Professional Documents
Culture Documents
2019
&217(176
)URPWKH9LFH&KDQFHOORU
V'HVN
)URPWKH3HQRIWKH'HDQ$FDGHPLFV
)URPWKH&KDLUSHUVRQ3ODFHPHQW&HOO
$ERXW50/1/8
)DFXOW\
*UDGLQJ6\VWHP
6WXGHQW&RPPLWWHHV
)ODJVKLS(YHQWV
(YHQWV2UJDQLVHG
)URPWKH3HQRIWKH%DWFK
$FKLHYHPHQWV
%DWFK,QWHUQVKLSV
6WXGHQW3URILOHV
2XU3UHYLRXV5HFUXLWHUV
5HFUXLWPHQW3URFHVV
7UDYHODQG6WD\
)URP7KH
9,&(&+$1&(//25
6
'(6.
:H DW 'U 5DP 0DQRKDU /RKL\D 1DWLRQDO /DZ 8QLYHUVLW\
/XFNQRZKDYHPDGHLWRXUSULPDU\REMHFWLYHWRQRWRQO\LPSDUW
HGXFDWLRQ WKDW PDNHV RXU VWXGHQWV H[SHUWV LQ WKHLU FKRVHQ
OHJDOILHOGVZLWKLQWKHOHJDOZRUOGEXWWRFRQVWDQWO\HYROYHDQG
UHDFKWKH]HQLWKRIH[FHOOHQFH2XU8QLYHUVLW\ZDVHVWDEOLVKHG
ZLWKDYLVLRQWRWDFNOHWKHHPHUJLQJFKDOOHQJHVLQWKHOHJDOILHOG
,WZRXOGEHDQH[SHGLWLRQLQIXWLOLW\WRUHLWHUDWHWKHLPSRUWDQFHRI
DFTXLULQJ VNLOO VHWV DQG FRPSHWHQFLHV LQ WKH ILHOG :H WRLO
FRQVWDQWO\ WR HQULFK RXU VWXGHQWV WR GHYHORS D VXSHUODWLYH
DFXPHQRIQRWRQO\WKHWKHRUHWLFDOIDFHWVRIOHJDOHGXFDWLRQEXW
DOVRWKHSUDFWLFDODVSHFWV'U50/1/8DLPVDWSURYLGLQJLWV
VWXGHQWVDQXQGHUVWDQGLQJRIODZLQLWVVRFLDOHFRQRPLFSROLWLFDODQGVFLHQWLILFFRQWH[WVZLWKSURILFLHQWFRXUVH
FRQWHQWHQJDJLQJOHFWXUHVDPSOHIDFXOW\LQWHUDFWLRQVDQGDOLEUDU\KDYLQJVWDWHRIWKHDUWIDFLOLWLHV
,WLVP\JUHDWSOHDVXUHLQSUHVHQWLQJ\RXWKHEDWFKRI,FDQSURXGO\VD\WKDWWKHVWXGHQWVSRVVHVVWKH
UHTXLVLWHSURIHVVLRQDOSURILFLHQF\DQGHVWDEOLVKHGVNLOOVWRKDQGOHSRVLWLRQVRIH[LJHQF\DQG\RXURUJDQL]DWLRQ
VWDQGVWRJDLQLPPHQVHO\IURPWKHNQRZOHGJHDQGVNLOOVSRVVHVVHGE\RXUVWXGHQWV
,ZLVKWKHPWKHYHU\EHVWLQWKHLUFDUHHUVDQGH[WHQGDKHDUWLO\ZHOFRPHWR\RXURUJDQL]DWLRQIRUH[SORULQJRXU
\RXQJWDOHQW,DPFRQILGHQWWKDWLWZLOOEHPXWXDOO\EHQHILFLDO
)URPWKH3HQRIWKH
'($1$&$'(0,&6
,WLVZLWKJUHDWSOHDVXUHDQGSULYLOHJHWKDW,SUHVHQWWR\RXWKH
VWXGHQWVRIWKHEDWFKRI'U5DP0DQRKDU/RKL\D
1DWLRQDO/DZ8QLYHUVLW\/XFNQRZ
:HDW'U5DP0DQRKDU/RKL\D1DWLRQDO/DZ8QLYHUVLW\DUH
FRPPLWWHGWRPDNLQJH[FHOOHQFHDKDELWLQWUDQVIRUPLQJEULJKW
PLQGV LQWR WKH OHDGHUV RI WRPRUURZ ZKR XQFRPSURPLVLQJO\
SXUVXHRQHJRDOZLWKDQXQUHOHQWLQJH[FHOOHQFHLQHYHU\WKLQJ
WKH\ GR DQG PHUJH DV WKH YDQJXDUGV RI WKH IXWXUH DQG
GHPRFUDF\
,KDYHNQRZQWKLVEDWFKFORVHO\DVWKHLUJXDUGLDQZHOOZLVKHUDQGWHDFKHU7KHUHIRUHLWLVDQHPRWLRQDOPRPHQW
IRUPHWRZULWHDPHVVDJHIRUWKLVEDWFK,DPKDSS\WRSXWRQUHFRUGWKDWPRVWRIWKHPKDYHZRUNHGKDUGDQG
HDUQHG JRRG UHSXWDWLRQ DQG JUDGHV 7KH FRQWLQXHG TXDOLW\ RI SHUIRUPDQFH RI WKLV EDWFK LQ QDWLRQDO DQG
LQWHUQDWLRQDOPRRWFRXUWVVHPLQDUVFRQIHUHQFHVVSRUWVDQGFXOWXUDOHYHQWVLVDSURRIRIWKHYDOXHZHDGGWRWKH
FRQWHPSRUDU\OHJDOHGXFDWLRQ
,ILUPO\EHOLHYHWKDWWKH\VKDOOEHDQDVVHWWRDQ\RUJDQL]DWLRQWKH\ZLOOEHZRUNLQJZLWKDQG,ZHOFRPH\RXWKH
SURVSHFWLYHUHFUXLWHUVWRYLVLWWKLV8QLYHUVLW\DQGWHVWWKLVEHOLHIDQGEHFRPHSDUWRIWKHUHFUXLWPHQWSURFHVV
DQG FRQYLQFH \RXUVHOYHV RI WKH OLPLWOHVV SRWHQWLDO DQG WDOHQW RI WKHVH GHWHUPLQHG GULYHQ DQG FRQILGHQW
LQGLYLGXDOVZKRZLOOPDNHLPPHQVHFRQWULEXWLRQWRWKHLURUJDQL]DWLRQ
3URI&0-DULZDOD
'HDQ$FDGHPLFV
0HVVDJH)URP7KH
&+$,53(5621
3/$&(0(17&(//
³7KHTXDOLW\RIDSHUVRQ
VOLIHLVLQGLUHFWSURSRUWLRQ
WRWKHLUFRPPLWPHQWWRH[FHOOHQFH
UHJDUGOHVVRIWKHLUFKRVHQILHOGRIHQGHDYRU´
9LQFH/RPEDUGL
,QWKHPLVVLRQRIFUHDWLQJWRPRUURZ
VOHDGHUVZHDW50/1/8DUH
FRPPLWWHG WR SURYLGLQJ RXU VWXGHQWV ZLWK D VWLPXODWLQJ
HQYLURQPHQW IRU OHDUQLQJ E\ LQWHJUDWLQJ WKHRU\ DQG SUDFWLFH
50/1/8LVGHYRWHGWRVHUYLQJRXUVWXGHQWVE\SUHSDULQJWKHPIRU
OLYHV RI SXUSRVH VHUYLFH DQG OHDGHUVKLS LQ D OHJDO DQG ZRUOG
HQYLURQPHQWZKLFKLVUDSLGO\FKDQJLQJ2XUSURJUDPDLPVDWEXLOGLQJODZ\HUVZKRDUHHTXLSSHGSHUVRQDOO\DQG
SURIHVVLRQDOO\WRPRGHOWKHKLJKHVWLGHDOVRIWKHOHJDOSURIHVVLRQ2XUIDFXOW\DQGVWDIIKHUHDW50/1/8DUHGHHSO\
FRPPLWWHGWRWKHKLJKHVWVWDQGDUGVRIDFDGHPLFH[FHOOHQFHDQGSURIHVVLRQDOWUDLQLQJ,WJLYHVPHLPPHQVHSOHDVXUH
WRLQWURGXFH\RXWRWKHEDWFKRI2XUJUDGXDWHVDUHSUDFWLFHUHDG\ODZ\HUVHPSRZHUHGE\WKHLUHGXFDWLRQ
DQGFRFXUULFXODUH[SHULHQFHV%HLQJLQFORVHFRQWDFWZLWKERWKDFDGHPLFDQGSUDFWLFHOHDGHUVRXUVWXGHQWVDUHUHDG\
WR VWHS RXW LQWR WKH SURIHVVLRQDO ZRUOG DQG DVVXPH WKH DUUD\ RI UROHV WKDW DZDLW WKHP 2XU VWXGHQWV
VWHOODU
DFKLHYHPHQWVLVWHVWLPRQ\RIWKHHIIRUWDQGKDUGZRUNSXWLQE\WKHPWKHWHDFKHUVZKRKDYHVWUXFWXUHGDQGJXLGHG
WKHLUOHDUQLQJDQGSDUHQWVZKRKDYHGRQHVRPXFKWRVXSSRUWWKHP:HVHQGRXUVWXGHQWVLQWRWKHZRUOGZLWKWKHKRSH
WKDWWKH\ZLOOWKULYHLQWKHHYROYLQJFRPSOH[DQGJOREDOOHJDOHQYLURQPHQWWKDWVXUURXQGVXV,ZLVKWKHPWKHEHVWLQDOO
WKHLUIXWXUHHQGHDYRUV
'U.$3DQGH\
&KDLUSHUVRQ,QWHUQVKLSDQG3ODFHPHQW&RPPLWWHH
$ERXW
50/1/8
'U5DP0DQRKDU/RKL\D1DWLRQDO/DZ8QLYHUVLW\ZDVHVWDEOLVKHGLQWKH\HDUZLWKDQDLPWRSURYLGHTXDOLW\OHJDO
HGXFDWLRQDQGWRFDWHUWRWKHQHHGVRIOHJDOSURIHVVLRQZLWKLWV&HQWUHVRI([FHOOHQFH%HLQJRQHRIWKHSUHPLHU
1DWLRQDO/DZ6FKRROVLQWKHFRXQWU\WKH8QLYHUVLW\QRWRQO\HQFRXUDJHVWKHVWXGHQWVWRFRQWULEXWHLQWKHQDWLRQDO
GHYHORSPHQWEXWDOVRSURPRWHVWKHVHQVHRIVRFLDOUHVSRQVLELOLW\/RFDWHGLQWKH6RXWKZHVWSDUWRI/XFNQRZWKH
8QLYHUVLW\KDVRQHRIWKHEHWWHUFDPSXVHVLQWKHFRXQWU\UHSOHWHZLWKJUHHQHU\\HWFRPSOHWHO\HTXLSSHGZLWKPRGHUQ
DPHQLWLHV7KH8QLYHUVLW\DLPVWRGHYHORSDQHZDSSURDFKWRZDUGVWKHODZLQWKHJOREDOLVHGZRUOGZKHUHLWKDV
EHFRPHLPSRUWDQWWRDQDO\]HXSFRPLQJFKDOOHQJHV,WKDVPRUHWKDQVWXGHQWVZLWKDPDMHVWLFLQIUDVWUXFWXUHDQG
WKHUHVRXUFHIXOOLEUDU\ZLWKRYHUERRNVDQGVHYHUDORQOLQHGDWDEDVHV,WDOVRVHHNVWRLQFXOFDWHLQVWXGHQWVDQG
UHVHDUFKVFKRODUVDVHQVHRIUHVSRQVLELOLW\WRVHUYHWKHVRFLHW\LQWKHILHOGRIODZE\GHYHORSLQJVNLOOVLQDGYRFDF\
MXGLFLDO DQG RWKHU OHJDO VHUYLFHV7KH HQGHDYRUV RI 8QLYHUVLW\ WRZDUG KROLVWLF OHJDO HGXFDWLRQ DUH HYLGHQW E\ WKH
SOHWKRUDRIDFKLHYHPHQWVE\LWVVWXGHQWV,QWKHSDVWWKH8QLYHUVLW\KDVRUJDQLVHG3KLOOLS&-HVVXS0RRW&RXUW
&RPSHWLWLRQ1DWLRQDO5RXQGV/RXLV0%URZQ )RVWHU60RVWHQ,QWHUQDWLRQDO&OLHQW&RXQVHOOLQJ&RPSHWLWLRQDQG
WKH%&,0RRW&RXUW&RPSHWLWLRQ,WKDVYDULRXVIODJVKLSHYHQWVWRFRQWULEXWHWRZDUGVWKHOHJDOIUDWHUQLW\7KH8QLYHUVLW\
DOVRUXQVWKH/HJDO&OLQLFZLWKWKHKHOSRIWKHVWXGHQWV:HUHDOO\KRSHWKDWHDFKHQFRXQWHUZLWKWKH8QLYHUVLW\
EHFRPHVDQHQULFKLQJH[SHULHQFHIRUWKHSHRSOH
)$&8/7<
'U6DQMD\6LQJK 'U0DQLVK6LQJK
3URIHVVRU6RFLRORJ\ $VVRFLDWH3URIHVVRU/DZ
9LFH&KDQFHOORU$FWLQJ (PDLOPDQLVKVLQJK#UPOQOXDFLQ
+2'/HJDO6WXGLHVDQG 'U.$3DQGH\
+XPDQLWLHV6RFLDO6FLHQFHV %6F//%//03K'
(PDLOVDQMD\BVLQJK#UPOQOXDFLQ $VVRFLDWH3URILQ/DZ
3URI'U&0-DULZDOD (PDLONDBSDQGH\#UPOQOXDFLQ
%&RP//%%+8//03K'/RQGRQ 'U9DQGDQD6LQJK
3URIHVVRU'HDQ$FDGHPLFV $VVRFLDWH3URIHVVRU+LVWRU\
(PDLOGHDQBDFDGHPLFV#UPOQOXDFLQ 3K'+LVWRU\
'U$WXO.XPDU7LZDUL (PDLOYDQGDQDVLQJK#\DKRRFRLQ
%6F+RQV//%//03K' 'U5DMQHHVK<DGDY
$VVRFLDWH3URIHVVRU/DZ $VVLVWDQW3URIHVVRU/DZ
(PDLODNBWLZDUL#UPOQOXDFLQ (PDLOUNB\DGDY#UPOQOXDFLQ
'U9LVDODNVKL9HJHVQD 0U3UHP.XPDU*DXWDP
0/3K'$VVRFLDWH3URIHVVRU/DZ 8*&1(73*'+5'//0//%%$
(PDLOYLVKDODNVKL#UPOQOXDFLQ $VVLVWDQW3URIHVVRU/DZ
'U$36LQJK (PDLOJDXWDPSUHP#JPDLOFRP
$VVRFLDWH3URIHVVRU/DZ
(PDLODSVLQJK#UPOQOXDFLQ
'U0RQLND6ULYDVWDYD 0U0DQRM.XPDU
$VVLVWDQW3URI3ROLWLFDO6FLHQFH $VVLVWDQW3URIHVVRU/DZ
(PDLOPRQLNDBVULYDVWDYD#UPOQOXDFLQ //%//08QLYHUVLW\RI'HOKL
'U$OND6LQJK (PDLOPDQRMUPOQOX#JPDLOFRP
$VVLVWDQW3URIHVVRU(QJOLVK 0U0DQZHQGUD.XPDU7LZDUL
0$(QJOLVK03KLO 3KGLQ(QJOLVK $VVLVWDQW3URIHVVRU/DZ
(PDLOEOXHH\HPLQL#JPDLOFRP (PDLOPDQZHQGUD#UPOQOXDFLQ
'U$SDUQD6LQJK 0U3UDVHQMLW.XQGX
$VVLVWDQW3URIHVVRU/DZ $VVLVWDQW3URIHVVRU/DZ
3K'//08*&1(7//% (PDLONXQGXSUDVHQMLWLQ#JPDLOFRP
%$(QJOLVK 'U6KDNXQWOD6DQJDP
(PDLOJUHHQH\HDSDUQD#JPDLOFRP $VVLVWDQW3URIHVVRU/DZ
'U0LWDOL7LZDUL (PDLOVKDNXQUPOQOX#JPDLOFRP
$VVLVWDQW3URIHVVRU(FRQRPLFV 'U6KDVKDQN6KHNKDU
3K'$SSOLHG(FRQRPLFV8*&1(7(FRQRPLFV $VVLVWDQW3URIHVVRU/DZ
0%$0DUNHWLQJ%(G (PDLOVKDVKDQN#JPDLOFRP
(PDLOWLZDULPLWDOL#JPDLOFRP 'U9LNDV%KDWL
'U$PDQ'HHS6LQJK $VVLVWDQW3URIHVVRU/DZ
$VVLVWDQW3URIHVVRU/DZ //%+RQV//0/DZ6FLHQFHDQG7HFKQRORJ\
0&RP0$6RFLRORJ\//0 (PDLOYNVEKDWL#JPDLOFRP
(PDLODGVLQJK#UPOQOXDFLQ 0U9LSXO9LQRG
0U$QLO6DLQ $VVLVWDQW3URIHVVRU/DZ
$VVLVWDQW3URIHVVRU/DZ (PDLOYLSXOOYLQRG#JPDLOFRP
(PDLODQLOVDLQ#UPOQOXDFLQ 0V3UL\D$QXUDJLQL
0V,VKD<DGDY $VVLVWDQW3URIHVVRU/DZ
$VVLVWDQW3URIHVVRU3V\FKRORJ\ 1(7-5)//0//%%$+RQV
0$$SSOLHG3V\FKRORJ\8*&1(7 (PDLOSUL\DDQXUDJLQL#JPDLOFRP
0V.LUWL6LQJK 0V$QNLWD<DGDY
$VVLVWDQW3URIHVVRU/DZ $VVLVWDQW3URIHVVRU/DZ
%$//%+RQV//0%XVLQHVVODZV (PDLOUPODQNLWD\DGDY#JPDLOFRP
(PDLONLUWLVLQJK#JPDLOFRP 0U%KDQX3UDWDS6LQJK
0U0DOD\3DQGH\ $VVLVWDQW3URIHVVRU/DZ
$VVLVWDQW3URIHVVRU/DZ (PDLOEKDQXUPOQOX#JPDLOFRP
//%//08*&1(7
(PDLOPDOD\BSDQGH\#UPOQOXDFLQ
$&$'(0,&6
&2856(6758&785(%$//%+216
0DQGDWRU\6XEMHFWV -XULVSUXGHQFH &RUSRUDWH*RYHUQDQFH
$GPLQLVWUDWLYH/DZ /DERXU/DZ &ULPLQRORJ\DQG3HQRORJ\
$OWHUQDWLYH'LVSXWH5HVROXWLRQ/DZ /DQJXDJHRI/DZ 'LVDELOLW\/DZ
%DQNLQJ/DZV /DZRI&RQWUDFW (PLJUDWLRQ/DZ
%DVLFVRI&DVH/DZ /DZRI(YLGHQFH )HPLQLVW-XULVSUXGHQFH
%DVLFVRI/HJLVODWLRQ /DZRI3URSHUW\ +HDOWK/DZ
&LYLO3URFHGXUH&RGH /LPLWDWLRQ /DZRI7D[DWLRQ +XPDQLWDULDQ/DZ
/DZ /DZRI7RUWV ,QWHUQDWLRQDO&RPPHUFLDO
&RQIOLFWRI/DZV /HJDO5HVHDUFK :ULWLQJ $UELWUDWLRQ
&RQVWLWXWLRQDO/DZ 0RRW&RXUWDQG&OLQLFDO/HJDO ,QWHUQDWLRQDO'LVSXWH5HVROXWLRQ
&RUSRUDWH/DZ (GXFDWLRQ %RGLHV
&ULPLQDO/DZ 3XEOLF,QWHUQDWLRQDO/DZ ,QWHUQDWLRQDO(QYLURQPHQWDO/DZ
&ULPLQDO3URFHGXUH&RGH :RUOG/HJDO6\VWHPV ,35/DZDQG,QIRUPDWLRQ
&\EHU/DZ 7HFKQRORJ\
'UDIWLQJ3OHDGLQJ &RQYH\DQFH /LEHUDO6XEMHFWV+XPDQLWLHV /DZDQG$JULFXOWXUH
(QJOLVK (FRQRPLFV /DZDQG(GXFDWLRQ
(QYLURQPHQWDO/DZ +LVWRU\ /DZDQG0HGLD
)DPLO\/DZ 3ROLWLFDO6FLHQFH /DZDQG0RUDOLW\
)RXQGDWLRQRI/DZ 3V\FKRORJ\ /DZDQG6RFLHW\
+XPDQ5LJKW/DZV 6RFLRORJ\ /DZRI/RFDO6HOI*RYHUQPHQW
,QVXUDQFH/DZ /DZ6FLHQFHDQG7HFKQRORJ\
,QWHOOHFWXDO3URSHUW\5LJKWV/DZ 6HPLQDU&RXUVHV /HJLVODWLYH'UDIWLQJ
,QWHUQDWLRQDO7UDGH/DZ $LUDQG6SDFH/DZ 1DWXUDO5HVRXUFHDQG(QHUJ\/DZ
,QWHUSUHWDWLRQRI6WDWXWHV &KLOG/DZ 6RFLR(FRQRPLF2IIHQFH
,QYHVWPHQWDQG6HFXULWLHV/DZ &RQVXPHU3URWHFWLRQ/DZ 7UDQVSRUWDWLRQ/DZ
*5$',1*6<67(0
ˈ˗˔˖ˡː˓˘˝˖ˢ˨ˢˣ˔˜˞˕ˣ˗˔ˉ˝˘˥˔ˡˢ˘ˣ˨˕˞˛˛˞˦ˢː˟˞˘˝ˣ˔ˡˢ˨ˢˣ˔˜˦˗˘˒˗˘ˢ˞˟˔ˡːˣ˘˥˔˘˝ˣ˗˔˕˞˛˛˞˦˘˝˖˜ː˝˝˔ˡ
ʹː˒˗˒˞ˤˡˢ˔˘ˢ˦˞ˡˣ˗˜ːˡ˚ˢˈ˗˔˞˥˔ˡː˛˛ˢˣˡˤ˒ˣˤˡ˔˞˕ˣ˗˔˓˘ˢˣˡ˘ˑˤˣ˘˞˝˞˕˜ːˡ˚ˢ˘˝ːˣ˗˔˞ˡ˨ˑːˢ˔˓˒˞ˤˡˢ˔˘ˢ
ˢˤ˒˗ˣ˗ːˣ˜ːˡ˚ˢːˡ˔ː˛˛˞ˣˣ˔˓ˣ˞˥ːˡ˘˞ˤˢːˢˢ˔ˢˢ˜˔˝ˣˢ˓ˤˡ˘˝˖ˣ˗˔ˢ˔˜˔ˢˣ˔ˡ˦˗˘˛˔˜ːˡ˚ˢˢ˗ː˛˛ˑ˔ː˛˛˞ˣˣ˔˓
˕˞ˡˣ˗˔˔˝˓ˢ˔˜˔ˢˣ˔ˡ˔˧ː˜˘˝ːˣ˘˞˝ˢ
ʹː˒˗˒˞ˤˡˢ˔˒ːˡˡ˘˔ˢː˦˔˘˖˗ˣː˖˔˞˕˒ˡ˔˓˘ˣˢˇ˔˜˔ˢˣ˔ˡ˄˔ˡ˕˞ˡ˜ː˝˒˔ʽ˝˓˔˧
ˇ˄ʽ˦˔˘˖˗ˢˣ˗˔ː˥˔ˡː˖˔
˟˔ˡ˕˞ˡ˜ː˝˒˔ ˘˝ ˣ˗˔ ˢ˔˜˔ˢˣ˔ˡ ˦˗˔ˡ˔ːˢ ˣ˗˔ ʷ˄ʽ ˦˔˘˖˗ˢ ˣ˗˔ ˢː˜˔ ː˒ˡ˞ˢˢ ˣ˗˔ ː˒ː˓˔˜˘˒ ˢ˔ˢˢ˘˞˝ˢ
ːˣˣ˔˝˓˔˓˟ːˢˢ˔˓ˢ˞˕ːˡʵˢˣˤ˓˔˝ˣ˦˘˛˛ˑ˔˓˔˔˜˔˓ˣ˞˗ː˥˔˒˞˜˟˛˔ˣ˔˓ˣ˗˔ˡ˔ˠˤ˘ˡ˔˜˔˝ˣˢ˕˞ˡ˖ˡː˓ˤːˣ˘˞˝˘˕
˗˔ˢ˗˔˗ːˢː˟ːˢˢ˔˓ː˛˛˟ˡ˔ˢ˒ˡ˘ˑ˔˓˒˞ˤˡˢ˔ˢˑʷ˄ʽ ˒˒˛˔ːˡ˔˓ː˛˛˓ˤ˔ˢ˞˕ˣ˗˔ˉ˝˘˥˔ˡˢ˘ˣ˨˗˞ˢˣ˔˛˛˘ˑˡːˡ˨
˔ˣ˒ː˝˓˓˗ːˢ˝˞˒ːˢ˔˞˕˘˝˓˘ˢ˒˘˟˛˘˝˔˟˔˝˓˘˝˖ː˖ː˘˝ˢˣ˗˘˜ʵˢˣˤ˓˔˝ˣ˦˘ˣ˗ːʷ˄ʽˑ˔˛˞˦˃ˆ˗ː˥˘˝˖ː˝˨
˟˔˝˓˘˝˖ʺ˖ˡː˓˔ˢ˦˘˛˛˝˞ˣˑ˔ː˛˛˞˦˔˓ˣ˞˖ˡː˓ˤːˣ˔
3RLQW6FDOHIRU*UDGLQJ$ZDUGRI*UDGHVEDVHGRQ$EVROXWH0DUNV
/LIH
DWWKH
8QLYHUVLW\
678'(17&200,77((6
$ZKROHVRPHGHYHORSPHQWRIWKHVWXGHQWVLVQRWSRVVLEOHLIWKHLUSHUVRQDOLWLHVDUHQRWKRQHGLQDFFRUGDQFHZLWKWKHLU
GUHDPV WDOHQWV DQG GHVLUHV 7KH EHVW DSSURDFK IRU WKH VDPH LV WKH HQFRXUDJHPHQW RI DOO WKH DFWLYLWLHV DQG
XQGHUVWDQGLQJWKHPXQGHU
FRFXUULFXODUDFWLYLWLHV
$OOWKHDFWLRQVWKDWWKHVWXGHQWVGREHQHILWWKHPLQVRPHZD\RUWKH
RWKHUDQGKHUHZHDUHWRGHWHUPLQHKRZWKDWZRUNV7KHVHDFWLYLWLHVWKHQOHDGWRWKHIRUPDWLRQRIDOHDGHUDQGD
WHDPZRUNHULQWKHVWXGHQWV$OOWKHVHDFWLYLWLHVKHUHLQWKH8QLYHUVLW\DUHRUJDQLVHGE\SHHUVDQGVWXGHQWVIRUDQ
RXWULJKWDQGEHWWHUGLVSOD\RIVNLOOV)ROORZLQJDUHWKHDFWLYLWLHVWKDWDUHWDNHQFDUHRIE\WKHVWXGHQWVXQGHUWKHQDPH
RIWKHSDUWLFXODUFRPPLWWHHV
,QWHUQVKLSDQG3ODFHPHQW&RPPLWWHH
7KHLPSRUWDQFHRIWKLVFRPPLWWHHFDQQRWEHHPSKDVLVHGHQRXJKDVWKHHQG
JRDORIWKHZRUNWKDWJRHVRQLQWKHFDPSXVLVSXWWRHIIHFWRQO\E\DEXQFKRI
GHGLFDWHG VWXGHQWV )XWXUH EHLQJ WKH RQO\ WLPH ZKLFK FDQ EH FKDQJHG
KHQFH WKLV FRPPLWWHH ZRUNV WR FKDQJH LW IRU JRRG $V WKH QDPH LWVHOI
VXJJHVWVWKLVFRPPLWWHHZRUNVLQWKHGLUHFWLRQRIJHWWLQJLQWHUQVKLSVDQG
RUJDQL]LQJSODFHPHQWIXQFWLRQVIRULWLVUHTXLUHGWRVKRZFDVHWKHHGXFDWLRQ
DQGLWVLPSOLFDWLRQVLQWKHUHDOZRUOG7KH&RPPLWWHHLVDVWXGHQWUXQERG\
JXLGHGLQWKHULJKWGLUHFWLRQE\LWV)DFXOW\$GYLVRUV7KH&RPPLWWHHZRUNV
WLUHOHVVO\ WR HQVXUH WKDW VWXGHQWV JHW JRRG ,QWHUQVKLSV DQG 3ODFHPHQWV
ZKLFKIRUPDQLQWULQVLFSDUWRIDODZVFKRROHGXFDWLRQ
7KHFRPPLWWHHZRUNVDVDWHDPDQGWKHVDPHLVGRQHWRDYRLGDQ\KLFFXSV7KH,QWHUQVKLSDQG3ODFHPHQW&RPPLWWHH
FDQEHUHDFKHGDWLQWHUQVKLSFHOO#UPOQOXDFLQ
&XOWXUDO&RPPLWWHH
7KH&XOWXUDO&RPPLWWHHRIWKH8QLYHUVLW\KDVUHEUDQGHGLWVHOIZLWKDQHZ
ORJRDQGWKHQDPH³7HK]HHE´FDSWXULQJWKHHVVHQFHRIWKHFXOWXUHRI8WWDU
3UDGHVK7KHFRPPLWWHHKDVHYROYHGIURPEHLQJLQWKHGRUPDQWVWDJHWRDQ
DFWLYHVWDJHLQWKHSDVWIHZ\HDUVDQGLQWHQGVWRNHHSWKHPRPHQWXPJRLQJ
7KURXJKRXWWKH\HDUWKHFRPPLWWHHKDGEHHQRUJDQL]LQJDFRORXUIXOERXTXHW
RIFXOWXUDOHYHQWVZUDSSHGZLWKFXOWXUDOIHUYRXUDQG]HDO 7KHFRPPLWWHH
LQWHQGV WR LQFRUSRUDWH PRUH FHOHEUDWLRQV LQFOXGLQJ WKH ,QGLD :HHN
+DOORZHHQ'LZDOL1DYUDWUD*XGL3DGZD3RKHOD%DLVDNKDQGPRUHHYHQWV
OLNH50/,GRO'DQFH50/'DQFH6WDQGXS&RPHG\WRQDPHDIHZ
0RRW&RXUW&RPPLWWHH
7KH0RRW&RXUW&RPPLWWHHLVUHVSRQVLEOHIRUDOOWKHPRRWLQJDFWLYLWLHVWKDW
DUH KHOG RQ FDPSXV DQG ZRUNV WLUHOHVVO\ LQ WKH GLUHFWLRQ RI SURPRWLQJ D
VWURQJ PRRWLQJ FXOWXUH LQ WKH 8QLYHUVLW\ (YHQWV VXFK DV WKH &RQFRXUV
8QLYHUVLW\ 0RRW &RXUW 6HOHFWLRQV DQG 3UDFWLFH PRRWV DUH RUJDQL]HG IRU
DZDUGLQJQDWLRQDODQGLQWHUQDWLRQDOPRRWVWRWKHWHDPV7KHIODJVKLSPRRW
6&& 2QOLQH ,QWHUQDWLRQDO 0HGLD /DZ 0RRW &RXUW &RPSHWLWLRQ LV DOVR
RUJDQL]HGE\WKHFRPPLWWHH
/HJDO$LG&RPPLWWHH
$FFHVVWRMXVWLFHLVRQHRIWKHELJJHVWDQGPRVWLQWULQVLFSUREOHPIDFHGE\
,QGLDWRGD\3RYHUW\LJQRUDQFHDQGLQDFFHVVLELOLW\WRMXVWLFHRIYDVWPDMRULW\RISRRUGRZQWURGGHQQHJOHFWHGDQG
H[SORLWHGFODVVSRVHVDJUHDWWKUHDWWRWKHYHU\IRXQGDWLRQRIRXUFRQVWLWXWLRQLHWKHJRDORIDFKLHYLQJDVRFLHW\EDVHG
RQWKHFRQFHSWRIMXVWLFH$VDQDQVZHUWRWKHVHJULHYDQFHVWKHVWXGHQWVRI'U5DP0DQRKDU/RKL\D1DWLRQDO/DZ
8QLYHUVLW\HVWDEOLVKHGWKH/HJDO$LGDQG6RFLDO$ZDUHQHVV6RFLHW\7KH/HJDO$LG&RPPLWWHHLVD
VWXGHQWERG\LQWKH8QLYHUVLW\WKDWLPSDUWVOHJDODLGDQGXQGHUWDNHVVRFLDODZDUHQHVVSURJUDP
XQGHULWVDHJLV7KH&RPPLWWHHLQGXFWVVWXGHQWVWRXVHWKHLUNQRZOHGJHRIODZWRSURYLGHIUHH
OHJDODLGWRWKRVHZKRDUHPRVWLQQHHGRILWWKURXJKYDULRXVPHGLD7KH/HJDO$LGIXQFWLRQVWKDW
WKH&RPPLWWHHSHUIRUPVDUHSUHYHQWLYHUHPHGLDODFWLYLVWDQGUHIRUPDWLYH
'HEDWHDQG'LVFXVVLRQ&RPPLWWHH
6RRQDIWHUWKHIRXQGDWLRQRI50/1/8WKH'HEDWH 'LVFXVVLRQ&RPPLWWHHFDPHLQWRH[LVWHQFH
LQ 7KH FRPPLWWHH VHOHFWV VWXGHQWV WR UHSUHVHQW 8QLYHUVLW\ LQ WKH
'HEDWLQJ(YHQWVDORQJZLWKRUJDQL]LQJWKHIODJVKLSGHEDWHHYHQWVRIWKH
8QLYHUVLW\QDPHO\5DP0DQRKDU/RKL\D3DUOLDPHQWDU\'HEDWHDQG5DP
0DQRKDU /RKL\D 1DWLRQDO +LQGL 'HEDWH 7KH FRPPLWWHH LQYROYHV WKH
&KDLUSHUVRQDPRQJVWWKHIDFXOW\WKHRIILFHEHDUHUVDPRQJVWWKDQGWK\HDU
VWXGHQWV DQG PHPEHUV 7KH FRPPLWWHH IXQFWLRQV LQ DFFRUGDQFH ZLWK LWV
FRQVWLWXWLRQ ,W LV WKH GXW\ RI FRPPLWWHH PHPEHUV WR WU\ DQG HPEHG WKH
KLJKHVW VWDQGDUGV RI GHEDWLQJ LQ WKH 8QLYHUVLW\ DQG EXLOG XSRQ D
FRPPHQGDEOHVHWRIIHDWVDFKLHYHGWLOOGDWH
-RXUQDO&RPPLWWHH
7KH -RXUQDO &RPPLWWHH KDV EHHQ VXFFHVVIXOO\ SXEOLVKLQJ 50/1/8 -RXUQDO WKH DQQXDO IODJVKLS SHHU UHYLHZHG
-RXUQDO RI WKH 8QLYHUVLW\ IRU WKH ODVW PDQ\ \HDUV DORQJ ZLWK 50/1/8 /DZ
5HYLHZ DQ DQQXDO VWXGHQW HGLWHG ODZ MRXUQDO VLQFH 7KHVH MRXUQDOV 50/
SXEOLVKDUWLFOHVDQGUHVHDUFKSDSHUVRIFRQWULEXWRUVIURPDOORYHUWKHZRUOGRQ 1/8
FRQWHPSRUDU\LVVXHVRIODZ7KHMRXUQDOLVSXEOLVKHGXQGHUWKHSDWURQDJHRIWKH
9LFH&KDQFHOORU$SDUWIURPWKHVDLGODZUHYLHZWKH&RPPLWWHHSXEOLVKHVD
GRPDLQ VSHFLILF -RXUQDO 7KH 50/1/8 -RXUQDO RQ &0(7 >&RPPXQLFDWLRQ
0HGLD(QWHUWDLQPHQWDQG7HFKQRORJ\@UHFHLYHVDQGSXEOLVKHVDUWLFOHVERRNUHYLHZVFRPPHQWDULHVDQGQRWHVRQWKH
VDLGWKHPH6HYHUDOYROXPHVRIWKLVMRXUQDOKDYHDOUHDG\EHHQSXEOLVKHGDQGUHFHLYHGJUHDWDSSUHFLDWLRQIURPERWK
WKHVWXGHQWVDQGWKHWHDFKLQJIUDWHUQLW\
6SRUWV&RPPLWWHH
2YHUWKHSDVW\HDUVWKHFROOHJH
VDWKOHWHVDQGWHDPVKDYHPDGHWKHLUPDUN
DURXQGWKHQDWLRQDOYDULRXVVSRUWVIHVWVDQGLWPDNHVXVSURXGWRDVVRFLDWH
ZLWKVXFKYLFWRULRXVDWKOHWHVDQGWKHFRPPLWWHHLQWHQGVWRSRVLWLYHO\FDWHUWR
DQG DUUDQJH IRU PRUH VXFK YLFWRULHV LQ WKH WLPH WR FRPH7KH VSRUWV
FRPPLWWHHPHPEHUVDUHSRVLWLYHO\LQFOLQHGWRSURYLGHWKHFDPSXVZLWKDQ
HOHFWULI\LQJ DWPRVSKHUH ZLWK LWV YDULRXV SODQV IRU WKH VSRUWVSHUVRQV DQG
KHQFH HQVXUH WKDW WKH VSRUWLQJ IUDWHUQLW\ LV RQ LWV WRHV DQG DOZD\V
HQWHUWDLQHG
6WXGHQW:HOIDUH&RPPLWWHH
,WWDUJHWVDWDYRLGLQJWKHKLQGUDQFHVWKDWPD\FRPHLQWKHSDWKRIDVWXGHQW
VOHDUQLQJSURFHVVVRWKDWWKH\FDQEH
TXDOLILHGSURIHVVLRQDOO\XSRQWKHQDWLRQDODQGLQWHUQDWLRQDOOHYHOV7KLVFRPPLWWHHFRPSOLHVZLWKWKHSROLFLHVVHWE\WKH
8QLYHUVLW\LQRUGHUWRIDFLOLWDWHDSRVLWLYHDFDGHPLFHQYLURQPHQWWRWKHVWXGHQWVDQGKHOSWKHPWRSURFHHGLQWKHLU
FDUHHUZLWKPLQLPDOREVWUXFWLRQ'XULQJWKHVWD\RIDVWXGHQWLQWKHFDPSXVWKLVFRPPLWWHHLVUHVSRQVLEOHIRUVROYLQJ
DOOWKHVWXGHQW
VJULHYDQFHV7KH6WXGHQW:HOIDUH&RPPLWWHHRI50/1/8LVUHVSRQVLEOHIRUWKHJHQHUDODQGVSHFLILF
ZHOOEHLQJRIVWXGHQWV7KHFRPPLWWHHZRUNVIRUWKHRYHUDOOZHOIDUHRIWKHVWXGHQWLQWHUPVRIVWXGHQWGHYHORSPHQW
ZKLFKFRQVLVWRIVWXGHQWGHYHORSPHQWSURJUDPDQGVWXGHQWSXEOLFDWLRQFRXQVHOOLQJRIWKHVWXGHQWVVRFLDODFWLYLWLHV
DQGPDQ\PRUH
)/$*6+,3(9(176
0DQWKDQ
0DQWKDQ LV WKH IODJVKLS HYHQW RUJDQL]HG E\ WKH ,QWHUQVKLS 3ODFHPHQW
&RPPLWWHH DQQXDOO\ ZKHUHLQ OHDGLQJ H[SHUWV DQG DOXPQL IURP &RUSRUDWH
/LWLJDWLRQDQG$FDGHPLDVKDUHWKHLUH[SHULHQFHDQGYLHZVRQGLIIHUHQWFDUHHU
SURVSHFWV ZLWK WKH VWXGHQW LQ RUGHU WR KHOS WKHP FKRRVH D FDUHHU DQG
IRUPXODWHWKHLUSODQVDFFRUGLQJO\7KHHYHQWVHUYHVDVDIRUXPZKHUHLQWKH
&RPPLWWHH DFWV DV D EULGJH EHWZHHQ WKH VWXGHQW FRPPXQLW\ DQG WKH
SURVSHFWLYHUHFUXLWHUVDQGWKXVKHOSVWKHVWXGHQWVLQFKRRVLQJDFDUHHURSWLRQ
DQGDOVRHTXLSVWKHPIRUIXWXUHFKDOOHQJHVDKHDG
5DP0DQRKDU/RKL\D3DUOLDPHQWDU\'HEDWH
7KH'HEDWHDQG'LVFXVVLRQ&RPPLWWHHRIWKH8QLYHUVLW\RUJDQL]HVWKH5DP
0DQRKDU/RKL\D3DUOLDPHQWDU\'HEDWHZKLFKLVRQHRIWKHELJJHVWQDWLRQDO
OHYHO SDUOLDPHQWDU\ GHEDWHV RUJDQL]HG HYHU\ \HDU 6WDUWHG LQ WKH
WUDGLWLRQDORQ$VLDQ3DUOLDPHQWDU\'HEDWHVHHVOLYHO\SDUWLFLSDWLRQIURP
RYHUWHDPVDQGDGMXGLFDWRUVIURPDOORYHU,QGLDDQQXDOO\DQGERDVWVRI
DQDSSUHFLDEOHSUL]HPRQH\JUHDWKRVSLWDOLW\DQGJUHDWIXQ
50/1/81DWLRQDO0HGLDWLRQ&RPSHWLWLRQ
7KH/HJDO$LG&RPPLWWHHRIWKH8QLYHUVLW\RUJDQL]HVWKH50/1/81DWLRQDO
0HGLDWLRQ &RPSHWLWLRQ ZKLFK LV RQH RI WKH ELJJHVW QDWLRQDO OHYHO $'5
FRPSHWLWLRQVHVSHFLDOO\IRUPHGLDWLRQ7KHWHDPVSDUWLFLSDWLQJFRPSULVHRI
ERWK PHGLDWRUV DV ZHOO DV FOLHQWV ZLWK SUL]HV EHLQJ JLYHQ RXW IRU ERWK WKH
FDWHJRULHV7KHIRXUWKHGLWLRQRIWKH&RPSHWLWLRQZDVKHOGLQ)HEUXDU\
ZKLFKVDZSDUWLFLSDWLRQRIFORVHWRWHDPV
$DYDKDQ
7KH6SRUWV&RPPLWWHHRIWKH8QLYHUVLW\RUJDQL]HV$DYDKDQDQDQQXDOVSRUWV
IHVWFRPSULVLQJRIYDULRXVLQGRRUDQGRXWGRRUVSRUWVLQWKHPRQWKRI)HEUXDU\
7KHIHVWVHHVSDUWLFLSDWLRQIURPYDULRXVXQLYHUVLWLHVZLWKDWWUDFWLYHSUL]HVEHLQJ
KDQGHGRXWIRUWKHZLQQHUV
50/1/8,QWHUQDWLRQDO/HJDO(VVD\&RPSHWLWLRQ
0RUHUHFHQWO\WKH-RXUQDO&RPPLWWHHKDVWRLWVFUHGLWILYHHGLWLRQVRILWV,QWHUQDWLRQDO/HJDO(VVD\&RPSHWLWLRQNQRZQ
DV50/1/8,QWHUQDWLRQDO/HJDO(VVD\&RPSHWLWLRQ5,/(&,WEHJDQLQZLWKWKHWKHPHRI6SDFH/DZDQGKDG
FRQWLQXHGLQWRLWVVHFRQGHGLWLRQLQZLWKWKHWKHPHRI,QWHUQDWLRQDO&ULPLQDO/DZ7KHFRPSHWLWLRQVDZLWVILIWK
HGLWLRQWKLV\HDUZLWKWKHWKHPHEHLQJ
,QWHUQDWLRQDO&RPPHUFLDO$UELWUDWLRQ
7KXQGHUVWUXFN%DWWOH2I%DQGV
2UJDQL]HG E\ WKH &XOWXUDO &RPPLWWHH 7KXQGHUVWUXFN LV DQ LQWHUXQLYHUVLW\
HYHQW ZKHUHLQ PXVLFDO EDQGV IURP YDULRXV XQLYHUVLWLHV SDUWLFLSDWH DQG
HQWHUWDLQZLWKMXGJHVFKRRVLQJWKHZLQQHUVDPRQJDOOWKHEDQGV
5DP0DQRKDU/RKL\D1DWLRQDO+LQGL'HEDWH
2UJDQL]HG E\ WKH 'HEDWH DQG 'LVFXVVLRQ &RPPLWWHH WKH 5DP 0DQRKDU
/RKL\D1DWLRQDO+LQGL'HEDWHKDVLQWZRHGLWLRQVEHFRPHRQHRIWKHPRVW
VRXJKWDIWHU+LQGLGHEDWHVE\WKHSDUWLFLSDQWVLQWKHFRXQWU\,WLVRUJDQL]HG
HYHU\ \HDU LQ WKH PRQWK RI 6HSWHPEHU ZLWK SDUWLFLSDQWV WULFNOLQJ LQ IURP
YDULRXVSDUWVRIWKHFRXQWU\
5LZDD\DW
2UJDQLVHG E\ WKH &XOWXUDO &RPPLWWHH
5LZDD\DW
LV DQ LQWHUXQLYHUVLW\
FXOWXUDOIHVW:KLOHH[KLELWLQJULFKFUDIWV0XJKODLFXLVLQHDORQJZLWKRWKHUVLGH
VKRZV 5LZDD\DW ZLWQHVVHV D EULOOLDQW FRQFRFWLRQ RI PXVLF GDQFH DQG
FUHDWLYHDUWV5HSUHVHQWLQJFUHDWLYHIHUYRUULFK$ZDGKLFXOWXUH5LZDD\DWLVD
SODWIRUPIRUVKRZFDVLQJWDOHQWVIURPDOORYHUWKHFRXQWU\$SDUWIURPPHJD
HYHQWVOLNH6SULQJ0XVHWKH)DVKLRQ6KRZDQG7KXQGHUVWUXFNWKH%DWWOHRI
%DQGVHYHQWVOLNH'DQFHDQG0XVLFFRPSHWLWLRQV6WDJH3OD\4XL]1XNNDG
1DWDNDUHDOVRLQVWRUH7KH)HVWDOVRZLWQHVVHVDQXPEHURIILOOHUHYHQWV
UDQJLQJIURPSKRWRJUDSK\WRSDLQWLQJ
,175$81,9(56,7<(9(176
(26
7KH-RXUQDO&RPPLWWHHRIWKHXQLYHUVLW\DSDUWIURPRUJDQL]LQJOHJDOHVVD\
FRPSHWLWLRQVDQGSXEOLVKLQJ50/1/8/DZ5HYLHZDOVRRUJDQL]HVDQ,QWUD
&ROOHJH/LWHUDU\)HVWFDOOHG
(26
7KHDQQXDOHYHQWLVRUJDQLVHGHYHU\\HDU
DQG LV VSUHDG RYHU DQ HQWLUH ZHHN WKH PDLQ KLJKOLJKWV RI WKLV HYHQW DUH
-XGJPHQW :ULWLQJ 7XUQFRDW 4XL] 7UHDVXUH +XQW DQG /HJDO :ULWLQJ
:RUNVKRSV
6$77$
7KLVLQWUDFROOHJHSROLWLFDOGHEDWHRUJDQL]HGE\WKH'HEDWHDQG'LVFXVVLRQ
&RPPLWWHHRIWKHXQLYHUVLW\FRQVLVWVRIIRXUWHDPVFRQVWLWXWLQJIRXUSROLWLFDO
SDUWLHVWKH&RQJUHVVWKH%-3WKH/HIWDQGWKH$DP$DGPL3DUW\7HDPVDUH
DOORWWHGGLIIHUHQWSROLWLFDOSDUWLHVRQDILUVWFRPHEDVLVDQGJLYHQDSUREOHPWR
ZRUNRQ7KHGHEDWHFRQVLVWHGRIWHDPVSURSRVLQJWKHLUVROXWLRQVNHHSLQJLQ
PLQGWKHLGHRORJ\RIWKHLURZQSDUW\DQGGHEDWLQJWKRVHSURSRVHGE\WKHRWKHU
WHDPV
2+5
7KH &XOWXUDO &RPPLWWHH RUJDQL]HV DQ LQWUDFXOWXUDO IHVWLYDO QDPHG
2KU
OLWHUDOO\PHDQLQJ
OLJKW
LQ+HEUHZ7UXHWRLWVQDPHWKHWZRGD\IHVWLYDOILOOVWKH
FROOHJH ZLWK OLJKW DQG DFWLYLW\ DV WKH HQWLUH FROOHJH FRPHV WRJHWKHU WR
SDUWLFLSDWH LQ LW &RQVLVWLQJ RI HYHQWV OLNH 0DG$GV FRPSHWLWLRQ PXVLF
FRPSHWLWLRQIXQN\KDLUGRGDQFHWKHDWUHIDFHSDLQWLQJDQGPRYLHPDNLQJ
WKHIHVWLYDOJLYHVHDFKVWXGHQWWKHRSSRUWXQLW\WRH[SORUHDQGGLVSOD\WKHLU
WDOHQWV7KHWKHPHIRUWKLV\HDU
V2KUZDV
6XSHUKHURHV0DUYHODQG'&
(9(17625*$1,6('
y 3DQHOGLVFXVVLRQRQ-DPPX$QG.DVKPLU,VVXHV&KDOOHQJHVDQG6ROXWLRQVZLWKVSHFLDOUHIHUHQFHWR$UWLFOH$DQG$UWLFOHE\0U-DJGHHS'KDQNDU
$GYRFDWH6XSUHPH&RXUWDQG6XVKLO3DQGLW+XPDQ5LJKWV$FWLYLVWRQ)HEUXDU\
y 7DON ,QWHUDFWLYH6HVVLRQE\6HQLRU&DPSDLJQHU$FWLYLVP$PQHVW\,QWHUQDWLRQDO,QGLDRQ
7KH5ROHRI<RXWKLQ+XPDQ5LJKWV$FWLYLVP
-DQXDU\
y /HJDO1HJRWLDWRUV:RUNVKRSE\'U&ODXGLD:ULQNOHUIRXQGHUWUDLQHURIWKH1HJRWLDWLRQ$FDGHP\-DQXDU\
y :RUNVKRSRQ+XPDQ5LJKWV/DZE\3URI5REHUW:LQWHPXWH3URIHVVRURI+XPDQ5LJKWV/DZ6FKRRORI/DZ.LQJV&ROOHJH/RQGRQ2FWREHUWKWR
1RYHPEHUQG
y 6HPLQDURQWKHWKHPH/DZDQG7UXWK$0LQLDWXUL]HG*HQHDORJ\DQGGHOLYHUHGE\3URI-RUJH&HUGLR+HDGRI/DZ'HSDUWPHQW 'LUHFWRURI$FFHVVWR
-XVWLFH&HQWHU,QVWLWXWR7HFKQRORJLFR$XWRQRPRGH0H[LFR,7$08QLYHUVLW\0H[LFR
y 'D\V/HFWXUH6HULHVRQ&RUSRUDWH/DZ,QGHSHQGHQW'LUHFWRUV&RQWURO$FFRXQWVDQG$XGLWE\0U(GZDUG:DONHU$UQRWWH[6HQLRU3 DUWQHU DW +6)
y $-XGLFLDO&ROORTXLXPRQKXPDQWUDIILFNLQJZLWKVSHFLDOIRFXVRQWUDIILFNLQJLQFKLOGUHQZDVKHOGRQ'HFHPEHUUGDW'U50/1DWLRQDO/DZ8QLYHUVLW\
/XFNQRZ
y 7KH3ODFHPHQWDQG,QWHUQVKLS&RPPLWWHHRUJDQL]HGDQLQWHUDFWLRQRIWKHVWXGHQWVZLWK&KULV3DUVRQV&KDLUPDQ,QGLD3UDFWLFH+HUEHUW6PLWK)UHHKLOOVRQ
$XJXVWWK
y $RQHGD\ZRUNVKRSRQ5LJKWWR,QIRUPDWLRQZDVRUJDQL]HGE\WKH6HPLQDU:RUNVKRSDQG6SHFLDO/HFWXUHV&RPPLWWHHRQ$XJXVWUGE\QRWHGVRFLDO
DFWLYLVWDQG5DPRQ0HJDVD\DZDUGZLQQHU6UL6DQGHHS3DQGH\
y 0DQWKDQ2UJDQLVHGE\,QWHUQVKLSDQG3ODFHPHQW&RPPLWWHHLQ0DUFK
y 6HFRQG50/1/80HGLDWLRQ&RPSHWLWLRQKHOGGXULQJ0DUFKWKWK
y 1DWLRQDO:RUNVKRSRQ/DERXU/DZ5HIRUPVRUJDQL]HGRQ1RYHPEHUUGWK
y 6HFRQG&RQYRFDWLRQRI'U50/1/82FWREHUVW
y $VHPLQDUFXP:RUNVKRSRQ7UDQVIRUPLQJ9LOODJHV7UDQVIRUPLQJ,QGLD&RQFHSWRI/LWLJDWLRQIUHH9LOODJHVFRQGXFWHGRQ 2FWREHUWKE\'U
1DQGLWD3DWKDNZRUNLQJRQWKH&KLWUDNRRW3URMHFWDVHOIUHOLDQFHSURMHFWIRUHUDGLFDWLQJSRYHUW\LOOLWHUDF\LOOKHDOWKLQYLOODJHVDQGPDNLQJWKHPFOHDQDQG
JUHHQ
y $Q,QWHUDFWLYH)LQDQFLDO3ODQQLQJ:RUNVKRSIRU<RXQJ,QYHVWRUVFRQGXFWHGRQ2FWREHUUGE\6KUL'HYHQGUD.XPDU)LQDQFLDO(GXFDWLRQWUDLQHURI
6HFXULWLHVDQG([FKDQJH%RDUGRI,QGLD
y 1DWLRQDO&RQIHUHQFHRQ
57,MRXUQH\LQ\HDUV$FKLHYHPHQWVDQG&RQFHUQV
KHOGRQ2FWREHU
y /HFWXUHRQ7KH*HQRFLGHRI%DQJODGHVKDQG7ULDORIWKH3HUSHWUDWRUVGHOLYHUHGE\WKHUHQRZQHG%DQJODGHVKL-RXUQDOLVW)LOPPDNHU+XPDQ5LJKWV
$FWLYLVWDQG$XWKRU0U6KDKULDU.DELU6HSWHPEHUWK
y &RQIHUHQFHRQ&RUSRUDWH*RYHUQDQFHRUJDQL]HGLQDVVRFLDWLRQZLWK,QVWLWXWHRI&RPSDQ\6HFUHWDULHVRI,QGLD6HSWHPEHUVWWK
y ,QWHUDFWLYH6HVVLRQZLWK0U3.0DOKRWUD/DZ6HFUHWDU\*RYHUQPHQWRI,QGLDRQWKHWRSLF
-XGLFLDO5HIRUPV
6HSWHPEHUWK
y $OHFWXUHE\'U6DW\D3UDNDVK'LUHFWRUDQG'U5DNHVK.XPDU'HSXW\'LUHFWRURI&RPSHWLWLRQ&RPPLVVLRQRI,QGLD6HSWHPEHUWK
y $OHFWXUHE\0U0D\DQN3DQGH\6HQLRU$GYRFDWH6XSUHPH&RXUWRI,QGLDRQ
'HFLGLQJKRZWRFKRRVHEHWZHHQ$/DZ)LUPRU/LWLJDWLRQ
$XJXVW
WK
y $ /HFWXUH RQ
3ULQFLSOHV RI ,QWHUQDWLRQDO 7D[DWLRQ$Q ,QGLDQ 3HUVSHFWLYH
E\ 0U$VKLVK 6RGKDQL DQG 0V 6KLSUD 3DGKL$VVRFLDWHV 1LVKLWK 'HVDL
$VVRFLDWHV$XJXVWWK
y $OHFWXUHE\0U1HHOHVK%DQWKLD$GYRFDWH%DQWKLD &RRQWKH
3ULQFLSOHVRI'UDIWLQJRI'HHGV
$XJXVWWK
y 'U&KULVWLQH+DLJKW)DUOH\$VVRFLDWH'HDQIURPWKH8QLYHUVLW\RI:DVKLQJWRQ&ROOHJHRI/DZDQGD)XOEULJKW6FKRODUWRRNDWZRZHHNVFRXUVHRQ
,QWHUQDWLRQDO&RPSDUDWLYH7UDGH0DUNV/DZ$XJXVWWKWK
y ,QWHUDFWLYH6HVVLRQE\+RQ
EOH-XVWLFH'.8SDGK\D\D$OODKDEDG+LJK&RXUWRQ
&KDOOHQJHVEHIRUHWKH,QGLDQ-XGLFLDU\LQVW&HQWXU\
-XO\WK
%DWFK
)5207+(3(12)7+(
7+(%$7&+
³7KHJUHDWHVWWKLQJLQWKLVZRUOGLVQRWVRPXFKZKHUHZHDUHEXWLQ
ZKLFKGLUHFWLRQZHDUHPRYLQJ´$UHPDUNE\WKHVWDOZDUWRI$PHULFDQ
-XULVSUXGHQFH-XVWLFH2:+ROPHVKDVEHHQDGRSWHGE\XVWKH%DWFK
RIDVDOLJKWKRXVHLQZKDWHYHUZHSXUVXHWRXQGHUWDNH
7KHOHDUQLQJRIODZDOEHLWEHLQJKHUFXOHDQDQGDUGXRXVRQHZDVQHYHU
WDNHQLQDFODVVLFDOIDVKLRQUDWKHUZHUHVRUWHGWRGHEDWHDQGDUJXPHQWVWR
UHDFK WR QHWKHUPRVW PRVW OD\HUV RI WKH ODZ WKXV LQFRUSRUDWLQJ LQ XV D
KHDOWKLHUXQGHUVWDQGLQJRIODZDQGDQDELOLW\WRWKLQNOLNHDODZ\HU'XULQJRXU
VSDQRIILYH\HDUVZHKDYHIRFXVHGRQGHYHORSLQJDQGVKDUSHQLQJWKHVNLOOV
ZHZRXOGQHHGLQIXWXUHDVWKHSHRSOHRIODZHLWKHUDVDPHPEHURIDODZILUP
RUDVDFRXUWSUDFWLWLRQHU
2XUEDWFKKDVSURYHGLWVRUDWRULFDOPDQWOHLQPXOWLWXGHRI,QWHUQDWLRQDODQG
1DWLRQDO/HYHO0RRW&RXUWVDQG'HEDWLQJ&RPSHWLWLRQVZKLOHDWWKHVDPH
WLPHVWXSHQGRXVFRQWULEXWLRQVIURPWKHSHQVRIWKLVEDWFKLQERWK1DWLRQDODQG
,QWHUQDWLRQDO/DZ5HYLHZVEHLQJDV\PEROVRIRXUHUXGLWHPHULW
'XULQJWKHWLPHFODVVHVZHUHGRUPDQWZHZHUHQRWZHZHUHDFWLYHLQODZ
ILUPVFKDPEHUVRIODZ\HUVFRXUWKRXVHVFRUSRUDWHKRXVHV368VDQG
%32VDFTXLULQJWKHLQGXVWU\VSHFLILFNQRZOHGJHDQGVNLOOV,QPLGVWRIDOO
WKLVZHGLGQRWIRUJHWRXUGXW\WRZDUGVVRFLHW\DQGWULHGWRIXOILOORXUSDUW
E\RUJDQL]LQJOHJDODLGFDPSVWHDFKLQJDWVFKRROVYLVLWLQJSULVRQVWR
KHOSXQGHUWULDOVLQWKHLUUHSUHVHQWDWLRQVRUHYHQRUJDQL]LQJ%ORRG
'RQDWLRQFDPSV
:HDFNQRZOHGJHWKDWWKHUHDOWHVWIRUXVZRXOGEHLQHIIHFWLYHO\
XVLQJDQGLPSOHPHQWLQJZKDWZHKDYHOHDUQHGDQGDFTXLUHG
RYHUWKH\HDUVDQGZHVKDOOGRWKHVDPHZLWKPHWLFXORXV
HTXDQLPLW\ :H ZRXOG EH IRUHYHU LQGHEWHG WR RXU$OPD
0DWHUDQGWKHWHDFKHUVZKRVKDSHGXVWREHFRPHZKDW
ZHDUH
(;75$&855,&8/$5$&+,(9(0(176
0RRWV
ā :LQQHU RI WK 0DQJLODO -L 3DJDUL\D 0HPRULDO ,QWHUQDWLRQDO 0RRW &RXUW
&RPSHWLWLRQKHOGE\0$76/DZ6FKRRO
ā %HVW7HDPDWWKHWK1/,8-XULV&RUS1DWLRQDO&RUSRUDWH/DZ0RRW&RXUW
&RPSHWLWLRQ
ā 5XQQHUVXS $/6$ ,QWHUQDWLRQDO ,QYHVWPHQW $UELWUDWLRQ 0RRW &RXUW
&RPSHWLWLRQ.XDOD/XPSXU0DOD\VLD
ā 5XQQHUV XS DW 3UR %RQR (QYLUR/HJDO 1DWLRQDO 0RRW &RXUW &RPSHWLWLRQ
ā 5XQQHUVXSDWWKH/HLGHQ6DULQ,QWHUQDWLRQDO$LU/DZ0RRW&RXUW&RPSHWLWLRQ
1DWLRQDO5RXQG
ā %HVW 0HPRULDO DW WKH /HLGHQ6DULQ ,QWHUQDWLRQDO $LU /DZ 0RRW &RXUW
&RPSHWLWLRQ1DWLRQDO5RXQG
ā %HVW5HVHDUFKHUDW3UR%RQR(QYLUR/HJDO1DWLRQDO0RRW&RXUW&RPSHWLWLRQ
ā %HVW5HVHDUFKHULQ;,;8/&%DQJDORUH0RRW&RXUW&RPSHWLWLRQ
ā %HVW 5HVHDUFKHU LQ WKH WK .VKDQ *+ 5DLVRQL7ULDO DQG$SSHOODWH 0RRW
&RXUW&RPSHWLWLRQ
ā %HVW 6WXGHQW $GYRFDWH )LQDO DW WK 1/8 $QWLWUXVW /DZ 0RRW &RXUW
&RPSHWLWLRQDW1/8-RGKSXU
ā %HVW 6SHDNHU DW *' *RHQND *OREDO$QWLWUXVW DQG &RPSHWLWLRQ /DZ 0RRW
&RXUW&RPSHWLWLRQ
ā %HVW 2UDOLVW DW WK 0DQJLODO -L 3DJDUL\D 0HPRULDO ,QWHUQDWLRQDO 0RRW &RXUW
&RPSHWLWLRQKHOGE\0$76/DZ6FKRRO
ā 5XQQHUV8SDWWK1/8$QWLWUXVW/DZ0RRW&RXUW&RPSHWLWLRQDW1/8
-RGKSXU
ā %HVW0HPRULDODW*1/80RRWRQ6HFXULWLHV ,QYHVWPHQW/DZ
ā %HVW0HPRULDO$SSOLFDQWDW6RXWK$VLDQ5RXQGV)',,QYHVWPHQW$UELWUDWLRQ
0RRW
ā %HVW 0HPRULDO 5HVSRQGHQW DW 6RXWK $VLDQ 5RXQGV )', ,QWHUQDWLRQDO
$UELWUDWLRQ0RRW
ā %HVW 0HPRULDO DW 3URI 96 0DQL 0HPRULDO ,QWHUQDWLRQDO /DZ 0RRW &RXUW
&RPSHWLWLRQ
ā %HVW0HPRULDODW5HPHPEHULQJ636DWKH,/63XQH0RRW&RXUW&RPSHWLWLRQ
RQ,356HSWHPEHU
ā %HVW0HPRULDODWWK960DQL0HPRULDO,QWHUQDWLRQDO0RRW&RXUW&RPSHWLWLRQ
ā %HVW0HPRULDOLQ6XUDQD 6XUDQD7ULDO$GYRFDF\0RRW
ā UG%HVW5HVSRQGHQWDWWKH/HLGHQ6DULQ,QWHUQDWLRQDO$LU/DZ0RRW&RXUW
&RPSHWLWLRQKHOGDW0DOWD(XURSH
ā 6HPLILQDOLVWLQWKHWK.VKDQ*+5DLVRQL7ULDODQG$SSHOODWH0RRW&RXUW
&RPSHWLWLRQ
ā 6HPLILQDOLVWDW5HPHPEHULQJ636DWKH,/63XQH0RRW&RXUW&RPSHWLWLRQRQ
,356HSWHPEHU
ā 6HPLILQDOLVWRI6XUDQD 6XUDQD7ULDO$GYRFDF\
ā 6HPLILQDOLVWDW*1/80RRWRQ6HFXULWLHV ,QYHVWPHQW/DZ
ā 6HPLILQDOLVWDW,&&0RRW&RXUW&RPSHWLWLRQ1DWLRQDO5RXQGV
ā 4XDUWHU)LQDOLVWLQWK$PLW\1DWLRQDO0RRW&RXUW&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDW)',,QYHVWPHQW$UELWUDWLRQ0RRW
ā 4XDUWHUILQDOLVWDWWK0&&KDJOD0RRW&RXUW&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDW18-6+6)&RUSRUDWH/DZ0RRW&RXUW&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDW*'*RHQND*OREDO$QWLWUXVW0RRW&RXUWDQG&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDW,1/8,QWHUQDWLRQDO0RRW&RXUW&RPSHWLWLRQ
ā WK%HVWWHDPDWWKH6RXWK$VLDQ5RXQGVRI2[IRUG3ULFH0HGLD/DZ0RRW&RXUW&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDWQG1/,8±-XVWLFH5.
7DQNKD 0HPRULDO ,QWHUQDWLRQDO 0RRW
&RPSHWLWLRQ
ā 4XDUWHU ILQDOLVW DW *' *RHQND *OREDO
$QWLWUXVWDQG&RPSHWLWLRQ/DZ0RRW&RXUW
&RPSHWLWLRQ
'HEDWHV
ā 5XQQHUVXS 1,75RXUNHOD $VLDQ
3DUOLDPHQWDU\GHEDWH
ā 6HPLILQDOLVWLQ1RYLFHURXQGVLQ&1/83DUOLDPHQWDU\'HEDWH
ā %HVW$GMXGLFDWRUWK$JDKL'HEDWLQJ7RXUQDPHQW5*18/3DWLDOD
ā :LQQHU3&7(/XGKLDQD'HEDWH
6HPLQDUV$QG3DSHU3UHVHQWDWLRQV
ā 3DSHUSUHVHQWDWLRQWLWOHG
5LJKWVRI:RPHQ2YHU5HSURGXFWLYHDQG6H[XDO
&KRLFHV
DW D 6HPLQDU RQ ³3URWHFWLRQ RI :RPHQ
V 5LJKWV ,VVXHV DQG
&KDOOHQJHV´KHOGDW6506FKRRORI/DZ
ā 3UHVHQWHG D SDSHU WLWOHG
2YHUFRPLQJ WKH 6WLJPD RI 'LUHFW 6HOOLQJ
DW D
VHPLQDU RQ &RQVXPHU 3URWHFWLRQ LQ 1DWLRQDO /DZ 8QLYHUVLW\ 'HOKL
)HEUXDU\
ā 3UHVHQWHGSDSHUDW1DWLRQDO&RQIHUHQFHRQ\HDUVRI57,
V-RXUQH\
UG
ā $WWHQGHG 1DWLRQDO -XGLFLDO &RQIHUHQFH RQ
5HIRUPV 1HHGHG LQ
6XERUGLQDWH-XGLFLDU\
RUJDQL]HGE\$OO,QGLD-XGJHV$VVRFLDWLRQ
ā 3UHVHQWHG D 3DSHU RQ WKH WRSLF
)DQ )LFWLRQ VWXFN ZLWKLQ WKH TXDJPLUH RI ,QWHOOHFWXDO 3URSHUW\ /DZ
LQ WKH
FRQIHUHQFHRUJDQL]HGE\8,/6&KDQGLJDUKRQWKHWKHPHRI1HZ*HQHUDWLRQ/DZV
ā 3UHVHQWHG3DSHUWLWOHG
$PHQGPHQWRU$SSHDVHPHQW
DW6HPLQDU
5LJKWVRI&KLOGDQG)XWXUHRI,QGLD
RUJDQL]HG
E\$PLW\8QLYHUVLW\/XFNQRZ
3XEOLFDWLRQV
ā $UWLFOH WLWOHG
3HUPLVVLELOLW\ RI H[HUFLVH RI VXRPRWR SRZHUV E\ WKH 1DWLRQDO *UHHQ 7ULEXQDO
SXEOLVKHG LQ
(QYLURQPHQWDO/DZ 3UDFWLFH5HYLHZ9ROSXEOLVKHGE\1$/6$5
ā $UWLFOHWLWOHG
7KH&XULRXV&DVHRI0RQVDQWR
V%W&RWWRQ7HFKQRORJ\
ZDVSXEOLVKHGLQ3UDFWLFDO/DZ\HU
3/&RPS/-XO\
ā 3DSHU WLWOHG
&ULPLQDOL]LQJ 3DWULRWLVP
SXEOLVKHG LQ RQOLQH MRXUQDO :LVGRP
&UX[>9ROXPH,,,VVXH9,±-XQH,661@
ā $UWLFOH WLWOHG
7KH 2ULJLQV DQG /HJLWLPDF\ RI $WODQWLF 6KLSSLQJ &ODXVHV
SXEOLVKHGLQ5*18/)LQDQFLDODQG0HUFDQWLOH/DZ5HYLHZ9ROXPH,,,,VVXH
,,66112
ā $UWLFOH WLWOHG
9LFWLP &RPSHQVDWLRQ LQ &ULPLQDO /DZ ,V LW D UHDOLW\ RU VWLOO D
P\WK"
SXEOLVKHGLQ-DPLD/DZ-RXUQDO9ROXPH,,,66112
ā $UWLFOHWLWOHG
0HUJHU5HJXODWLRQSUHVHQWDQGIXWXUH
SXEOLVKHGLQ3UDFWLFDO
/DZ\HU3/6HSWHPEHU
ā $UWLFOHWLWOHG
7KH$UELWUDELOLW\3UREOHP7KHLVVXHRI)UDXG
SXEOLVKHGDW³,QWHUQDWLRQDO-RXUQDORI/DZDQG/HJDO
-XULVGLFWLRQDO6WXGLHV´9ROLVVXH
ā 3XEOLFDWLRQWLWOHG
'RFWULQHRIHVVHQWLDOSUDFWLFH
LQ&RPPRQZHDOWKDQG&RQVWLWXWLRQDO/DZ-RXUQDO9RO
ā $UWLFOHWLWOHG
7DFLWFROOXVLRQOHDGLQJWRFRQVFLRXVSDUDOOHOLVP
SXEOLVKHGLQ3UDFWLFDO/DZ\HU3/&RPS/
6HSWHPEHU
ā 5HVHDUFKSDSHUWLWOHG
&RUSRUDWH5HVFXH5HJLPHV3HUVSHFWLYHV$QDO\VLVDQG/HVVRQV
FRPSDUDWLYHDQDO\VLV
RI WKH LQVROYHQF\ UHVROXWLRQ SURFHVV LQ WKH QHZO\ HQDFWHG ,%& FRGH ZLWK IRUHLJQ UHJLPHV DQG VXJJHVWLQJ
ORRSKROHVSXEOLVKHGLQ5*18/)LQDQFLDODQG0HUFDQWLOH /DZ5HYLHZ9ROXPH,9,VVXH,66112
ā $UWLFOHWLWOHG
1HZ'LPHQVLRQVLQ6HQWHQFLQJYLVjYLV5LJKWV2I3ULVRQHUV
3XEOLVKHGDW1LUPD8QLYHUVLW\/DZ
-RXUQDO
ā $UWLFOH3XEOLVKHGLQ)LUVWHGLWLRQRI(VSRUW/H[,661'61/87LWOHG
9LUWXDO7HDPV5HDO
3OD\HUVDQG3URIHVVLRQDO6SRUWV5RWLVVHULH,W,V
ā $UWLFOHWLWOHG
&RQVWLWXWLRQDO5LJKWVRI$WKHLVWV 1RQ%HOLHYHUV
SXEOLVKHGDW(FRQRPLFDQG3ROLWLFDO:HHNO\
ā 3XEOLFDWLRQLQ6RXWK$VLDQ-RXUQDORI/DZRI3ROLF\5HYLHZ9ROLVVXH
/LYLQJ:LOO,QWRWKH5HDOPDQG
EH\RQG
ā $UWLFOHWLWOHG
0DLQWHQDQFHRI'LYRUFHRI0XVOLP:RPHQ
SXEOLVKHGLQMRXUQDORI*OREDO5HVHDUFKDQG$QDO\VLV
ā $UWLFOHWLWOHG
/DZRI6HGLWLRQ$'HDWKRI)UHH6SHHFK
$PLW\/DZ6FKRRO'HOKL/DZ-RXUQDO9RO9
(VVD\ -XGJPHQW:ULWLQJ&RPSHWLWLRQV
ā :LQQHUDW-XGJPHQW:ULWLQJ&RPSHWLWLRQDW69.01\D\DYDORNDQ-XGJPHQW
:ULWLQJ&RPSHWLWLRQ
WK
ā :LQQHU IRU 2UDO 3UHVHQWDWLRQ DW $OO ,QGLD (VVD\ &RQWHVW RQ 1XFOHDU
6FLHQFHDQG7HFKQRORJ\'HSDUWPHQWRI$WRPLF(QHUJ\*2,
ā )LQDOLVW)RXUWK1DWLRQDO$OWHUQDWH-XGJPHQW:ULWLQJ&RPSHWLWLRQ,/63XQHLQ
0DUFK
ā QG3RVLWLRQLQ5RVWUXP/HJDO(VVD\&RPSHWLWLRQ
UG
ā 3RVLWLRQLQ<XYDUGKD6SRUWV/DZ(VVD\&RPSHWLWLRQRUJDQLVHGE\
1/8-
ā UG3RVLWLRQ1865/&/$36RFLR/HJDO(VVD\&RPSHWLWLRQ
ā UG3RVLWLRQLQ(58',7(/HJDO(VVD\&RPSHWLWLRQ
ā WK3RVLWLRQLQ
,QFOXVLRQRI6PHOO0DUNV,QGLD6KRXOG6WDUW6QLIILQJ
&HQWHUIRU
,QWHOOHFWXDO3URSHUW\5HVHDUFKDQG$GYRFDF\&,35$LQFROODERUDWLRQZLWK
6\PELRVLV/DZ6FKRRO+\GHUDEDG
ā WKSRVLWLRQDWLQWHUQDWLRQDOHVVD\FRPSHWLWLRQRUJDQL]HGE\/H[+LQGXVWDQ
ā 6HOHFWHG IRU )LQDO 5RXQGV LQ QG ,-/06 -XVWLFH +5 .KDQQD (VVD\
&RPSHWLWLRQ
ā )LQDOLVW6HFRQG-XVWLFH+5.KDQQD0HPRULDO(VVD\&RPSHWLWLRQ-XQH
0HGLDWLRQ 1HJRWLDWLRQ&RPSHWLWLRQV
ā 5XQQHU8S7KH/RXLV0%URZQ )RUHVW60RVWHQ,QWHUQDWLRQDO&OLHQW&RPSHWLWLRQ,&)$,+\GHUDEDG
ā %HVW0HGLDWRU )LUVW5XQQHUXSLQ0HGLDWLRQVW$GY5DP-HWKPDODQL$'57RXUQDPHQW
ā QG5XQQHUXSLQ$PLW\0HGLDWLRQ&RPSHWLWLRQ
ā 4XDUWHUILQDOLVWDW1HJRWLDWLRQ&RPSHWLWLRQ1DWLRQDO5RXQGVDW6FKRRORI/DZ&KULVW8QLYHUVLW\
&HUWLILFDWH&RXUVHV
ā 2QOLQH&RXUVHRQ7UDGHPDUN3DWHQW)',LQ)XVLRQ/DZ6FKRRO
ā &HUWLILFDWH&RXUVHLQ,35,QGLDQ/DZ,QVWLWXWH
ā 6LOYHU0HGDOLQWKH&HUWLILFDWH&RXUVHRI5LR3URJUDPPH,QGLDRIIHUHGE\:RUOG+XPDQLWDULDQ6XPPLW
ā ),&&,&HUWLILFDWHFRXUVH,35 &RPSHWLWLRQ/DZ
ā &RPSOHWHGD&HUWLILFDWHFRXUVHWLWOHG
&RS\ULJKW;
RIIHUHGE\+DUYDUG8QLYHUVLW\LQ-XQH
ā *ROGPHGDOLQQDWLRQDOOHYHOHVVD\ZULWLQJFRPSHWLWLRQE\6FKRROV,QGLD
ā &HUWLILFDWH&RXUVHLQ)UHQFK/DQJXDJH
ā WK6XPPHU&RXUVHRQ,QWHUQDWLRQDO/DZRUJDQL]HGE\7KH,QGLDQ6RFLHW\RI,QWHUQDWLRQDO/DZLQ
ā &HUWLILFDWHFRXUVHLQ7UDGH0DUN/DZIURP)XVLRQ/DZ6FKRRO
ā 2QOLQH&HUWLILFDWHFRXUVHRQ³5HWKLQNLQJ,QWHUQDWLRQDO7D[/DZ´RI/HLGHQ8QLYHUVLW\
ā $GYHUWLVLQJ6WDQGDUG&RXQFLORI,QGLD(/HDUQLQJ&RXUVH
$
*UDGH
ā )RXQGDWLRQ&RXUVHLQ&RQWUDFW'UDIWLQJE\7KRPVRQ5HXWHUV
ā 0LQLVWU\RI+5'1/8'*,$1&RXUVHRQ&RPSDUDWLYH&RQWUDFW/DZDQG3UDFWLVH
ā -XVWLFH;ZLWK0LFKDHO6DQGHO+DUYDUG8QLYHUVLW\
ā ,QWHOOHFWXDO3URSHUW\/DZ,8QLYHUVLW\RI3HQQV\OYDQLD/DZ6FKRRO
ā ,QWHOOHFWXDO3URSHUW\/DZ,,8QLYHUVLW\RI3HQQV\OYDQLD/DZ6FKRRO
6SRUWV
ā 6LOYHU0HGDO1DWLRQDO'HDG/LIW&RPSHWLWLRQ
ā 6LOYHU0HGDODW6WDWH3RZHU/LIWLQJ&RPSHWLWLRQ
0LVFHOODQHRXV
ā VW 5XQQHUVXS *1/8 .KDLWDQ &R )HOORZVKLS 0HUJHU $FTXLVLWLRQ
$QDO\VLV&RPSHWLWLRQRQ6QDSGHDO)OLSNDUW'HDO
ā )LQDOLVWDW,QGLD4XL]LQ
.DVKL\DWUD
&XOWXUDOIHVWRI,,7%+8
ā $GMXGJHG ,GHDO 0HPEHU 6WDWH 5HSUHVHQWDWLYH LQ 3XQH 0RGHO 8QLWHG
1DWLRQVRXWRISDUWLFLSDQWV
ā 0HPEHURIWKHWHDPDW:%18-6ZKLFKGUDIWHGUXOHVIRU:HVW%HQJDO*RYWLQFRPSOLDQFHWR3HUVRQVZLWK
'LVDELOLW\$FW
%$7&+,17(516+,36
/DZ)LUPV y . 63DUWQHUV
y $G\RSDQW/HJDO y ..6KDUPD/DZ2IILFHV
y $OOLDQFH/DZ*URXS y .DGHQ%RULVV
y $/07/HJDO y .DPDWK .DPDWK
y $0&/DZ)LUP y .DQWKDQG$VVRFLDWHV
y $UJXV3DUWQHUV y .DUDQMDZDOD &R$GYRFDWHV
y $UWKH/DZ y .KDLWDQDQG&R
y $VKRN0HKWDDQG$VVRFLDWHV y .LQJ 6WXEEV DQG .DVLYD $GYRFDWHV DQG /HJDO
y $\\XEL/DZ3UDFWLFHV $WWRUQH\V
y $=% 3DUWQHUV y .LUWL8SSDODQG$VVRFLDWHV
y %DQWKLDDQG&R$GYRFDWHV y ..0DQDQDQG$VVRFLDWHV
y %KDUXFKD 3DUWQHUV y .RFKKDU &R
y & &$VVRFLDWHV y .ULVKQDPXUWK\ &R./DZ
y &%3DQGH\ $VVRFLDWHV y /DNVKPLNDUDQDQG6ULGKDUDQ$WWRUQH\V
y &KDGKD &R$GYRFDWHVDQG/HJDO&RQVXOWDQWV y /HJDO$[LV$WWRUQH\V 6ROLFLWRUV
y &KDXGKDU\/DZ$VVRFLDWHV y /HJDOVSKHUH/DZ)LUP
y &\ULO$PDUFKDQG0DQJDOGDV y /HJLVWLI\
y 'HKDGUDL &R y /H[+LQGXVWDQ
y 'HVDL 'LZDQML y /H[7HUUDH
y 'HVDL/DZ2IILFHV y /LQN/HJDO±,QGLD/DZ6HUYLFHV
y 'HYUDMDQG$VVRFLDWHV y /XWKUD /XWKUD
y 'HZDQL$VVRFLDWHV y 0DKHVKZDULDQG&R
y 'KLU 'KLU$VVRFLDWHV y 0DQX'L[LW$GYRFDWHDQG$VVRFLDWHV
y '0+DULVK $VVRFLDWHV y 0D[/DZ)LUP
y '0'$GYRFDWHV y 1HHUDM$VVRFLDWHV
y '5$9/HJDO y 1LQDQ 0DWKHZ$GYRFDWHV
y '6./HJDO$GYRFDWHV 6ROLFLWRUV y 1LUDQMDQ $VVRFLDWHV
y 'XD$VVRFLDWHV y 1LVKLWK'HVDL$VVRFLDWHV1'$
y (FRQRPLF/DZV3UDFWLFH(/3 y 2MXV/DZ2IILFH
y (QQREOH,3 y 3 $/DZ2IILFHV
y )R[0DQGDODQG$VVRFLDWHV y 3'6/HJDO
y .RFKKDU &R y 3/5&KDPEHUV
y *'%DQVDO $VVRFLDWHV y 356/HJLVODWLYH5HVHDUFK
y *OREDO/HJDO3DUWQHUV y 4XDHULWXU/HJDO3YW/WG
y +ROOD +ROOD y 5.'DJDDQG$VVRFLDWHV
y +6$$GYRFDWHV y 5DE 5DE$VVRFLDWHV
y ,* $VVRFLDWHV y 5DFROE/HJDO
y ,/$3DVULFK &RPSDQ\ y 5DL $VVRFLDWHV
y ,QGLDQ/DZ$VVRFLDWHV y 5DQMDQ &R,QWHUQDWLRQDO/DZ)LUP
y ,QGXV/DZ y 5DYDO6KDKDQG&RPSDQ\
y ,QWHUQDWLRQDO7UDGH/DZ&RQVXOWDQWV y 5'$/HJDO
y -+XGVRQ6DPXHODQG3DUWQHUV y 51&/HJDO
y -06KDUPD &R y 6/*XSWD 3DUWQHUV
y -DJJL-DJJLDQG-DJJL/DZ)LUP y 6 5$VVRFLDWHV
y -DJUDWL/HJDO$VVRFLDWHV y 6DKDQLDQG$VVRFLDWHV
y -6DJDU$VVRFLDWHV y 6DPLVWL/HJDO
y ..6DUHHQDQG$VVRFLDWHV y 6DPYDG3DUWQHUV
y 6DQMD\ 3DUYDWKL$GYRFDWHV y /HJDO'HSDUWQPHQW0LQLVWU\RI/DZDQG-XVWLFH
y 6DQNKOD $VVRFLDWHV y 0DGK\D3UDGHVK+XPDQ5LJKWV&RPPLVVLRQ
y 6DUWKDN$GYRFDWHV y 1DWLRQDO &HQWUH IRU +XPDQ 6HWWOHPHQWV DQG
y 6KDUGXO$PDUFKDQG0DQJDOGDV (QYLURQPHQW%KRSDO
y 6LQJK $VVRFLDWHV y 1DWLRQDO&RPPLVVLRQIRU:RPHQ
y 6LQJKDQG6LQJK/DZ)LUP//3 y 1DWLRQDO*UHHQ7ULEXQDO
y 6LQJKDQLD &R y 1DWLRQDO/HJDO6HUYLFHV$XWKRULW\
y 6LQJKDQLDDQG6LQJKDQLD&R//3 y 2IILFHRI0U5DELQGUD.XPDU-HQD/RN6DEKD03
y 61* 3DUWQHUV y 5DMDVWKDQ6WDWH+XPDQ5LJKWV&RPPLVVLRQ
y 6RORPRQ &R6ROLFLWRUV y 5HDO(VWDWH5HJXODWRU\$XWKRULW\5(5$
y 6ULGKDUDQ$VVRFLDWHV y 6WDWH &RQVXPHU 'LVSXWH 5HGUHVVDO &RPPLVVLRQ
y 6XUDQD &KDXGKDU\$VVRFLDWHV 83
y 7DOZDU7KDNRUH $VVRFLDWHV y 8WWDU3UDGHVK+XPDQ5LJKWV&RPPLVVLRQ
y 7DQLNHOOD5DVWRJL$VVRFLDWHV y 8WWDU3UDGHVK6WDWH,QIRUPDWLRQ&RPPLVVLRQ
y 7HFKOHJLV$GYRFDWHVDQG6ROLFLWRUV y :HVW%HQJDO+XPDQ5LJKWV&RPPLVVLRQ
y 7KLUX 7KLUX
y 7ULOHJDO -XGJHV
y 9DLVK$VVRFLDWHV y -XVWLFH6DQMD\.LVKDQ.DXO6XSUHPH&RXUWRI,QGLD
y 9LFWRU0RVHVDQG&R y -XVWLFH'<&KDQGUDFKXG6XSUHPH&RXUWRI,QGLD
y :DGKZD/DZ&KDPEHUV y -XVWLFH5.$JDUZDO6XSUHPH&RXUWRI,QGLD
y =HXV/DZ y -XVWLFH'.8SDGK\D\D$OODKDEDG+LJK&RXUW
y -XVWLFH$UXQ7DQGRQ$OODKDEDG+LJK&RXUW
&RUSRUDWH+RXVHV y -XVWLFH6XQLWD$JDUZDO$OODKDEDG+LJK&RXUW
y $N]R1REHO,QGLD/WG y -XVWLFH0XNWD*XSWD-XGJH'HOKL+LJK&RXUW
y (DVWHUQ%RRN3XEOLFDWLRQV/WG y -XVWLFH3.6ULYDVWDYD$OODKDEDG+LJK&RXUW
y +LQGXVWDQ8QLOHYHU/WG y -XVWLFH616KXNOD$OODKDEDG+LJK&RXUW
y 3HSVL&R,QGLD+ROGLQJV3YW/WG y -XVWLFH6DQJHHWD&KDQGUD$OODKDEDG+LJK&RXUW
y 5HOLDQFH-LR,QIRFRPP/WG y -XVWLFH9LMD\/DNVKPL$OODKDEDG+LJK&RXUW
y 6DDPLU3YW/WG y -XVWLFH9LQHHW.RWKDUL-XGJH.DUQDWDND+LJK&RXUW
y 7KH,QGLDQ([SUHVV/WG
$GYRFDWHV
368V y $GYRFDWH $MD\ 0LVKUD ([ $GGLWLRQDO $WWRUQH\
y 1DWLRQDO7KHUPDO3RZHU&RUSRUDWLRQ *HQHUDORI,QGLD0DGK\D3UDGHVK%KRSDO%HQFK
y 2LODQG1DWXUDO*DV&RUSRUDWLRQ y $VKRN +DUDQDKDOOL 6HQLRU $GYRFDWH H[$GYRFDWH
*HQHUDORI.DUQDWDND.DUQDWDND+LJK&RXUW
*RYHUQPHQW2UJDQLVDWLRQV y &KDPEHURI0U..7\DJLDW6XSUHPH&RXUW
y $OO ,QGLD ,QVWLWXWH RI 0HGLFDO 6FLHQFHV $,,06 y &KDPEHUVRI'U&KDSDOHV%DQG\RSDGK\D\&DOFXWWD
'HSDUWPHQW RI 0HGLFDO 6RFLDO :HOIDUH 8QLW $QVDUL +LJK&RXUW
1DJDU1HZ'HOKL y &KDPEHUVRI0U..0DQDQ6HQLRU$GYRFDWH1HZ
y $OODKDEDG +LJK &RXUW 0HGLDWLRQ DQG &RQFLOOLDWLRQ 'HOKL+LJK&RXUW
&HQWUH y &KDPEHUVRI5RKLW'DVDQG$GYRFDWHV.RONDWD
y %DQJDORUH0HGLDWLRQ&HQWUH y 'HHSDQVKX 'DV $GYRFDWH $OODKDEDG +LJK &RXUW
y &HQWUDO,QIRUPDWLRQ&RPPLVVLRQ /XFNQRZ%HQFK
y &RS\ULJKW2IILFH0LQLVWU\RI+5' y 'U$QPRO5DWWDQ6LGKX$VVLVWDQW6ROLFLWRU*HQHUDORI
y 'HOKL,QWHUQDWLRQDO$UELWUDWLRQ&HQWUH ,QGLD3XQMDEDQG+DU\DQD+LJK&RXUW
y )RUPHU 'HSXW\ /HDGHU LQ /HJLVODWLYH &RXQFLO 'U y 'U$VKRN1LJDP([$GG6ROLFLWRU*HQHUDORI,QGLD
*RSDO1DUD\DQ0LVUD /XFNQRZ
y -XGLFLDO7UDLQLQJDQG5HVHDUFK,QVWLWXWH/XFNQRZ y *S&DSW.6%KDWL6XSUHPH&RXUW
y /DZ'HSDUWPHQW*RYHUQPHQW6HFUHWDULDW.HUDOD y .DVOLZDO&KDPEHUV-DLSXU
y 0U9LYHN7DQNKD6HQLRU$GYRFDWH6XSUHPH&RXUWRI y 0U 6XVKLO .XPDU -DLQ 6HQLRU$GYRFDWH 6XSUHPH
,QGLD &RXUWRI,QGLD
y 0U 9DLEKDY.DOLD$GYRFDWH$OODKDEDG+LJK&RXUW y 0U 96 6KURWL 6HQLRU$GYRFDWH 0DGK\D 3UDGHVK
/XFNQRZ%HQFK +LJK&RXUW-DEDOSXU%HQFK
y 0U $QLO & 6LQJK $GGLWLRQDO 6ROLFLWRU *HQHUDO y 0U9LMD\%DKDGXU6LQJK$GYRFDWH*HQHUDO83
:HVWHUQ=RQH0XPEDL y 0U <DVKRZDUGKDQ 6ZDURRS $GYRFDWH $OODKDEDG
y 0U$QXM$JJDUZDO$GYRFDWH'HOKL+LJK&RXUW +LJK&RXUW/XFNQRZ%HQFK
y 0U$QXS-%KDPEDQL6HQLRU$GYRFDWH'HOKL+LJK y 0UV 6KLNKD 6LQKD 6SHFLDO FRXQVHO IRU 1,$
&RXUW $OODKDEDG+LJK&RXUW/XFNQRZ%HQFK
y 0U $UXQ 6LQKD $GYRFDWH $OODKDEDG +LJK &RXUW y 0V*HHWD/XWKUD6HQLRU$GYRFDWH'HOKL+LJK&RXUW
/XFNQRZ%HQFK y 0V,QGX0DOKRWUD6HQLRU$GYRFDWH6XSUHPH&RXUW
y 0U $VKRN .XPDU 3DQGH\ $GGLWLRQDO $GYRFDWH RI,QGLD
*HQHUDO83 y 0V0HHUD%KDWLD6HQLRU$GYRFDWH'HOKL+LJK&RXUW
y 0U $VKRN 0DWKXU $GYRFDWH 2Q 5HFRUG 6XSUHPH y 0V3LQN\$QDQG$GGLWLRQDO6ROLFLWRU*HQHUDO,QGLD
&RXUWRI,QGLD
y 0U%.6DWLMD$GYRFDWHRQ5HFRUG6XSUHPH&RXUW 1*2V
RI,QGLD y $PQHVW\,QWHUQDWLRQDO,QGLD
y 0U%ULMHVK6D[HQD$GYRFDWH$OODKDEDG+LJK&RXUW y %UHDNWKURXJK
/XFNQRZ%HQFK y &RPPRQZHDOWK+XPDQ5LJKWV,QLWLDWLYH
y 0U &% <DGDY 6HQLRU $GYRFDWH DQG $GGLWLRQDO y &RQVXPHUV,QGLD
$GYRFDWH*HQHUDO$OODKDEDG+LJK&RXUW y 'LY\D'LVKD
y 0U'HHSDQVKX'DV$GYRFDWH$OODKDEDG+LJK&RXUW y (FRIULHQGV
/XFNQRZ%HQFK y (KVDDV
y 0U -DLGHHS 1DUDLQ 0DWKXU 6HQLRU $GYRFDWH y *RRQM
$OODKDEDG+LJK&RXUW/XFNQRZ%HQFK y +XPDQ5LJKWV/DZ1HWZRUN
y 0U -LWHQGUD &KDXGKDU\ 5DMDVWKDQ +LJK &RXUW y ,QGLDQ5HG&URVV6RFLHW\
-RGKSXU%HQFK y 0DMGRRU.LVDDQ6KDNWL6DQJDWKDQ
y 0U .DPDO 1D\DQ &KRXEH\ $GYRFDWH 3DWQD +LJK y 1D\D6DZHUD
&RXUW y 3HRSOH
V8QLRQIRU&LYLO/LEHUWLHV
y 0U..0DQDQ6HQLRU$GYRFDWH'HOKL+LJK&RXUW y 5XUDO/LWLJDWLRQDQG(QWLWOHPHQW.HQGUD
y 0U0DQLVK*DQGKL$GYRFDWH'HOKL+LJK&RXUW y 6$0$'+$1
y 0U23-RVKL$GYRFDWH5DMDVWKDQ+LJK&RXUW ::)
y 0U5.$JDUZDO6HQLRU$GYRFDWH$OODKDEDG+LJK
&RXUW/XFNQRZ%HQFK 5HVHDUFK,QWHUQVKLSV
y 0U5DMHQGUD&KKDEUD$GYRFDWH'HOKL+LJK&RXUW y &HQWUH IRU ,QQRYDWLRQ ,QWHOOHFWXDO 3URSHUW\ DQG
y 0U5DMLY/RFKDQ6KXNOD$GYRFDWH$OODKDEDG+LJK &RPSHWLWLRQ1DWLRQDO/DZ8QLYHUVLW\'HOKL
&RXUW/XFNQRZ%HQFK y &HQWUHIRU:RPHQDQG/DZ1/6,8%DQJDORUH
y 0U5DYLNDQW6HQLRU$GYRFDWH$OODKDEDG+LJK&RXUW y 1$/6$5&HQWUHIRU'LVDELOLW\5LJKWV
y 0U 6DOPDQ .KXUVKLG 6HQLRU $GYRFDWH 6XSUHPH y :%18-6 &HQWUH )RU 5HJXODWRU\ 6WXGLHV
&RXUWRI,QGLD *RYHUQDQFHDQG3XEOLF3ROLF\
y 0U 6DQMD\ 5 +HJGH 6HQLRU $GYRFDWH 6XSUHPH
&RXUWRI,QGLD &KDUWHUHG $FFRXQWDQW&RPSDQ\ 6HFUHWDU\
y 0U6DW\DSUDNDVK$GYRFDWH$OODKDEDG+LJK&RXUW )LUPV
y 0U 6LER 6KDQNDU 0LVKUD $GYRFDWH 2Q 5HFRUG y &$6DNHW-DODQ $VVRFLDWHV
6XSUHPH&RXUWRI,QGLD y $GHVK7DQGRQ $VVRFLDWHV&RPSDQ\6HFUHWDULHV
y 0U661HKUD$GYRFDWHRQ5HFRUG6XSUHPH&RXUW y *DUJHL\D $VVRFLDWHV
RI,QGLD
y 0U 6XUHVK 6DKQL$GYRFDWH 5DMDVWKDQ +LJK &RXUW
-DLSXU%HQFK
678'(17
352),/(6
§Runner Up, The Louis M. Brown & §Quater Finalist at the 15th Amity
Forest S Mosten International Client National Moot Court Competition,
Competition, 2018, ICFAI Hyderabad. 2016.
§Rank 4 in 'Inclusion of Smell Marks:
§Interned at LakshmiKumaran and
India Should Start Sniffing', Centre for
Intellectual Property Research and Sridharan, Hyderabad.
Advocacy (CIPRA) in Collaboration §Batch Rank 5.
with Symbiosis Law School,
Hyderabad.
§Interned under Justice Sanjay Kishan
AAKRISHTI KUMAR Kaul, Supreme Court of India. AAKRITI DWIVEDI
27
§Interned at District Court, §Interned at Sahani and
Allahabad. Associates (Rajasthan High
§Interned with State Law Office, Court),December 2015
Allahabad High Court §CS Executive Programme
§Interned under Sr. Adv. S.R Student.
Singh, Supreme Court §Certificate Course in IPR (Indian
Law Institute)
§
ABHISHEK SINGH ADITYA JOSHI
28
§Interned at Drav Legal. §Presented a Paper titled "Rights
§Interned at Mediation Centre of Women Over Reproductive and
Allahabad. Sexual Choices" at a Seminar on
"Protection of Women's Rights:
§Participated in Bar Council of
Issues and Challenges" held at
India (BCI) Moot, 2017.
SRM School of Law, SRM
University, Tamil Nadu, India in
October 2016.
§Interned under Sushil Kumar Jain,
Sr. Advocate, Supreme Court.
ALOK KUMAR SINGH AMITA CHAUDHARY Interned at Tech Legis, Delhi.
29
§Interned under K.A. Pandey, §Research paper published in
Associate Professor, Dr. Christ University Law Journal.
RMLNLU. §Interned under Justice HMJ
§Interned at District Court, Mukta Gupta, Delhi High Court.
Lucknow.
§Interned at Sankhla and
Associates, Delhi.
30
§Winner- 4th Mangi Lal Pagariya Ji §Interned at Click Lawyer 2016.
International Moot Court §Semi-finalist and 2nd Best
Competition, 2016 organized by Memorial at 1st Surana and
MATS Law University, Jaipur Surana and RGNUL International
(Competition Law). Law Moot Court Competition,
§3rd Position -NUSRL-CLAP Socio- 2017.
Legal Essay Competition. [2016]
§Presented Paper titled 'Rights of
§Published a Paper on 'Legality of Child Under Indian Constitution' at
UIDAI and Aadhar Act', Amity Law National Seminar on "Rights of
School, Delhi, 2016.
APURVA SINGH AYUSHI TIWARI Child & the Future of India"
organized by Amity University.
31
§Semi-Finalist, 2nd Best Memorial and §Interned at I.L.A. Pasrich &
4th Best Advocate at 1st Surana and Company, Delhi.
Surana and RGNUL International Law
Moot Court Competition, 2017. §Interned at Neeraj Associates,
§Presented a paper titled "Overcoming
Lucknow.
the Stigma of Direct Selling" at a §Interned under Advocate C.B.
seminar on Consumer Protection in Pandey, Former Judge and Legal
National Law University, Delhi. Advisor to Governor, U.P.
(February, 2016).
§Interned at DSK Legal Advocates &
AYUSHI MISHRA Solicitors, Law Firm, New Delhi.
CHANDNI BHATIA
32
§Interned under S S Nehra, §Interned at KK Sareen and
Advocate-on-Record. Associates.
§Interned at Madhya Pradesh §Interned under Justice N. V.
Human Rights Commission. Ramana, Supreme Court of
India.
§Attended National Seminar on
Social Media, Information
Technology & IPR, organized by
Media Law Centre, Dr. Ram
Manohar Lohiya National Law
HARSHIT SINGH HEMANT SAGAR University, Lucknow.
33
§Interned at National Legal §Interned at Rai & Associates
Services Auhority. §Interned under BL Bhartiya, High
§Interned at Neeraj Associates. Court, Lucknow
§Interned at Chambers of Salman
Khurshid.
34
§Interned under S.S. Nehra, §Participated in 4th International
Advocate on Record, Supreme Banking and Investment Law
Court of India. Moot.
§Interned under Anil Pratap §Interned at UP Human Rights
Singh, Chairman of Bar Council Commission.
of Uttar Pradesh. §Interned Under Mrs. Shikha
§Interned at District Court, Sinha, Special Counsel, NIA.
Lucknow.
35
§1st Prize at the 29th DAE All India §3rd Best Respondent at the Leiden-
Essay Contest on Nuclear Science and Sarin International Air Law Moot Court
Technology on the topic " Nuclear Competition 2017 held at Malta,
Power for Combating Climatic Changes" Europe; Runners-up and Best Memorial
organised by Government of India. at the National Rounds.
§Publication at "International Journal of §9th Best Team at the South Asian
Law and Legal Jurisdictional Studies" Rounds of Oxford Price Media Law
Vol. 4 issue 3 - 'The Arbitrability Moot Court Competition 2015.
Problem: The issue of Fraud' §Secretary, Legal Aid Committee, Dr.
§Quarter-Finalist in the 3rd NHRC-LC-I RMLNLU.
National Moot Court Competition on
PRERNA YADAV Human Rights. PURUSHOTHAM R KITTANE
36
§Successfully Completed a §Quarter Finalist and Best
Certificate Course in Competition Speaker at GD Goenka Global
Law and IPR from FICCI in Anti-Trust and Competition Law
August 2016. Moot Court Competition,
§Finalist, Fourth National Alternate 2017.
Judgment Writing Competition, §2nd Position in Rostrum Legal
ILS Pune in March 2017. Essay Competition, 2016.
§Finalist, Second Justice H.R. §Interned under Deputy Registrar
Khanna Memorial Essay of Copyright, DIPP, Copyright
SAKSHI DAGUR Competition, June 2017. SAKSHI NIGAM Office.
37
§Semi Finalist, India Rounds, ICC §Elected Secretary for Legal Aid
International Moot Court Clinic.
Competition, NLU-Delhi (2017). §Published an Article "Tacit
§Quarter Finalist, 15th Amity Collusion Leading to Conscious
National Moot Court Competition, Parallelism" (2016) PL (Comp.L)
Amity Law School, Delhi (2016). September. 73.
§Interned at Singhi & Singhi, §Participated in NLS ADR
Delhi. Competition.
§
§Interned under Mr. Vivek Tankha, Won the Best Memorial Award and adjudged as
Semi-Finalists in Surana and Surana Trial
Senior Advocate. Advocacy Competition 2016 held in NLIU
Bhopal.
§Semi-Finalist and Best Memorial §Semifinalist in the 12th Kshan, G.H Raisoni Trial
at Remembering S. P. Sathe 11th and Appellate Moot Court Competition, 2017,
National Moot Court Competition held in Nagpur.
§Authored a Research Paper titled "Corporate
2016-17. Rescue Regimes: Perspectives, Analysis and
§Summer Course on International Lessons"(comparative analysis of the insolvency
resolution process in the newly enacted IBC
Law held at Indian Society of code with foreign regimes and suggesting
International Law, Delhi. loopholes) published in RGNUL Financial and
Mercantile Law Review, Volume IV, Issue 1
SHEETAL SINGH TOMAR § SHIKHAR TANDON (ISSN NO: 2347-3827).
38
§Article titled "New Dimensions in §Silver Medal National Deadlift
Sentencing vis-à- vis Rights of Competition, 2017.
Prisoners", Published at Nirma §Silver Medal State Powerlifting
University Law Journal. Competition, 2017.
§Semi-finalist at 12thG.H. Raisoni §Article "In the name of Religion:
National Trial and Appellate Barbarism of Past, Hypocrisy of
Moot Court Competition. Present" to be published in Jus
§Interned at Luthra & Luthra Law Dicere Review, December 2017.
Offices, New Delhi.
SHIVAM YADAV SHIVANI CHAUHAN
39
§Research Assistant of Associate Prof §Interned under Hon'ble Justice
(Dr) K. A. Pandey, in revising "B M R.K Agrawal, Judge, Supreme
Gandhi's Commentary on Indian Court of India.
Penal Code", ISBN-9789351454977
§Interned under Hon'ble Justice
§Article titled "Constitutional Rights of
Atheists & Non-Believers" published Sangeeta Chandra, Judge,
in Economic and Political Weekly. Allahabad High Court.
§Winner of Best Memorial and Semi- §Interned under Vijay Bahadur
finalist in Surana and Surana Singh, Advocate General, U.P.
National Trial Advocacy Moot Court
SHUBHAM KUMAR Competition, 2016. SHUBHAM MALVIYA
40
§Interned at Competition §Participated in 6th FYLC Ranka
Commission of India. National Moot Court
§"Law of Sedition: A Death of Free Competition.
Speech", Amity Law School Delhi §Received 'A' certificate in online
Law Journal, Vol.V. course on Competition Law and
§Participated as a "Researcher" in IPR (FICCI).
"3rdNUALS National Moot Court §Novice Semi-finalist at 8th CNLU
Competition on Maritime Law" PD.
held in February, 2016.
SUMIT GEHLOT SWAPNIL JAGANNATH
41
OUR PREVIOUS RECRUITERS
?ACM Legal, New Delhi ?Luthra & Luthra Law Offices
?ALMT Legal, Mumbai ?Maruti Udyog, Gurgaon
?Anand & Anand ?Meharia & Co., New Delhi
?Arimus Law LLP, New Delhi ?Mint
?Association for Advocacy & Legal Initiatives ?Mint Law Associates
?Athena Law Advisors ?Mind Crest
?Aviva Life Insurance ?Multi Commodity Exchange (MCX)
?AZB & Partners ?Mr. Siddharth Luthra, Additional Solicitor
?Bajaj Allianz general Insurance Company ?OSC Knowledge Centre, Gurgaon
?BMR Legal ?P&A Law Offices
?Chambers of Mr. Gaurav Bhatia, Addl Adv. General ?PDS Legal
?Cipla Ltd. ?Pangea3, New Delhi
?Citi Bank ?Parekh & Co.
?Classis Law ?Pavan Duggal Associates, New Delhi
?COMPAD LLP ?Phoenix Legal
?CLAT Possible, Kolkata ?Phoenix Mills Ltd.
?Cyril Amarchand Mangaldas ?Price Waterhouse Cooper (PwC)
?DNC Blackrock ?Priti Suri & Associates (PSA)
?Desai & Dewanji ?PXV Law Partners
?DSK Legal ?Quislex
?Dua Associates ?Reliance Infocom
?Eastern Book Company ?Remfry &Sagar
?Economic Laws Practice ?RDA Legal
?Ernest & Young (EY) ?RRG & Associates
?Finsec Law Advisors ?RS & Co. Law Offices
?HCL Infosystems ?S&R Associates
?HDFC Home Loans ?SDD Global Solutions Pvt. Ltd.
?Hemant Sahai & Associates (HSA) ?SJ Law
?Hindustan Unilever Ltd ?Samvad Partners
?HSB Partners, Chennai ?Shardul Amarchand Mangaldas
?ICICI Lombard ?Spice Digital Ltd.
?Impact Law Ventures ?Sri Ram General Insurance Co.
?IMS Coaching Institute ?Sterlite Energy Ltd.
?Infosys ?Suri & Suri Law Offices
?Juris Legal ?Suvan Law Advisors
?J. Sagar Associates ?The Economic Times
?Karanjwala & Co. LLP ?Thomson Reuters
?Khaitan & Co. ?Torrent Power Co.
?Khaitan Sud & Partners ?Trilegal
?Khadims India Ltd. ?Vaish Associates
?KK Sharma Law Offices, New Delhi ?W.S. Kane & Co.
?Krishnamurty & Co. ?Wadhwa Law Chambers
?Krishna & Saurashtri Partners (K&S) ?Wadia Ghandy & Co
?LakshmiKumaran & Sridharan (LKS) ?Wipro Ltd.
?Larsen & Toubro (L&T) ?Zeus Law Associates
42
RECRUITMENT PROCESS
The Recruitment Process is conducted by the Internship and Placement Committee of the University. It is a holistic
process which commences in the month of February, and is aimed at facilitating the reach between graduating
students and prospective recruiters. The recruitment process is governed by the Recruitment Process Rules which
outline the duties and responsibilities of the Placement Cell, the Students, as well as the Prospective Recruiters.
These rules expedite the procedure to ensure optimal flexibility to the students as well as the recruiters.
The recruiters are encouraged to conduct pre-placement talks highlighting crucial principle features of their
organisation, job profile, terms and conditions of employment, remuneration and other relevant information. The
recruiters are urged to indicate their preferred dates for such talks to the Placement Cell either by e-mail or telephonic
communication a week prior to their arrival.
In furtherance of the process, the organisations are requested to register themselves with the Placement Cell with
their preferred dates in the final placement schedule, by filling the recruitment form. The recruiters are at liberty to
determine their eligibility criteria, and the policy for the screening and recruitment process. Organisations can also opt
for telephonic interviews and interviews via videoconferencing, and the Placement Cell shall facilitate their process as
and when required. In case the recruiters do not want to conduct a pre-interview screening, the CVs of the interested
and eligible students shall be forwarded to them, before the final interview. The Placement Cell works to ensure that
final recruitments are conducted in a fair and transparent manner so as to maximize the interest of both the students
and the recruiters.
43
THE PICCADILY
Sect- B, Bara Birwa, Kanpur Road,
Lucknow
Phone: +91-522-4096000
Fax: +91-522-4096029
The Internship and Placement Committee can arrange contact@piccadilylucknow.co.in
University accommodation at the University Guest House, on
prior intimation to the University. HOTEL CLARKS
Awadh, Kaiserbagh, Lucknow
Alternatively, recruiters may choose to stay at a hotel of their Tel: +91 52 2262 0131
choice. Some of the hotels along with the addresses and +91 52 2261 6500
phone numbers are mentioned here: reservations@clarksavadh.com
CAMPUS COORDINATORS
Dr. Kumar Askand Pandey
Chairperson, Internship and Placement Committee
Mobile : +91-9919493369
Email: ka_pandey@rmlnlu.ac.in; placement@rmlnlu.ac.in
Website: www.rmlnlu.ac.in