Professional Documents
Culture Documents
Section 1. Preliminary Conference. – At any time during the Section 1. Ground for dismissal of appeal. – An appeal may be
pendency of a case, the court may call the parties and their dismissed by the Court of Appeals, on its own motion or on that
counsel to a preliminary conference: of the appellee, on the following grounds:
a. To consider the possibility of an amicable settelement, a. Failure of the record on appeal to show on its face that
except when the case is not allowed by law to be the appeal was taken within the period fixed by these
compromised; Rules;
b. To define, simplify and clarify the issues for b. Failure to file the notice of appeal or the record on
determination; appeal within the period prescribed by these Rules;
To formulate
Section 2. Record of the conference. – The proceedings at such f. Absence of specific assignment of errors in the
conference shall be recorded and, upon the conclusion thereof, a appellant’s brief, or of page references to the record as
resolution shall be issued embodying all the actions taken required in Section 13, paragraps (a), (c), (d) and (f) of
therein, the stipulations and admissions made, and the issues Rule 44;
defined.
Petition for Review under Rule 42 from the decision of the RTC or
Section 1. When allowed. – At its own instance or upon motion of petition for review under Rule 43 from a decision of a quasi
a party, the court may hear the parties in oral argument on the judicial agency, so kung wala nimo ni na comply pwede siya ma
merits of a case, or on any material incident in connection dismiss
therewith.
Section 2. Dismissal of improper appeal to the Court of Appeals. –
The oral argument shall be limited to such matters as the court
An appeal under Rule 41 taken from the Regional Trial Court to
may specify in its order or resolution.
the Court of Appeals raising only questions of law shall be
dismissed, issues purely of law not being reviewable by said
Section 2. Conduct of oral argument.- Unless authorized by the court. Similarly, an appeal by notice of appeal instead of by
court, only one counsel may argue for a party. The duration petition for review from the appellate judgment of a Regional Trial
allowed for each party, the sequence of the argumentaion, and all Court shall be dismissed.
other related matters shall be as directed by the court.
An appeal erroneously taken to the Court of Appeals shall not be
Section 3. No hearing or oral argument for motions. – Motion shall transferred to the appropriate court but shall be dismissed
not be set for hearing and, unless the court otherwise directs, no outright.
hearing for oral argument shall be allowed in support thereof. The
adverse party may file objections to the motion within five (5) Comment:
days from service, upon the expiration of which such motion shall So appeal under Rule 41, this is an appeal from the Regional Trial
be deemed submitted for resolution. Court from the exercise of the RTC’s original jurisdiction to the Court of
Appeals.
Comment: Different ang oral argument sa Court of Appeals and sa
Supreme Court kaysa sa mga oral argument in the regular courts. When it is a question of law, which is the subject of the appeal, we
discussed before na we do not go before the Court of appeals, you go
Example: to the Supreme Court unde Rule 45. Sa Rule 41, ang madala nimo sa
1. Sa Regional Trial Court, usually mag argue ang plaintiff’s Court of appeals na appeal would be questions of fact or mixed
lawyer, maghimo siya mga arguments orally then it will be questions of fact and law
answered by the defendant, naay exchange of argument.
Walay specific order, walay specific rules. If it is an appeal by notice of appeal also instead of a petition for
2. Sa Supreme Court, when you say oral argument, dili na review, dba under Rule 41 kung exercise sa RTC of its original
magtubaganay ang parties, so each counsel will be allowed jurisdiction and you want to appeal on questions of fact or mixed
to speak a certain number of minutes like 10 minutes to questions of law, you go the Court of Appeals by notice of appeal.
make a opening statement, and after that, you will be Kung pure questions of law, you got to the Supreme Court by petitioner
interpolated one by one, depende lang saila kung gusto ka for review on certiorari under Rule 45.
nila e question.
Now if it is an exercise by the RTC of its appellate jurisdiction, and
Murag kog recitation sa classroom na mangutana saimuha then now the RTC rendered a decision, tapos gusto napod nimo e
ang teacher so the same goes na mangutana pod saimung appeal ang decision sa RTC which is in the exercise of its appellate
ang mga justices.
jurisdiction, you appeal to the Court of Appeals on question of fact, 3. Where are hearing on the merits of the main case is
purely questions of law, or mixed questions of fact and law. The mode held, upon its termination or upon the filing of the last
will be by petition for review, it is not by notice of appeal. pleading or memorandum as may be required or
permitted to be filed by the court, or the expiration of
So kung mali ka dinha unya nag notice of appeal ka, then it can be the period for its filing.
dismissed.
Section 2. By Whome rendered. – The judgment shall be rendered
Decision made by the RTC exercising its original jurisdiction and you by the members of the court who participated in the deliberation
want to question that decision on pure questions of law, and then you on the merits of the case before its assignment to a member for
appeal to the CA, mali na siya, Supreme Court dapat under Rule 45. the writing of the decision.
What will happen now? The CA shall dismiss outright your appeal. Comment:
The CA will not refer anymore to the Supreme Court or transfer it to Q: Who renders the decision?
any other court kay dismissed lang ang pwede buhaton sa Court of A: By the members who participated in the deliberation on the merits.
Appeals.
Section 3. Quorom and voting in the Court. – The participation of
Section 3. Withdrawal of appeal. – An appeal may be withdrawn as all the Justices of a division shall be necessary at the deliberation
of right at any time before the filing of the appellee’s brief. and the unanimous vote of the three justices shall be required for
Thereafter, the withdrawal may be allowed in the discretion of the the pronouncement of a judgment or final resolution. If the three
court. Justices do not reach a unanimous vote, the clerk shall enter the
votes of the dissenting Justices in the record. Thereafter, the
Comment: Chairman of the division shall refer the case, together with the
Q: Can you withdraw your appeal? minutes of deliberation, to the Presiding Justice who shall
A: Yes, a matter of right before the filing of the appelle’s brief. So you designate two Justices chosen by raffle from among all the other
can just withdraw the appeal. members of the court to sit temporarily with them, forming a
special division of five Justices. The participation of all the five
After you file the appellee’s brief and naka dawat nakag copy, the members of the special division shall be necessary for the
withdrawal may be allowed in the discretion of the court. Thus, there deliberation required in Section 2 of this Rule and the
will be a motion for leave to withdraw the appeal. concurrence of a majority of such division shall be required for
the pronouncement of a judgment or final resolution.
The Reckoning point is the filing of the appellee’s brief.
Section 4. Disposition of a case. – The Court of Appeals, in the
RULE 51 exercise of its appellate jurisdiction, may affirm, reverse, or
JUDGMENT modify the judgment or final order appealed from, and may direct
a new trial or further proceedings to be had.
Section 1. When case deemed submitted for judgment. – A case Section 5. Form of decision. – Every decision or final resolution of
shall bedeemed submitted for judgment: the court in appealed cases shall clearly and distinctly state the
findings of fact and the conclusions of law on which it is based,
A. In ordinary appeals. which may be contained in the decision or final resolution itself,
or adopted from those set forth in the decision, order, or
1. Where no hearing on the merits of the main case is resolution appealed from.
held, upon the filing of the last pleading, brief, or
memorandum required by the Rules or by the court Comment:
itself, or the expiration of the period for its filing. Section 5, we already discussed this, kung unsa ang form sa decision
2. Where such a hearing is held, upon its termination because it is also required by the constitution. If it is of the Court of
or upon the filing of the last pleading or Appeals, as we have discussed, pwede lang na e affirm nila in to-to
memorandum as may be required or permitted to be ang decision sa RTC. So that’s what we call dba a memorandum
filed by the court, or the expiration of the period for decision. So that is also a valid decision.
its filing.
Section 6. Harmless error. — No error in either the
B. In Original actions and petitions for review. – admission or the exclusion of evidence and no error or
defect in any ruling or order or in anything done or
1. Where no comment is filed, upon the expiration of
omitted by the trial court or by any of the parties is ground
the period to comment.
2. Where no hearing is held, upon the filing of the last for granting a new trial or for setting aside, modifying, or
pleading required or permitted to be filed by the otherwise disturbing a judgment or order, unless refusal
court, or the expiration of the period for its filing. to take such action appears to the court inconsistent with
3. Where are hearing on the merits of the main case is substantial justice. The court at every stage of the
held, upon its termination or upon the filing of the proceeding must disregard any error or defect which does
last pleading or memorandum as may be required not affect the substantial rights of the parties. (5a)
or permitted to be filed by the court, or the
expiration of the period for its filing.
Example: During the trial the court erroneously excluded evidence, or
Comment: maybe in the decision there is an error which is lay from reading the
So when is a case deemed submitted for judgment or decision? So decision. But the rule says that will not be a ground for granting a new
meaning from that time on dili naka pwede maghearing, dili naka trial or for setting aside, modifying, or otherwise disturbing a judgment
pwede mag file ug any pleading, brief or memorandum. or order. Because as long as that error does not affect the substantial
rights of the parties, you just disregard that error. Anyway, it will not
Ordinary appeals affect man, mudaog man gihapon si plaintiff or mudaog man gihapon
si defendant, even if we recognize that error.
- By the filing of the last pleading, bried, or memorandum.
Actually in both cases kung naay hearing on the merit or
walay hearing on the merits and case is submitted for Section 7. Judgment where there are several parties.
judgment or decision upon the filing of the last pleading, brief — In all actions or proceedings, an appealed judgment
or memorandum. The difference is if there is a hearing, of may be affirmed as to some of the appellants, and
course e terminate sa nato ang hearing, then we file the last reversed as to others, and the case shall thereafter be
pleading or memorandum as may be required or permitted to proceeded with, so far as necessary, as if separate
be filed by the Rule of Court. actions had been begun and prosecuted, and execution
of the judgment of affirmance may be had accordingly,
Original Action and Petitioners for review and costs may be adjudged in such cases, as the court
shall deem proper. (6)
Comment:
If it is an original action, like petition for certiorari, prohibition, Section 8. Questions that may be decided. — No error
mandamus, annulment of judgment and petitions for review.
which does not affect the jurisdiction over the subject
Q: When is the case deemed submitted for judgment or decision?
matter or the validity of the judgment appealed from or
The 3 instances:
the proceedings therein will be considered unless stated
1. Where no comment is filed, upon the expiration of the in the assignment of errors, or closely related to or
period to comment. dependent on an assigned error and properly argued in
2. Where no hearing is held, upon the filing of the last the brief, save as the court may pass upon plain errors
pleading required or permitted to be filed by the court, and clerical errors. (7a)
or the expiration of the period for its filing.
Discussions under Section 7
May be affirmed as to some of the appellants, and reversed as to 3. The principle of res judicata supervenes.
others Comment: So, when there is another case involving the
Example: Daghan ug appellants or daghan ug appellees, it does not same parties, the same cause of action, the same subject
mean na uniform ang decision ni court (like: tanan dapat matter, the earlier case which became final and executory
nga appellants pildi, or tanan dapat appellees, pildi. Pwede na ang can be raised as a defense in that subsequent
uban mapildi, mudaog), it does not really follow na uniform tanan. case. Diba, it will bar the refiling of another case in the
future. So, you know what's res judicata, it is a ground to
As if separate actions had been begun and prosecuted, and dismiss an action, it is a defense.
execution of the judgment of affirmance may be had accordingly
Example: Daghan ug appellants, and some of them gi-reverse
ni court ang judgment ni RTC, and some of them, gi-affirm. So, kung Section 11. Execution of judgment. — Except where
nagfinal and executory na 'tong judgment ni CA, then pwede na siya the judgment or final order or resolution, or a portion
ma-execute. So, it depends pud kung unsa ang tenor sa judgment.
thereof, is ordered to be immediately executory, the
Kung gi-affirm, eh di i-execute nato ang katong judgment of the RTC
motion for its execution may only be filed in the proper
which was affirmed by the CA. Kung na-reverse, then wala kay i-
execute, on that particular case. Or, kung modified lang, ang court after its entry.
execution will be in accordance with the tenor of the decision of the CA
which modified some parts of the decision of the RTC. In original actions in the Court of Appeals, its writ of
execution shall be accompanied by a certified true copy of
Discussions under Section 8 the entry of judgment or final resolution and addressed to
Questions that may be decided on appeal any appropriate officer for its enforcement.
General Rule: Only those questions which are stated in the
assignment of errors can be considered by the appellate court. In appealed cases, where the motion for execution
Reason: Because if that is not mentioned in the assignment of errors pending appeal is filed in the Court of Appeals at a time
of the appellant, the court does not acquire jurisdiction over that issue. that it is in possession of the original record or the record
on appeal, the resolution granting such motion shall be
Pwede pud na, that issue is not included in the assignment of errors, transmitted to the lower court from which the case
but it is closely related to or dependent on an assigned error and originated, together with a certified true copy of the
properly argued in the brief. So, related lang siya, dili siya pwede nga i-
judgment or final order to be executed, with a directive for
disregard because it will determine also, whether or not that assigned
such court of origin to issue the proper writ for its
error shall be considered by the CA.
enforcement. (n)
Those which are plain errors, even if not assigned and clerical
errors, the court can also consider that.
Execution of judgment
Question: How about errors affecting the jurisdiction over the subject
Now, there are certain judgments even if there are still on appeal, the
matter?
rule says they are immediately executory. They are not yet final, but
Answer: Well, that can be considered by the CA, by the appellate
they are immediately executory (they can be implemented).
court, even if it is not assigned as an error. The court can take
cognizance of that issue because the court, on its own, can even
Example: Those under the Rules on Summary Procedure, forcible
dismiss the case when it is apparent that the court has no jurisdiction
entry, unlawful detainer. They are immediately executory. We also
over the subject matter of the case.
discussed partition, accounting. So, in those cases they are also
immediately executory. So, even on appeal they can be subject to
Section 9. Promulgation and notice of judgment. —
execution.
After the judgment or final resolution and dissenting or
separate opinions, if any, are signed by the Justices Now, in all other cases, kung dili siya declared to be immediately
taking part, they shall be delivered for filing to the clerk executory, then that judgment can only be subject to execution after its
who shall indicate thereon the date of promulgation and finality, after its entry. So, when there is already a Certificate of Finality
cause true copies thereof to be served upon the parties or issued by the court, then that would be your basis in moving for the
their counsel. (n) execution of that final and executory recession.
Section 10. Entry of judgments and final resolutions. Question: In the 2nd paragraph it says, in original actions in the Court
— If no appeal or motion for new trial or reconsideration is of Appeals (certiorari, prohibition, mandamus, annulment of
filed within the time provided in these Rules, the judgment judgment), kinsa man ang magexecute ana? Answer: Of course,
or final resolution shall forthwith be entered by the clerk in CA. Kay siya man ang court of origin.
the book of entries of judgments. The date when the
judgment or final resolution becomes executory shall be Question: Who will execute?
Answer: It will be the proper officer of the CA. So, mangayo ka
deemed as the date of its entry. The record shall contain
ug certified true copies sa entry of judgment or final resolution.
the dispositive part of the judgment or final resolution and
shall be signed by the clerk, with a certificate that such In appealed cases
judgment or final resolution has become final Example: The case originated before the RTC and appealed to the
and executory. (2a, R36) CA, and that case is subject to execution pending appeal - immediately
executory siya. Pwede siya ma-execute pending appeal. Diba
ang discussion nato before, under the principle of residual jurisdiction -
What is the effect if a judgment has become final and executory? the case originated before the RTC, and it is immediately
Effects of finality of judgment: executory. Pwede siya ma-execute. Now, even after the perfection of
appeal, and the lapse of the period of appeal and the lapse of the
period to appeal by the other party, as long as the original records of
1. The prevailing party is entitled to have the judgment the case are not yet transmitted to the CA, or if requires record on
executed as a matter of right and the issuance of the appeal, wala pa na-approve ang record on appeal. Diba the court
corresponding writ of execution becomes a retains jurisdiction, residual jurisdiction, one of them is the authority to
ministerial duty of the court. execute a judgment pending appeal. So, pwede ka magfile sa RTC a
Comment: Execution now becomes a matter of right. So, Motion for Execution Pending Appeal.
it now becomes a ministerial duty of the court to issue the
writ of execution. Now, na-transmit na sa CA ang original record sa case, or na-approve
na sa RTC ang record on appeal. So, in that case wala na
dyud jurisdiction si RTC to entertain a Motion for Execution Pending
Appeal.
2. The court rendering the judgment loses jurisdiction
over the case so that it can no longer correct the Question: Does it mean ba, na dili naka pwede magfile ug Motion for
judgment in substance but only to make corrections Execution Pending Appeal?
of clerical errors or mistake. Answer: Pwede gihapon. But you file it with the CA. Dili na didto
Comment: The court which render the judgment loses sa RTC kay wala na siya'y residual jurisdiction. So, didto ka magfile
jurisdiction over the case. So, kung wala na'y jurisdiction sa CA at that time nga in possession na si CA sa original record or the
over the case it becomes immutable. The judgment can record on appeal.
no longer be modified. Only if, of course, kung
naa'y clerical errors pwede na siya. Pero generally the Now, kung i-grant ni CA ang imuhang Motion for Execution Pending
judgment becomes final, immutable, it cannot be Appeal then the resolution granting such motion shall be transmitted to
amended anymore. the lower court from which the case originated, together with a certified
true copy of the judgment or final order to be executed, with a directive
for such court of origin to issue the proper writ for its enforcement. So,
the CA may grant or deny the Motion for Execution Pending Appeal
but ang mag-issue sa Writ of Execution is ang court of origin. In my Section 1. Distribution of cases among divisions. —
example, it would be the RTC. Ang RTC pud ang mag-execute ana. All the cases of the Court of Appeals shall be allotted
among the different divisions thereof for hearing and
So, that is the procedure when the Motion for Execution Pending is decision. The Court of Appeals, sitting en banc, shall
filed with the CA. make proper orders or rules to govern the allotment of
cases among the different divisions, the constitution of
RULE 52 such divisions, the regular rotation of Justices among
Motion for Reconsideration them, the filing of vacancies occurring therein, and other
matters relating to the business of the court; and such
rules shall continue in force until repealed or altered by
Section 1. Period for filing. — A party may file a motion
the Supreme Court. (1a)
for reconsideration of a judgment or final resolution within
fifteen (15) days from notice thereof, with proof of service
Section 2. Quorum of the court. — A majority of the
on the adverse party. (n)
actual members of the court shall constitute a quorum for
its sessions en banc. Three members shall constitute a
Section 2. Second motion for reconsideration. — No
quorum for the sessions of a division. The affirmative
second motion for reconsideration of a judgment or final
votes of the majority of the members present shall be
resolution by the same party shall be entertained. (n)
necessary to pass a resolution of the court en banc. The
affirmative votes of three members of a division shall be
Section 3. Resolution of motion. — In the Court of
necessary for the pronouncement of a judgment or final
Appeals, a motion for reconsideration shall be resolved
resolution, which shall be reached in consultation before
within ninety (90) days from the date when the court
the writing of the opinion by any member of the division.
declares it submitted for resolution. (n)
(Sec. 11, first par. of BP Blg. 129, as amended by Sec. 6
of EO 33). (3a)
Section 4. Stay of execution. — The pendency of a
motion for reconsideration filed on time and by the proper
party shall stay the execution of the judgment or final
resolution sought to be reconsidered unless the court, for
RULE 55
good reasons, shall otherwise direct. (n) PUBLICATIONS OF JUDGMENTS AND FINAL RESOLUTIONS
Section 1. Period for filing; ground. — At any time after Section 3. General make-up of volumes. — The published decisions
the appeal from the lower court has been perfected and and final resolutions of the Supreme Court shall be called "Philippine
before the Court of Appeals loses jurisdiction over the Reports," while those of the Court of Appeals shall be known as the
case, a party may file a motion for a new trial on the "Court of Appeals Reports." Each volume thereof shall contain a table
ground of newly discovered evidence which could not of the cases reported and the cases cited in the opinions, with a
have been discovered prior to the trial in the court below complete alphabetical index of the subject matters of the volume. It
by the exercise of due diligence and which is of such a shall consist of not less than seven hundred pages printed upon good
character as would probably change the result. The paper, well bound and numbered consecutively in the order of the
motion shall be accompanied by affidavits showing the volumes published. (Sec. 23a, R.A. No. 296) (n)
facts constituting the grounds therefor and the newly
discovered evidence. (1a) RULE 56
PROCEDURE IN THE SUPREME COURT
Section 2. Hearing and order. — The Court of Appeals
shall consider the new evidence together with that A. Original Cases
adduced at the trial below, and may grant or refuse a new
trial, or may make such order, with notice to both parties, Section 1. Original cases cognizable. — Only petitions for certiorari,
as to the taking of further testimony, either orally in court, prohibition, mandamus, quo warranto, habeas corpus, disciplinary
or by depositions, or render such other judgment as ought proceedings against members of the judiciary and attorneys, and cases
to be rendered upon such terms as it may deem just. (2a) affecting ambassadors, other public ministers and consuls may be filed
originally in the Supreme Court. (n)
Section 3. Resolution of motion. — In the Court of
Appeals, a motion for new trial shall be resolved within DISCUSSION: Actually kaning mga discussions nato sa Rule 56, we
already took them up when we discussed jurisdiction. So review nalang
ninety (90) days from the date when the court declares it
pud ni siya sa atong nahibal-an under the law on jurisdiction.
submitted for resolution. (n)
EXCLUSIVE ORIGINAL
Section 4. Procedure in new trial. — Unless the court
otherwise directs, the procedure in the new trial shall be 1. Exclusive original jurisdiction in petitions for certiorari,
the same as that granted by a Regional Trial Court. (3a) prohibition and mandamus against the:
a) All references in said Rules to the Court of Appeals shall be DISCUSSION: What are the grounds for the dismissal of an appeal?
understood to also apply to the Supreme Court; This is again appeal to the SC. Take note ha the appeal may be
dismissed:
b) The portions of said Rules dealing strictly with and 1. Motu proprio – so on its own, the SC may dismiss the
specifically appeal; or on
intended for appealed cases in the Court of Appeals shall not be 2. Motion of the Respondent.
applicable; and
So ang mga grounds ani for the dismissal kay pareha lang gyapon sa
c) Eighteen (18) clearly legible copies of the petition shall be what we have discussed insofar as dismissal of appeals before the CA
filed, together with proof of service on all adverse parties. is concerned. Common grounds na sila.
The proceedings for disciplinary action against members of the Section 6. Disposition of improper appeal. — Except as provided in
judiciary shall be governed by the laws and Rules prescribed therefor, section 3, Rule 122 regarding appeals in criminal cases where the
and those against attorneys by Rules 139-B, as amended. (n) penalty imposed is death, reclusion perpetua or life imprisonment, an
appeal taken to the Supreme Court by notice of appeal shall be
B. Appealed Cases dismissed.
Section 3. Mode of appeal. — An appeal to the Supreme Court may An appeal by certiorari taken to the Supreme Court from the Regional
be taken only by a petition for review on certiorari, except in criminal Trial Court submitting issues of fact may be referred to the Court of
cases where the penalty imposed is death, reclusion perpetua or life Appeals for decision or appropriate action. The determination of the
imprisonment. (n) Supreme Court on whether or not issues of fact are involved shall be
final. (n)
DISCUSSION: So when we mention Appealed Cases, we have to
remember that we already discussed them in jurisdiction. What are DISCUSSION: So for example ang imohang appeal sa SC is, you filed
those cases falling under the appellate jurisdiction of the SC? Now, in a notice of appeal even when the rule says that it should have been a
Section 3, Mode of Appeal, How do we appeal to the SC? petition for review, your appeal will be dismissed.
For example, diba there are cases na even under Rule 45 (for example
sa RTC siya gi file) and then nag appeal ka to the SC and there are
factual issues. Like in writs of amparo. Diba even if you appeal to the
SC, you’re not just limited to pure questions of law. Pwede pud ka mag
raise ng questions of fact. So here, example nay issue concering
questions of fact (because the SC as a general rule does not hear
questions of fact), pwede nila i-refer sa CA for decision or appropriate
action.