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Article history: Indoor environmental controls are critical considerations when preserving artifacts in museums. Con-
Received 30 June 2017 trolling the indoor environment of site museum buildings with large space layout typically consumes
Received in revised form 1 December 2017 large amounts of energy. Most of the energy load needed to preserve relics is dissipated throughout
Accepted 1 December 2017
the non-occupied space, because the environments that contain the relics occupy relatively little space
Available online 5 December 2017
compared to the entire exhibition hall. In this study, an energy efficient local ventilation system was
proposed to independently control the environment of a funerary pit, which was preserved within a
Keywords:
museum separate from the large exhibition hall. An experimental hall, which consists of a funerary pit
Local ventilation system
Relic preservation
and an experimental local ventilation system, was built to simulate a site museum building. Experiments
Energy saving were conducted to investigate the system’s performance and to validate its ability to preserve historical
Site museum terracotta figurines in their semi-exposed pits within the exhibition hall. The study evaluated the stability
Local environmental control of the conservation environment and the system’s energy usage by assessing the effects of the ventila-
tion rate. The experimental results showed that the local ventilation system provides an energy-saving
strategy supporting the environmental control of the funerary pit. The LV system significantly decreased
temperature fluctuations in the funerary pit and temperature differences across semi-exposed relics. The
system could be used to control the local preservation environment of the funerary pit separately from
a large space exhibition hall.
© 2017 Elsevier B.V. All rights reserved.
1. Introduction China is an ancient civilized country with more than 4500 muse-
ums [8]; many of which are site museums, indicating that these
Energy consumption within buildings is responsible for 40% of museums are built directly at the place where the relics were found.
the global energy requirement in the EU, the USA, and the UK [1–3], Site museums preserve the original panorama of immovable his-
while it is responsible for more than one-third in China [4,5]. One- toric sites in an exhibition hall, which generally means that most
fifth of utilized energy in China is consumed by public buildings of the museum has a large open space layout [9]. However, this
[5]. Fossil fuel depletion, growing energy demands from build- type of special building consumes significant amounts of energy for
ing users, and governmental policies for reducing environmental air conditioning (AC) systems, to create a stable and clean preser-
pollution emissions have increased the urgency for finding tech- vation microenvironment for the preservation of relics. Energy
nological solutions to reduce energy consumption and increase consumption in a museum building is typically of less importance in
energy efficiency. These solutions are particularly important for comparison to the demands of providing the appropriate preserva-
public buildings with high energy consumption, such as office tion environment for collections [10]. However, wherever possible,
buildings, schools, hotels, and museums [6,7]. energy use should be minimized, because cultural relics require
a continuously working AC system throughout the year. This sig-
nificantly increases the economic burden of the site museum’s
operational costs.
∗ Corresponding authors at: School of Human Settlements and Civil Engineering, Given their significant energy consumption, more studies are
Xi’an Jiaotong University, Xi’an 710049, China required to fully understand microclimate control within site
E-mail addresses: xlluo@mail.xjtu.edu.cn (X. Luo), guzhaoln@mail.xjtu.edu.cn museums. Many recent studies have identified different ther-
(Z. Gu).
https://doi.org/10.1016/j.enbuild.2017.12.001
0378-7788/© 2017 Elsevier B.V. All rights reserved.
X. Luo et al. / Energy and Buildings 159 (2018) 558–571 559
mal requirements for artifact preservation compared to visitor hall (see Fig. 1a). This site museum generally faces the problem of
comfort, concluding that both should be treated independently either having no AC system, or having an AC system that wastes
[11–14]. In general, environmental controls in visitor areas can too much energy for cooling and heating the entire large space (see
be conveniently implemented using traditional central AC systems Fig. 1b). Efficient AC systems, such as stratified air conditioning and
[15,16]. However, environmental controls for the preservation of local heating systems are therefore attracting increased attention.
unearthed relics remain a scientific and technological challenge, The total energy usage of a building’s AC system (Q) can be
due to their stringent environmental requirements and unique estimated with Eq. (1).
preservation surroundings. Different requirements for visitor com-
fort and artifact preservation may cause museum staff to overlook Q = qA A (1)
the particular requirements of the relics. As a result, significant fluc-
In this expression, qA represents the cooling load per unit floor
tuations can be observed in the indoor environment, i.e., the daily
area (Q-Index) andA represents the total air-conditioned area of the
temperature fluctuations reach more than 10 ◦ C in the Emperor
building. A site museum’s exhibition hall generally has a high ceil-
Qin’s Mausoleum Site Museum (China) and the Jinsha Site Museum
ing height (≥ 10 m), a large ratio of external building envelope area
(China) [17]. Many relics may suffer deterioration or ruin due to the
to wall area, large interior volumes, and complicated functions. A
adoption of improper preservation environments [18].
traditional central AC system that cools the entire space (see Fig. 1b)
The Emperor Qin’s Mausoleum Site Museum in Xi’an, China is a
will be energy-hungry. The predicted cooling energy consumption
world-famous historical site, designated by United Nations Educa-
and cooling load index of the No. 1 exhibition hall of the Emperor
tional, Scientific, and Cultural Organization as one of the world’s
Qin’s Mausoleum Site Museum would amount to 2860.66 kW and
cultural legacies. To provide an energy efficient AC system that
179 W/m2 [24,25]. In addition, an exhibition hall typically has a very
protects the immobile relics, the Ministry of Science and Tech-
large floor area (A), where only a small proportion is occupied by
nology of China approved a project for the development of an air
collections (see Fig. 1a). For example, at the Emperor’s Mausoleum
curtain system and a capillary radiation cooling system. Research
Site Museum, the area occupied by relics occupies only 34% of the
on these systems has generated promising results [12,14,19,20].
total indoor space of the No. 1 pit exhibition hall [26]. This indicates
Both systems (air curtain and capillary radiation) have specific fea-
that most of the energy load is likely wasted in areas that are not
tures that can create a steady preservation environment for the
occupied by relics.
relics, allowing independent control and local preservation of arti-
Eq. (1) highlights two ways to reduce the energy consumption:
fact environments. However, both systems have limitations: The
reducing the cooling load per unit area (qA ), or decreasing the air-
capillary radiation system belongs to an all-water AC system. The
conditioned area (A). The local environmental strategy achieves
water pipeline for the chilled water is directly fixed in the preserva-
both; it reduces the height of the air-conditioned space to decrease
tion area, which causes the risks of water leakage within exhibition
qA and provides local environmental control within the occupied
areas. Furthermore, the RH of the preservation area is typically very
area to decrease A. In general, it is difficult to implement a local
high, so that moisture easily condensates on the surface of water
heating in the funerary pit for this tall exhibition hall since hot
pipe and flows into the fragile earthen ruins. Moreover, the capillary
air will rise up and move out of the funerary pit [12]. However,
radiant system may encourage fungal growth due to the beneficial
local cooling is particularly viable for the funerary pit because the
high moisture, lack of air purification, and poor ventilation. The air
soil temperature of the underlying funerary pit is typically lower
curtain system belongs to an all-air AC system. The high air veloc-
(cooler) than the air temperature of the space above, once cool air
ity at the jet outlet may cause vibration and noise. The symmetric
is supplied to the pit, a steady thermal layer is created, which main-
arrangement of the jet outlet and return air grille of the air curtain
tains a stable preservation environment (see Fig. 1c). This type of
system cause difficulties in the popularization of funerary pits with
local cooling system is widely used in commercial buildings with
irregular geometrical structure.
large space layouts, including airport terminals, large conference
By fixing both the air supply outlet and return air inlet at
halls, and large open plan offices. This further supports the suc-
the bottom and top of the funerary pit, this study proposes an
cessful implementation of independent controls for both the relic
energy efficient local ventilation (LV) system to control the specific
environment and the visitor environment [14].
preservation environment for semi-exposed relics. This ventilation
system is essentially a type of displacement ventilation without
internal heat sources. Displacement ventilation systems are known 3. Climatic recommendations for semi-exposed terracotta
to effectively control visitor-occupied environments in museums at relics
a relatively low energy cost, and are therefore widely used in pub-
lic buildings with large space layouts. DV systems can also improve The UNI 10829:1999 standard [27] indicates that terracotta
the indoor air quality in occupied areas by separating contaminated relics are insensitive to ambient temperature and RH. Therefore,
air from clean air via stratification. The systems effectively achieve temperature and RH values are not provided as optimal conserva-
energy savings as well as high indoor air quality [21–23]. tion parameters, thus implying that environmental controls may
This research evaluated LV system performance when control- not be necessary for terracotta relics in site museums. However,
ling the local preservation area in an experimental exhibition hall several studies have analyzed the primitive environments of relics
with a large space layout. The study specifically explored both the in site museums, and recommended that environmental conditions
environmental stability and energy consumption of the LV system should be reconsidered in a more differentiated and qualified way
by evaluating the effects of the ventilation flow rate. because these relics are semi-exposed complex (see Fig. 2) [20].
Environmental control systems are therefore required to reduce
differences in temperature and RH between the surrounding soil
2. Preliminary energy consumption analysis and system and air, since a lack of equilibrium would cause fluctuations in envi-
description ronmental parameters and thus allow heat and moisture to transfer
from the soil into the air [20,28].
China has many terracotta pottery relics; most of these have In general, the soil environment underneath the relics is more
been unearthed and preserved in funerary pits. The Emperor Qin’s stable than the air environment. As such, the natural soil parame-
Mausoleum Site Museum displays these types of relics, which are ters should be considered as the target values for relic conservation.
located in pits that form a reservoir at the ground of the exhibition The soil temperature at depths of less than 10 m below the ground
560 X. Luo et al. / Energy and Buildings 159 (2018) 558–571
Fig. 1. Schematic diagrams of environmental control systems for site museums with funerary pits. (a) The No. 1 exhibition hall of Emperor Qin’s Mausoleum Site Museum
(courtesy of the Emperor Qin’s Mausoleum Site Museum). (b) Environmental control provided by a traditional central AC system. (c) The local environmental control provided
in a preservation area using a LV system.
Fig. 2. Schematic diagram of semi-exposed relics in a site museum. (a) Unearthed semi-exposed terracotta relics of the Hanyangling Museum. (b) The soil-air coupled
preservation environment.
X. Luo et al. / Energy and Buildings 159 (2018) 558–571 561
Fig. 3. The LV system experimental device. (a) System flow chart. (b) Environmental controls for the pit. (c) Interior view of the experimental facility.
surface in Xi’an (the museum and study site) has been reported to 4. Experimental setup and procedure
be approximately 20 ◦ C [29]; therefore, the control temperature of
LV system was set at 20–21 ◦ C. It is more difficult to identify a spe- 4.1. Experimental LV system
cific target RH range; however, to mitigate the desiccation cracking
of relics, the preservation environment should be as moist as pos- All conservation measures have to undergo extensive and
sible. This is required because the RH of soil pore air is almost 100%, detailed investigation, testing, and evaluation; only those demon-
with an RH balance point of 99.9% [28]. strated to be effective and safe may then be used [31]. Therefore, an
However, spore germination and mycelium growth both benefit experimental building was built in the campus of the Xi’an Jiaotong
from humidity; a highly humid environment may damage in-situ University to simulate a site museum exhibition hall. The distance
relics due to mold growth. The ambient RH requirement for mold between the experimental building and the Emperor Qin’s Terra-
fungus development has been estimated to range between 80 and Cotta Warriors and Horses Museum is only 31.4 km. The area and
95% [30]. With increasing humidity, the probability that mold fun- height of the experimental building are 100 m2 and 5 m, respec-
gus will form increases as well. The optimal RH for mold fungus tively. A cuboid-shaped pit with a length, width, and depth of 4 m,
development ranges between 90 and 95%. In addition, once the RH 2.8 m, and 2.0 m, respectively, was excavated in the experimental
exceeds 90%, temperature fluctuations may cause water conden- hall. Three soil columns with heights of 0.5 m were placed in the
sation on all semi-exposed relic surfaces. Therefore, the LV system funerary pit to investigate the desiccation cracking process of the
humidifier was not switched on during this study and the average earthen site (see Fig. 3). In general, the desiccation cracking process
RH of the funerary pit was sustained between 80 and 90% approx- takes place continuously and may take several years to complete.
imately. The floors of the indoor gallery of the experimental building for
visitors are paved with floor-bricks; however, in the funerary pit
562 X. Luo et al. / Energy and Buildings 159 (2018) 558–571
the soil ground is directly exposed to the air. The width and depth • Vertical temperature and RH profiles in the integrated pit envi-
of the funerary pits, and soil type, and the climatic conditions of ronment were measured using the same model meter at five
the experimental site are similar to those at the Emperor Qin’s observation points (labeled T1 to T5) along a central line in the
mausoleum Site Museum. A LV system was designed and estab- pit. The distances from the ground level of the pit upward to
lished in the experimental funerary pit (see Fig. 3). The air was points T1 through T5 were 0.2 m, 0.5 m, 1.3 m, 1.9 m, and 2.6 m,
supplied at the ground level of the pit into a plenum chamber with respectively. Of these points, T4 was the dividing point between
a length and depth of 2.5 m and 0.7 m, respectively. One façade of the preservation zone and the visitor zone. T5 was in the visitor
the chamber served as the air diffuser, which was composed of a area, at a height of 0.6 m above the pit. To evaluate the effect of
perforated panel with 2.0 mm diameter circular holes. The perfo- the LV system on the visitor passageway away from the funerary
rated plate serves as a type of air supply outlet that is widely used in pit, temperature was also monitored at a sixth observation point
clean air-conditioning systems, since it can effectively decrease the (T6). T6 was located at the same height as T5 (2.6 m) and was 2 m
air velocity and temperature gradients in the air-conditioned area away from the funerary pit. Data from all six points (T1-T6) were
[32]. The returned air was purified and cooled in the air-handling automatically collected and recorded every 2 min.
unit and then directed into the plenum chamber using a centrifu- • The soil temperature and the temperature of the relic body were
gal fan. The air pressure was equalized in the plenum chamber monitored using thermocouples at three measuring points: Ts1,
to ensure a uniform air supply through the perforated panels. A Tr1, and Tr2. Ts1 was placed 0.05 m below the base of the pit.
5100 W air-cooled water chiller was used as the cold source of the Tr1 and Tr2 were inserted into the ceramic pottery block; both
air-handling unit[33].Although there is a significant length differ- monitoring points were 0.25 m from the air-soil interface. Mea-
ence between the experimental funerary pit and the real funerary surements were collected every 2 min; thermocouple accuracy
pits of the Emperor Qin’s mausoleum Site Museum, it will not affect was ± 0.004|T|◦ C.
the performance of the ventilation system since the supply outlet • The air velocity in the center of the funerary pit (TaV) was
and return air inlet of the proposed AC system were installed at measured every 2 min at a height of 0.35 m using a Swema 03
both sides of the width direction and the critical dimensions that micro-velocity sensor, with an accuracy of ± 0.03 m/s. To calcu-
affect the performance of the DV system are the width and depth late the cooling load of the LV system, the volume flow (Lw) and
of the funerary pit. the temperature of the supply and return water (Tws and Twr)
flowing through the air-handling unit were also measured. The
water pump for the chilled water was working at a fixed con-
4.2. Layout of the measuring points dition. The volumetric flow of the chilled water was measured
via turbine flow meter and recorded manually. The duration
A series of LV system tests were performed in the experimental and sampling intervals of the acquisition of volumetric flow
building to monitor environmental parameters, understand local were 15 min and 30 s. The accuracy of the turbine flow meter
environmental controls in the funerary pit, and evaluate LV system was ± 1%|L| L/h; the temperatures of the supply and return water
performance. were monitored via T-type thermocouples recorded with an
Parameters monitored during the study (see Fig. 4) included: ADAM 4018. The sampling intervals were 2 min. The accuracy
of the thermocouple was ± 0.004|T|◦ C.
• The temperature and RH of the outdoor environment were • A temperature controller was placed in the pit at a height of 0.2 m
automatically measured every 10 min by placing the TR-72Ui (Tc) to manage the automatic start and stop of the water pump.
thermos-recorder in a thermometer shelter. The accuracy of the The control temperature was set to 20–21 ◦ C. When the measured
TR-72Ui was ± 0.3 ◦ C for temperature and ± 5% for RH. temperature at Tc exceeded 21 ◦ C, the water pump switched on,
X. Luo et al. / Energy and Buildings 159 (2018) 558–571 563
Table 1
Summary of the test cases.
Fig. 5. Variations in air temperature. (a) The LV system switched off. (b) The LV system switched on at f = 15 Hz. (c) The LV system switched on at f = 20 Hz. (d) The LV system
switched on at f = 30 Hz.
Table 3
Summary of the indoor air temperature (◦ C).
1 23.0 24.0 25.1 26.2 24.6 2.5 3.9 5.7 8.0 27.7 28.0
2 20.7 21.4 22.6 23.7 22.1 2.0 2.9 3.4 4.6 29.8 30.5
3 20.5 21.1 21.9 22.8 21.6 1.3 2.0 2.6 4.0 28.3 28.9
4 20.5 20.9 21.7 22.5 21.5 1.2 1.8 2.4 3.2 30.6 31.2
X. Luo et al. / Energy and Buildings 159 (2018) 558–571 565
Fig. 6. Variation of air RH. (a) The LV system switched off. (b) The LV system switched on at f = 15 Hz. (c) The LV system switched on at f = 20 Hz. (d) The LV system switched
on at f = 30 Hz.
Table 4
Summary of the indoor air RH (◦ C).
RH1 RH2 RH3 RH4 RH1−4 RH1 RH2 RH3 RH4 RH5 RH6
1 98 95 82 71 87 3 11 19 30 59 60
2 82 76 69 70 74 23 28 29 36 60 59
3 88 82 76 77 81 27 36 36 41 56 56
4 86 81 72 73 78 23 24 26 31 50 51
566 X. Luo et al. / Energy and Buildings 159 (2018) 558–571
Fig. 7. Air velocity variations in the pit. (a) The LV system switched off. (b) The LV system switched on at f = 15 Hz. (c) The LV system switched on at f = 20 Hz. (d) The LV
system switched on at f = 30 Hz.
Table 5
Summary of the air velocity.
Cases 1 2 3 4
Fig. 9. The soil-air preservation environments of semi-exposed relics. (a) Unearthed terra-cotta relics in the Hanyangling Museum, China. (b) Unearthed ivory artifacts in
the Jinsha Site Museum, China.
Fig. 10. Temperature profiles of the soil-air environment. (a) The LV system switched off. (b) The LV system switched on at f = 15 Hz. (c) The LV system switched on at f = 20 Hz.
(d) The LV system switched on at f = 30 Hz.
0.2 m between the relics and the air supply outlet could ensure air Fig. 10 shows the soil temperatures (Ts) and air temperatures
velocities below 0.15 m/s. (T1) detected during the experimental tests. The mean temperature
differences (T = |T1-Ts|) for test cases 1–4 were 1.14 ◦ C, 0.47 ◦ C,
0.33 ◦ C, and 0.27 ◦ C, respectively (see Fig. 11). The outdoor climatic
5.3. Balance of the soil-air coupled preservation environment
conditions during test case 1 were relatively cool, with an average
outdoor temperature of 28.1 ◦ C (see Table 3); a significant temper-
Fig. 9 shows in-situ cultural relics in site museums that remain
ature difference was observed at the air-soil interface (Fig. 10a).
partly buried in the soil environment. In such a scenario, semi-
Additionally, both soil and air temperatures became unstable, fol-
exposed relics are surrounded by both soil and air. Moisture
lowing an upward trend. When the LV system was switched on
transport in the soil-air environment is closely correlated with tem-
for test cases 2–4, the temperature differences were significantly
perature differences at the soil-air interface and this difference is
lower than for test case 1. Soil and air temperatures at the inter-
a primary driver of desiccation cracking and salt damage to semi-
face almost overlapped during test cases 3 and 4, suggesting that
exposed relics [20,28]. A uniform temperature distribution in the
the in-situ relics were preserved in a stable and balanced soil-air
air-soil preservation environment is required to delay relic deteri-
environment.
oration.
568 X. Luo et al. / Energy and Buildings 159 (2018) 558–571
Fig. 11. The average temperature difference across the soil-air interface in cases Fig. 13. The average temperature difference between parts of the semi-exposed
1–4. relics in cases 1–4.
Fig. 12. Temperature profiles along the relic body. (a) The LV system switched off. (b) The LV system switched on at f = 15 Hz. (c) The LV system switched on at f = 20 Hz. (d)
The LV system switched on at f = 30 Hz.
X. Luo et al. / Energy and Buildings 159 (2018) 558–571 569
Table 6
Summary of energy consumption.
Table 7
Summary of the coupled experimental case.
Fig. 15. Variation of the air temperature and RH for the coupled operated test.
Table 8
Statistics of indoor air temperature (◦ C) and RH (%) of case 5.
T 20.4 21.3 21.7 22.5 21.5 1.5 2.2 2.8 3.3 26.1 3.4
RH 85 81 79 78 81 23 28 31 24 58 21
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