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Abstract Background context: Aerobic exercise (AE) has been prescribed to improve fitness and well-being
in apparently healthy individuals and cardiac, orthopedic, and other patient populations. AE has not
previously been studied as a sole treatment for low back pain patients (LBPP).
Purpose: This study evaluated the effects of low to moderate aerobic exercise as an adjunct treat-
ment for LBPP, 30 to 60 years of age, in a neurosurgical practice during a 2.5-year follow-up to an
initial 10-week exercise program. The purpose of this study was to determine the effects of short-
and long-term AE on LBPP. The initial 10-week phase compared AE and nonexercising controls
on mood states and pain/symptoms.
Study design/setting: A matched stratified design was used to input LBPP with similar previous
clinical treatments as well as age and sex into AE or control groups.
Patient sample: After screening 68 LBPP from a New England private neurosurgical practice, 40
patients met qualification criteria, and 35 volunteered for this AE research study. The LBPP in
this study were 30 to 60 years old and had the following medical diagnoses: herniated nucleus pul-
posus at one or more lumbar levels, degenerative discopathy, lumbosacral strain, and spinal canal
and/or foraminal stenosis.
Outcome measures: The measure of mood states was the Profile of Mood States, and the measure
of pain was the Brief Pain Inventory. The 2.5-year follow-up phase compared AE and nonexercise
patients on the following treatment variables: medical office visits for pain/symptoms, physical
therapy referrals, epidural steroid injections for pain/symptoms, prescription of pain medications,
and work status.
Methods: Thirty-five LBPP were matched stratified into an AE or nonexercise control group for
a 10-week exercise program. After the 10-week exercise program, all subjects were given the op-
portunity to cross over to the opposite group. Those patients choosing to exercise were advised to
follow a low to moderate aerobic exercise prescription (walking or cycling, 60% age-predicted
maximal heart rate, 4 days per week for 45 minutes per day). None of the original AE group
crossed over to the nonexercise group because of symptoms relating to their previous exercise
participation. All participants were contacted at 6-month intervals, and the number of medical of-
fice visits for pain/symptoms, physical therapy referrals, number of epidural steroid injections, and
number of prescriptions for pain was charted for 2.5 years. Work status was evaluated by compar-
ing the change in number of patients not working, working part time, working full time, or number
changing from full time to part time or not working from randomization to the end of follow-up.
Patients following the exercise prescription at least 50% of the time were compared with those ex-
ercising less than 50% of the time during the 2.5-year follow-up. Significance was determined at
the .05 level using Fisher’s exact test or the Kruskal-Wallis test.
1529-9430/01/$ – see front matter © 2001 Elsevier Science Inc. All rights reserved.
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96 A.D. Sculco et al. / The Spine Journal 1 (2001) 95–101
Results: The initial 10-week AE phase of the study indicated that low to moderate AE signifi-
cantly improved mood profile (AE X9.58; control X19.11; p.01) but did not alter pain lev-
els. AE patients in the 2.5-year follow-up phase received significantly fewer pain medication pre-
scriptions (AE X2.76; control X13.35; p.02) and were given fewer physical therapy referrals
(AE X0.17; control X1.64; p.002). There was no significant difference in the number of med-
ical office visits for pain or epidural blocks administered to either group. Work status was im-
proved only in exercising patients (AE X0.24; control X0.35; p.04).
Conclusions: Low to moderate aerobic exercise appears to improve mood states and work status
and reduce the need for physical therapy referrals and pain medication prescriptions for LBPP in
the care of a neurosurgeon.
Keywords: Aerobic exercise; Mood states; Low back pain; Exercise therapy
Table 1 well as gender and decade of life. For each patient, a coin
Classification of subjects by age, gender, and previous interventions
was tossed and the assignment to either intervention or con-
Age (yrs) Gender trol group was made. When two patients in a row were as-
Group Mean S.D. Male Female PLS EPI A EPI B NPI signed to one group, the next patient was assigned to the
AE 47.2 9.03 10 7 6 10 3 4 other group. Five of the 40 recruited patients failed to com-
C 48.1 7.28 11 7 4 4 8 3 plete their pretest appointment and were dropped from the
AE aerobic exercise; C control; EPI A epidural steriod blocks study, thus leaving 35 patients for the study. Table 1 shows
within 6 months preceding the study; EPI B epidural steroid blocks be- the AE (n17) and control (n18) patient demographic af-
fore the 6 months preceding the study; PLS past lumbar surgery; NPI ter matched stratification.
no previous interventions.
Compliance to study safety guidelines
Exclusion criteria During the initial assessment for the 10-week AE study,
all subjects were encouraged not to lift loads greater than 20
Subjects were excluded from the study if they exhibited pounds, lift awkward loads (a load in which the weight was
cardiovascular contraindications to AE, had acute severe not evenly distributed), or perform body maneuvers in
low back symptoms (i.e., severe back pain and/or radiating which the individual does not move the trunk and pelvis
pain/symptoms down either or both legs), had low back along the same axis, for example, forceful wiggling or
symptoms that prevented them from participating in AE ac- twisting.
tivities, or had undergone any surgical or PT interventions
for LBP during the past 6 months. Assessment tools
Recruitment Assessment tools included questionnaires on mood pro-
file and pain intensity along with chart review and tele-
Patients were recruited from a neurosurgical practice in a phone interviews for outcomes regarding use of medical
community serving a population of about 85,000. Potential services and work status. The questionnaire used to evaluate
subjects were identified by review of neurosurgical appoint- the changes in mood profile hypothesized to occur as a re-
ment logs from the prior 2 years. Patients meeting the inclu- sult of the AE was the POMS short form. This form con-
sion criteria were identified by chart review and recruited to tains 65 adjective rating items that are rated on a scale of 0
participate in the study by office staff. to 4 (0not at all, 1a little, 2moderately, 3quite a bit,
4extremely). The adjectives are used to assess the follow-
Subject diagnoses ing mood states: confusion/bewilderment, tension/anxiety,
depression/dejection, anger/hostility, vigor, and fatigue. In
Thirty-five of 40 subjects with subacute (at least 4
addition, a composite total mood disturbance score was
months after injury) or chronic (pain duration of 6 months
used to evaluate mood state [30]. For each POMS test ad-
or more) LBP fulfilled all inclusion and exclusion criteria
ministered, the patients were instructed to rate how they
and volunteered to participate. Their diagnoses included
felt, on average, during the past 24 hours. The Brief Pain In-
herniated nucleus pulposus at one or more lumbar levels
ventory (BPI) was used to evaluate pain as related to the av-
with varying degrees of radicular compression based on
erage, least, and worst pain the patient had during the previ-
magnetic resonance imaging (MRI), computed tomographic
ous week. Pain was scored on a 0–10 scale in these three
(CT) scan, and clinical evaluation; degenerative discopathy
areas [31].
with and without bulging at all lumbar levels; lumbosacral
strain without significant MRI, CT, or clinical focal abnor- Experimental protocol
malities; and spinal canal and/or foraminal stenosis. Before
participation, each subject signed an informed consent indi- Each subject completed a POMS and BPI baseline as-
cating their willingness to participate in the study. In addi- sessment at time zero, a second assessment at the end of the
tion, each patient obtained written permission from his/her fifth week, and a third and final assessment at the end of the
treating physician to participate in this study. The study was tenth week. All subjects in the intervention (AE) group met
approved by The George Washington University Medical with an exercise physiologist and were instructed on how to
Center institutional review board. take their pulse (carotid and radial artery) and how best to
follow the exercise prescription. Baseline assessments were
completed under supervision, and the second and third as-
Experimental and control matching technique
sessments were mailed to each subject for completion and
A matched stratified design was used to control for the return to the study investigators. Completion of these as-
possible confounding effect of previous clinical treatments sessments was 100%.
(epidural steroid blocks within the 6 months preceding the Subjects in the intervention (AE) group were prescribed
study, epidural steroid blocks undergone before the 6 a 10-week home-based aerobic training program consisting
months preceding the study, and past lumbar surgery) as of walking or cycling. Training was performed four times
98 A.D. Sculco et al. / The Spine Journal 1 (2001) 95–101
Table 4 Table 5
The effect of aerobic exercise on pain as assessed by the Brief Pain Number of office visits for pain/symptoms for all subjects during the 30-
Inventory during the 10-week aerobic exercise program month follow-up
Week 0 Week 5 Week 10 Exercise Nonexercise
BPI Group Mean S.D. Mean S.D. Mean S.D. Treatment Group N Mean S.D. N Mean S.D.
C average 4.27 2.21 4.00 2.24 4.05 2.33 Aerobic exercise 10 1.18 1.51 7 1.85 2.14
E average 3.70 1.31 3.05 2.19 3.23 1.67 Nonexercise 10 1.57 3.61 7 1.73 4.23
C worst 5.55 3.05 5.94 2.18 5.11 2.80
E worst 4.76 2.19 3.29 2.56 3.47 2.00
C least 2.94 2.33 2.88 1.81 3.16 2.40
E least 1.82 1.42 1.52 1.32 2.05 1.81
the majority of the 30-month follow-up period showed sig-
BPI Brief Pain Inventory; C control group; E aerobic exercise nificantly fewer prescriptions for pain (AE X2.76,
group.
S.D.4.42; control X13.35, S.D.16.61; p.02) and
were given fewer physical therapy referrals (AE X0.17,
S.D.0.39; control X1.64; S.D.1.54; p.002). There
minutes was prescribed for the 10-week phase of the study.
was no difference in number of office visits for pain/symp-
These exercise intensity, duration, and frequency results are
toms (Table 5) or in number of epidural blocks administered
within the American College of Sports Medicine guidelines
to either group (Fig. 1). In addition, work status was signifi-
for inducing an aerobic training effect [32]. There were no
cantly improved (AE X0.24, S.D.0.56; control X3.53,
reports of injury by patients adhering to the prescribed AE
S.D.0.702; p.04) for the subjects who exercised for the
training program during the 10-week phase or the 30-month
majority of the 30-month follow-up period when compared
follow-up period. In addition, all AE and control patients re-
with those who did not (Fig. 2).
ported adherence to the study safety guidelines and were
free of other injury during the 10-week phase of the study.
There were no statistically significant differences in the Discussion
mean scores between the AE and control groups on any of
The present investigation used a matched stratified de-
the baseline POMS parameters. After 5 weeks of interven-
sign to assess the effect of a low to moderate program of
tion, the AE group showed a significant decrease in depres-
aerobic exercise, isolated as a sole exercise intervention, for
sion (p.012), anger (p.002), and tension (p.020). The
patients with chronic or subacute LBP in treatment in a neu-
control group did not change in any of the above parame-
rosurgical practice. Ten weeks of AE was associated with
ters. After 10 weeks of the intervention, the AE group
positive psychological outcomes, as indicated by the POMS
showed significantly less depression (p.019), anger
questionnaire. These outcomes include reduced depression,
(p.013), and total mood disturbance (p.009) than the
anger, and total mood disturbance for the AE patients com-
control group (Table 3). The difference between the AE and
pared with control patients. Other studies using AE in con-
control group for depression appears to be the result of
junction with other LBP treatments have also shown de-
the control group becoming more depressed while the AE
creases in depression, anxiety, and total mood disturbance
group remained at pretest levels. The AE group showed im-
[33–35]. In comparison to other studies using AE to treat
proved mood change for anger and total mood disturbance,
LBP, this research was unique in that AE was isolated as the
whereas the control group showed more disturbance. There
sole exercise intervention and the exercise prescription was
were no significant changes in pain for the AE or control
carried out individually through a home-based program.
groups after the 10-week phase of the study as assessed by
Thus, the positive psychological changes occurred without
the BPI (Table 4).
At the end of the 10-week pilot phase of the study, all
subjects were advised to exercise following the intervention
exercise prescription. During the 30-month follow-up, our
findings indicated that several control subjects began to ex-
ercise and some AE subjects discontinued their exercise.
After the 30-month follow-up period, all subjects (control
and AE) were categorized as those who followed the exer-
cise prescription (exercised at least 16 months of the 30-
month follow-up period versus those who did not) for the
majority of this period. The average monthly exercise par-
ticipation by the subjects (out of 30 possible months) in
these two groups was 26.29 and 5.35 months, respectively.
None of the original AE patients crossed over to the nonex-
ercise group because of any problems relating to their previ- Fig. 1. Relationship between aerobic exercise activity and medical treat-
ous exercise participation. The subjects who exercised for ments for low back pain.
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