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Transportation Letters

The International Journal of Transportation Research

ISSN: 1942-7867 (Print) 1942-7875 (Online) Journal homepage: http://www.tandfonline.com/loi/ytrl20

Regression model for entry capacity of a


roundabout under mixed traffic condition – an
Indian case study

Abdullah Ahmad & Rajat Rastogi

To cite this article: Abdullah Ahmad & Rajat Rastogi (2016): Regression model for entry
capacity of a roundabout under mixed traffic condition – an Indian case study, Transportation
Letters, DOI: 10.1080/19427867.2016.1203603

To link to this article: http://dx.doi.org/10.1080/19427867.2016.1203603

Published online: 08 Jul 2016.

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Transportation Letters, 2016
http://dx.doi.org/10.1080/19427867.2016.1203603

Regression model for entry capacity of a roundabout under mixed traffic


condition – an Indian case study
Abdullah Ahmad  and Rajat Rastogi
Department of Civil Engineering, Indian Institute of Technology, Roorkee, India

ABSTRACT KEYWORDS
This paper presents a regression model which is developed to estimate entry capacity of an approach Roundabout; mixed traffic;
on a roundabout for Indian traffic conditions. The entry capacity of an approach on a roundabout is entry capacity; regression
analysis; India
expected to depend on the circulating traffic flow in front of that approach and the safe opportunity
for vehicles entering that flow. The relationship between entry capacity and circulating traffic flow
is found to be negative exponential i.e. the entry capacity decreases exponentially with an increase
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in the circulating traffic flow. The analysis also indicated that the widths of circulating roadways and
central island diameters have a significant influence on the entry capacity. The circulating traffic flow
versus entry capacity charts were made with the purpose of comparing the results of the proposed
model with the existing models available in the literature, namely Jordanian, Malaysian, and Indian.
The comparison indicated that the proposed entry capacity model gave the highest entry capacity,
whereas the Malaysian model gave the lowest entry capacity. The results of the proposed model
have shown very good relationship with the field entry flow data, as compared to other models.
Hence, this model is suggested to estimate entry capacity on roundabouts under similar varied
traffic flow conditions in developing countries.

1. Introduction
Wardrop (1957). It was a weaving maneuver-based model
A roundabout is an un-signalized intersection in which and considered the width of the entry, length, and width of
traffic moves in one-way direction around a central island, the weaving section and proportion of the weaving traffic.
clockwise for left-side driving and anti-clockwise for right- In India, IRC-65 (1976) outlines the method for the design
side driving. Roundabouts have been used worldwide, of a rotary. This also is a weaving maneuver-based model.
including India, especially in urban or suburban areas, Both of the above-mentioned models basically provide
as an efficient intersection control measure to improve estimation of the capacity of weaving section. IRC-65
safety and operational efficiency, within a range of low (1976) estimates the weaving capacity of the roundabout
to high traffic flow condition. Compared to uncontrolled based on the modified empirical formula that was used
intersection, roundabouts can control speed, as well as in Britain between 1950s and 1970s. This formula is now
reduce number of conflict points because of its geomet- more than 39 years old (Equation (1)).
rical design. The overall delay may probably be less than
that for signalized intersection. Therefore, evaluation of
( )( )
p
280 × w 1+ we 1− 3
roundabout capacity is very important since it is directly Qp = (1)
related to delay, level-of-service, accidents, operational 1+ wl
cost, and environmental issues.
Several models are being used to estimate the capacity where, Qp  =  practical capacity of the weaving section,
of roundabouts. Almost all of them can be grouped under pcu/h; w = width of weaving section, m; e = average entry
three distinct families, viz. weaving maneuver-based mod- width, m; l = length of the weaving section, m; p = pro-
els, gap-acceptance-based models, and regression models portion of the weaving traffic.
based on traffic and geometric data. The initial formula The design formula in Britain was modified in 1980s.
for the capacity estimation of a roundabout was given by The capacity of the roundabout was modeled as a function

CONTACT  Rajat Rastogi  rajatfce@iitr.ac.in


© 2016 Informa UK Limited, trading as Taylor & Francis Group
2    A. Ahmad and R. Rastogi

of geometric parameters and circulating traffic flow, For single-lane:


which was more of a regression-based approach. Pearce
Qe = −0.6481Qc + 1061.2 (3)
(1987) pointed out that the adoption of the priority rule
at intersections had made Wardrop’s formula less applica- For multi-lane:
ble. With the new priority rule, the focus of the research-
Qe = −0.7743Qc + 2044.9 (4)
ers shifted to the estimation of the entry capacity of an
approach on the roundabout. New studies were based where, notations have same meaning as defined before.
on the availability of gaps to vehicles and the circulat- Prakash (2010) suggested an empirical equation for
ing traffic flow around the central island. The variables estimating entry capacity of roundabouts based on cir-
mostly used were critical gaps, circulating traffic flows, culating traffic flow and geometric parameters (central
headways, and follow-up times. Tanner (1967) gave a for- island diameter, number of entry lanes, and number of
mula to estimate the entry capacity of an un-signalized circulating lanes) of the roundabouts in India. It was
intersection based on the critical gap, minimum head- found that number of entry lanes and diameter of central
way, and follow-up time. Troutbeck (1991) presented an island positively affected the entry capacity, while circu-
entry capacity formula for Australian conditions which lating traffic flow and number of circulating lanes had a
was also based on the gap acceptance parameters. The negative effect. Linear regression was performed to have
formula indicated that as circulating flow increased for a relationship between these parameters and the entry
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a particular value of headway, critical gap, and follow-up capacity, which is given by Equation (5).
time, the entry capacity decreased. Entry capacity was Ce = 1116−0.429 × qc + 5.79 × D
presented as a negative exponential function of the cir-
+ 842.18 × Ne −426.33 × Nc (5)
culating flow. In Germany, Brilon and Wu (2006) pro-
posed a model for the estimation of the roundabout entry where, Ce = entry capacity, pcu/h, qc = circulating traffic
capacity based on Tanner’s ideas. HCM (2010) presented flow, pcu/h, D = central island diameter, m, Ne = number
gap acceptance model of entry capacity for single-lane of entry lanes, Nc = number of circulating lanes.
and two-lane roundabouts in the US. But these methods The presented literature clearly indicates that regres-
need the estimation of micro traffic parameters which are sion-based approach has focused on the entry capacity
difficult to measure in the field, especially when the traffic from an approach rather than that of weaving section.
is heterogeneous in nature. Apart from flow in circulation area, various geometric
Another modeling approach has been regression based. parameters have been used in different forms as variables
In developing countries, Al-Masaeid and Faddah (1997) in the regression model. In some cases, linear relation is
developed a non-linear regression model for estimating conceived, whereas in others, it is power and exponential
roundabout entry capacity based on the data collected function in multiplicative form. In India, the capacity of
from 10 roundabouts in Jordan. Model was a function roundabouts is traditionally based on weaving theory.
of entry width, circulating roadway width, diameter of No comprehensive study is being carried out to develop a
the central island, circulating traffic volume, and distance formula to estimate the entry capacity of the roundabout
between the entry and its near exit. It is given by Equation and thus to update and revise the 39-year-old IRC code.
(2). There is a need to incorporate the new research in the
estimation of the roundabout capacity based on the field
5.602Qc
Qe = 168.2D0.312 S0.219 e0.071EW+0.019CW e− 10000 (2) study. This paper presents an effort, to develop statistical
model for estimating roundabout entry capacity as a func-
where, Qe = entry capacity, pcu/h; Qc = circulating traffic tion of circulating traffic flow and roundabout geometric
flow, pcu/h; D = central island diameter, m; S = distance characteristics. Linear and non-linear regression analysis
between the entry and near-side exit, m; EW  =  entry approach was adopted to estimate entry capacity, as well
width, m; CW = circulating roadway width, m. as to investigate the impact of the physical parameters of
Chik, Puan, and Chai (2004) identified the correlation roundabouts on the estimated entry capacity under het-
between the circulating traffic flow, entry flow, and the erogeneous traffic flow condition prevailing in India. Next
entry width by using statistical analysis on roundabouts in section now discusses the data collection effort made in
Malaysia. The entry flows for both single- and multi-lane this respect for the study.
entries were found to be highly dependent on the circu-
lating traffic flows. The relationship between the entry and
2.  Data collection and extraction
circulating traffic flow, both for the single- and multi-lane
circulation area, were conceived as linear regression func- Data were collected on 11 roundabouts in three cities of
tion and are given as follows: India. Ten roundabouts out of eleven were considered to
Transportation Letters   3

develop a regression model for the estimation of round- which was installed at a sufficiently high location, usually
about entry capacity. One roundabout (R7) was used for a roadside high-rise building, so as to cover the desired
validation purpose. The roundabouts were selected if they view of the roundabout. The data collection was done in
fulfilled the following criteria: the months of September and November in the year 2013.
These months are considered to be the normal months as
(1)  Roundabout has four approach legs which are
the traffic flow is least affected by environmental influ-
mutually perpendicular,
ences during this period. The videos were captured either
(2)  The traffic operation is uncontrolled i.e. no
from 8 am to 12 am or from 4 pm to 7 pm on a typical
traffic signal is installed or no police personnel
clear weekday.
are deputed,
The recorded film was played on the computer screen
(3)  Roundabout is at ground level and having level
to extract the desired information. To make the analysis
gradient,
significant, the vehicles were divided into five different
(4)  Roundabout is free from the effect of bus stop,
categories as motorized two-wheeler (2W), motorized
parked vehicles or any other side friction which
three-wheeler (3W), small car (SC) or standard car, big car
may cause any restriction to traffic movement,
(BC), and heavy vehicle (HV). Small car represents all cars
and
having length of 3.72 m, width 1.44 m, and engine power
(5)  Roundabout is free from the interference by
of approximately 1400 cc. The big car is the one having
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pedestrians and cycle flows.


engine power of more than 1400 cc and up to 2500 cc and
Based on the above considerations, nine roundabouts average length and width of 4.58 and 1.77 m, respectively
were selected in Chandigarh city, and one each in Noida (Dhamaniya and Chandra 2013). The circulating traffic
and Panchkula. Location of these cities in India and loca- flow and compositional share of each category of vehi-
tion of roundabouts in a city are shown in Figure 1. cles were estimated in the circulating area in front of the
Data were collected under two categories, namely approach leg of a roundabout at a given reference line as
inventory data and traffic flow data. The inventory data shown in Figure 2. The geometric features of the rounda-
include the geometric details of the roundabout like cir- bout, compositional share of each category of vehicles in
culating roadway width (CW), entry width (EW), central the circulating traffic mix and circulating traffic flow are
island diameter (C.I. Dia.), etc. The inventory data were given in Table 1.
collected using a measurement tape and a measuring The average traffic composition on circulating road of
wheel. Traffic flow data were taken by a video camera a roundabout in theses city is found varying as: 34–51%

Figure 1. Location of cities in India and location of roundabouts in a city.


4    A. Ahmad and R. Rastogi

in passenger car units (PCUs) by multiplying the volume


of individual vehicle types with the respective passenger
car unit (PCU) values. For this purpose, an analysis was
done to estimate the PCU values for different categories
of vehicles under the prevailing traffic flow condition in
India. The approach was based on the one presented by
Cunagin and Chang (1982). They defined the PCU as the
ratio of the mean lagging headway of a subject vehicle
divided by the mean lagging headway of the passenger
car. This is formulated as:

Hi
PCUi = (6)
Figure 2. Concept of lagging headway. Hc

where, PCUi = PCU of vehicle type ‘i’; Hi = mean lagging


for motorized 2W, 6–15% for motorized 3W, 30–47%
headway of vehicle type ‘i’; Hc = mean lagging headway
for small car, 6–11% for big cars, and 1–6% for HV.
of passenger car ‘c’.
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As no travel mode is having its share more than or equal to


The length of the vehicle and the average gap between
80%, the traffic can be termed as heterogeneous in nature
the vehicles constitutes the lagging headway. It is meas-
(Arasan and Krishnamurthy 2008).
ured from the rear bumper of the lead vehicle to the rear
bumper of the following vehicle in the circulating traffic
3.  Estimation of passenger car units flow stream. In a mixed traffic flow condition, vehicles
with different sizes ply on roundabouts and occupy space
Different types of vehicles are in use in India and other
longitudinally and laterally out of the limited space avail-
developing countries, in general, namely cars, heavy
able. As length of the vehicle is being taken care of in
vehicles, motorized two-wheelers, and motorized three
the estimation of lagging headway, the present study con-
wheelers. These vehicles share the same road space
sidered the width of the vehicle as an additional variable
without any physical or marked segregation, depending
in the estimation of PCU. Considering all these factors,
on the availability of the road space at a given instant of
Equation (7) is used to determine PCU for a vehicle type
time. There is a wide variation in the static and dynamic
‘i’.
characteristics of different types of vehicles. Consequently,
one class of vehicles cannot be considered equal to another Hi
PCUi = fi ×
class of vehicle. The only way of accounting for this non- Hc (7)
uniformity in traffic stream is to convert all vehicles
where, fi = width factor for vehicle ‘i’.
into a common unit and the most accepted unit for this
purpose is passenger car unit or PCU (Akçelik 1997). The wi
circulating traffic flow and entry capacity can be expressed
fi =
wc (8)

Table 1. Inventory and traffic details at different roundabouts.


Central island Circulating Entry Average traffic composition on circulating road (%)
Intersection diameter (m) roadway width width (m) Average circulating
ID (C.I. Dia.) (m) (CW) (EW) 2W 3W SC BC HV traffic flow (Veh/h)
R1* 25.0 8.0 7.0 40 14 37 7 2 1932
R2* 37.0 7.0 8.5 51 9 31 6 3 2795
R3* 37.0 8.0 8.0 39 7 39 11 4 1220
R4# 48.0 16.0 12.0 34 15 41 7 3 3215
R5* 49.0 9.5 13.0 36 6 41 11 6 2055
R6* 50.0 9.5 12.0 46 15 30 8 1 1309
R7* 50.0 10.0 14.7 42 13 32 8 5 2367
R8* 50.0 13.0 12.5 41 9 40 7 3 3175
R9* 51.0 10.5 12.0 41 10 36 8 5 2405
R10$ 76.0 10.0 9.7 40 6 47 6 1 3058
R11* 85.0 12.5 9.3 43 7 39 8 3 2569
*Chandigarh city.
#Noida, near Delhi.
$Panchkula.
Transportation Letters   5

wi = width of the vehicle type ‘i’, m; wc = width of stand- leg of a roundabout at a given reference line as shown in
ard passenger car ‘c’, m; rest of the notations are already Figure 2. The movement of vehicles was observed with
defined. respect to this reference line.
Dhamaniya and Chandra (2013) reported that speed or An example set of data is shown frame by frame in
headway is a prime variable in the estimation of PCU in Figure 3. The lagging headway is estimated using 25
most of the studies. The vehicles in a roundabout move at frames per second data for all categories of vehicles in
almost similar speeds and hence speed is not a good indi- the circulating area of a roundabout. The lagging headway
cator of vehicular intersection at roundabout. Therefore, is estimated using Equation (9).
speed cannot be used for estimating PCUs on roundabouts
Frame No.2 − Frame No.1
in Indian conditions. Factors like the average length and Lagging Headway = (9)
Frame Rate
width of each vehicle type (defining area occupied) and
the average gap maintained between the vehicles on cir- The estimated lagging headway of 2W for Figure 3
culating roadway look appropriate. The area occupancy is 1.00 s. The lagging headway of 2W is estimated using
relatively increases, whereas headways decrease during Equation (9) as: (50937–50912)/25.
the congested conditions. Combining the two parameters The average lagging headway is estimated by combining
indicate that width of the vehicle can be considered as a all the data for each category of vehicles on each rounda-
separate parameter, because the length of the vehicle gets bout. The average lagging headway and sample size for dif-
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included in the lagging headway estimation. ferent type of vehicles and roundabouts are given in Table 2.
The lagging headway was estimated for all categories The average estimated PCU values for different types of
of vehicles in the circulating area in front of an approach vehicles relating to roundabout ID are given in Table 3.

Figure 3. Frame-by-frame sample data for lagging headway of 2W.

Table 2. The average lagging headway and sample size for different types of vehicles.
Lagging headway (Seconds) Sample size
Roundabout ID 2W 3W SC BC HV 2W 3W SC BC HV
R1* 2.31 2.70 2.85 2.97 4.64 418 165 674 151 53
R2* 1.96 2.72 2.68 3.12 4.94 657 150 969 182 90
R3* 2.78 3.52 3.19 3.36 4.86 358 59 474 126 57
R4# 2.32 3.04 2.94 3.32 5.09 474 133 1179 253 80
R5* 3.10 3.70 3.78 4.24 6.26 384 68 530 128 46
R6* 1.72 2.54 2.58 2.81 4.25 314 110 641 123 53
R7* 1.79 2.40 2.08 2.28 3.63 567 171 679 157 88
R8* 1.67 2.43 2.35 2.70 4.69 286 79 632 154 65
R9* 1.70 2.60 2.57 2.98 5.11 392 106 514 90 77
R10$ 1.53 2.00 1.96 2.14 3.15 762 112 1272 180 82
R11* 1.69 2.24 2.10 2.24 3.40 954 120 1147 225 102

*Chandigarh city.
#
Noida, near Delhi.
$
Panchkula.
6    A. Ahmad and R. Rastogi

Table 3. The average estimated PCU values for different types of


vehicles.
Roundabout ID 2W 3W SC BC HV
R1* 0.36 0.92 1.00 1.28 2.75
R2* 0.32 0.99 1.00 1.43 3.11
R3* 0.39 1.07 1.00 1.29 2.57
R4# 0.35 1.01 1.00 1.39 2.92
R5* 0.36 0.95 1.00 1.38 2.80
R6* 0.30 0.96 1.00 1.34 2.78
R7* 0.38 1.12 1.00 1.35 2.95
R8* 0.32 1.01 1.00 1.41 3.37
R9* 0.29 0.98 1.00 1.42 3.35
R10$ 0.35 0.99 1.00 1.34 2.72
R11* 0.36 1.03 1.00 1.31 2.73
Average 0.34 1.00 1.00 1.36 2.91

*Chandigarh city.
Figure 4. Entry flow versus circulating flow at R1.
#
Noida, near Delhi.
$
Panchkula.

The PCU values are found to be different than those


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given in IRC: 65 – 1976. The code considers car as a single


category. In the present study it has been divided into two
categories i.e. small car and big car. PCU value of big car
is found ranging between 1.28 and 1.43, with an average
value of 1.36. The PCU value for motorized two-wheel-
ers is found to be lower (almost half) than that given in
the code. It is 0.34 (range 0.29–0.39). On an average, the
motorized three-wheelers are not found to be different
than small cars (with respect to the average PCU value),
though the variation in PCU values is 0.92 and 1.12. This Figure 5. Entry flow versus circulating flow at R2.
is depending upon the variation in local traffic conditions.
In the case of heavy vehicles, the estimated PCU value
is not too different than that given in the code. At some
locations, a high value of 3.35 and 3.37 is also estimated.
This indicates toward higher flow constraints at these loca-
tions. If such locations are excluded, then it comes out
to be nearly the same as given in the IRC-65 (1976). The
averages of estimated PCU values are further used in the
remaining analysis.

4.  Analysis of entry flow


The estimate of field entry capacity was made by extract-
ing the traffic data from video regarding the maximum
Figure 6. Entry flow versus circulating flow at R3.
number of vehicles on an approach during the period
when a stable queue got dissipated. The corresponding
circulating traffic flow data were extracted and extrap- The coefficients of determination are found varying
olated to the equivalent hourly flow. The scatterplots between 0.697 and 0.813 for exponential models, and
of entry capacity and circulating traffic flow for the between 0.687 and 0.796 for linear models. The coeffi-
10 roundabouts are presented in Figures 4–13. As can cients of determination for the two types of model can
be seen from the figures, two relationships, linear and be termed as satisfactory and above. A linear relationship
exponential, are found to have adequately represented may provide a reasonable estimate and easier prediction.
the relation between the entry capacity and the circu- Based on the Significance F or p-values and coefficients
lating traffic flow. The linear and exponential functional of determination of the models, the performance of
forms for the 10 roundabouts are given in Tables 4 and 5, the exponential form is found to be the best for max-
respectively. imum number of roundabouts. Apart from this, if the
Transportation Letters   7

Figure 7. Entry flow versus circulating flow at R4. Figure 10. Entry flow versus circulating flow at R8.
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Figure 8. Entry flow versus circulating flow at R5. Figure 11. Entry flow versus circulating flow at R9.

Figure 9. Entry flow versus circulating flow at R6. Figure 12. Entry flow versus circulating flow at R10.

roundabout is not locked then a minimum amount of flow been found that the entry capacities have been estimated
will always enter the circulating traffic stream. This norm at different circulating traffic flow for all roundabouts. For
also supports the adoption of exponential relationship. the purpose of comparison, the entry capacity tried to
Earlier models too indicated that a non-linear relationship estimate at zero circulating traffic flow in the field condi-
between the circulating traffic flow and the entry capacity tion. But, field entry capacity could not be estimated since
is the best (Al-Masaeid and Faddah 1997; HCM 2000, there was no queue formation in the approach leg of a
2010; Pollatschek, Polus, and Livneh 2002). roundabout at zero circulating traffic flow for all rounda-
To find relation between entry capacity and geomet- bouts. Therefore, entry capacities for 10 roundabouts have
ric parameters, entry capacities must be extracted at the been estimated at zero circulating traffic flow (indicating
same circulating traffic flow for all roundabouts. It has the possibility of maximum traffic flow that can enter the
8    A. Ahmad and R. Rastogi

Figure 14. Relationship between entry capacity and central island


Figure 13. Entry flow versus circulating flow at R11.
diameter.

circulating road) using the developed exponential rela-


tionship and plotted against central island diameter, cir-
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culating roadway width, and entry width at approach leg.


These are shown in Figures 14, 15, and 16, respectively.
To formulate the relationships, various types of curves
have been examined and the one which gives better results
based on statistical parameters is reported. Power function
is found to provide the best fit between entry capacity of
approach leg and central island diameter, circulating road-
way width, and entry width at approach leg. The variation
or dispersion of data with respect to the estimated one is
found to be quite low for entry capacity and central island
diameter and a bit high for the other two relationships.
In all of the cases, it can be noted that with an increase Figure 15.  Relationship between entry capacity and circulating
roadway width.
in the independent variable (central island diameter and
circulating roadway width) the estimate of entry capacity
tries to stabilize near a value of 3700 pcu/h. If the size of the roundabout is large, then the values of
Analysis of the individual and independent impact of entry capacity would be in a range of 3900–4200 pcu/h.
the variables also indicates toward some important points. The variation in entry capacity value is around 600 pcu/h
The capacity of the roundabout is surely correlated with for a change in central island diameter from 25 to 50 m
the diameter of the central island. In this study, rounda- and is 400 pcu /h for change in central island diameter
bouts with central island diameter as 25–40 m, 41–60 m from 50 to 75 m.
and 61–90 m are termed as small-, medium-, and large- Analysis with respect to the circulating roadway width
sized roundabouts, respectively. In the case of small- can be made more meaningful if the two values (looks like
sized roundabouts, the entry capacity may vary between outliers) are not considered. In that case, it probably indi-
2800 and 3300  pcu/h. For medium-sized roundabouts, cates that when the circulating roadway width increases
the entry capacity may be around 3600 and 3700 pcu/h. beyond 9.0 m, the entry capacity of the approach leg does

Table 4. Linear model relating roundabout entry capacity with circulating traffic flow.
Intersection ID Model R2 DFregression DFresidual F value Significance F (p-value)
R1* −0.5144 × Qc + 2420.0 0.783 1 43 154.87 7.60E-16
R2* −0.7244 × Qc + 3045.8 0.687 1 39 85.47 2.25E-11
R3* −0.6963 × Qc + 3010.2 0.788 1 28 104.07 6.19E-11
R4# −0.6053 × Qc + 3280.0 0.796 1 72 280.46 1.54E-26
R5* −0.7216 × Qc + 3220.2 0.775 1 44 151.46 7.64E-16
R6* −0.8428 × Qc + 3395.9 0.742 1 65 187.27 8.23E-21
R8* −0.7776 × Qc + 3428.9 0.709 1 72 175.37 5.59E-21
R9* −0.6195 × Qc + 3098.6 0.757 1 35 109.12 2.67E-12
R10$ −0.7523 × Qc + 3768.2 0.715 1 46 115.25 4.06E-14
R11* −0.6676 × Qc + 3762.7 0.779 1 53 186.29 5.52E-19
*Chandigarh city.
#
Noida, near Delhi.
$
Panchkula.
Transportation Letters   9

capacity of the existing roundabouts which have been


built in the past. Although the regression-based method
can best reflect local traffic conditions, they can be applied
to other areas after applying corrections or adjustment
factors. Linear and non-linear regression analyses can be
performed to develop a general entry capacity model for a
roundabout. Before considering the independent variables
to arrive at the relationship or a model for entry capacity
of an approach leg on a roundabout, a correlation analy-
sis shall be performed. Correlation analysis is a statistical
technique that can show whether and how strongly pairs
of variables (independent and dependent) are related.
Figure 16. Relationship between entry capacity and entry width. The results of the correlation analysis, as carried out on
the data collected on roundabouts in India, are given in
Table 6. Based on the correlation coefficients, it has been
not change much and may remain in a narrow range of concluded that the central island diameter is strongly cor-
3500–3600  pcu/h. Similar examination of the variation related with the entry capacity. Circulating roadway width
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in entry capacity of an approach leg with respect to its is satisfactorily correlated and the entry width is weakly
width indicates that beyond 11.0 m width, the entry capac- correlated with the entry capacity. Entry width and circu-
ity of the approach leg on a roundabout would fluctuate lating roadway width are also found satisfactorily corre-
between 3500 and 3700 pcu/h. lated. Therefore, entry width has been taken out from the
analysis. Based on the statistical parameters, as given in
5.  Entry capacity model Tables 4 and 5, it has been concluded that the circulating
traffic flow is strongly correlated with the entry capacity.
Over the years, researchers have developed a capacity esti- Consequently, the model has been estimated by incorpo-
mation method for roundabouts to evaluate the function- rating central island diameter, circulating roadway width,
ality of roundabouts. The entry capacity is defined as the and circulating traffic flow as independent variables.
maximum number of vehicles that can enter the round- Using regression-based approach, the mathemati-
about in a given amount of time, with a given amount of cal linear and non-linear forms have been fitted to the
circulating traffic volume. The gap acceptance method and data. These forms are given in Equations (10) and (11)
the regression-based method describe the entry capac- respectively.
ity as a function of circulating traffic flow. In general, as Linear Model:
circulating traffic flow decreases, the capacity increases
due to higher chances of entry. The regression-based
Qe = a + a1 × Qc + a2 × D + a3 × CW (10)
method estimates the capacity based on the observed Non-linear Model:

Table 5. Exponential model relating roundabout entry capacity with circulating traffic flow.
Intersection ID Model R2 DFregression DFresidual F Value Significance F (p-value)
R1* 3009.0 × e−0.00039 × Qc 0.813 1 43 186.91 2.96E-17
R2* 3336.6 × e−0.00036 × Qc 0.697 1 39 89.55 1.19E-11
R3* 3215.5 × e−0.00033 × Qc 0.787 1 28 103.36 6.67E-11
R4# 3573.2 × e−0.00029 × Qc 0.784 1 72 261.60 1.12E-25
R5* 3514.3 × e−0.00033 × Qc 0.770 1 44 147.43 1.21E-15
R6* 3561.8 × e−0.00034 × Qc 0.760 1 65 205.38 8.55E-22
R8* 3617.8 × e−0.00031 × Qc 0.711 1 72 176.98 4.42E-21
R9* 3523.2 × e−0.00032 × Qc 0.751 1 35 105.77 4.05E-12
R10$ 4033.6 × e−0.00029 × Qc 0.732 1 46 125.66 9.52E-15
R11* 4303.7 × e−0.00029 × Qc 0.789 1 53 198.68 1.44E-19
*Chandigarh city.
#
Noida, near Delhi.
$
Panchkula.

Table 6. Correlation coefficients between the variables.


Entry capacity Central island diameter Circulating roadway width Entry width
Entry capacity 1.00 0.99 0.50 0.27
Central island diameter 0.99 1.00 0.43 0.23
Circulating roadway width 0.50 0.43 1.00 0.55
Entry width 0.27 0.23 0.55 1.00
10    A. Ahmad and R. Rastogi

Table 7. Statistical analysis of linear and non-linear entry capacity models.


Model Parameter Estimate Std. error t Stat p-value Lower bound Upper bound
Linear a 2161.00 34.97 61.79 5.9E-251 2092.31 2229.70
a1 −0.6772 0.0125 −54.15 1.1E-223 −0.7018 −0.6526
a2 14.70 0.4756 30.91 9.4E-123 13.77 15.64
a3 32.69 2.91 11.24 1.5E-26 26.98 38.41
Non-linear b 589.90 29.47 20.02 1.66E-67 532.02 647.79
1
0.00030 0.00001 49.54 7.02E-206 0.00029 0.00032
b2 0.39515 0.01264 31.26 1.78E-124 0.37032 0.41998
b3 0.09940 0.01562 6.36 4.14E-10 0.06872 0.13009
Analysis of variance
Model Sum of squares DF Mean squares F Significance F
Linear Regression 1.06E + 08 3 3.55E + 07 1277.15 1.25E-248
Residual 1.54E + 07 555 2.78E + 04
Total 1.22E + 08 558
Non-linear Regression 1.07E + 08 3 3.55E + 07 1283.69 3.65E-249
Residual 1.53E + 07 555 2.77E + 04
Total 1.22E + 08 558
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the non-linear regression model as entry capacity would


Qe = b × e−b1 ×Qc × Db2 × CWb3 (11) not be zero at high circulating traffic flows. Consequently,
the exponential form is recommended as the most ideal
where, Qe = entry capacity (pcu/h); Qc = circulating traffic approach to estimate entry capacity for Indian traffic
flow (pcu/h); D = central island diameter (m); CW = cir- flow conditions on roundabouts and is used for further
culating roadway width (m). examination.
The statistical characteristics of the developed linear
and non-linear regression models are given in Table 7.
6.  Validation of model
‘t’ statistics for all of the coefficients in both the models
show that all coefficients are statistically significant at 95% It is important to validate the proposed model before put-
level of confidence (being outside the critical value range ting it to use. In order to check the validity of the proposed
of ±1.96). Signs of coefficients are also logical. The value model, field capacity values were extracted at roundabout
of entry capacity would decrease with an increase in the R7 (central island diameter 50  m, circulating roadway
circulating traffic flow, and reduction in the diameter of width 10 m, and entry width 14.7 m). This roundabout was
central island, as well as, circulating roadway width. The not considered while developing the entry capacity model
coefficient of determination (R2) for Equations (10) and for an approach. The field capacity values of the selected
(11) are 0.873 and 0.876, respectively, which also indicate roundabout have been compared with those predicted by
good predictive strength of the model. The information the model proposed in this paper. These values have been
regarding analysis of variances, for both models, too indi- plotted against each other, as shown in Figure 17. The field
cates that the circulating traffic flow, and geometric design capacity values differ by around ±6% from those predicted
elements including central island diameter and circulating by the proposed model. This indicates that the proposed
roadway width had a strong effect on the entry capacity model is capable of predicting entry capacity values quite
(Significance F is much less than 0.05). This also signifies
that the regression output for both models is not merely a
chance occurrence. Therefore, linear and non-linear mod-
els are significant and can be used to estimate the entry
capacity for Indian roundabouts under heterogeneous
traffic flow condition.
The use of linear regression model would make the
entry capacity zero at high levels of circulating traffic,
whereas it would not be so if non-linear regression model
is used. However, the field observations showed that the
entry capacity does not fall to zero at high levels of circu-
lating traffic because some entry drivers would not wait
for a considerable period of time and would make a forced
entry into the roundabout. The field observation supports Figure 17. Field entry capacity versus model entry capacity.
Transportation Letters   11

Table 8. Z-test: two sample for means.


Field capacity Model capacity
Mean 2114.61 2094.92
Known variance 123151.40 95454.42
Observations 43
Hypothesized mean difference 0
z 0.28
p(Z ≤ z) two-tail 0.78
z critical two-tail 1.96

accurately and, therefore, can be used for different-sized


roundabouts in Indian traffic flow condition.
Z-test analysis has been carried out to see whether
there is any similarity between the mean value of field Figure 18.  Effect of central island diameter for roundabout
capacities and those predicted by the proposed model. The CW = 7 m.
null hypothesis (H0) was: There is no significant difference
between the mean of field capacity values and those predicted
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by the proposed model. The results of z-test analysis are


given in Table 8. It shows that the p-value = 0.78 > 0.05 = α
(or z = 0.28 < 1.96 = zcrit). Therefore, the null hypothesis
is not rejected at the 95% level of confidence and there is
no significant difference between the means of field and
modeled capacity values.

7.  Sensitivity analysis


Once the model is validated, then the analysis was done
to examine the effect of included variables on the entry
Figure 19.  Effect of central island diameter for roundabout
capacity. These are presented in successive subsection.
CW = 12 m.

7.1.  Effect of central island diameter on entry


capacity
The effect of physical parameters on the entry capacity is
of considerable interest. Based on the results presented in
this study, the increase in the central island diameter, as
well as circulating roadway width, provides a considerable
improvement in the entry capacity values. Effects of central
island diameter on roundabout entry capacity at circulat-
ing roadway width of 7, 12, and 17 m have been shown in
Figures 18, 19, and 20 respectively. The plots indicate that
an increase in the diameter of the central island improves
the estimated entry capacity. An increase in central island
diameter by 20 m (from 20 to 40 m) results in an increase Figure 20.  Effect of central island diameter for roundabout
of about 32% in the estimated capacity for roundabouts CW = 17 m.
with circulating roadway width of 7, 12, and 17 m. Lower
percentages are obtained if the central island diameter is central island diameter results in a 10–30% increase in the
relatively large. For instance, increase in central island entry capacity (Al-Masaeid and Faddah 1997).
diameter from 40 to 60 m results in an increase in entry
capacity by 17% and increase from 60 to 80 m results in
7.2.  Effect of circulating roadway width on entry
an increase in the entry capacity by 12%. The variation in
capacity
entry capacity is shown in Figure 21 with respect to central
island diameter. These results are consistent with findings The results of this study also indicate that the circulating
of earlier studies, which reported that a 20-m increase in roadway width has a significant influence on the estimated
12    A. Ahmad and R. Rastogi

Figure 21. Variation in entry capacity with central island diameter. Figure 24. Effect of circulating roadway width on roundabout size
75 m.
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Figure 22. Effect of circulating roadway width on roundabout size Figure 25.  Variation in entry capacity with circulating roadway
25 m. width.

roadway width is relatively large. For instance, a 5-m


increase in circulating roadway width (from 12 to 17 m)
results in an increase in entry capacity of about 4%. The var-
iation entry capacity is shown in Figure 25 with respect to
circulating roadway width. The entry capacity increases by a
very small value with increase in circulating roadway width.
This small increase might be attributed to the behavior of
circulating drivers. Field observation shows that the drivers
on circulating roadway use the inner two lanes near central
island and avoid the outer lane, consequently reducing the
effectiveness of the circulating roadway width.

Figure 23. Effect of circulating roadway width on roundabout size 8.  Comparison with existing regression models
50 m.
The proposed entry capacity model for roundabouts has
been compared with entry capacity models for rounda-
capacity. Effects of circulating roadway width on round- bouts as used in Jordan (Al-Masaeid and Faddah 1997),
about entry capacity having central island diameter 25, Malaysia (Chik, Puan, and Chai 2004), and India (Prakash
50, and 75 m have been shown in Figures 22, 23, and 24, 2010). For the purpose of comparison, roundabouts R2
respectively. An increase of 5 m (from 7 to 12 m) in the (Diameter 37 m), R6 (Diameter 50 m), and R10 (Diameter
circulating roadway width increases the entry capacity by 76  m) have been selected. These are termed as small-,
6% for roundabouts with central island diameter of 25, 50, medium-, and large-sized roundabouts, respectively. The
and 75 m. Lower percentages are obtained if the circulating comparison between the proposed entry capacity model,
Transportation Letters   13

will be some entry flow from an approach in the circu-


lating area even at high circulating traffic flows. This is
similar to the Jordanian model. But Malaysian and Indian
(Prakash 2010) models indicate that the entry flow from
an approach will become zero at high circulating traffic
flows, thus indicating the locking of the roundabout.
In that sense, the Malaysian model gives locking circu-
lating traffic flow as around 2500 pcu/h, whereas Indian
(Prakash 2010) model gives a very high value of around
4700  pcu/h. This locking circulating traffic flow is not
affected by the diameter of the central island of a rounda-
bout in the case of Malaysian model. But, Indian (Prakash
Figure 26. Comparison of entry capacity models for roundabout 2010) model shows that this locking circulating traffic flow
R2. is in the range of 5500–6000 pcu/h for the diameter of the
central island varying between medium to large size. This
looks quite high for the given condition.
In general, the proposed entry capacity model gives
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highest entry capacity from an approach, whereas


Malaysian model gives the lowest entry capacity among
the four models. This is irrespective of the size of the
roundabout and width of entry or circulating road. In the
case of roundabout R2 (small size roundabout), Jordanian
entry capacity model and Malaysian entry capacity models
gave almost the same entry capacity values (difference
within 100  pcu/h) up to 1500  pcu/h of the circulating
traffic flow. Thereafter, Jordanian model diverts away from
the Malaysian model for high values of circulating traf-
Figure 27. Comparison of entry capacity models for roundabout fic flow. The difference between proposed entry capacity
R6. model and Jordanian entry capacity model is approxi-
mately constant, and is around 800 pcu/h higher in Indian
conditions for all the ranges of the circulating traffic flow.
The difference between entry flow by proposed model and
Indian (Prakash 2010) model is approximately 600 pcu/h
up to the circulating traffic flow of 1000 pcu/h. Thereafter,
the difference between these two models is reducing and
becomes roughly 350 pcu/h at high levels of circulating
traffic flow. The other three models provide entry capacity
in the range of 1900–2200 pcu/h, whereas proposed model
gave it as 3000 pcu/h.
In the case of roundabout R6 (medium-sized rounda-
bout), Jordanian entry capacity model gave higher entry
capacity values at very low levels of circulating traffic flow
Figure 28. Comparison of entry capacity models for roundabout (up to 750 pcu/h). The difference between entry capacity by
R10. proposed model and Jordanian model is low (100 pcu/h)
upto 500 pcu/h of the circulating traffic flow, and thereaf-
Jordanian, Malaysian, and Indian (Prakash 2010) entry ter it stabilizes at a difference of 1000 pcu/h beyond the cir-
capacity models for roundabouts R2, R6, and R10 are pre- culating traffic flow of 2500 pcu/h. The difference between
sented in Figures 26, 27, and 28, respectively. proposed entry capacity model and Indian (Prakash 2010)
It can be noted that Jordanian entry capacity model had entry capacity model is 1200 pcu/h at low level of circulat-
exponential form somewhat synonymous to the proposed ing traffic flow. The difference between these two models
entry capacity model, whereas Malaysian and Indian narrows down with the increase in the circulating traffic
(Prakash 2010) models had linear form. The approach flow. They behave in close proximity of 55 pcu/h beyond
presented in this paper is based on a premise that there 2500 pcu/h of the circulating traffic flow.
14    A. Ahmad and R. Rastogi

9. Conclusions
A regression-based model for estimating entry capac-
ity of an approach leg on a roundabout is developed in
this paper. Data from 10 roundabouts were used for the
estimation of parameters and a separate roundabout was
used to validate the results. The proposed method in this
paper works on the premise that certain traffic will keep
entering the circulating roadway even under very high cir-
culating traffic flow condition. That’s why an exponential
functional form is adopted. With this form, the proposed
method indicates a minimum entry traffic flow between
Figure 29. Field entry capacity versus model entry capacity. 1000 and 1500 pcu/h even at a circulating traffic flow of
3500 pcu/h (for variation in circulating roadway width
from 7 to 17 m). The proposed model purely based on
Table 9. Enhancement factor for predicted entry capacity values. circulating traffic flow is given by Equation (12):
Entry capacity
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Standardized regression Enhancement


model relationship: CP = a × CF factor Qe = A × e−0.00030Qc (12)
Malaysian CP = 0.352 × CF (R2 = 0.4783) 2.841
Jordanian CP = 0.697 × CF (R2 = 0.7442) 1.435
India (Prakash 2010) CP = 0.895 × CF (R2 = 0.5012) 1.117
where, ‘A’ changes from 2934, 3492 to 4242 for small,
Proposed model CP = 0.986 × CF (R2 = 0.8037) 1.014 medium, and large roundabouts, respectively.
CP = Predicted capacity by model; CF = field maximum entry traffic flow. The analysis was also carried out to examine the effect of
variability on the influencing variables, which were found
significant in the estimation of the regression model. The
The behavior of these models for roundabout R10 entry capacity of an approach is found to be dependent
(large-sized roundabout) is found to be the same as on on the circulating traffic flow, central island diameter, and
roundabout R6 (medium-sized roundabout). It can be circulating roadway width. The central island diameter
noted that Jordanian model gives similar results of entry was found highly influencing for the entry capacity of an
capacity if central island diameter is 50 m or more. This approach. Around 32% increase in the entry capacity was
indicates that this model may work up to middle-sized observed with doubling of the diameter of central island
roundabouts only. But the Indian (Prakash 2010) model diameter from 25 m. After that, the increase in diameter
and proposed model are responsive to the variation in by 50% caused an increase in the entry capacity by 17%.
central island diameter, as well as to the circulating traffic The effect of circulating roadway width was to increase
flow. The proposed model gives higher capacity values the entry capacity with an increase in this variable. But
than the Indian (Prakash 2010) model, which looks quite above width of 11.0 m, it became more of less constant,
high while considering the geometric attributes of the somewhere in a range of 3500–3700 pcu/h.
roundabout. Models from other developing countries were also
A plot has been made between the field maximum entry examined to see if any of those can be used directly in
traffic flows and the outcomes of different models under Indian traffic condition on roundabouts. It was found that
consideration as shown in Figure 29. It is observed that none of those can be applied directly to estimate or predict
the predicted entry capacity values by different models are the entry capacity of an approach. One model which was
lower than the field maximum entry traffic flow values. developed in 2010 for Indian traffic conditions was also
Considering the linear model between field and predicted examined for its usefulness. However, it was observed that
entry flow values and keeping the constant as zero (which it predicts entry capacity values lower than the observed
should be the case), it is found that the R2 value for the field maximum entry flow values. Looking at the varia-
plot based on proposed entry capacity model is the highest bility in the results of different models, an enhancement
among all (at 0.804). This indicates its adequacy and good factor was suggested for each of them. It was found to be
agreement between the two values. 1.01 for the proposed model, whereas it was 1.11 for other
Based on the above analysis, the enhancement factor Indian data-based model and 2.84 for Malaysian model.
to represent the field capacity values was calculated. The The Malaysian and previous Indian models could give the
linear relationships between the field and predicted entry value of circulating traffic flow at which the roundabout
capacity values were used for this purpose. These are pre- may get locked i.e. no traffic can enter from an approach.
sented in Table 9. Interestingly, the Malaysian model provided this value as
Transportation Letters   15

constant (at 2500 pcu/h) irrespective of the diameter of Arasan, V. T., and K. Krishnamurthy. 2008. “Effect of Traffic
the central island, whereas previous Indian model gave Volume on Pcu of Vehicles under Heterogeneous Traffic
values ranging between 4700 and 6000 pcu/h depending Conditions.” Road Transportation Research ARRB 17 (1):
32–49.
upon the increase in the size of the roundabout. This is Brilon, W., and N. Wu. 2006. Merkblatt für die anlage von
probably because of availability of more area in the circu- kreisverke- hren [Guideline for the Design of Roundabouts].
lating roadway width. Final model proposed to estimate Cologne: FGSV Verlag Gmbh.
the entry capacity on a roundabout under heterogeneous Chik, A., O. C. Puan, and M. Chai. 2004. “Entry and Circulating
traffic flow condition is given in Equation (13) below. Flow Relationship at a Roundabout.” Journal Kejuruteraan
Awam 16 (1): 48–60.
Cunagin, W., and E. Chang. 1982. “Effects of Trucks
Qe = 1.014 589.90 × e−0.00030Qc × D0.39515 × CW0.09940
( )
on Freeway Vehicle Headways under Off-Peak Flow
(13) Conditions.” Transportation Research Record and Journal of
Transportation Research Board 869: 54–59.
Going by the above discussion, it may be inferred that Dhamaniya, A., and S. Chandra. 2013. “Concept of Stream
the proposed entry capacity model for an approach on a Equivalency Factor for Heterogeneous Traffic on Urban
Arterial Roads.” Journal of Transportation Engineering 139
roundabout is workable and usable under varied geomet- (11): 1117–1123. doi:http://dx.doi.org/10.1061/(ASCE)
ric and traffic conditions that may prevail in any devel- TE.1943-5436.0000581.
oping country like India. It has been found applicable HCM. 2000. Highway Capacity Manual 2000. In Transportation
Downloaded by [University of Sussex Library] at 19:52 08 July 2016

for 7–17 m width of circulating roadway, as well as for Research Board. Washington, DC: National Research
25–80 m of diameter of central island. Similar conditions Council.
HCM. 2010. Highway Capacity Manual 2010. In Transportation
of traffic in other developing countries make it universal
Research Board. Washington, DC: National Research
in application. The effect of pedestrians and cycle flows Council.
on entry capacity of a roundabout has not been consid- IRC-65. 1976. Recommendation Practice for Traffic Rotaries.
ered in this study. A separate study is needed to see the New Delhi: Indian Roads Congress.
effect of pedestrians and cycle flows on entry capacity of Pearce, C. E. M. 1987. “A Probabilistic Model for the Behaviour
a roundabout which is beyond the scope of current study. of Traffic at a Roundabout.” Transportation Research Part
B: Methodological 21 (3): 207–216. doi:http://dx.doi.
org/10.1016/0191-2615(87)90004-X.
Disclosure statement Pollatschek, M. A., A. Polus, and M. Livneh. 2002. “A
Decision Model for Gap Acceptance and Capacity
No potential conflict of interest was reported by the authors. at Intersections.” Transportation Research Part B:
Methodological 36 (7): 649–663. doi:http://dx.doi.org/
10.1016/S0191-2615(01)00024-8.
ORCID Prakash, P. K. 2010. “Effect of Geometry on the Traffic
Capacity of Roundabouts.” M.Tech. thesis, Transportation
Abdullah Ahmad   http://orcid.org/0000-0001-9220-4470
Engineering Group, Department of Civil Engineering, IIT-
Roorkee, Roorkee, India.
Tanner, J. 1967. “The Capacity of an Uncontrolled Intersection.”
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