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Developing Managers and
Leaders:
Experiences and Lessons
from International NGOs
Sherine Jayawickrama
The Harvard Humanitarian Initiative (HHI) is a university-wide center involving multiple entities
within the Harvard community that provide expertise in public health, medicine, social science,
management, and other disciplines to promote evidence-based approaches to humanitarian
assistance.The mission of the Initiative is to relieve human suffering in war and disaster by advanc-
ing the science and practice of humanitarian response worldwide. Harvard Humanitarian Initiative
fosters interdisciplinary collaboration in order to:
• Improve the effectiveness of humanitarian strategies for relief protection and prevention;
The Hauser Center for Nonprofit Organizations at Harvard University is a university-wide center for
the study of nonprofit organizations and civil society. The Hauser Center seeks to expand under-
standing and accelerate critical thinking about the leadership of nonprofit and non-governmental
organizations through the key goals of research, education and practice. The Center’s goals include:
• Research: Explore the critical questions affecting nonprofits and NGOs and widely disseminate
the findings.
• Education: Support teaching about nonprofit organizations across Harvard University and
development of curricula in the field.
• Practice: Connect current and future leaders with new thinking and scholarship.
TA B LE OF CON TEN TS
Introduction 2
Methodology 3
Conclusion 20
METHODOLOGY
development arenas. In addition, since we
interviewed only one person in several organiza-
Eighteen semi-structured interviews were tions, the perspectives drawn on for this paper
conducted between March and July 2011 to are largely those of leaders of human resources
explore the questions articulated in Annex 1. or organizational development efforts within
Interviewees were senior managers of human INGOs. To seek a more rounded view, we also
resources or organizational development at included some former INGO leaders and some
INGOs including ActionAid International, CARE senior INGO staff who had made technical-to-
USA, Catholic Relief Services, ChildFund Interna- management transitions in our sample. We also
tional, Habitat for Humanity International, supplemented the interviews with: an analysis of
Management Sciences for Health, Médecins Sans internal documents (e.g., competency frame-
Frontières USA, Mercy Corps, Oxfam America, works, management development curricula/
Save the Children and World Vision U.S., and plans) shared by INGOs; desk research focused on
former chief executives and former/current senior the literature pertaining to management and
managers of a few of the same organizations. leadership development (writ large and in
Interviewees were provided with the questions in relation to INGOs); and a study of websites and
Annex 1 (on management development) prior to portals of relevant collective and organizational
the interview, but most interviews went beyond initiatives.
responses to those questions to encompass
leadership development as well. The interviewer At the outset of our research, we sought to
sought to provide space for interviewees to understand how INGOs supported staff who
elaborate on the areas identified as the most transitioned from technical roles to managerial
pressing or strategic. Most interviews were roles, what competencies were required in order
conducted by telephone, while a few were to make those transitions successful, what types
conducted in-person. of management development were most useful,
and whether and how academic institutions
We sought a small sample of organizations that might be a resource. As we examined these
would be representative of the major operational questions more closely in interviews, it became
INGOs working on humanitarian and develop- clear that staff who made technical-to-manage-
ment issues. Our sample encompasses INGOs ment transitions were not singled out by INGOs
reflecting the following characteristics: annual as a cohort requiring special attention, but rather
budgets over $200 million; operations in more integrated into broader management and
than 30 developing countries; multicultural staff leadership development programs and approach-
cadres of both nationals and expatriates; diverse es. Given this reality, we sought to understand
global governance structures (e.g., confederation, how INGOs (individually and collectively) address
federation, unitary); and work requiring both the challenge of developing strong managers and
technical expertise (e.g., education, health, leaders, what some promising approaches in
microfinance) and management expertise. management and leadership development
A few limitations of the research should be noted. currently are, what lessons can be learned from
Since our interview sample is relatively small, it is past and ongoing experiences in management
not fully representative of the diversity (in size, and leadership development, what challenges
focus, scope, etc.) of all INGOs. In particular, the remain, and whether and how academic institu-
sample is more representative of the larger, tions might be a resource.
better-established INGOs in the humanitarian and
its own right. It has four strategic priorities: (1) tions. LINGOs partners with training providers
advocating good practice (developing evidence to such as eCornell and the Harvard Management
demonstrate how good people management Mentor Program to bring content to its mem-
enhances organizational effectiveness); (2) bers. There are three levels of membership in
stimulating and facilitating learning (creating LINGOs, each associated with specific benefits.
opportunities for organizations to learn how to The cost of membership ranges from annual dues
improve human resources systems, policies and of $22,000 for enterprise membership for large
practice); (3) strengthening capacity (equipping INGOs to annual dues of $4,300 for small NGOs.
organizations with tools to strengthen their LINGOs membership has given NGOs access to a
people management capacity); and (4) recogniz- broad variety of content to help build technical
ing achievement (certifying improvements and and management skills at a relatively low cost;
achievements in human resources management). access to content only requires a computer and
People in Aid works in these areas by producing internet access.
research, preparing case studies, holding training
workshops, benchmarking good practices, InsideNGO | InsideNGO is a member-based
certifying compliance with its Code of Good organization that seeks to strengthen core
Practice, and facilitating networking among professionals and foster leadership, mainly in U.
human resources staffs. More than 100 humani- S.-based INGOs. Members share policies,
tarian and development organizations (mostly procedures, tools and resources – and access
INGOs) are members of People in Aid, and use training – through a range of services including
People in Aid toolkits, handbooks and policy workshops, roundtables, listservs and a resource
guidelines as sources of ideas and expertise. library. Membership in InsideNGO can benefit
staff in finance, human resources, information
LINGOs (Learning in NGOs) | LINGOs is a technology, grants, contracts and legal depart-
consortium of more than 55 international ments. INGO staff can join special interest groups
humanitarian, development, conservation and in areas such as staff development, internal audit,
social justice NGOs that share learning resources. staff safety and security, and young professionals.
Established in 2005, LINGOs operates a Learning InsideNGO also conducts surveys that provide
Management System that contains hundreds of important benchmark data that member NGOs
courses on finance, leadership and management can access. For example, InsideNGO has, for the
development, information technology, project past 30 years, conducted an annual survey of U.S.
management, staff safety and security, and other headquarters salaries and benefits for NGOs and
topics. For example, PMD-Pro is a three-level foundations involved in international humanitar-
certification for project managers working in ian and development work; it now surveys local
international development contexts. LINGOs staff compensation and benefits in more than 20
serves as a focal point for corporations that want countries.
to assist the NGO sector with software, course
material or services, but want to see their
contributions leveraged across many organiza- http://ngolearning.org/courses/availablecourses/
default.aspx. Accessed June 14, 2011.
http://ngolearning.org/aboutlingos/membership/
default.aspx. Accessed June 14, 2011.
http://www.insidengo.org/surveys.htm. Accessed
June 23, 2011.
The Emergency Capacity Building (ECB) evaluation of the response to the Rwanda
Project | Collaborative efforts like the ECB project genocide, to improve humanitarian performance
seek to address weaknesses in capacity (including through enhanced learning and accountability.
management capacity) in humanitarian NGOs. ALNAP is a network that includes INGOs, donors,
The ECB Project was established in 2003 when the UN agencies, the Red Cross and Red Crescent,
Emergency Directors of the seven largest INGOs and academics. Its 2010 State of the
active in emergency preparedness and response Humanitarian System report highlighted
began to discuss shared challenges. A systematic leadership as the most significant challenge facing
analysis that followed identified three key the humanitarian sector today.10 To address that
constraints to effective responses in emergencies: critical gap, ALNAP created a joint initiative with
(1) staff capacity (better trained, more rapidly People in Aid, the Humanitarian Futures Program
deployed staff); (2) accountability and impact and the Disaster Resilience Leadership Academy
measurement (enhanced accountability to people at Tulane University to systematically explore and
affected by emergencies); and (3) disaster risk improve leadership in the humanitarian sector.
reduction (help for communities to reduce This collaborative research effort will look at the
vulnerability to disasters). The ECB project has inter-related areas of operational leadership,
helped participating INGOs to improve their strategic leadership, transformational leadership
practices in recruiting, retaining, developing and and organizational change, and leading people.
deploying skilled staff. Major outputs of the ECB An early study11 emerging from this effort aims to
project in relation to staff capacity include a better understand (through a set of case studies)
practical toolkit to help build trust in diverse what effective leadership looks like and ways it
teams, simulations to train staff for emergencies, can be fostered. This study finds that relational
exchange visits between professionals at head- skills (including networking, listening, facilitating
quarters and field offices, and metrics to gauge and negotiating across boundaries) and political
staff capacity. The ECB project’s emphasis on acumen are key aspects of effective humanitarian
practical, easily-implementable solutions is leadership, although humanitarian organizations
reflected in The Good Enough Guide (available in appear to value technical expertise at the
nine languages) which gives NGO practitioners expense of people and relationship skills. It also
and managers a set of basic guidelines on how to warns of the “growing tendency toward risk
be accountable to local people and measure aversion in the sector… which is resulting in a
program impact in emergency situations. stifling culture of compliance…” that tends to
shape leaders’ behavior.12 The study points to the
Active Learning Network for Accountability need for organizations – and the humanitarian
and Performance (ALNAP) | ALNAP was system as a whole – to create a context in which
established in 1997, following a multi-agency
http://www.alnap.org/about.aspx. Accessed August
8, 2011.
The ECB Project, now in its second phase, consists of
six of the original seven members: CARE, Catholic 10 Harvey, Paul et al, The State of the Humanitarian
Relief Services, Mercy Corps, Oxfam, Save the System: Assessing Performance and Progress,
Children and World Vision. ALNAP, 2010, p. 49.
operational leaders and teams can be effective to fit the needs and culture of each organization.
(including rewarding well-considered risk-taking). When this contextualization does not happen and
corporate management “best practices” are
imported directly into INGOs, they risk
“Humanitarian leaders need to
dampening motivation, stifling innovation and
resolve multiple, often paradoxical
breeding cynicism.
pressures – to act quickly, to be
effective as possible, to be impartial
INGOs typically combine outside “expert”
and accountable… often on the basis
resources with in-house design and delivery to
of incomplete or anecdotal
provide training and skill-building at a scale and
information and in the face of
cost that is appropriate for their particular
immense logistical and often political organization. The competency frameworks that
challenges.” many INGOs have adopted generally identify a
variety of technical and management
competencies, ranging from problem analysis,
project management, budgeting, negotiation,
The Organizational Context conflict management, team building and
In addition to the various collective efforts communications. Job descriptions typically list
focused on enhancing professionalization, the particular competencies that are required for
developing management capacity and improving specific positions and help set expectations for
leadership, individual INGOs have also pursued job performance, which are revisited through the
their own approaches to improving management performance appraisal process. Many INGOs
and leadership in their organizations. Given their provide staff with training and professional
idealistic origins and strong mission orientation, development opportunities related to essential
not all INGOs have organizational cultures that competencies: these range from in-house
are inherently supportive of management. workshops to online eLearning platforms, and
Particularly in organizations that think of from experiential learning assignments to
themselves as volunteer-led or activist-oriented, coaching and mentoring. In some INGOs, these
management may be associated with a types of efforts are part of a deliberate strategy
“corporate” way of working; and the perception
of management may be conflated with
bureaucracy, compliance and constraints. ingo e-learning platforms
However, most INGOs recognize management as CARE Academy
an important ingredient of a well-functioning www.careacademy.org
workplace and are quite comfortable using
Habitat Learns
management concepts and terminology. Several
www.habitatlearns.org
INGOs conduct regular climate surveys which
provide staff an opportunity to express their LEARN at Save
feelings on various aspects of the workplace, learn.savechildren.org
including management behaviors and practices. WV University
Whether organizations embrace or resist wvlearning.org
management concepts, management approaches
seem to work best when they are contextualized
that is prioritized and resourced by the leaders at all levels13 and have recognized that
organization; in others, they are ad hoc and may individuals do not need to have management
be offered in some parts of the organization and responsibility in order to be leaders. In some
not others (particularly in organizations that are organizations, the terms “management” and
far-flung and decentralized). “leadership” are used interchangeably, and
management development and leadership
development approaches run together. In other
“We have never put anything in place organizations, the emphasis on leadership and
that helps in the transition from entrepreneurialism may come at the expense of
technical to managerial… We don’t developing solid management capacity, and
have a volume of [such] transitioners. management may be perceived as bureaucratic
We have so few resources and you or constraining. However, many organizations
have to be selective as far as where hold the management and leadership concepts
you’re putting your time and money.” together comfortably, pointing out that both are
critical for healthy, dynamic organizations, and
that drawing too many distinctions between the
Staff who are transitioning from technical two concepts is a red herring.
positions (where they are responsible primarily
for their own performance) to managerial roles
(where they are responsible for the collective “Historically, we have disparaged
performance of a group) generally have access to managers and exalted leaders… so we
the management-related training and coaching have a lot of innovators and no
available in their organizations. Some of this may maintainers”
be generic training available to all managers, but
more and more organizations are investing in
coaching strategies that are tailored to the The culture and ethos of each organization is a
particular needs and challenges of each manager. critical factor in whether and how management is
Our inquiry indicates that few INGOs either think prioritized, how management development is
of staff making technical-to-managerial transitions advanced and resourced, and how managers are
as having unique needs (that other mid-level recruited, trained and supported. In Médecins
managers do not have) or can afford to tailor Sans Frontières (MSF), which still retains the
efforts to this particular segment of staff. Many independent spirit of an association of
INGOs, rather than focusing special attention on volunteers, the concept of management may still
people who transition into management from be associated with corporatization. At the same
technical roles, state their commitment to time, feedback from field staff has underscored
preparing and developing good managers at all the need for better management, and the
levels; they also acknowledge that staff typically organization has responded by developing
make a series of transitions as their careers management training tools and programs that are
progress and should be equipped to make each of designed to enhance the effectiveness of the
those transitions successfully. organization’s operations in the field while
retaining the independent spirit of MSF that individual has the competencies required to be a
inspires staff and makes the organization good manager and leader.
distinctive. In many INGOs, although good
management is valued in the formal sense, it is
still the project management and technical work “If you don’t go into management,
that is thought of as “real work”; typical you are stuck.”
management tasks like orienting and coaching
staff, providing feedback, or supporting staff
development are implicitly considered secondary. Just as the organizational cultures of INGOs vary,
Given this context, senior INGO managers often so do their structures. Some INGOs are highly
feel that they “don’t have time” for such decentralized and country offices have
management activities. considerable autonomy. Other INGOs are more
centralized and have systems to ensure that
country offices adhere to policies and practices
“... then they get promoted right out that are established by headquarters. Still others
of their competency set.” have suffered from either excessive
decentralization or centralization, and are trying
to find a better balance. Many INGOs, including
In the culture of many INGOs, becoming a CARE, Oxfam, Save the Children, Médecins Sans
manager is the reward for high performance. The Frontières and World Vision, are made up of
only way to make progress career-wise seems to member or affiliate organizations who, in turn,
be to move upward in the organization through organize themselves into a confederation,
the management route. Especially for technical federation or association. In these INGOs, each
experts, there is often a ceiling on an member or affiliate may have its own attitude
organization’s ability to reward excellence and approach to management – and its own
through financial compensation. Therefore, staff organizational ethos – and there may even be
who want to develop their careers and be contradictions in these approaches within a
compensated better have few options other than confederation or federation. While these
to transition into a management role. This can structural and cultural features of INGOs might
create incentives for staff who are not genuinely make the work of management and leadership
interested in management (and may not have the development even more challenging, they can
competencies required for management) to take also open up space for interesting innovations in
on management roles. Many organizations have management and leadership practice and
traditionally assumed that individuals who training.
perform strongly in technical roles will also excel
in management roles and should be rewarded PROMISING APPROACHES AND
with increasing responsibility and recognition.
PRACTICES
Having learned the hard way that this assumption
can be wrong, organizations have adopted Regardless of the differences in organizational
competency frameworks and integrated context across INGOs, almost every INGO has
competencies into performance appraisals so that invested resources and attention in identifying
they can assess not only the results people deliver management and leadership competencies and
but also how they deliver them. The “how” is improving management and leadership capacity.
often a good indicator of whether or not an This section of the paper explores a variety of
approaches that INGOs have taken and highlights staff. The course is highly interactive and inte-
promising practices that others can draw from. grates role plays, simulations, case studies and
group discussion. The Contemporary Manage-
Catholic Relief Services: Contemporary ment Practices course is complemented by an
Management Practices course | Like most array of resources, tools and tips available at CRS’
other INGOs, Catholic Relief Services14 (CRS) has a New Supervisor Support and Development
culture of “doing” which makes it challenging for website. In addition, the CRSLearns platform
managers to carve out adequate time for manage- offers a variety of professional development
ment. Climate surveys and exit interviews have opportunities, including access to certification
shown that management issues (particularly programs via eCornell (given CRS’ membership in
inconsistencies across managers) are a key reason LINGOs), and tools to prepare career plans.
why people leave the organization or are unsatis-
fied with their jobs. Against this backdrop, CRS is Médecins Sans Frontières: Introduction to
trying to bring consistency and clear expectations Field Management course | Ongoing feedback
to the practice of management across the from MSF15 field staff indicated that poor man-
organization. For the past 11 years, CRS has agement skills (either their own or their supervi-
conducted a five-day, in-person Contemporary sors’) were one of the major challenges of their
Management Practices course (led by an external assignment. In addition, a human resources
trainer) that has become the standard for all survey conducted in 2007 indicated that poor
managers. The course has evolved based on the management was a major reason for field staff’s
organization’s learning and experience with dissatisfaction with their assignments. The
management development. Particularly for staff Introduction to Field Management course, piloted
who are new to management positions, this
course helps establish a shared vocabulary and
msf course modules
clear expectations of individuals who hold
managerial responsibilities. The first day of the 1. Essential MSF
course examines the roles, responsibilities and 2. Writing job descriptions
behaviors that are expected of a manager, and
3. Interviewing for your team
discusses the pros and cons of various manage-
ment styles. The second day delves into commu- 4. Orienting new team members
nications styles and practices, particularly how 5. Delivering reviews (evaluations)
managers sell ideas, resolve conflicts and solve
6. Activity management and time
problems through interpersonal skill. The third
management
day helps managers organize themselves and their
work, providing guidance on establishing priori- 7. Assigning tasks to your team
ties, facilitating efficient meetings and dealing 8. Managing meetings
with competing demands. The fourth day is
9. Coaching your team
focused on recruiting the right staff, and the final
day is devoted to enhancing the performance of
at an introductory level in order to have the time with the CEO or Executive Vice Presidents to
broadest reach, was a response to such feedback. share their experiences from the program. Direct
Designed in-house, the course is targeted to supervisors of these graduates are provided with
expatriate and national staff in both medical and a kit to help provide continuous support on
non-medical positions, and the intent is to build learning goals, in partnership with an assigned
practical skills that could be put to use immedi- coach. Further, an annual corporate planning
ately in project settings. The course is designed workshop has been combined with a leadership
to require minimal training materials – a facilita- development initiative to enable an action
tor with access to a laptop, projector and small learning environment with “in the moment”
“toolbox” of materials can deliver the course in a coaching for leaders. This strategy of embedding
remote field location, if necessary. Following an management and leadership development in
active learning approach, each course module already-planned events and already-prioritized
references common project situations and field issues – and the ongoing building of internal
experiences. This training can be provided in constituencies of support for management and
English or French, and costs the organization leadership development – have helped to
approximately EUR 200-300 per participant. produce a “multiplier effect.”
ChildFund International: Building Support for Save the Children: Leadership Development
Management and Leadership Development | Program & Senior Management Develop-
When a Vice President of People and Culture was ment Program | Recognizing the greater
appointed and programs were rolled out to build competition for competent leaders and manag-
the capacity of managers and leaders, ChildFund ers, and its own ambitious organizational change
International16 wanted to ensure that this agenda, Save the Children17 has embarked on a
approach was not (and was not seen as) head- parallel set of programs to train key leaders and
quarters-centric. Thus, the approach has been to senior managers with five key leadership compe-
work in close partnership with leadership in the tencies in mind. The Leadership Development
field to ensure that country offices benefits from Program (LDP) targets staff at the executive level
hosting signature leadership development and the Senior Management Development
programs (such as the Building Leaders Program). Program (SMDP) targets senior managers. Both
The facilitation team delivers a targeted one-day programs blend theory-based training sessions
program with the country office senior manage- and expert speakers with experiential learning
ment team (SMT) prior to commencing the six- assignments in a five-and-a-half day span.
day signature leadership development event. The Participants in both programs have a 360-degree
country office SMT’s real-time challenges or assessment prior to the training, which helps
initiatives are then incorporated into some participants produce a development plan and
simulations and the participants make presenta- matches them with an executive coach who helps
tions to (and obtain feedback from) the country with specific challenges. Both programs include
office SMT at the end of the program. Graduates simulations based on real cases related to each of
of these programs are encouraged to schedule the five leadership competencies, and a small
group project is presented to a group of senior
leaders at the end of the week. Twelve prior approach or curriculum.18 Most management
participants of the LDP and SMDP serve as and leadership development interventions have
facilitators and coaches, providing one-on-one been led by country offices. However, over the
and group feedback throughout the week. This is past five years, the Women Leadership
an additional development opportunity for prior Development (WLD) program has been
participants and offers peer coaching to current systematically advanced – mirroring the
participants. Each participant is given the organization’s broader commitment to upholding
opportunity to be matched up with a professional women’s rights as critical to helping end poverty
executive coach for a period of 6-12 months. The – in order to create a pool of women leaders
coaching relationship is ideally one or two hour- prepared for senior management positions and to
long sessions per month focused on the partici- support women newly in management positions.
pant’s development plan and reinforcing selected In 2006, WLD was conceived mainly as a training
leadership competencies to be applied to specific process, but it evolved over time to add a
on-the-job challenges. The organization has, over mentorship and coaching component. Given the
the past two years, attracted a cadre of some 35 complexity of positioning women for senior
executive coaches who offer their services to Save leadership positions in a field of work that is
the Children on a pro bono basis. To address the typically rife with the networks and invisible
real risk of staff getting caught up in their day-to- power hierarchies of an “old boy’s club”, a one-
day work and failing to keep coaching appoint- week training program was evaluated as
ments, emphasis is now being placed on supervi- inadequate. The content was well received;
sor involvement to ensure that LDP and SMDP however, the organizational follow-up was not
participants are provided the necessary space and sufficiently integrated with the program. In 2010,
support to put their learning into action. ActionAid International launched a broader
version of WLD (facilitated by a regional training
provider, a Pan-African NGO focused on women’s
key leadership leadership development) that spans 14 months
competencies and includes two in-person training programs,
ongoing coaching and mentorship support, and
1. Building High Performance Teams organizational projects focused on action
2. Communicating Vision & Strategic learning. The engagement of line managers and
Purpose the creation of a network of program participants
has become a key design feature, combined with
3. Delivery of Results
sponsorship by senior leaders and accountability
4. Managerial Courage to an internal Women’s Rights Forum, which
5. External Orientation monitors program outcomes and provides
support to emerging women leaders.
Mercy Corps and Portland State University: Leaders Program and a third cohort is currently in
Entrepreneurial Leaders Program | the program. The program is targeted to national
Combining elements of management and staff in Mercy Corps’ country offices, and some
leadership, this one-year program designed by 2009 graduates of the program have gone on to
Mercy Corps19 and Portland State University’s take increasing management responsibility in
(PSU) MBA+ program20 seeks to be a their country offices or become expatriate staff in
transformative experience that develops the other country offices.
entrepreneurial and business skills of
humanitarian and development staff. It combines World Vision U.S.: Leadership Development
theory and practice, and on-site and online and Coaching Program | Being a federation of
instruction from PSU’s School of Business faculty. affiliate organizations, the various members of
Upon completion of the program, participants World Vision International21 have high levels of
receive a certificate from PSU. The core autonomy and have pursued their own paths to
curriculum is taught during two in-residence developing managers. Recognizing the need for
sessions that run two-and-a-half weeks each; in some uniformity in how competencies are
addition to the in-residence sessions, participants approached, heads of Human Resources
engage in online group discussions and work departments in several World Vision affiliates
assignments. In addition to the core curriculum, have come together to find common ground
participants also engage in a day-long emergency among their approaches. As a result, a few
simulation, which allows them to apply their new clusters of competencies have been identified
knowledge and skills in the context of an and the process of integrating competencies into
emergency response. Two cohorts (in 2009 and job descriptions and performance reviews has
2010) have participated in the Entrepreneurial begun. This was a significant paradigm shift in an
organization where people were accustomed to
being assessed only on the basis of their outputs
curriculum topics and results. A competency-based approach
assessed people not only on what they got done
1. Financial management but how they got it done. Alongside this
2. Business operations approach, World Vision U.S. has also introduced a
3. Project management Leadership Development and Coaching Program
that equips managers with the tools and coaching
4. Critical thinking and problem
to be successful. The program seeks to build
solving
capacity in the areas of driving strategy, achieving
5. Strategy development and results, developing people, building relationships,
innovation managing change and (given World Vision’s
6. Leadership effectiveness Christian character) faith at work. The program
uses an array of assessment tools (including the
Birkman method and Job-Person-Environment
assessments) to help people understand their
19 Founded in 1979 to help Cambodian refugees fleeing
war and genocide, Mercy Corps now works in 36
countries advancing a strategy of community-led,
21 Founded in 1950, World Vision has more than 40,000
market-driven programs.
staff in nearly 100 countries. It serves the poor in
20 http://www.mercycorps.org/elp. Accessed June 16, nations as culturally diverse as the United States,
2011. India, Sudan and North Korea.
Regardless of which category INGOs might inhabit typically prefer to support the strengthening of
at any particular moment, a handful of factors technical skills associated with their issue of
seem to influence both the discourse and the interest (e.g., health, education, agriculture)
practice of management and leadership rather than strengthening management and
development in INGOs. When these factors are leadership skills more broadly. Particularly, in
optimized, INGOs seem to be able to advance times of economic recession, INGOs are often
management and leadership development efforts faced with a drop in unrestricted funds which
that retain high-performing staff and strengthen further limits activities like management and
the effectiveness of the organization. These leadership development that are typically
factors are: supported by unrestricted funds.
• Champions – The support of both senior
• Culture – If management and leadership leaders and internal champions is critical in
development approaches can mesh well with an making management and leadership
organization’s culture, there will be openness development a priority in organizations that are
(and even excitement) about more systematically typically over-stretched and under-resourced.
developing managers and leaders. If an Members of boards of directors can also be
organization’s culture resists management and valuable champions of management and
sees it as something that can corrupt the leadership development, and can be influential in
organization’s ethos (rather than something that endorsing the principle that these activities are
can enhance its effectiveness), advancing sufficiently strategic as to support them with
effective management can be an uphill battle. unrestricted, endowment or net assets funds.
Likewise, if leadership development programs are Resourceful internal champions can make
implemented but the organization’s culture does important progress even in the absence of
not provide space for leaders to take risks or be significant funding. ChildFund International’s
decisive, cultivating effective leadership can be approach of encouraging graduates of
difficult. Often, an iterative process of trying out management and leadership development
and adapting management and leadership programs to report back to the CEO or EVPs on
development approaches can find the right “fit” what they learned, and ActionAid International’s
for an organization’s culture, or help reshape the move to make implementation of the Women
organization’s culture to better support effective Development Program accountable to an internal
management and leadership. Women’s Rights Forum are both interesting
• Resources – While the investment of financial examples of building a broader base of
resources for management and leadership champions (beyond human resources staff) for
development is important, the mobilization of this work. As one interviewee put it, “getting
high-quality technical resources (both internal human resources out of the way” and
and external) is equally vital to support emphasizing program ownership and leadership
management and leadership development can be an important factor.
strategies. Save the Children’s cadre of pro bono • Timing – The time needs to be ripe for
executive coaches is a good example. Given the management and leadership development to
business models of INGOs and the constant genuinely be prioritized. This element of timing
pressure to reduce overhead (and activities might relate to factors such as an organization’s
funded by overhead), funds for management and shift in strategy demanding serious investment in
leadership development typically compete with staff capacity development, a sense of urgency
other organizational priorities. Funding agencies from having suffered a recent management or
training is insufficient in terms of developing military, corporate, celebrity and media actors;
managers and leaders, many INGOs still neglect to must be excellent communicators, negotiators,
provide the ongoing support and coaching brokers and facilitators; must create space for
required for managers and leaders be effective. innovation while ensuring compliance with an
Many INGOs have recognized the importance of array of internal protocols and external rules; and
coaching and of tailoring of management and must be able to project a compelling vision, make
leadership training to the particular needs of strategic decisions and solve complex problems.
specific individuals or groups. They have also Especially in decentralized organizations, country
recognized that training programs must be offices have traditionally been perceived as small
accompanied by opportunities to apply newly- “empires.” This has translated into country
acquired skills and by accountability mechanisms directors being placed on a very high pedestal.
to ensure management and leadership The implication of this, even in INGOs that have
performance. If good management and undergone considerable cultural change, is that
leadership are to take root throughout the country directors may feel uncomfortable asking
organization, INGOs must also establish systems, for support or training (fearing that this would be
structures and expectations to support them. seen as a sign of weakness or incompetence).
Managers and leaders must be held accountable Therefore, the onus is on INGOs to find better
for their performance on a continuous basis. If ways to prepare and support country directors to
this does not happen, the investment in lead their organizations’ work in increasingly
management and leadership development may complex settings.
be undermined, and staff cynicism and
dissatisfaction may impede organizational
LESSONS LEARNED AND
effectiveness.
PRIORITIES FOR THE FUTURE
This paper has examined how INGOs think about
“Becoming a country director is the and engage in developing managers and leaders,
pinnacle of achievement. You have and has tried to unpack why that is sometimes
arrived. Now, you are on your own.” more difficult and complex than it appears. Both
INGO practitioners and external actors engaged
in management and leadership development can
Many INGOs feel like they have “the basics” in draw the following lessons (which also point to
place in relation to management and leadership interesting directions for the future) from these
development. However, they almost universally experiences.
acknowledge that their organizations are ill
prepared to ensure that senior managers 1 | Contextualize best practices
(particularly country directors) have the INGOs must be strategic about management and
competencies and support required to lead, leadership development. They must align their
manage and represent their organization in approaches to management and leadership with
increasingly complex environments. Being their organization’s strategies, culture, goals and
country director of an INGO today does not mean theories of change – and not with what highly-
only overseeing an office that implements well- regarded consulting firms or training providers
run projects and has a healthy pipeline of may offer as best practice. Careful contextualiza-
funding. Country directors today must represent tion of external ideas to the organization’s culture
their organization to a diverse suite of political,
required is extremely demanding. A high level of approaches to emerge in far corners of the
adaptive capacity is required for leading and organizational system (far away from headquar-
managing organizations in complexity. INGOs are ters and sometimes with little knowledge on the
struggling to find the right combination of training part of headquarters). INGOs must balance
and coaching – and expectations and accountabil- “authorizing” management and leadership
ity – to equip country directors to be most development in a formal way (so as to mobilize
effective. In addition, given the cultural context attention and resources), and allowing the
of country offices in INGOs (in which country latitude for innovations to be seeded throughout
directors have been powerful, “pinnacle” posi- the organization. Having the capacity and
tions) country directors are often hesitant to seek acumen to identify such innovations so that other
support for fear of being perceived to be weak or parts of the organization can draw inspiration
incompetent. INGOs must continue to make from them is also important.
progress toward changing this cultural context,
and must work with academic institutions and 9 | Make space for lateral moves
training providers to design programs that If staff feel that the only way to make career
address the particularly complex skill sets progress is to take on a management position,
required at the country director level. then INGOs may end up having managers who
lack the competencies or true desire to be good
7 | Recruit for “Hard” and “Soft” Skills managers. Even if technical and management
Increasingly, INGOs are recruiting managers from responsibilities can be combined, some of these
the outside. This is natural given the increased people may resent not having adequate time for
mobility of staff among INGOs and the larger the technical element of the job, from which they
number of managerial positions available in may draw important intellectual stimulation and
INGOs. Attracting and recruiting individuals with personal energy. They may also assume that the
the right set of skills and competencies are critical expertise that made them successful in their
in terms of creating an effective organization. Job technical roles will also make them successful in
descriptions typically include experience, educa- their managerial or leadership roles. This is often
tion and competencies, but hiring managers tend a recipe for disaster. INGOs must make possible
to privilege “hard” skills and experience over lateral moves (e.g., by using broadbanding25
“soft” skills and competencies when making practices or creating “dual ladders”) for talented
hiring decisions. In INGOs that receive significant technical staff who do not have the competencies
funding from institutional donors, the personnel for management, so that they can be valued and
and compensation protocols of these donors also rewarded.
tend to reinforce the preference for “hard” skills.
INGOs must find ways to rebalance this, especially
given the importance of “soft” skills to the
increasingly complex work of development and
humanitarian response. 25 The concept of broadbanding was explored in the
book First, Break All the Rules: What the World’s
Greatest Managers Do Differently by Marcus
8 | Balance autonomy and “authorization”
Buckingham and Curt Coffman (Simon & Schuster,
Autonomy and decentralization within an 1999). Broader “bands” of salary grades allow
organization can create space for innovative employees to be rewarded financially for high
performance without needing to climb up the
management and leadership development
hierarchy into management positions.