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J Appl Physiol 99: 603– 608, 2005.

First published April 21, 2005; doi:10.1152/japplphysiol.00189.2005.

Muscle-tendon interaction and elastic energy usage in human walking


Masaki Ishikawa,1 Paavo V. Komi,1 Michael J. Grey,1,2 Vesa Lepola,3 and Gert-Peter Bruggemann4
1
Department of Biology of Physical Activity, Neuromuscular Research Center, University of Jyväskylä,
Jyväskylä, Finland; 2Department of Health Science and Technology, Clinic of Surgery, Center for
Sensory-Motor Interaction, Aalborg University, Aalborg, Denmark; 3Central Hospital of Central Finland,
Jyväskylä, Finland; and 4Institute for Biomechanics, German Sport University of Cologne, Cologne, Germany
Submitted 16 February 2005; accepted in final form 19 April 2005

Ishikawa, Masaki, Paavo V. Komi, Michael J. Grey, Vesa sustain the forward speed changes. Thus the recovery of
Lepola, and Gert-Peter Bruggemann. Muscle-tendon interaction and mechanical energy through a pendulum-like motion, in which
elastic energy usage in human walking. J Appl Physiol 99: 603–608, 2005. the potential and kinetic energy exchanges are conveniently in
First published April 21, 2005; doi:10.1152/japplphysiol.00189.2005.—The opposite phases, can be utilized for energy saving (16). How-
present study was designed to explore how the interaction between the
ever, the energy saving may not necessarily come from the
fascicles and tendinous tissues is involved in storage and utilization of
elastic energy during human walking. Eight male subjects walked with a
pendulum-type action alone during walking. For example,
natural cadence (1.4 ⫾ 0.1 m/s) on a 10-m-long force plate system. In when a person walks in simulated reduced gravity condition,
vivo techniques were employed to record the Achilles tendon force and his/her net metabolic cost does not decrease according to body
to scan real-time fascicle lengths for two muscles (medial gastrocnemius weight (21, 26). The relatively small decrease in metabolic cost
and soleus). The results showed that tendinous tissues of both medial in the reduced gravity condition cannot be explained by a
gastrocnemius and soleus muscles lengthened slowly throughout the mismatch of kinetic and gravitational potential energy that
single-stance phase and then recoiled rapidly close to the end of the would compromise the pendulum energy exchange. Conse-
ground contact. However, the fascicle length changes demonstrated quently, other mechanisms have also been proposed for
different patterns and amplitudes between two muscles. The medial the energy saving during human locomotion (25, 30, 40, 41,
gastrocnemius fascicles were stretched during the early single-stance 43, 44).
phase and then remained isometrically during the late-stance phase. In Recent direct fascicle length measurements using ultrasonic
contrast, the soleus fascicles were lengthened until the end of the single-
stance phase. These findings suggest that the elastic recoil takes place not
techniques can provide the information of the mechanical events
as a spring-like bouncing but as a catapult action in natural human inside muscle-tendon unit (MTU). With regard to mechanics and
walking. The interaction between the muscle fascicles and tendinous energetics of locomotion, it is of interest to study the possible
tissues plays an important role in the process of release of elastic energy, effects of tendon elasticity during locomotion. In running or
although the leg muscles, which are commonly accepted as synergists, do jumping, it has been confirmed that tendinous tissues (TT; apo-
not have similar mechanical behavior of fascicles in this catapult action. neuroses and outer tendon) can store energy by the active stretch-
ing due to inertial, gravitational, or any other external forces
tendinous tissue; soleus; medial gastrocnemius
during the first half of the stance phase of the step cycle and then
immediately return this energy effectively over the later part of the
IN HUMAN LOCOMOTION, there are two fundamental concepts for stance phase (34, 42) as a spring-like bouncing mechanism (2,
different energy-conserving mechanisms. First, mechanical en- 17). On the fascicle level, the gastrocnemius muscle fascicles have
ergy stored in the elastic elements of muscle can be recovered been shown to contract isometrically or shorten throughout the
as both kinetic and gravitational energy (spring-like bouncing ground contact in running (42) and jumping (34). This muscle
mechanism). Second, gravitational potential energy is con- fiber-TT interaction for the effective utilization of TT in running
verted to kinetic energy as the leg swings in a pendulum-like and jumping has been named as “concerted action” (31). In
mechanism. Both of these mechanisms are important for the walking, MTU of the triceps surae muscle are lengthened before
mechanics and energetics of locomotion (5, 17, 19). In running shortening during the contact phase. This may imply that tendon
or jumping, it has been proposed that skeletal muscle stores compliance would play an important role during the contact phase
energy by the active stretching due to inertial, gravitational, or of walking. In direct fascicle length measurement during slow
any other external forces during the first half of the stance treadmill walking, several studies have reported that muscle fibers
phase of the step cycle and then immediately returns this behaved isometrically during the contact phase (25, 27, 32). These
energy effectively over the later part of the stance phase as a results also suggest the importance of TT elasticity during the
spring-like bouncing mechanism (for review, see Ref. 2). In contact phase of walking. However, it has been argued that no
walking, the pendulum-like movement concept has been pro- strain energy can be gained in the initial impact to power the
posed as a basis for energy saving. In brief, this would mean push-off during human walking (5). Compared with running,
that the muscles perform the external positive work for each walking is characterized by smaller braking force and longer
step effectively just to give an additional push forward during coupling time between the braking and push-off phases. Conse-
the middle of the double-stance phase and to complete the quently, it is of interest to know how elastic energy can be stored
vertical lift during the middle of the single-stance phase to and released efficiently during the stance phase of natural human
walking on level ground. To the best of our knowledge, literature

Address for reprint requests and other correspondence: M. Ishikawa, Neu-


romuscular Research Center, Dept. of Biology of Physical Activity, Univ. of The costs of publication of this article were defrayed in part by the payment
Jyväskylä, PO Box 35 (LL2), 40014 Jyväskylä, Finland (E-mail: of page charges. The article must therefore be hereby marked “advertisement”
masaki@sport.jyu.fi). in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

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604 CATAPULT ACTION DURING HUMAN WALKING

lacks reports that have examined interaction between fascicle-TT modulation occurring in a micro-deformable optic fiber. The light signal
during the natural walking on level ground. detected by the receiver unit is converted to analog signal and further to
In the present study, we used novel in vivo techniques to force using calibration curves and equation of balance of the moments
measure Achilles tendon force (ATF) and fascicle lengths for two (see Refs. 9, 22, 38 for details). Surface bipolar electromyographic
(EMG) electrodes were used to record the tibialis anterior, MG, and Sol
muscles [medial gastrocnemius (MG) and soleus (Sol)] during
muscle activities (Ag/AgCl miniature surface bipolar electrodes, diameter
natural human walking on level ground. The present study was of 5 mm, interelectrode distance of 20 mm; Beckman skin electrode
designed to explore how the interaction between the fascicles and 650437). The midbellies of the muscles were confirmed from B-mode
TT is involved in storage and utilization of elastic energy during ultrasonographic images, and care was taken not to place the electrodes
human walking with a natural cadence. We hypothesized that the over the peripheries of muscles to minimize EMG cross talk between
elastic bouncing may not be the most important way to utilize muscles. EMGs were amplified (input impedance of ⬎25 M⍀, common
elastic energy. Instead, it is believed that the specific interaction mode rejection ratio ⬎90 dB) and sent telemetrically to the recording
between fascicle and TT allows elastic energy to be utilized for computer (12-bit analog-to-digital converter) with a sampling frequency
energy saving. This possible mechanism may not, however, ap- of 1 kHz. Care was taken that the interelectrode resistance was below 5
pear similarly in MG and Sol muscles. One of the possible k⍀. The goniometers were used to record the angular position of the hip,
candidates for this mechanism is a catapult action introduced by knee, and ankle joints. The output signal triggered from the vertical
Alexander and Bennet-Clark (6). ground reaction force of the right leg side was used to synchronize the
signal and ultrasound data. Ground reaction forces, ATF, EMGs, and
METHODS angular data were sampled at 1,000 Hz simultaneously.
Analyses. The contact phase of the step cycle was subdivided
Subjects and experimental procedure. Eight male subjects, age into four different phases based on the ground reaction force
28.4 yr (SD 5.0), height 171.8 cm (SD 4.3), body mass 71.7 kg (SD curves (brake I and II, push I and II; see Fig. 2A for detail). During
7.2), participated in the study after giving informed consent of the the contact of walking, the model of Hawkins and Hull (28) was
procedures and risks associated with the study according to the used to estimate length changes in MTU from the ankle (Sol and
Declaration of Helsinki. The study was approved by the Ethics MG) and knee joint angular (MG) position. The muscle fascicle
Committee of the University of the Jyväskylä. length of both MG and Sol muscles were measured from each
The subjects walked with a natural cadence, speed 1.4 m/s (SD 0.1) ultrasonographic image during walking (Fig. 1B). The MG and Sol
and ground contact time 640 ms (SD 50), on a unique 10-m-long force fascicles were identified in each image along their length from the
platform system with two separate rows of force plates (Raute; Fig. 1) superficial and deep aponeuroses (Fig. 1B). These fascicles were
starting from 5 m before. The horizontal and vertical ground reaction then tracked continuously frame by frame using Motus software
forces were recorded separately (right and left sides). In the present study, (Peak Performance Technologies). The fascicle angles in the MG
the ultrasonographic apparatus (SSD-2000, 5500; Aloka) were used to and Sol muscles were determined as the angle between the apo-
measure fascicle length in the MG and Sol muscles during walking (50 neurosis and the line drawn tangentially to the fascicle (see Fig.
and 96 images/s, a linear array probe with scanning frequency of 5–10 1B). The analyzed ultrasound data were interpolated at 100 Hz.
MHz, Aloka) (25, 34 –36, 39). In the present study, the width and depth The length of TT (LTT) in both muscles were calculated from the
resolution of our high-speed scanning ultrasonography were 0.45 and following equation (25, 34, 39)
0.36 mm, respectively. The ultrasound apparatus was pushed on the side
of the force platform at the subjects’ walking speed. Simultaneously, an L TT ⫽ LMTU ⫺ Lfascicle 䡠 cos ␣
optic fiber transducer passed transversely through the Achilles tendon
was used to measure the tensile stress within the Achilles tendon. The use where Lfascicle, ␣, and LMTU are fascicle length, fascicle angle, and
of optic fiber as a transducer for tendon stress is based on light-intensity MTU length, respectively.

Fig. 1. A: setup for the walking experiment.


Muscle-tendon compartments [medial gas-
trocnemius (MG) and soleus (Sol) muscles;
ultrasonography], Achilles tendon forces
(ATF), and electromyograms (EMGs) were
measured simultaneously on a unique 10-m-
long force plate system composed of 2 rows
of individual force plates. The data logger for
EMG (3 muscles) and tendon transducer (op-
tic fiber) unit was attached to the subject’s
waist. The ultrasound apparatus was pushed
forward at the speed of the subject outside the
force plate area. Ankle, knee, and hip joint
angles were also measured simultaneously by
using goniometers (Gonio). B: calculation of
the fascicle length and angle from MG and
Sol muscles.

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CATAPULT ACTION DURING HUMAN WALKING 605

Fig. 2. Records (n ⫽ 8) of the vertical ground


reaction force of right and left legs (Fv_R and
Fv_L, respectively) and horizontal ground re-
action force of right leg (Fh_R) (A), Achilles
tendon force (ATF) and joint angles (B),
lengths of muscle-tendon unit (MTU), fasci-
cle, and tendinous tissue (TT) [in MG (C) and
Sol (D)], and the EMG patterns from MG (E)
and Sol (F) during the contact phase of walk-
ing. C and D: relative length changes from the
heel strike are shown. EMGs were normalized
to the individual peak values during the step
cycle. Due to timing differences of these peak
values, the averaged EMGs (shown in the
figure) are below 100%. The contact phase
was divided into 4 phases (A). Dotted lines
and bars show the positive values of 1 SE.

The velocities of MTU, fascicle, and TT were calculated by the joint angular data, ATF, length changes, and EMGs are shown.
weighted quadratic polynomial differentiation (5 discrete points) of As expected from previous experiments (22, 37), ATF dem-
the corresponding length value. Shortening direction was defined as onstrated a sudden decrease on heel strike during walking on
positive. The reliability and reproducibility of the fascicle length ground in all subjects (Fig. 2B). Similar reductions in the
measurement with the ultrasound method has been confirmed else-
where (23, 25, 36, 39).
MTU, fascicle, and TT lengths in both muscles were observed
From the direct ATF during walking, ATF was further reduced to due to the rapid ankle plantar flexion during the brake I phase
the relative physiological cross-sectional area of the MG and Sol in (Fig. 2). In the subsequent brake II phase, the vertical ground
the Achilles tendon (24). The mechanical power was calculated by reaction force in the right leg decreased but ATF started to
velocities of the length changes (MTU and TT) and tendon forces in increase after the first peak vertical ground reaction force in the
the MG and Sol muscles, respectively (34, 39). right leg (Fig. 2, A and B). The ATF and EMGs (MG and Sol)
In each subject, the signal data of 8 –10 steps were averaged (after the increased with a simultaneous lengthening of MTU, fascicles,
EMG signals were full-wave rectified), and then eight subjects’ data were and TT in both muscles in varying degrees (Figs. 2 and 3).
averaged. For the ultrasound data, the three steps were averaged for each Increase of ATF took place until the beginning of the push II
subject, and then eight subjects’ data were averaged.
phase (Fig. 2B). Thereafter, it decreased but much later than
Statistics. Values are presented as means and standard deviations
unless stated otherwise. Statistical analysis was performed using the the corresponding EMG activities of the MG and Sol muscles
two-tailed paired Student’s t-test for the comparison between MG and (Fig. 2).
Sol muscles. The Wilcoxon signed rank test was used for the com- The MTU and TT in both muscles lengthened slowly during
parison of the fascicle lengthening between MG and Sol because the the brake II and push I phases, and then they recoiled rapidly
normality test was failed. A two-way ANOVA was used to analyze during the push II phase in all subjects (Fig. 2, C and D).
the difference in the averaged EMG amplitude and fascicle length However, the pattern and amplitude of the fascicle length
changes during the brake II and push I phases. The probability level changes were different between muscles. MG fascicles were
for statistical analysis was set at P ⬍ 0.05. stretched during the brake II phase and then remained isomet-
RESULTS
rically during the push I phase. In contrast, Sol fascicles
continued lengthening during the push I phase. In both cases,
Figure 2 presents the time course-averaged data during the the fascicles shortened with the low EMG activities during the
contact of walking, where changes in ground reaction forces, push II phase (Fig. 2).
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606 CATAPULT ACTION DURING HUMAN WALKING

Figure 3A shows the peak-to-peak amplitudes of lengthening contact. In running and jumping, for example, the elastic
and shortening in MTU, fascicle, and TT during the right-leg energy comes mainly from the initial negative work. But in
contact of walking. Compared with MG, Sol MTU lengthened walking with a natural cadence, ATF is low during the brake I
relatively more. The difference was not, however, statistically and II phases (Fig. 2B). Therefore, TT cannot be stretched
significant. Similarly, there was no significant difference between under the spring-like bouncing concept during the brake I and
both muscles in the MTU shortening amplitude. On the fascicular II phases. To support this suggestion, the TT stretching curves
level, however, not only the patterns of the fascicle length but also in both MG and Sol did not follow the ATF development slope
the lengthening amplitudes were different between muscles (Fig. during contact of walking (Fig. 2). These results clearly indi-
3B). The fascicle lengthening amplitude was greater in Sol than in cate existence of an alternative way for the spring-like bounc-
MG (P ⬍ 0.05). In contrast, the shortening was greater in MG ing concept to utilize elasticity.
than in Sol (P ⬍ 0.05). On the TT level, the lengthening and The question may be asked which mechanism would cause
shortening amplitudes did not show any significant difference utilization of elastic energy during the slow stretching and
between the two muscles (Fig. 3C). rapid recoiling of TT during the ground contact of walking.
The natural candidate for this behavior is the concept of a
DISCUSSION
catapult action (6, 11, 12), in which the spring stretches slowly
The results of the present study demonstrated that, during and recoils rapidly. In this action, the power output can be
walking on level ground and with a natural cadence, TT amplified by the rapid positive work against the negative work
elasticity can be utilized. TT of both MG and Sol muscles were done during the slow stretch, as demonstrated in insect jump-
stretched slowly during the single support phase and then ing (11, 12). The mechanical power curves of the present study
dramatically recoiled during the end of the contact phase. In also showed a similar catapult behavior to amplify MTU power
contrast to TT, the fascicles behaved differently during the production during the end of the ground contact (Fig. 4). To the
contact phase of walking. In addition, the fascicle and TT best of our knowledge, this has not been demonstrated earlier
length patterns did not follow the ATF patterns. These results in human locomotion. These catapult and spring-like bouncing
clearly indicate the existence of specific interactions between actions have a common feature of the dramatic TT shortening.
fascicles, TT, and ATF during walking. Furthermore, we have But the catapult action is fundamentally different from the
provided evidence that the two muscles (MG and Sol) that are spring-like bouncing behavior of TT that is observed during
commonly accepted as synergists do not have similar mechan- running (42) and in short contact jumps (34). In the catapult
ical behavior of fascicles during walking. action, which we now suggest to take place during human
Utilization of elasticity in walking. The fascicle length and walking, elastic energy is not provided directly from initial
ATF measurements used in this study indicated that TT was negative work. Instead, it can be mainly provided by muscle
stretched slowly throughout the brake II and push I phases and action. This does not exclude the possibility to utilize simul-
subsequently recoiled rapidly (Fig. 2). The stretched TT am- taneously the pendulum and energy transfer mechanisms.
plitudes from the heel strike in both MG (4.2 ⫾ 1.5%) and Sol Benefits of catapult action in walking. The spring-like
(4.3 ⫾ 1.4%) muscles are consistent with similar values re- bouncing behavior of TT observed during running (42) and in
ported previously in animal walking (2– 6%) (8, 20). In the short-contact jumps (34) can be advantageous for effective
present study, however, these TT behaviors during the contact utilization of elasticity. However, the concerted contraction for
of walking do not follow the spring-like bouncing concept, in the spring-like bouncing is not necessarily economical to
which the tendons store energy in the first half of the step and achieve the highest possible positive work. In the natural
then return this energy in the second-half phase (2). According cadence walking performed in the present study, however, it
to our interpretation of several studies that have examined can be assumed that the energy expenditure can be lower
stretch-shortening cycle in both animals (42) and humans (34, compared with other speeds of walking (15). Our data indicate
36, 39), the concerted fascicle action seems to refer to favoring that the MG and Sol TT can act as a catapult action to amplify
of the effective spring-like bouncing of TT during the ground muscle power production. The observed interaction between

Fig. 3. Relative changes of lengthening and shortening in MTU


(A), fascicle (B), and TT (C) of MG and Sol muscles during the
contact of walking (means ⫹ SD; n ⫽ 8). Lengthening ampli-
tude was calculated from the lowest point after the rapid plantar
flexion (top right).

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CATAPULT ACTION DURING HUMAN WALKING 607
ing cannot be provided by the spring-like bouncing but more
likely by the catapult action. Consequently, it can be speculated
that, if the contact time is shorter with increasing the walking
speed, the TT utilization process may shift from the catapult to
the spring bouncing action during the contact of walking. This
assumption needs to be verified in future studies.
Muscle-specific behavior. Another major finding of the
present study was that MG and Sol fascicles behaved differ-
ently during the push I phase during human walking (Fig. 2, C
and D). The MG fascicles remained at the same length during
the push I phase after the lengthening during the brake II phase.
However, the Sol fascicles were lengthened continuously dur-
ing the brake II and push I phases. Generally, the biarticular
MG muscle offsets the lengthening and shortening effects
during human movements. During the single-stance phase of
human walking, however, the knee joint is extended only
slightly (Fig. 2B). This indicates that the fascicles in the
biarticular MG muscle may not behave in the same way as in
the monoarticular Sol muscle (34). This muscle specificity
during human walking could be observed by the difference of
Fig. 4. Changes of the mechanical power (MTU, TT, and MTU ⫺ TT) in Sol
the fascicle behavior related to the muscle activation from the
during the contact of walking (n ⫽ 8). It was assumed that relative contribution end of the brake II phase to the push I phase (Fig. 5). The Sol
of the force developed by Sol muscle on ATF was equal to the relative fascicles lengthened (P ⬍ 0.05) with increasing muscle acti-
physiological cross-sectional area of Sol among all plantar flexors. Mechanical vation, but the MG fascicles remained at the same length or
power was calculated by multiplying the velocity by force in MTU and TT, tended to shorten in the opposite direction. Alexander (3) was
respectively. The plus and minus signs refer to shortening and lengthening
powers, respectively. the first to report the different muscle behavior between hip,
knee, and ankle joint muscles during the dog jumping. In
addition, the present study shows that leg muscles, which are
fascicles and TT seems to be advantageous for utilization of commonly accepted as synergists, do not have similar mechan-
elastic energy during human walking. The energy expenditure ical behavior of fascicles during human walking. These results
during the fascicle lengthening action can be less than that highlight the fact that observations made from the fascicles of
during an isometric or shortening action (1, 2, 29). Thus the one muscle cannot necessarily be extended to other muscles
fascicle lengthening can take advantage of energy-saving dur- during dynamic movements (33, 34) as well as in the static
ing the single-stance phase. The fascicle behavior from the human movements (13). On the TT level, however, both
treadmill walking (25), however, may stand in opposition to muscles showed a similar length change pattern during the
our findings, especially for the Sol muscle. Fukunaga et al. (25) contact of walking. These results suggest that, although TT
suggested that if fascicles are lengthened instead of maintain- elasticity depends on the length and cross-sectional area (7),
ing the same length, the stored elastic energy in TT will the manner of the TT behavior may be the same between
decrease during the single-stance phase. Consequently, addi- different muscles. This certainly is still speculation and awaits
tional metabolic energy will be required to make up for this further verification.
loss. However, TT was not stretched during the brake II phase
of natural human walking by the concerted fascicle action in
the manner it may occur in the spring-like bouncing mecha-
nism. This is because ATF cannot be high enough during the
braking phase. In addition, the contact time during human
walking does not match the cycle time of the resonant fre-
quency of the elastic component in ankle extensors (10). This
resonant oscillating frequency has a range of 2.6 – 4.3 Hz (10,
14, 18). This corresponds to the ground contact time between
233 and 385 ms. However, the contact time measured in the
present study (640 ⫾ 50 ms) was much longer than that of the
resonant elastic frequency. It is also possible that the bouncing
frequency of elastic component in ankle extensors can be
modified for the spring-like bouncing action by the regulation
of the ankle joint stiffness. To regulate the stiffness, one must
activate more triceps surae muscle during the braking phase.
This may cause an increase in vertical position of center of Fig. 5. Relative changes in the fascicle length (■) and corresponding changes
mass during the middle of the single-stance phase, but it may in the averaged EMG (aEMG) during the brake II and push I phases. E,
corresponding changes in aEMG values of the MG (left) and Sol (middle)
not contribute to any additional forward push during the middle muscles. Right: to calculate the aEMG changes, the brake I phase was used as
of the double-stance phase. Thus it can be suggested that the a reference value to obtain the relative aEMG values for the brake II and push
consumption of minimal metabolic energy during human walk- I phases.

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608 CATAPULT ACTION DURING HUMAN WALKING

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