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8ncee 000258 PDF
8ncee 000258 PDF
ABSTRACT
Introduction
Slab-column framing is popular because it offers distinct advantages such as low cost
due to ease of construction (e.g., slip forms), low floor-to-floor height, and flexible use of space.
In particular, post-tensioned (PT) flat plate slab systems are very efficient, since the PT flat plate
slab systems provide improved crack and deflection control, and allow relatively large slab span-
to-thickness ratios, on the order of 35 to 45. Slab-column frames are commonly used to resist
gravity loads in high seismic regions (SDC-D or –E, IBC-03); however, they may be utilized as
intermediate moment frames (ACI 318-05 Section 21.12.6) in areas with moderate seismic
demands. Given the broad potential applications, a detailed understanding of slab-column frame
behaviour subjected to lateral forces and/or displacements is important.
According to the seismic provisions in ACI 318-05, structural systems are either
designated to resist earthquake forces (i.e., be part of the LFRS) or they are referred to as “non-
participating” systems or “gravity” force resisting systems (GFRS). In high seismic regions,
post-tensioned slab-column frames are commonly used for GFRS, particularly for residential and
office buildings where the LFRS consists of shear walls or moment resisting frames at the
1
Faculty Fellow, Dept. of Civil Engineering, University of California (UCLA), Los Angeles, CA 90095
2
Former Research Assistant, Division of Architectural Engineering, Hanyang University, Seoul, Korea
3
Associate Professor, Division of Architectural Engineering, Hanyang University, Seoul, Korea
4
Vice Chancellor and Professor, Division of Architectural Engineering, Hanyang University, Seoul, Korea
5
Professor, Dept. of Civil Engineering, University of California (UCLA), Los Angeles, CA 90095
building perimeter. When subjected to earthquake ground motions, the LFRS undergoes lateral
deformations, which are imposed on the GFRS through the floor diaphragms. The lateral
displacements imposed on the slab-column frame are likely to introduce significant unbalanced
moments on the slab-column connections, increasing the potential for punching failures. Prior to
the introduction of ACI 318-05, no specific requirements existed to avoid punching failures at
slab-column connections in GFRS due to the lateral displacement of the LFRS. However, the
ability to maintain gravity loads after punching failure (i.e., post-punching resistance) could be
justified due to the ACI 318 Chapter 7 requirement for integrity reinforcement (continuous
bottom reinforcement through the column cage).
Available seismic provisions for the flat plate systems (e.g., ACI 318-05 S21.11) focus
on conventional non-prestressed slab-column connections, similar provisions for prestressed
post-tensioned slab-column connections do not exist. In particular, very limited testing has been
conducted on the PT interior connections subjected to reversed cyclic loads (Qaisrani,
Pimanmas et al.). For PT flat plate systems with shear reinforcement, existing data are limited to
the shake table tests of an approximately one-third scale, two story, post-tensioned flat plate
frame (Kang and Wallace 2005). Therefore, seismic performance of the PT connections, which
tend to have relatively high gravity shear ratios due to the substantial spans, have not been
adequately studied. As well, the impact of the tendon arrangement, which typically involves the
use of banded tendons in one direction and distributed tendons in the other direction, has not
been systematically assessed, and the influence of bonded bottom reinforcement on the behavior
of PT flat plate systems subjected to moment reversal has not been addressed.
Test Programs
Given that the prototype building is used for typical residential/office construction, the
unit weight of the building is estimated as 23.5 kN/m3. Additional dead loads of 0.5 kPa and live
loads of 2 kPa were chosen based on recommendations in IBC-03. Slab moments and shear
forces due to factored gravity loads were determined based on the results of an elastic analysis.
8.0
8.0
8.0
8.0
10 @3.5m
3.5
8.0
8.0
8.0
Unit: m
(a) Elevation (b) Plan
350
TC 3
900
900
4-SWPC7B@120
100 3-SWPC7B@700
1390
4-D10@100
4-D10@100
TC 3
TC 2
c 2+4h
TC 2
c 2+3h
TC 4
TC 1
c 2 + 3h
c 2 + 8h
TC 1
1800
1800
820
100
350 3-SWPC7B@700
Top
40
40
rebars
1390
Top
rebars
900
900
Slabs were post-tensioned with 12.7 mm diameter, seven-wire strands with design yield
stress of 1861 MPa (Figure 2). Minimum concrete clear cover was 12 mm for both top and
bottom slab reinforcement. The post-tensioning strands were greased and placed in polyethylene
tubes with a diameter of 16mm; therefore, the tendons were “unbonded”. The number of post-
tensioning tendons and the post-tensioning force per tendon were selected such that
approximately 100% of slab dead weight was balanced. The resulting average compressive
stress (fpc) of 1.21 MPa is within the allowable range of 0.88 and 3.44 MPa as specified by ACI
318-05. According to Section 18.9 of ACI 318-05, minimum bonded top reinforcement (fy = 352
MPa) was placed within an effective transfer width of c2+3h at the connection region.
Although the slab-column frame is designed for gravity loads, it is subjected to the
lateral deformations imposed on it by the lateral system. To investigate the influence of the
lateral deformations of the LFRS on the slab moment distribution, three dimensional elastic
analyses of combined PT flat plate frame and shear wall system were conducted for various
levels of seismic demand. Resulting slab moments are depicted in Figure 3. The slab moment
diagrams indicate that the positive slab moment eventually develops on one side of the slab-
column connection as the seismic demand is increased; therefore, sufficient bottom
reinforcement should be provided to avoid the formation of large cracks. Requirements for
minimum bonded bottom reinforcement for the post-tensioned connections do not exist;
therefore, it is common to provide structural integrity reinforcement per ACI 318-05 Section
7.13.2.5. This provision was developed primarily based on common practice for RC slab-
column frames, which typically have slab span-to-thickness ratios closer to 20. Due to the larger
spans of typical PT construction, bottom reinforcement satisfying ACI 352.1R-89 was provided:
0.5ωu l1l2
Asm = (1)
φ fy
where ωu is the uniformly distributed design load, l1 and l2 are the center to center span in
orthogonal directions, φ = 0.9, and fy is the yield stress of steel. Accordingly, five D10 (db = 10
mm) bottom bars were placed within a column width of c2 for both directions, whereas no
bottom reinforcement was provided outside of c2.
600
A1 B1 C1
400
Moment [kN-m]
200
0
0 2 4 6 8 10 12 14 16
A1 B1 C1
- 200
Figure 3. Slab moment distribution for both gravity and lateral loads.
Material Properties
Normal Portland cement concrete with a design concrete strength of 29.8 MPa and a
maximum aggregate size of 19 mm was used. The measured slump of the concrete ranged from
100 to 125 mm. As indicated in Table 2, mean compressive test-day strength of the concrete was
32.3 MPa based on compressive test results of five, 100 x 200 mm concrete cylinders. Seven-
wire strands (db = 12.7 mm) and D10 mild reinforcement were used for slab reinforcement,
whereas D25 reinforcement (db = 25 mm) was used for column longitudinal reinforcement.
Properties determined from the material test program are summarized in Table 2.
The base of the column was pinned, and the slab edges were pin-supported at the four
corner points by struts with a diameter of 50 mm (Figure 4). To evaluate the appropriateness of
the boundary conditions, an elastic finite element analysis was conducted. This analysis showed
that, for a given drift ratio, the difference in the unbalanced moments between the test condition
(pinned at four corners) and the complete building system was less than 3 %.
4800
Loading Direction
E W 250kN Actuator
Load Cell Pin
Pin
Rigid Blocks
340
985
645
300
Loading Blocks Loading Blocks
2100
Strong Concrete
130
Reaction Wall
3350
Transducer Strut
φ 50mm Rigid Steel Bar)
Pin
5000kN Load Cell
Load Cell Hydraulic
Jack φ80mm Steel Bolt
Strong Concrete
Floor Unit: mm
The 250 kN capacity horizontal actuator was used to displace the top of the column
(Figure 4). A typical lateral displacement history consisting of three cycles at monotonically
increasing drift levels between 0.2 and 6% was used for the tests. The applied lateral load and
displacements were monitored using a load cell and LVDTs, respectively, and additional LVDTs
were used to monitor (and avoid) slab twisting. Strain gauges were attached on selected bonded
slab bars, and eight load cells were installed on tendons to measure the tendon forces during
post-tensioning as well as changes in tendon forces during testing.
Test Results
Crack patterns at the completion of testing are shown in Figure 5. In general, for drifts
less than 1 %, slab flexural cracks formed adjacent to the column and subsequently extended
across the entire slab width. For drift ratios greater than 3%, significant cracks were observed to
extend approximately 300 mm (≅ 2.5d) away from the column face (Figure 5). Based on
observations, as well as the test data presented in the following subsections, it is concluded that
punching failures occurred for all specimens after flexural yielding of slab bonded reinforcement.
Cyclic Behavior
As noted for reinforced concrete connections (Pan and Moehle), the limited data
available have shown that drift capacity at punching for “post-tensioned” connections is also
strongly influenced by the magnitude of direct gravity shear stress applied on the critical section
(Qaisrani, Kang and Wallace 2006). A detailed review of the existing database for the PT
connections (Kang and Wallace 2006) indicates that higher drift ratios at punching were
obtained for the PT connections, in-part due to the larger span-to-thickness ratios (40 to 45)
compared to the RC connections (≈ 25), and that lower drift values were observed for the PT
connections subjected to reversed cyclic loading relative to the PT connections subjected to
monotonic or repeated lateral loading. Since the database for PT interior connections subjected
to reversed cyclic loading is limited to the four, isolated specimens with relatively high gravity
shear ratios (Vg/Vc = 0.46 to 0.72) tested by Qaisrani and Pimanmas et al., the test results
presented for this study provide valuable information to assess trends for gravity shear ratios
Vg/Vc between approximately 0.25 and 0.40 (actual values for the connections based on actual
material properties). The four test specimens from this study achieved substantially higher
lateral drifts (3.2 to 5.9%) compared to prior test results (1.8 to 2.3%) for interior connections
subjected to cyclic loading with higher gravity shear ratios (Qaisrani, Pimanmas et al.). As well,
specimens with lower gravity shear ratios (PI-B30, PI-D30) achieved 180 and 135% of the drift
ratios of the companion specimens with higher gravity shear ratios (PI-B50, PI-D50),
respectively, prior to punching (Table 2).
Drift ratio [%] Drift ratio [%]
-6 -4 -2 0 2 4 6 -6 -4 -2 0 2 4 6
60 60
θy θu
θy θu Ppeak = 47.8 kN
Ppeak = 43.6 kN
40 Pn = M n,ub /(h1 =2.1m) Pn = Mn,ub /(h1=2.1m) 40
2/3(Ppeak) = 29.1 kN 2/3(Ppeak) = 31.9 kN
Lateral load [kN]
0 0
2.1% 3.3% 2.0% 5.9%
-20 -20
60 θy θu 60
Ppeak = 52.2 kN
20 20
-1.4%
-4.0%
0 0
5.4%
1.5%
-20 -20
2/3(Ppeak ) = -31.5 kN
Pn = Mn,ub /(h1=2.1m) Pn = Mn,ub /(h1=2.1m) -40
-40
Ppeak = -47.3 kN
θu θy
-60 (c) PI-D50 (d) PI-D30 -60
-6 -4 -2 0 2 4 6 -6 -4 -2 0 2 4 6
Drift ratio [%] Drift ratio [%]
For PI-B30 and PI-D30, relatively large drift ratios were achieved for both specimens,
5.6 to 5.9%, respectively, indicating that the tendon arrangement did not impact the drift at
punching failure significantly for the moderate gravity shear ratio. However, for the higher
gravity shear ratio, based on the load-displacement relations (Figure 6), higher drift capacity
(120%) and improved ductility (190%) were observed for PI-D50 compared with PI-B50 (Table
2). The lower drift capacity and ductility for PI-B50 compared with PI-D50 is likely due to
larger precompression within the connection region. In both cases of gravity shear ratios, larger
drift ratio at punching was achieved for the case with distributed tendons. Current practice,
which typically bands tendons in one direction, may result in connections that have less drift
capacity for loads parallel to the banded direction.
As mentioned earlier, the test specimens included minimum bonded top reinforcement
(8-D10 bars) in accordance with ACI 318-05 and bonded bottom reinforcement (5-D10 bars) as
required for structural integrity reinforcement based on ACI 352.1R-89. During the cyclic tests,
both top and bottom bonded reinforcing bars reached the yield strain of approximately 0.002
(Figure 7). Yield of top reinforcement initiated at drift ratios of 1.1, 1.7, 0.6, and 1.7% for PI-
B50, PI-B30, PI-D50, and PI-D30, respectively, whereas yield of bottom reinforcement occurred
between drift ratios of 2.2 and 3.5% for all specimens. Figures 7(a) and 7(b) show that, prior to
punching, the degree of yielding of top reinforcement was more extensive than that of bottom
reinforcement. Due to gravity loading, bottom reinforcement was in compression prior to the
application of lateral loading. The strains in bottom reinforcement began to vary from negative
to positive values (i.e., moment reversal) at drift ratios of 0.8 and 0.5% for PI-B50 and PI-D50,
respectively. This result is consistent with the observation that larger pre-compression within the
connection region may have existed where banded tendons were parallel to the loading direction.
For PI-B30 and PI-D30, with relatively low gravity shear stresses, moment reversal was observed
at relatively low drift ratio of 0.5%.
1.5% 3.0% 1.5% 3.0%
4000 PI-B50
2500
PI-B30
PI-D50
εy
Strains [ X106 ]
PI-B50
2000 εy PI-B30
PI-D50
1000 PI-D30
1000
E W
0 0
-1000 -800 -600 -400 -200 0 200 400 600 800 1000 -2000 -1500 -1000 -500 0 500 1000 1500 2000
Distance from column center [mm] Distance from column center [mm]
Unbonded Tendons Unbonded Tendons
Strain Gauges Strain Gauges
Bonded Top Reinforcement
(a) Top bar passing through column cage (b) Bottom bar passing through column cage
Figure 7. Strain distribution in bonded reinforcement.
In high seismic regions, the lateral (roof) drift demand on the structure is typically
limited to 2% for life safety considerations, and some story drift ratios typically exceed the roof
drift ratio. Bonded bottom steel with the amount of Asm (Eq. (1)) is not anticipated to yield for
drifts less than approximately 1.5%; however, moment reversal is likely to occur (Figure 3).
Therefore, bonded bottom reinforcement should be provided for PT flat plate systems designed
to resist gravity loads since tensile strains in the bottom slab reinforcement was observed prior to
reaching a lateral drift ratio reached 1.5% (Figure 7(b)). The quantity of bottom reinforcement
provided in the specimens was in compliance with Eq. (1) and was sufficient to resist positive
moment developed up to lateral drifts of approximately 1.5 to 2.0% lateral drift before reaching
the yield strain (Figure 7(b)), as well as to prevent progressive collapse. Accordingly, bottom
reinforcement required by Eq. (1) is sufficient to limit extensive yielding; therefore, there does
not appear to be a need to provide larger quantities of bottom reinforcement.
For each specimen, average tendon stresses were monitored using seven or eight load
cells mounted at tendon ends (TC, see Figure 2). Figure 8 reveals that the stress in the unbonded
tendons increased as a lateral drift ratio increased and that the tendon distribution influenced the
change in the tendon stress in the loading direction. For the PI-B specimens, tendon stresses in
the loading direction (TC 1, 2, and 3) tended to increase fairly uniformly irrespective of tendon
location. However, for the PI-D specimens, only the stresses in tendons placed close to the
column (TC 1 or 2) increased significantly (Figure 8).
Stress Increments in Unbonded Tendons [MPa]
80 LC 1
LC 1
60 LC 2
LC 3
LC 3 LC 2 LC 3
LC 2 LC 7 LC 4 LC 7
40 LC 1 LC 3
LC 1
LC 6 LC 2
LC 5
20
LC 4 LC 6 LC 7 LC 6
LC 5 LC 8 LC 5
LC 5 LC 6 LC 7
0
The peak values of the increase in the tendon stresses are in the range of 4.7 to 6.4% of
the effective tendon stress (fse). These values are substantially smaller than those (≈ 15%)
predicted by using Eq. (2) (ACI 318-05; Eq. 18-5):
′
fc
f ps = f se + 70 + MPa (2)
300 ρ p
The smaller increases may be due in-part to the smaller total elongation of the tendon
obtained for the interior connection under both gravity and lateral loads (versus the interior
connection under gravity loads only, where the tendon in always in the tension zone). The lower
stresses in the tendons results in reduced moment capacities under combined gravity and lateral
load, relative to the nominal moment capacities computed for gravity load alone.
Conclusions
(i) Consistent with observations for reinforced concrete slab-column connections, the
level of gravity shear on the slab critical section significantly influences the cyclic behavior of
the post-tensioned slab-column connections. As the gravity shear ratio increased, a drift ratio at
punching and the hysteretic energy dissipation capacity for the post-tensioned connections
decreased. The improved performance for the connections with lower gravity shear (PI-B30 and
PI-D30) was due to more extensive yielding of bonded reinforcement prior to punching failure.
(ii) Results indicate that seismic performance of the post-tensioned flat plate slab
systems is impacted by the tendon distribution. For the higher gravity shear ratio (40%), higher
drift capacity and improved ductility were observed for PI-D50 compared to PI-B50. For these
cases, limited yielding of both top and bottom slab reinforcement was noted and the use of
banded tendons appears to create larger precompression within the connection region.
(iii) Moment reversal (change from negative slab moment due to gravity load to positive
slab moment under lateral load on one side of a connection) occurred between lateral drifts of
0.5 to 0.8%. In turn, bonded bottom reinforcement, which was placed according to ACI 352.1R-
89, reached yield at lateral drifts between 2.2 to 3.5%. Based on these results, it is concluded
that bonded bottom reinforcement should be provided for the post-tensioned flat plate slab
systems; however, integrity reinforcement required by ACI 352.1R-89 appears sufficient to limit
rebar yielding. In addition, the bottom reinforcement improves the hysteretic energy dissipation
capacity of the PT interior connections.
(iv) Test results indicate that tendon stresses for combined gravity and lateral loading
were approximately 35 to 60% of the values predicted by ACI 318-05 provisions. The reduced
tendon stress should be considered for flexural design of the post-tensioned flat plate slab
systems in high seismic regions, as moment reversal is anticipated.
References
ACI 318 Committee, 2005. Building Code Requirements for Structural Concrete and Commentary (ACI
318-05), Farmington Hills.
Joint ACI-ASCE Committee 352, 1989. Recommendation for Design of Slab-Column Connections in
Monolithic Reinforced Concrete Structures (ACI 352.1R-89), Farmington Hills.
Kang, T. H.-K., and J. W. Wallace, 2005. Dynamic responses of flat plate systems with shear
reinforcement, ACI Structural Journal, 102 (5), 763-773.
Kang, T. H.-K., and J. W. Wallace, 2006. Punching of reinforced and post-tensioned concrete slab-column
connections, ACI Structural Journal, in-press.
Pan, A. D., and J. P. Moehle, 1989. Lateral displacement ductility of reinforced concrete flat plates, ACI
Structural Journal, 86 (3), 250-258.
Pimanmas, A., Warnitchai, P., and S. Pongpornsup, 2004. Seismic performance of 3/5 scaled post-
tensioned interior flat slab-column connections, Proceedings, ACEE 2004, Manilla, Philippines.
Qaisrani, A. N., 1993. Interior post-tensioned flat-plate connections subjected to vertical and biaxial
loading, Ph.D. Thesis, University of California, Berkeley.