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DOI: 10.1111/cdoe.12405
ORIGINAL ARTICLE
1
Formerly, University of Sydney, Sydney,
NSW, Australia Abstract
2
Universidade Luterana do Brasil, Rio The global Early Childhood Caries (ECC) burden is of concern to the World Health
Grande do Sul, Brazil
Organisation (WHO), but the quantification of this burden and risk is unclear, partly
3
Thammasat University, Bangkok, Thailand
due to difficulties in accessing young children for population surveys and partly due
Correspondence to diagnostic criteria for ECC experience. The WHO criterion for caries diagnosis is
Robin Wendell Evans, Formerly, University
of Sydney, PO Box 52, Balmain, Sydney, the late stage event of dentine cavitation. Earlier stages of the caries lesion are clini-
NSW 2015, Australia. cally detectable and should be registered earlier in the life of children and arrested/
Email: wendell.evans@optusnet.com.au
remineralized before lesions progress to the cavitation stage. A protocol for ECC
diagnosis is proposed to guide those engaged in clinical dentistry in their characteri-
zation of the ECC lesion. As management of early lesions is a critical step to reduce
risk of their progression to later stage lesions, a practical method for assessing ECC
risk is proposed also. Risk assessment is very important because it determines (a)
urgency for interventions aimed to arrest lesion progression; (b) the frequency of
such interventions and (c) the need to enhance the primary prevention of ECC. The
guidelines are set out separately for ECC diagnosis for ongoing clinical care and for
epidemiologic purposes. Similarly, guidelines are set out for ECC risk assessment and
ongoing monitoring.
KEYWORDS
deciduous dentition, diagnosis, early childhood caries, epidemiology, risk assessment
Community Dent Oral Epidemiol. 2018;1–8. wileyonlinelibrary.com/journal/cdoe © 2018 John Wiley & Sons A/S. | 1
Published by John Wiley & Sons Ltd
2 | EVANS ET AL.
In response to the Global Consultation, the purpose of this paper defined stages.8 For too long, a caries diagnosis was reached on evi-
is to propose a protocol for ECC diagnosis that will differentiate dence of dentine cavities, while ignoring early signs. Dental caries is
between early and later stage lesions for use in the clinical manage- a dynamic disease and it can go into remission; initial lesions may or
ment of ECC and in epidemiologic surveys. As preventive and treat- may not progress to the late stage of dentine cavitation.19
ment schedules for ECC are dependent on the risk status of the
child, a practical method for ECC risk assessment is proposed also.
2.1 | Guidelines for the clinical care setting
The examination of the child has the objective of collecting data
2 | ECC—THE DISEASE AND ITS to enable the diagnosis of diseases and conditions that affect chil-
DIAGNOSIS dren, such as dental caries, traumatic dental injuries and malocclu-
sion in order to develop a programme of treatment and ongoing
The disease of ECC is a process driven primarily by excessive expo- monitoring.
sure to free sugars.10 Free sugars are fermented to acids by plaque The collection of medical/dental data and dental risk factors is
bacteria, but excessive exposure to them transforms the plaque bio- important for the individual diagnosis and for monitoring the pro-
film into a cariogenic vehicle.11 The resultant acid build‐up within gress of clinical situations and patient home care. The following per-
plaque shifts the natural demineralization‐remineralization balance at sonal particulars and history data should be recorded: (a) date of
the enamel‐biofilm interface so that demineralization outstrips rem- examination, name of the child, sex, date of birth, age and ethnicity;
ineralization.12 Intraorally, ECC pathogenesis is mediated by saliva (b) SES data: parents’ level of education, occupation, family income
and fluoride exposure.1 Notably, socioeconomic status (SES) has a and location type (urban, rural); (c) medical history; (d) experience of
critical influence on ECC occurrence and polarization.13 The greater pain; (e) previous use of dental services, including previous treat-
risk of ECC in children with lower SES may be related to more cario- ment; and (f) behaviours: (a) dietary practices: breastfeeding and bot-
genic eating practices, worse oral hygiene, and to differences in con- tle feeding duration and exposure to free sugars; (b) fluoride
structs that represent the ability to perceive health problems as well exposure; and (c) toothbrushing frequency.
as the perceived benefits of taking action.14,15 In a clinical care setting, children may be examined in a dental
It is important to note that caries lesions, by themselves, are not chair or while they are being held by a parent/carer. It is best if teeth
the disease. Actually, they are the clinical manifestation of the dis- are cleaned and dried to allow for more accurate diagnosis of ECC
ease process and indicate only that a child has experienced ECC.16 lesions.20 The examination of all tooth surfaces (mesial, distal, buccal,
Similarly, the presence of restorations and signs of missing teeth lingual/palatal, occlusal/incisal) should be conducted in a systematic
usually indicate previous ECC experience. Furthermore, the patho- manner in order that no surface is missed, regardless of the method
logic activity within plaque is not directly observable and, because used.
ECC lesions progress slowly, it is not always apparent on any day The clinical examination for the detection and diagnosis of ECC
whether or not the disease is active or in remission. A later observa- may be described as visual‐tactile using basic equipment including
tion of a lesion following an interval of several months is necessary the WHO CPI probe and mouth mirror or wooden spatula. Four
to confirm whether or not it has progressed and thus to determine principles govern the use of the CPI probe: (a) it should be used only
whether the disease (not the lesion) is active or in remission. It may to confirm a suspected lesion; (b) only light pressure should be
also be assumed that, if the causative factors continue to be con- applied; (c) a decision on the status of a lesion should be reached
trolled satisfactorily, then the risk of future ECC episodes is negligi- quickly without repeated probing; and (d) in cases of doubt, assign
ble. On the other hand, if new lesions emerge and/or existing lesions the lower score.
progress, it may be concluded that the causative factors have not
been controlled and that ECC is still active.
2.1.1 | Clinical stages of the ECC lesion
In general, a visual inspection of the dentition is a quick and easy
method to detect: (a) the presence or absence of caries lesions in Figure 1 shows the clinical stages of the ECC lesion. The first clinical
deciduous teeth; and (b) the size and extent of any lesions.17 It is sign of a caries lesion appears as a smooth white spot or zone on
also claimed that lesion activity may be assessed via visual inspec- enamel; the Stage 1 lesion (defined as code ECC‐1). Stage 1 lesions
tion, but the value of assessing them is unclear because the defini- may progress to Stage 2 (defined as ECC‐2) where the surface of
tions of “active” and “nonactive” lesions are, in fact, descriptions of the white zone is roughened due to enamel breakdown. With
their morphology which indicate more and less enamel degradation, ongoing enamel breakdown, the lesion reaches Stage 3 (defined as
respectively.18 The characteristics of lesions cannot be direct mea- ECC‐3) at which point a cavity involving dentine is visible. This ECC
sures of lesion activity because, as already noted, the pathologic classification was informed by ICDAS,8 but the more complex ICDAS
activity occurs within the plaque biofilm. system of seven stages has been reduced to four (0, 1, 2, 3). In both
The most important advance in caries diagnosis was the recent clinical and epidemiologic settings, a four‐stage ECC classification
development of the International Caries Detection and Assessment renders diagnostic decision‐making more simple, quick and valid and,
System (ICDAS) which recognizes that lesions progress through importantly, indicates stage‐specific treatment options.
EVANS ET AL. | 3
ECC-0 Sound
There is no existing restoration nor signs of the early stage
ECC lesion.
m - Missing. A tooth has been extracted due to ECC. This code should be used only if the child is at an age when normal exfoliation would
not be a sufficient explanation for absence.
* Note: Defective restoration margins should NOT be classified as ECC-2. In addition, possible carious enamel alongside
restorations should not be classified as ECC-2 because such lesions cannot be diagnosed with certainty.
FIGURE 1 Criteria for Early Childhood Caries lesion Classification and Other Clinical Findings
4 | EVANS ET AL.
Date of examination 1
55 54 53 52 51 61 62 63 64 65
O M D B L O M D B L M D B L M D B L M D B L M D B L M D B L M D B L O M D B L O M D B L
85 84 83 82 81 71 72 73 74 75
Date of examination 2
55 54 53 52 51 61 62 63 64 65
O M D B L O M D B L M D B L M D B L M D B L M D B L M D B L M D B L O M D B L O M D B L
85 84 83 82 81 71 72 73 74 75
FIGURE 2 The Early Childhood Caries Chart for use During Ongoing Clinical Care
EVANS ET AL. | 5
3.1 | Guidelines for the clinical care setting 3.1.2 | Record of ECC risk assessment
During medical/dental history taking, exposure to critical ECC risk Information on free sugars exposure, Plaque Index score and sum-
factors should be determined. Specifically, information should be mary data taken from the ECC chart (Figure 2) is recorded on the
sought on: (a) early introduction of free sugars, especially in the first ECC risk assessment form (Figure 4). This form serves as a focus for
year of life;28 (b) high‐frequency intake of free sugars;12 (c) bottle one‐on‐one health education/promotion of parents/carers by den-
feeding with sugary drinks;14 (d) breastfeeding beyond 12 months, tists/dental therapists/hygienists to empower them to manage ECC
especially if frequent and/or nocturnal;29 (e) fluoridated toothpaste risk.
use and if home water is fluoridated; and (f) plaque level.
Note that plaque level should be determined using the Plaque
3.1.3 | Monitoring ECC risk
Index (Figure 3) prior to cleaning teeth in preparation for the ECC
clinical examination.30 The entire surfaces of all visible teeth should On first contact with a child at any age, a caries preventive pro-
be assessed and the index score to be recorded should correspond gramme should commence. As ECC control is synonymous with the
with the surface that has the highest index score. control of sugar, plaque, and fluoride exposures, these are the
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