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Planning - Theories - SUMMARY - PDF Filename - UTF-8''Planning Theories SUMMARY PDF
Planning - Theories - SUMMARY - PDF Filename - UTF-8''Planning Theories SUMMARY PDF
What is planning?
Planning is primarily a way of thinking about socio-economic problems, oriented predominantly toward the
future, is deeply concerned with the relation of goals to collective decisions and strives for
comprehensiveness in policy and program (Friedman)
A sequence of actions which are designed to solve problems in the future
Planning problems tend to be social and economic; time horizon of the future varies according to the type and
level of planning
Planning is a reconciliation of social and economic aims, of public and private objectives
It is the allocation of resources, particularly land, in such a manner as to obtain maximum efficiency, while
playing heed to the nature of the built environment and the welfare of the community
Planning is an art of anticipating change, and arbitrating between the economic, social, political and physical
forces that determines the location, form, and effect of urban development
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Production of citywide development plan that determines which sites can be built upon in the first place
Development Plan – covers all types and aspects of land use and development, both rural and urban
Regional Planning
Concerned with planning for an area with distinctive economic and social characteristics, opportunities and
problems and setting it apart from other regions
Process of formulating and clarifying social objectives in the ordering of activities in urban space
What is a Region
A flexible concept referring to a continuous and localized area intermediate between national and urban levels
Straddles the national and local gap
Can also have sub-regional level
“Hybrid,” relating to a part of a larger region, although it may not be too clearly defineable, it has a
certain logic in practical terms
May overlap local authority boundaries relating more to specific problems than administrative
convenience
It is a more localized area with its own particular structure, problems and potential
Regional Planning
Physical Planning – planning of an area’s physical structures: land use, communications, utilities, etc. and has
its origin in the regulation and control of town development (direct control)
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Economic Planning – concerned with the economic structure of an area and its overall level of prosperity
(works more through the market mechanism)
Allocative Planning – concerned with coordination, the resolution of conflicts ensuring that the existing
system is ticking over efficiently through time in accordance with evolving policies (also known as regulatory
planning)
Innovative Planning – improving / developing the system as a whole, introducing new aims and attempting
to mold change on a large scale (also known as development planning)
Indicative Planning – lays down general guidelines and is advisory in nature
Imperative Planning- (or command planning) involves specific directives
Planning Theory
Town planning developed out of architecture, engineering, and surveying
Area of concern being that of the “system” of land use and settlements
Planning theory is reduced to a kit-bag of “how to do it” prescriptions and somewhat elusive nations of the
creative mind (Procedural)
But the planning profession cannot claim any exclusive rights to the system concept either, even when it is
applied to land use
Planning theory is applicable in as much as wider field than just physical planning;
it deals with the activity of planning and must take cognizance of the social sciences (Substantive)
The record of collaboration between town planners and social scientists is not good, nor one must add, does
their education necessarily equip social scientists with the skills and attitude required in planning
If courses are to consist of more than a collection academic disciplines clustered around a rather nebulous
concept of planning, then there must be a core of planning theory in any such course
The need for the development of planning theory is therefore felt most urgently by planning teachers, and in
particular by those who teach undergraduates
Theory of planning as having an applicability far beyond town planning
The academic study of planning may therefore provide stimuli for innovations in planning practice. Finally,
there may also be tremendous potential in the planning education sector influence many educational fields
outside of town planning which maybe beneficial to the profession
Instrumentalist View
“The actual conduct of inquiry … concerns itself with ultimates, but with the next step to be taken (Keplan,
1964)
Realists hold that a good theory provides a map of the world as it us and therefore prefer a deductive
model of explanation based on laws
The instrumentalists view is that good theories are guides to successful action, no matter whether they
represent the world accurately or not.
Instrumentalism does not disregard empirical findings. It is only more sympathetic to man ass an actor
wishing to orient himself here and now than realism
The Rationale of Planning Theory
Planning promoting human growth by the use of rational procedures of thought and action
Identifies best way of attaining needs
Contributes to learning and hence, future growth
Human growth as power
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Planning and Related Fields
Architectural design
Economics and valuation
Sociology
Statistics
Engineering
Traffic engineering or traffic planning
Geology
Agriculture
Law
Government structure
Geography
Applied math
Environment
Police Power
Regulate activities of the private parties to protect the interest of the people – health, safety, public
welfare
Further established the principle that compensation need not be paid for any loss of property value that
zoning might impose
If compensation will be paid, public control of land use would be very expensive
Public Control Over Private Property
One of the central stories in the history of modern planning
Involves the imposition of uncompensated losses on property owners
Nature of Planning
A process
Science and art
Multisectoral
Dynamic
Continuous / Cyclic
Planning Approaches
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Conforming to traditions, code or practice from the past (conventional)
A one-shot attempt
Advantages:
End product is long range (20 – 30 years)
Comprehensive with respect to physical design
Useful in planning isolated middle size city or affluent cities with moderate growth (new towns, garden
cities)
4. Policy Planning
Focuses only on a particular issue
Products include draft legislations, memoranda, position papers, letters
Clients are national and local government officials
Process of establishing ends and determining means to achieve the end
Preparation of a set of general statements that define direction of future development
Ekistics
The attempt to arrive at a proper conception and implementation of the facts, concepts and ideas related to
human settlements
The attempt to reexamine all principles and theories and to readjust the disciplines and professions
connected with settlements
The science of human settlements (by Doxiades)
Human Settlements
Settlements inhabited by man
Consists of
The Content: Man
The Container: Physical Settlement
Natural Elements
Man-made (artificial) Elements
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Shells – structures within which man lives and carries out different functions
Networks – natural and man-made systems which facilitate the functioning of the settlement (e.g., roads,
water supply, electricity, etc.)
Human Settlements
The study of human settlements must revolve around the relationships between the elements (objects of
study of the different disciplines)
These relationships bring settlements into existence
By Ekistic Elements
Nature
Geologic resources
Topographic resources
Soil resources
Water resources
Plant life
Animal life
Climate
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Man
Biological needs (space, air, temperature)
Sensation and perceptions (‘five senses’)
Emotional needs (human relations, security, beauty)
Moral values
Society
Population composition and density
Social stratification
Cultural patterns
Economic development
Education
Health and welfare
Law and administration
Shells
Housing
Community services (schools, hospitals, etc.)
Shopping centers and markets
Recreational facilities
Civic and business centers
Industry
Transportation centers
Networks
Water supply systems
Power supply systems
Transportation systems (water, road, rail, air)
Communication systems
Sewerage and drainage
Physical lay-out (Ekistic Plan)
By Evolutionary Phases
Macro scale
Nomadic
Agricultural
Urban
Urban-industrial
Micro-scale
Specific area at a limited period of time
History of Planning
Ancient World
Urbanization in the fertile lands from Nile Valley to Euphrates River
Babylon as one of the first cities
Rectilinear plotting with the use of plow
Suited the needs of agriculture societies of the Nile, Tigris and Euphrates River for easy land division by crop
Used in ancient Greek towns, Roman colonial outposts, Indian, Chinese and pre-Columbian cities
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Ancient Rome
Rome was the first city with a million population (3 AD)
Significant Developments:
Definition of Town – a system of gridiron streets enclosed by a wall; theatre, arena, and market were
places for common assembly
Basic street pattern useful for military government
Medieval Times
Growth of towns around either a monastery or castle, assumed a radiocentric pattern; relied on protective
town walls or fortification for security
Generally, towns evolved with irregular street patterns;
Predominance of abbeys and cathedrals indicating church influence
th
13 century AD – many towns with less than 10,000 residents; few times more than 12 miles because of
water consideration
th
14 century AD – Florence had 10,000 people, Venice became trading center of Byzantine empire, Paris
emerged as trading center
Renaissance (1440s )
th th
15 / 16 Century
Aesthetics as the basic form of planning
Established concept of urban design
Beauty, form and function combined
Leon Battista Alberti
“Ideal Cities” – star shaped plans with street radiating from a central point, usually for a church, palace
or castle
Designs usually included curved streets conforming to topography
Pierre Charles L’enfant (1791)
French-American engineer who prepared Plan for Washington D.C.
Rome (1550s)
Linked settlements to transport
Built roads to expand empires because of Napoleonic concept of colonization
Built military cities for defense and security
Characterized by square pattern of plans with housing consisting of small apartments for masses and with
atrium for the rich
London (1600s)
Sir Christopher Wren (1600s) – English architect, prepared Plan for London, St. Peter and St. Paul
Cathedral
John Gwynn (1766) – prepared a remarkable plan called “London and Westminster Improved”
James Craig (1767) - Scottish architect, planned linear new towns for Edinburg
Robert Owen (1799) – English social reformer, conceptualized “Village of Unity and Mutual Cooperation)
Don Arturo Soria y Mata (1844) – Spanish engineer, suggested the idea “Linear City” from Cadiz, Spain
across Europe, logic of linear utility lines should be the basis of all city lay-out, houses and buildings could be
set alongside linear utility systems supplying water, communications and electricity
Tony Garnier – French architect, industrial city with a linear structure, designed hypothetical industrial town
called “Une Cite Industrielle”
Paris (1800s)
Baron George Eugene Haussman
Architect-theorist, urban design attended to workers as well as members of the ruling class
Advocated informal groupings of houses as part of the overall design
Published the book “Architecture in 1804”
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Industrial Revolution (1769)
Daniel Burnham
Father of American City Planning
Prophet of City Beautiful Movement in America
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Greatest achievement is the Chicago Plan of 1909
Wrote the Plan for Chicago (1909) and Planning the Region of Chicago (1956)(origins based o boulevards
and promenades of European capitals)
Criticisms of Chicago Plan
Based on a business core with no conscious provision for business expansion in the rest of the city
Planned as an aristocratic city for merchant princess, not in accord with the realities of downtown real
estate development which demanded overbuilding and congestion, utopian
Beauty stand supreme, commercial convenience significant, no health and sanitation concerns, scant
attention to zoning
Patrick Geddes
Scottish city planner
Wrote Cities in Evolution (1915)
Coined the term “conurbation”
Planning must start with a survey of the resources of a region, of human responses to it, and of the resulting
complexities of the cultural landscape; emphasis on the survey method
Urban Conurbation
Conglomeration of town aggregates, describing the waves of population to large cities, followed by
overcrowding and slum formation, and the wave of backflow
The whole process resulting in amorphic sprawl, waste and unnecessary obsolescence
Stressed social basis of the city – concerned with the relationship between people and cities and how
they affect one another
Inflow, Build up, Backflow (central slums), and Sprawling mass (central blight)
Famous Books
1904: City Development: A Study of Parks, gardens and Culture Institutes
1905: Civics as Applied Sociology
1915: Cities in Evolution
Regional Planning
Founding of the Regional Planning Association of America
Published “Survey” – a manifesto containing the concept of a region
Henry Wright and Clarence Stein
Produced “The Report of the Commission in Housing and Regional Planning for the State of New York”
Explained how New York developed from a city of small trade centers to an industrial belt, to a financial
and managerial center
Urban Theorists
Constantine Doxiades
Contribution: State problems of modern urbanization with scientific clarity and to propose a rational
method of addressing those problems
Approaches town planning as a science which includes planning and design as well as contributions
from the sociologist, geographer, economist, demographer, politician, sociologist, anthropologist,
ecologist, etc.
Ekistics – the science of human settlements
Lewis Mumford
Urged that fundamental needs of society be the bases for the judicious use of our technological power;
geared towards harmonious life of civilized social groups in ecological balance with the particular place
occupied
Recognized the physical limitations of human settlement
Wrote “City in History” in 1961
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The New Communities Movement (early 1920s)
Produced “better communities”
Discussed community problems and issues
Endless gridiron tracks wasteful and unnecessary
Approach was to formulate home building corporations, financed by companies seeking long term
investments
Radburn or new town idea – to create a series of super blocks (an island of greens, bordered by homes and
carefully skirted by peripheral auto roads), each around open green spaces which are themselves
interconnected.
Greenways were pedestrian ways
Creation of neighborhood centers and physical delineation of neighborhood groups
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Theory of economic domination = effect of monopolistic and oligopolistic market structures on price
cutting
Perroux introduced the concept of “propulsive unit” or “growth pole”
Propulsive unit or growth pole
Propulsive unit – type of dominant economic unit which when it grows or innovates, induces growth in
the other economic units
It may be a firm, a set of firms within the same sector (i.e., an industry), or a collection of firms which
have shared agreement
Perruxian growth analysis is concerned with identifying the characteristics of propulsive units and their growth
inducement mechanisms
Relationship of propulsive units with other economic units are examined
If an economy in which elimination effects occurred is characterized as a “field of forces,” then
propulsive units located within this field maybe described as “poles of growth”
Growth Inducement Mechanisms Associated with Growth Poles
Associated with certain industries, within these industries, with certain firms from which the disturbances
then spread over the whole system
“The growth does not appear everywhere at the same time; it manifests itself in points or ‘poles’
of growth, with variable intensities; it spreads by different channels with variable terminal effects
for the economy as a whole.”
Transformation of the Growth Pole Concept (To urban growth center)
In the 70s, the vision of Perroux was considered in the context of regional planning
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A spatial agglomeration of related industries which contains a growing propulsive industry
A spatial agglomeration of related industries, located in an urban center, which, through their
expansion, induce growth in the surrounding hinterland
A growing urban center inducing growth in its surrounding hinterland
A growing urban center
Growth of population (employment) at a rate greater than that for the regional benchmark
economy
An absolute growth of population (employment) which is greater by some given percentage to the
total growth of the region
A growing economic unit, a firm or industry has become a growing spatial unit, a city. And the analysis of
the way in which a propulsive industry may induce growth in other places
Growth pole – a propulsive unit in a given environment; a propulsive unit within the surrounding
environment
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Direct and indirect dominating influence over all other activities
Oligopolistic concentration of industry with price leadership and keen sense of anticipation in the moves
of its own sector as well as related branches
Contribution of Boudeville:
Growth pole approach as one of the regional operational models
Central Features:
“Regional growth pole” refers to “a set of expanding industries locating in an urban area and inducing
further development of economic activity throughout its zone of influence”
Complex activities around propulsive center
Main Assumptions:
Region not very specialized
Sources of inputs and location of final consumers
Strength:
With geographic dimension
Growth Center
Purely spatial growth pole
Methods of identifying growth centers:
Central place functions = number of functions
Nodal location = predominant flows
Location on the development surface = level of development in different locations
Population growth rate = population growth rate
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investment, which in turn will increase incomes and demand and cause a second round of investments,
etc.
Trade operates with the same fundamental bias in favor of more progressive regions
While industrialization is the dynamic force of development, the poorer regions remain agricultural. Also,
manufacturing and agriculture in poorer regions have lower levels of productivity than in the richer regions.
Poorer regions, unaided, could hardly afford medical care, their people less healthy and hence have lower
production efficiency. Poorer regions have fewer schools that are inferior and which perpetuate the people’s
traditional attitudes which work against further economic pursuits
All these frustrating effects of poverty are interlocked in circular causation. The opposite effects of rising
economic levels are similarly interconnected, sustaining further expansion.
Main Assumptions:
Market forces lead to inequality
Regions with expanding economic activities attract net migration
Trade is in favor of more progressive regions
Poor regions characterized by agriculture, poor production efficiency
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City should have limit on population size
Minimum size as growth pole; 200,000 to 600,000 inhabitants
Relationship between problems of economic development and urbanization
Urbanization as incentive to economic growth
Comparative Advantage
Compares alternative sites considering the tendency to produce goods and services in areas with the greatest
ratio of advantage on the least ratio of disadvantage
But sites near metropolitan areas enjoy very high comparative advantage
Factors to Consider in Site Selection
natural endowments - climate & natural resources
favorable production combination
transportation - distance to ship raw materials and finished products
institutional advantages
amenity factors
interaction of comparative advantage factors
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The analysis incorporated demand into the theory and that optimum location is a function of aggregate
demand.
Some Definitions
Industrial Estate (IE)
tract of land subdivided and developed according to a comprehensive plan under a unified continuous
management
with provisions for basic infrastructure and utilities; with and without SFBs
minimum size of 50 hectares of contiguous land with facilities to accommodate at least 5 locators
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export processing zones
free trade zones
tourist and recreational centers
Dispersal of industries
means the promotion of new industries or the expansion of existing industries in areas outside of Metro
Manila
these are selected urban centers having superior industrial potential and / or better infrastructure for
accelerated industrial development
the national development strategy of government since late seventies
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Ayala de Zamboanga IE
10 with FS Completed
4 with FS Being Prepared
Capability Building
Livelihood Development Component
Rural Infrastructure Support
A Variation of the AIDA Concept (Private sector - led)
Components:
Family Farm School
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Rural Development Center
Small Scale Agro-processing Industries
Other Modes:
Other modes
People’s Industrial Estates (PIEs)
- focused on the establishment and viable operation of appropriate processing centers as well
as common service facilities by organized private sector groups
LEAD Program
DAR-DBP Window No. 3
DAR-AIDA Direct Funding Scheme
Key Production Areas (now SAFDZs)
Agrarian Reform Communities (ARCs)
Integrated Social Forestry (ISF)
Nucleus Estate-Outgrowers Project
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Multiple Nuclei Theory (Ullman and Harris)
Based on the assumption that urban growth takes place around several distinct nuclei
Initially related to cities within US where the gridiron road patterns separated land uses geometrically
Alonso (1960s)
Central Features:
Urban location theory based on the principle that rent diminishes outward from the center of a city to
offset both lower revenue and higher operating cost, not the least transport cost
Rent gradient would emerge, consisting of a series of bid rent curves
Gradient is determined by rent and influenced by location and corresponds to density (distance to
market)
Different land uses would have different rent gradients, the rent with the highest gradient prevailing
A change of land use could be expected to take place through the price mechanism when one gradient
falls below another
Main Assumption:
Does not specify type of land use associated with each bid rent gradient
Urban area has a single nucleus
Assumed perfect land markets
Limitation:
Does not specify the type of land use associated with each bid-rent gradient and based on the
assumption that urban area has a single nucleus and land market is perfect
Usefulness:
Analyze location of activities
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Chrystaller
Central Features:
There is a hierarchy of service activities, ranging from “low order” services found in every center – city,
town or village – to “higher order” services found only in major centers
Each service activity would have a threshold population and a market range
Threshold population – minimum population necessary to support the service activity
Market range – of a service or activity is that distance which people are willing to travel to reach
the services
Maybe a simple function of linear distance but will more likely be influenced by time and cost
factors
Central Features:
Distribution of centralized services accounts for the spacing, size, and functional pattern of urban
centers
Systematic pattern of centralized service centers
Number of settlements follow a geometric progression
Hexagonally shaped market areas
Hierarchy of centers evenly spaced and surrounded by hexagonally shaped market areas
High order in major centers
Main Assumptions:
Urban settlements located on a uniform plain
Centralized services would be distributed evenly in a systematic pattern
Market areas sphere or sphere of influence take hexagonal form
Man form each town supplies goods and services to the countryside (town and country being
interdependent)
Assumptions:
There is specialization
Hierarchy of centers
Towns with the lowest level of specialization would be evenly spaced and surrounded by their
hexagonally shaped market areas
Lowest ranked centers were likely to be located 7 kilometers apart
Number of settlements follow a geometric progression
Weaknesses:
Ignores variable topography
Ignores influence of manufacturing industry; past, present and below a large scale
Production of goods and services for other areas not considered; local specialization
Did not consider growth of industrial suburbs
Did not consider effect upon the size of towns of large in-migration and labor
Usefulness:
Stresses relevance of market area to the size of a town’s population
Introduces urban hierarchy
Led to the introduction of the rank-size rule
Basis for administering urban regions and for allocating resources (for investment decisions)
Provides framework for understanding regional spatial structure
Evolution of the Hierarchy of Central Places
(a) Farmers willing to travel up to point a, to purchase from the other farmers
(c) With improved transport and communication, consumers willing to travel further to (b)
(d) Market areas with radius c overlaps: white area = exclusive; shaded area = more than one center
(e) Development of hexagonal market areas around a system of central places; tangential = more efficient
(f) Creation of “higher order” and “lower order” services
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Pn = P1
q
n
th
Pn = population of n settlement
P1 = population of largest settlement
n = settlement rank
q = exponent which usually approximates unity
Weaknesses:
In most countries, the largest city is larger than the rule would suggest
Considers only service elements and not localization of natural resources
Usefulness
Model for future planning, in the allocation of resources and in administration
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