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KS GQ 18 008 en N PDF
KS GQ 18 008 en N PDF
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Abstract
This Methodological manual on territorial typologies provides information that data suppliers concerned with
subnational statistics within the European Union (EU) need to ensure coherency and comparability. It also helps end-
users understand and interpret the wide range of official statistics that are available at a subnational level for different
areas and regions of the EU.
The publication marks an important milestone as it reflects legislative developments — through an initiative called
Tercet — which integrated the most relevant territorial typologies into a consolidated and amended NUTS Regulation
at the start of 2018.
Editorial team
Valeriya Angelova-Tosheva and Oliver Müller
Eurostat, Unit E4 — Regional statistics and geographical information
Contact details
Eurostat
Statistical Office of the European Union
Joseph Bech Building
5, rue Alphonse Weicker
2721 Luxembourg
E-mail: estat-user-support@ec.europa.eu
Production
This publication was produced by Giovanni Albertone, Simon Allen and Andrew Redpath — INFORMA s.à r.l.
Acknowledgements
The editors would like to take the opportunity to thank to those colleagues who were closely involved in the
publication’s preparation, namely: Filipe Alves, Teodora Brandmüller, Jorge Calvo, Michael Harrop, Åsa Önnerfors,
Jørgen Rasmussen and Petronela Reinecke (Eurostat, Unit E4, Regional statistics and geographical information);
Lewis Dijkstra and Hugo Poelman (Directorate-General for Regional and Urban Policy, Unit B1, Economic analysis);
Catherine Coyette and Annika Johansson (Eurostat, Unit B4: Dissemination and user support).
Contents
Abstract..............................................................................................................................................................................................................................................................................................3
Introduction .................................................................................................................................................................................................................................................................................5
B. Local typologies............................................................................................................................................................................................................................................................ 37
2. Degree of urbanisation............................................................................................................................................................... 38
4. Coastal areas................................................................................................................................................................................... 64
Purpose of this publication typologies used for official statistics within the EU. The
publication is structured following these legislative
Reliable and comparable datasets for different territorial developments:
typologies can only be produced on the basis of
coherent building blocks. Location is a key attribute to • it starts with this introduction, providing an
virtually all official statistics: it provides the structure overview of the typologies presented, details
for collecting, processing, storing, analysing and concerning the basic building blocks that are used to
aggregating data. The framework provided by a specific construct these typologies, and some background as
geographic feature, such as a national border, or to the various uses that can be made of subnational
proximity to a coastline, is often the only feature shared statistics;
by different datasets. Moreover, location is a concept • this is followed by an explanation of cluster types
that most people are comfortable with, as statistics on (Part A ) — which are related groups of 1 km² grid
specific areas help people to understand the relevance cells that share the same characteristics in terms of
of particular statistics. their population density;
• the main body of the manual contains detailed
Eurostat’s Methodological manual on territorial typologies explanations for the two main types of territorial
has been principally designed as a guide for data typologies that are covered in Tercet-related
suppliers within the European Union (EU) so that they legislation:
have the necessary information to ensure coherency • local typologies (Part B) — which presents a
within their data collections. It may also be of interest range of typologies that are based on data for local
to users of subnational statistics so they may better administrative units (LAUs);
understand and interpret the wide range of official • regional typologies (Part C) — which presents a
statistics that are available at a subnational level for the range of typologies that are based on regional data
EU. classified according to NUTS level 3;
• the last main part presents a number of other
The decision to make this publication reflects regional typologies that are not currently covered
an important milestone concerning legislative by legislation (Part D), where further development
developments: an amending Regulation (EU) 2017/2391 work and/or agreement with other European
of the European Parliament and of the Council was Commission services is required before a legislative
adopted on 12 December 2017 as regards territorial basis might be established; these typologies are also
typologies (Tercet), followed on 18 January 2018 by based on regional data classified according to NUTS
a consolidated and amended version of Regulation level 3;
(EC) No 1059/2003 of the European Parliament and • the publication concludes with an annex for regional
of the Council on the establishment of a common typologies that are based on NUTS level 3, as well as
classification of territorial units for statistics (NUTS). Prior a list of abbreviations and acronyms.
to the Tercet initiative, these territorial typologies and
their related methodologies did not have any legal
basis and they were, as such, not formally recognised by
the European statistical system (ESS). These issues were
Overview of typologies
subsequently addressed with subnational statistics Most economic, social and environmental situations
now having a legal basis that is developed around a set and developments have a specific territorial dimension
of impartial and transparent territorial typologies. The — they are located in a fixed place — dependent, to
main objectives of Tercet included, among others: some degree, upon a range of territorial resources,
for example, transport or communications networks,
• establishing a legal recognition of territorial
access to services, as well as natural and human
typologies for the purpose of European statistics by
resources. Such geospatial diversity makes analysing
laying down core definitions and statistical criteria;
different territories a complex task. In order to
• integrating territorial typologies into the NUTS
cast some light on territorial patterns, Eurostat has
Regulation so that specific types of territory could
expanded its range of statistics that are published for
be referred to in thematic statistical regulations or
territorial typologies.
policy initiatives, without the need to (re-)define
terminology such as cities, urban or coastal areas; A broad range of territorial typologies were integrated
• ensuring methodological transparency and stability, into the NUTS Regulation in December 2017,
by clearly promoting how to update the typologies. underlining the importance of subnational statistics
as an instrument for targeted policymaking and a
To mark the end of this period of legislative
tool for understanding and quantifying the impact of
developments, Eurostat has compiled this exhaustive
policy decisions in specific territories. The Regulation
guide providing information on the latest territorial
provides a legal basis for the use of 1 km² grid cells,
Key terms
There are a number of key terms which appear in several places throughout this Methodological manual on
territorial typologies. A short definition of these key terms is provided here before going into more detail later
in this introduction (see Overview of typologies and Building blocks for typologies for more detailed definitions/
descriptions).
Clusters: groups of grid cells that conform to a particular criterion in relation to their population density. For
example, similar grid cells may be grouped into rural grid cells, urban clusters (moderate-density clusters) or
urban centres (high-density clusters).
Local administrative units (LAUs): a system for dividing up a territory for the purpose of developing statistics at
a local level. These units are usually low level administrative divisions within a country, ranked below a province,
region, or state.
Classification of territorial units for statistics (NUTS): a territorial classification that subdivides the territory of
the EU into three different hierarchical levels — NUTS level 1, level 2 and level 3 respectively — detailing larger
to smaller territorial units. The NUTS is based on Regulation (EC) No 1059/2003 of the European Parliament and
of the Council of 26 May 2003 on the establishment of a common classification of territorial units for statistics
(NUTS), which is regularly updated. A consolidated version of the latest (amended) legislative text is available at:
https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02003R1059-20180118.
Population grid: a lattice composed of 1 km² grid cells overlaying a particular territory, for which information
is collected relating to the number of inhabitants. These grids are a powerful tool to describe the spatial
distribution of population which may be used to analyse the interrelationships between human activities and
the environment. The grid is stable over time, not dependant on changes in administrative boundaries and may
be used for spatial aggregations to various territories of interest.
Region: a term with two distinct meanings in a statistical context. For the purpose of this Methodological
manual on territorial typologies a region refers to a geographical area at a subnational level based on NUTS.
Although not used in this publication, a region may also refer to a supranational level, as in a region of the world
(for example, Latin America, south-east Asia, or indeed the EU).
local administrative units (LAUs) and NUTS, as well for LAUs may be used to establish local typologies
as providing information as to how each of these including the degree of urbanisation (cities; towns and
concepts relates to establishing a complementary set suburbs; rural areas); functional urban areas (cities and
of territorial typologies. By integrating these territorial their surrounding commuting zones); coastal areas
typologies into a single legal text, it is hoped that they (coastal and non-coastal areas).
will be applied consistently and harmoniously, making
it possible for them to be cross-referenced from other Regional typologies: statistics that are grouped
acts and programmes. according to the classification of territorial units for
statistics (NUTS); they provide information at a relatively
Figure 0.1 presents an overview of the main territorial aggregated level of detail, with data presented for NUTS
typologies that have been developed, often in level 1, level 2 and level 3 regions respectively, detailing
conjunction with other European Commission larger to smaller territorial units. Only the most detailed
services and/or other international organisations. At statistics at NUTS level 3 are used as building blocks
the most basic level, these concepts can be split into to establish the urban-rural typology (predominantly
three different groups, covering grid typologies, local urban regions, intermediate regions and predominantly
typologies and regional typologies. rural regions), the metropolitan typology (metropolitan
and non-metropolitan regions), the coastal typology
Grid typologies: Eurostat collects population statistics (coastal and non-coastal regions), each of which
based on 1 km² grid cells. These very detailed statistics has a legislative basis. There are three other regional
are used to establish various cluster types — namely, typologies (covered in this manual) for which there is,
urban centres, urban clusters and rural grid cells. at present, no legal basis: the border typology (border
and non-border regions), the island typology (island
Local typologies: based on statistics for local
and non-island regions) and the mountain typology
administrative units (LAUs) which generally comprise
(mountain and non-mountain regions). The EU also has
municipalities or communes across the EU. Statistics
a number of outermost regions (defined by Article 349
(1) Within the degree of urbanisation typology the aggregation of cities with towns and suburbs is referred to as urban areas.
Source: Eurostat, Regulation (EC) No 1059/2003
of the Treaty of the Functioning of the European • at an initial level, urban centres (or high-density
Union (TFEU)) which are geographically distant from clusters) are identified as groups of grid cells with
the European continent. As their collective legal a population density of at least 1 500 inhabitants/
definition is provided for by the TFEU, this typology is km² and collectively a population of at least 50 000
not specifically covered in this manual. That said, the inhabitants;
outermost regions form an integral part of the EU and • these urban centres may be superimposed onto LAUs
as such they are included — as individual regional to identify cities (LAUs where at least 50 % of the
entities — within each regional typology. population lives in an urban centre) and commuting
zones (LAUs surrounding a city characterised by at
The three different types of territorial typologies — least 15 % of their population commuting to work in
grid, local and regional — are closely interlinked, as the city); the term functional urban area is used to
they are based on the same basic building blocks, describe this wider aggregate that consists of a city
namely, classifying population grid cells to different and its surrounding commuting zone(s);
cluster types and then aggregating this information • functional urban areas may then be superimposed
either by LAU or by region to produce statistics for a onto NUTS level 3 regions to identify metropolitan
wide variety of different typologies. Figure 0.2 presents and non-metropolitan regions, defined as a NUTS
an example for how urban areas in the EU are defined level 3 region or groups of NUTS level 3 regions
at three different — but coherent — levels: where at least 50 % of the population lives inside a
functional urban area that is composed of more than
250 000 inhabitants.
9
Introduction
This brief overview concludes with a set of 11 maps the population in mainland Spain and Portugal is
for Spain and Portugal that show the various territorial concentrated in areas that are close to the coastline, with
typologies that are presented within the main body relatively high population density in north-west and
of this publication; they underline the broad range north-east Spain and northern Portugal. The principal
of potential analyses that may be carried out when urban centres shown in Map 0.2 — composed of
exploiting Eurostat’s subnational statistics. The first high-density clusters — include Madrid, Barcelona and
of these (Map 0.1) shows that the vast majority of Valencia in Spain as well as Lisbon and Porto in Portugal.
Map 0.1: Population density for Spain and Portugal Map 0.2: Cluster types for Spain and Portugal
based on the GEOSTAT population grid
Açores (PT) Canarias (ES) Açores (PT) Canarias (ES)
number of inhabitants/km²
Urban centre (high-density clusters)
0 200 - < 500 Urban clusters (moderate-density clusters)
1-<5 500 - < 5 000 Rural grid cells
5 - < 20 ≥ 5 000
20 - < 200
Note: based on population grid from 2011.
Note: based on population grid from 2011. Source: Eurostat, JRC and European Commission, Directorate-General
Source: Eurostat, JRC and GEOSTAT population grid 2011 Regional and Urban Policy
Map 0.3: Degree of urbanisation typology for Spain Map 0.4: Functional urban areas typology for Spain
and Portugal and Portugal
Açores (PT) Canarias (ES) Açores (PT) Canarias (ES)
Cities Cities
Towns and suburbs Commuting zones
Rural areas Other areas
Note: based on population grid from 2011 and LAU 2016. Note: based on population grid from 2011 and LAU 2016.
Source: Eurostat, JRC and European Commission, Directorate-General Source: Eurostat, JRC and European Commission, Directorate-General
Regional and Urban Policy Regional and Urban Policy
The following two maps show local typologies. Map 0.3 compact, with relatively clear boundaries dividing cities
confirms that large parts of the interior of Spain and and sparsely-populated, surrounding areas.
Portugal are rural areas that have relatively low levels
of population density. Commuting zones surrounding There are two different territorial typologies that
cities in Spain and Portugal are often relatively small concern maritime areas, one based on LAUs and the
with the exception of both capital cities (see Map 0.4). other based on NUTS level 3 regions. Map 0.5 shows
Indeed, many Iberian cities are characterised by the first of these detailing coastal and non-coastal areas
highly concentrated city centres that remain relatively in Spain and Portugal and Map 0.8 shows the other,
detailing coastal and non-coastal regions.
Map 0.5: Coastal areas typology for Spain and Portugal Map 0.6: Urban-rural typology for Spain and Portugal
Açores (PT) Canarias (ES) Açores (PT) Canarias (ES)
Map 0.7: Metropolitan typology for Spain and Portugal Map 0.8: Coastal typology for Spain and Portugal
Açores (PT) Canarias (ES) Açores (PT) Canarias (ES)
Maps 0.6 to 0.11 present information for regional The final map for regional typologies shows the second
typologies based on NUTS level 3 regions. The first of typology related to the sea, namely, the coastal typology.
these shows the urban-rural typology, with the vast This may be used to identify regions by individual sea
majority of regions in Portugal characterised as being basins (for example, regions that border the Mediterranean
predominantly rural. By contrast, relatively few regions Sea or the North-East Atlantic Ocean), as well as outermost
in Spain are considered to be predominantly rural, regions (which form an integral part of the EU). There
with intermediate regions accounting for a majority of are two such outermost regions in Portugal (Região
the NUTS level 3 regions in Spain. Map 0.7 shows that Autónoma dos Açores and Região Autónoma da Madeira)
the vast majority of metropolitan regions in Spain and and a single outermost region in Spain (Canarias; note this
Portugal are located around their coastlines, with a few is composed of seven NUTS level 3 regions).
notable exceptions in Spain.
This final group of maps presenting the various territorial
Map 0.9: Border typology for Spain and Portugal typologies shows three more regional typologies; note
however that contrary to the typologies shown in Maps
Açores (PT) Canarias (ES)
0.6-0.8, the statistics collected for the typologies that
are shown in Maps 0.9-0.11 do not have any legal basis.
Map 0.9 identifies the (common) inland border regions of
Madeira (PT) Spain and Portugal, as well as Spanish regions that share
a land border with France.
Map 0.10: Island typology for Spain and Portugal Map 0.11: Mountain typology for Spain and Portugal
Açores (PT) Canarias (ES) Açores (PT) Canarias (ES)
Source: Eurostat, JRC and GEOSTAT population grid 2011 Source: Eurostat, JRC and GEOSTAT population grid 2011
Building blocks for typologies • grid cells all have the same size allowing for easy
comparison;
As noted above, the territorial typologies that have • grids are stable over time;
been developed by Eurostat can be split into three • grids integrate easily with other (scientific) data;
principal groups, covering grid-based typologies, local • grid systems can be constructed/assembled to form
typologies based on LAUs and regional typologies areas that match a specific purpose or study area.
based on NUTS level 3. This section provides a more
detailed explanation for the three basic building blocks The detailed nature of population grid statistics
that underpin the various typologies, namely: is generally considered an advantage over more
traditional statistics that are based on larger
• the population grid; administrative or statistical areas. For example, the
• local administrative units (LAUs); results presented for the urban-rural typology (in
• the classification of territorial units for statistics Map 0.6 above) do not show any variation in the
(NUTS). level of population density for urban-rural regions
around the Spanish capital of Madrid. By contrast, the
information shown for the population grid (in Map 0.1
POPULATION GRID above) contrasts extremely dispersed populations for
most areas around the Spanish capital with distinct
Short description population concentrations, such as the cities of
Guadalajara, Segovia or Toledo, thereby providing a
A population grid is composed of (usually square) more realistic portrait of where people actually live.
grid cells containing population counts for each cell.
Eurostat gives preference to the use of a 1 km² square Explanation of the population grid
grid that is overlaid across the EU territory.
Population grids are a powerful tool for describing the
Why use grid statistics? spatial distribution of a population and are particularly
useful for analysing socioeconomic phenomena that
Making use of a geographical grid for displaying are independent of administrative boundaries. This
population densities is not a new idea: indeed, next section provides an example of how population
examples exist from the late 18th century when this grids work in practice.
approach was adopted in statistical atlases. However,
it is only relatively recently that it has become possible A population grid is composed of a set of equally-sized
to consider the creation of population grids over very cells that is overlaid across the territory. For European
large areas, such as the EU, in a harmonised way. With data, a 1 km² grid represents a good compromise
the introduction of new technologies and increased between analytical capacity and data protection.
computing power, a growing number of national There are three methodological solutions foreseen for
statistical authorities developed the ability to produce establishing the total number of inhabitants living in
statistics for very small areas. For example, during a each of these 1 km² grid cells.
census, most statistical authorities are now able to
capture data based on geocoded data collection points Method 1: aggregation method
such as addresses or buildings that is usually much The aggregation method for producing population grid
more detailed than any other official data they publish. data is based on aggregating geocoded micro data
(it is also called the ‘bottom-up approach’). This is the
Traditionally, official statistics have been reported in preferred method for producing population grid data,
accordance with a hierarchical system of administrative for example, aggregating a geocoded point-based data
units ranging from local administrative units (LAUs), source, such as an address.
through regions and countries to supranational
aggregates covering, for example, the whole of the Population grid cells are referenced according to their
EU. While these systems provide high-quality data for coordinates which makes it possible to pinpoint them
accounting purposes and for the respective territorial on a map. The example of Figure 0.3 shows a large
authorities at each level of the hierarchy, they are not number of point-based data plots — the individual
so suitable for studying the causes and effects of many blue circles — that have been overlaid onto a statistical
socioeconomic and environmental phenomena which grid; the plots represent the population at their usual
are often independent of administrative boundaries, place of residence.
for example, commuting, leisure activities, flooding
or weather events. When studying such phenomena, In the example, the geocoded references in each grid
a system of grids with equal-size grid cells has many cell relate to the lower left corner of each cell and
advantages: provide information concerning their relative position
in relation to the origin (as measured in a northerly and
easterly direction): for example, cell B2 concerns grid This point-based information in each cell may be
reference N4626E5034, while the adjacent cell C2 is aggregated to produce a population count for each cell,
referenced as N4626E5035. These references indicate as shown in Figure 0.4. For example, cell B2 has a total
that grid cell N4626E5034 identifies a 1 km² cell that population count of 58 inhabitants, while in the adjacent
has coordinates for its lower left corner of Y=4 626 km cell (C2) the count is 52 inhabitants. The population
(north), X=5 034 km (east) in relation to the origin density of each grid cell may subsequently be assigned
(0 km, 0 km). Note that a new coding system will be to a population density class, as shown by the coloured
introduced when the grid is revised as part of the 2021 shading in Figure 0.4: no inhabitants per km² (white
census exercise. background); 1-4 inhabitants per km² (light yellow shade);
5-19 inhabitants per km² (medium yellow shade); 20-199
inhabitants per km² (darker yellow shade).
A B C D
1
1kmN4627E5033 1kmN4627E5034 1kmN4627E5035 1kmN4627E5036
2
1kmN4626E5033 1kmN4626E5034 1kmN4626E5035 1kmN4626E5036
3
1kmN4625E5033 1kmN4625E5034 1kmN4625E5035 1kmN4625E5036
4
1kmN4624E5033 1kmN4624E5034 1kmN4624E5035 1kmN4624E5036
1
1kmN4627E5033 1kmN4627E5034 1kmN4627E5035 1kmN4627E5036
2
1kmN4626E5033 1kmN4626E5034 1kmN4626E5035 1kmN4626E5036
3
1kmN4625E5033 1kmN4625E5034 1kmN4625E5035 1kmN4625E5036
4
1kmN4624E5033 1kmN4624E5034 1kmN4624E5035 1kmN4624E5036
Method 2: disaggregation method thinly populated areas (that are generally characterised
In the absence of geocoded micro data, alternative by one or two-storey dwellings). For more information,
approaches may be employed to produce data see:
for the grid. The first of these approaches — the
• Spatially disaggregated population estimates in the
disaggregation method (also called the ‘top-down
absence of national population and housing census
approach’) — uses population statistics for LAUs in
data, N. A. Wardrop, W. C. Jochem, T. J. Bird, H. R.
combination with auxiliary spatial data. The total
Chamberlain, D. Clarke, D. Kerr, L. Bengtsson, S. Juran,
population count for an LAU may be disaggregated
V. Seaman, and A. J. Tatem; https://www.pnas.org/
using data on land use and/or land cover to estimate
content/early/2018/03/15/1715305115
the number of inhabitants that are living in each 1 km²
• A high-resolution population grid map for Europe, F.
grid cell; this may be done, for example, through
Batista e Silva , J. Gallego and C. Lavalle; https://www.
the visual inspection of satellite images overlaid on
tandfonline.com/doi/pdf/10.1080/17445647.2013.764
the grid to determine if there are any buildings in
830
each grid cell. Such an approach may have some
• Spatial disaggregation of population data onto
limitations: for example, it is difficult to define the
Urban Footprint data, S. M. Starmans; https://elib.dlr.
actual height of buildings from a satellite image and,
de/97390/1/Masterarbeit_Sina_Starmans.pdf
as a consequence, the number of dwellings for each
• A volumetric approach to spatial population
building’s footprint. This has been identified as a
disaggregation using a raster build-up layer, land use/
shortcoming, insofar as models using this approach
land cover databases (SIOSE) and LIDAR remote sensing
tend to systematically underestimate the population
data, F. J. Goerlich; https://polipapers.upv.es/index.
living in densely populated areas (where there tend to
php/raet/article/view/4710
be higher buildings that may be composed of multiple
dwellings) while overestimating the population of
Method 3: hybrid method Madeira, it does not extend to the remaining outermost
The third and final method for producing population regions of the EU. The Joint Research Centre (JRC) of the
grid statistics is a hybrid method based on combining European Commission’s produced a global population
the aggregation and disaggregation techniques; this grid that was used to determine regional typologies for
method provides a compromise between accuracy the remaining outermost regions.
and the availability of data. Hybrid solutions may refer
One negative effect of developing grid-based statistics
to using different source data to establish a geocoded
that have a much greater level of geographical detail
framework, for example, combining geospatial,
is that there are increased concerns around data
administrative and statistical sources.
confidentiality and/or the risk of disclosure. Moreover,
Note for the 2021 census exercise it is likely that when introducing supplementary variables linked
the second and third methods will become largely to the population (such as analyses by sex, by age
obsolete, as data providers are generally expected or by type of housing) these issues may become
to switch to aggregation methods (at least for total even greater. The GEOSTAT 2011 population grid only
population measures). contains information for the total number of inhabitants
at their place of usual residence. This statistic was
usually considered as non-sensitive by national
GEOSTAT statistical authorities which, as a result, did not apply
GEOSTAT was launched by Eurostat in cooperation any data protection methods for confidentiality issues;
with the European Forum for Geography and Statistics note however that national laws may require NSIs to
(EFGS) in early 2010. It is a long-term programme protect the identification of individual citizens. For
designed to set up and promote the use of geospatial those countries that set confidentiality thresholds for
statistics including grid-based statistics through GEOSTAT 2011 the minimum number of inhabitants per
developing a methodology for official geospatial grid cells was 3 to 10 individuals; under this threshold
statistics in the EU, both for individual EU Member the population count was suppressed.
States and the EU as a whole. The initiative also aims to The results from the GEOSTAT 2011 exercise are shown
develop a set of common guidelines for the collection in Map 0.12; it presents the number of inhabitants per
and production of population grid statistics. 1 km² grid cell and uses the same population density
In part to meet their requirements in relation to classes as Figure 0.4 in order to classify the grid cells
Regulation (EC) 763/2008 on the population and from sparsely populated (a light orange shade) to
housing census, public administrations developed densely populated (a dark orange shade).
their geospatial statistics, collecting information either
for LAUs or at an even more detailed level. Indeed, Beyond GEOSTAT 2011
the census acted as a stimulus to trigger a range of Broadening the methodology of the GEOSTAT 2011
initiatives for establishing geocoded building, address population grid, GEOSTAT subsequently proposed a
and population registers. As geocoded data sources generic national (point-based) geocoding infrastructure
with sufficient accuracy and reliability were made for statistics (https://www.efgs.info/geostat/geostat2),
available, many of these were subsequently used as building on registers for national addresses, buildings
inputs for developing the GEOSTAT 2011 population and/or dwellings. One of the principal drivers
grid as part of the GEOSTAT programme, which behind this initiative was the goal of delivering a
contains information for 29 EU and European Free fully geocoded population census in 2021 and the
Trade Association (EFTA) countries. As a result, the geocoding of other social and economic statistics using
aggregation method was used to derive population the census infrastructure as a geocoding frame.
grid statistics for 62 % of the census population in 2011,
while the corresponding share for the GEOSTAT 2006 In the next iteration of GEOSTAT, on-going work is
population grid was 30 % coverage. The geospatial focused on developing and testing a European version
framework for GEOSTAT 2011 is a standardised 1 km² of the Global Statistical Geospatial Framework (GSGF)
grid that follows INSPIRE specifications and is based on for the European statistical system (ESS). One of the
the adoption of the ETRS89 Lambert Azimuthal Equal principal drivers behind this initiative is the goal of
Area coordinate reference system. The grid is currently delivering a fully geocoded population census in 2021.
used in various statistical production processes, The GSGF is expected to provide a full methodology for
including grid-based typologies, local typologies the capture and production of harmonised European
and regional typologies. The underlying data can geospatial statistics and its full integration of geospatial
be downloaded and used free of charge for non- information into statistical production processes. For
commercial purposes and may be found at: https:// more information, see: http://ggim.un.org/meetings/
ec.europa.eu/eurostat/web/gisco/geodata/reference- GGIM-committee/8th-Session/documents/Global-
data. While the GEOSTAT population grid covers Statistical-Geospatial-Framework-July-2018.pdf.
continental Europe, as well as the Açores, Canarias and
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Does the population grid change over time? Note Eurostat are discussing post-2021 census
developments with national statistical authorities. It is
Population grids essentially remain stable over time possible that from the mid-2020s onwards, the ESS will
unlike systems that are based on administrative agree to produce annual counts of populations (based
boundaries (which generally change each year). For on usual place of residence) for a 1 km² grid, with data
example, the population grid that is currently in use by to be made available within 12 months of the end of
Eurostat is GEOSTAT 2011, while the next major update the reference period.
of the grid is expected to relate to 2021 (when the next
census takes place).
Which territorial typologies are impacted by
As there have been only two population grids produced changes to the population grid?
at a pan-European level — GEOSTAT 2006 and
GEOSTAT 2011 — it is only possible to compare these for Those territorial typologies impacted by changes to
an analysis of changes to the population grid. Note that the population grid can be identified by referring to
some of the differences between the results for these Figure 0.1 above. It shows that population grid statistics
two grids may be linked to changes in the production for 1 km² cells are used directly to classify groups of grid
methodology and in particular the fact that there was cells into the following cluster types: urban clusters,
less disaggregated information used in 2011 (compared urban centres and rural grid cells (see Chapter 1 for
with 2006). Furthermore, GEOSTAT 2006 covered the more details on cluster types).
territory of 26 EU Member States (no information for
This link to cluster types is particularly important insofar
Croatia or Cyprus) and the four EFTA countries and was
as these statistics are themselves used as building
based on a total population of 502 6 million inhabitants,
blocks for developing basic territorial typologies such
while GEOSTAT 2011 was extended to include
as the degree of urbanisation (see Chapter 2) or the
information for Croatia and Cyprus, with 514.9 million
urban-rural typology (see Chapter 5). Information
inhabitants spread across 1.95 million unique grid cells,
for urban clusters and urban centres is also used as
while there were 2.47 million uninhabited grid cells.
a building block for developing urban typologies,
For the GEOSTAT 2011 population grid, there were with these statistics forming the basis — as already
56 208 grid cells with only one inhabitant while shown in Figure 0.2 — for data on cities and their
at the other end of the scale the highest number commuter zones (see Chapter 3) as well as statistics on
of inhabitants per 1 km² grid cell — some 53 119 metropolitan regions (see Chapter 6).
people — was recorded for Barcelona (Spain). There
were almost 466 million persons living in grid cells Further information
that were characterised by 150 or more inhabitants.
As such, around 90 % of the population was living in Glossary entry:
approximately 10 % of the grid cells. There were 132
Statistics Explained, at: https://ec.europa.
million people (or 26 % of the total population) living
eu/eurostat/statistics-explained/index.
in the most densely populated areas of the covered
php?title=Glossary:Population_grid_cell
countries, characterised by at least 5 000 inhabitants
per km², these grid cells covered just 0.35 % of the total
Detailed methodology:
area of the population grid.
GEOSTAT 2011, at: https://www.efgs.info/geostat/1b/
While the underlying building blocks — the
GEOSTAT 2011 population grid — remain stable, it is Dedicated section:
important to note that this does not preclude changes
Eurostat website, at: https://ec.europa.eu/eurostat/web/
to statistics that are based on the population grid.
gisco/overview
For example, each time there are changes to the
boundaries of LAUs (usually an annual exercise) or to
the boundaries of NUTS regions (usually every three Other information sources:
years) then changes to these classifications should be European Forum for Geography and Statistics (EFGS), at:
reflected in the statistics that are produced for territorial https://www.efgs.info/
typologies. Taking the example of the schematic
overview defining urban areas in the EU (as shown in INSPIRE — infrastructure for spatial information in
Figure 0.2 above), any modification to the boundaries Europe, at: https://inspire.ec.europa.eu/
of LAUs or regions would require the underlying
information — that derived from grid-based data — to
be reassessed in relation to such boundary changes.
Up until 2016, there were two different levels of LAU: Furthermore, there are often sizeable differences
between LAUs within the same EU Member State, for
• LAU level 1 (formerly NUTS level 4) which was example, in terms of their number of inhabitants or the
defined for most, but not all of the EU Member States; area that they cover. In 2016, there was a single person
• LAU level 2 (formerly NUTS level 5) which consisted of living in the French commune of Rochefourchat in the
municipalities/communes or equivalent units across south-east of France, while there were as many as 2.2
all EU Member States. million inhabitants living within the commune of Paris.
In the United Kingdom, the boundaries of the City of
Since 2017, only one level of LAU has been kept. It is London delineated an area of just 3.15 km² which can
important to note that existing administrative units be contrasted against an area of 7 763 km² for Caithness
within the EU Member States constitute the first & Sutherland (in the north of Scotland).
criterion used to define LAUs. This means there are
considerable differences across the EU Member States Encoding administrative divisions within the national
between the naming conventions and concepts territory is an essential task of national statistical systems,
used. Indeed, Regulation (EC) No 1059/2003 on the assigning an alphanumerical code to the various levels.
establishment of a common classification of territorial This makes it easier for national statistical authorities to
units for statistics (NUTS) defines an administrative provide a wide range of subnational statistics, often at
unit as: a geographical area with an administrative a highly disaggregated level of detail, in an attempt to
authority that has the power to take administrative meet the growing need for socioeconomic information
or policy decisions for that area within the legal and at a local level. As well as being a basis for statistical
institutional framework of the Member State. The distinct analysis in their own right, LAUs are also used as one of
administrative divisions used for each Member State are the principal building blocks to produce data for regions
defined within Annex III. and for other territorial typologies.
Why does the list of local administrative To amend the LAU list on an annual basis, Eurostat
units change? introduced a new transmission format in 2018. As well
as detailing changes to LAUs it also seeks to integrate
To meet the increased demand for statistics at a local information on changes to territorial typologies for
level, Eurostat maintains a list of LAUs. This tracks any LAU-based classifications — the degree of urbanisation,
changes that take place: some EU Member States make functional urban areas and coastal areas — which
frequent changes to their LAUs while others almost are directly impacted by any LAU boundary changes.
never change them. Article 4 of the NUTS Regulation As such, the LAU list is managed together with local
(EC) No 1059/2003 provides details of how this system typologies in order to align correspondence tables at
should be managed: the same time. This single procedure makes it possible
for Eurostat to publish annual updates for territorial
• during the first six months of each calendar year, typologies together with the annual LAU list at the end
the Member States should provide details of any of each year.
changes to local administrative units with reference
to 31 December of the previous year;
• Eurostat is responsible for amending, on an annual Which typologies are impacted by changes
basis, the complete list of LAUs on the basis of to LAUs?
changes to administrative units that have been
At a local level (for LAUs), the following typologies are
communicated to it by the Member States;
based on LAUs:
• Eurostat should publish the revised list of LAUs by the
end of each calendar year. • degree of urbanisation — cities, towns and suburbs,
rural areas (see Chapter 2);
Guidelines for developing LAU lists • functional urban areas — cities and their surrounding
• An LAU code is the key used for correspondence with commuting zones (see Chapter 3);
all related territorial typologies. • coastal and non-coastal areas (see Chapter 4).
• There are no coding conventions at an EU level for
LAUs, national codes are employed. As such, any changes made to LAU boundaries
• In the case of LAU closures, old codes must not be need to be checked to see if they impact on these
re-used or maintained. local level typologies and, where necessary, the
• LAU codes should be provided as alphanumeric correspondence tables for these typologies should
strings rather than numbers. be updated. Concerning the datasets compiled using
Map 0.13: An example of local administrative units and NUTS regions, Czechia
these, any modifications to the typologies caused (identified by the light blue borders); note the interesting
by changes to the list of LAUs can be implemented case of the capital city of Praha that is both an LAU and a
in one of two different ways: applying the specific NUTS level 3 (and indeed a NUTS level 2) region.
methodology for each data collection to the new
LAU boundaries; or applying a simpler approach that Further information
does not use geographical information systems to
estimate the resulting statistics based on changes to Glossary entry:
LAU boundaries. The first approach is more labour Statistics Explained, at: https://ec.europa.eu/eurostat/
intensive, while the second is particularly suitable statistics-explained/index.php?title=Glossary:Local_
if boundary changes for LAUs are relatively small or administrative_unit_(LAU)
consist principally of merging LAUs. A practical example
of how this may be done is presented for the degree of Dedicated section:
urbanisation in Chapter 2 (under the heading, Changes
over time that impact on the classification). Eurostat website, at: https://ec.europa.eu/eurostat/web/
nuts/local-administrative-units
As well as providing basic statistics in their own right (for
population and area) and serving as the building block Download data:
for local level typologies, LAUs are also used as a building The NUTS Regulation requires EU Member States
blocks for regions, as described in Article 4 of the NUTS to send lists of their LAUs to Eurostat each year. This
Regulation: In each Member State, local administrative units information may be supplemented by additional
(LAU) shall subdivide NUTS level 3 into one or two further administrative data for the population and the total
levels of territorial units. Map 0.13 provides an example for area of each LAU. These lists are published each year,
part of Czechia showing how its LAUs (identified by the at: https://ec.europa.eu/eurostat/web/nuts/local-
grey borders) are aggregated to NUTS level 3 regions administrative-units
History of the NUTS classification status, started in spring 2000; it was adopted in May
2003 and entered into force in July 2003.
At the beginning of the 1970’s, Eurostat set-up the NUTS
classification as a single, coherent system for dividing The NUTS Regulation specifies that there should be
up the EU’s territory in order to produce regional stability in the classification to ensure that data refers to
statistics. For around 30 years, the implementation the same regional unit (considered crucial for time series
and updating of the NUTS classification was managed statistics). However, sometimes national interests require
under a series of “gentlemen’s agreements” between changes to the classification of a territory and when this
the EU Member States and Eurostat. Work on happens, the EU Member State concerned informs the
Regulation (EC) No 1059/2003, to give NUTS a legal European Commission about the changes. The European
Commission, in turn, amends the classification at the end
of each predefined period of stability.
History of NUTS
2003
1999
2000
2001
2002
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
2017
2018
2019
2020
Gentlemen’s
NUTS 2003 NUTS 2006 NUTS 2010 NUTS 2013 NUTS 2016
agreement
Regulation
Enlargement
Enlargement
Amendment
Amendment
Amendment
Amendment
Principles and characteristics used in the a single territorial unit for the level in question. For
NUTS classification example, Cyprus and Luxembourg are both covered by
single territorial units at each NUTS level (1, 2 and 3).
The development of the NUTS classification is based on
three underlying principles. For NUTS regions that are based on administrative
levels, it is sufficient if the average size of the
Principle 1: population thresholds corresponding regions lies within the thresholds; in
case of regions not based on administrative levels, each
The NUTS Regulation defines minimum and maximum individual region should do so. However, exceptions do
population thresholds for the size of NUTS regions exist in case of geographical, socioeconomic, historical,
(see Table 0.1); for the purpose of the Regulation, the cultural or environmental circumstances. For example,
population of each territorial unit consists of those in 2016 the population of 30 NUTS level 1 regions was
persons who have their usual place of residence in the below the minimum threshold, including, among
area concerned. others: seven EU Member States, eight German Länder,
If the total population of an EU Member State is below the Portuguese autonomous regions of Madeira and
the minimum threshold for a given NUTS level, then Açores, the Spanish and Finnish island regions of
the whole of that Member State shall be covered by Canarias and Åland, as well as the French Départements
Table 0.1: Minimum and maximum population thresholds for NUTS regions
(number of inhabitants)
Minimum Maximum
NUTS 1 3 000 000 7 000 000
NUTS 2 800 000 3 000 000
NUTS 3 150 000 800 000
Source: Regulation (EC) No 1059/2003 of the European Parliament and of the Council of 26 May 2003 on the
establishment of a common classification of territorial units for statistics (NUTS)
d’outre-mer. As a result, despite the aim of ensuring reflected in correspondence tables for each of the
that regions of comparable size all appear at the same regional typologies.
NUTS level, each level may contain regions which differ
greatly in terms of their total population size. At a regional level (for NUTS level 3 regions), the
following typologies have a legal basis:
Principle 2: NUTS favours administrative divisions • the urban-rural typology — predominantly urban
As noted above, for practical reasons the NUTS regions, intermediate regions, rural regions (see
classification generally mirrors the territorial Chapter 5);
administrative divisions of each EU Member State. In • the metropolitan typology — metropolitan regions
doing so, this supports the availability of data and the and non- metropolitan regions (see Chapter 6);
capacity to implement policy developments. • the coastal typology — coastal and non-coastal
regions (see Chapter 7).
Principle 3: regular and extraordinary amendments
Note there are three additional regional typologies
The NUTS classification can be amended: the
(also based on NUTS level 3 regions) for which there is
Regulation specifies under regular circumstances the
(currently) no legal basis:
classification should remain (unchanged) for a period
of at least three years. Note however that additional • the border typology — border and non-border
amendments to the NUTS classification may take place regions (see Chapter 8);
for exceptional circumstances, for example, when new • the island typology — island and non-island regions
Member States join the EU, or if there is a substantial (see Chapter 9);
reorganisation of the administrative structure of an • the mountain typology — mountain and non-
EU Member State; at the time of writing this has only mountain regions (see Chapter 10).
happened once, in 2014 for Portugal. In the case of
either regular or extraordinary amendments to the
NUTS classification, the Member State concerned Further information
should replace its historical data by time series
according to their new regional classification within a Glossary entry:
period of two years. Statistics Explained, at: https://ec.europa.eu/eurostat/
statistics-explained/index.php?title=Glossary: NUTS
Which typologies are impacted by changes
to NUTS? Legislation:
Eurostat website, at: https://ec.europa.eu/eurostat/web/
As such, any changes made to NUTS level 3 nuts/legislation
boundaries need to be checked to see if they impact
on the regional typologies (applying again any rules Dedicated section:
for determining classifications to the new NUTS
Eurostat website, at: https://ec.europa.eu/eurostat/web/
boundaries), with updates to the NUTS classification
nuts/overview
The EU’s cohesion policy is established on the basis of Although the Europe 2020 strategy does not specifically
seven-year funding periods. The current period covers refer to regional policy, the European Commission has
2014-2020, for which expenditure of EUR 352 billion has underlined that it may be neither realistic nor desirable
been allocated for measures in the EU Member States, that all regions seek to attain the same national targets.
equivalent to almost one third of the total EU budget. Rather, it was considered important for the EU Member
States to take account of their different needs and to
Cohesion policy is delivered through three main funds draw up national and regional programmes that reflect
(the European Regional Development Fund (ERDF), the local specificities so as to promote smart, sustainable
Cohesion Fund and the European Social Fund (ESF): the and inclusive growth. Highlighting these regional
NUTS classification defines the regional boundaries that and territorial aspects, there have been a number of
are used to determine geographic eligibility for two of calls to align regional funding more closely with the
these funds. For the programming period 2014-2020, Europe 2020 strategy and to monitor in more detail
eligibility for the European Regional Development the performance of EU regions with respect to Europe
Fund (ERDF) and the European Social Fund (ESF) was 2020 targets. This approach was also supported by the
calculated on the basis of regional GDP per inhabitant findings of the mid-term review of the Europe 2020
(in PPS and averaged over the period 2007-2009), with strategy, which noted that there was growing evidence
NUTS level 2 regions ranked and split into three groups: of regional divergence in several EU Member States.
More practically, the Directorate-General for Regional
• less developed regions (where GDP per inhabitant
and Urban Policy has increased its efforts to align the
was less than 75 % of the EU-27 average);
various dimensions of regional funding more closely to
• transition regions (where GDP per inhabitant was
the Europe 2020 targets.
between 75 % and 90 % of the EU-27 average); and
• more developed regions (where GDP per inhabitant
was more than 90 % of the EU-27 average). Sustainable development goals
The European Commission’s cohesion policy for Sustainable development may be defined as economic
2014-2020 emphasised territorial development growth and social progress that meets the needs
strategies focusing on urban, rural and coastal areas. of present generations without jeopardising future
The principles for cohesion policy were set out in generations. It provides a comprehensive approach
a common strategic framework (Regulation (EU) bringing together economic, social and environmental
No 1303/2013) stressing that the promotion of smart, considerations in ways that mutually reinforce each
sustainable and inclusive growth must reflect the role other.
of cities, urban, rural and coastal areas and take urban-
rural linkages into account. An early example of this The United Nations (UN’s) 2030 Agenda for
approach is the use that was made of the degree of Sustainable Development, adopted by world
urbanisation typology in Regulation (EU) No 522/2014 leaders in 2015, represents a global sustainable
to define eligibility for ERDF support to carry out development framework based around 17 Sustainable
innovative actions in cities or in towns and suburbs. Development Goals (SDGs) and 169 specific targets.
It is a commitment to eradicate poverty and achieve
sustainable development by 2030 worldwide, ensuring
Europe 2020 that no one is left behind.
The Europe 2020 strategy is the EU’s agenda for growth European policymakers recognise that coherent and
and jobs: it emphasises smart, sustainable and inclusive integrated regional policy should form an essential
growth as a way to overcome the structural weaknesses part of the EU’s implementation strategy for the 2030
in the EU’s economy, improving its competitiveness Agenda, whereby SDG indicators have to capture
and productivity and underpinning a sustainable social problems at a scale where they occur (the regional,
market economy. As the period covered by the strategy sub-regional and city-level). The EU is fully committed
(2010-2020) passed, there was a switch in policy to be at the forefront of implementing the UN’s 2030
focus towards a more integrated territorial approach Agenda. In November 2016, the European Commission
that sought to understand more clearly the uneven outlined its strategic approach in a Communication,
socioeconomic developments experienced both within Next steps for a sustainable European future: European
and across EU Member States, for example, differences action for sustainability (COM(2016) 739 final).
between urban and rural areas or differences
between capital city metropolitan regions and smaller
metropolitan regions.
The EU’s Urban Agenda some EUR 10 billion from the ERDF will be allocated to
sustainable urban development, covering around 750
The EU’s Urban Agenda is an integrated and different cities.
coordinated approach designed to deal with the urban
dimension of EU and national policies. By focusing on A number of commentators and stakeholders have
concrete issues through dedicated partnerships, the argued that cities need to be more involved in the
Urban Agenda seeks to improve the quality of life in conception and implementation of EU policies, as,
urban areas. In 2016, EU ministers responsible for urban despite their economic weight, there is no explicit
matters agreed the Pact of Amsterdam which underlies urban dimension to the Europe 2020 strategy or its
the Urban Agenda. It is based on the principles of targets, although three flagship projects — the digital
subsidiarity and proportionality, focusing on three key agenda, the innovation union and youth on the move
pillars of EU policymaking: better regulation, better — address particular urban challenges.
funding and better knowledge.
One important change in European policymaking For the period 2014-2020, the EAFRD has been allocated
for the 2014-2020 funding period is recognition of EUR 99.6 billion. The EAFRD is intended to help develop
the important role that may be played by the urban farming and rural areas, by providing a competitive
dimension of regional policy, in particular concerning and innovative stimulus, at the same time as seeking
measures that are designed to assist in the fight against to protect biodiversity and the natural environment.
poverty and social exclusion. Indeed, the EU has put As with other structural and investment funds, from
the urban dimension at the heart of cohesion policy, 2014 onwards, rural development policy is based on
with at least half of the resources foreseen under the the development of multiannual partnership and
ERDF being invested in urban areas. The European operational programmes which are designed at a
Commission estimates that during this six-year period national/regional level by individual EU Member States.
1. Cluster types
• urban cluster (moderate-density cluster): a cluster of
Short description contiguous grid cells of 1 km² (including diagonals)
Cluster types are groups of 1 km² population grid with a population density of at least 300 inhabitants
cells that share similar characteristics, based on per km² and a minimum population of 5 000
a combination of their population density and inhabitants.
geographical contiguity. • rural grid cells: grid cells that are not identified as
urban centres or as urban clusters.
1 2 3
4 5
6 7 8
• a narrower definition excluding diagonals: all cells that touch each other excluding those cells that
only touch each other on a diagonal; only cells numbered 2, 4, 5 and 7 are contiguous to the central
cell in Figure 1.1 according to this narrower definition, which is used for identifying urban centres
(high-density clusters).
• a broad definition including diagonals: all cells that touch each other in any way, including cells
that are linked only on a diagonal; all cells numbered 1 to 8 are contiguous to the central cell in
Figure 1.1 according to this broader definition, which is used for identifying urban (moderate-
density) clusters.
2 15 000 6 000 2 G1 G1
4 15 500 7 000 4 G1 G2
In a second step, each group of contiguous grid cells is and only those groups of contiguous cells with 50 000
analysed in relation to its total number of inhabitants inhabitants or more are selected (see Figure 1.3).
3 3
4 4
The identification of urban centres involves a third step, subsequently be added to the urban centre to smooth
which is taken to fill gaps and smooth borders. This is borders (as shown on the right-hand side of Figure 1.3).
done by applying an iterative majority rule: if five or
more of the (eight) cells surrounding a particular cell Step 2: identifying urban clusters
belong to the same unique urban centre, then that
cell is also considered to belong to the same urban
(moderate-density clusters)
centre; this process is repeated (iteratively) until no The method used to identify urban clusters (moderate-
more cells are added. Note that the criterion for gap- density clusters) is similar to that used for urban centres
filling includes cells that are linked only on a diagonal. (high-density clusters). Rather than using a threshold of at
For example, cell B2 on the left-hand side of Figure 1.3 least 1 500 inhabitants per km², the identification of urban
has seven of its eight surrounding cells that belong clusters is based on grid cells with a population density of
to the same urban centre. This cell should therefore at least 300 inhabitants per km² (see Figure 1.4).
3 1 500 350 3 G1 G1
4 2 000 1 250 4 G1 G1
The identification of urban clusters is done in two steps: identified (groups G1 and G2 in Figure 1.4); note that
first, all cells with a population density of at least 300 contiguous grid cells may include cells that are linked
inhabitants per km² are plotted (light blue shading in only on a diagonal — as shown, for example, by cell C2.
Figure 1.4); secondly, groups of contiguous grid cells are
2 2
3 3
Population Urban
7 000 cluster
4 4
Thereafter, each group of contiguous grid cells is is considered an urban cluster as it has a population
analysed in relation to its number of inhabitants of 7 000 inhabitants, as shown in Figure 1.5, while G2
and those groups of contiguous cells with 5 000 is not an urban cluster as its population is only 3 050
inhabitants or more are selected; these are urban inhabitants.
clusters. Continuing with the same example, Group G1
Grid cells with ≥ 300 inhabitants/km² Urban clusters (moderate-density clusters): Urban centres (high-density clusters):
Local administrative unit (LAU) a cluster of contiguous grid cells of 1 km² with a cluster of contiguous grid cells of 1 km² with
boundaries a density of at least 300 inhabitants per km² a density of at least 1 500 inhabitants per km²
and a minimum population of 5 000 and a minimum population of 50 000 after
gap-filling
Source: Eurostat, JRC and European Commission, Directorate-General Regional and Urban Policy and
Directorate-General Agriculture and Regional Development
Step 3: identifying rural grid cells inhabitants per km², although this is not necessarily the
case. Some rural grid cells may have a higher number
Rural grid cells are those cells that are not identified as of inhabitants if they do not form part of a cluster that
urban centres or as urban clusters. The majority of rural meets the criteria for an urban centre or an urban
grid cells have a population density that is less than 300 cluster.
1 550 2 100 1 G1 G1
2 450 2 G2
3 1 500 350 3 G2 G2
4 1 600 4 G2
In Figure 1.7, cells A3, B4 and F1 each meet the contiguous grid cells (groups G1 and G2 in the right-
population criterion for an urban centre (at least 1 500 hand side of Figure 1.7) may be analysed in relation to
inhabitants per km²), while cells B3, C2 and E1 each their total number of inhabitants and those groups of
meet the population criterion for an urban cluster contiguous cells with 5 000 inhabitants or more are
(at least 300 inhabitants per km²). Each group of selected.
2 2
Population
3 3 900
3
4 4
Cluster types are used as a basis for the following GLOSSARY ENTRIES
regional territorial typologies:
Urban centre (high-density cluster) —
• the urban-rural typology (see Chapter 5), to identify https://ec.europa.eu/eurostat/statistics-explained/
predominantly urban regions, intermediate regions index.php?title=Glossary:Urban_centre
and predominantly rural regions.
Urban cluster (moderate-density cluster) —
Functional urban areas may then be used as a basis for https://ec.europa.eu/eurostat/statistics-explained/
the following regional territorial typology: index.php?title=Glossary:Urban_cluster
• the metropolitan typology (see Chapter 6), to identify Rural grid cell — https://ec.europa.eu/eurostat/
metropolitan and non-metropolitan regions. statistics-explained/index.php?title=Glossary:Rural_
grid_cell
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Note: based on GEOSTAT population grid from 2011, additional data from Columbia University, Center for International Earth
Science Information Network - CIESIN (2015): GHS population grid.
Source: Eurostat, JRC and European Commission, Directorate-General Regional and Urban Policy and Directorate-General
Agriculture and Regional Development
2. Degree of urbanisation
based on disaggregating population data for local
Short description administrative units according to land use or land cover
The degree of urbanisation classifies local information. In some other cases, Member States use
administrative units (LAUs) as cities, towns and suburbs a hybrid approach to manage situations where the
or rural areas based on a combination of geographical coverage of the population grid is incomplete. More
contiguity and population density, measured by information pertaining to population grids as a basis
minimum population thresholds applied to 1 km² for developing territorial typologies is provided in the
population grid cells; each LAU belongs exclusively to introductory chapter.
one of these three classes.
Step 1: classifying grid cells
Classes for the typology and Groups of 1 km² population grid cells are plotted in
relation to their neighbouring cells to identify:
their conditions • rural grid cells: all grid cells outside of urban clusters/
centres;
DETAILS OF THE TYPOLOGY • urban clusters (or moderate-density clusters): a
cluster of contiguous grid cells of 1 km² (in other
The degree of urbanisation is a classification based on words, grid cells that share a common border
the following three categories: including grid cells that only touch diagonally at
corners) with a population density of at least 300
• cities, otherwise referred to as densely populated inhabitants per km² and a minimum population of at
areas — code 1; least 5 000 inhabitants;
• towns and suburbs, otherwise referred to as • urban centres (or high-density clusters): a cluster of
intermediate density areas — code 2; non-diagonal contiguous grid cells (in other words,
• rural areas, otherwise referred to as thinly populated excluding those cells with only touching corners)
areas — code 3. with a population density of at least 1 500 inhabitants
‘Urban areas’ refers to an aggregate composed of per km² and collectively at least 50 000 inhabitants
information covering cities as well as towns and after gap-filling.
suburbs (in other words, densely populated areas and For a more detailed explanation of how grid cells are
intermediate density areas). classified to the various cluster types (including the
gap-filling process), see Chapter 1.
METHODOLOGY FOR THE TYPOLOGY
Step 2: classifying local administrative units
The basis for the degree of urbanisation classification according to the degree of urbanisation
is data for 1 km² population grid cells. Each cell has
the same shape and surface area, thereby avoiding Once all grid cells have been classified and urban
distortions caused by using units varying in size. This centres, urban clusters and rural grid cells identified, the
is a considerable advantage when compared with next step concerns overlaying these results onto local
alternative approaches such as those based on the use administrative units (LAUs), as follows:
of population data for local administrative units (such as
municipalities). • cities (densely populated areas) — where at least
50 % of the population lives in one or more urban
The use of relatively small (1 km²) and uniform grid centres (code 1);
cells means that the basic concept for the degree of • towns and suburbs (intermediate density areas) —
urbanisation looks inside larger local administrative where less than 50 % of the population lives in an
units to detect the presence of individual rural areas, urban centre, but at least 50 % of the population lives
towns and suburbs, or cities, providing more accurate in an urban cluster (code 2);
data for the three categories when aggregated to • rural areas (thinly populated areas) — where more
produce national data. Note that to have a population than 50 % of the population lives in rural grid cells
grid covering all of the EU Member States, it was (code 3).
necessary to employ a ‘top-down’ approach (or a
disaggregation grid) for those Member States which Note that once this second step has been completed,
did not dispose of a 1 km² grid; such an approach is then each LAU should be classified to one and only
gap filling)
out diagonals and with
Contiguous cells (with inh./km²
g diagonals) sity of at leas t 1 500
Contiguous cells (includin with a den
Grid cells t 300 inh./km² inhabitants
with a density of at leas and a minimum of 50 000
inhabitants
and a minimum of 5 000
n clusters
Grid cells outside urba
Raster cells of 1 km² are classified
using criteria of population density
and contiguity.
Where available, the population Rural Urban clusters Urban centres
distribution is derived from registers. grid cells > 5 000 > 50 000
Elsewhere, it is downscaled from
local (LAU) population figures.
39
2 Degree of urbanisation
one class/category. However, in order to classify LAUs further adjustments below). For more information on
based on the population grid, the LAUs have to be LAUs, see the section on Building blocks for typologies
transformed into a raster as well, which can lead to in the introductory chapter.
some situations which require an ad-hoc solution (see
Figure 2.2: More than one urban centre needed to define a city — an example for Haarlemmermeer
Haarlem
Amsterdam
Haarlemmermeer
0 1 2 3 4 km
Source: Eurostat (based on GEOSTAT population grid from 2011 and LAU 2016)
Figure 2.2 shows that when classifying LAUs as cities, Further adjustments
it may be necessary to consider more than one urban
centre. In this example, there were 65 593 people Adjusting the results for cities
living in the urban centre of Haarlemmermeer in the
As the typologies for the degree or urbanisation and
Netherlands, which equated to just 46 % of the total
for functional urban areas (cities and their commuting
population of the LAU for Haarlemmermeer (below
zones) share a common definition of cities, any changes
the threshold of 50 % that is required to identify a city).
that may be made to the classification of cities should
Nevertheless, as shown in the example, there were
be adopted for both typologies (using the same
two adjacent LAUs — Amsterdam and Haarlem — and
rules). More information on adjustments that might be
their urban centres spill over into Haarlemmermeer.
made when classifying cities is provided in Chapter 3
Aggregating the total population of the three urban
(under the heading Further adjustments), while the
centres that are located within the boundaries of
relationships between these typologies (and the related
Haarlemmermeer results in the share of those living
typology of metropolitan regions — NUTS level 3
in urban centres rising to some 54 % of the total
regions where at least half of the population lives in
population; as such, Haarlemmermeer is classified as a
a functional urban area composed of at least 250 000
city within the degree of urbanisation.
inhabitants; see Chapter 6 for more information) is
shown in Figure 2.3.
Areas outside
Rural areas
metropolitan regions
Local administrative units with no population in as they are too small (smaller than one grid cell); as such,
the raster equivalent they are given no initial classification. These LAUs with
A number of LAUs do not have any population for their no population in the raster equivalent are classified
raster equivalent. When calculating their degree of according to their surrounding cluster; they were found to
urbanisation, these LAUs are not assigned any population be exclusively in high-density clusters (urban centres). An
example is provided for Dublin in Ireland (see Figure 2.4).
Figure 2.4: Local administrative units with no population in the raster equivalent — an example for Dublin
Dublin
0 1 2 3 4 km
Source: Eurostat (based on GEOSTAT population grid from 2011 and LAU 2016)
Border effects is less than 5 000 inhabitants and just 7.3 % of Maincy’s
Thinly populated LAUs that are classified as total area of 10 km² is covered by this cluster, it is
intermediate density areas or densely populated reclassified as a rural area.
areas may be classified incorrectly if rural grid cells
In a similar vein, small LAUs classified as rural areas may
cover most of their territory. Those LAUs with a total
be classified incorrectly due to the coarse resolution
population of less than 5 000 inhabitants and with
of the population grid compared with the small size
90 % or more of their area composed of rural grid cells
of some LAUs. Those LAUs with an area of less than
could be reclassified as thinly populated areas; this
5 km² and with more than 30 % of their surface area
adjustment is optional. An example is provided for
covered by non-rural grid cells could be reclassified as
Maincy in France (LAU code FR77269), see Figure 2.5:
intermediate density areas or densely populated areas
based on the population grid, it has a population of
according to the respective shares of these clusters; this
4 575 inhabitants, with some 2 941 of these living in a
adjustment is also optional.
high-density cluster. However, as its overall population
Figure 2.5: Local administrative units reclassified due to border effects — an example for Maincy
Melun
Source: Eurostat (based on GEOSTAT population grid from 2011 and LAU 20
Links to other spatial concepts/ inhabitants — cities — are included in the city statistics
data collection exercise (see Chapter 3 for more
typologies information), while rural areas identified by the degree
of urbanisation and predominantly rural regions (from
The degree of urbanisation classification provides the urban-rural typology; see Chapter 5 for more
streamlined and harmonised definitions for a information) are both based on the share of population
number of similar but not identical spatial concepts, living in rural grid cells.
for example, all urban centres with at least 50 000
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Cities
(Densely populated areas: at least 50 % of
the population lives in urban centres)
Towns and suburbs
(Intermediate density areas: less than 50 % of the population lives in rural
grid cells and less than 50 % of the population lives in urban centres) 0 200 400 600 800 km
Rural areas
(Thinly populated areas: more than 50 % of the population
lives in rural grid cells)
Data not available
DEDICATED SECTION:
VISUALISATION TOOLS:
https://ec.europa.eu/eurostat/web/degree-of-
urbanisation/background Eurostat publishes data on the degree of urbanisation
through Regions and cities illustrated, available at:
https://ec.europa.eu/eurostat/cache/RCI/#?vis=degurb.
CORRESPONDENCE FOR LOCAL gen&lang=en.
ADMINISTRATIVE UNITS:
https://ec.europa.eu/eurostat/ramon/miscellaneous/
index.cfm?TargetUrl=DSP_DEGURBA
Examples
Figure 2.6: Employment rate, by degree of urbanisation, 2017
(% share of population aged 20-64)
100
90
80
70
60
50
40
30
20
10
0
Italy
Malta
Spain
EU-28
Latvia
France
Ireland
Poland
Cyprus
Austria
Greece
Croatia
Estonia
Iceland
Finland
Norway
Czechia
Sweden
Bulgaria
Slovakia
Belgium
Portugal
Slovenia
Hungary
Romania
Denmark
Germany
Lithuania
Switzerland
Netherlands
Luxembourg
United Kingdom
Figure 2.7: Proportion of people using online telephone or video calls, by degree of urbanisation, 2017
(% share of people aged 16-74; based on frequency of use during the three months prior to the survey)
100
90
80
70
60
50
40
30
20
10
0
EU-28
Bulgaria
Lithuania
Luxembourg
Sweden
Cyprus
Hungary
Estonia
Croatia
United Kingdom
Germany
Slovakia
Ireland
Netherlands
Austria
Slovenia
Belgium
Latvia
Malta (1)
Finland
Czechia
Romania
Greece
Poland
Portugal
Spain
France
Italy
Norway
Iceland
Switzerland
Denmark
Figure 2.8: Proportion of people at risk of poverty or social exclusion, by degree of urbanisation, 2016
(% share of population)
100
90
80
70
60
50
40
30
20
10
0
EU-28 (1)
Greece
Bulgaria
Italy
Belgium
Spain
Austria
United Kingdom
Romania
Portugal
Ireland
Germany
Cyprus
Denmark (2)
Estonia
Latvia
Croatia
Lithuania
Malta (3)
Luxembourg
Netherlands
Sweden
France
Slovenia (4)
Hungary
Finland
Poland
Czechia
Slovakia
Switzerland
Norway (4)
Iceland (4)
The urban centre is much bigger than the ‘central’ The urban centre covers two (or more) distinct cities
administrative unit Some urban centres cover more than one (distinct)
In some cases, the urban centre may stretch far beyond city. This can be due to inaccuracies in the population
the boundaries of the ‘central’ LAU (or municipality). This is grid or because two (or more) cities have almost grown
often the case with large capital cities that have outgrown together — but remain functionally distinct. In such
the small LAU that carries their name. To strictly define cases, a national statistical authority may choose to
the city as the central LAU would create a problem of create multiple cities to cover the single urban centre.
‘under-bounding’, in other words the city would be too Note that when multiple cities are defined as covering
small relative to its urban centre and a large share of the a single urban centre, each of the (distinct) cities should
population living in the urban centre would inhabit areas have a population of at least 50 000 inhabitants.
outside the city. As the methodological definition of a city
states that all LAUs with at least 50 % of their population in Poole and Bournemouth (in the United Kingdom, see
the urban centre are part of the city, the boundaries of the Figure 3.1) provide an example: they share a single
city are extended to include these units (in order to better urban centre, but are identified as two distinct cities.
capture and represent all urban centres). These two cities may still belong to the same (single)
commuting zone if one of the cities has a flow of
To avoid any confusion between the ‘central’ LAU commuters to the other city that reaches at least 15 %.
which gives its name to the city and this broader
concept covering greater cities, Eurostat gives A city includes more than one urban centre
preference to analysing information for greater cities This situation is usually caused by topographical
(when available). In some EU Member States, such cities features, such as a wide river/estuary or a mountain
can be easily identified as they have the prefix ‘greater’ ridge that may lead to an urban centre being split into
added to the city name, for example, the Métropole two unique parts; this occurs, for example, in Tromsø
du Grand Paris (France) or Greater London (the United (Norway). In such a case, the city is defined to cover
Kingdom). Otherwise, some greater cities are defined both urban centres.
as a combination of two or more cities: for example,
the greater city of Porto (Portugal) is made up of five The administrative unit is located between two
cities (Porto, Vila Nova de Gaia, Gondomar, Valongo and
urban centres
Matosinhos). In a few cases, the greater city may include
several cities and other communes, for example, Milan, If an LAU has a share of its population in two urban
Naples (both Italy), Rotterdam (the Netherlands) or centres, the unit should belong to the urban centre that
Helsinki (Finland). captures the largest share of its population; even if that
share is below 50 %. For example, if an LAU has 40 % of its
population in urban centre A and 20 % of its population in
urban centre B, then it should be classified as part of the
city that represents urban centre A.
Figure 3.1: High-density grid cells, urban centres and city boundaries — an example for Poole and Bournemouth
High-density grid cells with ≥ 1 500 Urban centres (high-density clusters): Local administrative units with Cities
inhabitants per km² a cluster of contiguous grid cells of > 50 % of their population living in
Local administrative unit (LAU) 1 km² with a density of at least 1 500 an urban centre
boundaries inhabitants per km² and a minimum
population of 50 000 after gap-filling
Note: the dark line within the shaded area for the final map demarcates the city of Poole (on the left side of the line) from the city
of Bournemouth (on the right side of the line).
Source: Eurostat
Milano
A city is a local administrative unit (LAU) where the majority of the population
lives in an urban centre of at least 50 000 inhabitants. The city of Milano has 1
346 000 inhabitants.
A functional urban area consists of a city and its commuting zone. The
functional urban area of Milano has 5 111 000 inhabitants.
0 25 50 75 100 km
City
Functional urban area (FUA)
Metropolitan region
Source: Eurostat
The destination to be used for identifying commuting employed residents working in the city (or two or more
flows should be the best approximation of the urban cities in those cases where cities share a commuting zone).
centre. For cities where their boundary is adjusted
(see below) to match the boundaries of a city If an LAU has a commuting flow of more than 15 % of
administration, the commuting zone should ideally be its employed residents to more than one city, it should
based on the unadjusted boundaries, in other words, become part of the commuting zone of that city for
before adding or excluding LAUs. which it has the largest commuting flow. For example, if
an LAU has a commuting flow of 20 % of its employed
Data availability can also require the commuting zone residents to city A and 17 % of its employed residents
to be defined at a more aggregated geographical to city B, then it should be considered as part of the
level. For example at NUTS level 3 instead of for LAUs. commuting zone for city A.
In such cases, it is better to first define the commuting
zone at the LAU level and only subsequently match An enclave is defined as an LAU that shares 100 %
this with NUTS level 3 regions. The OECD uses the of its land border with a single (unique) functional
same approach in the United States, where commuting urban area; water borders are not considered. In such
zones are first defined at the census tract level, which is a case, the LAU is assigned to the commuting zone. By
subsequently matched with data for counties. contrast, exclaves (or non-contiguous LAUs), in other
words, those LAUs that do share a common border with
Identifying unique commuting zones the functional urban area should be dropped from the
commuting zone. As a result, the resulting commuting
To classify commuting zones the first step is to identify zone should be an integrated, contiguous area around
if there are any polycentric developments, in other the city (as shown in Figure 3.3).
words, commuting zones that are characterised by
two (or more) cities that are linked by their commuting
flows. If city A has 15 % of its employed residents Further adjustments for cities and their
commuting to city B, then the two cities are classified commuting zones
as sharing a single commuting zone; note that city B
does not also need to have a flow of at least 15 % of its As noted above, the typology for cities is based on
employed residents commuting to city A. information for 1 km² population grid cells, which helps
overcome problems associated with units that vary in
In more complex cases involving three cities, the size. This methodology usually results in a closer match
following rules should be applied: between urban centres and densely populated LAUs
for those EU Member States that are characterised by
• if both city A and city B have commuting flows relatively small LAUs, as these minimise any shifts in
of more than 15 % of their employed residents to population between the grid classification and the
city C, then all three cities share a single (unique) classification of LAUs. Despite making use of the grid
commuting zone; concept, there may be a variety of distortions when
• if city A has a commuting flow of 20 % to city B, while defining city boundaries that are linked to the size of
all remaining commuting flows between cities A, B LAUs and the political/administrative organisation of
and C are less than 15 %, then cities A and B will have cities (these are discussed below). The adjustments that
a shared commuting zone, while city C will have its are made to take account of these distortions generally
own, (individual) commuting zone. result from requests made by national statistical
authorities, which are subsequently verified by the
Assigning local administrative units to commuting European Commission.
zones
The next step is to determine if the remaining LAUs
(outside of the city) belong to a commuting zone, again
based on identifying all LAUs with at least 15 % of their
City Commuting zone (LAUs with > 15 % of their Enclaves added to the commuting zone
Local administrative unit (LAU) employed population commuting to the city)
boundaries
Source: Eurostat
Large local administrative units may lead to an Some EU Member States are characterised by cities
urban centre that is not represented by a city being administered at a more aggregated level than
Large LAUs may result in an urban centre not having a other parts of their territory. For example, in Portugal
single LAU with at least 50 % of its population in that part of the degree of urbanisation classification (for
urban centre; this is more likely to happen for relatively towns and suburbs and for rural areas) is applied at the
small urban centres (with a population just above parish level (freguesia), whereas cities are organised
50 000 inhabitants). at the municipal level (municipio or concelho); note
that the level applied for cities has to be identical for
In such a case, there are two options, neither of which both the degree of urbanisation and functional urban
is ideal: areas. Other Member States have created a unique
level of administration to govern their largest cities: for
• classify the LAU with the highest share of its example, France has 21 métropoles for administering its
population in that urban centre as a city; biggest cities.
• do not classify any LAU as a city.
In order to facilitate a better link to these different levels
The first option leads to an over-representation of the of administration, which do not emerge automatically
population in the urban centre, the second leads to an if using smaller administrative units, the following two
under-representation (or non-representation) of the cases may be applied when classifying cities:
population in the urban centre. The latter usually arises
for those EU Member States characterised by relatively • a local unit with at least 50 % of its population in
large LAUs: indeed, they are systematically biased an urban centre can be excluded from the city as
towards an under-representation of smaller cities. For long as 75 % of the population of the urban centre is
example, if a Member State has administrative units covered by that city (case 1);
composed of at least 200 000 residents, then the urban • a local unit without 50 % of its population in an
centre will need to have a population of at least 100 000 urban centre can be added to a city if that unit is
residents for it to be classified as a city. included as part of the city administration and at
least 50 % of the population of the ‘expanded’ city
Small local administrative units may impact on links lives in the urban centre (case 2).
to the city administration These two cases provide clear statistical limits to the
In those EU Member States characterised by fairly large changes that may be made, insofar as all cities should
LAUs, most cities consist of a single administrative unit. have at least 50 % of their population living in an urban
However, in Member States characterised by smaller centre and all urban centres should have at least 75 %
administrative units, individual cities may be composed of their population living in a city.
of multiple administrative units.
Case 1: excluding local administrative units Braga still live within the urban centre, several relatively
An example of the first case is provided by the Austrian small administrative units (freguesias) around the city
capital of Wien. Several LAUs just south of the city have have been added to its definition without significantly
50 % or more of their population in the urban centre of compromising the comparability of the results (see
Vienna, although they are not within the boundaries of Figure 3.5), thereby ensuring a direct link between the
the city’s single administrative body. As more than 75% statistics presented and the political/administrative
of the population of the urban centre live in the city of organisation of the city.
Vienna, these administrative units (Gemeinden shown
in orange outside of the blue city area in the right Urban centres that have a population that is close to
hand part of Figure 3.4) can be dropped from the city the threshold of 50 000 inhabitants
without significantly compromising the comparability The methodology provides an estimate of the
of the results, thereby ensuring a direct link to the population for an urban centre. Two elements may
political/administrative organisation of the city. reduce the accuracy of this estimate: i) geographic
features and ii) the source of the population grid data.
Case 2: adding local administrative units
An example of the second case is provided by the The methodology does not take into account the
Portuguese city of Braga. The Munícipo de Braga specific geography/topography of a city. Some
(the municipality of Braga in the north of Portugal) is features, such as steep slopes, cliffs or bodies of water
delineated by an area that is somewhat bigger than may lead to an underestimation of population size for
that initially identified for the collection of city statistics. urban centres: this may affect, in particular, those cities
However, as more than 50 % of the population of characterised by a small urban centre; in these cases, an
expert decision should be taken.
Figure 3.4: High-density grid cells, urban centres and city boundaries — an example for Wien
High-density grid cells with ≥ 1 500 Urban centres (high-density clusters): Local administrative units with City
inhabitants per km² a cluster of contiguous grid cells of > 50 % of their population living in
Local administrative unit (LAU) 1 km² with a density of at least 1 500 an urban centre
boundaries inhabitants per km² and a minimum
population of 50 000 after gap-filling
Source: Eurostat
Figure 3.5: High-density grid cells, urban centres and city boundaries — an example for Braga
High-density grid cells with ≥ 1 500 Urban centres (high-density clusters): Local administrative units with City
inhabitants per km² a cluster of contiguous grid cells of > 50 % of their population living in
Local administrative unit (LAU) 1 km² with a density of at least 1 500 an urban centre
boundaries inhabitants per km² and a minimum
population of 50 000 after gap-filling
Source: Eurostat
Map 3.1: A city and its commuting zone — an example for Barcelona
0 2 4 6 8 10 Km
LAU boundaries
City
Greater city
Commuting zone
Other cities
Barcelona
Other commuting zones
National borders
NUTS level 1
NUTS level 2
NUTS level 3
0 20 40 Km 0 250 500 Km
Source: Eurostat, JRC and European Commission, Directorate-General for Regional Policy
0 1 2 3 4 5 Km
LAU boundaries
City
Greater city
Commuting zone
Basel
Other commuting zones
National borders
NUTS level 1
NUTS level 2
NUTS level 3
0 10 20 Km 0 70 140 Km
Source: Eurostat, JRC and European Commission, Directorate-General for Regional Policy
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
City
Commuting zone
0 200 400 600 800 km
Other areas
Data not available
Note that one region (at NUTS level 3) can contain more The functional urban areas classification should be
than one city and/or more than one functional urban area: updated to reflect changes to the underlying sources
for example, the Czech region of Ústecký kraj has three of information that are used in the compilation of these
of each (Chomutov-Jirkov, Most and Ústí nad Labem), statistics. As such, the classification may be updated
while the same is true for the Spanish region of A Coruña to reflect: changes to LAUs and other administrative
(A Coruña, Ferrol and Santiago de Compostela). Each boundaries; changes to population distributions for
functional urban area with more than 250 000 inhabitants 1 km² grid cells; or changes to the underlying data that
needs to be captured by a metropolitan region composed were used to identify commuting shares. The frequency
of one (or more) NUTS level 3 region(s). of such updates therefore varies according to the
source of information.
Examples
Map 3.4: Young-age dependency ratio, selected cities, 2016
(%)
Canarias (ES) Guadeloupe (FR)
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
30
25
20
15
10
0
EU-28
Greece
Spain
Belgium
Italy
Cyprus
Portugal
France
Croatia (1)
Austria
Finland
Latvia (1)
Slovenia
Ireland
Luxembourg (2)
Sweden
Slovakia (3)
Netherlands
Estonia (1)
Malta (1)
United Kingdom
Germany (3)
Bulgaria (3)
Poland (3)
Lithuania (3)
Romania (3)
Hungary (3)
Czechia
Switzerland
Norway
Iceland (4)
Denmark
Born outside the EU Born in another EU Member State Born in reporting country
Figure 3.7: Respondents’ answers to the question do you feel safe in the neighbourhood where you live, capital cities, 2015
(% share of total)
100
90
80
70
60
50
40
30
20
10
0
Stockholm (Sweden)
København (Denmark)
Helsinki / Helsingfors (Finland)
Zagreb (Croatia)
Tallinn (Estonia)
Amsterdam (Netherlands)
Wien (Austria)
Ljubljana (Slovenia)
Luxembourg (Luxembourg)
Warszawa (Poland)
Dublin (Ireland)
Berlin (Germany)
London (United Kingdom) (1)
Bratislava (Slovakia)
Praha (Czechia)
Paris (France) (1)
Madrid (Spain)
Vilnius (Lithuania)
Budapest (Hungary)
Lisboa (Portugal) (1)
Bruxelles / Brussel (Belgium)
Riga (Latvia)
Valletta (Malta)
Bucuresti (Romania)
Lefkosia (Cyprus)
Athina (Greece) (1)
Sofia (Bulgaria)
Roma (Italy)
Oslo (Norway)
Reykjavík (Iceland)
Ankara (Turkey)
Strongly agree Somewhat agree Somewhat disagree Strongly disagree Don't know/no answer
( ) Greater city.
1
4. Coastal areas
The main building blocks for the coastal areas
Short description classification are data for local administrative units
Coastal areas are local administrative units (LAUs) that (such as municipalities). Coastal areas and non-coastal
are bordering or close to a coastline. A coastline is areas are classified according to the distance of each
defined as the line where land and water surfaces meet LAU to the coastline. The coastal areas typology is
(border each other). Due to the existence of several therefore atypical, insofar as it is based exclusively on
measures (for example, the mean or median tides, high- topographical information, while other local typologies
or low-tides), the European Commission has adopted are constructed from statistics on population grids. If
the harmonised use of the mean high tide (EC, 1999) in an LAU borders the coastline, it is by default coastal. If
order to delineate EU coastlines. an LAU does not border the coastline but it has at least
50 % of its surface area within a distance of 10 km from
the coastline, then it is also considered to be a coastal
area. All remaining LAUs are considered as non-coastal
Classes for the typology and areas. An example showing how the methodology is
their conditions applied to the coastline of Belgium is shown in Map 4.1.
Coastal areas are a classification based on the following The coastal areas typology is exhaustive, insofar as
two categories: coastal and non-coastal areas together cover the whole
of a territory. Note that among the European Union (EU)
• coastal areas: LAUs that border the coastline or LAUs Member States, Czechia, Hungary, Luxembourg, Austria
that have at least 50 % of their surface area within a and Slovakia are landlocked and therefore do not have
distance of 10 km from the coastline; any coastal areas; the same is true for the European
• non-coastal areas: LAUs that are not ‘coastal areas’; in Free Trade Association (EFTA) countries of Liechtenstein
other words, LAUs that do not border the coastline and Switzerland and for the candidate countries of the
and have less than 50 % of their surface area within a former Yugoslav Republic of Macedonia and Serbia.
distance of 10 km from the coastline.
Map 4.1: Coastal and non-coastal areas near the North Sea coastline
Non-coastal areas (> 0 % and < 50 % of surface area within 10 km of the coastline)
10 km from the coastline
Map 4.2: Special cases for the classification of coastal and non-coastal areas
Sea or inland water? An example for the Netherlands Fjords? An example for Norway
In the Netherlands, the IJsselmeer is a closed area of inland water 10 km from the coastline
separated from the sea by a man-made dam (dyke). When applied The municipality of Årdal (shown by the green line) is located at the
rigorously the line marking the buffer zone that is 10 km from the end of Sognefjord, which is the deepest and longest fjord in Norway.
coastline should be drawn with reference to the dam (as shown and It is a major tourist destination due to the spectacular scenery along
as applied in the classification). An alternative would be to draw the this stretch of water. Årdal, together with other LAUs along the fjord,
buffer with reference to the inland coastline around the IJsselmeer is considered as a coastal area (despite being approximately 200 km
(not shown), the result would be quite different. from the open sea).
Estuary? An example for the United Kingdom Small islands? An example for Germany
Figure 4.1: Distribution of local administrative units between coastal and non-coastal areas
(%)
100
90
80
70
60
50
40
30
20
10
0
EU-28
Malta
Greece
Cyprus
Ireland
Sweden
Estonia
Croatia
Finland
Portugal
United Kingdom
Netherlands
Latvia
Italy
Spain
France
Germany
Belgium
Poland
Bulgaria
Slovenia
Lithuania
Romania
Czechia
Luxembourg
Hungary
Austria
Slovakia
Iceland
Norway
Liechtenstein
Switzerland
Non-coastal areas
Other coastal areas (≥ 50 % of surface area within 10 km of the coastline)
Coastal areas bordering a coastline
Map 4.3: Coastal and non-coastal areas for the Baltic Sea
Coastal areas
Source: Eurostat (based on LAU 2016)
Map 4.4: Coastal and non-coastal areas for the North Sea
Coastal areas
Map 4.5: Coastal and non-coastal areas for the North-East Atlantic Ocean
Coastal areas
Source: Eurostat (based on LAU 2016)
Map 4.6: Coastal and non-coastal areas for the Mediterranean Sea
Coastal areas
Data not available
Source: Eurostat (based on LAU 2016)
Coastal areas
Data not available
Source: Eurostat (based on LAU 2016)
0 50 0 100 0 25 0 100
0 20 0 15 0 20
Coastal areas
Source: Eurostat (based on LAU 2016)
Further information
GLOSSARY ENTRY:
https://ec.europa.eu/eurostat/statistics-explained/
index.php?title=Glossary:Coastal_area
DETAILED METHODOLOGY:
https://ec.europa.eu/eurostat/web/coastal-island-
outermost-regions/methodology
Malta
Croatia
Greece (2)
Cyprus
Ireland (1)
United Kingdom (1)
Portugal
Estonia
Latvia
Sweden
Bulgaria
Spain
Lithuania
Finland
Netherlands
France
Poland
Slovenia (3)
Germany
Romania
Belgium
Iceland
Norway (1)
Denmark
Malta
Cyprus
Greece ( )
Croatia
Portugal
Spain
Bulgaria
Latvia
Estonia
Ireland ( )
Sweden
United Kingdom ( )
France
Finland
Netherlands
Lithuania
Romania
Poland
Slovenia (3)
Germany
Belgium
Iceland
Norway ( )
Denmark
2
Figure 4.4: Distribution by residents and non-residents of nights spent in tourist accommodation in coastal areas, 2016
(% share of total nights spent in coastal and non-coastal areas)
100
90
80
70
60
50
40
30
20
10
0
EU-28 (1)
Malta
Greece (2)
Cyprus
Croatia
Latvia
Portugal
Estonia
Spain
Bulgaria
Ireland (2)
Sweden
Finland
Italy
Netherlands
France
Poland
United Kingdom (1)
Slovenia
Lithuania
Belgium
Germany
Romania
Iceland
Norway
Montenegro
Denmark
Residents Non-residents
Note: Czechia, Luxembourg, Hungary, Austria and Slovakia are landlocked countries and therefore not shown.
(1) 2015. (2) Estimates.
Source: Eurostat (online data code: tour_occ_ninatc)
5. Urban-rural typology
The urban-rural typology is a classification based on the For a more detailed explanation of how grid cells are
following three categories: classified to the various cluster types, see Chapter 1.
• predominantly urban regions, NUTS level 3 Step 2: classifying the NUTS level 3 regions
regions where more than 80 % of the population live according to the urban-rural typology using
in urban clusters;
• intermediate regions, NUTS level 3 regions where
the population living in rural grid cells and
more than 50 % and up to 80 % of the population live urban clusters
in urban clusters;
Once the grid cells have been classified as either rural
• predominantly rural regions, NUTS level 3 regions
grid cells or urban clusters, the next step concerns
where at least 50 % of the population live in rural grid
overlaying these results onto the NUTS level 3 regions,
cells.
as follows:
out diagonals)
Contiguous cells (with and a
least 1 500 inh./km²
uding diagonals) with with a density of at inhabitants (with gap filling).
Grid cells Contiguous cells (incl a minimum of 50 000
t 300 inh./km² and
a density of at leasinhabitants
minimum of 5 000
urban clusters
Grid cells outside
A classification of raster cells
of 1 km² using criteria of population
density and contiguity.
Where available, the population Rural Urban clusters Urban centres
distribution is derived from registers. grid cells > 5 000 > 50 000
Elsewhere, it is downscaled from
local (LAU) population figures.
n in lation
< 50 % of populatio At least 50 % of popures
LAU rural grid cells and n in living in urban cent
< 50 % of populatio
ulation urban centres
At least 50 % of pop cells
living in rural grid
Degree of urbanisation
Source: European Commission, Directorate-General Regional and Urban Policy, based on data from Eurostat, JRC, national statistical authorities, EFGS
Urban-rural typology
5
75
5 Urban-rural typology
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Changes to the typology over time At the time of writing, a 2021 population and housing
census implementing regulation is in the process
of being adopted by the European Commission. It
HISTORICAL DEVELOPMENTS includes an article for 1 km² population grid statistics.
As well as information for annual counts of populations,
Urban and rural developments are central concepts it also foresees more detailed analyses: population by
used by a wide range of policymakers, researchers, sex, population by age, number of employed persons,
national administrations and international population by place of birth, population by usual place
organisations. The urban-rural typology was jointly of residence one year prior to the census.
developed by four different Directorates-General within
the European Commission during a two year period Eurostat are also discussing post-2021 census
through to 2010: the Directorate-General for Agriculture developments with national statistical authorities. It is
and Rural Development, Eurostat, the Joint Research hoped that the European statistical system (ESS) will
Centre (JRC) and the Directorate-General for Regional agree to produce — from the mid-2020s onwards —
and Urban Policy. The aim of the work to develop annual counts of populations (based on usual place
the typology was to build on work already done by of residence) for a 1 km² grid, with data to be made
the OECD so as to provide a consistent basis for the available within 12 months of the reference period.
description of predominantly rural, intermediate and
predominantly urban regions.
The urban-rural classification may be viewed through Eurostat’s Statistical atlas, available at:
https://ec.europa.eu/eurostat/statistical-atlas/gis/viewer/?mids=BKGCNT,C99M01,CNTOVL&
o=1,1,0.7&ch=C02,TRC,TYP¢er=49.13504,15.1891,4&lcis=C99M01&
DATABASE:
Eurostat’s website provides information for a wide
variety of indicators for the urban-rural typology.
These statistics are available for the following statistical
domains: demography, population projections, the
labour market, crimes recorded by the police, economic
accounts, business demography, intellectual property
rights and transport. They are available at: https://
ec.europa.eu/eurostat/data/database.
Examples
The information presented in Figures 5.2-5.5 concerns
data for the urban-rural typology that is based on the
NUTS 2013 classification.
Belgium
Bulgaria
Czechia
Germany
Estonia
Ireland
Greece
Spain
France
Croatia
Latvia
Lithuania
Hungary
Malta (2)
Netherlands
Austria
Poland
Portugal (1)
Romania
Slovakia
Finland
Sweden
United Kingdom (1)
Cyprus (3)
Luxembourg (3)
Slovenia (4)
Liechtenstein (2)
Iceland (5)
Switzerland
Norway
50
40
30
20
10
0
Ireland
Lithuania
Luxembourg (1)
Cyprus (1)
Finland
Bulgaria
Estonia
Sweden
United Kingdom
Slovenia (2)
France (3)
Latvia
Hungary
Poland
Portugal
Slovakia
Netherlands
Spain
Greece
Belgium
Czechia
Romania
Malta (4)
Italy
Denmark
Note: Germany, Croatia and Austria, not available. Tertiary education is defined by ISCED 2011 levels 5-8.
(1) Predominantly urban regions and predominantly rural regions: not applicable. (3) 2014.
(2) Predominantly urban regions: not applicable. (4) Intermediate regions and predominantly rural regions: not applicable.
Source: Eurostat (online data code: urt_edat_lfse4)
25
20
15
10
0
Greece
Spain
Cyprus (1)
Italy
Portugal
France
Belgium
Austria
Ireland
Finland
Latvia
Slovenia (2)
Luxembourg (1)
Sweden
Croatia
Netherlands (3)
Estonia
Lithuania
Germany ( )
Romania
Slovakia
United Kingdom
Malta (5)
Poland
Hungary
Bulgaria
Czechia
Denmark
(2) Predominantly urban regions: not applicable. (5) Intermediate regions and predominantly rural regions: not applicable.
(3) Predominantly rural regions: low reliability.
Source: Eurostat (online data code: urt_lfu3rt)
70
60
50
40
30
20
10
0
EU-28 (1)
Luxembourg (2)(3)
Ireland (4)
Slovakia
Germany (5)
Austria (5)
Sweden (5)
Finland (5)
France (5)
Hungary
Netherlands (5)
Belgium
Czechia
Romania (5)
United Kingdom
Estonia
Lithuania (5)
Croatia (5)
Poland (5)
Bulgaria
Slovenia (5)(6)
Italy (5)
Malta (7)
Spain (5)
Portugal (5)
Greece (5)
Latvia (5)
Cyprus (3)
Norway (5)
(1) Estimates, based on the latest available information for each of the EU Member (5) 2015.
States. (6) Predominantly urban regions: not applicable.
(2) 2014. (7 ) Intermediate regions and predominantly rural regions: not applicable.
( ) Predominantly urban regions and predominantly rural regions: not applicable.
3
(8) Predominantly rural regions: not applicable.
(4) Dublin (IE021) and South-West (IE025), 2014; all other regions, 2015.
Source: Eurostat (online data code: nama_10r_3gdp)
Step 3: identifying metropolitan regions into neighbouring territories. This is relatively important for
one specific case, namely Luxembourg, which is classified
The population grid cells are also aggregated for NUTS as a single NUTS level 3 region (and a single metropolitan
level 3 regions, determining the grid-based population region). A relatively high share (approaching half) of the
of every region. workforce in Luxembourg commutes to work from the
neighbouring countries of Belgium, France and Germany;
• calculate the total grid-based population for each as such, the metropolitan region of Luxembourg does
functional urban area (A); not cover a large part of its commuting zone, which may
• calculate the total grid-based population living in make interpretation of some indicators difficult for this
each NUTS level 3 region (B); region. However, the population of cross-border functional
• identify those functional urban areas that are urban areas may contribute towards defining national
composed of at least 250 000 inhabitants; metropolitan regions. An example is provided by the
• calculate the share of the regional population living metropolitan region for Annecy/Genève (which is located
in each of these functional urban areas (B/A); exclusively within France). More than one third (35 %) of
• identify metropolitan regions as those regions where the population in the French alpine region of Haute-Savoie
the share of the regional population living in a (NUTS code; FRK28) lives in the functional urban area of
functional urban area is at least 50 %; Annecy, while just over one quarter (27 %) of the regional
• check to ensure that each functional urban area of at population commutes to work in the Swiss transnational
least 250 000 inhabitants has a metropolitan region; functional urban area of Genève. Together, these two
if not, the metropolitan region is defined as the NUTS functional urban areas account for 62 % of the region’s
level 3 region with the highest share of its population total population and more than 250 000 inhabitants;
living in that functional urban area (even if its share is consequently, Haute-Savoie is defined as a metropolitan
less than 50 %); region (drawing on the contribution of both functional
• check to ensure that each capital region has a urban areas to surpass the minimum population threshold).
metropolitan region Note also that the Swiss city of Genève (CH013) has its own
In some cases, the approximation of functional urban metropolitan region, defined within the confines of its
areas is very good, while for others, the metropolitan national territory.
region may be larger or smaller than the functional
urban area.
Links to other spatial concepts/
As noted above, each functional urban area of at least
250 000 inhabitants is represented by at least one NUTS typologies
level 3 region. If in an adjacent NUTS level 3 region at
As described above and as shown in Figure 0.2 in the
least 50 % of the population also lives within the same
introductory chapter, there is a direct link between the
functional urban area, then it too should be included in
local typology of functional urban areas (see Chapter 3)
the metropolitan region. As such, metropolitan regions
and the regional typology for metropolitan regions,
may extend across more than one NUTS level 3 region. For
with the former being used as a basis to construct the
example, the metropolitan region for Liège in Belgium is
typology for the latter.
composed of Arr. Liège and Arr. Waremme (NUTS level 3
codes BE332 and BE334), while the metropolitan region for There are also close links between the different
Milano in Italy is composed of Lodi, Milano and Monza e concepts used for cities, functional urban areas
della Brianza (NUTS level 3 codes ITC49, ITC4C and ITC4D). and metropolitan regions; an example is shown for
Barcelona in Chapter 3.
As metropolitan regions include the commuting zones
around major cities, this approach corrects for some of Finally, there is a relatively close relationship between the
the potential misinterpretations of data resulting from metropolitan typology and the urban-rural typology.
commuting patterns, for instance rendering measures Despite the absence of an identical category, these two
such as GDP per inhabitant more meaningful. For regional typologies are quite similar, insofar as:
example, statistics based on the NUTS classification for
Paris and London tend to report very high levels of GDP • most predominantly urban regions are also
per inhabitant in part due to the influence of commuters metropolitan regions and vice versa;
whose output is included in the numerator but who are • most predominantly rural regions are also non-
excluded from the statistics for the population data used metropolitan regions and vice versa;
in the denominator. Extending any analyses to the wider • intermediate regions are split between metropolitan
geographical area defined by the metropolitan region regions and non-metropolitan regions.
corrects for distortions like these as there is a better relation
in the coverage of the numerator and denominator. Figure 6.1 shows the classification of NUTS level 3
regions close to the Polish-Slovakian border and
Note that unlike functional urban areas — see the example provides an example of the links between these two
of Basel in Switzerland, as presented in Chapter 3 — typologies. The differences between the typologies
metropolitan regions should not cross international borders arise from three main sources:
Figure 6.1: Metropolitan typology compared with the urban-rural typology, Polish-Slovakian border
0 20 40 60 80 km
0 20 40 60 80 km
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
The metropolitan typology was first presented in • changes in the NUTS classification, such as NUTS
a Green paper on territorial cohesion (2009) and level 3 regions merging together or being split apart
subsequently in a Regional Focus (2009). Subsequently, into new codes when moving from NUTS 2013 to
EU metropolitan regions were compared with OECD NUTS 2016;
metropolitan regions and this led to a harmonisation • changes in metropolitan regions due to changes
exercise for the definition of metropolitan regions used to the underlying data for functional urban areas,
by both organisations. for example, when EU Member States updated the
boundaries of their functional urban areas based on
commuting data that was collected as part of the
CHANGES OVER TIME THAT IMPACT ON 2011 census exercise (or more recent data).
THE CLASSIFICATION
As a result of the latest changes to the NUTS
The metropolitan regions classification should be classification the number of metropolitan regions in the
updated to reflect any changes to the underlying sources EU-28 increased from 267 to 277. Only one metropolitan
of information that are used in its compilation. As such, region from NUTS 2013 was reclassified as a non-
the classification may be updated to reflect: changes metropolitan region in NUTS 2016, as the functional
to population distributions for 1 km² grid cells, changes urban area of Liberec in Czechia saw its population
to LAUs that are used as the basis for information on fall to less than 250 000 inhabitants. By contrast, there
functional urban areas, changes to functional urban were 11 new metropolitan regions that resulted from
areas based on new commuting data, or changes in the either newly created or expanding functional urban
NUTS classification. The frequency of such updates varies areas, they included: Düren and Bocholt (in Germany),
according to the source of information. Martinique (in France), Leeuwarden, North Overijssel
and Breda (in the Netherlands) and Northampton,
The NUTS Regulation specifies that the classification of
Cambridge, Colchester, Oxford and Plymouth (in the
regions should remain stable for a period of at least three
United Kingdom). A few existing metropolitan regions
years; the most recent updates were for NUTS 2010, NUTS
became larger in size when comparing the results for
2013 and NUTS 2016. The NUTS Regulation also specifies
NUTS 2013 and NUTS 2016, they included: Amsterdam,
that changes to LAUs may take place on an annual basis.
s’ Gravenhage, Leiden, Rotterdam and Groningen (in
The frequency of updates for functional urban areas is the Netherlands), Riga (in Latvia), Leeds, Manchester,
a function of the availability of new commuting data; Liverpool and Southampton (in the United Kingdom);
as such, it varies among the EU Member States. Most as such, their metropolitan regions expanded to
only collect LAU commuting data during a census year include one or more additional NUTS regions. In
(generally once a decade). However, some Member contrast, the capital metropolitan regions of Greece
States collect information on commuting each year and Poland both lost one of their NUTS components
through registers, they are in a position to update as a result of re-evaluating the criteria. Western Attica
their classification of functional urban areas on a more was removed from the definition in Greece, as it had
regular basis. only 28.5 % of its population living in the functional
urban area of the Greek capital, while Żyrardowski was
Population grid statistics should be re-assessed in removed from the definition in Poland, as it had only
order to (re-)classify each NUTS level 3 region after 18.3 % of its population living in the functional urban
each revision of LAUs, the functional urban areas, or area of the Polish capital.
https://ec.europa.eu/eurostat/cache/RCI/#?vis=metropolitan.gen&lang=en
DATABASE:
Eurostat’s website provides information for a wide
variety of indicators for the metropolitan typology.
These statistics are available for the following statistical
domains: demography, population projections, the
labour market, crimes recorded by the police, economic
accounts, business demography, intellectual property
rights and transport. They are available at: https://
ec.europa.eu/eurostat/data/database.
Examples
Map 6.2: GDP per person employed relative to the national average, by metropolitan and aggregates of non-
metropolitan regions, 2016
(based on data in EUR per person employed; national average = 100)
Canarias (ES) Guadeloupe (FR)
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
(based on data in EUR per person employed; Administrative boundaries: © EuroGeographics © UN-FAO © Turkstat
national average = 100) Cartography: Eurostat — GISCO, 09/2018
< 85 < 85
85 - < 100 0 200 400 600 800 km
85 - < 100
100 - < 115 100 - < 115
115 - < 130 115 - < 130
≥ 130 ≥ 130
Data not available
Note: Germany, Greece, Spain, France, Croatia, Italy, Latvia, Lithuania, Hungary, the Netherlands, Austria, Poland, Portugal,
Romania, Sweden, the United Kingdom and Norway, 2015. Ireland: 2014.
Source: Eurostat (online data codes: met_10r_3gdp, met_10r_3emp, nama_10r_3gdp, nama_10r_3empers, nama_10_gdp and
nama_10_pe)
Berlin Berlin
Ruhrgebiet Ruhrgebiet
GERMANY
Hamburg Hamburg
München München
Stuttgart Stuttgart
Madrid Madrid
Barcelona Barcelona
SPAIN
Valencia Valencia
Sevilla Sevilla
Alicante - Elche Alicante - Elche
Paris Paris
Marseille Marseille
FRANCE
Roma Roma
Milano Milano
ITALY
Napoli Napoli
Torino Torino
Palermo Palermo
Warszawa Warszawa
Katowice Katowice
POLAND
Kraków Kraków
Gdansk Gdansk
Poznan Poznan
Note: the ranking of the other metropolitan regions is based on their respective number of inhabitants.
Source: Eurostat (online data codes: met_pjanaggr3, met_10r_3gdp and met_10r_3emp)
7. Coastal regions
Classes for the typology and Case 2: regions with more than 50 % of their
population within 50 km of the coastline
their conditions
This criterion requires two sources of information:
DETAILS OF THE TYPOLOGY • the number of inhabitants living in 1 km² grid cells
that are within 50 km of the coastline (A) — more
The basic coastal typology is a classification based on information on population grid statistics is provided
the following two categories: in the introductory chapter;
• the number of inhabitants living in each NUTS level 3
• coastal regions; region (B);
• non-coastal regions (those regions that are not
defined as coastal regions). Use this information to compute the share of the total
population in each NUTS level 3 region that lives within
Coastal regions can also be classified according to the 50 km of the coastline ((A/B)*100). Classify all regions
sea basin in which they are located. A sea basin is a that have shares that are greater than 50 % as coastal
geographical entity composed of a sea/ocean and the regions.
coastal region (land basin) that borders the sea/ocean/
coastline. At an aggregated level of detail the following
sea basins may be identified for EU regions: Case 3: the region is Hamburg
0 10 20 30 40 km
Administrative boundaries: © EuroGeographics © UN-FAO
(number of inhabitants/km²)
Cartography: Eurostat — GISCO, 10/2018
0 200 - < 500 NUTS boundaries
1-<5 500 - < 5 000 50 km from the coastline
5 - < 20 ≥ 5 000
20 - < 200
0 10 20 30 40 km
Administrative boundaries: © EuroGeographics © UN-FAO
Coastal regions bordering the coastline Cartography: Eurostat — GISCO, 10/2018
Other coastal regions (≥ 50 % of population within 50 km of the coastline)
Non-coastal regions (> 0 % and < 50 % of population within 50 km of the coastline)
Non-coastal regions (no population within 50 km of the coastline)
NUTS boundaries
50 km from the coastline
Note: based on population grid from 2011 and NUTS 2016.
Source: Eurostat, JRC and European Commission
Links to other spatial concepts/ the classification may be updated to reflect: changes to
population distributions for 1 km² grid cells, or changes
typologies in the NUTS classification. The frequency of such
updates varies according to the source of information.
There is a close link between the typologies for coastal
regions and coastal areas (see Chapter 4). The latter are The NUTS Regulation specifies that the classification
considered to be a subgroup of coastal regions: as such, of regions should remain stable for a period of at least
any NUTS level 3 region that is classified as a non-coastal three years; the most recent updates were for NUTS
region cannot (by definition) have any coastal areas. 2010, NUTS 2013 and NUTS 2016. After each revision
of the NUTS classification, population grid statistics
should be re-assessed in order to (re-)compute the
Results share of each NUTS level 3 region living within 50 km
of the sea. Changes to the coastal regions classification
Based on the above definitions, there are 491 NUTS resulting from a revision of population distributions
2016 level 3 coastal regions in the EU-28. Of these, 396 for 1 km² grid cells are less common and these may be
regions have a coastline, 95 regions have no coastline expected every 10 years. The next major update of the
but more than 50 % of their population living within population grid is foreseen to take place for the 2021
50 km of the sea. For all EU Member States, Iceland, reference year.
Norway, Montenegro, Albania and Turkey, a list of
coastal regions is available at: https://ec.europa.eu/
eurostat/web/coastal-island-outermost-regions/ FUTURE DEVELOPMENTS
methodology.
The next update of the NUTS classification is foreseen
Map 7.1 provides an overview of the final classification to take place in 2019.
for the coastal typology (with a division between
At the time of writing, a 2021 population and housing
coastal and non-coastal regions, with the former being
census implementing regulation is in the process
split between those regions that have a coastline and
of being adopted by the European Commission. It
those which have more than 50 % of their population
includes an article for 1 km² population grid statistics.
within 50 km of the sea).
As well as information for annual counts of populations,
As noted above, each coastal region can be assigned to it also foresees more detailed analyses: population by
a sea basin. Map 7.2 provides an overview of the main sex, population by age, number of employed persons,
sea basins within the EU, EFTA and candidate countries. population by place of birth, population by usual place
of residence one year prior to the census.
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Note: based on NUTS 2016 and GEOSTAT population grid from 2011, additional data from Columbia University, Center for
International Earth Science Information Network - CIESIN (2015): GHS population grid.
Source: Eurostat, JRC and European Commission
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
DATABASE:
Eurostat’s website provides information for a wide
variety of indicators for the coastal typology. These
statistics are available for the following statistical
domains: demography, population projections, the
labour market, crimes recorded by the police, economic
accounts, business demography, intellectual property
rights and transport. They are available at: https://
ec.europa.eu/eurostat/data/database.
Example
Map 7.3: Crude rate of net migration, by coastal and aggregates of non-coastal regions, 2016
(per 1 000 inhabitants)
Canarias (ES) Guadeloupe (FR)
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Note: EU-28, Romania and the United Kingdom, estimates. Germany and France: provisional.
Source: Eurostat (online data codes: demo_r_gind3 and demo_gind)
8. Border regions
Note the border typology is not defined/recognised
Short description within the NUTS Regulation, although the NUTS level 3
The border typology is applied at the level of NUTS regions themselves are defined therein. As such, EU
level 3 regions: it identifies border regions in the legislation on border regions may, for specific reasons,
European Union (EU) as those regions with a land make use of alternative definitions: for example, it may
border, or those regions where more than half of the refer to both land and maritime borders or it could refer
population lives within 25 km of such a border. exclusively to the EU’s external borders. Although not
covered here, the following additional types of border
region may be considered:
Classes for the typology and • a maritime border;
•
their conditions •
a maritime border within 25 km;
a land and a maritime border;
• a land border within 25 km and a maritime border
DETAILS OF THE TYPOLOGY within 25 km.
• a land border;
• a land border within 25 km;
• non-border regions.
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Changes to the typology over The NUTS Regulation specifies that the classification
of regions should remain stable for a period of at least
time three years; the most recent updates were for NUTS
2010, NUTS 2013 and NUTS 2016. After each revision
The border typology was developed by the European of the NUTS classification, the distance between each
Commission’s Directorate-General for Regional and international border and the boundaries of each NUTS
Urban Policy in association with Eurostat. level 3 region should be re-assessed in the event that
some boundaries have moved closer to (or further
As noted above, the border typology is not defined/
away) from an international border; note that when
recognised within the NUTS Regulation and hence
the NUTS classification is revised it is also possible for
EU legislation may, for specific reasons, make use of
some regions to be split or merged with other regions.
alternative definitions (over time). For example, the
Changes to international borders are far less common
exact definition of border regions within the context
(although should not be entirely ruled out).
of cross-border cooperation has changed from
one programming period to the next and currently
includes support for regions with maritime borders. FUTURE DEVELOPMENTS
The EU seeks to boost growth and cohesion in EU
border regions (COM(2017) 534 final) as, for example, The next update of the NUTS classification is foreseen
border regions often perform less well economically to take place in 2019.
and access to public services (such as hospitals or
universities) is generally lower in border regions. Within
this context, the EU uses a definition of border regions
that is based exclusively on internal, land-based borders
Published indicators
(note that borders with Liechtenstein, Norway and A variety of different statistical surveys collect data for
Switzerland are also included). NUTS level 3 regions and this information may be used
to calculate data for border and non-border regions.
The flexible nature of definitions employed is one of the
This process involves aggregating the data for NUTS
main reasons why a standardised definition of border
level 3 regions to compute a total or an average for all
regions has yet to be integrated into the legislation for
border (and non-border) regions within a territory (for
territorial typologies.
example a Member State, or the EU as a whole).
Example
Figure 8.1: Employment rates for border and non-border regions, 2016
(% share of people aged 20-64)
90
85
80
75
70
65
60
55
50
Sweden
United Kingdom
Germany (1)
Netherlands
Czechia
Estonia
Lithuania
Austria
Finland
Latvia
Hungary
Luxembourg (2)
Ireland
Slovenia
Slovakia (2)
Malta (3)
Poland
Cyprus (3)
Belgium
Bulgaria
Romania
Spain
Italy
Croatia (2)
Greece
Denmark
Note: ranked on national employment rates (for people aged 20-64). France and Portugal: not available.
(1) 2013.
(2) Non-border regions: not applicable.
(3) Border regions: not applicable.
Source: Eurostat (online data codes: urt_lfe3emprt and lfsa_ergan)
9. Island regions
The typology of island regions may (optionally) be used
Short description to distinguish five different subcategories, depending
The island typology is applied at the level of NUTS on the size of the major island related to the NUTS
regions. Island regions are defined as NUTS level 3 level 3 region in question:
regions within the European Union (EU) that are entirely
• regions where the major island has < 50 000
composed of one or more islands.
inhabitants;
• regions where the major island has 50 000 -
< 100 000 inhabitants;
Classes for the typology and • regions where the major island has 100 000 -
their conditions < 250 000 inhabitants;
• regions corresponding to an island with 250 000 -
< 1 million inhabitants, or regions that form part of
DETAILS OF THE TYPOLOGY such an island;
• regions that form part of an island with ≥ 1 million
The island typology is a classification based on the inhabitants.
following two categories:
Note that the definition of an island region is such that
• island regions; it must be entirely composed of islands. There are many
• non-island regions (those regions that are not examples of islands in the EU that form part of a NUTS
defined as island regions). level 3 region characterised by its islands, but where
part of the territory also contains mainland areas and
where, as a result, the region is classified as a non-island
METHODOLOGY FOR THE TYPOLOGY region. For example, this is true along the whole of the
Adriatic coastline in Croatia where each NUTS level 3
Island regions are NUTS level 3 regions that are entirely
region is concurrently composed of a mainland territory
composed of one or more islands. In this context,
and islands.
islands are defined as territories having:
Note that the regions of Great Britain are not considered
• a minimum surface of 1 km²;
as island regions as Great Britain is connected to
• a minimum distance between the island and the
continental Europe by a tunnel under the English
mainland of 1 km;
Channel and therefore does not meet the criteria of
• a resident population of more than 50 inhabitants;
being an island. Equally, Bornholm is the only island
• no fixed link (for example, a bridge, a tunnel, or a
region in Denmark, as all other regions either contain a
dyke) between the island(s) and the mainland.
combination of mainland and islands, or are composed
In order to determine whether or not the above criteria of islands connected to the mainland by way of a
are met, Eurostat uses geographical information bridge and/or tunnel.
systems of the European Commission (GISCO) which
Note the island typology is not defined/recognised
provide, among others, thematic geospatial information
within the NUTS Regulation, although the NUTS level 3
and information on transport networks.
regions themselves are defined therein.
NUTS level 3 island regions may correspond to a single
island or they may be composed of several islands.
Furthermore, an island region may be part of a bigger Links to other spatial concepts/
island that contains more than one NUTS level 3
regions: for example, the regions that compose Ireland typologies
and Northern Ireland, Corsica, Sardinia, Sicily or Crete. There are links between the typologies for coastal areas
(see Chapter 4) and coastal regions (see Chapter 7) and
the island typology, given that all island regions (by
definition) have a coastline.
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Changes to the typology over The NUTS Regulation specifies that the classification
of regions should remain stable for a period of at least
time three years; the most recent updates were for NUTS
2010, NUTS 2013 and NUTS 2016. After each revision of
The island typology was initially defined for a Eurostat the NUTS classification, the boundaries of the regions
publication titled, Portrait of the islands, which should be re-assessed to see if they have impacted on
provided information on all of the inhabited islands the delineation of any island regions (for example, an
within the EU, except for islands with a national capital island region may be merged with a mainland region).
city. This meant that Ireland and the United Kingdom
were excluded from the typology (the publication was
released before the Channel tunnel was in operation). FUTURE DEVELOPMENTS
For a Green Paper on Territorial Cohesion (COM(2008)
616 final), an alternative approach was adopted, based The next update of the NUTS classification is foreseen
on those regions whose entire population lived on an to take place in 2019.
island.
Examples
Figure 9.1: Crude rate of natural population change for island and non-island regions, 2016
(%)
10
8
6
4
2
0
−2
−4
−6
−8
−10
France
Ireland (1)
Cyprus (1)
United Kingdom
Malta (1)
Spain
Greece
Finland
Portugal
Italy
Sweden
Denmark
Note: only those EU Member States with island regions are shown. Based on NUTS 2013.
(1) Composed exclusively of island regions.
Source: Eurostat (online data code: urt_gind3)
Figure 9.2: GDP per inhabitant for island and non-island regions, 2015
(PPS)
45 000
40 000
35 000
30 000
25 000
20 000
15 000
10 000
5 000
0
Finland
Ireland (1)(2)
Sweden
Malta (1)
Spain
Cyprus (1)
United Kingdom
Portugal
France
Greece
Italy
Denmark
Figure 9.3: Unemployment rate for persons aged 15 years or over for island and non-island regions, 2017
(%)
25
20
15
10
0
Spain
France (1)
Italy
Greece
Cyprus (2)
Denmark (3)
Ireland (2)
Sweden
United Kingdom
Malta (2)
Note: only those EU Member States with data available for island regions are shown. Based on NUTS 2013.
(1) 2016.
(2) Composed exclusively of island regions.
(3) 2014.
Source: Eurostat (online data code: urt_gind3)
Links to other spatial concepts/ information that are used in its compilation. As such,
the classification may be updated to reflect: changes
typologies to population distributions for 1 km² grid cells, changes
in the NUTS classification, or changes relating to the
There are links between the degree of urbanisation (see global digital elevation model. The frequency of such
Chapter 2) or the urban-rural typology (see Chapter 5) updates varies according to the source of information.
and the typology for mountain regions, insofar as rural
areas and predominantly rural regions overlap, to some The NUTS Regulation specifies that the classification
degree, with mountain regions. On the other hand, of regions should remain stable for a period of at least
there are three capital regions which are classified three years; the most recent updates were for NUTS
as mountain regions: Ljubljana (in Slovenia), Oslo (in 2010, NUTS 2013 and NUTS 2016. After each revision of
Norway) and Bern (in Switzerland). the NUTS classification, population grid statistics should
be re-assessed in order to (re-)compute the share
of each NUTS level 3 region living within mountain
Results areas. Changes to the mountain regions classification
resulting from a revision of population distributions
Based on the above definitions, of the 1 348 NUTS 2016 for 1 km² grid cells are less common and these may be
level 3 regions, there are 323 mountainous regions in expected every 10 years. The next major update of the
the EU-28 and 1 025 non-mountainous regions. The population grid is foreseen to take place for the 2021
EU’s mountainous regions may be broken down into reference year. At the time of writing there is no change
the following classes: 170 NUTS level 3 regions have foreseen in relation to the use of information derived
more than half their population living in mountain from the global digital elevation model, although new
areas and more than half of their surface covered by technologies may result in more detailed elevation
mountain areas; 148 NUTS level 2 regions have more models being made available over time.
than half of their surface covered by mountain areas
(with a lower population share); only four NUTS level 2
regions have more than half their population living in FUTURE DEVELOPMENTS
mountain areas (with a lower surface share).
The next update of the NUTS classification is foreseen
Map 10.1 provides an overview of the final classification to take place in 2019.
for the mountain typology showing each of the
At the time of writing, a 2021 population and housing
different classes described above.
census implementing regulation is in the process
of being adopted by the European Commission. It
includes an article for 1 km² population grid statistics.
Changes to the typology over time As well as information for annual counts of populations,
it also foresees more detailed analyses: population by
The mountain typology was developed by Nordregio
sex, population by age, number of employed persons,
through a project that was financed by the European
population by place of birth, population by usual place
Commission. Initially, the typology was based on
of residence one year prior to the census.
information for local administrative units (LAUs), with
mountain units defined as those with more than half of Eurostat are also discussing post-2021 census
their surface covered by topographic mountain areas. developments with national statistical authorities. It is
hoped that the European statistical system (ESS) will
For a Green Paper on Territorial Cohesion (COM(2008)
agree to produce — from the mid-2020s onwards —
616 final), an alternative approach was adopted, based
annual counts of populations (based on usual place
on the use of annual socioeconomic datasets for NUTS
of residence) for a 1 km² grid, with data to be made
level 3 regions (as these provided the only recent
available within 12 months of the reference period.
source of information). The Green Paper defined NUTS
level 3 regions as mountain regions if the majority of
their population lived in mountain grid cells.
Further information
Thereafter, the most recent definition of mountain
regions (as described above) was developed by the
Detailed methodology:
Directorate-General for Regional and Urban Policy in
association with Eurostat. https://ec.europa.eu/regional_policy/sources/
docgener/studies/pdf/montagne/mount1.pdf
CHANGES OVER TIME THAT IMPACT ON
THE CLASSIFICATION Geodata for mountain areas:
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
Non-mountain regions
Not applicable
Note: based on NUTS 2016 and mountain areas for 2004, GEOSTAT population grid from 2011, additional data from Columbia
University, Center for International Earth Science Information Network — CIESIN (2015): GHS population grid.
Source: Eurostat, JRC and European Commission, Directorate-General Regional and Urban Policy
A variety of different statistical surveys collect data for Eurostat publishes data for the mountain typology
NUTS level 3 regions and this information may be used to through Regions and cities illustrated, available at:
calculate data for mountain and non-mountain regions.
https://ec.europa.eu/eurostat/cache/
This process involves aggregating the data for NUTS
RCI/#?vis=mountain.typology&lang=en
level 3 regions to compute a total or an average for all
mountain (and non-mountain) regions within a territory
(for example a Member State, or the EU as a whole).
DATABASE:
Eurostat’s website provides information for a wide
variety of indicators for the mountain typology. These
statistics are available for the following statistical
domains: demography, population projections, the
labour market, crimes recorded by the police, economic
accounts, business demography, intellectual property
rights and transport. They are available at: https://
ec.europa.eu/eurostat/data/database.
0 100 0 25
0 20 0 100
0 20 0 15
0 10 0 50
0 20 0 5
25 - < 75 25 - < 75
75 - < 125 75 - < 125
125 - < 250 125 - < 250
≥ 250 ≥ 250
Data not available
Note: EU-28, Portugal and the United Kingdom, estimates. France: provisional.
Source: Eurostat (online data codes: urt_d3dens, reg_area3 and demo_r_pjangrp3)