Professional Documents
Culture Documents
com/ethicalhackx
&KDSWHU(QXPHUDWLRQ
7HFKQRORJ\%ULHI
,QWKHHDUOLHUSURFHVVHVOLNH)RRWSULQWLQJDQG6FDQQLQJZHKDYHXQGHUVWRRG
KRZ WR FROOHFW LQIRUPDWLRQ DERXW DQ\ RUJDQL]DWLRQ WDUJHW ZHEVLWH RU D
SDUWLFXODUQHWZRUN:HKDYHDOVRGLVFXVVHGVHYHUDOWRROVWKDWFDQEHKHOSIXO
LQ FROOHFWLQJ WKH JHQHUDO LQIRUPDWLRQ UHJDUGLQJ WKH WDUJHW 1RZ ZH DUH
PRYLQJ WR REVHUYH WKH WDUJHW PRUH FORVHO\ LQ RUGHU WR JDLQ GHWDLOHG
LQIRUPDWLRQ 7KLV LQIRUPDWLRQ LV VHQVLWLYH VXFK DV QHWZRUN LQIRUPDWLRQ
QHWZRUN UHVRXUFHV URXWLQJ SDWKV 6103 '16 DQG RWKHU SURWRFROUHODWHG
LQIRUPDWLRQ XVHU DQG JURXS LQIRUPDWLRQ HWF 7KLV VHQVLWLYH LQIRUPDWLRQ LV
UHTXLUHG WR JDLQ DFFHVV WR D V\VWHP 7KLV LQIRUPDWLRQ LV JDWKHUHG E\ XVLQJ
GLIIHUHQWWRROVDQGWHFKQLTXHVDFWLYHO\
(QXPHUDWLRQ&RQFHSWV
(QXPHUDWLRQ
,QWKHSKDVHRI(QXPHUDWLRQ$QDWWDFNHULQLWLDWHVDFWLYHFRQQHFWLRQVZLWKWKH
WDUJHW V\VWHP :LWK WKLV DFWLYH FRQQHFWLRQ GLUHFW TXHULHV DUH JHQHUDWHG WR
JDLQPRUHLQIRUPDWLRQ7KHVHLQIRUPDWLRQKHOSVWRLGHQWLI\WKHV\VWHPDWWDFN
SRLQWV2QFHDWWDFNHUGLVFRYHUVDWWDFNSRLQWVLWFDQJDLQXQDXWKRUL]HGDFFHVV
XVLQJWKLVFROOHFWHGLQIRUPDWLRQWRUHDFKDVVHWV
,QIRUPDWLRQWKDWLVHQXPHUDWHGLQWKLVSKDVHDUH
5RXWLQJ,QIRUPDWLRQ
6103,QIRUPDWLRQ
'16,QIRUPDWLRQ
0DFKLQH1DPH
8VHU,QIRUPDWLRQ
*URXS,QIRUPDWLRQ
$SSOLFDWLRQDQG%DQQHUV
1HWZRUN6KDULQJ,QIRUPDWLRQ
1HWZRUN5HVRXUFHV
,Q WKH SUHYLRXV SKDVHV WKH ILQGLQJ ZDV QRW WRR FRQFHUQHG ZLWK DQ\ OHJDO
LVVXHV 8VLQJ WKH WRROV UHTXLUHG IRU HQXPHUDWLRQ SKDVH PD\ FURVV OHJDO
ERXQGDULHVDQGFKDQFHVWREHLQJWUDFHGDVXVLQJDFWLYHFRQQHFWLRQVZLWKWKH
WDUJHW<RXPXVWKDYHSURSHUSHUPLVVLRQWRSHUIRUPWKHVHDFWLRQV
7HFKQLTXHVIRU(QXPHUDWLRQ
(QXPHUDWLRQ8VLQJ(PDLO,'
([WUDFWLRQRILQIRUPDWLRQXVLQJ(PDLO,'FDQSURYLGHXVHIXOLQIRUPDWLRQOLNH
XVHUQDPH GRPDLQ QDPH HWF $Q (PDLO DGGUHVV FRQWDLQV XVHUQDPH DQG
GRPDLQQDPHLQLW
(QXPHUDWLRQXVLQJ'HIDXOW3DVVZRUG
$QRWKHU ZD\ RI HQXPHUDWLRQ LV XVLQJ GHIDXOW SDVVZRUGV (YHU\ GHYLFH DQG
VRIWZDUH KDV LWV GHIDXOW FUHGHQWLDOV DQG VHWWLQJV 7KLV GHIDXOW VHWWLQJ DQG
FRQILJXUDWLRQ DUH UHFRPPHQGHG WR EH FKDQJHG 6RPH DGPLQLVWUDWRUV NHHS
XVLQJ GHIDXOW SDVVZRUGV DQG VHWWLQJV ,W EHFDPH VR HDV\ IRU DQ DWWDFNHU WR
JDLQ XQDXWKRUL]HG DFFHVV XVLQJ GHIDXOW FUHGHQWLDOV )LQGLQJ GHIDXOW VHWWLQJV
FRQILJXUDWLRQDQGSDVVZRUGRIDGHYLFHLVQRWDELJGHDO
(QXPHUDWLRQXVLQJ6103
(QXPHUDWLRQ XVLQJ 6103 LV D SURFHVV RI JDLQLQJ LQIRUPDWLRQ WKURXJK
61037KHDWWDFNHUXVHVGHIDXOWFRPPXQLW\VWULQJVRUJXHVVHVWKHVWULQJWR
H[WUDFWLQIRUPDWLRQDERXWDGHYLFH6103SURWRFROZDVGHYHORSHGWRDOORZ
WKH PDQDJHDELOLW\ RI GHYLFHV E\ WKH DGPLQLVWUDWRU VXFK DV VHUYHUV URXWHUV
VZLWFKHVZRUNVWDWLRQVRQDQ,3QHWZRUN,WDOORZVWKHQHWZRUNDGPLQLVWUDWRUV
WRPDQDJHQHWZRUNSHUIRUPDQFHRIDQHWZRUNILQGVWURXEOHVKRRWVDQGVROYH
QHWZRUN SUREOHPV GHVLJQ DQG SODQ IRU QHWZRUN JURZWK 6103 LV DQ
DSSOLFDWLRQOD\HUSURWRFRO,WSURYLGHVFRPPXQLFDWLRQEHWZHHQPDQDJHUVDQG
DJHQWV7KH6103V\VWHPLVFRQVLVWLQJRIWKUHHHOHPHQWV
6103PDQDJHU
6103DJHQWVPDQDJHGQRGH
0DQDJHPHQW,QIRUPDWLRQ%DVH0,%
%UXWH)RUFH$WWDFNRQ$FWLYH'LUHFWRU\
$FWLYH'LUHFWRU\$'SURYLGHVFHQWUDOL]HGFRPPDQGDQGFRQWURORIGRPDLQ
XVHUV FRPSXWHUV DQG QHWZRUN SULQWHUV ,W UHVWULFWV WKH DFFHVV WR QHWZRUN
UHVRXUFHVRQO\WRWKHGHILQHGXVHUVDQGFRPSXWHUV7KH$'LVDELJWDUJHWD
JUHDWHUVRXUFHRIVHQVLWLYHLQIRUPDWLRQIRUDQDWWDFNHU%UXWHIRUFHDWWDFNWR
H[SORLW RU JHQHUDWLQJ TXHULHV WR /'$3 VHUYLFHV DUH SHUIRUPHG WR JDWKHU
LQIRUPDWLRQ VXFK DV XVHUQDPH DGGUHVV FUHGHQWLDOV SULYLOHJHV LQIRUPDWLRQ
HWF
(QXPHUDWLRQWKURXJK'16=RQH7UDQVIHU
(QXPHUDWLRQ WKURXJK '16 ]RQH WUDQVIHU SURFHVV LQFOXGHV H[WUDFWLQJ
LQIRUPDWLRQOLNHORFDWLQJ'166HUYHU'165HFRUGV2WKHUYDOXDEOHQHWZRUN
UHODWHG LQIRUPDWLRQ VXFK DV KRVWQDPH ,3 DGGUHVV XVHUQDPH HWF $ ]RQH
WUDQVIHU LV D SURFHVV WR XSGDWH '16 VHUYHUV =RQH ILOH FDUULHV YDOXDEOH
LQIRUPDWLRQ ZKLFK LV UHWULHYHG E\ WKH DWWDFNHU 8'3 LV XVHG IRU '16
UHTXHVWVIURP'16VHUYHUV7&3LVXVHGIRU'16]RQHWUDQVIHUVWRHQVXUH
WKHWUDQVIHUZHQWWKURXJK
6HUYLFHVDQG3RUWVWR(QXPHUDWH
6HUYLFHV 3RUWV
'16=RQH7UDQVIHU 7&3
'164XHULHV 8'3
6103 8'3
61037UDS 7&38'3
0LFURVRIW53&(QGSRLQW0DSSHU 7&38'3
/'$3 7&38'3
1%16 8'3
*OREDO&DWDORJ6HUYLFH 7&38'3
1HW%,26 7&3
6073 7&3
7DEOH6HUYLFHVDQG3RUWWR(QXPHUDWH
/DE6HUYLFHV(QXPHUDWLRQXVLQJ1PDS
&DVH6WXG\ ,Q WKLV /DE FRQVLGHU D QHWZRUN ZKHUH GLIIHUHQW
GHYLFHVDUHUXQQLQJ:HZLOOHQXPHUDWHVHUYLFHVSRUWVDQGRSHUDWLQJV\VWHP
LQIRUPDWLRQXVLQJQPDSXWLOLW\ZLWK.DOL/LQX[
3URFHGXUH &RPPDQGV
2SHQWKHWHUPLQDORI.DOL/LQX[
(QWHUWKHFRPPDQGURRW#NDOLaQPDSߙV3
)LJXUH3LQJ6ZHHS
3HUIRUPLQJ3LQJ6ZHHSRQWKHVXEQHWWRFKHFNOLYHKRVWDQGRWKHUEDVLF
LQIRUPDWLRQ
(QWHUWKHFRPPDQGURRW#NDOLaQPDSߙV8S
)LJXUH8'33RUW6FDQQLQJ
)LJXUH6WHDOWK6FDQ
7KHUHVXOWVKRZVDOLVWRIRSHQSRUWVDQGVHUYLFHVUXQQLQJRQWKHWDUJHWKRVW
(QWHUWKHFRPPDQGURRW#NDOLaQPDSߙV692
2SHUDWLQJ6\VWHP 9HUVLRQVFDQQLQJRQWDUJHWKRVW
)LJXUH26DQG9HUVLRQ6FDQQLQJ
1HW%,26(QXPHUDWLRQ
1HW%,26 LV 1HWZRUN %DVLF ,QSXW 2XWSXW 6\VWHP SURJUDP WKDW DOORZV WKH
FRPPXQLFDWLRQ LQ EHWZHHQ GLIIHUHQW DSSOLFDWLRQV UXQQLQJ RQ GLIIHUHQW
V\VWHPV ZLWKLQ D ORFDO DUHD QHWZRUN 1HW%,26 VHUYLFH XVHV D XQLTXH
$6&,,&KDUDFWHUVWULQJLQRUGHUWRLGHQWLI\WKHQHWZRUNGHYLFHVRYHU7&3,3
7KH,QLWLDO&KDUDFWHUVDUHIRULGHQWLI\LQJWKHGHYLFHWK&KDUDFWHULVWR
LGHQWLI\WKHVHUYLFH1HW%,26VHUYLFHXVHV7&3SRUW1HW%,26RYHU7&3
1HW%7XVHVWKHIROORZLQJ7&3DQG8'3SRUWV
8'3SRUWQDPHVHUYLFHV
8'3SRUWGDWDJUDPVHUYLFHV
7&3SRUWVHVVLRQVHUYLFHV
8VLQJ1HW%,26(QXPHUDWLRQDQDWWDFNHUFDQGLVFRYHU
/LVWRI0DFKLQHVZLWKLQDGRPDLQ
)LOH6KDULQJ
3ULQWHU6KDULQJ
8VHUQDPH
*URXSLQIRUPDWLRQ
3DVVZRUG
3ROLFLHV
1HW%,26QDPHVDUHFODVVLILHGLQWRWKHIROORZLQJW\SHV
8QLTXH
*URXS
'RPDLQ1DPH
,QWHUQHW*URXS
0XOWLKRPHG
1DPH +H[ 7\SH ,QIRUPDWLRQ
&RGH
FRPSXWHUQDPH! 8 :RUNVWDWLRQ6HUYLFH
FRPSXWHUQDPH! 8 0HVVHQJHU6HUYLFH
?? * 0DVWHU%URZVHU
BB06%52:6(BB!
FRPSXWHUQDPH! 8 0HVVHQJHU6HUYLFH
FRPSXWHUQDPH! 8 5$66HUYHU6HUYLFH
FRPSXWHUQDPH! ) 8 1HW''(6HUYLFH
FRPSXWHUQDPH! 8 )LOH6HUYHU6HUYLFH
FRPSXWHUQDPH! 8 5$6&OLHQW6HUYLFH
FRPSXWHUQDPH! 8 0LFURVRIW([FKDQJH
,QWHUFKDQJH060DLO&RQQHFWRU
FRPSXWHUQDPH! 8 0LFURVRIW([FKDQJH6WRUH
FRPSXWHUQDPH! 8 0LFURVRIW([FKDQJH'LUHFWRU\
FRPSXWHUQDPH! 8 0RGHP6KDULQJ6HUYHU6HUYLFH
FRPSXWHUQDPH! 8 0RGHP6KDULQJ&OLHQW6HUYLFH
FRPSXWHUQDPH! 8 606&OLHQWV5HPRWH&RQWURO
FRPSXWHUQDPH! 8 606$GPLQLVWUDWRUV5HPRWH
&RQWURO7RRO
FRPSXWHUQDPH! 8 606&OLHQWV5HPRWH&KDW
FRPSXWHUQDPH! 8 606&OLHQWV5HPRWH7UDQVIHU
FRPSXWHUQDPH! & 8 '(&3DWKZRUNV7&3,3VHUYLFH
RQ:LQGRZV17
FRPSXWHUQDPH! 8 PFFDIIHHDQWLYLUXV
FRPSXWHUQDPH! 8 '(&3DWKZRUNV7&3,3VHUYLFH
RQ:LQGRZV17
FRPSXWHUQDPH! 8 0LFURVRIW([FKDQJH07$
FRPSXWHUQDPH! $ 8 0LFURVRIW([FKDQJH,0&
FRPSXWHUQDPH! %( 8 1HWZRUN0RQLWRU$JHQW
FRPSXWHUQDPH! %) 8 1HWZRUN0RQLWRU$SSOLFDWLRQ
XVHUQDPH! 8 0HVVHQJHU6HUYLFH
GRPDLQ! * 'RPDLQ1DPH
GRPDLQ! % 8 'RPDLQ0DVWHU%URZVHU
GRPDLQ! & * 'RPDLQ&RQWUROOHUV
GRPDLQ! ' 8 0DVWHU%URZVHU
GRPDLQ! ( * %URZVHU6HUYLFH(OHFWLRQV
,1HWa6HUYLFHV! & * ,,6
,6aFRPSXWHUQDPH! 8 ,,6
FRPSXWHUQDPH! >%@ 8 /RWXV1RWHV6HUYHU6HUYLFH
/DE(QXPHUDWLRQXVLQJ6XSHU6FDQ7RRO
3URFHGXUH
2SHQ WKH 6XSHU6FDQ 6RIWZDUH *R WR WKH :LQGRZV (QXPHUDWLRQ WDE
(QWHU WKH +RVWQDPH RU ,3 DGGUHVV RI WDUJHW :LQGRZV
PDFKLQH *R WR 2SWLRQVEXWWRQ WR FXVWRPL]H WKH (QXPHUDWLRQ 6HOHFW WKH
(QXPHUDWLRQ W\SH IURP WKH OHIW VHFWLRQ $IWHU FRQILJXULQJ WR VWDUW
HQXPHUDWLRQSURFHVV&OLFN(QXPHUDWH WRLQLWLDWHWKHSURFHVV
)LJXUH6XSHU6FDQ(QXPHUDWLRQWRRO
$IWHU VWDUWLQJ WKH (QXPHUDWLRQ LW ZLOO JDWKHU WKH LQIRUPDWLRQ DERXW WKH
WDUJHW PDFKLQH VXFK DV 0$& DGGUHVV LQIRUPDWLRQ RSHUDWLQJ V\VWHP
LQIRUPDWLRQDQGRWKHULQIRUPDWLRQGHSHQGLQJXSRQWKHW\SHRIHQXPHUDWLRQ
VHOHFWHGEHIRUHLQLWLDWLQJWKHSURFHVV
)LJXUH:LQGRZV(QXPHUDWLRQ
'LVSOD\LQJ 8VHU LQIRUPDWLRQ RI WDUJHW PDFKLQH DORQJ ZLWK )XOO QDPH
6\VWHP FRPPHQWV /DVW ORJLQ LQIRUPDWLRQ SDVVZRUG H[SLU\ LQIRUPDWLRQ
SDVVZRUGFKDQJHLQIRUPDWLRQQXPEHURIORJLQVDQGLQYDOLGSDVVZRUGFRXQW
LQIRUPDWLRQHWF
)LJXUH:LQGRZV(QXPHUDWLRQ
7KH UHVXOW LV VKRZLQJ SDVVZRUG DQG $FFRXQW SROLFLHV LQIRUPDWLRQ VKDUHV
LQIRUPDWLRQ5HPRWHORJLQLQIRUPDWLRQHWF
)LJXUH:LQGRZV(QXPHUDWLRQ
6RPHRIWKHRWKHUXVHIXOWRROVDUH
1HW%,26 'HVFULSWLRQ
(QXPHUDWLRQ
7RRO
+\HQD +\HQD LV *8, EDVHG 1HW%,26 (QXPHUDWLRQ WRRO WKDW
VKRZV6KDUHV8VHUORJLQLQIRUPDWLRQDQGRWKHUUHODWHG
LQIRUPDWLRQ
:LQILQJHUSULQW :LQILQJHUSULQW LV 1HW%,26 (QXPHUDWLRQ WRRO WKDW LV
FDSDEOH RI SURYLGLQJ LQIRUPDWLRQ VXFK DV 2SHUDWLQJ
6\VWHP 8VHU *URXS LQIRUPDWLRQ VKDUHV VHVVLRQV
DQG6HUYLFHV6,'VDQGPXFKPRUHLQIRUPDWLRQ
1HW%,26 1HW%,26 (QXPHUDWRU LV *8, EDVHG 1HW%,26
)LJXUH1HW9LHZ
/DE(QXPHUDWLRQXVLQJ6RIW3HUIHFW1HWZRUN6FDQQHU7RRO
3URFHGXUH
'RZQORDGDQG,QVWDOO6RIW3HUIHFW1HWZRUN6FDQQHUWRRO,QWKLVODEZHDUH
XVLQJ:LQGRZV6HUYHUWRSHUIRUPVFDQQLQJXVLQJ6RIW3HUIHFW1HWZRUN
6FDQQHUWRVFDQVKDUHGUHVRXUFHVLQDQHWZRUN
$IWHU,QVWDOODWLRQUXQWKHDSSOLFDWLRQ HQWHUWKHUDQJHRI,3DGGUHVVWR
VFDQ
)LJXUH6RIW3HUIHFW1HWZRUN6FDQQHU
1RZ&OLFNRQ6WDUW6FDQQLQJEXWWRQ
)LJXUH6FDQQLQJ
6RIW3HUIHFW1HWZRUN6FDQQLQJWRROLVVFDQQLQJIRUKRVWVLQDJLYHQUDQJH
)LJXUH([SORULQJUHVXOWV
$IWHU6FDQQLQJVHOHFW\RXUWDUJHWKRVWDQGULJKWFOLFNRQLW
*RWR3URSHUWLHV
)LJXUH([SORULQJ5HVXOWV
7KHRXWSXWLVVKRZLQJVKDUHGUHVRXUFH EDVLFLQIRUPDWLRQDERXWWKHKRVW
7KLVKRVWKDVVKDUHGIROGHUVZLWKGLIIHUHQWXVHUV
)LJXUH([SORULQJ5HVXOWV
1RZVHOHFWRWKHUKRVWDQGJRWRSURSHUWLHV
)LJXUH([SORULQJ5HVXOWV
7KLVKRVWGRHVQRWKDYHDQ\VKDUHGUHVRXUFHZLWKDQ\RQH
6103(QXPHUDWLRQ
6103(QXPHUDWLRQ
6LPSOH1HWZRUN0DQDJHPHQW3URWRFRO6103(QXPHUDWLRQLVDWHFKQLTXH
RI HQXPHUDWLRQ XVLQJ PRVW ZLGHO\ XVHG QHWZRUN PDQDJHPHQW SURWRFRO
6103 ,Q 6103 (QXPHUDWLRQ XVHU DFFRXQWV DQG GHYLFH LQIRUPDWLRQ LV
WDUJHWHG XVLQJ 6103 6103 UHTXLUHV FRPPXQLW\ VWULQJ WR DXWKHQWLFDWH WKH
PDQDJHPHQWVWDWLRQ
)LJXUH6103:RUNLQJ
7KLVFRPPXQLW\VWULQJLVLQDGLIIHUHQWIRUPLQGLIIHUHQWYHUVLRQVRI6103
8VLQJ WKH GHIDXOW FRPPXQLW\ VWULQJ E\ JXHVVLQJ WKH FRPPXQLW\ VWULQJ
DWWDFNHU H[WUDFWV WKH LQIRUPDWLRQ VXFK DV +RVW GHYLFHV VKDUHV QHWZRUN
LQIRUPDWLRQDQGPXFKPRUHE\JDLQLQJXQDXWKRUL]HGDFFHVV
&RPPXQLW\ 6WULQJV 'HVFULSWLRQ
61035HDGRQO\ (QDEOHVDUHPRWHGHYLFHWRUHWULHYHUHDGRQO\
FRPPXQLW\VWULQJ LQIRUPDWLRQIURPDGHYLFH
61035HDG:ULWH 8VHGLQUHTXHVWVIRULQIRUPDWLRQIURPDGHYLFH
FRPPXQLW\VWULQJ DQGWRPRGLI\VHWWLQJVRQWKDWGHYLFH
61037UDS 6HQGV61037UDSVWR,QWHU0DSSHU
FRPPXQLW\VWULQJ
7DEOH6103&RPPXQLW\6WULQJW\SHV
6LPSOH1HWZRUN0DQDJHPHQW3URWRFRO
,QDSURGXFWLRQHQYLURQPHQWZKHUHWKRXVDQGVRIQHWZRUNLQJGHYLFHVVXFKDV
PXOWLSOHUHODWHGREMHFWLQVWDQFHVJURXSHGLQ0,%WDEOHV0,%VDUHFROOHFWLRQV
RIGHILQLWLRQVZKLFKGHILQHWKHSURSHUWLHVRIWKHPDQDJHGREMHFWZLWKLQWKH
GHYLFHWREHPDQDJHG
7KLV FROOHFWLRQ RI LQIRUPDWLRQ VXFK DV D GHVFULSWLRQ RI QHWZRUN REMHFWV WKDW
DUH RUJDQL]HG PDQDJHG KLHUDUFKLFDOO\ LQ 0,% XVLQJ 6103 LV DGGUHVVHG
WKURXJK 2EMHFW LGHQWLILHUV 2,'V 7KHVH 2EMHFW LGHQWLILHUV 2,'V LQFOXGHV
0,% REMHFWV OLNH 6WULQJ $GGUHVV &RXQWHU $FFHVV OHYHO DQG RWKHU
LQIRUPDWLRQ
0,% ([DPSOH 7KH W\SLFDO REMHFWV WR PRQLWRU RQ D SULQWHU DUH WKH GLIIHUHQW
FDUWULGJHVWDWHVDQGPD\EHWKHQXPEHURISULQWHGILOHVDQGRQDVZLWFKWKH
W\SLFDOREMHFWVRILQWHUHVWDUHWKHLQFRPLQJDQGRXWJRLQJWUDIILFDVZHOODVWKH
UDWHRISDFNHWORVVRUWKHQXPEHURISDFNHWVDGGUHVVHGWRDEURDGFDVWDGGUHVV
7KHIHDWXUHVRIDYDLODEOH6103YDULDQWVDUH
YHUVLRQ )HDWXUHV
1R6XSSRUWIRUHQFU\SWLRQDQGKDVKLQJ3ODLQWH[WFRPPXQLW\
9
VWULQJLVXVHGIRUDXWKHQWLFDWLRQ
1R VXSSRUW IRU HQFU\SWLRQ DQG KDVKLQJ HLWKHU 6RPH JUHDW
9F IXQFWLRQV OLNH WKH DELOLW\ WR JHW GDWD LQ EXON IURP DJHQWV DUH
LPSOHPHQWHGLQYHUVLRQF
6XSSRUW IRU ERWK HQFU\SWLRQ '(6 DQG KDVKLQJ 0' RU
6+$ ,PSOHPHQWDWLRQ RI YHUVLRQ KDV WKUHH PRGHOV
1R$XWK1R3ULYPHDQVQRHQFU\SWLRQDQGKDVKLQJZLOOEHXVHG
9
$XWK1R3ULY PHDQV RQO\ 0' RU 6+$ EDVHG KDVKLQJ ZLOO EH
XVHG$XWK3ULYPHDQVERWKHQFU\SWLRQDQGKDVKLQJZLOOEHXVHG
IRU6103WUDIILF
7DEOH6103YHUVLRQV
6103(QXPHUDWLRQ7RRO
2S8WLOV
2S8WLOV LV D 1HWZRUN 0RQLWRULQJ DQG WURXEOHVKRRWLQJ WRRO IRU QHWZRUN
HQJLQHHUV2S8WLOVLVSRZHUHGE\0DQDJH(QJLQHVVXSSRUWQXPEHURIWRROV
IRU 6ZLWFK 3RUW ,3 $GGUHVV 0DQDJHPHQW ,W KHOSV QHWZRUN HQJLQHHUV WR
PDQDJH WKHLU GHYLFHV DQG ,3 $GGUHVV 6SDFH ZLWK HDVH ,W SHUIRUPV QHWZRUN
PRQLWRULQJ GHWHFWLRQ RI D URJXH GHYLFH LQWUXVLRQ EDQGZLGWK XVDJH
PRQLWRULQJDQGPRUH
'RZQORDG:HEVLWHKWWSVZZZPDQDJHHQJLQHFRP
6RODU:LQGV(QJLQHHUߞV7RROVHW
6RODU:LQGV (QJLQHHUߞV 7RROVHW LV D QHWZRUN DGPLQLVWUDWRUߞV WRRO RIIHUV
KXQGUHGVRIQHWZRUNLQJWRROVIRUGHWHFWLRQDQGWURXEOHVKRRWLQJDQGQHWZRUN
GLDJQRVWLFV
'RZQORDG:HEVLWHKWWSVZZZVRODUZLQGVFRP
.H\IHDWXUHV
$XWRPDWHGQHWZRUNGHWHFWLRQ
0RQLWRULQJDQGDOHUWVLQUHDOWLPH
3RZHUIXOGLDJQRVWLFFDSDELOLWLHV
,PSURYHGQHWZRUNVHFXULW\
5HJLVWU\FRQILJXUDWLRQDQGDGPLQLVWUDWLRQ
0RQLWRULQJRI,3DGGUHVVHVDQG'+&3VFRSHV
/'$3(QXPHUDWLRQ
/LJKWZHLJKW'LUHFWRU\$FFHVV3URWRFRO/'$3
7KH /LJKWZHLJKW 'LUHFWRU\ $FFHVV 3URWRFRO /'$3 LV DQ RSHQ VWDQGDUG
,QWHUQHW SURWRFRO /'$3 LV IRU DFFHVVLQJ DQG PDLQWDLQLQJ GLVWULEXWHG
GLUHFWRU\ LQIRUPDWLRQ VHUYLFHV LQ D KLHUDUFKLFDO DQG ORJLFDO VWUXFWXUH $
GLUHFWRU\ VHUYLFH SOD\V DQ LPSRUWDQW UROH E\ DOORZLQJ WKH VKDULQJ RI
LQIRUPDWLRQOLNHXVHUV\VWHPQHWZRUNVHUYLFHHWFWKURXJKRXWWKHQHWZRUN
/'$3 SURYLGHV D FHQWUDO SODFH WR VWRUH XVHUQDPHV DQG SDVVZRUGV
$SSOLFDWLRQVDQG6HUYLFHVFRQQHFWWRWKH/'$3VHUYHUWRYDOLGDWHXVHUV7KH
FOLHQWLQLWLDWHVDQ/'$3VHVVLRQE\VHQGLQJDQRSHUDWLRQUHTXHVWWR'LUHFWRU\
6\VWHP $JHQW '6$ XVLQJ 7&3 SRUW &RPPXQLFDWLRQ EHWZHHQ &OLHQW
DQG6HUYHUXVHV%DVLF(QFRGLQJ5XOHV%(5
'LUHFWRU\VHUYLFHVXVLQJ/'$3LQFOXGHV
$FWLYH'LUHFWRU\
2SHQ'LUHFWRU\
2UDFOHL3ODQHW
1RYHOOH'LUHFWRU\
2SHQ/'$3
/'$3(QXPHUDWLRQ7RRO
/'$3HQXPHUDWLRQWRROVWKDWFDQEHXVHGIRUWKHHQXPHUDWLRQRI/'$3
HQDEOHGV\VWHPV VHUYLFHVLQFOXGH
/'$3(QXPHUDWLRQ7RRO :HEVLWH
-;SORUHU ZZZM[SORUHURUJ
/'$3$GPLQ7RRO ZZZOGDSVRIWFRP
/'$3$FFRXQW0DQDJHU ZZZOGDSDFFRXQW
PDQDJHURUJ
$FWLYH'LUHFWRU\([SORUHU WHFKQHWPLFURVRIWFRP
/'$3$GPLQLVWUDWLRQ7RRO VRXUFHIRUJHQHW
/'$36HDUFK VHFXULW\H[SORGHGFRP
$FWLYH'LUHFWRU\'RPDLQ6HUYLFHV ZZZPLFURVRIWFRP
0DQDJHPHQW3DFN
/'$3%URZVHU(GLWRU ZZZQRYHOOFRP
7DEOH/'$3(QXPHUDWLRQWRROV
173(QXPHUDWLRQ
1HWZRUN7LPH3URWRFRO173
173LV1HWZRUN7LPH3URWRFROXVHGLQDQHWZRUNWRV\QFKURQL]HWKHFORFNV
DFURVVWKHKRVWVDQGQHWZRUNGHYLFHV7KH173LVDQLPSRUWDQWSURWRFRODV
GLUHFWRU\VHUYLFHVQHWZRUNGHYLFHVDQGKRVWUHO\RQFORFNVHWWLQJVIRUORJLQ
SXUSRVHV DQG ORJJLQJ WR NHHS D UHFRUG RI HYHQWV 173 KHOSV LQ FRUUHODWLQJ
HYHQWV E\ WKH WLPH V\VWHP ORJV DUH UHFHLYHG E\ 6\VORJ VHUYHUV 173 XVHV
8'3SRUWQXPEHUDQGLWVZKROHFRPPXQLFDWLRQLVEDVHGRQFRRUGLQDWHG
XQLYHUVDOWLPH87&
173 XVHV D WHUP NQRZQ DV VWUDWXP WR GHVFULEH WKH GLVWDQFH EHWZHHQ 173
VHUYHU DQG GHYLFH ,W LV MXVW OLNH 77/ QXPEHU WKDW GHFUHDVHV HYHU\ KRS D
SDFNHW SDVVHV E\ 6WUDWXP YDOXH VWDUWLQJ IURP RQH LQFUHDVHV E\ HYHU\ KRS
)RUH[DPSOHLIZHVHHVWUDWXPQXPEHURQORFDOURXWHULWPHDQVWKDW173
VHUYHU LV QLQH KRSV DZD\ 6HFXULQJ 173 LV DOVR DQ LPSRUWDQW DVSHFW DV WKH
DWWDFNHU PD\ FKDQJH WLPH DW ILUVW SODFH WR PLVOHDG WKH IRUHQVLF WHDPV ZKR
LQYHVWLJDWHDQGFRUUHODWHWKHHYHQWVWRILQGWKHURRWFDXVHRIWKHDWWDFN
173$XWKHQWLFDWLRQ
173 YHUVLRQ 173Y DQG ODWHU YHUVLRQV VXSSRUW D FU\SWRJUDSKLF
DXWKHQWLFDWLRQWHFKQLTXHEHWZHHQ173SHHUV7KLVDXWKHQWLFDWLRQFDQEHXVHG
WRPLWLJDWHDQDWWDFN
7KUHHFRPPDQGVDUHXVHGRQWKH173PDVWHUDQGWKH173FOLHQW
5RXWHUFRQILJQWSDXWKHQWLFDWH
5RXWHUFRQILJQWSDXWKHQWLFDWLRQNH\NH\QXPEHUPGNH\YDOXH
5RXWHUFRQILJQWSWUXVWHGNH\NH\QXPEHU
:LWKRXW 173 $XWKHQWLFDWLRQ FRQILJXUDWLRQ 1HWZRUN WLPH LQIRUPDWLRQ VWLOO
H[FKDQJHVEHWZHHQVHUYHUDQGFOLHQWVEXWWKHGLIIHUHQFHLVWKHVH173FOLHQWV
GR QRW DXWKHQWLFDWH WKH 173 VHUYHU DV D VHFXUH VRXUFH VXFK DV ZKDW LI WKH
OHJLWLPDWH173VHUYHUJRHVGRZQDQG)DNH173VHUYHURYHUWDNHWKHUHDO173
VHUYHU
173(QXPHUDWLRQ
$QRWKHULPSRUWDQWDVSHFWRIFROOHFWLQJLQIRUPDWLRQLVWKHWLPHDWZKLFKWKDW
VSHFLILFHYHQWRFFXUV$WWDFNHUVPD\WU\WRFKDQJHWKHWLPHVWDPSVVHWWLQJRI
WKHURXWHURUPD\LQWURGXFHURXJK173VHUYHULQWKHQHWZRUNWRPLVOHDGWKH
IRUHQVLF WHDPV 7KDQNV WR WKH FUHDWRUV RI 173 Y LW KDV VXSSRUW IRU
DXWKHQWLFDWLRQ ZLWK 173 VHUYHU EHIRUH FRQVLGHULQJ LWV WLPH WR EH
DXWKHQWLFDWHGRQH
,W LV SRVVLEOH WR JDWKHU LQIRUPDWLRQ IURP 173 XVLQJ GLIIHUHQW WRROV VXFK DV
173 FRPPDQGV 1PDS DQG DQ 16( VFULSW ,Q WKH SURFHVV RI (QXPHUDWLRQ
WKURXJK 173 DWWDFNHU JHQHUDWHV TXHULHV WR 173 VHUYHU WR H[WUDFW YDOXDEOH
LQIRUPDWLRQIURPWKHUHVSRQVHVVXFKDV
+RVWLQIRUPDWLRQFRQQHFWHGWR173VHUYHU
&OLHQW,3DGGUHVV0DFKLQHQDPH2SHUDWLQJ6\VWHPLQIRUPDWLRQ
1HWZRUNLQIRUPDWLRQVXFKDV,QWHUQDO,3VGHSHQGVXSRQGHSOR\PHQWRI
173VHUYHULHLI173VHUYHULVGHSOR\HGLQ'0=
173(QXPHUDWLRQ&RPPDQGV
QWSGFLVXVHGWRTXHU\WKHQWSGGDHPRQUHJDUGLQJFXUUHQWVWDWH UHTXHVW
FKDQJHVLQVWDWH
URRW#NDOLaQWSGF>IODJ!>YDO!@_QDPH!>^ _`YDO!@@>KRVW@
QWSGFFRPPDQGFDQEHXVHGZLWKWKHIROORZLQJRSWLRQV
2SWLRQV 'HVFULSWLRQ
L 7KLVRSWLRQIRUFHWRRSHUDWHLQLQWHUDFWLYHPRGH
Q 'LVSOD\KRVWDGGUHVVHVLQWKHGRWWHGTXDGQXPHULFIRUPDW
O 'LVSOD\WKHOLVWRISHHUVZKLFKDUHNQRZQWRWKHVHUYHUV
S 'LVSOD\WKHOLVWRIWKHSHHUVNQRZQWRWKHVHUYHUDGGLWLRQDOO\
GLVSOD\WKHVXPPDU\RIWKHLUVWDWH
V 'LVSOD\OLVWRISHHUVNQRZQWRWKHVHUYHUDVXPPDU\RIWKHLU
VWDWHLQDGLIIHUHQWIRUPDWHTXLYDOHQWWRFGPSHHUV
7DEOHQWSGFFRPPDQGRSWLRQV
)LJXUHQWSGFFRPPDQGV
QWSWUDFHLVD3HUOVFULSWXVHVQWSTWRIROORZWKHFKDLQRI173VHUYHUVIURPD
JLYHQKRVWEDFNWRWKHSULPDU\WLPHVRXUFHQWSWUDFHUHTXLUHVLPSOHPHQWDWLRQ
RI173&RQWURODQG0RQLWRULQJ3URWRFROVSHFLILHGLQ5)&DQGHQDEOHG
1730RGHSDFNHWVWRZRUNSURSHUO\
)LJXUHQWSWUDFHFRPPDQGV
QWSTLVDFRPPDQGOLQHXWLOLW\WKDWLVXVHGWRTXHU\WKH173VHUYHU7KHQWST
LVXVHGWRCPRQLWRU173GDHPRQQWSGRSHUDWLRQV GHWHUPLQHSHUIRUPDQFH
,WXVHVWKHVWDQGDUG173PRGHFRQWUROPHVVDJHIRUPDWV
1WSTFRPPDQGFDQEHXVHGZLWKIROORZLQJRSWLRQV
2SWLRQV 'HVFULSWLRQ
F 7KHIROORZLQJDUJXPHQWLVLQWHUSUHWHGDVDQLQWHUDFWLYHIRUPDW
FRPPDQGDQGLVDGGHGWRWKHOLVWRIFRPPDQGVWREHH[HFXWHG
RQWKHVSHFLILHGKRVWV0XOWLSOHFRSWLRQVPD\EHJLYHQ
G 7XUQRQGHEXJJLQJPRGH
L )RUFH QWST WR RSHUDWH LQ LQWHUDFWLYH PRGH 3URPSWV ZLOO EH
ZULWWHQ WR WKH VWDQGDUG RXWSXW DQG FRPPDQGV UHDG IURP WKH
VWDQGDUGLQSXW
Q 2XWSXW DOO KRVW DGGUHVVHV LQ WKH GRWWHGTXDG QXPHULF IRUPDW
UDWKHUWKDQFRQYHUWLQJWRWKHFDQRQLFDOKRVWQDPHV
S 3ULQW D OLVW RI WKH SHHUV NQRZQ WR WKH VHUYHU DV ZHOO DV D
VXPPDU\ RI WKHLU VWDWH 7KLV LV HTXLYDOHQW WR WKH SHHU
V
LQWHUDFWLYHFRPPDQG
)RUFH '16 UHVROXWLRQ RI IROORZLQJ KRVW QDPHV RQ WKH
FRPPDQGOLQHWRWKH,3YQDPHVSDFH
)RUFH '16 UHVROXWLRQ RI IROORZLQJ KRVW QDPHV RQ WKH
FRPPDQGOLQHWRWKH,3YQDPHVSDFH
7DEOHQWSTFRPPDQGRSWLRQV
)LJXUHQWSTFRPPDQGV
173(QXPHUDWLRQ7RROV
1PDS
173VHUYHU6FDQQHU
:LUHVKDUN
1734XHU\
6073(QXPHUDWLRQ
6LPSOH0DLO7UDQVIHU3URWRFRO6073
6073 (QXPHUDWLRQ LV DQRWKHU ZD\ WR H[WUDFW LQIRUPDWLRQ DERXW WKH WDUJHW
XVLQJ 6LPSOH 0DLO 7UDQVIHU 3URWRFRO 6073 6073 3URWRFRO HQVXUHV WKH
PDLOFRPPXQLFDWLRQEHWZHHQ(PDLOVHUYHUVDQGUHFLSLHQWVRYHU,QWHUQHWSRUW
6073LVRQHRIWKHSRSXODU7&3,3SURWRFROZLGHO\XVHGE\PRVWRIWKH
HPDLOVHUYHUVQRZGHILQHGLQ5)&
6073(QXPHUDWLRQ7HFKQLTXH
7KH IROORZLQJ DUH VRPH RI WKH 6073 FRPPDQGV WKDW FDQ EH XVHG IRU
(QXPHUDWLRQ 6073 VHUYHU UHVSRQVHV IRU WKHVH FRPPDQGV VXFK DV 95)<
5&37 72 DQG (;31 DUH GLIIHUHQW %\ LQVSHFWLQJ DQG FRPSDULQJ WKH
UHVSRQVHVIRUYDOLGDQGLQYDOLGXVHUVWKURXJKLQWHUDFWLQJWKH6073VHUYHUYLD
WHOQHWYDOLGXVHUVFDQEHGHWHUPLQHG
&RPPDQG )XQFWLRQ
+(/2 7RLGHQWLI\WKHGRPDLQQDPHRIWKHVHQGHU
(;31 9HULI\0DLOER[RQORFDOKRVW
0$,/)520 7RLGHQWLILHVWKHVHQGHURIWKHHPDLO
5&3772 6SHFLI\WKHPHVVDJHUHFLSLHQWV
6,=( 7RVSHFLI\0D[LPXP6XSSRUWHG6L]H,QIRUPDWLRQ
'$7$ 7RGHILQHGDWD
56(7 5HVHWWKHFRQQHFWLRQ EXIIHURI6073
95)< 9HULI\WKHDYDLODELOLW\RI0DLO6HUYHU
+(/3 6KRZKHOS
48,7 7RWHUPLQDWHDVHVVLRQ
7DEOH6073FRPPDQGV
6073(QXPHUDWLRQ7RRO
1HW6FDQ7RRO3UR
6073XVHUHQXP
7HOQHW
'16=RQH7UDQVIHU(QXPHUDWLRQ8VLQJ16/RRNXS
,Q WKH HQXPHUDWLRQ SURFHVV WKURXJK '16 =RQH WUDQVIHU DWWDFNHU ILQG WKH
WDUJHW
V7&3SRUWDV7&3SRUWLVXVHGE\'16DQG=RQHWUDQVIHUXVHV
WKLVSRUWE\GHIDXOW8VLQJSRUWVFDQQLQJWHFKQLTXHV\RXFDQILQGLIWKHSRUW
LVRSHQ
'16=RQH7UDQVIHU
'16=RQHWUDQVIHULVWKHSURFHVVWKDWLVSHUIRUPHGE\'16,QWKHSURFHVVRI
=RQH WUDQVIHU '16 SDVVHV D FRS\ FRQWDLQLQJ GDWDEDVH UHFRUGV WR DQRWKHU
'16 VHUYHU '16 =RQH WUDQVIHU SURFHVV SURYLGHV VXSSRUW IRU UHVROYLQJ
TXHULHVDVPRUHWKDQRQH'16VHUYHUFDQUHVSRQGWRWKHTXHULHV
&RQVLGHU D VFHQDULR LQ ZKLFK ERWK SULPDU\ DQG VHFRQGDU\ '16 6HUYHUV DUH
UHVSRQGLQJWRWKHTXHULHV6HFRQGDU\'16VHUYHUJHWVWKH'16UHFRUGVFRS\
WRXSGDWHWKHLQIRUPDWLRQLQLWVGDWDEDVH
'16=RQH7UDQVIHUXVLQJQVORRNXSFRPPDQG
*R WR :LQGRZV FRPPDQG OLQH &0' DQG HQWHU 1VORRNXS DQG SUHVV
(QWHU
)LJXUHQVORRNXSFRPPDQG
&RPPDQGSURPSWZLOOSURFHHGWR!V\PERO
(QWHUVHUYHU'166HUYHU1DPH!RUVHUYHU'166HUYHU$GGUHVV!
(QWHU VHW W\SH DQ\ DQG SUHVV (QWHU ,W ZLOO UHWULHYH DOO UHFRUGV IURP D
'16VHUYHU
(QWHU OV G 'RPDLQ! WKLV ZLOO GLVSOD\ WKH LQIRUPDWLRQ IURP WKH WDUJHW
GRPDLQLIDOORZHG
)LJXUHQVORRNXSFRPPDQG
,IQRWDOORZHGLWZLOOVKRZWKHUHTXHVWIDLOHG
)LJXUHQVORRNXSFRPPDQG
/LQX[ VXSSRUW GLJ FRPPDQG $W D FRPPDQG SURPSW HQWHU GLJ
GRPDLQFRP!D[IU
(QXPHUDWLRQ&RXQWHUPHDVXUHV
8VLQJ DGYDQFH VHFXULW\ WHFKQLTXHV DGYDQFHG VHFXULW\ VRIWZDUHV XSGDWHG
YHUVLRQVRISURWRFROVVWURQJVHFXULW\SROLFLHVXQLTXHDQGGLIILFXOWSDVVZRUG
VWURQJ HQFU\SWHG FRPPXQLFDWLRQ EHWZHHQ FOLHQW DQG VHUYHU GLVDEOLQJ
XQQHFHVVDU\ SRUWV SURWRFROV VKDULQJ DQG GHIDXOW HQDEOHG VHUYLFHV FDQ
SUHYHQWIURPHQXPHUDWLRQDWDFHUWDLQOHYHO
0LQG0DS