Professional Documents
Culture Documents
6\VWHPGHVFULSWLRQ
%HUWK6FRXU3URWHFWLRQ8VLQJ&RQFUHWH0DWWUHVV
%HUWK6FRXU$SURQV
7KHVHSURYLGHSURWHFWLRQWRTXD\VWUXFWXUHVDJDLQVW
ì3URSHOOHU6FRXU
ì5R5R)DVW)HUU\-HW6FRXU
ì%RZ7KUXVWHUV
ì:DYHDQG&XUUHQW$FWLRQ
7KH&RQFUHWH0DWWUHVV6\VWHP
0DWWUHVVIDEULFLVSXPSILOOHGLQVLWXZLWKPLFURFRQFUHWH
ì&UHDWHVUREXVWLQWHUORFNLQJFRQFUHWHVODEVXQGHUZDWHUDQGLVRIWHQXVHG
IRUEHUWKSURWHFWLRQ
ì8QOLNHURFNDUPRXULWGRHVQRWVXIIHUIURPUROOLQJRUVOLGLQJ
GLVSODFHPHQW
ì+LJKSHUIRUPDQFHV\VWHPUHVLVWLQJMHWIORZXSWRIV
ì0XFKORZHUPDWWUHVVWKLFNQHVVVDYHVGUHGJLQJDQGLPSRUWDQWO\UHGXFHV
ZDOOVSDQKHLJKW
3URVHUYHDQG+8(6.(5FRPELQHWKHLUVNLOOVIRUEHUWKSURWHFWLRQWRPDQ\
UHJLRQV3URVHUYHHQJLQHHUDQGIDEULFDWHPDWWUHVVV\VWHPVWRVXLWVLWH
FRQGLWLRQVXVLQJ+8(6.(5å6ZRYHQ,QFRPDWpPDWWUHVV
%HUWK6FRXU$FWLRQV
3URSHOOHU6FRXU
&RQFUHWHPDWWUHVVDSURQVDUHW\SLFDOO\GHVLJQHGWRUHVLVWSURSHOOHUVXFWLRQ
DVWKH\UHDGLO\UHVLVWSURSHOOHUIORZ'HVLJQJXLGHVDUHXVHGWRHVWLPDWH
VXFWLRQXSOLIWIRUFHVRQWKHEHG7KHSULQFLSDOSDUDPHWHUVDIIHFWLQJVXFWLRQ
DQGWKXVPDWWUHVVWKLFNQHVVDUH
&
&RQFUHWH ì3URSHOOHUWLSFOHDUDQFHWREHG&
0DWWUHVV )DOOLQJ$SURQ ì3URSHOOHUGLDPHWHU
ì(QJLQHSRZHUXVHGRQEHUWK
0DWWUHVVHGJHVRIWHQKDYHDVWRQHIDOOLQJDSURQWRSURWHFWDJDLQVW
XQGHUVFRXU
&DVH+LVWRULHV&RWRQRX%HOIDVW97)HUU\%HUWK
7HFKQLFDO1RWH%HUWK3URWHFWLRQ8VLQJ&RQFUHWH0DWWUHVV
-HW6FRXU
/DUJH5R5R)DVW)HUU\YHVVHOVKDYHMHWH[LWYHORFLWLHVXSWRIWV
-HWGHIOHFWLRQGXULQJPRRULQJFUHDWHVKLJKVSHHGMHWLPSDFWRQWREHUWK
EHGV:KHUHEHUWKVDUHXQSURWHFWHGYHU\VLJQLILFDQWVFRXUKROHVXSWR
IWGHHSKDYHEHHQFUHDWHGLQVRIWGHSRVLWV0DWWUHVVLVGHVLJQHGWR
UHVLVWVXFWLRQXSOLIWEDVHGRQ&)'PRGHOOLQJDQGFRPSDULVRQZLWKSURYHQ
XVDJH
&RQFUHWH
0DWWUHVV
&RQFUHWHPDWWUHVVKDVSHUIRUPHGZHOOIRUWKLVH[WUHPHDFWLRQLQMHWIORZ
XSWRIWV0DQ\RWKHUSURWHFWLRQW\SHVKDYHIDLOHG
&DVH+LVWRULHV%HOIDVW97+66%HUWK3RUWVPRXWK
3DSHU%HUWK6FRXU3URWHFWLRQIRU)DVW)HUULHV
%RZ7KUXVWHUV:DYHDQG&XUUHQW$FWLRQ
%RZWKUXVWHUMHWVDFWLQJDJDLQVWMHWW\VORSHVDUHUHDGLO\SURWHFWHGE\
FRQFUHWHPDWWUHVVFDVWDURXQGWKHMHWW\SLOHV$SRURXVILOWHUSRLQW)3
)3 PDWWUHVVLVJHQHUDOO\XVHGLQWKHWLGDOZDYH]RQHDQGDFRQVWDQWWKLFNQHVV
0D
WW &7PDWWUHVVXVHGWRWKHORZHUVORSHV)LOWHUSRLQWPDWWUHVVLVGHVLJQHG
IRUZDYHDFWLRQXVLQJHVWDEOLVKHGJXLGDQFHEDVHGXSRQUHODWLYHPDWWUHVV
&7
DQGVRLOSHUPHDELOLW\'HVLJQDJDLQVWFXUUHQWVLVQRWXVXDOO\FULWLFDOIRU
0DWW PDWWUHVVLQSRUWV
&DVH+LVWRULHV6KHOO-HWW\/RQGRQ*DWHZD\
&RQFUHWH0DWWUHVV6\VWHP
&RQFUHWH0DWWUHVV6\VWHP
&RQFUHWHPDWWUHVVV\VWHPKDV\HDUVRISURYHQXVDJH7KHPDWWUHVV
DSURQVDUHQRUPDOO\IRUPHGE\GLYHUVUROOLQJRXWPDWWUHVVIDEULFXQGHU
ZDWHUZKLFKLVSXPSILOOHGZLWKKLJKO\IOXLGVPDOODJJUHJDWHFRQFUHWH7KH
IOXLGFRQFUHWHLVSURWHFWHGDJDLQVWZDVKRXWE\WKHPDWWUHVVIDEULF
-RLQWVEHWZHHQPDWWUHVVSDQHOVDUHIRUPHGXVLQJ]LSSHGRUVHZQäEDOODQG
VRFNHWåVKHDUMRLQWVWKLVSURGXFHVDQDSURQRILQWHUORFNHGJRRGTXDOLW\
FRQFUHWHVODEVXQGHUZDWHU:KHUHJURXQGVHWWOHPHQWLVH[SHFWHG
PRYHPHQWMRLQWVFDQEHHQJLQHHUHG0DWWUHVVHVDUHW\SLFDOO\SXPSILOOHG
ZLWKDVDQGFHPHQWPLFURFRQFUHWHPL[RIOELQtVWUHQJWKZKLFK
KDVSURYHQGXUDEOHRYHUWKHSDVW\HDUV
,QFRPDWp6WDQGDUG&7
%DOO 6RFNHW-RLQW
7KLVLVQRUPDOO\XVHGRQKDUERXUEHGVDQGSHUPDQHQWO\VXEPHUJHG 6HZQRU=LSSHG
VORSHV0DWWUHVVDSURQVUHDGLO\FRSHZLWKKLJKSURSHOOHUDQGMHWYHORFLWLHV
ZLWKUHODWLYHO\ORZWKLFNQHVVZKHQFRPSDUHGZLWKURFNSURWHFWLRQ
7KLFNQHVVHVRILQWRLQDUHDYDLODEOHZLWKDLQPLQLPXP
WKLFNQHVVUHFRPPHQGHGIRUFRQWUROOHGPDLQWHQDQFHGUHGJLQJWREHGVRI
ODUJHEHUWKV:HHSKROHVFDQEHLQFRUSRUDWHGWRFRSHZLWKDQ\UHVLGXDO
JURXQGZDWHUWLGDOPRYHPHQW
,QFRPDWp)LOWHUSRLQW)3
7KHSRURVLW\RIWKHZRYHQLQILOWHUVDOORZVWKLVPDWWUHVVWREHXVHGWR
VORSHVLQWLGDOUDQJHVIRUZDYHKHLJKWV+VXSWRIWWRIW7\SLFDO
)3PDWWV)3DQG)3KDYHRYHUDOOWKLFNQHVVRILQDQGLQ
ZLWKDQDYHUDJHWKLFNQHVVRILQDQGLQUHVSHFWLYHO\$JHRWH[WLOH
IDEULFLVUHTXLUHGXQGHUWKHPDWWUHVVIRUORQJHUWHUPSURWHFWLRQ
(QJLQHHULQJ&RQWURO
0DWWUHVVIDEULF,QFRPDWpLVGHYHORSHGDQGZRYHQE\+8(6.(5å6LQQRYDWLRQ
DQGHQJLQHHULQJ3URVHUYHåVHQJLQHHUVXQGHUWDNHGHVLJQPDWWUHVV
IDEULFDWLRQDQGLQVWDOODWLRQVXSSRUWXVLQJULVNPDQDJHPHQWDQGTXDOLW\ ,QFRPDW)LOWHUSRLQWIK
DQG,QFRPDW6WDQGDUG
FRQWUROV\VWHPVVXLWDEOHIRUVXEPHUJHGPDULWLPHZRUNV(QJLQHHULQJ UK
H[SHULHQFHLVXVHGWRWDLORUPDWWUHVVV\VWHPVWRVXLWEHUWKZRUNLQJ
FRQGLWLRQV *URXQG
ZDWHUPRYHPHQW
SDVVLQJWKURXJKILOWHUV
$GYDQWDJHVRI&RQFUHWH0DWWUHVV
/RZHU7KLFNQHVV+LJKHU3HUIRUPDQFH
5RFN6ORSLQJ
3URWHFWLRQ7KLFNQHVVP
&RQFUHWHPDWWUHVVKDVDORZUHODWLYHWKLFNQHVVFRPSDUHGWRRWKHU
SURWHFWLRQV\VWHPVEHFDXVHLWFUHDWHVUHOLDEOHLQWHUORFNHGFRQFUHWHVODEV
RQWKHVHDEHGRUVXEPHUJHGVORSHV7KHFRQFUHWHLVKLJKO\GXUDEOHDQG
5RFN
JLYHVKLJKSHUIRUPDQFHXSWRIWVLQMHWIORZ6WUDQUDHU
/HYHO
&RQFUHWH
0DWWUHVV
3URSHOOHU%HG9HORFLW\PV
4XD\:DOO'HVLJQ&RVW6DYLQJV
7KHUHGXFWLRQLQSURWHFWLRQOD\HUWKLFNQHVVFUHDWHVVLJQLILFDQWVDYLQJVLQ
WKHGHVLJQRITXD\ZDOOVWUXFWXUHVIURP
ì5HGXFHGSLOHFOHDUVSDQRUVWUXFWXUHKHLJKW
ì5HGXFHGSLOHRUVWUXFWXUHHPEHGPHQW
ì5HGXFHGGUHGJLQJYROXPHV
6ORSLQJ&RQVWUXFWLRQ7RH3URWHFWLRQ
5RFN$PRXU &RQFUHWH0DWWUHVV
8QLTXHO\LWLVWKHRQO\LQVLWXV\VWHPWKDWFDQEHXVHGRQVORSHVDOORZLQJ
VORSLQJWRHWUHQFKHGJHGHWDLOVZLWKVWRQHIDOOLQJDSURQHGJHVZKLFKDUH
JRRGSUDFWLFH2WKHUV\VWHPVZLWKRSHQLQVLWXMRLQWVFDQåWFUHDWHWKHVH
LPSRUWDQWWRHGHWDLOV
+HDOWK 6DIHW\(QYLURQPHQW
7KHPDWWUHVVV\VWHPLVOLJKWZHLJKWIDEULFZKLFKPDNHVLWPXFKVDIHU
5RFN6ORSLQJ
IRUGLYHUVWRLQVWDOOUHODWLYHWRKHDY\SUHIRUPHGV\VWHPVZKLFKULVNGLYHU
HQWUDSPHQW(QYLURQPHQWDOO\LWUHGXFHVGUHGJLQJDQGPDWHULDOTXDQWLWLHV
,QVWDOOHG&RVWVePu
5RFN
DQGDYRLGVZDVKRXWRIFHPHQW
/HYHO
&RQFUHWH
0DWWUHVV
/RZHU,QVWDOOHG&RVWV
3URSHOOHU%HG9HORFLW\PV
&RQFUHWHPDWWUHVVKDVDORZHUFRVWWKDQW\SLFDOURFNDUPRXU,QDGGLWLRQLW
RIIHUVVXSHULRUSHUIRUPDQFHLQFRPSDULVRQWRFRQYHQWLRQDOURFNUHYHWPHQWV
$GYDQWDJHVRI&RQFUHWH0DWWUHVV
&RQVWUXFWDELOLW\$YRLGV:DVK2XW
([SHQVLYHPDULQHSODQWLVXVXDOO\QRWQHHGHGDVFRQFUHWHPDWWUHVVLV
QRUPDOO\LQVWDOOHGE\GLYHUVZRUNLQJIURPWKHTXD\ZDOORUWRSRIUHYHWPHQW
VORSHV7\SLFDOLQVWDOODWLRQUDWHVSHUGLYHWHDPDUHIWtGD\%HOIDVW
WRIWtGD\&RWRQRXGHSHQGLQJXSRQZRUNLQJFRQGLWLRQV7KHV\VWHP
FDQEHXVHGRQXQGXODWLQJEHGVDQGVORSHVDQGGRHVQRWUHTXLUHH[SHQVLYH
EHGOHYHOOLQJSUHSDUDWLRQ'LYHUWLPHFDQEHUHGXFHGDQGRXWSXWLQFUHDVHG
E\XVLQJSUHLQVWDOOHGOD\IODWKRVHVIRUDXWRPDWHGILOOLQJ
:DVKRXWIURPFXUUHQWVRUYHVVHODFWLRQVLVSUHYHQWHGZKLOVWVHWWLQJ7KLV
FUHDWHVUHOLDEOHSURWHFWLRQLQFRPSDULVRQWRJURXWHGURFNRUWUHPLFRQFUHWH
&RWRQRX%HQLQ
&DVH6WXG\3URSHOOHU6FRXU
QHZFRQWDLQHUEHUWKVKDYHEHHQFRQVWUXFWHGDWWKHSRUWRI&RWRQRXZLWK
DGHSWKRIIWWRDFFRPPRGDWHODUJHUFRQWDLQHUYHVVHOV3URVHUYHZHUH
HQJDJHGWRGHVLJQWKHVFRXUSURWHFWLRQDSURQDQGVXSSO\WKHUHTXLUHG
FRQFUHWHPDWWUHVV7KHVFRXUDSURQZDVGHVLJQHGWRUHVLVWWKHVXFWLRQ
IRUFHVGXHWRFRQWDLQHUYHVVHOSURSHOOHUDFWLRQLQDQGLQWKLFN&7
&RQVWDQW7KLFNQHVVPDWWUHVVHV,QFRPDWp6WDQGDUGZHUHXVHG7KHORZHU
FRQVWUXFWLRQWKLFNQHVVRIFRQFUHWHPDWWUHVVSURYLGHGDFRVWHIIHFWLYH
VROXWLRQDQGLPSRUWDQWO\PLQLPLVHGWKHVSDQKHLJKWRIWKHTXD\ZDOODQG
PD[LPLVHGLWVSURWHFWHGHPEHGPHQWGHSWK
$ORFDOPLFURFRQFUHWHPL[ZDVGHYHORSHGLQLWLDOO\ZLWKSXPSLQJDQG
PDWWUHVVILOOLQJWULDOV7KHPDWWUHVVV\VWHPZDVGLYHULQVWDOOHGXVLQJWKH
%DOO 6RFNHW-RLQW UROORXWWHFKQLTXHDQGWKHQSXPSILOOHGDXWRPDWLFDOO\YLDSUHLQVWDOOHGOD\
6HZQRU=LSSHG
IODWKRVHV\GRIPDWWUHVVZDVLQVWDOOHGLQVRPHZHHNVXVLQJ
ODUJHGLYHWHDPV$ULSUDSVWRQHIDOOLQJDSURQHGJHGHWDLOZDVSURYLGHG
7KLFNQHVV WRRYHUFRPHHGJHVFRXULQWKHVDQGDQGFOD\EHG
7LHV
/RQGRQ*DWHZD\6KHOO-HWW\
&DVH6WXG\%RZ7KUXVWHU:DYHDQG&XUUHQW$FWLRQ
7KHH[LVWLQJ6KHOO-HWW\ZDVGHHSHQHGIRUODUJHUYHVVHOVDQGWKHH[LVWLQJ
UHYHWPHQWVORSHVUHTXLUHGSURWHFWLRQIURPERZWKUXVWHUHURVLRQ7KH )3
ZRUNLQJFRQGLWLRQVZHUHGLIILFXOWZLWKWLGDOFXUUHQWVWRIWVDGHVLJQ
ZDYHKHLJKWRIIWDQGVRLOLQYHVWLJDWLRQVKRZHGDOD\HURIVRIWVLOWWR &7
IWV IWV
VORSHVXSWRIWWKLFNZLWKDQHVWLPDWHGVHWWOHPHQWRILQLQ
$LQWKLFNFDVWLQVLWXFRQFUHWHPDWWUHVVV\VWHPZDVGHVLJQHGZLWK
FUDFNDQGPRYHPHQWFRQWUROMRLQWVDWIWDQGIWFHQWUHVWR
DFFRPPRGDWHVHWWOHPHQW$Q)3SRURXVILOWHUSRLQWPDWWUHVVZDVXVHG
LQWKHWLGDOUDQJHZLWKDJHRWH[WLOHXQGHUOD\HUSUHVHZQWRWKHPDWWUHVVHV
/RZHUVORSHVVXEMHFWWRERZWKUXVWHUVZDVKZHUHSURWHFWHGE\&7
PDWWUHVV7RHWUHQFKHVZHUHSURYLGHGWRPDWWUHVVHGJHVWRSURWHFWDJDLQVW
XQGHUVFRXU$VLWHVSHFLILFPDWWUHVVLQVWDOODWLRQGHYHORSHGE\3URVHUYH
DQGFRQWUDFWRU.D\PDFZLWKPDWWUHVVSDQHOVV\VWHPFXVWRPGHVLJQHG
DQGIDEULFDWHGWRDLGUDSLGSDQHOLQVWDOODWLRQLQGLYHUZRUNLQJSHULRGV
OLPLWHGW\SLFDOO\WRVRPHKRXUV7KHPDWWUHVVZDVIDEULFDWHGIRU
LQVWDOODWLRQDURXQGH[LVWLQJSLOHVZLWKDVOLGLQJVWHHODQGPDWWUHVV
FROODUIRUPHGWRFRSHZLWKH[SHFWHGVHWWOHPHQW
%HOIDVW97+66%HUWK
&DVH6WXG\-HW6FRXU
7KH+66EHUWKDW%HOIDVW+DUERXUZDVPRYHGVHDZDUGWR9LFWRULD7HUPLQDOLQ
WRDFFRPPRGDWHODUJH+66YHVVHOV6LJQLILFDQWEHGSURWHFWLRQZRUNVZHUHUHTXLUHG
WRWKHEHUWKWRSURWHFWWKHSLOHGFRPELZDOOVSDQKHLJKWDQGHPEHGPHQWGHSWK
7KHODUJH+66KDGKLJKYHORFLW\H[LWMHWVXSWRIWV0RRULQJMHWWLQJDFWLRQRQWR
WKHEHGFUHDWHGE\GHIOHFWLRQEXFNHWVGXULQJEHUWKLQJDW6WUDQUDHUKDGFUHDWHGD
PDMRUVFRXUKROHLQWRWKHVRIWGHSRVLWEHGXQGHUWKHXQSURWHFWHGDUHDRIWKHRXWHU
KXOOVRPHIWGHHS7KHLQQHUKXOODUHDKDGVXFFHVVIXOO\EHHQSURWHFWHGE\
FRQFUHWHPDWWUHVV
$PDWWUHVVWKLFNQHVVRILQZDVLQVWDOOHGWRSURWHFWWKHSDVVLYHVXSSRUWDUHDV
WRWKHTXD\ZDOO7KHXQSURWHFWHGDUHDVXQGHUWKHPRRULQJMHWWLQJRIWKHRXWHUKXOO
ZHUHHURGHGVRPHPLQPRQWKVLQWRWKHVRIWGHSRVLWV$OD\HURIYHU\VRIWFOD\
VOHHFKDWGHVLJQIRUPDWLRQOHYHOZDVUHPRYHGWRHQVXUHQHFHVVDU\VXSSRUWWRWKH
FRQFUHWHPDWWUHVVDSURQWRZLWKVWDQGWKHMHWWLQJFRQWDFWSUHVVXUHV0DWWUHVVSDQHOV
ZHUHOLPLWHGWRIWORQJDVDSUHFDXWLRQDJDLQVWDQ\VOLJKWVHWWOHPHQW
&RPELQHGPDWWUHVVSDQHOVW\SLFDOO\IWORQJZHUHUROOHGRXWE\GLYHUVDQG]LS
FRQQHFWHGWRIRUPäEDOODQGVRFNHWåVKHDUMRLQWV$OELQtPLFURFRQFUHWH
PL[ZDVXVHGWRSXPSILOOWKHPDWWUHVVXVLQJDORQJUHDFKERRPSXPS7\SLFDO
LQVWDOODWLRQUDWHVZHUH\Gt\GtGD\SHUGLYHWHDP7KHVFRXUDSURQ
FRPSULVHG\GtRIPDWWUHVV
&7
,QFRPDWpLVDUHJLVWHUHGWUDGHPDUNRI+8(6.(56\QWKHWLF*PE+
%&RS\ULJKWE\+8(6.(56\QWKHWLF*PE+*HVFKHU
D-PL-19299-01-00
+
8(6.(5LQF
:6RXWK&RPPHUFH%RXOHYDUG
&KDUORWWH1&
3KRQH
)D[
(PDLO PDUNHWLQJ KXHVNHULQFFRP
,QWHUQHW ZZZKXHVNHUFRP