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Marine Policy 33 (2009) 452–457

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Marine Policy
journal homepage: www.elsevier.com/locate/marpol

Social acceptability of marine aquaculture: The use of survey-based methods


for eliciting public and stakeholder preferences
David Whitmarsh a,, Maria Giovanna Palmieri b
a
Department of Economics, Portsmouth Business School, University of Portsmouth, Richmond Building, Portland Street, Portsmouth PO1 3DE, UK
b
CEMARE, University of Portsmouth, St Georges Building, 141 High Street, Portsmouth PO1 2HY, UK

a r t i c l e in f o a b s t r a c t

Article history: The social acceptability of aquaculture is linked to its perceived environmental impact, and this clearly
Received 6 October 2008 poses a challenge to policy makers in deciding what weight to attach to such a concern within a
Accepted 21 October 2008 governance framework for the industry. Using salmon farming in Scotland as a case study, we have
developed a survey-based approach to evaluating public and stakeholder attitudes towards the
Keywords: environmental performance of aquaculture. The survey of the general public finds marked regional
Aquaculture variations in attitudes towards salmon farming, while the results of the stakeholder survey raise issues
Salmon farming over how far the preferences of particular interest groups are truly representative of the community as a
Social acceptability whole.
Environmental impact
& 2008 Elsevier Ltd. All rights reserved.
Preference elicitation

1. Introduction with other species [10,11]. Moreover, the severity of these impacts
is likely to vary according to locality and in some cases may even
Aquaculture is one of the fastest growing food producing be beneficial—release of nutrients or organic waste by fish farms
sectors and currently contributes over 40% of world fish supplies may increase the productivity of adjacent capture or culture
[1] The benefits of this development are real and visible, both for fisheries. However, while such externalities cannot easily be
producing countries (e.g. support for rural livelihoods, improved quantified in monetary terms, they cannot simply be ignored
food security, export earnings) and for consumers in the form of since it is clear that the public are not indifferent to the
lower prices [2,3] Growing concern over the environmental environmental performance of aquaculture. The most obvious
impact of aquaculture, however, has prompted a search for a clue to this is the fact that consumers are willing to pay higher
governance framework that can guarantee sustainability—that is, prices for farmed fish (e.g. salmon) produced under more
a financially viable aquaculture industry in which the environ- environmentally sustainable conditions, but alongside this there
mental damage is minimised [4]. Sustainability indicators are an is evidence from public attitude studies conducted in the
important component of such a governance framework but should Mediterranean [12] and Scotland [13] that the social acceptability
also include some measure of the wider socio-economic costs and of aquaculture is linked to its perceived environmental impact.
benefits of aquaculture. It is precisely this issue of social acceptability that is addressed
Ideally what we would like to do is attach a monetary value to within the present paper, where the question asked is: What do
the environmental impacts of aquaculture, and in some instances people want from aquaculture? To answer it we have developed a
this is possible where a measurable effect on production can be survey-based approach which aims to elicit public and stake-
identified. In the case of shrimp aquaculture, for example, the holder attitudes towards the environmental performance of
external costs arising from mangrove conversion (e.g. loss of aquaculture. Salmon farming in Scotland has been used as a case
coastal protection, reduced offshore catches, etc.) have been study, though on the basis of the results we are confident that the
shown by various studies to be substantial [5–7]. In general, methodology can be adapted to other areas and situations (e.g. sea
however, putting a monetary value on the environmental impacts bass or sea bream in the Mediterranean) where the social
of aquaculture is complex [8,9]. This is especially true for cage acceptability of aquaculture is an issue.
aquaculture, the dominant production system in Europe. Here the
external effects are typically diverse—involving water quality, 2. Methodology and data collection
visual amenity, competition for marine space and interactions
2.1. Preference elicitation

 Corresponding author. Tel.: +44 2392 844084; fax: +44 2392 844037. Public and stakeholder preferences for different salmon farm-
E-mail address: david.whitmarsh@port.ac.uk (D. Whitmarsh). ing objectives were elicited using the Analytic Hierarchy Process

0308-597X/$ - see front matter & 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.marpol.2008.10.003
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D. Whitmarsh, M.G. Palmieri / Marine Policy 33 (2009) 452–457 453

Fig. 3. Complete set of pairwise choices used in the surveys.

derive the eigenvector associated with the maximum eigenvalue


of the matrix. Specialist computer software is available for this
Fig. 1. Hierarchy of objectives for Scottish salmon aquaculture. (e.g. Expert Choice), though a spreadsheet program such as Excel
which has matrix commands may also be employed. A widely
used alternative procedure, which is computationally much
simpler than the eigenvalue method, involves calculating the
geometric mean of each row in the matrix and normalising the
result so that the weights sum to 1.0 (or 100%). Apart from
deriving priority scores, it may also be necessary to test the
consistency of individual respondent’s pairwise choices. Where
responses are judged to be highly inconsistent it raises an issue
Fig. 2. The AHP 9-point paired comparison scale.
over how far the decision problem has been fully understood by
survey participants [13]. A number of alternative measures of
(AHP), a multi-criteria technique that has been applied to a range inconsistency have been suggested, the one most commonly
of decision problems including natural resource use and fisheries employed in AHP studies being the Consistency Ratio (CR) based
management [13,14–33]. As Duke and Aull-Hyde [20] explain, on the eigenvalue method [40].
though it was conceived originally as a decision tool for use by a In our survey we have a total of six criteria (three socio-
single individual, AHP is now also used in evaluating preferences economic, three environmental), which means that there are
and choices at group and community level. Its relevance in the potentially 15 paired comparisons if all possible combinations are
present context is that the performance of the aquaculture considered. To simplify the analysis and to reduce the burden on
industry covers multiple dimensions (e.g. economic, social, respondents of answering this number of questions, the decision
environmental, etc.) and provides a way of unifying these into a problem was split up between the two different levels in the
common non-monetary scale of measurement. The way these hierarchy. The respondent is first required to make a judgement
performance indicators have been defined within the survey is between the importance of maximising socio-economic benefits
given in Fig. 1, which shows their relationship as a hierarchy of and minimising environmental damage; then, within each of
objectives. Their selection is based on policy documents concern- those broadly defined objectives, a judgement has to be made
ing the EU and national government strategy towards aquaculture about the importance of the different sub-objectives (criteria).
[34–37], as well as other publications detailing the major issues This effectively reduces the number of pairwise choices from 15 to
concerning marine fish farming in general and salmon farming in seven, as described in Fig. 3.
particular [2,8,38].
The purpose of AHP is to derive a numerical score that
measures the relative importance of each of the components 2.2. The public and stakeholder attitude surveys
within the hierarchy, and this is done by asking respondents to
make pairwise comparisons between different objectives or
The public attitude survey was administered to random
criteria. Strength of preference is conventionally measured on a
samples of residents of five Scottish coastal areas where salmon
9-point scale: 1 indicating that the two objectives are of equal
farming is already developed and may possibly develop further in
importance, 9 indicating that one objective is of extreme or
the future. These were:
absolute importance compared to the other. (Fig. 2). These
numerical responses form the basis of a pairwise comparison
matrix, each element of which denotes the weight or importance  Argyll and Bute
attached to a given objective wi relative to another wj. Deriving a  Highlands
set of weights which gives the optimal ‘fit’ to the relativities stated  Orkney
in the matrix can be done in a number of ways; the method  Shetland
proposed by Saaty [39] involves a mathematical procedure to  Western Isles
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454 D. Whitmarsh, M.G. Palmieri / Marine Policy 33 (2009) 452–457

Table 1
Summary profile of Scottish regions covered in the public attitude survey.

Measure Units Argyll & Bute Highland Orkney Shetland W. Isles Scotland

Total population No. 91,400 217,400 19,900 22,000 26,300 5,144,200


Area Hectare 694,277 2,572,222 98,881 143,836 299,886 7,882,900
Population density No. per sq. km 13.2 8.5 20.1 15.3 8.8 65.3
Economically active % 83.6 84.1 88.8 89.6 82.3 79.9
Economically inactive % 16.4 15.9 11.2 10.4 17.7 20.1
Unemployment % 4.0 3.3 2.8 2.8 4.6 4.7
Jobs density ratio 0.88 0.9 0.99 1.17 0.84 0.84

Notes:
(i) Data for the year 2007, except for jobs density which is for 2005.
(ii) The unemployment rate is the model-based estimate and is measured as a percentage of the economically active population.
(iii) Jobs density is calculated as the number of jobs per working age resident.

Sources: Scottish Government; Scottish Neighbourhood Statistics; NOMIS.

A summary profile of these regions is given in Table 1. Samples


were selected using the Electoral Registers for Scotland, which
were considered to be a more appropriate sampling frame than
the Postal Address File. Self-administered questionnaires were
sent by mail in the Autumn of 2006 to named householders on the
ERs (1000 to each of the five study sites), plus a reply-paid
envelope and accompanying letter. A total of 769 questionnaires
were returned, of which 745 were usable. In addition to
completing the AHP section of the questionnaire, respondents
were also asked to express their attitudes towards the future
development of salmon farming in Scotland and to answer a set of
questions describing their particular circumstances (e.g. employ-
ment status) that could be significantly associated with attitudes
and preferences.
The survey of stakeholders commenced in Spring 2007 and
consisted in total of 39 key representatives of the following
interest groups: regulators (5), industry (3), environmental
organisations (6), wild fish interests (6), economic development
agencies (6), independent experts (10) and consumer organisa-
tions (3). The survey instrument was similar to that used for the Fig. 4. Structure of the questionnaires used in the public and stakeholder surveys.
general public insofar as it included the same set of paired
comparison questions in the AHP section. Unlike the public
attitude survey, however, stakeholders were not asked to provide Table 2
any other information. A summary of the main similarities and Relative importance of all socio-economic and environmental impacts—public
attitudes.
differences used in the two sets of questionnaires is given in Fig. 4.
Criterion priority weight overall (%)

3. Results Argyll and Bute Highland Orkney Shetland W. Isles

3.1. AHP priority scores Employment, etc. 23.1 21.6 24.7 27.1 31.3
Fish supplies 14.1 12.5 13.3 13.5 15.0
Tax revenue 4.2 4.0 4.1 4.4 5.3
3.1.1. Public attitudes Pollution 28.8 26.0 26.9 28.3 21.7
Responses to the paired comparison questions were converted Visual intrusion 7.0 7.0 7.4 8.0 5.1
to numerical scores indicating the relative priority that respon- Wild salmon 22.9 29.0 23.5 18.7 21.5

dents attached to the various objectives and criteria. The regional


breakdown of these weights is given in Table 2. Of the socio- Total 100 100 100 100 100
economic objectives, employment and livelihoods commanded
the highest score in all five regions, while tax revenue contribu-
tion scored the lowest. Of the environmental objectives there was there are very wide differences between the stakeholders in the
a high and roughly equal scoring given to pollution and wild stock importance attached to the various performance criteria, and to a
impacts, in contrast to visual intrusion which had a low score. large extent the results correspond with what would be expected
Differences between the regions are also apparent, most notice- a priori. This is clearly shown in the case of the economic
ably Highland where the greatest weight is given to wild stock development agencies and the industry (i.e. producer interests)
impacts (29.0), while in the Western Isles employment and which, perhaps not surprisingly, placed the emphasis on the role
livelihoods scored most highly (31.3). of salmon farming in sustaining employment and livelihoods.
Against this is the result for the environmental groups and wild
3.1.2. Stakeholder attitudes fish interests, who attached a much lower priority to socio-
The overall criterion priority weights derived from the economic benefits and correspondingly more to the need to
stakeholder survey are given in Table 3. As we would anticipate, minimise environmental damage, particularly in respect of
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D. Whitmarsh, M.G. Palmieri / Marine Policy 33 (2009) 452–457 455

Table 3
Relative importance of all socio-economic and environmental impacts—stakeholder attitudes.

Criterion priority weight overall (%)

Regulators Industry Environmental Wild fish Economic Independent Consumer


groups interests D.A.s experts groups

Employment etc. 33.2 42.3 7.7 13.6 41.0 44.1 10.0


Fish supplies 16.7 28.0 4.4 8.0 18.0 13.8 17.8
Tax revenue 6.4 6.3 1.2 3.4 6.4 5.3 2.2
Pollution 22.5 10.7 33.7 21.7 16.8 19.2 31.9
Visual intrusion 4.8 4.0 6.3 5.4 5.4 4.1 4.9
Wild salmon 16.4 8.7 46.7 47.9 12.5 13.4 33.1

Total 100 100 100 100 100 100 100

Table 4
Preferences towards aquaculture development.

Best option for Scotland Argyll & Bute (%) Highlands (%) Orkney (%) Shetland (%) W. Isles (%)

Expansion 28 21 20 21 38
Same size 48 42 45 48 30
Contraction 13 18 13 13 15
N/K 9 15 19 15 13
Nil reply 1 4 4 3 4

Total 100 100 100 100 100


Total No. N ¼ 158 N ¼ 150 N ¼ 151 N ¼ 155 N ¼ 131

Table 5
Objective priority weights and attitude to aquaculture development.

Region Expansion Same size Contraction

Socio-economic (%) Environmental (%) Socio-economic (%) Environmental (%) Socio-economic (%) Environmental (%)

Argyll & Bute 61.8 38.2 37.2 62.8 20.0 80.0


Highland 62.1 37.9 42.4 57.6 18.6 81.4
Orkney 55.7 44.3 43.1 56.9 20.8 79.2
Shetland 67.6 32.4 44.2 55.8 31.9 68.1
W. Isles 70.1 29.9 52.4 47.6 15.6 84.4

pollution and impacts on wild salmon stocks. The pattern of indicates that the pattern of observations derived from the survey
results for other stakeholder groups is not necessarily what might is unlikely to have occurred by chance. This suggests that people’s
have been expected, however. Independent experts gave a preferences towards aquaculture development are not indepen-
noticeably high weight to employment and livelihoods (44.1), dent of the region in which they live. A parallel issue is whether
while consumer groups attached the greatest importance to such preferences are related to the priority scores which
environmental criteria. respondents attached to the various socio-economic and environ-
mental objectives. In Table 5 we show the scores given to the two
major categories of objectives—socio-economic and environmen-
3.2. Preferences towards aquaculture development tal—in relation to the opinions expressed as regards the future
scale of the industry. It is quite clear that those respondents who
In the public attitude survey, respondents were asked what favoured an expansion of salmon farming generally attached the
they thought would be better for Scotland in terms of salmon lowest priority to minimising environmental damage (and by
farming development over the next few years, given the various definition, the highest priority to maximising socio-economic
positive and negative effects of the industry. The results are given benefits). Conversely, those favouring a contraction of the industry
in Table 4. While there is clearly no overwhelming preference in gave the highest weight to environmental performance.
favour of either an increase or a decrease in the scale of the To understand public preferences towards aquaculture devel-
industry, it should be noted that in all five regions the respondents opment in Scotland, particularly the apparent regional differences,
who favoured expansion outnumbered those opting for contrac- it is therefore necessary to look at the factors that determine the
tion. This is demonstrated most conspicuously in the Western priority scores for the various objectives and criteria. From a
Isles, where the proportion of respondents favouring an expansion policy perspective it is not so much the attribute variables (i.e.
of salmon farming (38%) is higher than in any of the other Scottish those specific to the respondent) but the context variables—prin-
regions. Analysis of these cross-tabulated results using a w2 test cipally, the characteristics of the area where people live—that are
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456 D. Whitmarsh, M.G. Palmieri / Marine Policy 33 (2009) 452–457

relevant. Our belief is that what people want from the salmon impact [12,13] and this is consistent with the findings of the
farming industry, specifically the weight they attach to socio- present study. The results indicate that public attitudes towards
economic benefits compared to environmental impacts, will be the future of the salmon farming industry are a function of the
shaped by local circumstances. Put more simply, people in poorer weights people attach to the beneficial effects of industry
areas might be expected to give a relatively high priority to the expansion (i.e. job creation, etc.) as against the perceived negative
benefits that salmon farming could bring in terms of regional effects associated with environmental degradation. These results
development and community cohesion (specifically through its provide a benchmark against which to compare the findings of the
ability to support employment and incomes) compared to those stakeholder survey, which found marked differences in the
living in areas of relative affluence. To test this hypothesis we have relative importance attached to the various socio-economic and
used publicly available information on the economic and social environmental performance indicators. There is a debate to be had
deprivation of the different areas of Scotland. This information, over the implications of these differences, but at the very least it
which is available at postcode level, was obtained from the implies that stakeholder influence over aquaculture policy needs
Scottish Neighbourhood Statistics database and incorporated with to be judged in terms of how far the preferences of particular
the survey returns. Three indicators were used: employment interest groups are congruent with those of the public at large. A
deprivation, income deprivation and a more broadly defined balance of representation may doubtless be needed to achieve
measure (the Scottish Index of Multiple Deprivation, or SIMD) this. More fundamentally, however, the very existence of such a
covering several domains. The latter encompasses a range of social disparity in attitudes should alert policy makers to the need to
metrics including income, employment, education and skills, confront the central question: whose values count?
housing, health and disability and access to services. The SIMD is A further important aspect of the research relates to the
based on a ranking of neighbourhoods throughout Scotland, and is observed regional differences in public attitudes towards salmon
so constructed that the higher the numerical value on the index, farming. Knowledge of such differences may be useful for policy
the more affluent (i.e. the less deprived) is an area. purposes, particularly area and site selection, but in research
The rank correlation between these three indicators and the terms it is also important to try to explain why some communities
criterion priority weights derived from the survey is given in may be more favourably disposed to aquaculture development
Table 6. The sample includes respondents in all 5 regions whose than others. In the present study, part of the explanation surely
priority weights had a CR no greater than 10%, and as such were lies with the varying economic profiles of the five coastal areas.
considered to be within the range, often regarded as ‘acceptable’ The survey results for the Western Isles—notably the marked
in AHP studies [40]. Though the correlations are low and not all preference in favour of aquaculture expansion—seem likely to be
the coefficients are statistically significant, there is evidence that due to the fact this is an area where unemployment rates are
the social and economic profile of an area has some influence on higher and jobs density lower than the other regions surveyed. In
attitudes. Moreover, the signs (positive or negative) conform to a the Western Isles, more so than elsewhere, we might therefore
priori expectations. Area affluence, as measured using SIMD, has a expect that attitudes to any industry which creates jobs and
negative correlation with the socio-economic priority weights sustains livelihoods would be positive. Support for this argument
(employment, supplies, tax revenue) and a positive correlation is provided by the statistical analysis showing that neighbourhood
with the environmental weights (pollution, visual intrusion, wild characteristics (specifically, area deprivation) have a significant
stock impacts). Where income deprivation or unemployment is influence on public preferences and the weight attached to the
used as the metric, we get the reverse result: a positive correlation various performance criteria. If that is the case, then it suggests
with the socio-economic weights and a negative correlation with that the way people evaluate the trade-off between the socio-
the environmental weights. economic and environmental effects of aquaculture cannot be
separated from the local and regional context in which such
choices are made.
4. Comment and conclusion

Previous research has shown that the social acceptability of Acknowledgment


aquaculture is closely linked to its perceived environmental
Research for this paper was undertaken as part of the European
Table 6 Commission project ECASA (Ecosystem Approach for Sustainable
Correlation between area characteristics and criterion priority weights in the five Aquaculture), Contract 006540.
Scottish survey regions.

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