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Neuromodulation: Technology at the Neural Interface

Received: February 15, 2016 Accepted: March 7, 2016

(onlinelibrary.wiley.com) DOI: 10.1111/ner.12438

Parameters of Spinal Cord Stimulation


and Their Role in Electrical Charge Delivery:
A Review
Jonathan P. Miller, MD*; Sam Eldabe, MD, FRCA†; Eric Buchser, MD‡;
Lisa M. Johanek, PhD§; Yun Guan, MD, PhD¶; Bengt Linderoth, MD, PhD**
Objective: All spinal cord stimulation (SCS) parameters (amplitude, pulse width, frequency) influence the interaction of stimula-
tion with the nervous system and impact the delivery of charge. Regardless of the stimulation pattern, there are certain crucial
elements related to dose, and a basic fundamental knowledge of the parameters used to administer the therapy is fundamentally
important.
Methods: This paper reviews basic concepts of energy delivery in neurostimulation (amplitude, pulse width, and frequency) and
introduces the concept of the duty cycle and charge per sec as another way to characterize stimulation patterns.
Results: Results from recent clinical publications indicate that an important aspect of the therapy may be the total charge deliv-
ery over a period of time. Viewed in this way, rate of charge delivery may be analogous to dosage of medication, and SCS
parameters that use different duty cycles may exert distinct therapeutic effects by allowing different amounts of energy to be
delivered to neural tissue with less sensory percept or even none at all.
Conclusions: The basic parameters of amplitude, pulse width, and frequency have important implications for the delivery of
charge in SCS. Modern programming strategies require an understanding of charge delivery for conventional SCS therapy as well
as new therapies such as 10 kHz and burst SCS.

Keywords: Charge, mechanisms, programming


Conflict of Interest: Drs. Buchser, Guan, and Eldabe have received research funding from Medtronic. Dr. Eldabe has done consult-
ing work for Medtronic Europe. Dr. Johanek is an employee of Medtronic. Dr. Linderoth serves as a consultant for Medtronic, St.
Jude Medical Boston Scientific, and Elekta AB. Dr. Miller serves as a consultant for Medtronic Neuromodulation. Dr. Buchser serves
as a consultant for Medtronic Switzerland.

INTRODUCTION (up to 1400 Hz) (11,12). The clinical effects of various pulse widths
have also been examined (13,14). Programming strategies have
Since its introduction in 1967, spinal cord stimulation (SCS) has often considered parameters as separate and discrete variables, and
had a transformative effect on the treatment of chronic neuropathic
pain. Contemporary theories of pain transmission in the spinal cord
described a “gating mechanism” where the activation of large- Address correspondence to: Jonathan Miller, MD, FAANS, FACS, University Hospi-
diameter fibers modulated pain perception; therefore, the mecha- tals Case Medical Center, 11100 Euclid Ave, Cleveland, OH 44106, USA. Email:
jonathan.miller@uhhospitals.org
nisms of SCS were framed primarily in terms of axonal activation (1).
However, research has suggested that the mechanisms of action of * Functional and Restorative Neurosurgery Center and Department of
SCS are substantially more complex. SCS produces local alteration of Neurological Surgery, Case Western Reserve University School of Medicine,
wide-dynamic-range neuron excitability, facilitation of physiological University Hospitals Case Medical Center, Cleveland, OH, USA;

The James Cook University Hospital, Middlesbrough, UK;
inhibitory mechanisms, and changes in activity of a number of neu- ‡
Anaesthesia and Pain Management Services at the Neuromodulation Centre,
rotransmitters, especially GABA, but also glutamate, adenosine, ace- Hospital de Morges, Morges, Switzerland;
tylcholine, substance P, CGRP, BDNF, bradykinin, and others (2–4). In §
Department of Medical Affairs, Medtronic, PLC, Minneapolis, MN, USA;

addition, orthodromic activation of dorsal column fibers may acti- Department of Anesthesiology/Critical Care Medicine, The Johns Hopkins
vate descending serotonergic pathways from brainstem centers as University School of Medicine, Baltimore, MD, USA; and
** Functional Neurosurgery, Department of Clinical Neuroscience, Karolinska
well as alter pain processing in the cerebrum (5–8). Furthermore, dis- Institutet, Stockholm, Sweden
tinct pain syndromes with individual patterns of pathological neuro-
nal hyperexcitability may respond differently to SCS (3,4). For more information on author guidelines, an explanation of our peer review
Stimulation parameters have been investigated and manipulated process, and conflict of interest informed consent policies, please go to http://
www.wiley.com/WileyCDA/Section/id-301854.html
for years to optimize pain therapy. The wide range of frequencies
used in commercially available SCS devices have been explored for Source(s) of financial support: No funding was received in the drafting of this
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various indications, in low (<5 Hz) (9,10) and high-frequency ranges manuscript.

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Figure 1. The characteristics of electrical pulses. a. The stimulation pulse is


defined by the amplitude and pulse width. The charge per pulse (in nanocou-
Figure 2. Depiction of the strength-duration curve for neuronal activation.
lombs) is the product of the amplitude (mA) and the pulse width (ms). The fre-
The gray lines represent hypothetical curves for different axon types or popula-
quency defines how often pulses occur, typically in Hertz or pulses per sec. b.
tions. Under ideal conditions the threshold for generation of an action poten-
Stimulation pulse shapes can differ depending on whether they are biphasic,
tial will follow a hyperbolic curve of the shape of f(x) 5 1/x, called the
current-controlled, or voltage-controlled.
“strength-duration curve.” The strength-duration curve demonstrates that nar-
row pulse widths require high amplitudes to activate a neuron, while wider
pulse widths need lower amplitudes.
less consideration has been given to how these variables interact to
modulate pain pathways within the nervous system.
With the recent focus on new frequencies and waveforms in the voltage-controlled systems, amplitude is prescribed as a potential
SCS field, such as 10 kHz (15–17) and burst stimulation (18–20), there difference (measured in volts, V) applied to the electrode surface, in
is a growing appreciation for the impact of energy delivery on the which case the actual flow of current will be dependent upon
nervous system. However, there is also a critical need to understand impedance at the electrode-tissue interface, whereas current-
how the energy is being delivered. A developing concept focuses controlled systems deliver a prescribed current, thus allowing the
on the combination of stimulation parameters and their resulting voltage to vary with impedance. As long as the impedance is stable
charge delivery. When all parameters are considered together, stimu- over time there is no known clinical difference between constant-
lation can be characterized by “charge over time,” which can be voltage and constant-current systems (21). Furthermore, the effects
delivered through various dosing strategies. Conventional SCS of spinal cord movement and cerebral spinal fluid thickness have
“doses” therapy with a high “charge per pulse.” In contrast, a dosing been shown to have a greater impact on required stimulation ampli-
strategy using higher frequencies and/or wider pulse widths pro- tude than impedance (22–25). Current is defined as the flow of
duces a more consistent dose of energy, providing higher “charge charge, such that 1 mA is equal to the flow of 1 millicoulomb (mC)
per second.” Thus, stimulation parameters can be characterized as of electric charge in one sec. If the function of current over time
Ð is
having a low or high “concentration of current,” and the delivery of defined as I, the charge per pulse (in coulombs) is calculated as I dt
energy could be characterized as involving low or high “dose.” across the time period of the pulse. Assuming the amplitude is con-
The purpose of this paper is to review basic concepts of charge stant during the pulse, this will be exactly the same as the product
delivery in SCS for a clinical readership and discuss the ways parame- of the amplitude and pulse width (Fig. 1). In other words, multiply-
ters might interact in order to relieve neuropathic pain. A review of ing the amplitude (in mA) by the pulse width (in ls) will provide a
modern programming strategies is provided, where charge delivery value for the charge per pulse (in nanocoulombs).
in conventional SCS therapy is compared with therapies such as At SCS frequencies most commonly used in clinical practice (e.g.
10 kHz and burst SCS. 40–100 Hz), the threshold for neural activation will be approximately
proportional to the charge per pulse. Therefore, the threshold for
generation of an action potential will typically follow a hyperbolic
SCS PARAMETERS curve of the shape of f(x) 5 1/x, called the “strength-duration curve”
Amplitude and Pulse Width (Fig. 2), in which the value amplitude multiplied by pulse width (i.e.,
The basic unit of electrical stimulation in neuromodulation is the the charge per pulse) is the same at all points along the curve. The
“pulse” (Fig. 1). The pulse consists of a sustained delivery of a spe- strength-duration curve demonstrates that narrow pulse widths
cific amount of current amplitude (measured in milliamperes, mA) require high amplitudes to activate a neuron or axon, while wider
for a specific amount of time (pulse width, measured in microsec- pulse widths need lower amplitudes. In vivo, each individual axon
onds, ls). Each pulse is followed by an equal flow of current in the will have its own strength-duration curve based on size, myelination,
opposite direction to balance charge and safeguard against and distance from the stimulation source. The concept of the
electrode-tissue interface damage due to chemical reactions that strength-duration curve has been demonstrated in studies testing
might result from buildup of charge (Fig. 1b). The “recharge” pulse activation of spinal cord axons in animal models (26), and in patients
can be active (producing a biphasic appearance) or passive (bal- implanted with SCS systems (13,14).
anced but asymmetric); in most SCS systems, charge balancing The strength-duration curve for dorsal column fibers can be
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occurs after each individual pulse and in a passive manner. In established in SCS patients by determining the amplitude needed

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SCS PARAMETERS AND CHARGE DELIVERY

Figure 3. Properties of the action potential and strength duration curve. a. Stimuli can depolarize the neural membrane away from its resting membrane potential.
An action potential is generated when the stimulus depolarizes the neuron to its action threshold level. b. A schematic of the strength-duration curve illustrates that
both pulse width and amplitude play a role in neuronal activation. Stimuli below the strength-duration curve will be subthreshold for neural activation. Stimuli
above the strength duration curve will activate neurons and result in an action potential.

for paresthesia perception and discomfort thresholds, at increasing stimulation and electro-acupuncture, low rate therapy (2–10 Hz) acti-
pulse width (27,28). The resulting “therapeutic window” may guide vates l-opioid receptor pathways, whereas high rate therapy
SCS programming for amplitude and pulse width to optimize pain (100 Hz) likely activates endogenous d-opioid systems instead
relief while minimizing discomfort. Amplitude impacts the number (32–35). Investigation of SCS therapy has likewise demonstrated
of fibers recruited, and results in a perceived increase or decrease in very different neurochemical effects at different frequencies. Low-
the intensity and/or area of paresthesia sensation. Pulse width is typ- frequency stimulation (4–60 Hz) engages various degrees of endog-
ically considered a secondary factor in controlling energy delivery, enous opioid release where the low frequency might release trans-
but an increase in this parameter may also recruit a larger number mitters binding to l-opioid receptors while 60 Hz instead might
of fibers. Computer models have shown that increasing pulse width relate to activation of the d-opioid system (36). Frequencies around
may result in broader paresthesia coverage by recruiting a larger 50 Hz activate dorsal horn GABAergic neurons but also interneurons
number and smaller diameter Ab-fibers (29). that use other transmitters such as acetylcholine and adenosine
An understanding of the strength-duration curve also demon- (37–40), serotoninergic cells in the rostoventromedial medulla
strates how substantial current could be delivered to an axon with- (5,6,41), and nuclei in the locus coeruleus region containing norepi-
out necessarily producing an action potential. When the stimulation nenphine (42,43). At much higher rates, other effects are seen. For
is below the activation threshold for a neuron, the neuron may example, 500 Hz induces greater peripheral blood flow changes
locally depolarize, but no action potentials generated. Furthermore, than lower SCS frequencies (44), and 1000 Hz produces changes in
large amounts of charge could be administered at the extreme ends the conduction properties of afferent sensory neurons at a lower
of the curve (with narrow or wide pulse width), still remaining below intensity than 50 Hz stimulation (45).
threshold and avoiding the development of intense paresthesia Frequency influences how often a neuron fires in response to a
(Fig. 3). Therefore, stimulation targeted at the dorsal columns may stimulus. Typical action potential duration for somatosensory fibers,
be subthreshold with respect to neuronal activation, and subpercep- including the refractory period, is about 5 milliseconds (ms). This
tion with respect to the patient’s experience, even though large means that neurons can better entrain (one action potential per one
amounts of charges are delivered. Being below the firing threshold stimulus) at low frequencies. Each pulse above the activation thresh-
of the dorsal column fibers, no action potentials are generated and old is able to induce a distinct action potential and neurons will fire
no clear sensory effects (paresthesia) are likely to be produced (30). together in a synchronous manner (Fig. 4). Different types of neu-
rons will have different entrainment properties. In general, many
Frequency neurons fire at rates less than 200 Hz (46–49) and could therefore
The parameter of frequency (number of pulses per sec) can also likely entrain electrical stimulation around 200 Hz and below. How-
be adjusted to optimize patient therapy (Fig. 1). SCS rates have his- ever, there is evidence that sensory neurons can fire in response to
torically been in the range of 40–100 Hz (31), which produce pares- higher frequency pulse trains. In one study of high-frequency SCS in
thesia (in combination with a relevant charge per pulse) and are sheep, it was shown that dorsal column axons were able to entrain
associated with relatively low energy consumption. For example, in to a 900 Hz stimulus (50). As the rate was increased from about
a study involving 171 patients, the average rate selected by the 1.7 kHz to 13.7 kHz clusters of fibers initially responded synchro-
patients was 62.7 6 54.2 Hz (range 8–200 Hz) (31). However, for a nously but, by the tenth stimulus, neurons began to “drop out” as
number of electrical stimulation therapies including SCS, there is evi- demonstrated by lower compound action potential amplitudes. The
dence that frequency can be an important determinant for activat- proportion of dorsal column fibers activated by stimulation reached
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ing specific pain-relieving mechanisms. In transcutaneous electrical a steady state of 20–40% within 250 pulses at these kilohertz

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frequencies. Thus, a consistent number of neurons do in fact fire to the possible pulse widths. As frequency increases, the time available
each supra-threshold stimulation pulse, but a different “cluster” of to complete a pulse cycle decreases: A stimulus at 100 Hz completes
axons is responsible for the compound action potential generated a cycle in 10 ms, at 1000 Hz in 1 ms, and at 10,000 Hz in 0.1 ms.
for each pulse (50). The percentage of activated axons at any point Amplitude must also be considered with frequency and pulse width
in time will depend on the charge delivered as well as the depolari- when discussing the physiological mechanisms of stimulation. In the
zation and refractory period state. Figure 4b depicts a schematic well-established neural mechanisms of SCS frequency mentioned
illustration of asynchronous firing, with two hypothetical neurons above, amplitudes were set at levels either tested or assumed to be
responding to different pulses within the electrical stimulation train. high enough for action potential activation in dorsal column axons.
Action potentials are generated in response to some but not all The putative mechanisms of frequencies in the kilohertz range (for
stimulation pulses, resulting in a “pseudo-random” or stochastic acti- example, 10,000 Hz) will vary depending on the amplitude. For
vation pattern. example, high intensity kilohertz stimulation results in a complete
When discussing neural mechanisms, the frequency cannot be but reversible block of neural impulses (51). The literature discussing
considered independently of pulse width and amplitude (Table 1); high frequency alternating current (HFAC) is abundant (51–58), and
all stimulation parameters are related. For example, since frequency studies suggest that before being blocked, axons are first depolar-
is inversely related to the length of the cycle period, it will dictate ized and activated (also called an on-set response; for review see Kil-
gore and Bhadra, 2014). The peripheral nerve blocking effect was
illustrated in a paper by Cuellar at al., 2013, which reported that
wide dynamic range (WDR) neurons decrease their firing when
HFAC is administered (59). In this study the investigators applied
high amplitude HFAC directly to the dorsal root, where it acted simi-
larly to a local anesthetic conduction block and effectively prevented
impulse transmission in primary afferent neurons. Action potentials
generated from electrical and mechanical hindpaw stimulation were
stopped at the point of the HFAC block at the dorsal root; therefore,
the WDR neurons had no activating input and remained silent.
In summary, the charge-per-pulse (i.e., strength-duration curve)
determines whether neurons and axons will be activated, and fre-
quency impacts how often a single axon may fire and which neuro-
nal mechanisms are engaged. Charge per pulse, frequency, and the
recovery properties of axons all play a role in whether the axons
depolarize, and subsequently, whether they entrain to each pre-
sented stimulus or fire in a more stochastic manner.

10KHz AND BURST SCS


Figure 4. A schematic of neuronal responses to hypothetical stimuli. a. Fre- Recent clinical investigations focusing on the stimulation wave-
quency of an electrical stimulus will influence how often a neuron fires an
action potential. At lower frequencies, assuming the stimulus is above activa-
form have helped to emphasize the importance of energy delivery
tion threshold, a neuron may respond to each stimulation impulse with an in neuromodulation therapies (60). One paradigm being used is a
action potential. The schematic shows four electrical stimulation pulses and 10 kHz frequency with a pulse width at 30 ms and amplitude typi-
four resulting action potentials. b. As frequency increases, a neuron is less likely cally 1–5 mA (15). Hypotheses about the mechanism of neuromodu-
to entrain to each electrical stimulus. The schematic picture shows two hypo-
thetical neurons, one responding to every other stimulation pulse, one firing
lation induced by using this waveform have varied; some thoughts
an action potential to every third stimulus. In a population of neurons, the that have been suggested include 1) temporal summation, where
result of higher rate of stimulation, above activation threshold, is stochastic or multiple pulses build on each other to achieve neuronal activation;
“pseudo-random” firing. 2) depolarization blockade, where propagating action potentials are

Table 1. Description of SCS Parameters and Considerations for Neural Mechanisms.

Description Considerations for neural mechanisms

Amplitude Current delivered  Amplitude and pulse width (charge per pulse) are required to activate neurons.
(milliamperes, mA)  Axon characteristics (size, myelination) and distance from stimulus will influence activation.
 Charge per pulse at the target is lower than the charge at the electrode.
Pulse width Duration of pulse  Amplitude and pulse width (charge per pulse) are required to activate neurons.
(microseconds, ls)  Axon characteristics (size, myelination) and distance from stimulus will influence activation.
 Charge per pulse at the target is lower than the charge at the electrode.
Frequency Number of pulses  Defines the number of pulses delivered in the waveform.
(Hertz, Hz)  Inversely related to the pulse width.
 Neuronal properties define whether the neuron will entrain to each pulse.
 With moderate-high amplitude, high frequency may induce axonal blocking mechanisms.
Duty cycle Amount of “on time”  May be a consideration for nonactivating or subthreshold neuronal mechanisms
(Percent of time)
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Table 2. Comparison of Reported Parameters Used for 10 kHz SCS, Burst SCS, and Conventional/Tonic SCS.

10 kHz* “Burst”† Tonic*


(Minimum–Maximum) (Minimum–Maximum)

Amplitude (mA) 1.6–3.8 0.6 3.6–8.5


Frequency (Hz) 10,000 200‡ 39–77
Pulse width (ms) 30 1000 347–591
Charge per pulse (mC) 0.05–0.11 0.6 1.2–5.0
Duty cycle (% on time) 30% 20% 1.4–4.6%
Charge per second (mC/sec) 480–1,140 120 49–387
Possible interaction with Low charge per pulse Low charge per pulse High charge per pulse likely
neurons unlikely to activate fibers or unlikely to activate fibers or to activate dorsal column
neurons. neurons. fibers.
High charge per second may High charge per second may Modulation is also possible.
modulate. modulate.
Comparison of stimulation waveform characteristics between 10 kHz, burst and tonic spinal cord stimulation.
*Average minimum and maximum parameters reported in Kapural et al., 2015 (15) Calculations characterize the minimum and maximum possible charge
per pulse, duty cycle, and charge per second based on the reported values.

Parameters reported in De Ridder et al., 2010 (20).

Average frequency delivered in burst stimulation (5 pulses * 40 Hz).

blocked by the high frequency stimulation; and 3) desynchroniza- ber of pulses delivered in 1 sec. This concept was first described in a
tion, where kilohertz stimulation results in pseudo-spontaneous or report of burst SCS in order to compare it to conventional stimula-
stochastic neuronal activity (51,61). All of these hypotheses rely on tion (20). Although the charge per pulse was lower in burst mode
neuronal activation. Clinically a case series with 10 kHz SCS suggests (0.654 lC) compared with the 40–50 Hz tonic SCS mode (1.03 lC),
pain can be relieved for durations up to two years (16,17). However, the charge delivery over time (charge per sec, called “energy/second”
no clinical manifestation of either neuronal blockade or stimulation in that paper) was considerably higher (130.8 lC/sec for the burst
has been reported to accompany pain relief in these cohorts and mode vs. 47.7 lC/sec for the tonic mode).
computational studies (61) indicate that that the first two hypothe- Higher charge delivery could be accomplished by increasing
ses above are less probable. amplitude; therefore, increasing the charge per pulse. Studies assess-
A second waveform being studied is a “burst” pattern. This has ing the effects of SCS in rodent behavior models or spinal neuron
arbitrarily been chosen as a series of five 1000 ms pulses at a pulse physiology, demonstrated that at conventional frequencies (50–
frequency 500 Hz followed by a single repolarization pulse, with 60 Hz) higher amplitudes results in better reversal of nociceptive
each train repeated at 40 Hz (19,62). Burst stimulation is proposed to behaviors (74–76). Thus, increasing amplitude is one method to
provide a signal that is more similar and relevant to endogenous deliver more overall charge (both charge per pulse and charge per
activation patterns in the nervous system. Indeed, neurons responsi- sec). However, this method could surpass the sensory threshold
ble for encoding aspects of pain signaling from peripheral neurons (strength-duration curve), and lead to discomfort; therefore, this
(63–65) and the thalamus (66–68) have been reported to fire in strategy is not possible in all clinical applications.
bursting patterns. While this is an interesting hypothesis, it is not Another way to increase charge delivery is to use lower ampli-
clear how the stimulation pattern alters on-going bursting activity in tude, but use wider pulse widths and/or higher frequency. Indeed, a
the pain pathways. Clinically, burst stimulation has been shown to common feature of high charge delivery per unit time emerges
produce pain relief in a number of small RCTs and prospective stud- when considering the 10 kHz and burst waveforms. Instead of
ies (19,20,69,70). increasing amplitude with potential production of an uncomfortable
Interestingly, both 10 kHz and the burst paradigm have been sensation, these strategies use the extremes of pulse width on the
reported to produce pain relief without paresthesia in the majority strength duration curve to deliver large amounts of charge to the
of patients. Paresthesia is the sensation that results from activation spinal cord without discomfort or even a perceptible sensation
of sensory-specific dorsal column fibers (71), so absence of paresthe- (Table 2). Burst stimulation, using what may be functionally equiva-
sia suggests that stimulation is not activating dorsal column Ab lent to a very wide pulse width at low amplitudes, delivers charge
fibers (61,72,73). However, the typical hypotheses explaining the per sec reported to be 2.5–3 times higher than that achievable using
effects of 10 kHz and burst rely on neuronal activation, and the conventional stimulation patterns (20). Likewise, 10 kHz SCS, using
hypothesis of 10 kHz-induced conduction block has been criticized. 10,000 low amplitude 30 ms duration pulses, is reported to deliver
about 10 times more charge per sec as compared to more conven-
tional programming parameters (Table 2) (15). Thus, burst and
A NEW MODEL: LOW CHARGE PER PULSE, 10 kHz stimulation patterns differ from conventional SCS, where the
GREATER CHARGE PER SECOND former may employ more charge per sec, and the latter, more
charge per pulse.
A different and potentially more rational way to characterize stim- All pulse patterns have a certain percentage of time in which the
ulation paradigms is according to the total charge delivered per unit signal is active and delivering energy. This proportion of “on” vs.
time, or “charge per second.” The charge per sec is calculated by “off” time, termed “duty cycle,” can be used to characterize and
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determining the charge per pulse and multiplying this by the num- compare pulse patterns. Since duty cycle is a function of frequency

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Table 3. The Role of Frequency and Pulse Width in the Generation


of Duty Cycles.

Duty cycle Frequency (Hz) Pulse width (ms)

20% 1000 200


20% 200 1000
20% 500 400
10% 100 1000
10% 200 500
2% 50 400
2% 100 200
Duty cycle calculations. Duty cycle is a characteristic of any stimulation
waveform, and multiple combinations of frequency and pulse width
can result in identical duty cycles. A duty cycle of 2% is achieved with
more conventional programming parameters, and could be consid-
ered a “lower dose” option. In contrast, higher frequencies and wider
pulse widths enable higher duty cycles, or a “higher dose” option.

Figure 5. Methods to determine the charge per sec. a. The charge per sec
can be considered as adding up the charge per pulse over a period of time. each pulse remains below the threshold for sensory activation
The charge per pulse is calculated from the amplitude 3 pulse width. Assum- according to the strength-duration curve for stimulation perception.
ing a constant (patterned) series of pulses, the frequency of the stimulation
provides the number of pulses per one sec. Therefore the charge per sec is the
In other words, because of the higher duty cycle, more energy can
amplitude 3 frequency 3 pulse width. b. The charge per sec is influenced by be delivered over time without the need to increase amplitude. This
the duty cycle of the pulse series. Assuming a constant (nonpatterned) series leads into the third point. What are the spinal mechanisms that
of pulses, the duty cycle is the amount of time the stimulus is presented (“on”) allow for modulation of pain processing with low charge per pulse,
over the total period, from the first pulse to the beginning of the next pulse without the activation of dorsal column axons?
(“period”). The more time the stimulation is “on,” the more opportunity there is
to deliver charge. Higher duty cycles allow for higher charge delivery. Thus, the high duty cycle charge delivery option opens a discus-
sion around the putative neural mechanisms that respond differ-
ently to different forms of charge delivery. Furthermore, the limits of
“low” and “high” duty cycle have yet to be determined. The next
and pulse width (Fig. 5b), patterns with diverse frequency and pulse section will summarize research that has adjusted duty cycle to help
width can be compared with this metric. For example, the duty cycle define “high” duty cycle or “high” charge, and present possible
of a 30 ms pulse at 10 kHz is 30%; the duty cycle of a 200 ms pulse at hypotheses for modulation of spinal cord neuronal structures with-
1000 Hz is 20%; the duty cycle of a 500 ms pulse at 500 Hz is 25%. In out direct activation of dorsal column fibers.
contrast, the duty cycle of a 400 ms pulse at 50 Hz, typical for con-
ventional SCS, is only 2% (Table 3). Higher duty cycles increase the TITRATION OF “CHARGE PER SEC”
proportion of “on time” stimulation, resulting in the ability to deliver
more charge over time. Duty cycle can be increased by increasing Duty cycle and charge over time represent additional ways to
the frequency, increasing the pulse width, or combinations of both. characterize energy delivery during SCS, although there is limited
Examples of how pulse width and frequency influence pulse duty evidence to support this dosing strategy. Clinical and pre-clinical
cycle are shown in Figure 6. The duty cycle helps to define how titration studies may provide some insights. For example, a study
often charge is being delivered. investigating parameters related to burst demonstrated that
Delivering charge through a high duty-cycle strategy has three patients retain their pain-relieving benefits when the duty cycle is
potential implications for SCS therapy and mechanisms. First, it pro- halved (18). In this study, the pulse width within the 5-pulse burst
vides terminology to discuss charge delivery beyond the individual was decreased from 1000 ms to 500 ms (Fig. 7), changing the overall
parameters of amplitude, frequency, and pulse width. The terminol- duty cycle from 20% to 10% without altering the total number of
ogy of “charge per second” can be equated to a “dose” of electrical pulses per sec. Assuming that the current was similar in both para-
energy, and depending on the parameters, the dose may appear to digms (although not reported), the rate of charge delivery would
be relatively “low” or “high.” Thus, the electrical energy can be also be halved. Thus, duty cycles of 20% and 10% produced similar
delivered similarly to a medication, with various dosing strategies. outcomes; however, the lower threshold needed for the effects of
Any stimulation setting can, in analogy with pharmaceutical ther- burst remain unclear.
apy, be characterized by its concentration (duty cycle) and dose In contrast, increasing charge by increasing the duty cycle may be
(charge per sec) and rate of delivery (current amplitude). These important for certain neuronal mechanisms. The parameters influ-
terms provide a way to describe features of stimulation not immedi- encing higher charge delivery included pulse frequency, pulse
ately apparent when considering amplitude, frequency, and pulse width, and amplitude. Using a rodent model of neuropathic pain,
width in isolation. Crosby et al., 2015, found that the charge per burst was influential
Second, the introduction of a high duty cycle may impact how for the inhibitory effect on rat WDR neuron firing (73). The authors
patients perceive the therapy. Higher duty cycles may allow the use report that more neuronal inhibition was observed as the charge
of a relatively low amplitude for each individual pulse, and pain per burst increased. Additional evidence for overall charge was
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relief without paresthesia may be possible since charge delivered by reported by Song et al., 2015. SCS delivered by monophasic and

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Figure 6. Methods to increase duty cycle. A. Duty cycle can be incerased by increasing the stimulus pulse width. As pulse width is increased, the stimulus “on”
time in a given period will increase. b. Duty cycle can also be increased by increasing frequency. As the frequency increases, the time “off” decreases. Both of these
methods would allow for the opportunity for higher charge delivery.

Figure 7. Titrating parameters in a burst stimulus. a. The schematic shows a series of burst pulses delivered at a 40 Hz rate. The burst frequency is 500 Hz and each
stimulus has a pulse width of 1000 ms. b. A similar burst schematic is shown with a 40 Hz stimulation rate. In this scenario, when the burst frequency increased to
1000 Hz, the pulse width simultaneously decreased to 500 ms. Assuming the same amplitude in (a) and (b), the overall charge delivery in scenario (b) would be half
of that in scenario (a) and duty cycle decreased from 20% to 10%.

biphasic pulses of two different pulse widths was studied in a rodent achieve the same behavior response with 50 Hz (24 ms) stimulation,
model of neuropathic pain. Reversal of neuropathic pain behavior a higher amplitude (80% of motor threshold) was required (75).
was similar in those groups of animals with identical frequency and Hence, the 50 Hz stimulation delivered twice as much charge per
pulse width, regardless of pulse shape. The authors conclude that pulse, but 1 kHz and 10 kHz delivered higher charge per sec.
the amount of electric charge transfer was a critical factor for the To better understand how rodent studies align with clinical appli-
effect—not the pulse shape per se (77). cation, Song et al., 2014, attempted to determine the amplitudes
Frequency also impacts the amount of charge delivery over a that generated a perception in the rodents (78). They performed
time period. Two pre-clinical studies have tested kilohertz SCS in a careful behavioral video-monitoring of the rodent response to stim-
dose-responsive manner in rodent models of neuropathic pain ulation while in a darkened room under infrared light. Under these
(45,78). “High frequency” ranging from 500 Hz to 10 kHz resulted in conditions, the sensory threshold was reported to be around
similar changes in behavior associated with mechanical paw with- 40–50% of motor threshold (defined as above). This is consistent
drawal thresholds. Amplitudes were set at 40% or 80% of motor with the observations of Shechter et al., 2013, who reported in their
threshold, which was defined with a stimulus of 4 Hz at 200 ms. In supplemental information that sensory threshold was thought to be
both studies, 1 kHz and 10 kHz using the same pulse width (24 ms) around 50% of motor threshold (45). Thus, higher frequencies
7

produced similar effects at 40% of motor threshold. However, to (500 Hz, 1 kHz, 10 kHz) produce reversal of pain behaviors at lower

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MILLER ET AL.

and presumably subliminal amplitude (40% motor threshold), while stimulation pulses would be unlikely (72,78). If the underlying mech-
conventional 50 Hz SCS reversed pain behaviors at 80–90% of motor anisms are not driven by activing neurons, what are the other possi-
threshold. Although higher frequencies resulted in higher duty bilities? And if the mechanism underlying pain relief does not rely
cycles, these studies found similar reversal of pain behaviors for on activation, are there are other parameter sets that can engage
500 Hz, 1 kHz, and 10 kHz. Thus, there may be a ceiling effect of neu- this same mechanism? In the section below we present two hypoth-
ronal inhibition by increasing the duty cycle. eses on how weak electrical fields applied to the spinal cord might
Although multiple combinations of frequency and pulse width modulate dorsal column fibers and potentially modulate the pain
can have similar duty cycles, it is unclear how much these parame- system.
ters influence outcomes. Schu et al., 2014 compared burst stimula-
tion to subparesthetic tonic stimulation at 500 Hz. The duty cycle of Bifurcation or Branch Point Blocking
the burst stimulus was 20%, while the 500 Hz tonic stimulation was A study conducted in a leech ganglion preparation showed that a
given at an average duty cycle around 18.5% (the average pulse weak (subfiring threshold) electrical field applied over the axonal
width was 370.8 ms). While the overall charge delivery was higher in bifurcation, or branch point, of a sensory neuron caused failure of
the tonic 500 Hz mode, the burst mode was reported to produce axonal propagation (82). The strength of the branch point failure
better outcomes in terms of pain relief (79). Therefore, the manner was dependent on the strength of the electrical field. Propagation
by which charge is delivered may influence the outcome, and the through branch points may be critical for learning, neural plasticity,
interplay between overall amplitude, charge, and pattern may play a and information processing (83). Bifurcation points are a common
significant role in activating pain-relieving mechanisms. characteristic of dorsal column neurons: As Ab afferent fibers project
There are limitations when comparing various parameters in a through the dorsal columns, collateral axons branch off the main
clinical setting, and potential confounding factors on patient axon and synapse with dorsal horn circuitry (84,85). Dorsal column
response should be considered. For example, a prospective random- fibers are responsible for signaling proprioception and mechanosen-
ized and placebo-controlled clinical study was conducted by Perru- sation. However, evidence exists that ectopic activity in Ab-fibers
choud et al., 2013, comparing sham stimulation to 5 kHz (60 ms) SCS may modulate neuropathic pain (86). The mechanisms of pain relief
and with amplitudes below paresthesia threshold (80). This study based on this model are still unclear, but may involve modulation of
demonstrated a strong placebo effect and a marginal advantage of abnormal endogenous Ab-fiber activity induced by peripheral nerve
5 kHz over sham stimulation that was neither statistically nor clini- injury. Perhaps a mechanism of electrical modulation around the
cally significant. The authors discuss carry over effects and patient branch point is to filter ectopic Ab-fiber activity (87), preventing
expectation as possible confounding factors. abnormal action potential interaction with spinal circuitry within the
Many of the studies on stimulation patterns have been conducted dorsal horn. In their rodent model of neuropathic pain, Shechter
in animal models, and it is important to recognize the limitations et al., 2013, compared the ability of 50 Hz and 1000 Hz to modulate
when applying the findings to clinical translation. For example, per- the size of a compound action potential recorded from a peripheral
ception threshold cannot be precisely determined in rodent models nerve before and after SCS. At the lower intensity, only 1000 Hz con-
and the size of the animal and SCS lead may influence how much ditioning stimulation of the dorsal columns decreased the size of
energy is transmitted to the spinal cord. Even so, these parameter Aa/b waveform from the pre-stimulation baseline (45). The authors
titration studies suggest there is much more to understand about conclude that the underlying mechanism for this finding remains to
the way parameters engage specific mechanisms and how fre- be determined, but the results are consistent with the hypothesis
quency and pulse width interplay with each other in optimal “high that high rate, low charge per pulse, stimulation may lead to
charge” scenarios. changes in conduction properties, which may include conduction
failure at afferent fiber bifurcation points.
HYPOTHESES ON MECHANISMS
Modulation of Neural Networks
Mechanistic differences are emerging between conventional, low The ability of neural networks to synchronize and desynchronize
frequency and high charge per sec stimulation. In a rodent model, has largely been studied in certain brain regions such as the hippo-
low frequency 50 Hz stimulation reduced WDR neuron activity, while campus. The synchronized activity of cortical networks generates
1000 Hz stimulation did not (45). In contrast, both 50 Hz and weak electrical fields which can be detected by electroencephalog-
1000 Hz modulated action potential condition (seen as a decrease in raphy. These endogenous electrical fields can be perturbed or
compound action potential response after SCS); however, only 1000 modulated by weak exogenous fields delivered by invasive or nonin-
Hz was able to produce this modulation at a low amplitude. In addi- vasive approaches (88). An interesting line of investigation has been
tion, low and high frequency stimulation differ in modulating non- focused on the ability of weak electrical fields to influence neuronal
mechanical thermal pain. Only conventional 50 Hz stimulation, not synchronization, and recent studies have demonstrated that influ-
10 kHz, was able to reverse heat- and cold-induced pain behaviors encing the membrane voltage by application of external electric
in a rodent model of neuropathic pain (78). A report using quantita- fields can modulate spike timing and network coherence (89,90).
tive sensory testing in SCS patients observed differential effects of The delivery of weak electrical fields may also result in alteration,
conventional and 1000 Hz SCS. The authors reported that high fre- obliteration, or refinement of endogenous oscillations that impact
quency stimulation increased sensory thresholds for mechanical the perception of pain. It is unknown whether pain-relevant oscilla-
stimuli and pressure pain vs. low frequency stimulation, but had no tory activity is found in the dorsal horn of the spinal cord where
effect on thermal detection and on thermal pain thresholds (81). much of the circuitry responsible for pain processing is located;
The mechanisms of SCS have previously focused on activation of however, chronic back pain has been shown to produce oscillatory
dorsal column fibers (2,3). However, the charge per pulse delivered activity which can be detected in brain regions such as the medial
with 10 kHz and burst stimulation likely remains below activation prefrontal cortex (91). Preliminary computational modeling suggests
8

threshold, and Ab dorsal column fiber activation in response to the that weak electrical fields can reach the dorsal horn of the spinal

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SCS PARAMETERS AND CHARGE DELIVERY

cord, where they could influence synaptic nerve endings and den-
drites. Furthermore, high duty cycle paradigms may allow for the
dorsal horn circuitry to be under influence of such fields for longer
periods of time (92).
The overall excitability of neural network pools could also be
modulated by electrical fields. Dorsal horn neurons show hyperexcit-
ability and some develop spontaneous activity after nerve injury, a
central mechanism for ongoing pain and hyperalgesia (93). Similarly,
motor neuron pools in the ventral horn can become hyperexcitable
after spinal cord injury—largely considered to be due to a significant
decrease of descending inhibitory influences. Computational model-
ing of the ventral horn has suggested that electrical fields could
suppress the excitability of motor neurons by modulating the mag-
nitude of dendritic persistent inward currents (94). Therefore, weak
electrical fields may exert inhibition on neurons that are in a hyper-
active state. Similar to that observed on motor neurons, the weak
exogenous electrical field may also exert different effects on inactive
dorsal horn neurons (e.g., na€ıve) and those already sensitized and
active after injury.

FUTURE OPPORTUNITIES: STOCHASTIC


FIRING, TONIC, AND PATTERN
Electrical stimulation is defined by the basic elements of ampli-
tude, pulse width, and frequency. However, these parameters can
be varied, resulting in new electrical stimulation patterns. The pat-
tern should not be viewed alone, but in combination with all the
parameters, which have been discussed above. While this review
has focused on assessment of the parameters in terms of charge
delivery, it is important to recognize that other aspects of the stimu-
lation waveform, such as pattern and pulse shape, might engage
unique neural mechanisms. Different elements of a neuron (e.g.,
axons, soma, dendrites, spines) may be differentially impacted by an
imposed electrical field. From many possible neuronal mechanisms,
the bias toward one or another is influenced by the relationship
between the applied field properties (e.g., intensity, frequency,
polarity, pattern, and direction). Already being discussed in the liter-
ature for peripheral nerve stimulation are particular patterns of stim-
ulation that appear to generate various and specific tactile
sensations (95), with similar applications for SCS that alter the sensa-
tion of paresthesia (96). As more patterns and variations emerge, it is
important that all the parameters are clearly reported to clarify the
Figure 8. Hypothetical neuronal responses to a pulse series. a. A series of
commonalities and differences. pulses, for example in a burst mode, which is subactivation threshold for neu-
The manner in which stimulation parameters are combined and rons, may produce partial depolarization of neurons, but no corresponding
delivered are important for investigating mechanisms of action and action potentials. Neurons will not entrain to a series of subthreshold pulses.
the subsequent desired clinical outcomes. For example, the mecha- b. As the stimulation gets closer to the activation threshold for neurons, more
neurons may respond to the stimulus. Since this particular stimulus holds the
nism of high amplitude kilohertz frequency is not likely to be the
recharging phase until the end of the series, to the neurons, it likely looks like a
same as low amplitude kilohertz frequency (61). Asynchronous firing long depolarizing pulse. Therefore, action potentials may be elicited at the
is thought to occur once frequencies exceed the ability of neurons beginning, but not during the entire stimulus train. c. The most effective way
to entrain to the stimulation. Therefore, one hypothesis is that high to elicit a firing pattern in a neuron is with a stimulus which is above activation
threshold for the neuron and allows time for the neuron to repolarize after
frequency SCS evokes an asynchronous firing mechanism. It is possi-
each stimulus is presented. In this schematic, an action potential response is
ble that asynchronous firing of dorsal column neurons may lead to a elicited in response to each electrical pulse.
change of perceived sensation. For example, in the auditory system,
there is suggestion that desynchronized firing can modulate percep-
tion. The desynchronization of firing of clusters of auditory neurons sal column fibers are activated a logical assumption is that the
can be obtained by ultra-high frequency neural input, and this patient would perceive some altered sensation.
appears to scramble or disrupt the “message effect” in a previously Similarly, bursting or “irregular firing” patterns likely do have rele-
syncronized cluster firing (97). During SCS, the sensory experience or vant effects on the nervous system. However, is the mechanism of
perception by the patient is likely different depending on how the low amplitude burst the same as high amplitude burst? Publications
9

axons fire with different patterns or rates, yet if even a subset of dor- describing the programming for burst SCS state that patients are

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V Neuromodulation 2016; ••: ••–••
MILLER ET AL.

“programmed in a supine position and amplitude is increased until and Guan. All authors confirm the content and made substantial
paresthesias are elicited. Subsequently, the amplitude is decreased contributions to drafting the paper and critical review.
to an amplitude below paresthesia perception level” (19). This
description suggests that the therapy is set to an intensity below
activation threshold for the dorsal column fibers. The programming How to Cite this Article:
methodology and low amplitude pulses suggest that neurons may Miller J.P., Eldabe S., Buchser E., Johanek L. M., Guan Y.,
not entrain or fire action potentials in response to each pulse in the Linderoth B. 2016. Parameters of Spinal Cord Stimulation
burst series (Fig. 8a). In addition to the stimulation intensity, the and Their Role in Electrical Charge Delivery: A Review.
location of the recovery pulse could play a role in how neurons Neuromodulation 2016; E-pub ahead of print.
would respond to a burst stimulus. Unlike the earlier description of DOI:10.1111/ner.12438.
recharge occurring after each pulse, the recharge phase for this par-
ticular burst pattern is initiated at the end of the five pulses (Fig. 8b).
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