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Current Alzheimer Research, 2013, 10, 907-930 907

Military Risk Factors for Cognitive Decline, Dementia and Alzheimer’s


Disease

Dallas P. Veitcha, Karl E. Friedlb and Michael W. Weinerc,*

a
Center for Imaging of Neurodegenerative Diseases, Veterans Medical Center, San Francisco, CA, USA; bTelemedicine
and Advanced Technology Research Center, US Army Medical Research and Materiel Command, Fort Detrick, MD,
USA; cCenter for Imaging of Neurodegenerative Diseases, Veterans Medical Center and Departments of Radiology,
Medicine, Psychiatry and Neurology, University of California, San Francisco, San Francisco, CA, USA

Abstract: Delayed neurological health consequences of environmental exposures during military service have been gen-
erally underappreciated. The rapidly expanding understanding of Alzheimer’s disease (AD) pathogenesis now makes it
possible to quantitate some of the likely long-term health risks associated with military service. Military risk factors for
AD include both factors elevated in military personnel such as tobacco use, traumatic brain injury (TBI), depression, and
post-traumatic stress disorder (PTSD) and other nonspecific risk factors for AD including, vascular risk factors such as
obesity and obesity-related diseases (e.g., metabolic syndrome), education and physical fitness. The degree of combat ex-
posure, Vietnam era Agent Orange exposure and Gulf War Illness may also influence risk for AD. Using available data on
the association of AD and specific exposures and risk factors, the authors have conservatively estimated 423,000 new
cases of AD in veterans by 2020, including 140,000 excess cases associated with specific military exposures. The cost as-
sociated with these excess cases is approximately $5.8 billion to $7.8 billion. Mitigation of the potential impact of military
exposures on the cognitive function of veterans and management of modifiable risk factors through specifically designed
programs will be instrumental in minimizing the impact of AD in veterans in the future decades.
Keywords: Alzheimer’s disease, armed forces, combat, depression, gulf war illness, post-traumatic stress disorder, risk factors,
traumatic brain injury.

INTRODUCTION the total yearly cost of dementia, including both formal and
informal care, was in the range of $41,000 to $56,000 per
There has been a great deal of attention in recent years
person, or a total cost of between $157 billion to $215 billion
regarding how best to support the health of our active mili-
in the US.
tary personnel and veterans, especially following their in-
volvement in military conflicts. Many studies have focused This review will primarily focus on military risk factors
on health issues directly related to military deployment such for cognitive decline and AD, and will note other dementias
as physical injuries (including traumatic brain injury and where applicable. The biological basis of dementia is in-
limb loss) and mental health problems (including anxiety creasingly understood and at the same time, risk factors for
disorder, PTSD and depression), and more have examined cognitive decline and AD have been identified and validated.
issues common to aging veterans, especially those under the In the process, it has become abundantly clear that dementia
medical care of Veterans Administration facilities. However, risks include a variety of genetic factors, modifiable lifestyle
an area that has not been studied is how military service factors and mental health morbidities [3]. This review aims
might affect risk for cognitive decline and dementia. Demen- to evaluate these risks as they pertain to the military and to
tia affects around 14% of Americans over the age of 71 [1]. discuss particular issues that may affect dementia risk in
The most common forms of dementia are AD, which ac- veterans as they age. The risks include effects of combat ex-
counts for 60-80% of dementia cases, and vascular dementia posure, Agent Orange exposure in Vietnam veterans, multi-
(VaD) which is largely associated with stroke. The preva- symptom diseases in Persian Gulf War veterans and traumatic
lence of dementia is increasing in the US as the population brain injury in forces deployed to Iraq and Afghanistan. We
ages, and according to the 2010 World Alzheimer report, the report estimated numbers of veterans likely to be affected by
number of AD cases may double in 20 years. This represents each risk factor by 2020 in the hope of providing a possible
a huge cost to society. Hurd et al. [2] recently calculated that structural framework for medical care resource planning.

Populations Examined
*Address correspondence to this author at the Center for Imaging of Neu-
rodegenerative Diseases, Veterans Medical Center and Departments of This review focuses on both current military personnel
Radiology, Medicine, Psychiatry and Neurology, University of California, and veterans of the US military. It is important to note that
San Francisco, San Francisco, CA, USA; Tel: 415-221-4810 x3642; Fax:
many health studies of veterans use populations drawn from
415-668-2864; E-mail: michael.weiner@ucsf.edu
the Department of Veterans Affairs (VA) Health Care sys-

17-5/13 $58.00+.00 © 2013 Bentham Science Publishers


908 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

tem that differ substantially from the non-VA user veteran meta-analyses and systematic reviews. These are summa-
population [4]. Approximately 8.34 million (37%) veterans rized in 1) 2011 Alzheimer’s Association Report and 2) Re-
are enrolled in the VA healthcare system based on a congres- itz et al. [14] and include age, APOE 4 allele status, trau-
sionally mandated eligibility system which gives priority to matic brain injury (TBI), major depression, post-traumatic
veterans with service-connected injuries or conditions, low stress disorder, physical inactivity and a variety of vascular
income or net worth, or other circumstances [5]. This results risk factors (smoking, hypertension, type 2 diabetes, body
in demographically and socioeconomically dissimilar popu- mass index, coronary artery disease, stroke, hyperhomocys-
lations [4, 6]; VA users are older, more likely to be in a ra- teinemia, dyslipidemia, chronic kidney disease and the meta-
cial or ethnic minority [4, 6], less educated, have lower in- bolic syndrome). In April 2010, an NIH State-of-the-Science
comes, and are less likely to be employed than non-VA vet- statement [15] presented an analysis of current studies of
erans [4, 6]. With the exception of being predominantly modifiable AD risk factors and concluded that, due to the
male, veterans who are not enrolled in the VA Health Care overall low quality of evidence for each factor, “insufficient
system are demographically and socioeconomically more evidence exists to draw firm conclusions on the association
similar to the general population [4, 6]. of any modifiable factors with the risk of AD”. In the inter-
Another important distinction between veterans is vening three years further studies have provided support for
whether or not they have experienced combat exposure. This various risk factors and, while the caveats of the NIH must
is a critical distinction as military service alone, military de- be acknowledged, this review will consider previously re-
ployment to a combat zone but within protected areas,and ported potential risk factors that appear more prevalent in
actual combat engagement (“outside the wire”) each signify veterans than in civilian populations or militarily unique.
very different exposures. The majority of studies of veterans’
The heritability of AD is estimated to be 74% with re-
health do not even distinguish between the deployed and
maining variance attributable to environmental factors [16].
non-deployed groups. In this review available data are noted
where applicable and a separate section details the effects of Environmental factors may epigenetically regulate genes
combat exposure on risk factors for dementia. involved in dementia as proposed by the Latent Early Life
Associated Regulation model [17, 18]. While we recognize
Prevalence of Dementia in Veterans the potential role of epigenetics in dementia, particularly in
regard to chemical exposures, there is insufficient data per-
In 2011 veterans numbered over 22 million, or around 7% taining to military populations to draw conclusions at this
of the total US population. Of the population aged 60 years time.
and over, 22% were veterans, and moreover, nearly 50% of
men in this age group were veterans [7]. In addition, the US- The following sections will describe the effects of each
military comprised 1, 160, 611 enlisted personnel, 226, 023 risk factor on cognitive decline and/or AD, the mechanisms
officers [8] and 470, 000 National Guard [7], a combined total by which the risk factor may act and the prevalence or inci-
of around 8% of the total US population. Prevalence estimates dence of each risk factor in the civilian and military/veteran
for AD in the general US population range from 11.7% of populations. Finally, estimates of the potential numbers of
those 65 years and older [9] to 14.7% of those 70 years and veterans who may develop AD as a result of each risk factor
older [2]. AD affects an estimated 5.4 million people in the will be presented.
US, 5.2 million older than 65 [7, 10, 11]. Estimates of the
prevalence of dementia in military or veterans populations Age As a Risk Factor in Military Populations
vary. The prevalence of dementia among VA Health System
users over the age of 65 was estimated at 7.3% in 2005, with Age is the greatest risk factor for AD, with the risk of
AD the predominant form of dementia [12]. An earlier study developing the disease doubling every 5 years after the age
reported the prevalence of dementia in veterans using VA of 65 [19]. The prevalence of AD increases dramatically
medical care between 1996-2001 to be 4%, 9% and 18% in over age 75 and reaches a peak in the oldest old with more
age groups 65-74, 75-84 and 85 and older, respectively [13]. than 1 in 3 people over the age of 85 affected [19].
During that same time period, the American Association of The veteran population is substantially older than the
Geriatric Psychiatry estimates that 30% of older patients in general population: nearly half (48.8%) of veterans are over
veterans’ nursing home facilities have some sort of dementia. the age of 60 compared to only 18.5% of civilians who have
However, recent studies of dementia prevalence in veterans
a median age of 37 [7]. Currently, over 9 million veterans are
are lacking and current prevalence may be substantially higher
aged 65 and older [7] with roughly 2.5 million younger than
if this population reflects trends in the general population.
However, to our knowledge, no rigorous comparison has been 70, a further 3.8 million aged between 70 and 80 and 2.9
made between veterans and non-veterans, no studies have fo- million over the age of 80. In addition, 3.3 million veterans
cused on effects of combat exposures, and very few studies who served predominantly in the Vietnam era, are aged be-
have examined the relationship between various risk factors tween 60 and 64 with a further 2 million aged between 55
(discussed below) on development of cognitive decline, AD, and 60. These demographics suggest that, as the bulk of
and dementia in aging US veterans. Vietnam veterans enter the age at which risk for AD in-
creases dramatically over the next decade, there is a likeli-
Risk factors hood of a greatly increased burden on the VA Health Care
system with respect to the treatment of AD. In the longer
Introduction term, veterans involved in conflicts in the Persian Gulf and
A number of risk factors for AD have been identified for Afghanistan will begin to reach an age of increased risk for
which there are currently substantial bodies of evidence from AD in about 20 years (Table 1).
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 909

Table 1. Number of Veterans [in thousands] Living by Period of Service, Age and Sex: 2010

Age Total veterans Wartime veterans Peacetime veterans

Total1 Gulf War2 Vietnam era Korean conflict World War II

Total 22,658 16,866 5,737 7,526 2,448 1,981 5,792

Under 20 years old 8 8 8 _ _ _ _

20 to 24 years old 301 301 301 _ _ _ _

25 to 29 years old 768 768 768 _ _ _ _

30 to 34 years old 887 887 887 _ _ _ _

35 to 39 years old 1,023 996 996 _ _ _ 26

40 to 44 years old 1,461 1,033 1,033 _ _ _ 429

45 to 49 years old 1,790 692 692 _ _ _ 1,098

50 to 54 years old 1,922 648 477 189 _ _ 1,274

55 to 59 years old 2,005 1,589 312 1,415 _ _ 416

60 to 64 years old 3,327 3,208 184 3,153 _ _ 119

65 to 69 years old 2,470 1,944 56 1,935 _ _ 525

70 to 74 years old 1,904 640 16 509 151 _ 1,264

75 to 79 years old 1,877 1,350 4 188 1,270 6 527

80 to 84 years old 1,522 1,431 1 98 891 637 91

85 years & over 1,393 1,370 _ 40 137 1,338 23

Female, total 1,840 1,295 918 251 61 98 545

_ Represents or rounds to zero. 


1
Veterans who served in more than one wartime period are counted only once in the total.
2
Service from August 2, 1990 to the present.
Source: U.S. Department of Veterans Affairs, VA Office of the Actuary, Vetpop 2007, <http://www1.va.gov/vetdata/>

Given the current demographics of the veteran popula- Mechanisms of Action of Smoking as a Risk Factor
tion, we can expect approximately 5.8 million veterans to
reach the age of 70 at which there is a substantial risk of AD Smoking may act through myriad mechanisms as it is
itself a risk factor for cardiovascular and cerebrovascular
by 2020. Assuming a conservative prevalence of 7.3% [12],
disease, stroke, inflammation, and increased oxidative stress
this translates to an estimated 423,000 new cases of AD in
leading to neuronal damage, all of which may contribute to
the veteran population by the end of the decade.
cognitive decline [24, 25]. Smoking may also accelerate re-
ductions in cerebral blood flow, cerebral atrophy and the
RISK FACTORS ELEVATED IN MILITARY AND/OR
VETERAN POPULATIONS formation of white matter lesions [26].

1. Smoking Prevalence of Smoking in Military and Veteran Popula-


tions
Effect of Smoking on Risk of AD
The military has long been known for its high rates of
Smoking in late life appears to approximately double the smoking although smoking rates have decreased steadily
risk of developing AD. A comprehensive systematic review over the last 30 years [27]. A study of recently discharged
by Peters et al. concluded that in cohorts aged 65 and older, Operation Enduring Freedom (OEF) and Operation Iraqi
current, but not former smoking increased the risk of AD Freedom (OIF) veterans with an average age of 35.5 years
[20] and from this analysis, Barnes and Yaffe calculated a found 27% of the cohort to be smokers [28]. A national sur-
relative risk (RR) for AD among smokers of 1.59 (95% CI: vey of adult males in 2000 found that 31.5% of veterans
1.15-2.20) [21]. A more recent systematic review by Lee et were current smokers compared to 22.5% of non-veterans
al. [22] reported a RR for AD among smokers of 2.2 (95% [29] and the prevalence of smoking in veterans remained
CI: 1.3-3.6). An additional meta-analysis that rejected stud- higher after corrections for age, race, education and house-
ies in which there were tobacco industry affiliations also hold income with an adjusted OR of 1.55 reported for veter-
estimated a RR in the same range [23]. ans compared to non-veterans as current smokers. In a sur-
910 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

vey of VA service users, 18.5% of those aged 65-74, 19.4% present, it is unknown whether the pathophysiology underly-
of those 75-84 and 4.9% of those 85 and older were current ing dementia following TBI resembles that of AD or some
smokers [30]. Similarly, the Behavioral Risk Factor Surveil- other condition such as chronic traumatic encephalopathy
lance System which surveyed over 224,000 veterans from [44]. The degree of risk of AD development may be propor-
2003-2007 found that that 26% of veterans born between tional to the severity of injury [39, 40, 45]. One study that
1945 and 1954 [31] were current smokers, as were 23% of used a cohort of World War II and Korea veterans hospital-
respondents in the Veterans Quality of Life study (average ized during service due to non-penetrating head injury or
age 64.5) [32]. Finally, in a small sub-cohort of the Veterans other conditions (controls) found that those who had suffered
Again Cohort study, 47.1% of VA veterans (average age moderate TBI had a more than two-fold risk, and those who
50.8) were current smokers [33]. Just as in the civilian popu- had suffered severe TBI had a four and a half fold risk of
lation, smoking in the military has been associated with ad- developing AD compared to controls [45]. A systematic re-
verse health outcomes. In a cohort of over 12,000 military view of case control studies supported an association be-
personnel, it was found that smoking status was a strong and tween a history of head injury and the risk of developing AD
consistent predictor of mental and physical health, with an in men and reported an Odds Ratio (OR) of 2.29 (95% CI =
inverse relationship between amount of smoking and level of 1.47 – 3.58) [46]. TBI has been labeled the signature injury
health [34] and similar results were obtained in a study of of OIF and OEF due to the large number of blast injuries
personnel in the Naval Service [35]. from improvised explosive devices [47-49]. Direct evidence
for their effect on cognition in the military comes from sev-
In comparison, in 2010, 19.3% of the US general popula-
eral studies. Soldiers who reported active symptomatology a
tion were current smokers, which included 21.3% of those
week post-deployment were significantly more likely to
aged 18-44, 21% of those aged 65-74 and 5% of those older
demonstrate cognitive decline from baseline compared to
than 75 [36]. Although the rate of smoking in veterans is
either soldiers who sustained non-TBI injuries or soldiers
trending down in tandem with the general population, it re-
mains significantly higher than the general population and who suffered a TBI but who had no unresolved symptoms
[50] (Fig. 2). However, a history of self-reported mild TBI
this cannot be fully explained by demographic or socioeco-
with or without current post-concussive symptoms was not
nomic factors.
associated with a decrease in cognitive performance up to 2
Effect of Smoking in Veterans on Prevalence of Dementia years following injury in a similar sized sample of OIF/OEF
service members [51]. Larger studies are required to deter-
How many of the approximately 423,000 new cases of mine the exact effect on cognition of mild TBI suffered by
AD in veterans expected by 2020 can be attributed to the OIF and OEF troops.
elevated rate of smoking in this population? Barnes and
Yaffe performed similar calculations in their study of modi- Mechanisms of Action of TBI as a Risk Factor
fiable risk factors for AD and used the Population Attribut- TBI appears to be a provocative event for the develop-
able Risk (PAR) to represent the ‘proportion of people with a ment of AD [41] as trauma to the central nervous system is
disease in a population than can be attributed to a given risk one of the most consistent candidates for initiating molecular
factor assuming there is a causal relationship’ [21]. We have cascades culminating in the development of AD pathology.
used similar calculations which are outlined in Appendix 1. AD and acute TBI share many pathological features: -
Assuming a prevalence of smoking of 25.3% in veterans and amyloid (A) deposition, tau phosphorylation, neurite de-
RRs ranging from 1.59 [21] to 2.2 [22], we could expect generation, synapse loss and microgliosis [52]. A plaques
approximately between 55,000 and 97,000 new AD cases in and intra-axonal A deposits were found in approximately
veterans by 2020 attributable to smoking. Furthermore, as- one third of TBI subjects who died sometime after the TBI
suming that the prevalence of smoking in veterans is 6% insult (who did not have preexisting AD, Down syndrome,
higher than the general population, then of these new cases, or clinical dementia) [53-62]. Both A plaques [52, 63] and
between 13,000 and 17,000 can be attributed specifically to neurofibrillary tangles [64] have been identified in the brains
the increased prevalence of smoking in the military. Clearly, of patients following a single TBI. Furthermore, increased
cigarette smoking is a significant risk factor for AD in the levels of A42 and deposition of amyloid plaques have been
military population, elevated significantly beyond use in the observed as early as 2 hours after severe TBI [52]. Repetitive
general population. As a modifiable risk factor, the potential mild TBI such as that identified in boxers or football or
exists to reduce these numbers with a continuation of the US hockey players [64], is associated with the development of
Military’s Stance Against Tobacco and the intention of the chronic traumatic encephalopathy (CTE), a progressive
Department of Defense to eventually go tobacco free. tauopathy and TDP-43 proteinopathy that may also result in
a late-life dementia [65, 66]. CTE is distinguished from AD
2. TRAUMATIC BRAIN INJURY by the relative lack of Aß containing neuritic plaques [65]
Effect of TBI on Risk of Cognitive Decline, Dementia and (Fig. 1). CTE is frequently associated with other neurode-
AD generative diseases suggesting that mild TBI–induced
tauopathy promotes abnormal aggregation of other dementia
Despite the assessment of the NIH state-of-the-science proteins [67]. Recently, an autopsy of a 27 year old Marine
statement that ‘good quality studies [of TBI as a risk factor Corps Iraq veteran who had been exposed to close range IED
for AD] are lacking’[15], there is considerable evidence from and mortar blasts and who had subsequently suffered PTSD
epidemiological studies linking chronic and acute TBI to found neurofibrillary tangles and neuritic threads typical of
cognitive decline and the development of dementia clinically CTE [68]. The authors suggest that PTSD symptoms may in
diagnosed as AD (reviewed in [37-43] (Fig. 1). However, at fact represent a part of a spectrum of diseases related to brain
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 911

Fig. (1). Relationship between traumatic brain injury and cognitive decline and dementia. From [66].

(A) (B)

Fig. (2). Change in neuropsychological assessment at baseline and after reporting a TBI. A) Automated Neuropsychological Assessment
Metrics for controls, and individuals self-reporting TBI with (srTBI+) or without (srTBI-) active symptoms. B) Automated Neuropsychologi-
cal Assessment Metrics for controls, individuals self-reporting TBI with active symptoms (srTBI+) and individuals with active symptoms of
physical injury (non-TBI+). From [50].
912 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

Traumatic
brain injury

Aberrant
amyloid
precursor
processing due ApoE4
to axonal injury negatively
modulates TBI
Activated outcome relative
microglia

Higher J-
secretase

Higher risk of
Alzheimer’s and
dementia
Fig. (3). Mechanisms for TBI-related risk of AD and dementia. Adapted from [70].

trauma exposures that include CTE. Recent animal studies of long-term disability associated with TBI in civilians is
suggest a connection between blast exposure and consequent estimated to be 1.1% [83]. In contrast, it is estimated that
tau pathology consistent with CTE [69]. between 12 and 14% of Vietnam troops suffered TBI [47,
49, 84]. However, whereas in Vietnam mortality from head
As a result of diffuse axonal injury occurring after TBI
[66], glial activation induces a series of neuroinflammatory wounds was 75% or greater, in recent conflicts mortality has
decreased to 8-25% of blast injuries primarily due to im-
responses including alterations in the expression of a number
provements in protective equipment such as Kevlar armor
of genes (APP, BACE, tau, APOE4, -synuclein) which are
and helmets [48, 49]. Across all military services, 4% of
ultimately involved in formation of AD neuropathology [66,
personnel reported being exposed to a blast accident or suf-
70]. APOE 4 status may worsen patient outcome after TBI
fering a head wound with concomitant memory loss suggest-
[71, 72][73-76] and has been associated with the deposition
of A-amyloid after fatal head injury [77]. After acute TBI, ing possible TBI in a 2008 survey [27] (Fig. 4), but the rates
among deployed troops with combat exposure in OIF and
hypoxia upregulates BACE1 gene transcription and expres-
OEF have been reported to be as high as 22% [48, 49, 85].
sion, resulting in increased -secretase cleavage of amyloid
Two recent studies of service members deployed in the
precursor protein (APP) and increased deposition of insolu-
OIF/OEF conflicts found that around 7% of veterans [86] or
ble A production (Fig. 3) [70].
soldiers [50] self-reported or were diagnosed with a TBI
An additional mechanism by which TBI might increase sustained during deployment.
risk for AD is through the effects of vasospasm. There is an
increased risk of vasospasm following severe head injury Effect of TBI in Veterans on Prevalence of Dementia
and there may be special risks of vasospasm associated with
TBI following blast exposure in military settings [78-80]. TBI is a major health issue affecting a significant portion
Vasospasm is monitored by transcranial doppler studies in of military and veteran population. The Department of De-
blast injured soldiers with moderate and severe TBI [80]. fense reported 266,810 medical diagnoses of TBI from 2000
Vasospasm has prognostic value in head injury but the sig- to February 2013 of which 10.8% were penetrating, severe or
nificance of vasospasm to ischemic damage and other secon- moderate and 82.4% were mild [87]. As abundant evidence
dary vascular brain injury is still unknown [81]. supports TBI as a risk factor for AD, the elevated incidence
of TBI in the military population may increase the incidence
Incidence of TBI in Military and Veteran Populations of AD in veterans relative to the general population, espe-
cially as veterans of the Gulf and Afghanistan conflicts age.
Given the extensive evidence to support the view that Assuming a RR of 2.29 [46] and assuming 12% of Vietnam
TBI is a risk factor for AD, the degree of susceptibility of the veterans were affected by TBI, we can expect approximately
military population to TBI is of great interest. The incidence 57,000 new cases of AD attributable to TBI in veterans be-
of TBI in the general US population is 0.5%. Each year ap- fore 2020. Subtracting the prevalence of TBI in the general
proximately 1.7 million people per year suffer some form of population (1.1%), approximately 51,000-60,000 of these
TBI and 255,000 require hospitalization [82]. The prevalence cases could be attributable to military service (Appendix 1).
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 913

100
90
80 72
70

Percentage
58
60 51 49
50 40
37 36 39
36
40 31 31
30 21 19
20 15 13
11 8
5 7 4 5 4
10 2 1 4 1 0 1 1 1
0
Never Deployed Deployed But Exposed,But No Exposed, Was Exposed, Had
Not Exposed Symptoms Dazed But No Memory Loss
Memory Loss (Possible TBI)
(Possible TBI)

Army Navy Marine Corps Air Force Coast Guard All Services.

Fig. (4). Deployment Experience and Possible TBI by Service, 2008. Adapted from [27].

As service members involved in the OIF/OEF conflicts age, Mechanisms of Action of Depression as a Risk Factor
there is an even greater potential for new cases of AD caused
The relationship between depression and dementia is
by in-theater TBI injuries.
complex, as depression is both a risk factor, prodrome and
common complication of dementia at all stages, occurring in
3. MENTAL HEALTH RISK FACTORS
20-30% of all patients [93]. The underlying mechanism by
Most studies of mental health inveterans show a greater which depression predisposes an individual to AD is un-
prevalence of mental health disorders than in the general known. The two diseases share common risk factors for vas-
non-veteran population, even after adjusting for demographic cular disease [95, 96] and are also linked by hypothalamus-
and socioeconomic factors [32, 88-90]. The most commonly pituitary-adrenal (HPA) axis dysfunction, chronic inflamma-
reported mental health problems in these studies are depres- tion, and a deficit in neurotrophin signaling. These combine
sion and PTSD, both common sequelae of traumatic brain to cause increased neurodegeneration and reduced neuropro-
injury (TBI) [91]. Therefore, it is useful to consider this triad tection and neuronal repair in both diseases leading to an
of conditions as both independent and combined risk factors enhanced vulnerability of depressed patients to neurodegen-
for cognitive decline and AD. erative changes later in life [96-99]. Activation of the HPA
axis resulting in the excessive release of glucocorticoids can
DEPRESSION damage the hippocampus [93, 96, 100]. The release of proin-
flammatory cytokines such as interleukin-1, interleukin-6
Effect of Depression on Risk of Cognitive Decline, De-
and tumor necrosis factor- from microglial cells produce
mentia and AD
downstream apoptotic signals and accelerate the deposition
Depression has been consistently found to be associated of A by upregulating the expression of APP and - and -
with cognitive decline [15]. Numerous epidemiological stud- secretase [98, 101, 102]. In both depression and AD, a spe-
ies have provided support for major depression as a risk fac- cific impairment in the signaling of neurotrophins such as
tor for dementia, as recently reported by Byers et al. [92] in a transforming-growth factor 1 (TGF-1) and brain-derived
VA veteran population and reviewed by Enache et al. [93]. neurotrophic factor (BDNF) has been observed [102]. Some
A diagnosis of both dysthymia and depression were associ- evidence also exists for common genetic elements in depres-
ated with the development of dementia with hazard ratios sion and AD and for mechanisms involving neurotransmitter
(HRs) of 1.96 and 2.18, respectively [92]. Early life depres- changes [93].
sion has been consistently associated with a doubling of the
risk for dementia later in life, and studies also supported the Prevalence of Depression in Military and Veteran Popu-
hypothesis that depression is a prodrome of dementia [92, lations
93]. Depression in later life also appears to be a risk factor
Given that an estimated 10-15% of AD cases are attribut-
for dementia. A recent study reported a nearly 4-fold likeli- able to depression [93], it is pertinent to consider the preva-
hood of developing mild cognitive impairment and a 3-fold
lence of depression in the US armed forces and veterans. In
likelihood of developing dementia in oldest-old women with
the general US population, the 12 month prevalence of a
depressive symptoms [94]. There is a continuous relationship
DSM-IV major depressive disorder has been estimated at
between the severity of depression and the likelihood of de-
between 5.3% and 6.7% [103-105] with lower prevalence in
veloping cognitive impairment and, moreover, multiple epi-
men and older people (4.6% in males, versus 8.1% in fe-
sodes of depression increase the risk of developing AD [95]. males and of 4.5% in those aged over 50). The prevalence of
914 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

depression in the military is a more complex story. On one deployed to the Persian Gulf region suffered depression
hand, the Department of Defense requires that applicants for compared to only 18% of Gulf War personnel who did not
military service are screened at entry for disqualifying men- deploy to this conflict [107], implying that 12% of depres-
tal disorders [106] and this screening is repeated before de- sion cases observed in those populations were attributable to
ployment, thereby ensuring an initial population with a low combat exposure. Nearly 700,000 troops were deployed dur-
prevalence of major depression. On the other hand, post- ing Operation Desert Shield and Operation Desert Storm [8],
deployment depression is a common health problem in vet- suggesting that when this population reaches the age of 70 in
erans and appears to be exacerbated by combat exposure (see 10-30 years, an additional 50,000 AD cases might be ex-
later section). Depression is also a common sequela of TBI pected. Of these, around 6000 could be attributable to com-
and other injuries and these two factors raise the prevalence bat – induced depression. It is clear that depression among
of depression beyond levels in civilian populations. Preva- veterans is of great concern and cognitive assessment of
lence estimates from different conflicts range from 4.5% to these patients will be crucial.
around 30% [107, 108]. In a 2008 DOD survey, 21% of mili-
tary personnel met screening criteria suggesting that further POST-TRAUMATIC STRESS DISORDER
evaluation for depression was warranted and this rate was
Effect of PTSD on Risk of Cognitive Decline, Dementia
significantly higher among personnel who had been de-
and AD
ployed with combat exposure [27] (Fig. 5). This rate appears
to be elevated beyond that in the general population and may Recent evidence from two studies of older veterans found
represent a significant health problem to military personnel. an increased risk of developing dementia in veterans with
Furthermore, the prevalence of depression in the veteran PTSD compared to those without [111, 112]. After account-
population appears to be significantly higher than those in ing for the effects of combat-related trauma, other comorbid-
active service. One study found that 31% of male veterans ities, differences in health care use and sex, both studies
enrolled in the Veterans’ Health Study [88] as outpatients in found that PTSD engendered an approximate doubling of
VA facilities in the Boston area suffered depression [48, risk for dementia with Yaffe et al. [111] reporting a hazard
109]. A recent study by Byers et al. [92] found that in their ratio of 2.31 (95% CI: 2.24-2.39). Additional evidence for
cohort of nearly 300,000 veterans aged 55 and older receiv- the association of PTSD with dementia has recently come
ing treatment through the VA health services, 9.8% had de- from the study of 93 Holocaust survivors suffering from
pression and a further 0.8% has dysthymia. A survey of VA PTSD [113] of whom 14% were also diagnosed with demen-
Medical Center users from 1999 to 2001 found a similar tia, predominantly of vascular origin.
prevalence of depression of 12% in veterans with an average
age of 60 [110]. Mechanisms of Action of PTSD as a Risk Factor
There are several lines of evidence to suggest how PTSD
Effect of Depression in Veterans on Prevalence of De- might be associated with increased risk for AD. First, PTSD
mentia is associated with cognitive impairments, especially mem-
Assuming a prevalence of depression of 10% in veterans ory. Therefore, there may be reduced “cognitive reserve” in
and a RR of 2.18, by the end of the decade there could be PTSD subjects making them more vulnerable to the effects
around 46,000 new cases of AD attributable to depression, of AD pathology [114]. Alternatively, PTSD and dementia
approximately double the load that would be expected in the share both common risk factors and neuroanatomical
civilian population (Appendix 1). The direct and potentially changes and cognitive changes in PTSD may be early mark-
devastating effect of combat on depression was starkly illus- ers of dementia [112]. Neuroanatomical changes in AD typi-
trated by the observation that 30% of Gulf War veterans who cally initially manifest as atrophy of the hippocampus, the

100
80
Percentage

60
40 32 27
21 26 25 24 23 19 25 25
19 20 23 21
20 14 13 14 18

0
Army Navy Marine Air Force Coast All
Corps Guard Services
Never Combat Deployed
Deployed 1+Times Since Sept 11, 2011 (Other than OIF/OEF)
Combat Deployed 1+ Times Since Sept 11,2001 (OIF/OEF)

Fig. (5). Need for further depression evaluation by combat deployment status, theater and service, 2008. OIF = Operation Iraqi Free-
dom; OEF = Operation Enduring Freedom. Adapted from [27].
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 915

20
18
16
16 15 15
14
12

Percentage
12 11
10
10 9 9 9
8
6 6
6 5
4
2
0
Army Navy Marine Air Force Coast All
Corps Guard Services
Not Combat Deployed Since Sept 11, 2001
Combat Deployed 1+ Time Since Sept 11, 2001

Fig. (6). PTSD symptoms by combat deployment status and service, 2008. Adapted from [27].

brain structure involved in the consolidation of information A PTSD diagnosis with current symptoms was associated
from short-term memory to long-term memory [3]. Patients with lower scores in the physical component summary score
with combat-related PTSD have been shown to have smaller in the Millennium Cohort [133]. In particular, PTSD has
hippocampal volumes by magnetic resonance imaging [115, been associated in clinical and epidemiologic studies with a
116] and ongoing PTSD is associated with greater hippo- number of other factors that are independent risk factors for
campal atrophy [117, 118] while improvement of symptoms AD [125, 134]. Both obesity and hypertension were also
is associated with less progressive atrophy [117]. found to be substantially more prevalent in Persian Gulf war
veterans with PTSD than in veterans with no recent history
Second, PTSD is associated with brain alterations pri-
of mental illness [107, 135]. PTSD has also been associated
marily in the hippocampus [117-121]), including reduced
with lower levels of vigorous activity [136], obesity and
hippocampal N-acetyl aspartate [119-121], a neuronal
smoking [137]. Due to the numerous potential clinical seque-
marker. Atrophy has also been observed in the anterior cin-
lae of these conditions and behaviors, veterans with PTSD
gulate [121], prefrontal structures (reviewed in [122]) and in
the CA3/dentate gyrus subfield [118] of PTSD patients. In are at much higher risk for cardiovascular disease, and there-
fore possibly cognitive decline.
older subjects with PTSD this could represent either evi-
dence of early AD pathology, evidence of damage that could
Prevalence of PTSD in Military and Veteran Populations
increase risk for development of AD pathology and/or re-
duced synaptic mass indicating reduced cognitive reserve, In the military populations PTSD is but ‘a new name for
leaving the subject more susceptible to the effects of AD. an old story’[138]. War has always had severe and lasting
Third, PTSD is also associated with other independent psychological impact on soldiers, and among AD risk fac-
risk factors for dementia and AD including smoking, hyper- tors, PTSD is an enduring and fundamental wartime risk that
tension, hyperlipidemia, diabetes, obesity and hyperhomo- has only relatively recently been defined and acknowledged.
cysteinemia (reviewed in [123]). Veterans of OIF and OEF According to the National Center for PTSD, in the gen-
who were treated at VA medical facilities for PTSD had ad- eral US population PTSD has a lifetime prevalence of 6.8%
justed odds ratios of 2.88 [95% CI 2.79-2.97] and 2.70 [95% (3.6% men, 9.7% women). In WWII, 37.5% of the approxi-
CI 2.63-2.78] of having hypertension or dyslipidemia, re- mately 800,000 US soldiers exposed to direct combat were
spectively, compared to veterans without PTSD [124]. Like- ultimately permanently discharged with serious psychiatric
wise, considerable observational research indicated that illnesses. As PTSD became more fully recognized and de-
PTSD may result in an increased risk of coronary heart dis- fined during Vietnam, many subsequent studies of this and
ease morbidity and mortality [125-127]. PTSD has also been later conflicts have reported on PTSD prevalence in veterans,
associated with an increased risk of stroke. For example, reviewed by Richardson et al. [139]. The point prevalence of
female veterans with PTSD who received care at the VA combat-related PTSD in US samples ranged from 2-17.1%:
Puget Sound Health Care System had an adjusted odds ratio from 2.2-15.2% in Vietnam veterans, from 1.9-13.2% in
of 2.9 [95% CI: 1.4-6.0] of stroke compared to those who did Persian Gulf war veterans and from 4-17.1% in veterans of
not report PTSD symptomatology [128]. Several studies OIF/OEF. The overall lifetime prevalence of PTSD in US
examined combat veterans with PTSD and found that MetS combat veterans is estimated at 6-31% which translates to a
was comorbid with PTSD in 31.9 - 43% of patients [129- 2-4 fold increase in prevalence compared to US civilians [48,
132]. 139].
916 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

PTSD is often a chronic condition, and while symptoms depression. The central role of PTSD was indicated again by
abate, they can persist for years or even decades [111]. A 94 one study of OIF soldiers which concluded that adverse neu-
year old veteran of WWI was reported to have suffered ropsychological outcomes a year post-deployment were bet-
PTSD symptoms for 75 years which were exacerbated by the ter predicted by PTSD than by depression or TBI [155]. The
onset of dementia [140]. As many as 12% of older WWII Veterans’ Health Study showed that 51% of veterans who
and Korean veterans were found to experience PTSD symp- screened positively for depression also met screening criteria
toms up to 45 years after combat [141]. Between 10% and for PTSD and conversely, among veterans testing positive
15% of Vietnam veterans reported PTSD symptoms 15 years for PTSD, 82% met screening criteria for depression [109].
or more after their return from Vietnam [142]. Two studies Likewise, a study of hospitalized physical trauma survivors
of older veterans (mean age = 62) found the prevalence in found that 19% had comorbid PTSD and depression at 12
male veterans in the Veterans’ Health Study to be 20% [109] months [156]. Whelan-Robinson et al. [157] assessed rates
and 12% at a later date [143]. Symptoms may even increase of psychiatric illness pre- and post- mild to severe TBI and
with time as reported. In a study of Persian Gulf War veter- found that, of all illnesses examined, the largest increase was
ans, PTSD symptoms increased over 10 years from the 1995 for the major depressive disorder which rose from 17% to
baseline in both deployed and non-deployed personnel [144]. 45% of patients (the prevalence of PTSD also rose). Major
depressive disorder was observed in 33% of patients during
Effect of PTSD in Veterans on Prevalence of Dementia the first year after sustaining TBI [150] and a systematic
review found that the prevalence of depression after TBI
Taking the prevalence of PTSD in Vietnam veterans to
found in a range of studies was approximately 30% [154].
be 15% and assuming a RR of 2.31, we might expect around
Moreover, depressive symptoms following TBI are persis-
70,000 new cases of AD attributable to PTSD by 2020. Sub-
tent. World War II veterans who had suffered head injury
tracting a baseline prevalence of 4.5%, around 51,000 of
had a lifetime prevalence of 18.5% for depression compared
these are likely related to combat exposure (Appendix 1).
to 13.4% in veterans hospitalized with other injuries and the
These calculations assume a direct causal relationship be- lifetime risk of depression increased with severity of head
tween PTSD and AD and as PTSD clearly influences a wide
injury [158].
variety of other independent risk factors for cognitive decline
and dementia, the full impact of PTSD on the development IndependentADriskfactors
associatedwithdisorder
of dementia in veterans may in fact be underestimated.
Clearly, PTSD remains a major health issue in military and
veteran populations, especially those exposed to combat.
TBI 
Obesity

THE EFFECT OF TBI, PTSD AND MAJOR DEPRES- 30


SION CO-MORBIDITIES ON THE RISK OF COGNI- 

TIVE DECLINE 30% 55
%
The triad of PTSD, TBI and depression are intercon- Obesity
Hypertension
nected in many ways (Fig. 7). There is abundant evidence

PTSD
 Hyperlipidemia
that survivors of TBI are more likely to report other neuro- Elevatedhomocysteine
Smoking
psychiatric symptoms that those without history of TBI [47, Physicalinactivity
84] and two of the most common comorbidities are major Coronaryheartdisease
 Stroke
depression and PTSD. When the TBI has involved a loss of 80% 2050%
consciousness, it is more likely to be comorbid with PTSD 
[47, 91, 145, 146]. This is perhaps not surprising considering
that deployment-related TBI is often sustained in the context Obesity
TypeIIdiabetes
of potentially traumatizing events within the war zone. The Hypertension
prevalence of PTSD in returning OIF/OEF soldiers who re- Depression Smoking
Physicalinactivity
ported loss of consciousness was 43.9% compared to 16.2% Coronaryheartdisease
in personnel with other injuries and 9.1% in those with no Stroke

injuries [47]. In a longitudinal cohort study of National Fig. (7). Relationships between the traumatic brain injury –
Guard troops deployed to Iraq, about 30% of mild TBI pa- post-traumatic stress disorder-depression triad and their asso-
tients had PTSD [145]. These studies are in agreement with a ciations with other independent AD risk factors. Numbers repre-
systematic review of the co-occurrence of PTSD and TBI sent the estimated percentage of patients with one disorder who are
that reported the frequencies of probable PTSD among comorbid with the second. The development of depression in TBI
OIF/OEF veterans with probable mild TBI average around patients may be mediated by PTSD (dotted line).
36% [147] and with a study of over 300,000 OEF/OIF veter-
ans using VHA services in 2009 that found PTSD was co- As cognitive impairment associated with TBI [159] is
morbid in 54% of TBI patients [86]. likely detrimental to the resilience required to overcome
Major depression is also often associated with PTSD [47, PTSD [160, 161] and as PTSD is pernicious condition that
148, 149] and TBI [150, 151]. Depression in TBI patients tends to worsen with time, along with comorbid depression
appears to be mediated by PTSD [145, 152, 153] and in one [160], the health consequences of this triad of conditions in
study [154] PTSD affected 37% of patients with comorbid terms of risk for cognitive impairment and AD are undoubt-
TBI and depression, and no patients with TBI alone without edly a serious concern in military populations.
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 917

OTHER MILITARY-SPECIFIC FACTORS THAT Vietnam [168-170], the Gulf War [171, 172], Bosnia [171],
MAY AFFECT RISK FOR DEMENTIA OR AD OIF and OEF [103, 108], both in the US military and forces
elsewhere in world. One recent report stated that around 30%
Combat Exposure
of Gulf War veterans suffered depression compared to
A history of deployment to a theater of conflict has been around 18% of Gulf era personnel. A meta-analysis of 11
associated with higher proportion of medical and psychiatric studies of troops deployed to the Persian Gulf war reported
illnesses in active military and veterans populations [48, 162- an overall odds ratio of depression of 2.04 (95% CI: 1.94-
165]. One study of Gulf War veterans reported that veterans 2.14) compared to troops not deployed to the area [173].
who had not been deployed reported excellent health more Deployment-related depression appears to persist with Gulf
often than those who had been deployed (31% versus 21%) War veterans reported to have a 12 month prevalence of ma-
[164]. Veterans have been shown to have poorer general jor depression of 15% 10 years post-conflict compared to a
health than civilian populations, after adjustment for demo- prevalence of 7.8% in Gulf era veterans [174, 107]. More
graphic and socioeconomic factors with the difference rigorous studies of the OIF/OEF conflict are now emerging
largely attributed to service-connected disabilities (OR for from the Millennium Cohort Study [175, 176]. In Millen-
poor health of 3.5 [95% CI: 2.4-5.2] and for having more nium Cohort troops deployed to Iraq, where an estimated
than 5 conditions, 5.6 [95% CI: 4.1-7.7]) [4, 32]. 65% of troops experienced combat exposure, 4.5% of return-
ing soldiers reported new onset depression in a mental health
Impact of Combat-related Medical Morbidities on the assessment compared to 2.5% of troops returning from OEF
Physical Health of Veterans where the estimated combat exposure was lower (46% of
troops)[108, 177]. Of deployed troops with combat exposure,
Physical limitations due to medical morbidities and pain 5.7% of males and 15.7% of females reported new onset
have been given as a primary reason for post-deployment depression, the most frequently reported mental health out-
changes in exercise habits with 39% of veterans citing health come in the Millennium Cohort [48, 103]. This equated to an
problems and 52% citing chronic pain as barriers to physical adjusted odds ratio 1.32 (95% CI = 1.13-1.54 in men) for
activity [166]. Similarly, limitation of physical activity by new onset depression following deployment with combat
disability was reported in 45.7% of veterans using VA medi- exposure compared to deployment without combat exposure
cal health services, compared to 24.1% of veterans outside [103], and a similar result was reported amongst Canadian
the VA medical system and 19.1% of civilians in a study of military personnel (adjusted odds ratio 1.32, 95% CI = 1.09-
nearly a quarter million US adults [166]. Furthermore, 1.72) [178]. The risk of new depression was elevated further
around 15% of veterans over the age of 18 have a VA serv- if soldiers had witnessed atrocities or massacres (adjusted
ice-connected disability rating and around 21% of veterans odds ratio 1.82, 95% CI: 1.33-2.48).
have applied for disability compensation benefits [8, 11].
Given the links between physical inactivity and vascular risk PTSD
factors such as obesity, heart disease and hypertension, the
impact of combat on the physical health of veterans likely Exposure to combat has been shown to be a major risk
increases risk of future cognitive decline and dementia. factor for PTSD in the military and the degree of combat
However, the ramifications of these health issues may not be exposure has been shown to manifest in the prevalence and
fully recognized. According to Buis et al. [28] given the severity of PTSD [179]. A study of twins discordant for
number of wounded veterans returning from OIF and OEF service in Vietnam revealed that 16.8% of twins who had
suffering often chronic pain, “the lack of lifestyle and behav- served had PTSD compared to 5% of twins who had not
ior-focused preventive programs…is a major gap in the VAs served in Vietnam. Moreover, the prevalence of PTSD in
suite of healthcare programs for veterans”. twins exposed to high rates of combat experience was 9
times higher than non-combat siblings [180]. Likewise, the
IMPACT OF COMBAT-RELATED STRESS ON prevalence of PTSD in Vietnam veterans who were exposed
MENTAL AND PHYSICAL HEALTH OF VETERANS to high levels of war-zone stress was quadruple that in veter-
ans with low combat exposure [181]. Deployed Persian Gulf
An area of concern for the military population is the im- War veterans had a three-fold higher prevalence of PTSD
pact of chronic and acute stress associated with military de- than non-deployed veterans and this disparity was still evi-
ployment. After deployment to Iraq, more than 90% of sol- dent 10 years after the baseline assessment [144]. Similarly,
diers surveyed in one study had experienced being attacked a meta-analysis of studies of PTSD in Gulf War veterans
or ambushed, or receiving incoming artillery, rocket, mortar, reported an overall odds ratio of 3.17 (95% CI = 2.16-4.65)
or small arms fire and more than 80% had seen dead or seri- for increased risk of PTSD with combat [173] (Fig. 6). In the
ously injured compatriots, or had known someone seriously current Iraq and Afghanistan conflicts, new onset PTSD was
injured or killed [167]. Exposure to stresses such as these identified by self-report questionnaires in 7.6-8.7% of those
may be reflected in higher prevalence of mental health prob- deployed reporting combat exposures compared to less than
lems such as depression or PTSD [108], may manifest as 3.0% in those not deployed or deployed without combat ex-
maladaptive coping mechanisms such as smoking [48] or posure in the Millennium Cohort [176, 182]. A 2008 DOD
may affect physical health. survey found that the prevalence of PTSD in all services was
higher in personnel deployed with combat exposure (12%)
Depression than in those without combat exposure (9%) and that the
It is well established that combat exposure increases risk highest rates were seen in services exposed to the most com-
for depression across multiple theaters of conflict including bat: 16% in the Army and 15% in the Marine Corps [27].
918 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

The elevated rate of PTSD after deployment with combat combat exposure and can increase the risk of cognitive de-
exposure persists for many years [144, 174, 181] and there- cline and dementia.
fore increases the risk of cognitive decline and dementia in
affected veterans. AGENT ORANGE EXPOSURE

Smoking One area of concern specific to Vietnam veterans is the


long term health effects of exposure to Agent Orange due to
Combat stress has been associated with an increase in increased risk for diabetes, hypertension, ischemic heart dis-
tobacco use in the military. Roughly 1 in 7 active duty per- ease and possibly the metabolic syndrome from 2,3,7,8-
sonnel started smoking after joining the military, about 30% tetrachlorodibenzo-p-dioxin (TCDD).
of all smokers in this population [27]. Moreover, 28% of
males and 21% of females cited lighting up a cigarette as a Type 2 Diabetes
coping behavior for stress and higher rates of smoking were
Type 2 diabetes (T2D), a well-established independent
seen in personnel deployed with combat exposure than those
risk factor for dementia and AD [25, 187-191], has been
with no combat exposure across all services [27] (Fig. 10). In
recognized by the VA as a presumptive disease associated
a longitudinal study of Persian Gulf War veterans, 33% of
with exposure to Agent Orange or other herbicides during
deployed versus 26% of non-deployed personnel reported
military service. Veterans of Operation Ranch Hand, the unit
smoking within the last year in 1995 and while these num-
bers dropped over the subsequent decade, veterans with responsible for aerial herbicide spraying in Vietnam were
found to be at increased risk of glucose abnormalities and
combat history were still more likely to be smokers (26% of
T2D [192]. Among these veterans, the odds ratio of
deployers and 20% of non-deployers) [144]. Studies of the
developing T2D compared to non-Vietnam veterans was
Millennium Cohort reported that at baseline in 2001—2003,
1.50 [95%CI = 1.15-1.95] [193]. An increased frequency of
15.7% of non-deployed troops and 20% of troops deployed
T2D was also observed in Korean veterans of the Vietnam
with multiple combat exposures were current smokers [183].
A follow-up study in 2004-2006 reported that the smoking war who had an adjusted odds ratio of 2.69 [95% CI= 1.09-
6.67] [194]. Army Chemical Corps veterans who were
rate increased during deployment, mainly due to recidivism
occupationally exposed to herbicides in Vietnam had a 79%
of former smokers, and that this increase was greatest in per-
excess risk of diabetes mortality compared to veterans who
sonnel who had been deployed multiple times [184]. In ac-
did not serve in Vietnam [RR 1.70, 95% CI = 0.73-
cordance with the increase in smoking rates being due to
4.39][195]. TCDD has also been shown to promote an
stress, a further study of the Millennium Cohort found that
46.7% of personnel diagnosed with PTSD were current insulin-resistant state, a precursor to T2D, in exposed
Vietnam veterans [196] and in people who lived near or
smokers compared to 5.8% of cohort members with no
worked at manufacturing plants that produced large
PTSD symptoms [176].
quantities of Agent Orange dioxin [197]. The Institute of
Medicine of the National Academy of Sciences concluded in
Hypertension
its report ‘Veterans and Agent Orange: Update 2010’ that
Of particular relevance to military populations is the ef- ‘mechanisms associated with insulin signaling and glucose
fect of combat exposure on hypertension. Studies of Persian uptake may contribute to the diabetogenic effects of TCDD
Gulf war and Persian Gulf era veterans found that the inci- observed in humans’. Recent evidence suggests that these
dence of newly reported hypertension roughly doubled in effects may be mediated by its induction of mitochondrial
troops with combat exposure compared to those with no dysfunction [198, 199].
combat experiences but that this difference was much Hypertension
smaller after 10 years during which time hypertension had
risen to levels more typical of the average age of the cohort Epidemiological evidence suggests that exposure to
Agent Orange in Vietnam significantly increased risk of hy-
[144, 185, 186]. A more recent study of the Millennium Co-
pertension in veterans, with odds ratios ranging from 1.32 to
hort found newly reported hypertension in 6.9% of troops at
2.29 [193, 194]. Animal studies have suggested that TCDD
a follow-up evaluation compared to baseline [183]. Interest-
exerts its effect on hypertension via the production of in-
ingly, non-deployed troops generally had a higher prevalence
creased levels of superoxide anions resulting from the induc-
of hypertension, possibly due to their inferior physical condi-
tion, but the incidence of newly reported hypertension was tion of cytochrome CYP1A1 by the aryl hydrocarbon recep-
tor (AHR) [200, 201].
greatest in deployed troops who had experienced combat
exposures, especially witnessing death due to war. The long
Heart Disease
term effects of combat exposures on hypertension in the Mil-
lennium Cohort are yet to be determined. In October of 2011, the VA recognized ischemic heart
disease as a presumptive disease associated with Agent Or-
Conclusions ange and other herbicides. Vietnam veterans assigned to
chemical operations jobs had an odds ratio for the develop-
Combat exposure clearly can have a major impact on
ment of heart disease of 1.52 (95% CI – 1.18-1.94) compared
both the mental and physical health of soldiers and veterans.
to non-Vietnam veterans [193] and higher levels of exposure
The often co-morbid mental health conditions of TBI, major
to Agent Orange were associated with an increased fre-
depression and PTSD with their myriad effects on vascular
quency of ischemic heart disease in Korean Vietnam veter-
health, together with physical injuries that result in chronic
pain and a sedentary lifestyle are common consequences of ans [194]. The link between TCDD exposure and heart dis-
ease had been previously established in studies of workers in
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 919

German chemical plants and moreover, the relationship was been reported, but only at mild to moderate levels of stress
shown to be dose-dependent [202, 203]. A meta-analysis of [222], suggesting the possibility that this cluster of non-
epidemiological studies investigating the relationship be- specific illnesses is partially attributable to combat stress in
tween TCDD exposure and cardiovascular disease concluded addition to exposure to some environmental factor [220, 223,
exposure is strongly associated with ischemic heart disease 224]. A magnetic resonance spectroscopy study by Haley et
[204]. Once again, TCDD appears to exert its affect through al. [225] found elevated ratios of N-acetyl aspartate to
binding of the AHR receptor and subsequent induction of the creatine in the basal ganglia and pons of soldiers suffering
CYP1 family of cytochrome P450s resulting in significant GWI, indicative of lower neuronal volume. The authors
changes to many metabolic pathways and in cardiac gene found lower levels of a paraoxanase involved in organo-
expression [205]. phosphate metabolism in symptomatic individuals suggest-
ing that neuronal mass may be decreased following sarin
Metabolic Syndrome exposure. A subsequent more extensive study [224] failed to
find support for these specific brain changes underlying GWI
MetS is a multifactorial disorder comprising a constella-
but observed elevated rates of PTSD in GWI individuals.
tion of risk factors for cardiovascular disease and T2D, in-
Exposure to sarin, however, has been shown to impede neu-
cluding central obesity, hypertension and high cholesterol
robehavioral functioning [226] in specific domains, and has
[206-208] and is a recognized risk factor for AD [209]. Rec-
been associated with subtle brain volumetric changes [227]
ognition that metabolic syndrome (MetS) can be related to such as reduced total grey matter and hippocampal volumes.
TCDD exposure has come only recently. A case study of a
Furthermore, reduced grey matter and white matter volumes
veteran exposed to Agent Orange during the Vietnam war
were found in sarin and cyclosarin-exposed individuals with
reported that several components of MetS, including hyper-
GWI [228, 229]. Some studies have suggested that no single
tension, obesity and abnormal glucose metabolism, were
factor specific to the Gulf conflict was causative and indi-
among the multiple medical problems suffered by the patient
cated that deployment exacerbates what appears to be an
[210]. Several epidemiological studies of populations ex- identical CMI syndrome that already exists in the general
posed to dioxins have supported a link with metabolic syn-
population [219, 220, 230]. Scientifically, the physical and
drome and reported that exposure and disease are related in a
mental ill effects of the conflict remain to be explained satis-
dose dependent manner [211-213]. Of MetS components,
factorily.
central obesity, high blood pressure, elevated triglycerides,
and glucose intolerance were most closely associated with Regardless of definition or cause, several studies have
these pollutants [211, 213]. The central component of MetS demonstrated higher prevalence of both mental and physical
is abdominal obesity and TCDD accumulates in the adipose health risk factors for cognitive decline and dementia in vet-
tissue, most likely acting via the binding of the AHR recep- erans who were deployed to combat operations in the Persian
tor to modulate metabolic pathways such as those involved Gulf War and who later reported some form of multi-
in inflammation that accompanies the pathogenesis of meta- symptom illness.
bolic diseases [214, 198, 199].
Mental Illness Risk Factors
GULF WAR ILLNESS AND CHRONIC MULTI-
The association of mental illness with deployment to the
SYMPTOM ILLNESS
Persian Gulf is well-established, but fewer studies have ex-
The Persian Gulf War, fought in 1991 to liberate Kuwait amined the relationship between CMI and mental illness in
from the control of Iraqi forces, was a short conflict associ- Gulf War veterans. An early study linked the severity of
ated with minimal casualties. In the ensuing years, however, CMI with the prevalence of depression in this population,
multiple reports emerged of unexplained disparate health reporting that 54% of veterans with severe CMI and 13% of
symptoms in Gulf War veterans, most commonly fatigue, those with mild to moderate CMI suffered comorbid depres-
headache, sleep disturbance, low mood and memory loss. sion compared to only 2% of veterans who did not report
Cognitive decline has often been reported in studies of Gulf CMI symptoms [231]. More recently, a study of Australian
War veterans, even prior to the recognition of these symp- male Gulf War veterans reported that 25% suffered CMI,
toms as a syndrome [171, 215-217]. Many veterans attrib- and of these, 15.0% suffered PTSD compared to only 1.7%
uted these symptoms to their service in the Gulf which may of veterans without CMI, and 22.9% suffered major depres-
have subjected them to a number of physical exposures sion compared to 4.2% with no CMI. Moreover, personnel
[218]. This eventually led to this group of medically unex- deployed elsewhere who suffered CMI had higher rates of
plained symptoms being grouped together under the term PTSD and depression than compared to those who did not
‘Gulf War Syndrome’ [219]. However, the difficulty in de- suffer CMI [221]. A similar pattern was observed in US
fining this syndrome has led the VA to consider this constel- troops and appeared to be persistent as differences were ob-
lation of symptoms a “medically unexplained chronic multi- served a decade after the conflict with a prevalence of PTSD
symptom illness” (CMI) and take the stance that this is a of 6.1% reported in CMI veterans compared to a prevalence
presumptive illness when these symptoms appeared during of 2% in Gulf veterans without CMI [220]. Elevated rates of
active duty to the Gulf. Deployment to the Gulf has been PTSD and major depression were also noted in non-deployed
associated with mental disorders including PTSD and de- veterans with CMI, suggesting that the phenomenon was not
pression that have remained elevated over time [220, 221] as limited to Persian Gulf deployment. It is a matter of conten-
well as with chronic fatigue syndrome, irritable bowel syn- tion whether combat stress resulting in PTSD is partially
drome and multiple chemical sensitivity [217]. A linear dose causative of CMI or whether elevated rates of PTSD arise
response between the severity of the CMI and combat has from the non-specific illness which then, presumably, has an
920 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

alternative etiogenesis [223, 232]. Whatever the relationship may be between 63,000 and 80,000 new cases attributable to
between mental illness, combat exposure and unexplained obesity by 2020 (Appendix 1). If the long term impact of
illnesses following the Persian Gulf War, both PTSD and these risk factors on the cognitive status of veterans is to be
major depression are elevated in patients suffering from CMI mitigated, even more emphasis will need to be placed on
(from any conflict or even if non-deployed) and therefore such educational programs designed to promote weight loss,
these patients are at higher risk of cognitive decline and de- healthy eating and exercise such as the VA Managing Over-
mentia. weight and Obesity in Veterans Everywhere (MOVE!) Pro-
gram(http://www.move.va.gov/). This is of particular impor-
Vascular Risk Factors tance for VA veterans who have been shown to have the
highest utilization of services for chronic conditions of any
A study of Persian Gulf war veterans a decade after the
healthcare system in the US [238] and who have higher rates
conflict found elevated rates of a number of vascular risk of obesity, T2D and hypertension than non-VA veterans or
factors for cognitive decline and dementia in veterans with
the general US population [239].
CMI compared to veterans who did not. The prevalence of
hypertension, metabolic syndrome and nicotine dependence
CONCLUSIONS
were 14.1%, 25.1%, and 18.5%, respectively, in deployed
veterans with CMI, and 9.1%, 13.1% and 8.1%, respectively, With over a quarter of all veterans over the age of 70, and
in deployed veterans without CMI [220]. Similarly, in com- another quarter over the age of 60 [7], the issue of the
parison with Australian Gulf War veterans without CMI, development of dementia in this population in the coming
those who suffered CMI were less likely to be fit to perform decades represents a potentially huge challenge in terms of
a fitness test (OR 0.48) and more likely to stop the fitness planning logistics and the allocation of resources to treat the
test prematurely (OR 2.10), indicating a diminished physical disease in VA Health Care facilities. Beyond age, the
fitness in veterans with CMI [221]. Moreover, the likelihood primary risk factor for dementia [3], it is useful to understand
of these veterans with CMI of having other vascular risk the relevance of other risk factors for cognitive decline and
factors such as liver disease and components of MetS (obe- dementia to veterans and to assess their potential impact on
sity and elevated plasma glucose levels) was elevated rela- this population.
tive to veterans asymptomatic for CMI. As with PTSD and
Active military service exposes personnel to certain risk
major depression, the prevalence of these vascular risk fac-
factors for cognitive decline and AD at levels substantially
tors was also elevated in veterans with CMI who had not
elevated beyond what is experienced by the general popula-
been deployed to the Gulf War, suggesting that CMI in any tion. Deployment to current and past war zones may result in
veteran may result in an increased risk of cognitive decline
exposure to combat, to chemicals such as Agent Orange in
and dementia due to its mental and physical comorbidities.
Vietnam, or possibly to neurotoxins in the Persian Gulf War.
Combat exposure has been well-documented to result in ele-
POST-SERVICE WEIGHT GAIN AND SEDENTARY
vated levels of PTSD and depression in troops, conditions
LIFESTYLE
that are known to commonly persist for many years, result-
Active military personnel are expected to maintain height ing in a significantly higher prevalence of these disorders
and weight standards and certain levels of fitness throughout than in the general population [108]. Both have been
their service but enforcement of these standards do not ap- strongly associated with a higher risk for cognitive decline
pear to translate to better cardiovascular health than the aver- and dementia [92, 111, 112] and are often co-morbid [47].
age US citizen in later life in part due to other health issues Exposure to Agent Orange has been associated with a greater
such as PTSD, depression or chronic pain from wounds suf- prevalence of T2D, heart disease, hypertension and MetS
fered in active service [233, 234]. A recent study of post- (among many other conditions) which are all independent
deployment OEF/OIF veterans compared levels of physical vascular risk factors for cognitive decline, and the medically
activity during service compared to post-deployment [28]. unspecified chronic multi-symptom illnesses experienced by
The number of physical activities per day decreased from veterans of the Persian Gulf War have been linked to both
2.08 ± 1.08 during deployment to 1.59 ± 1.20 post- mental (depression and PTSD) and physical (hypertension,
deployment, and moreover, there was a drop in the intensity MetS, nicotine dependence) risk factors [220, 221, 231].
of exercise with the transition to civilian life as the most TBI, experienced by a higher percentage of military person-
popular form of exercise changed from running to walking. nel in OIF/OEF than in previous conflicts, is a strong risk
Increasing evidence suggests that the transition from active factor for cognitive decline and has symptoms that can per-
duty to veteran status is often accompanied by a ‘burst’ of sist in the long term [39, 40]. TBI is often comorbid with
weight gain, followed by a gradual convergence with civilian PTSD and depression [47, 145] and this triad of conditions
norms [235]. Obesity at mid-life appears to be the driving may be especially relevant to resource planning as this gen-
force behind many of the vascular risk factors for AD [236]. eration of military personnel ages. As a direct consequence
Mid-life obesity and sedentary lifestyle have relative risks of military service, the additional risk experienced by veter-
for the development of AD of 1.60 [21] to 1.80 [3], and 1.82 ans’ populations for cognitive decline due to the elevated
[21], respectively. A reported prevalence of physical inactiv- prevalence of TBI, PTSD, depression and smoking may re-
ity of 14.7% in non-VA veterans and of 20.8% in VA veter- sult in as many as 140,000 new cases of AD by 2020.
ans [166] suggests a possible 28,000 and 23,000 new cases Chronic multisymptom illness developed as a result of serv-
of AD in non-VA and VA veterans, respectively (Appendix ice, combat exposure, Agent Orange exposure and changes
1). The prevalence of obesity in a large sample of veterans at in weight and activity on discharge from active service may
mid-life was reported to be 29% [237], indicating that there further contribute to the risk of AD and dementia in veterans.
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 921

Very few studies have looked at prevalence of dementia l. Janssen


in veteran population, especially those veterans outside the
2012
VA healthcare system, and none have attempted to correlate
dementia with health history of veterans. The true prevalence m. Harvard University
of cognitive decline and dementia in veterans remains un- n. KLJ Associates
known, but given the elevated prevalence of risk factors as-
sociated with their military service, there is a strong possibil- III) Funding for Travel
ity that dementia rates will surpass those found in the general 2010:
population as veterans age. Our calculations conservatively
estimate that approximately 423,000 new cases of AD could a. NeuroVigil, Inc.
be expected in veterans by 2020 including 140,000 cases b. CHRU-Hopital Roger Salengro
directly attributable to military service (Appendix 1). The c. Siemens
cost of caring for this latter group may be between $5.8 bil-
lion and $7.9 billion. More studies will be required to deter- d. AstraZeneca
mine the extent of the effect of military service on the preva- e. Geneva University Hospitals
lence of dementia in veterans, and the potential cost to soci-
ety. f. Lilly
g. University of California, San Diego - ADNI
CONFLICTS OF INTEREST AND DISCLOSURES
h. Paris University
Karl E. Friedl is a patent holder on US Patent 7,837,472 i. InstitutCatala de NeurocienciesAplicades
"Neurocognitive and Psychomotor Performance and Reha-
bilitation System. The opinions and assertions in this paper j. University of New Mexico School of Medicine
are those of the authors and do not necessarily represent the k. Ipsen
official views or policy of the U.S. Department of the Army
or Department of Defense. l. CTAD (Clinical Trials on Alzheimer’s Disease)
Michael W. Weiner has the following discolsures: 2011
I) Scientific Advisory Boards a. Pfizer
b. AD PD meeting
2010:
c. Paul Sabatier University
a. Lilly d. Novartis
b. Araclon and InstitutCatala de NeurocienciesAplicades e. Tohoku University
c. Gulf War Veterans Illnesses Advisory Committee, VACO 2012
d. Biogen Idec f. Fundacio ACE
2011 g. Travel eDreams, Inc.
e. Pfizer IV) Editorial Advisory Board
2012 a. Alzheimer’s & Dementia
f. Pfizer b. MRI

II) Consulting V) Honoraria


2010: 2010:
a. NeuroVigil, Inc.
a. Astra Zeneca
b. Araclon b. InsitutCatala de NeurocienciesAplicades
c. Medivation/Pfizer 2011:
d. Ipsen a. PMDA /Japanese Ministry of Health, Labour, and Welfare
e. TauRx Therapeutics LTD b. Tohoku University
f. Bayer Healthcare 2012
g. Biogen Idec a. Alzheimer’s Drug Discovery Foundation
h. Exonhit Therapeutics, SA VI) Commercial Entities Research Support
i. Servier a. Merck
j. Synarc b. Avid
2011 VII) Government Entities Research Support
k. Pfizer a. DOD
922 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

b. VA Gene Network Sciences


VIII) Stock options Genentech
a. Synarc GE Healthcare
b. Elan GlaxoSmithKline
IX) Organizations contributing to the Foundation for NIH Innogenetics
and thus to the NIA funded Alzheimer’s Disease Neuroimag-
ing Initiative. Johnson & Johnson
Abbott Eli Lilly & Company
Alzheimer's Association Medpace
Alzheimer's Drug Discovery Foundation Merck
Anonymous Foundation Novartis
AstraZeneca Pfizer Inc
Bayer Healthcare Roche
BioClinica, Inc. (ADNI 2) Schering Plough
Bristol-Myers Squibb
ACKNOWLEDGEMENTS
Cure Alzheimer's Fund
Declared none.
Eisai
Elan

APPENDIX 1: CALCULATIONS OF PROJECTED POTENTIAL FOR COGNITIVE DECLINE OR DEMENTIA IN


VETERANS DUE TO RISK FACTORS

AD Prevalence in Veterans
For the purposes of calculations, we used a prevalence of AD of 7.3%, reported by Krishnan et al. in a study of VA veterans
aged 65 and over [12].

Expected Number of Cases of AD in Veterans by 2020


In 2010, 3.327 million and 2.470 million veterans were aged 60-64 and 65-70, respectively (Statistical Abstract, 2012).
Therefore by 2020, we can expect approximately 5.797 million veterans to be aged between 70 and 80 and at highest risk for
the development of AD. using 7.3% prevalence, we could expect 423,000 new cases of AD in veterans by 2020.

Population Attributable Risk


The population attributable risk (PAR) represents the proportion of people with a disease in a population that can be attrib-
uted to a given risk factor [21]. This assumes a causal relationship between the risk factor and disease and does not take into
account risk factors that may not be completely independent of each other. PAR is given by the following equation:
PAR = PRF x (RR-1)
1+ PRF x (RR-1)
where PRF = population prevalence of a risk factor
RR = relative risk
PRF was estimated by averaging figures reported in major studies which focused on Vietnam veterans, if possible, as they com-
prise the majority of this population in this age group.

Expected Number of New Cases of AD in Veterans Caused by a Particular Risk Factor by 2020
To estimate the expected number of new cases of AD in veterans caused by each risk factor in the next decade, we multi-
plied the calculated PAR by the estimated number of new AD cases (423,000) by 2020.
Estimates for some risk factors were not made due to lack of published relative risks or other data.
Military Risk Factors for Alzheimer’s Disease Current Alzheimer Research, 2013, Vol. 10, No. 9 923

Risk Factors Elevated in Military and Veteran Populations

AD risk factor Relative Military and Veteran populations General US population Estimated number
risk of AD cases due to
PRF reported in PRFused in PAR Estimated PR PAR Estimated
(RR) increased preva-
literature calculations number of AD number of
lence of risk factor
cases due to risk cases of AD
attributable to
factor by 2020 caused by
military service by
baseline
2020
prevalence
of risk
factor

Smoking 1.59 [21] 31.5% [29] 25.3% 13-23% 55,000-97,000 19% (2012 10- 42,000 – 13,000-55,000
2.2 [22] 26% [31] Statistical 19% 80,000
18.5% [30] Abstract)

Traumatic 2.29 [46] 12% (Defense and 12% 13.5% 57,000 1.1% [83] 1.4% 6000 51,000
Brain Injury Veterans Brain
Injury Center,
Department of
Defense)

Posttraumatic 2.31 [111] 15%[163] 15% 16.5% 70,000 3.6% 4.5% 19,000 51,000
stress disorder 10% [185] (males)
18.7% [142] 16.8% (National
[180] Center for
PTSD)

Depression 2.18 [92] 9.8% [92] 9.8% 11% 46,000 4.6% 5.1% 22,000 24,000
(males)
(National
Institute of
Mental
Health)
Special case: Effect of depression on risk of AD in Gulf War veterans.

Gulf War veterans were reported to have a prevalence of depression 12% higher than Gulf era veterans (30% vs 18%) [107]. According to the
Department of Defense, 697,000 troops were deployed to the Gulf War, of whom approximately 50,000 may develop AD (using 7.3% preva-
lence). Using a RR of 2.18 [92] we calculated a PAR of 12.4% and therefore approximately 6300 new AD cases in this veterans could be
attributable to depression suffered as a consequence of deployment to the Persian Gulf.

Risk Factors Not Elevated in Military Personnel and Veterans

AD risk factor PRF reported in literature PRF Relative risk PAR Estimated number of AD
(RR) cases due to risk factor in
veterans by 2020

Chronic kidney disease 39% [240] 35% 2.0 [243] 25.8% 109,000
34% - Black vets
50% - White vets [241]
16% [242]

Midlife obesity 25.3 [244] 29% 1.60 [21] 14.8% - 63,000 – 80,000
27.7 [239] 1.80 [3] 18.8%
32.9 [245]
29.6 [107]
32 [28]

Hypertension 30.1% [186] 35.3% 1.61 [21] 17.7% 75,000


34.6% [32]
41.2% [88]
924 Current Alzheimer Research, 2013, Vol. 10, No. 9 Veitch et al.

Dyslipidemia 21% (VA Pfizer facts) 32.5% 1.4-3.1 [3] 11.5%-18% 49,000 – 76,000
36.1% [246]
45.1% [33]
35% -obese
31% overweight
26% normal weight[247]

Sedentary VA vets 20.8% [166] 20.8% 1.82 [21] 14.6% 23,000 (of 157,000)
lifestyle (37%)

Non-VA 14.7% [166] 14.7% 10.7% 28,000 (of 266,000)


vets
(63%)

Type 2 VA vets 16% [248] 18.6% 1.39 [21] 6.3% - 9.4% 10,000 – 15,000
Diabetes (37% of 18% [110] 1.60 [250]
all vets) 16.7% [249]

All vets 12% [248] 12% 4.5% - 6.7% 19,000 – 28,000

Stroke 5.8% [33] 5.8% 2.0 [3] * 5.5% 23, 265

Coronary heart disease 11.3% [251] 13% 1.3 [253] 3.8% 16,000
14.6% [33]
16.8% [252]
9.5% [37]
*‘overall doubling of the incidence’.

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Received: October 10, 2012 Revised: April 22, 2013 Accepted: April 24, 2013

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