deciding on or
intervening in matters of parental responsibilities the situation of the child should
be investigated. To that end, the competent authority which, according to Princi-
ple 3:35, can either be a judicial or an administrative body, should, where neces-
sary, appoint any suitable person or body in order to obtain a clear view of the
child’s situation. In addition to this more traditional approach the increasing
importance of alternative dispute resolution, which is being recognised by all
national laws,18 is also acknowledged by the Principles. Also in this field the com-
mon core is apparent. Consequently, in all disputes regarding parental responsi-
bilities alternative dispute resolution mechanisms should be available (Principle
3:36). Principle 3:37(1) stresses that the child should be heard in the context of
proceedings. It is recognised, however, that there are situations where such a hear-
ing could do more harm than good. If the authority decides not to hear the child
it should give specific reasons for this. In this respect a common core is not avail-
able therefore the best solution was selected instead. There is no uniform approach
in the national systems as to whether the hearing of the child should take place
directly before the competent authority or indirectly before a person or body
appointed by the competent authority. The Principles prefer a direct hearing; the
court should use the knowledge of experts but should form its own impression.
Additionally, the child should be heard in a manner which is appropriate to his or
her age and maturity (Principle 3:37 (3)). No specific age limit is given. It is the
common core of the majority of the 22 jurisdictions represented in the CEFL that
the child should have a special representative appointed in all cases in which the
child’s interest could be in conflict with those of the holders of PR or in which the
welfare of the child is otherwise at risk. This guarantee is provided in Principle
3:38. The appointment of a special representative should take place ex officio by an
order of the competent authority or may be requested by the child subject to the
condition that he or she has sufficient understanding. Finally, the principle of the
speedy and effective enforcement of a decision by the competent authority or an
agreement concerning parental responsibilities is approved in Principle 3:39. This
is the main rule. Exceptionally, the enforcement may not take place if it is obvi-
ously irreconcilable with the child’s best interests. Consequently, and subject to
17 Ferrand, F., ‘Divorce and Spousal Agreements’, in: Boele-Woelki, K., ibid., note 4, p. 71–82
(81).
18 Boele-Woelki, K./Braat, B./Curry-Sumner, I., ibid., note 3, p. 741 ff.
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Katharina Boele-Woelki
the condition that the child has sufficient understanding, a residence or contact
order, for instance, should not be enforced against the wishes of the child.
Another difference between the two ‘yellow books’ concerns procedural issues.
Five principles are included in the last chapter of the Parental Responsibilities
Principles. In that sense progress has been made.
In respect of the approaches applied the general conclusion is that the great major-
ity of subjects in the field of parental responsibilities represent common core solu-
tions. In the field of divorce and maintenance between former spouses the com-
mon core is also present but is not as overwhelmingly dominant as in the field of
parental responsibilities. However, also a long list of aspects of the law on divorce
and maintenance, with respect to which the CEFL was able to detect a common
core as well as converging tendencies, has been compiled.20 Generally, it can be
19 Boele-Woelki, K., ‘The European Agenda: an Overview of the Current Situation in the Field
of Private International Law and Substantive law’, IFL 2006, p. 149–154 (149–151).
20 Boele-Woelki, K., ‘Building on Convergence and Coping with Divergence in the CEFL Prin-
ciples of European Family Law’, in: Antokolskaia, M., Convergence and Divergence of Family
Law in Europe, European Family Law Series no. 18, p. 253–269.
82 Intersentia
The CEFL Principles Regarding Parental Responsibilities
concluded that in drafting the CEFL Principles it was discovered that more coun-
tries now take the same approach and, within a certain approach, the differences
are becoming less pronounced. After evaluating their effectiveness and suitabil-
ity, the common solutions were considered to be the best solutions. As a result we
opted for a better law solution less frequently in the field of parental responsibili-
ties. Furthermore, it is striking that the third methodological approach (a com-
mon core was found but the solution was left to national law) was not applied in
the Principles of Parental Responsibilities whereas, in contrast, in respect of a few
aspects this approach was adopted in the Principles of Divorce and Maintenance.
Finally and more importantly, it should be stressed that the Parental Responsi-
bilities Principles, in contrast to the first set, also address completely new aspects
which in most national systems are either not possible or rarely occur in practice
whereas in others the concepts have only recently been (re)introduced. Specifi-
cally, the Principles on alternating residence and relocation, for instance, provide
an answer to new developments.
6. COMING TO A CLOSE
Apart from the current and future activities it may be noted that it took the CEFL
three years to complete the Principles on Parental Responsibilities. During ten
meetings of the Organising Committee and one meeting of the Expert Group the
huge amount of comparative material was researched and studied, the Principles
were drafted and discussed, amended and improved. It should be considered to be
of importance that in the end the final result will acquire a decent standing within
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Katharina Boele-Woelki
APPENDIX
PRINCIPLES OF EUROPEAN FAMILY LAW REGARDING
PARENTAL RESPONSIBILITIES
PREAMBLE
CHAPTER I: DEFINITIONS
21 Örücü, E./Mair, J. (eds), Juxtaposing Legal Systems and the Principles of European Family Law
on Divorce and Maintenance, European Family Law Series no. 17, 2007.
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The CEFL Principles Regarding Parental Responsibilities
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SECTION A: PARENTS
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The CEFL Principles Regarding Parental Responsibilities
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Katharina Boele-Woelki
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The CEFL Principles Regarding Parental Responsibilities
(3) Where transactions can have significant financial consequences for the child
the authorisation of the competent authority should be necessary.
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The CEFL Principles Regarding Parental Responsibilities
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