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Journal of Linguistic Geography (2014) 2, 4–24.

& Cambridge University Press 2014 ORIGINAL RESEARCH


doi:10.1017/jlg.2014.1

Sociophonetic analysis of phonemic trill variation


in two sub-varieties of Peninsular Spanish

Nicholas Henriksen*

University of Michigan

In this paper we provide a preliminary characterization of the phonemic trill (i.e., /r/) as produced by twenty-four
speakers of northern and central Peninsular Spanish. The acoustic analysis revealed a considerable number of
non-canonical variants containing one or zero apical occlusions. The quantitative results showed robust effects of the
following three factors on trill articulation: Speaker dialect, gender, and preceding vowel. Regarding social factors,
central Peninsular speakers and male speakers showed the greatest propensity to produce fewer occlusions per
phonemic trill. Regarding linguistic factors, non-canonical variants were especially common in contexts of preceding /u/;
we interpret this result on articulatory grounds given the antagonistic gestures required for the trill and the high back
vowel. All in all, these findings offer empirical support that geographically-oriented studies within a sociophonetic
framework offer critical information on the diachrony of trill consonants.

1. Introduction: Trill Variation and Rhotic Shift families, that unify this class of sounds. Rhotic
dorsalization, or shift from coronal [r] to uvular [O],
Trill sounds exhibit a wide range of phonetic variation
is well-documented in particular. Data on this
cross-linguistically (Demolin, 2001; Ladefoged &
phenomenon are available for French (Webb, 2011),
Maddieson, 1996; Lindau, 1985). This may be due to
Caribbean Spanish (Vaquero & Quilis, 1989), German
the precise articulatory and aerodynamic demands
(Howell, 1987), modern Hebrew (Devens, 1981),
of trill production, such that even small deviations
and Cambodian (Whitley, 2003:83), to name a few
result in failure of the trilling gesture (Dhananjaya,
examples. For Western European languages, there is
Yegnanarayana & Bhaskararao, 2012; Solé, 2002).
debate on whether modern dorsal trills share a
Non-trill productions include coronal and dorsal
common historical origin (see Trautmann, 1880) or
approximants, fricatives, taps and flaps, and vocoids
whether they result from independent changes in
(Muminović & Engstrand, 2001). Researchers often
different languages (see Runge, 1974). To cite one
investigate whether there are shared acoustic and/or
well-known example from Spanish, Willis (2007)
articulatory properties of ‘deviant’ trill articulations to
suggests that the Dominican pre-breathy voiced trill
understand attested variations on more principled
likely represents a ‘‘bridge allophone’’ (46) between
grounds (e.g., Boyce & Espy-Wilson, 2007; Zhou,
the standard alveolar production and the dialectally
Espy-Wilson, Boyce, Tiede, Holland & Choe, 2008).
marked dorsal production. Given the common histor-
Psycholinguistic work has now begun to explore the
ical connections among rhotics, researchers often rely
perceptual correlates of coronal and dorsal trills,
on data showing synchronic variation, framing their
although currently data are limited to approximant
findings within principles of sociolinguistic theory to
trills (Engstrand, Frid & Lindblom, 2007). In spite of
make inferences on whether there is change in progress
their complex articulation, trills are not typologically
or stable variation (e.g., Clermont & Cedergren, 1979;
uncommon. More than one third of the world’s
Dı́az-Campos, 2008; Sankoff & Blondeau, 2007).
languages are reported to have trills, and of the
Another means of examining language change is with
languages that use rhotic sounds, half or more of
geographic data, comparing differences in adjacent
these are trills (Maddieson, 1984; Ruhlen, 1975).
dialect areas under the assumption that dialect continua
On the whole, no single phonetic or acoustic
reflect successive historical fragmentation from an
correlate may be available as a unifying property for
earlier state in the language (Hock, 1991:447–455).
trills. Rather, it may be the historical connections
This was a common practice in early descriptive
between trill types, and more specifically, similar
work on Hispano-Romance (see Dworkin, 2008;
diachronic developments in different language
Lipski, 2008 for review), and in the current paper
we will follow in this tradition by examining acoustic
*Address for correspondence: Nicholas Henriksen, Romance
Languages and Literatures, 4108 Modern Languages Building,
data for two adjacent sub-varieties of Peninsular
812 East Washington Street, Ann Arbor, Michigan 48109-1275 Spanish spoken in the north-central region of the
(Email: nhenriks@umich.edu) Iberian peninsula.
Phonemic trill in Peninsular Spanish 5

Alternations involving two or more rhotics are seen The primary objective of this paper, given this
in a wide range of languages, and it is noted that background, is to provide a sociophonetic analysis
historical shifts bear strong resemblance to cases of of phonemic trill production in two sub-varieties of
synchronic variation. In the case of Continental French, Peninsular Spanish. We investigate the influence of
rhotic shift was well-attested as early as the 16th certain social and linguistic factors to achieve a more
century (see Webb, 2011, for review), and by the thorough assessment of how trill variation is manifested
second half of the 17th century, writers observe that in Spanish. These data, in turn, allow for speculation
dorsals [O] and [C] had replaced coronal variants on how trill variants are spread throughout Spanish-
among upper class speakers (cited in Thurot, speaking speech communities.
1966:272–273). Webb reiterates the importance of social
factors as key motivators in the diachronic shift: ‘‘[y]
all sources examining the issue in French underscore 2. Background
the prestige associated with upper class speech and the
2.1. Spanish Phonemic Trill
strong preference for dorsals that emerged in these
circles over the course of the 16th and early 17th Spanish has two contrastive rhotic segments: A tap
centuries’’ (92).1 For Spanish, a reasonable hypothesis /N/ and a trill /r/. These phonemes contrast in
is that historical developments have led to current intervocalic position in word-initial (aroma ‘aroma’
widespread use of fricative realizations in varieties like vs. a Roma ‘to Rome’) and word-medial contexts (e.g.,
Puerto Rican Spanish (Vaquero & Quilis, 1989), although caro ‘expensive’ vs. carro ‘car’) (Hualde, 2004, 2005:183)
there is debate on the role of individual variation (1a).3 In other contexts, taps and trills distribute
(Henriksen & Willis, 2010). Nonetheless, recent research complementarily, with trills appearing after a hetero-
shows that social variables condition rhotic production syllabic consonant or word-initially (1b) and taps
within single speech communities (Dı́az-Campos, 2008; appearing tautosyllabically in the second position of
Lastra & Martı́n-Butragueño, 2006). a complex onset or word-finally when resyllabified
In this paper we examine the geographic distribution into a following vowel-initial word (1c). In syllable-
of phonemic trill variation for speakers of northern final position, taps and trills are non-contrastive,
Peninsular Spanish (León, Spain) and central Peninsular typically showing free variation, although the most
Spanish (Ciudad Real, Spain).2 As can be gathered common realization is the tap (1d).4
from the current research, these are geographical areas
for which acoustic data on rhotic production are (1) a. Contrast V__V (intervocalic)
presently unavailable and for which no geographically /kaNo/ ‘expensive’ vs. /karo/ ‘cart’
remarkable production of the phonemic trill had been b. Only trill /r/ #__ (word-initial)
reported prior to this research study. Nevertheless, as /roka/ ‘rock’
noted in Hammond (1999), there are relatively few C.__ (after heterosyllabic consonant)
experimental studies on dialect variation addressing /enredo/ ‘mess’
northern and central varieties of Peninsular Spanish
when compared to the abundance of work on regional c. Only tap /N/ C__ (after tautosyllabic consonant)
/bNoma/ ‘joke’
variation in Latin American Spanish (see, for example,
Canfield, 1981; Lipski, 1994). Given a recent finding V__#V
that speakers of southern Peninsular Spanish produce /seN o no seN/ ‘to be or not to be’
the phonemic trill in non-canonical fashion (i.e., with d. Variable rhotic V__(#)C (before consonant)
less than two lingual occlusions, see Henriksen & /paNte/ [paNte] , [parte] ‘part’
Willis, 2010), the question that arises is whether this V__## (word-final before pause)
variation is likewise prevalent in central and northern /seN o no seN/ ‘to be or not to be’
varieties, and if so, what factors have led to the present
state of affairs. We know that trill production is highly In synchronic terms, researchers working with
sensitive to small variations in its aerodynamic and acoustic data typically consider the phonetic realiza-
articulatory demands (Ladefoged & Maddieson, 1996; tions for the phonemic tap and trill as articulatorily and
Solé, 2002), but have much less information on the acoustically distinct (Martı́nez Celdrán, 1998; Martı́nez
envelope of variation for non-canonical trill variants Celdrán & Rallo, 1995; Quilis, 1993; Recasens, 1991;
within one dialect area or over adjacent dialect areas. Recasens & Pallarès, 1999; Willis & Bradley, 2008).
It is also possible that for Spanish the distribution is Standard descriptions claim that production of the trill
like that of English /a/, where variation at the level of involves two or more brief occlusions between the
the individual speaker has been well-documented tongue apex and the alveolar ridge (Hualde, 2005:181;
(e.g., Boyce & Espy-Wilson, 1997; Zhou et al., 2008). Martı́nez Celdrán, 1997; Quilis, 1993: 329–332), as
6 N. Henriksen

Frequency (Hz) 5000

la rana

l a r a n a

0 0.518
Time (s)

Figure 1. Word-initial canonical phonemic trill production containing three apical occlusions for la rana ‘the frog’
(trill duration 108ms).

exemplified in Figure 1. Nevertheless, it is well-known formal speaking settings. More recently, Henriksen
that the Spanish phonemic trill is not always realized and Willis (2010) examined data on phonemic trill
in canonical fashion (e.g., Hammond, 1999, 2000; production in unscripted speech samples taken from
Henriksen & Willis, 2010; Willis, 2006, 2007). 16 native speakers from Andalusia, Spain, located in
For Dominican Spanish, evidence on trill variation the southernmost part of the Iberian Peninsula. Nearly
was reported in Willis (2006, 2007); the most common two-thirds of phonemic trill productions contained
phonemic trill productions included a pre-breathy-voiced zero or one apical closures, distributed among frica-
tap, a pre-breathy-voiced trill, and breathy-voiced tives, approximants, and r-colored variants. No single
frication. From a phonological standpoint, Willis and non-canonical variant could be selected as the proto-
Bradley (2008) and Bradley and Willis (2012) argue typical Andalusian variant, a distribution reminiscent
that the contrast between the phonemic tap and trill is of that of English /a/ (e.g., Boyce & Espy-Wilson, 2007;
maintained by means of overall segmental duration Zhou et al., 2008). Regarding methodology, most
even when there is no difference in the number of research documenting variation in Spanish phonemic
lingual contacts.5 For Argentinean Spanish, Colantoni trill articulation is based on data extracted from semi-
(2006a,b) shows that non-trill variants include frica- spontaneous or spontaneous speech protocols under
tives and approximants, noting that similar degrees of the premise that read aloud methodologies require a
periodicity in approximant and multiple-occlusion greater amount of attention to speech. This study
productions may lead to a perceptual similarity between follows in the former tradition, analyzing data for
the two rhotic types (see also Engstrand et al., 2007). speakers who participated in semi-spontaneous oral
Experimental evidence on phonemic trill production narratives, an experimental protocol implemented
is slowly extending to dialects of mainland Spain. originally in Willis (2006, 2007).
Blecua Falgueras (2001) and Lewis (2004) analyzed trill
tokens produced by speakers of Peninsular Spanish.
2.2. Trill Articulation
In both studies phonemic trills were produced
most commonly with multiple alveolar occlusions, Trill production requires the vibration of a supra-
although, of note, the data collection methodologies of laryngeal articulator (e.g., tongue-tip, uvula, lips)
Lewis and Blecua Falgueras were limited to read caused by certain aerodynamic forces (Barry, 1997;
speech protocols, and there is a likely possibility that Ladefoged & Maddieson, 1996; Spajić, Ladefoged &
prescriptive norms influence speaker productions in Bhaskararao, 1996). From an articulatory standpoint,
Phonemic trill in Peninsular Spanish 7

the conditions for initiating tongue-tip trilling involve prior to the high front vowel. Using articulatory data,
muscle contraction of the tongue to assume require- Recasens (2013) shows that [r] influences greater
ments in position, shape and elasticity. Specifically, tongue dorsum lowering for [i] and greater tongue
trills must exhibit retraction of the postdorsum and dorsum raising for [a] in comparison to [ ~l ].
lowering of the tongue predorsum so that space can be
made for the vertical movements of the blade and apex
2.3. Goals and Hypotheses
(Proctor, 2009; Recasens & Pallarès, 1999). From an
aerodynamic standpoint, oropharyngeal pressure Given this background, two broad research goals can
must build up behind the linguopalatal constriction be highlighted. First, we begin to explore the extent of
so that a sufficient pressure difference across the social conditioning of rhotic variation in Peninsular
lingual constriction may initiate vibrations across the Spanish. Studies on North American English suggest
apex. Once the trill gesture begins, vibration is self- that variation is at the level of the speaker (e.g., Boyce
sustained. As reported in Solé (2002), voiced trills are & Espy-Wilson, 1997; Zhou et al., 2008), whereas
highly constrained in their aerodynamic requirements studies on many Romance languages indicate that
such that the smallest variations in oropharyngeal and social factors contribute to variation systematically
subglottal pressure lead to non-trilled fricative produc- in tandem with linguistic factors (e.g., Sankoff &
tions (see Blecua Falgueras, 1999; Spajić et al., 1996). Blondeau, 2007). Of note, gender is a recurrent
Two topics of note regarding rhotic articulation in motivating factor for trill variation (Dı́az-Campos,
Spanish and other Romance languages are positional 2008; Lastra & Martı́n Butragueño, 2006). In the case
strengthening and segmental coarticulation. Recasens of French, diachronic shifts cannot be fully explained
(2002) discusses the correlates of positional strengthen- unless social factors are appropriately acknowledged
ing and weakening in Romance. Weakening is defined (Webb, 2011). In this paper we limit our scope to two
as a consonantal substitution involving decrease in social factors: Speaker dialect (León, Spain and Ciudad
duration, decrease in constriction degree, or change in Real, Spain) and speaker gender.6 León, Spain is a city
glottal activity yielding voicing. Following Posner located in the northwest part of the Iberian Peninsula,
(1996:288), Recasens argues that trills are stronger with a population of roughly 130,000 inhabitants.
than taps due to distributional considerations; namely Ciudad Real, Spain is somewhat smaller in size,
it is shown in Romance that trills occur in word-initial located in the south-central part of the peninsula, with
position, after a heterosyllabic consonant, and even an approximate population of 80,000 inhabitants. We
after a tautosyllabic consonant. From an acoustic chose these cities for study given their comparability in
standpoint, there is evidence that trills exhibit correlates size; they are medium-sized provincial capitals, but
typical of consonantal strengthening (e.g., Raymond & not large enough to constitute autonomous commu-
Parker, 2005). Recasens and Espinosa (2007) show that nity capitals. The variety of Spanish spoken in both
in Catalan dialects /#r/ sequences often exhibit one areas is generally considered Castilian Spanish, resis-
long contact followed by an approximant phase or tant to phonological innovation such as syllable-final
several contacts with a long first occlusion, whereas /s/-weakening, merger of the /s/-/y/ distinction, and
postconsonantal trills have two contacts presumably velarization of /n/ (Alvar, 1996; Escobar, 2009;
since the first contact is short in duration. Of note, Hualde, 2005:121). Of note, Ciudad Real Spanish
Recasens and Espinosa suggest that speaker dialect (commonly termed ‘Manchego Spanish’; see Henriksen,
weighs heavily on such strengthening mechanisms. 2012) exhibits some segmental weakening typical
Regarding segmental coarticulation, Recasens and of southern varieties (e.g., /s/-lenition; see Calero
Pallarès (1999) show that Catalan trills exert larger and Fernández, 1993; Garcı́a Mouton & Moreno Fernández,
longer effects than taps on adjacent vowels and are 1994). In this regard, we may hypothesize that Ciudad
less sensitive to vocalic effects, suggesting that the Real speakers will show a greater propensity toward
tongue body is more constrained for /r/ than /N/. non-canonical trill variants than León speakers. For
Specifically, patterns of coarticulation for trills are speaker gender, we have no clear hypothesis.
more in line with those of the dark lateral [ l~ ] since A second goal is to explore the influence of linguistic
trills and dark [ l~ ] have in common predorsum factors on trill variation. To this end, we investigate the
lowering and postdorsum retraction. In this regard, effects of word position, prosodic stress, preceding
Recasens and Pallarès (1999) argue that the articu- vowel, and following vowel. We may hypothesize
latory configuration for /r/ is most compatible with a weaker trill articulations (i.e., shorter duration or
low front vowel. On the other hand, /r/ is least less contacts) in less prominent prosodic positions,
compatible with a high front vowel due to tongue namely in word-medial position and in unstressed
dorsum lowering and retraction for the trill in syllables (Recasens, 2002). We will also examine the
combination with tongue dorsum raising and fronting potential for coarticulation effects with adjacent vowels.
8 N. Henriksen

Previous work in this area shows that trills are less that are characteristic of Northern-Central Peninsular
sensitive to vocalic effects than taps, suggesting a more Spanish: Contrast between /s/ and /y/; a strong
constrained tongue body position for trills (Recasens & post-velar pronunciation of the /x/ phoneme; and
Pallarès, 1999). Nonetheless, we can hypothesize merger of the palatal /Y/ and /l/ phonemes (Hualde,
higher frequency of canonical trill articulations when 2005:20–21). For most speakers, syllable-final /s/
in contact with low vowels and of non-canonical trill showed retention, although there was a greater trend
articulations when in contact with high vowels. Insight toward aspiration (and in some cases, deletion) in the
into trill weakening and/or coarticulation effects may Ciudad Real speech sample.
be useful for understanding the linguistic contexts that
promote innovative articulations and thus serve as 3.2. Acoustic Analysis
mechanisms of change within a speech community.
The total duration of each syllable-initial phonemic trill
segment was extracted from PRAAT.8 The number of
occlusions was recorded for each target production,
3. Method
with occlusions ranging from zero to five per token
3.1. Participants and Recordings (see y4.1 for examples). The acoustic cues leading to the
determination of an occlusion were the presence of
The informants for this study were 24 native speakers
lingual contacts, a reduction in the amplitude of the
of Peninsular Spanish: 12 speakers were from the
waveform, a transition in F3 and F4 formant structure,
northern province of León, and 12 others were from
and changes in intensity (Martı́nez Celdrán, 1998).
the south-central province of Ciudad Real. Each dialect
Many phonemic trill tokens were not produced in
sample was balanced for speaker gender (i.e., six men
canonical fashion (i.e., with two or more alveolar
and six women per dialect sample), and each speaker
occlusions), and often there was considerable r-coloring
was recorded in his/her dialect location. The age range
following the contact(s) of the trill segment. For the
for all speakers was between 18 and 30, and the
purposes of this paper, r-coloring is defined as a rhotic-
average age was 24. All speakers were born and raised
sounding approximant that typically followed a single
in their home city until the start of post-secondary
alveolar occlusion (see Figure 3 for example).9
education. All subjects reported that their mother and
Each token was coded for four linguistic variables:
father were natives of the respective home city, and
Word position (i.e., initial or medial); stress (stressed
that the native language for both in all cases was
syllable or unstressed syllable); preceding vowel (/a/,
Spanish. All participants were concurrently enrolled in
/e/, /i/, /o/, /u/); and following vowel (/a/, /e/,
post-secondary education in Madrid or Valencia, the
/i/, /o/, /u/). The gender and dialect of each speaker
first and third most populated cities in Spain,
were also coded for each production.
respectively. The decision was made to recruit speakers
who attended university away from their home
province since this characteristic reflects a common 4. Results
demographic of post-secondary Spanish adults.7
4.1. Acoustic Results
Speakers narrated the children’s picture book story by
Mercer Mayer, Frog, Where Are You? (1969). The picture We begin the report of results with a descriptive
book story is about a little boy, a dog (perro /péro/), acoustic characterization of phonemic trill production
and a frog (rana /rána/). Other potential target words based on the full sample of 24 speakers. Rhotic
containing Spanish phonemic trills were: jar (tarro variants were initially sorted according to number of
/táro/); branch (rama /ráma/); run (correr /koréN/); closures produced, which ranged from 0 to 5 per
river (rı́o /rı́o/; and land (tierra /tiéra/). A valid token token, shown in Table 1.
was defined as being uttered in phrase-internal inter- The most common trill articulation contained two
vocalic position. The data were recorded with a SONY occlusions, comprising 45.2% of the total corpus.
HI-MD MZ-RH1 minidisc recorder and a Shure WH20 A sample phonemic trill with two occlusions is shown
head-mounted microphone; sound files were digitally in Figure 2. Trills containing three or more occlusions
transferred into .wav format and analyzed with the were also common, at 25.6%, and an example was
acoustic analysis software PRAAT (Boersma & Wee- presented earlier in Figure 1.10
nink, 2010). A total of 622 phonemic trills were produced Next, 1-closure trills were produced at a rate of
(25.91 trill tokens/speaker average), and the distribution 17.8% (111/622). For these variants the beginning of
was 320 phonemic trills for León speakers and 302 the trill has a clear occlusion in both the waveform and
phonemic trills for Ciudad Real speakers. the spectrogram, as seen in Figure 3. Between this
Auditory and acoustic inspection of all 24 speech closure and the following vowel, there is a long period
recordings revealed phonetic and phonological properties of r-colored voicing with lowering of the third
Phonemic trill in Peninsular Spanish 9

formant. In this example, the occlusion lasts 24ms and of Variance (MANOVA) to explore the potential
the r-colored portion lasts 29ms. effect of the linguistic and social variables on the
The fourth most common variant was the 0-closure two dependent variables (DV), thus motivating the
variant, produced at a rate of 11.4% (71/622). This division of the original dataset into smaller subsets that
variant had several realizations based on voicing and allow for the examination of the research objectives of
degree of amplitude in the waveform. A typical voiced this study. The two dependent variables were Occlu-
approximant production is shown in Figure 4. sions and Duration. The MANOVA was conducted
In order to determine consistency in the acoustic with DIALECT and GENDER as between-subjects factors
analysis, an interrater reliability test was performed and WORDPOSITION, STRESS, PRECEDINGVOWEL, and FOLLO-
with a second linguist who has considerable experi- WINGVOWEL as within-subjects factors in addition to
ence in spectrographic analysis. We conducted the DIALECT-BY-GENDER, DIALECT-BY-WORDPOSITION, DIALECT-BY-
reliability test for 100 total phonemic trill tokens STRESS, DIALECT-BY-PRECEDINGVOWEL, and DIALECT-BY-FOLLO-
(approximately one-sixth of the full corpus). The WINGVOWEL as interaction contrasts. There were two
interrater reliability for the raters was found to be levels of DIALECT (Leon vs. Ciudad Real), two levels of
Kappa 5 0.88 (p , 0.001), 95% CI (0.80, 0.94); this is GENDER (female vs. male), two levels of WORDPOSITION
considered almost perfect agreement. (initial vs. medial), two levels of STRESS (stressed vs.
unstressed), five levels of PRECEDINGVOWEL (/a/, /e/,
4.2. Statistical Results /i/, /o/, and /u/), and four levels of FOLLOWINGVOWEL
(/a/, /e/, /i/, and /o/). Following /u/ was not
The complete dataset was submitted to a six-way
included in the statistical analysis since three tokens
(2 3 2 3 2 3 2 3 4 3 5) fully factorial Multivariate Analysis
only satisfied this condition.
Table 1. Occurrences of phonemic trill tokens based on number In the MANOVA, omnibus tests found overall
of occlusions per production effects for DIALECT (Wilks’ Lambda 5 .963, F 5 11.39,
p , .001), GENDER (Wilks’ Lambda 5 .846, F 5 54.18,
Occlusions 0 1 2 3 4 5 Totals p , .001), WORDPOSITION (Wilks’ Lambda 5 .990,
F 5 3.93, p 5 .024), STRESS (Wilks’ Lambda 5 .976,
Tokens (n) 71 111 281 142 14 3 622 F 5 7.39, p 5 . 001), PRECEDINGVOWEL (Wilks’ Lambda 5
% 11.4 17.8 45.2 22.9 2.3 0.4 100.0 .953, F 5 3.65, p , .001), and the interaction contrasts
DIALECT-BY-GENDER (Wilks’ Lambda 5 .989, F 5 3.44,

5000
Frequency (Hz)

al perro

a l p e r o

0 0.818
Time (s)

Figure 2. Word-internal phonemic trill production containing two apical occlusions (plus r-coloring) for al perro ‘to the dog’
(trill duration 92ms).
10 N. Henriksen

Frequency (Hz) 5000

de repente

d e r e p e n t e

0 0.554
Time (s)

Figure 3. Word-initial phonemic trill production containing one apical occlusion (plus r-coloring) for de repente ‘suddenly’
(trill duration 53ms).

5000
Frequency (Hz)

su ropa

s u r o p a

0 0.729
Time (s)

Figure 4. Word-initial phonemic trill production containing zero apical occlusions for su ropa ‘his clothes’
(trill duration 80ms).

p 5 .033) and DIALECT-BY-PRECEDINGVOWEL (Wilks’ F 5 1.77, p 5 .110) or the interaction contrasts DIALECT-
Lambda 5 .972, F 5 2.12, p 5 .031).11 No effect was BY-WORDPOSITION (Wilks’ Lambda 5 .998, F 5 .626,
found for FOLLOWINGVOWEL (Wilks’ Lambda 5 .973, p 5 .535), DIALECT-BY-STRESS (Wilks’ Lambda 5 .996,
Phonemic trill in Peninsular Spanish 11

Table 2. Standard deviation ratios for dependent variables (a)


Occlusions and Duration OCCLUSIONS
2.5

DV IV 1SD –SD Ratio


2.0

Mean OCCLUSION
Occlusions PREVIOUSVOWEL 1.316 .774 1.70
FOLLOWINGVOWEL 1.021 .751 1.35 1.5
WORDPOSITION 1.024 .943 1.08
STRESS .994 .990 1.00
1.0
DIALECT .979 .909 1.07
GENDER .935 .904 1.03
0.5
Duration PREVIOUSVOWEL 27.40 21.07 1.30
FOLLOWINGVOWEL 27.11 19.34 1.40
0.0
WORDPOSITION 26.13 22.63 1.15
LEÓN CIUDAD REAL
STRESS 25.98 22.56 1.15
DIALECT
DIALECT 23.78 18.65 1.27
GENDER 24.20 23.79 1.01 (b)
DURATION
100

F 5 1.08, p 5 .339), or DIALECT-BY-FOLLOWINGVOWEL (Wilks’ 80


Lambda 5 .989, F 5 1.06, p 5 .381), so statistical results Mean DURATION (ms)
for these factors will not be reported in the following
60
sections.
In order to verify the assumption of equal variances
40
across factors, a Levene’s test was run for the two
dependent variables. The results were significant for
20
both dependent variables: p , .001 for occlusions, and
p 5 .003 for duration. Following Glass, Peckham, and
Sanders (1972), standard deviation ratios were calcu- 0
LEÓN CIUDAD REAL
lated by dividing the highest standard deviation by the
DIALECT
lowest standard deviation (s1/s2) for each indepen-
dent variable based on the two dependent variables. Figure 5. Mean number of occlusions (a) and duration (b)
Table 2 displays the highest standard deviation based on dialect.
(1SD), the lowest standard deviation (–SD), and the
resulting ratio for all independent variables. All
ratios of the standard deviations were less than identical rates: 45.3% for León, and 45.0% for Ciudad
1.4 with the exception of PREVIOUSVOWEL on occlusions, Real. However, there were dissimilar distributions for
which was 1.7 (between /u/ and /o/). Mild hetero- less common variants. For León, the 3-closure trill was
geneity of this size is not expected to influence the second most common variant (33.7%), followed by
MANOVA results. the 1-closure trill (11.9%) and the 0-closure trill (5.9%).
For Ciudad Real, the 1-closure trill (24.8%) was the
second most common variant, followed by the 0-
4.3. Social Factors
occlusion trill (17.2%) and then the 3-occlusion trill
In Figure 5 we provide data for the mean number (11.2%).
of occlusions and duration based on dialect. León The fact that 42% of Ciudad Real tokens and 17.8%
speakers produced more occlusions than Ciudad of León tokens contained 0 or 1 apical contacts
Real speakers (2.18 (SD 5 0.90) to 1.56 (SD 5 0.98), calls into question whether these phonemic trills
respectively) and also produced phonemic trills with are acoustically differentiated from phonemic taps.
longer duration (88.61ms (SD 5 23.75) to 65.35ms Knowing that the duration of the phonemic tap
(SD 5 18.65), respectively). The MANOVA showed a typically ranges between 15 and 30ms (cf. Martı́nez
significant effect of DIALECT on both dependent vari- Celdrán, 1998; McDonough & Johnson, 1997:8;
ables: Occlusions, F(1, 618) 5 13.66, p , .001; and Nicolaidis, 2001:75; Quilis, 1993), the question that
duration, F(1, 618) 5 18.82, p , .001. arises is whether trill variants comprised of less than
In Table 3 we see that the most common trill variant two occlusions are durationally equivalent to the
contained two visible occlusions, produced at near phonemic tap. Duration measurements were extracted
12 N. Henriksen

Table 3. Occurrences of trill type based on dialect

Dialect Occlusions 0 1 2 3 4 5 Totals

León Tokens (n) 19 36 145 108 11 1 320


% 5.9 11.9 45.3 33.7 3.4 0.3 100.0

Ciudad Real Tokens (n) 52 75 136 34 3 2 302


% 17.2 24.8 45.0 11.2 0.9 0.6 100.0

200

150

LEÓN
100
Mean DURATION (ms)

135 132
50 94 105
67 77

DIALECT
0
200

CIUDAD REAL
150

100

108 120
50 86
68 65
51
0
0 1 2 3 4 5

OCCLUSION

Figure 6. Duration (ms) based on dialect and occlusions.

for each trill type, shown in Figure 6. As can be cant: Occlusions, F(1, 618) 5 108.54, p , .001; and
seen, there is a general increase in duration as the duration, F(1, 618) 5 20.25, p , .001. As for the
number of occlusions per token increases. The exception DIALECT-BY-GENDER interaction contrast, there was a
is the 0-closure trill, which was longer than 1-closure significant effect on occlusions, F(1, 618) 5 6.76,
and 2-closure trills in both dialect samples. Otherwise, p 5 .010, but not on duration, F(1, 618) 5 2.17, p 5 .141.
1-closure trills lasted 67ms on average in the León Follow-up post hoc tests on occlusions revealed a
corpus and 51ms on average in the Ciudad Real corpus. significant difference for Ciudad Real speakers (t 5 4.97,
These means are considerably greater than those known p , .001), but not for León speakers (t 5 1.35, p 5 .175).
to correspond to the phonemic tap; we have little reason Given the statistical effect of DIALECT-BY-GENDER,
to believe that phonological merger is prevalent in Figure 8 was generated in which each histogram
either variety (e.g., Willis & Bradley, 2008). represents the distribution of phonemic trill tokens based
Next, the data were sorted according to gender and on occlusions for each dialect-by-gender combination.
dialect, plotted in Figure 7. León women produced León men and Ciudad Real women obtained similar
more occlusions in addition to longer phonemic trills distributions overall: For both groups, the most
on average than León men (2.45 to 1.89, and 88.21ms to common variant contained two occlusions, followed
87.52ms, respectively). The same pattern held for by the 3-closure trill, and much fewer productions of
Ciudad Real women vs. men (2.05 vs. 1.19, and 1- and 0-closure trills. In contrast, León women favored
71.73ms vs. 60.59ms, respectively). An ANOVA test 3-closure trills, and trills with zero or one occlusions
was conducted for the effect of GENDER on both were rare in their sample. Ciudad Real men produced
dependent variables, and the differences were signifi- more frequently 0- and 1-closure trills.
Phonemic trill in Peninsular Spanish 13

(a) trill. Similar tendencies were found for duration data;


OCCLUSIONS
of note, all speakers showed mean duration scores
3.0 GENDER
greater than 50ms.
FEMALE
MALE
4.4. Linguistic Factors
2.5
This section explores the effect of linguistic variables
(word position, prosodic stress, and adjacent vowel)
Mean OCCLUSION

2.0
on trill production. Analysis of these factors
was motivated by proposals on positional strengthen-
1.5 ing and coarticulation patterns in rhotics (Recasens,
2002; Recasens & Espinosa, 2007; Recasens & Pallarès,
1.0 1999).
The data in Figure 9 and Table 5 show results for
the number of occlusions and the duration of phonemic
0.5
trills based on word position. Trills in word-medial
position contained slightly more occlusions than those
0.0 in word-initial position for both dialects; the effect on
LEÓN CIUDAD REAL
duration was not consistent. The MANOVA showed a
DIALECT
significant effect of WORDPOSITION on occlusions, F(1,
(b) 618) 5 5.56, p 5 .019, but not on duration, F(1,
DURATION 618) 5 .275, p 5 .600.
100
GENDER Data for the average number of occlusions
FEMALE
MALE
and duration based on word stress are reported in
Figure 10 and Table 6. For both dialects the average
80
number of occlusions was higher in unstressed
Mean DURATION (ms)

position than in stressed position; duration measure-


ments were slightly higher in stressed syllables. The
60
MANOVA showed a significant effect of STRESS on
occlusions, F(1, 618) 5 14.78, p , .000, but not on
duration, F(1, 618) 5 .328, p 5 .071.
40
In Figure 11 and Table 7, we show data on the effect
of preceding vowel. For León, differences were
20
arguably minimal, ranging from 2.34 contacts per trill
for preceding /e/ to 1.83 contacts per trill for
preceding /i/. For Ciudad Real, the range was greater,
0 from 1.91 contacts per trill for preceding /o/ to 0.74
LEÓN CIUDAD REAL contacts per trill for preceding /u/. The MANOVA
DIALECT showed a significant effect of PRECEDINGVOWEL on
Figure 7. Mean occlusions (a) and duration (b) based on occlusions, F(4, 618) 5 4.22, p 5 .002, but not on
dialect and gender. duration, F(4, 618) 5 .655, p 5 .623.
Additionally, a significant effect was found for
DIALECT-BY-PRECEDINGVOWEL on occlusions, F(4, 618) 5 3.07,
In Table 4, we provide a speaker-based analysis of p 5 .016, but not on duration, F(4, 618) 5 .784, p 5 .536.
the data sample. León women obtained the highest Follow-up post hoc tests performed for the effect
mean occlusions, followed by Ciudad Real women, of DIALECT-BY-PRECEDINGVOWEL revealed a significant
León men, and Ciudad Real men. Of note, none of difference for /u/ vs. /a/ (t 5 4.45, p , .001), /u/
the female speakers obtained a mean occlusion score vs. /e/ (t 5 2.61, p 5 .031), and /u/ vs. /o/ (t 5 3.47,
below 1.90. For Ciudad Real men, the highest average p 5 .005) for Ciudad Real speakers only.13
was 1.58, and two speakers obtained averages below Given the strong effect of preceding /u/ in Ciudad
1.0. Duration scores followed these general trends.12 Real, Table 8 is a speaker-based analysis of the number
In summary, our analysis revealed the following of occlusions per trill token preceded by the high back
consistent effect of DIALECT, GENDER, and the interaction vowel. This analysis shows that for Ciudad Real
contrast DIALECT-BY-GENDER: Ciudad Real men produced speakers, 74% (25/34) of trills preceded by the high
the least occlusions per phonemic trill, whereas León back vowel contained zero or one occlusions, whereas
women produced the most occlusions per phonemic for León speakers, the result was 26% (6/23).14
14 N. Henriksen

DIALECT
LEÓN CIUDAD REAL
80
68 70 68

60

FEMALE
40
32

20
11 13 11
10
Frequency

GENDER
3 2
1
0
80 77

68
64
60

MALE
38 39
40

26

20 14

2
0
0 1 2 3 4 5 0 1 2 3 4 5
OCCLUSION

Figure 8. Histograms based on DIALECT-BY-GENDER.

Table 4. Mean occlusions per phonemic trill for 24 speakers

Dialect León Ciudad Real

Gender Speaker Occlusions Duration Speaker Occlusions Duration

Female 1F 2.80 103.35 7F 2.07 76.35


2F 2.53 88.26 8F 2.20 73.20
3F 2.33 87.50 9F 2.00 67.65
4F 1.90 77.14 10F 1.91 62.77
5F 1.93 79.47 11F 2.08 78.14
6F 2.72 93.59 12F 2.00 65.92
Mean 2.45 88.21 Mean 2.05 71.73

Male 1M 1.57 69.83 7M 1.14 63.17


2M 1.18 99.94 8M 0.95 62.18
3M 1.88 81.36 9M 0.63 51.89
4M 2.47 97.16 10M 1.46 61.31
5M 2.03 97.94 11M 1.29 52.24
6M 1.90 78.95 12M 1.58 68.42
Mean 1.89 87.52 Mean 1.19 60.59

Finally, in Figure 12 and Table 9 we summarize To recapitulate, we have indicated statistical effects
the effect of following vowel. Differences in occlu- for word position, prosodic stress, and preceding vowel.
sions and duration were arguably minimal across Our analysis revealed main effects for the DV
conditions for following vowels. This observation is Occlusions such that trills in word initial position,
supported by the earlier result that there was no stressed syllable position, and following the high back
overall effect for FOLLOWINGVOWEL on either DV in the vowel contained significantly less lingual contacts. We
MANOVA. did not find significant effects of any variable on the
Phonemic trill in Peninsular Spanish 15

(a) (a)
OCCLUSIONS OCCLUSIONS
2.5 WORD 2.5 STRESS
POSITION
STRESSED
INITIAL UNSTRESSED
MEDIAL

2.0 2.0

Mean OCCLUSION
Mean OCCLUSION

1.5 1.5

1.0 1.0

0.5
0.5

0.0
0.0
LEÓN CIUDAD REAL
LEÓN CIUDAD REAL
DIALECT
DIALECT

(b) (b)
DURATION DURATION

100 100 STRESS


WORD
POSITION STRESSED
INITIAL UNSTRESSED
MEDIAL
80
80
Mean DURATION (ms)
Mean DURATION (ms)

60
60

40
40

20
20

0
0 LEÓN CIUDAD REAL
LEÓN CIUDAD REAL DIALECT
DIALECT
Figure 10. Mean number of occlusions (a) and duration (b)
Figure 9. Mean number of occlusions (a) and duration (b) based on dialect and prosodic stress.
based on word position.

Table 5. Descriptive results for Occlusion and Duration based on dialect and word position

Occlusion Duration Tokens

Dialect Position Mean SD Mean SD n %

León Initial 2.08 0.95 88.24 22.81 162 50.6


Medial 2.29 0.84 89.03 24.74 158 49.4
Ciudad Real Initial 1.42 0.98 66.55 16.35 158 52.4
Medial 1.77 0.96 64.02 20.86 144 47.6

DV Duration. This suggests that while phonemic trills phonetic characteristic, most likely to preserve phono-
may be articulated with fewer contacts in distinct logical contrast with the phonemic tap counterpart
linguistic contexts, their duration remains a robust (cf. Bradley & Willis, 2012; Willis & Bradley, 2008).
16 N. Henriksen

5. Discussion identity, whereas women prefer variants of a standard


speech variety to gain status in the wider speech
5.1. Social Factors
community in cases of social stratification (Labov,
The goal of this study was to examine sociophonetic (a) OCCLUSIONS
conditioning of phonemic trill production in two
3.0 PRECEDING
sub-varieties of Peninsular Spanish. Although the VOWEL
finding of trill variation in Spanish was not without /a/
/e/
precedent (e.g., Bradley, 2006a; Colantoni, 2006a,b; 2.5 /o/
Dı́az-Campos, 2008; Henriksen & Willis, 2010; Willis, /u/

Mean OCCLUSION
2006, 2007), a review of the literature on this topic
2.0
revealed the need for an assessment of whether this
variation had extended to varieties of Spanish for
which no dialectally remarkable trill pronunciations 1.5
had been reported. We now have preliminary evidence
in favor of the hypothesis that differences in speaker 1.0
dialect contribute to differences in the articulation of
the phonemic trill: León speakers produced significantly
0.5
more occlusions per phonemic trill than Ciudad Real
speakers. A gender effect was also found such that
women produced significantly more occlusions in both 0.0
sub-varieties; this effect was stronger in the Ciudad LEÓN CIUDAD REAL
Real sample. Further distributional analysis indicated DIALECT
higher frequencies of 3-closure trills for León women
and higher frequencies of 0- and 1-closure trills for (b) DURATION
Ciudad Real men. Notwithstanding the small sample 100 PRECEDING
VOWEL
size of this study, we suggest that these findings /a/
/e/
warrant speculation into the social motivations of trill /o/
variation in these varieties. 80 /u/
Mean DURATION (ms)

Under the assumption that the multiple-closure trill


is historically the prototype in Spanish (Hualde,
2005:181; Martı́nez Celdrán, 1997; Quilis, 1993:329–332) 60
and that weakened variants are innovations, it can be
inferred that the trend toward weakened variants (i.e.,
less contacts per phonemic trill, see Recasens, 2002) is 40
more advanced in Ciudad Real than in León, and this
shift is most strongly reflected in the speech of Ciudad
Real men.15 Additionally, there was little distributional 20
overlap based on gender for Ciudad Real speakers:
the lowest individual average for mean occlusions in
the female sample was 1.91, whereas the highest 0
individual average in the male sample was 1.58. As a LEÓN CIUDAD REAL
generally accepted postulate in the variationist para- DIALECT
digm, men often use non-standard variants as part of a Figure 11. Mean number of occlusions (a) and duration (b)
desire to belong to a certain community to mark local based on dialect and preceding vowel.

Table 6. Descriptive results for Occlusion and Duration based on dialect and prosodic stress

Occlusion Duration Tokens

Dialect Stress Mean SD Mean SD n %

León Stressed 2.11 0.91 89.80 21.96 160 50.0


Unstressed 2.26 0.89 87.41 25.41 160 50.0

Ciudad Real Stressed 1.51 0.98 67.82 17.01 152 50.3


Unstressed 1.61 0.99 62.82 19.91 150 49.7
Phonemic trill in Peninsular Spanish 17

Table 7. Descriptive results for Occlusion and Duration based on dialect and preceding vowel

Occlusion Duration Tokens

Dialect P. Vowel Mean SD Mean SD n %

León /a/ 2.08 0.77 87.24 21.99 130 40.6


/e/ 2.34 0.92 90.48 26.45 145 45.3
/i/ 1.83 0.75 84.00 22.96 6 1.8
/o/ 1.94 0.68 82.75 14.21 16 5.0
/u/ 2.04 1.43 89.73 20.98 23 7.3
Ciudad Real /a/ 1.66 0.86 66.49 16.69 122 40.3
/e/ 1.63 1.00 63.46 20.4 120 39.7
/i/ 1.00 1.00 61.00 21.93 3 1.0
/o/ 1.91 0.84 62.45 21.96 23 7.7
/u/ 0.74 0.93 67.24 15.96 34 11.3

Table 8. Number of occlusions per /ur/ context based on 24 speakers

Dialect León Ciudad Real

Gender Speaker 0 1 2 31 Speaker 0 1 2 31

Female 1F - - - 1 7F 3 - - -
2F 1 - 3 5 8F - - 2 -
3F - - - - 9F - - - -
4F 4 - 1 1 10F - - - 1
5F - - - 1 11F 1 - - -
6F - - 2 1 12F 2 - - -
Male 1M - - - - 7M 5 1 3 -
2M - - - - 8M 1 - - -
3M - - 1 - 9M 4 - - -
4M - - - 1 10M 1 4 3 -
5M 1 - - - 11M 1 - - -
6M - - - - 12M 2 - - -
Total 6/23 0/23 7/23 10/23 Total 20/34 5/34 8/34 1/34
(26%) (0%) (30%) (43%) (59%) (15%) (24%) (2%)

1990; Trudgill, 1972). This attitudinal gender difference We must also consider the case of León women.
is what Trudgill invokes in his study of men in Specifically, these speakers produced the highest
Norwich, England who valued positively local speech number of 3-closure trills and yielded the highest
variants. Although our findings cannot answer the mean occlusion average among the four speaker
question of what are ‘standard’ trill variants, it is not groups. On the whole, the distribution for León
unreasonable to hypothesize that non-canonical trill women was inverse to that of Ciudad Real men;
variants (i.e., variants in which multiple closures are namely, León women favored 3-closure trills and
not executed due to failure to meet articulatory and barely produced 0- and 1-closure trills. This preference
aerodynamic requirements) in Ciudad Real Spanish for stronger variants can be interpreted as evidence
have been adopted by male speakers to acquire a for what has been discussed as ‘quantitative hyper-
status of local identity in their speech community. correction’ (Janda & Auger, 1992; Yaeger-Dror, 1992)
Such ‘failed’ variants are not uncommon in normal in its broadest sense. As discussed in Janda and Auger
speech (e.g., Blecua Falgueras, 2001; Dhananjaya et al., (1992), hypercorrection occurs in two forms: Qualita-
2012; Engstrand et al., 2007; Solé, 2002), and this would tive hypercorrection and quantitative hypercorrection.
not be the first study to suggest that articulations other Qualitative hypercorrection is inferred when speakers
than alveolar trills are the basis of social stratification attempt to emulate a speech variety with which they
in Romance languages (see Webb, 2011).16 are not familiar and insert sounds in inappropriate
18 N. Henriksen

(a) OCCLUSIONS prefer weaker variants. At this juncture, we must leave


3.0 FOLLOWING for future research the full extent of this proposal.
VOWEL
/a/
/e/
2.5 /i/ 5.2. Linguistic Factors
/o/
We tested four linguistic variables to determine their
Mean OCCLUSION

2.0 influence on phonemic trill production: word position,


prosodic stress, preceding vowel, and following vowel.
In terms of positional strengthening, data on the effect
1.5
of word position and prosodic stress showed arguably
minimal differences across conditions. The weakest
1.0 phonetic variants actually occurred in word-initial
and stressed syllable position. Given this result, we
0.5 reject our initial hypothesis on positional weakening
(cf. Recasens, 2002) whereby weaker trill variants
should appear in prosodically less prominent positions.
0.0
Although the data dispersion was not especially robust
LEÓN CIUDAD REAL
between word-initial and word-medial positions, we
DIALECT
might suggest that trills in word-medial position
(b) DURATION contain slightly more occlusions due to the fact
that the tap and the trill contrast operates in this
100 FOLLOWING
VOWEL prosodic position primarily (see also Hualde, Simonet
/a/ & Nadeu, 2011).
/e/
80
/i/ Regarding coarticulation patterns with adjacent
/o/
vowels, there was no effect for following vowel, but
Mean DURATION (ms)

one noteworthy finding for preceding vowel such that,


60
for Ciudad Real speakers, preceding /u/ contributed
to fewer closures per phonemic trill. One explanation
for the effect of preceding /u/ may relate to the
40 amount of lip rounding needed to produce this vowel.
As noted in Ladefoged and Maddieson (1996:132),
high back vowels have the greatest incidence of lip
20 rounding of all vowels; lip rounding creates extra
articulatory complexity given the added upward jaw
movement that is required to round the lower lip.
0 Ladefoged discusses further that rounded vowels
LEÓN CIUDAD REAL require extra forward jaw movement and also the
DIALECT pulling together of the corners of the lips in their
articulation. On the other hand, for the alveolar trill
Figure 12. Mean number of occlusions (a) and duration (b)
based on dialect and following vowel.
there is evidence that F1 is quite high (it may go up to
650 Hz, Spajić et al., 1996), suggesting that the jaw
must be placed in a relatively low position for
execution of this consonant. As noted by Daniel
linguistic contexts (Yaeger Dror, 1992). On the other Recasens (p.c., e-mail), this acoustic characterization
hand, in contexts of quantitative hypercorrection follows with the observation that the predorsum must
speakers use a linguistic variable at a rate higher than be low for successful production of the alveolar trill
that of the speakers they are emulating or more than a (i.e., lower predorsum implies lower jaw; for further
prescribed norm. One commonly referenced example details, see Proctor, 2009). Given these conflicting
is r-reintroduction described by Labov (1966, 1972) for articulatory requirements (i.e., low jaw position for the
New York City English.17 A similar state of affairs may alveolar trill and high jaw position for the high back
be at work for León women who produce a signifi- vowel due to lip rounding), trill initiation may display
cantly higher number of lingual contacts per trill. greater susceptibility toward misarticulation in the
Specifically, we might view the realization of stronger /ur/ context.18 What remains to be seen is whether the
trills as a way of overtly emulating the prescribed same explanation would hold for /ru/ sequences.
norm and of marking social distance with groups that Unfortunately, there were too few /ru/ tokens in our
Phonemic trill in Peninsular Spanish 19

Table 9. Descriptive results for Occlusion and Duration based on dialect and following vowel

Occlusion Duration Tokens

Dialect F. Vowel Mean SD Mean SD n %

León /a/ 2.02 0.92 87.91 21.99 129 40.7


/e/ 2.19 0.81 82.85 26.45 21 6.7
/i/ 2.07 0.45 80.27 14.21 15 4.7
/o/ 2.33 0.92 90.87 20.98 152 47.9

Ciudad Real /a/ 1.46 0.98 67.12 16.2 140 46.4


/e/ 1.67 0.81 57.26 17.95 15 5.0
/i/ 1.73 0.88 65.80 21.32 22 7.3
/o/ 1.63 1.00 64.24 20.59 125 41.3

Table 10. Cross-dialectal comparison of descriptive results for Occlusion and Duration; data for Jerez de la Frontera are based on
Henriksen and Willis (2010)

Occlusions Duration (ms)

City Location Speakers (n) Mean SD Mean SD

León Northern 12 2.18 0.90 88.61 23.75


Ciudad Real Central 12 1.56 0.98 65.35 18.65
Jerez de la Fra. Southern 16 1.13 0.92 73.01 25.50

corpus to measure such an effect. We would speculate the data on Jerezano Andalusian Spanish, a southern
that /ru/ sequences may not be as prone to trill failure sub-variety examined in Henriksen and Willis (2010),
as are /ur/ sequences since predorsum lowering (and prompts the observations given in Table 10.20
subsequent jaw lowering) is required to initiate trill Looking at mean occlusion data alone (2.18 for
articulation. Once apical contact has been realized, the León; 1.56 for Ciudad Real; 1.13 for Jerez de la
jaw may be readily available for movement to initiate Frontera), one might propose northward expansion
lip rounding in the /ru/ context.19 of a southern innovation, namely, that weakened
All in all, we show partial confirmation for our variants developed in southern Spain and have spread
hypothesis that trill consonants should display weak- north to central varieties, adopted there possibly by
ening characteristics when in contact with high vowels. men as markers of local identity. Independent evi-
This is because we uncovered weakening effects for dence to support this contention would come from
/ur/ sequences in the Ciudad Real sub-variety; we data on syllable-final /s/ weakening, which is
could not test the effect for /ir/ sequences due to the observed at high rates in southern Spanish and to a
small sample size. Recasens (2013) suggests that trills lesser extent as far north as Madrid (Hualde, 2005:161;
demonstrate less antagonism with high back vowels Penny, 2000:122). For rhotics, researchers have now
than with high front vowels. Dhananjaya et al. (2012) proposed a lenition scale based on a continuum of
show that the frequency resonances of voiced trills are trill weakening from the multiple-occlusion alveolar
more in synch with those of /a/ and /u/ rather than variant to the post-approximantized variant (Bradley
/i/. What remains unclear at this juncture is how to & Willis, 2012, based on Blecua Flagueras, 2001).
incorporate into these accounts with the present finding However, not all southern innovations expand north
that preceding /u/ leads to greater trill weakening. in Peninsular Spanish, and it is well-known that
One important difference may lie in data collection some southern innovations (e.g., seseo, /-N/ and /-l/
discrepancies across studies; the effect of speaking neutralization) hold negative stigma within central and
condition should be examined in detail in future work. northern speech communities.21 For trills, Henriksen and
Willis (2010) note much individual variation even
among speakers of the same age and gender, with
5.3. Some Broader Implications
some speakers producing mostly multiple-occlusion
A combined analysis of the data on northern and trills and other speakers providing almost no instances
central Peninsular Spanish (analyzed here) and also of of this articulation. The authors deemphasize the
20 N. Henriksen

role of social variables, proposing instead that the Results showed that approximately 30% of all pho-
Andalusian situation is reminiscent of English /a/, nemic trill productions contained less than two apical
where variation at the level of the individual speaker is closures, distributed among fricatives, approximants,
known to be very important (Boyce & Espy-Wilson, and r-colored variants. Production of weakened
1997; Zhou et al., 2008). For both sub-varieties variants was conditioned by a number of social and
described here, social differences emerged based on linguistic variables. Specifically, we have proposed
mean occlusions, with Ciudad Real men adopting that synchronic variation results from the application
weakened variants in greater numbers. Overall, this of two processes (one social and one phonetic):
distribution is reminiscent of Labov’s (1990) Principle I (1) there is variation in which 0- and 1-closure variants
whereby, in contexts of stable sociolinguistic stratifica- are adopted by male and central Peninsular Spanish
tion, men use a higher frequency of nonstandard forms speakers; additionally, there may be an inverse trend
than women. In such stable situations in which there is by female speakers of northern varieties to produce
no change in progress, women are conservative in especially strong or ‘hypercorrected’ variants; (2) trill
linguistic use and favor variants that hold overt social failure is common in /ur/ contexts possibly due to
prestige. Given the present finding that women of both antagonistic jaw position requirements between the
sub-varieties prefer articulations with two or more trill and the adjacent high back vowel. The broader
apical occlusions, we might infer that a wholesale shift implication is that the present context of variation is
toward weakened variants is an unlikely outcome. proposed as a stable one: We do not see evidence to
Perhaps, as proposed earlier, non-canonical trill support an account whereby weakened trill variants
variants are below the level of awareness, employed are extending within sub-varieties of Peninsular
most commonly as markers of local identity (cf. Trudgill, Spanish in robust fashion, although it will be necessary
1972) throughout speech communities in mainland to examine intergenerational data to confirm this
Spain.22 We leave the full extent of this proposal as an proposal. All in all, we have laid out empirical results
open question for future research. that help to answer an important question in Spanish,
As a final point, we wish to reiterate that trill specifically, do synchronic data yield insights into the
weakening is understood here based on number of nature of how rhotics develop within and across
apical occlusions and not duration. Recall that for speech communities in Spanish? At this juncture our
all speakers trill productions were fairly long on answer is an affirmative one, given especially the
average, ranging between 51 and 103 milliseconds combined cross-dialectal findings and also the gender
for a particular speaker. Although we lack published distribution in the León and Ciudad Real sub-varieties.
reports on phonemic tap production in León Spanish, There is every reason to believe that, historically, social
Roller (2011) shows that speakers of Ciudad Real as well as linguistic factors played critical roles in the
Spanish produce phonemic taps at 25 millisecond development of what is currently a wide array of trill
durations on average. Therefore, there is little evidence articulations in pan-Hispanic pronunciation. This is
that fewer occlusions in the phonemic trill lead to now laid out clearly in French (e.g., Webb, 2011), and it
phonological merger between the trill and its phone- would seem that there is much scope to test this
mic tap counterpart (cf. Hammond, 1999). On the hypothesis in Spanish.
whole, the converging finding on trill variation in Based on these sociophonetic findings, we have
Spanish-speaking communities is that non-canonical proposed directions for future study on trill articula-
variations remain long in terms of duration despite tion in Spanish. Given the preliminary nature of our
fewer mean occlusions (e.g., Bradley & Willis, 2012; experiment, 24 speakers were recruited; a larger
Henriksen & Willis, 2010; Willis, 2006, 2007; Willis & participant pool will be necessary to solidify the
Bradley, 2008), most likely to preserve phonological claims on geographic and social variation especially.
contrast with the phonemic tap. For Peninsular It may be necessary to explore additional acoustic
Spanish, this is achieved primarily through r-coloring measures of trill articulation as well, perhaps in a more
(i.e., post-approximantization), although in other varied set of linguistic contexts (see, for example,
varieties there is evidence for pre-breathy voicing Dhananjaya et al., 2012; Recasens, 2013). The effect of
(e.g., Willis, 2006, 2007). word frequency (e.g., Bybee, 2002) may be worth
considering, although recent research reveals that
phonetic context may be the critical factor at
6. Conclusion
the earliest stages of segmental weakening (Hualde
In this paper, we analyzed a total of 622 phonemic trill et al., 2011). In the meantime, it is with a comparative
tokens produced in intervocalic position for speakers geographic approach that we have informed historical
of two sub-varieties of what is generally assumed a work on rhotics through sociophonetic analysis of
conservative variety in Spanish segmental phonology. synchronic data.
Phonemic trill in Peninsular Spanish 21

10
Acknowledgements It may be noted that there is a possibility of a lenited third
lingual contact which contributes to the r-coloring after
This paper has benefited greatly from feedback the first two contacts. For purposes of this study, two
provided by Travis Bradley, Steven Dworkin, Lorenzo apical occlusions were tabulated for this production since
Garcı́a-Amaya, Roberto Mayoral Hernández, Terrell the r-colored portion did not satisfy the conditions set out
Morgan, Carmel O’Shannessy, Daniel Recasens and in y3.2 to qualify as an apical occlusion.
11
various anonymous reviewers. Stephanie Dickinson also Generally speaking, Wilks’ lambda is a measure of the
provided valuable help with statistical analysis. I also proportion of variance in the dependent variables that
thank Maxim Aleksa, Juan Garvı́ Medina, and Jason remains unaccounted for by the independent variable in
Roller for their research assistance. Portions of this paper question. If a large proportion of the variance is accounted
were presented at Hispanic Linguistics Symposium held for by the independent variable then it suggests that there
is an effect from this variable and that the test groups
in Athens, Georgia in October 2011 and New Ways of
have statistically different mean values.
Analyzing Variation held in Bloomington, Indiana in 12
The lower duration average for Ciudad Real men
October 2012. All shortcomings are my own. (60.59ms) can be attributed to the greater incidence of
0- and 1-closure trills.
13
Data for preceding /i/ are not reported in Figure 11 since
the small number of tokens in this context (n59) yielded
Notes
irregular standard deviations.
14
1
Dutch presents a somewhat more complex case, as rhotic One notes that six speakers did not produce a single
variation is observed across social as well as regional phonemic trill token preceded by /u/.
15
boundaries (Sebregts, 2005; Van de Velde, 1994). Certainly, whether the voiced alveolar trill was the
2
By ‘phonemic trill’, we refer to rhotic sounds produced in historical prototype in Spanish is an open question. As
syllable-initial intervocalic position for which a multiple- noted by Terrell Morgan (p.c., email), it is not unreason-
occlusion trill sound is the canonical production. For able to hypothesize that synchronic variation of the
further clarification, see y2.1. phonemic trill is based on a historical voiced alveolar trill
3
It should be noted that the word-level contrast occurs ‘target’. From an articulatory standpoint, it is likewise
exclusively between vowels within a morpheme (i.e., aroma). appropriate to posit that variation in pan-Hispanic rhotic
4 pronunciation revolves around a voiced alveolar trill pro-
Within a generative framework, it has been argued that
totype, although we acknowledge the importance of dialect
Spanish contains one rhotic phoneme (Harris, 1983;
variation.
Núnez-Cedeño, 1994); others contend that two phonemes 16
Although the social motivation for Ciudad Real men’s
are available (Bradley, 2006b; Colina, 2010).
5 dispreference of trills with more than two occlusions
Mean phonemic tap duration ranges from 20–25 ms,
remains elusive at this point, it is possible that there is a
whereas mean phonemic trill duration ranges from
rejection of institutional norms imposed by prescriptive
70–90 ms. This situation is unlike that of Judeo-Spanish
bodies such as the Real Academia Española (2011) that
dialects that have lost the trill in favor of the tap in all
have direct influence in educational systems and the
contexts (Quintana, 2006:84–85, 376).
6
speech variants used and taught there. The manual by
Here we view geographic origin as a social variable since it Navarro Tomás (1944) also sustains great influence on
references extralinguistic properties (i.e., relative to a
school norms in Spain. This ‘school situation’ was dis-
speaker) such as age, sociolinguistic class, gender, etc. See, cussed as early as Trudgill (1972) to explain gender-based
for example, Labov, Ash and Boberg (2006). variation among school-aged adolescents and young
7
In fact, data released by Spain’s Ministerio de Educación, adults.
Cultura y Deportes [Ministry of Education, Culture, and 17
In the case of r-reintroduction into formerly r-less varieties,
Sports] show that Castile-La Mancha is the autonomous speakers use comparatively more ‘r-ful’ pronunciations
community with the second highest index of university- due to self-conscious concerns about the lower prestige
age adults who study and live outside of their region, at status of r-less pronunciations.
49.7% (2011:32). 18
Tongue body gestures also deserve attention. Specifically,
8
A reviewer asks why rhotic variants in word-final position the tongue body for an alveolar trill is compatible with
were not analyzed, as these are susceptible to free variation that of /u/ since the postdorsum is somewhat retracted
in Spanish. Since our goal was to examine rhotic production for /r/ (see Proctor, 2009) and is also retracted for /u/. In
in contexts where the phonemic trill is contrastive, we chose this regard, it is perhaps unreasonable to hypothesize that
to limit the acoustic analysis to intervocalic phonemic trill tongue position itself can account for the absence of apical
articulations only. contacts in the /ur/ sequence (see Recasens & Pallarès,
9
Following Bradley and Willis (2012), this vocalic r-coloring 1999 for further discussion).
19
was considered part of the trill, given especially the The finding that jaw requirements for a vowel (/u/)
auditory difference between the r-colored portion and the may override those of a following trill when the two are
following vowel. In most cases, the r-coloring portion of constrained and highly antagonistic may run counter
the rhotic differed from the following vocalic segment in to the view of Recasens and Pallarès (1999) that con-
amplitude; one example is provided in Figure 3. sonantal production is more highly controlled than vowel
22 N. Henriksen

production (see also Recasens, Pallarès & Fontdevila, Calero, Fernández & Marı́a Ángeles. 1993. Estudio
1997). This should be queried in follow-up research. sociolingüı́stico del habla de Toledo. Lleida: Pagès Editors.
20
It should be borne in mind that the mean age of speakers Canfield, Delos Lincoln. 1981. Spanish pronunciation in the
in Henriksen and Willis (2010) (42 years) was higher than Americas. Chicago: University of Chicago Press.
the mean age of speakers recruited for this study (24 Catford, John C. 2001. On Rs, rhotacism and paleophony.
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