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International Journal for Quality Research 10(1) 219–230

ISSN 1800-6450

Marija Kovacevic
Milos Jovicic LEAN THINKING IN HEALTHCARE:
Marko Djapan 1 REVIEW OF IMPLEMENTATION RESULTS
Ivana Zivanovic-
Macuzic Abstract: For over decade, automotive industry originated
lean concept has been successfully implemented in healthcare
systems as a management method and philosophy with main
focus on elimination of all types of wastes and looses in all
Article info: tasks and processes so that time, materials, resources and
Received 14.12.2015
medical procedures could be realized as effectively as it is
Accepted 02.02.2016
possible. As main result lean concept implementation ensured
UDC – 332.05 to healthcare organizations to focus on their main core
DOI – 10.18421/IJQR10.01-12 function and dedicate more time and efforts to patients without
additional costs for them or healthcare system. However, lean
implementation in healthcare could be much more difficult
than in standard industrial environment and there are
significant number of examples of lean in healthcare projects
that failed to gain any measurable results and sustainable
benefits from it. This paper presents review of some of the most
successful implementations of lean tools and principles in
healthcare organizations.
Keywords: lean, healthcare, kaizen

1. Introduction1 for all healthcare service providers,


especially hospitals and clinics, is
Healthcare systems and units, worldwide, recognized in industrial management
focusing continuous pressure to reduce all strategies accepted and implemented by
types of costs for its services from one largest multinational corporations and
side, but also, on the other side, to increase huge number of other large to small and
quality, reduce response, waiting and lead midsized companies around the globe.
time, improve patient safety, constantly Although there is number of different
introduce advance and costly methods and names for those strategies (Lean
equipment in everyday practice. Those production/philosophy, Toyota Production
demands represents joint framework for System, Lean/Six Sigma, World Class
healthcare management in developed and Manufacturing, Kaizen, etc.) in scientific
developing countries in their search for literature, books and papers term "lean" as
solutions, methods and techniques which concept for management of production and
will ensure satisfaction of all requirements business systems is generally accepted and
and achieving of defined targets. used.
One of most promising resource for further
improvement of healthcare management 2. Lean Concept and Philosophy
1
Corresponding author: Marko Djapan
Originally developed in 50's and 60's of
email: djapan@kg.ac.rs 20th century, in Toyota automotive

219
company, this concept represent Japanese Whelton, 2010). For example value-added
answer to challenges of western activities in healthcare system are
competition, especially from USA, and diagnosis of illness, treatments of injuries,
one of main busters that ensured performing of laboratory analysis. Related
economical growth of Japan after WWII. to previous, preparation activities for
Impressed by intensive growth of Japanese treatments and diagnosis procedures could
industry in relatively short period, be assumed as non-value added but
scientists from western countries perform necessary as they are not directly oriented
detailed studies in late 80's which lead to to patient but are mandatory in scope of
introduction of lean concept (known in previously mentioned, value-added
Japan as Toyota Production System) activities.
outside of Japan (Liker, 2004). Finally significant number of non-value
Today lean concept is widely accepted and added activities examples could be
implemented set of tools, methods and identified in each healthcare subject, like
techniques in numerous companies around all types of waiting, performing of
the world (Bortolotti et al., 2015). In its unnecessary jobs, delays etc. Inspired by
fundament lean represents philosophical Toyota "seven deadly wastes" (plus
approach towards management, focused on additional one defined by Liker, 2004)
identification and elimination of all types eight main types of wastes in healthcare
of wastes and loses and continuous could be identified, often summarized with
improvement (Womack et al., 2003). the acronym D.O.W.N.T.I.M.E (Graban,
Results of successfully introduced lean 2012):
concept could be evaluated by increased  Defect (performing of wrong
value in production and business procedure),
processes, redesigned and prepared to  Overproduction (unnecessary
offer customers exactly what they want in treatments, more than needed or
parallel with increased quality, improved before its needed),
safety, reduction of delays and failures.  Waiting (patient or staff waiting's
From its purely industrial origin lean for various reasons),
concept found its way to other areas and  No use of staff (underutilizing
sectors. Healthcare, as important and medical staff knowledge, skills
complex sector in every society, also and talents),
recognized importance and benefits of lean  Transportation (unnecessary
implementation and today represent one of movement of patient, equipment,
most promising and prospective areas for staff),
further expansion in number of involved  Inventory (excess medication,
hospitals and healthcare sectors from one unnecessary medical material and
side and variety of used tools, methods and equipment),
techniques from other (Mazzocato et al.,  Motion (employee walks to
2010). distant areas to get supply), and
For each healthcare subject waste could be  Extra processing (generate
identified as anything that does not add duplicate documents, repetition of
value to healthcare service from the patient procedures, examinations, or
point of view, so it is extremely important performing medical procedures
to identify and recognize all activities that by staff with higher qualification
are value-added, than non-value added but than it is needed, etc).
necessary activities, and finally purely
non-value-added activities (Aherne and

220 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic


3. Most Frequently Used Lean overhead costs where well established
Tools in Healthcare sustainability is a key to success (Young,
2014; Amasaka, 2015).

5S methodology Kaizen - Continuous Improvement


5S is the name of methodology for Continuous improvement or Kaizen
workplace organization which is generally (Japanese word globally accepted as term
accepted as one of cornerstones for for continuous improvement) represent
implementation of Lean concept. It is philosophy approach focused on problem
usually performed at the beginning of a solving through gradual, orderly and
Lean introduction combined with continuous "change on better" in some or
establishing of internal rules and standards all the elements of the process. When it is
which will ensure maintaining of achieved applied to the workplace, Kaizen refers to
results in unlimited period after activities which involve all employees and
implementation. 5S represent acronym for that continuously improve all functions
five activities named by five Japanese and processes through elimination of
words (and their English equivalents) waste. As other Lean tools and methods,
staring on letter "S" that should be Kaizen is first introduced in industry and is
undertaken in sequence. Those activities now being implemented in various
describes how to organize a workplace and environments and sectors outside of
work environment for efficiency and production.
effectiveness improvement by performing
of items sorting, ordering and workplace Each Kaizen event should be planed and
detail cleaning followed by standardizing realized upon, so called Deming's cycle or
and sustaining activities in order to PDCA cycle (Plan - Do - Check - Act).
maintain new order. Latest trends and This assume problem identification,
recommendations go in direction of analysis and definition of improvement
introduction of sixth "S" for Safety. As solution in first step (Plan), testing in
safety (patients and staff) should be small, controlled, model zone in second
assumed as one of top priorities in step (Do), evaluation of obtained results
healthcare, its further strengthening (Check) and adoption or adjusting of
through 6S (5S + 1) implementation in improvement activities in final step (Act).
healthcare organizations can be additional Kaizen events should be planned, executed
benefit measured in meaningful and and evaluated in regular meetings using
sustainable improvements in safety well-structured teamwork activities. In
practices (Ikumaa and Nahmens, 2014). healthcare organizations Kaizen has been
Successfully realized 5S projects have found helpful in improving the work
been documented in a number of organization, utilities using, patient care
healthcare subjects in a range of process together with waste reduction in
departments from patient facilities to number of specialties and departments
finance, laboratories, administration and (Jacobson et al., 2009; Iannettoni et al.,
offices (Esain et al., 2008). Presented 2011; Smith et al., 2012)
results show that 5S can be applied to There are several factors which ensure
healthcare services with beneficial effects measurable results in Kaizen
such as cleaner, organized, efficient implementation in healthcare like easiness
workplaces for enhanced safety and for training and introduction, motivation of
increased productivity, reduction of staff, focus on low-cost and low risk
inventory and supply costs and recapturing improvements, involvement of all
of valuable spaces and minimizing employees in process of improvement

221
proposals and implementation, transfer of VSM is one of most frequently used Lean
improvement implementation analysis and tools in healthcare organizations for
testing to originators of idea, respect to all analysis of current state or identifying
ideas no matter of size and impact areas of potential problems and
(Graban, 2012). development of a future state or creates
In initial phases of Lean implementation, solutions design for identified problems.
slow, continuous changing/improvement In its healthcare use, VSM is manly the
processes could sometimes be not effective diagrammatical representation of the
enough, when modification of kaizen patient’s journey through the system, and
approach is often used. So called Kaizen its ensure identifications of each individual
blitz, or Rapid Improvement Event (RIE), step in treatment and other medical
is a focused, fast performing and procedures, their value, duration,
significant changes initiating activity used interrelationship, process failures, staff-
for general modification and redesign of staff and staff-patient relationships, etc.
observed processes and identified (Sampalli et al., 2015). VSM has been
problems. The basic concept is to identify proofed as successful tool for initiating of
and quickly remove waste (Liker and healthcare system changes in order to
Meier, 2006). In practice a Rapid provide insight into system improvement
Improvement Event is generally completed opportunities and bring optimal level of all
in few days (1 to 5) and involves key basic three requirements for each
process participants focusing on solving a healthcare process and activity – price,
narrowly scoped process improvement quality and on-time delivery. VSM have
opportunity. also been widely used in reducing wait
times in emergency services (Eller, 2009).
Value-stream Mapping (VSM)
Visual Management
In its origin value-stream mapping (VSM)
is graphical, analytical tool that allow Coming from the fact that humans are
simple representation of flow for selected intensively visual beings and that majority
part of process, from its start (material of information's that we received and
purchase from supplier) to finish (final accept from environment comes through
product) (Learning to see). VSM show sense of seeing, Lean concept put
times and resources used in each step of significant importance on implementation
process, waiting's between steps, of visual management tools and techniques
inventories size, information and materials as a way for establishment of fully visual
flow, workforce performance in terms of workplace. The aim of Visual
cycle time per product (activity) and Management (VM) is to create a work
change-over time when switching between environment that is self-explaining, self-
products (activities). It is method that ordering, self-regulating and self-
facilitates the Defined VSM for one improving, where what is suppose to
process, showing present "as is" state, happen does, on time, every time because
represent base for analysis of week steps, of visual solutions (Galsworth, 2013). VM
bottle-necks, excessive inventories, is a concept of various visual tools (signs,
missing resources, misbalance in process colors, markings, info boards, lights, etc)
steps and definition of corrective actions on hospital premises to organize area,
for process redesign and reorganization for monitor work, appliances and equipment
achieving of necessary improvements and in use. Visual management reinforces
better process effectiveness. patients and employees safety because of
self-restraint feature.

222 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic


4. Lean in Healthcare: reduction in mortality of 36%. He
Implementation Results recognized lean inspiration and
encouragement potential and although it
Review cannot be simply translated into a
healthcare environment it was shown that
In frequently citied paper (Fillingham, numerous lean methods and principles
2007) results of 18 months project from could be adapted and developed for
Royal Bolton NHS Hospital, UK dedicated purposes of healthcare staff using and
to exploring whether or not lean focused towards the goal of improved
methodologies can indeed be applied and patient care.
implemented to healthcare, is shown.
Author reported impressive results with This hospital is often stated as one with
42% reduction in paper work, better most successfully developed and
multidisciplinary team working, and a implemented lean program in complete
reduction in length of patient stay by 33%. healthcare system in UK (Radnor et al.,
Coming from very high defined goals, 2012). Table 1 show some additional
stated in paper title "Can lean save lives?" results from this hospital compared with
author concludes researches with positive two USA and one Scotland based
answer supported by reported significant facilities.

Table 1. Examples of successful lean implementation in hospitals


Organization Impact
Scotland Cancer  Reduction in patient waiting times for first appointment from an
Treatment average 23 to 12 days
 Patient flow time improvement of 48%
 Direct savings of £3.1 millions
 Reduction of time taken to process important categories of
Royal Bolton Hospital blood from 2 days to 2 hours
 Average turnaround time in pathology reduction from over 24
hour to 2 - 3 hours
 Reduced staff walking distance
 Reduced lab space and specimen processing turnaround time by
Nebraska Medical 20%
Centre  Reduced manpower and their transfer to other critical points
 Decreased numbers of days of average patients stay from 6.29
to 5.72 days.
 Intensive care unit cost reduction of almost $0.5 million per
Pittsburgh General year
Hospital  90% reduction in number of recorded infections after 90 days
of implementation of changed procedure for intravenous line
insertion.

The Virginia Mason Medical Center developed system called Virginia Mason
(VMMC), Seattle, USA which includes Production System (VMPS) (Furman and
Virginia Mason Hospital and a network of Caplan, 2007). This integral system was
primary and specialty care clinics initiate in based on total people involvement (TPI)
2002., program for general lean principle, understanding that medical and
implementation through introduction of self administrative staff are fully aware on

223
existing problems and have the best solutions  Reduced inventory costs by $2
for them. VMMC uses several lean million through supply chain
improvement tools and techniques, such as expense reduction and
Rapid Improvement Events (RIE's) focused standardization efforts.
on rapid changes, Continuous improvement - Analyzing lean as system of thinking and
Kaizen events focused on incremental staff learning platform, rather than just set of
changes, 3P (Production, Preparation, tools, in paper (Ballé and Régnier, 2007)
Process) as a tool for complete process authors reported use of lean in a French Nord
redesign. During first eight years more than 92 hospital in project for reduction of a
850 continuous improvement activities were number of complex nursing issues, such as
performed involving staff, patients and medication distribution errors, catheter
guests infections, hospital-acquired infections,
Presented results (Furman and Caplan, 2007) bedsores, through implementation of 5S,
show that VMPS implementation ensured to standardized work, A3, etc. Over the first
VMMC respectable position in the top 1% of two years, the rates of such incidents per
all hospitals in the U.S. in terms of both patient were reduced by 45 percent.
quality of patient care and system efficiency, Lean inspired methods were used for
with numerous examples of achieved decrease hospital-wide central line
improvements: associated bacteraemia (CLAB) on the
 Decreased the number of hours intensive care unit (ICU) at Allegheny
when the Emergency Department General Hospital, Pittsburgh, USA (Shannon
was closed and unable to receive et al., 2006). As CLABs are recognized, not
new patients by more than 90 as an inevitable product of complex ICU
percent. care, but the result of highly variable and
 Reduced lab test results reporting therefore unreliable care delivery, two ICU's,
time to the patient by more than in this hospital, redefined the processes of
85%. care through redesign of system in order to
 Increasing of patient safety through deliver reliable outputs with minimal
introduction of the Patient Safety variations that showed to be simulative
Alert system followed by reduced factor for infection spreading.
premiums for professional liability Based on lean principles and root cause
insurance by 56%. analyses, Perfecting Patient Care were
 Nurse walking distance was established and applied to central line
reduced in the hospital by 750 miles placement and maintenance empowered the
per day, freeing up more than 250 workers to implement countermeasures
hours of staff time spent walking designed to eliminate the defects in the
for direct patient care. processes.
 Increased productivity by 93% in a Processes redesign were prepared and
few selected model areas by implemented within just 90 days and within
introduction of kitting principle a first year CLABs decreased from 49 to 6
(creating kits containing frequently (10.5 to 1.2 infections per 1,000 line-days),
needed supplies). and mortalities from 19 to 1 (51% to 16%),
 Using space more efficiently despite an increase in the use of central lines
ensures $11 million savings in and number of line-days. These results were
capital investment and freed an shown to be sustainable during prolonged
estimated 25,000 square feet of period of time.
space using better space designs.
Improving of blood draw and specimen
collection process for the Emergency

224 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic


Department (ED) of the Vidant Health process beginning to the end and
Centers, Greenville, North Carolina, USA quantification of value-added and non-value-
was performed with lean/six sigma added time in each step were performed by
methodologies implementation (Sanders and using of Value-stream mapping (VSM) tool.
Karr, 2015). Those are standard processes All relevant times were measured and
used in hospitals to collect blood chemistry analyzed (triage time, waiting time,
and hematology information. The approach intervention time, admission time and
used in this project was based rapid processing time). Project showed that
improvement event (RIE) or Kaizen blitz application of lean management can improve
event, as a lean tool for rapid process the patient flow in ED and enhance high
improvement. Project were prepared and quality emergency care and patient
realised by Emergency department, satisfaction After implementation of lean
Hematology and Chemistry Lab personnel based management methods included
and focused in its core to the most frequently structured process redesign, priority
ordered blood tests and cultures. admission triage (PAT) program introduction
Significant reduction in specific laboratory and enhanced communication with medical
material and consumables usage were department, triage waiting time and end
recorded (30 to 50%) followed be decrease waiting time for consultation were
in observed defects, delays and deviations significantly decreased together with
measured in median laboratory turnaround admission waiting time decreasing by 55%
time (TAT) reduction from 2 to 18%. after implementation of PAT program.
Similar results were presented in the study of Improving of patients workflows were also
White et al. (2006), dedicated to applying targeted in study performed at Department of
lean methodologies at Emergency Radiology, Medical College of Wisconsin,
department of Massachusetts General USA (Shah et al., 2013). Application of lean
Hospital, Boston, USA. The intervention principles to screening mammography
was a focused lean based reorganization of workflow has improved the efficiency and
laboratory process flow, which significantly decreased patients waiting time. The
increased process efficiency. After implementation of lean philosophy started
reorganization of laboratory process flow, with patient-centred approach and analyzing
significantly increased process efficiency of patients-defined valuable activities and
was recorded, measured in median the problems to be solved. Used lean tools
laboratory turnaround time (TAT) decreased included VSM, identification of waste, 5S
across most tests. The greatest decreases tool, forming of process map and visual
were found in troponin TAT which was management based communication. Among
reduced by 33 minutes (37.5%), urine other things, portable electronic were used to
sedimentation TAT reduced by 88 minutes verify patient identifiers and electronic work
(75%), troponin I TAT reduced by 12 list were formed and images were digitized
minutes (30%), urinalysis TAT by 10 before patient`s appointment. After the
minutes (35%), and urine HCG TAT by 10 implementation of lean philosophy patient
minutes (36%) waiting time was reduced for amazing 70%
(from 11.1 to 3.3 minutes). Also, total visit
Chen et al. (2014) analyzed the results of
length was reduced for 23.4% (from 33.7
lean management work implementation to
minutes to 25.8 minutes) and read times for
improve the admission and blood result
screening mammography for 40% (from 4.8
waiting time at Emergency Department
minutes to 2.9 minutes per case).
(ED), Alice Ho Miu Ling Nethersole
Hospital, Hong Kong, China. Identification Lean approach has been used for the several
of all steps in the patient pathway from years at the Department of Radiology, Beth
Israel Deaconess Medical Center to improve

225
performance and efficiency (Kruskal et al., Performed project comes from fact that
2012). The goal of this implementation was patients who have delayed access to relevant
primarily to improve flow of patients with care, particularly those with complex
uninterrupted equipment function, but lean conditions (chronic illness and
transformation of work philosophy and multimorbidities) in further period become
workplace culture was done. Several lean frequent and demanding users of various
tools were used like Value stream mapping medical standard and emergency care (from
for visualizing the current state of a process primary care, community care, and acute
and identifying activities that add no value, care to professionals and specialists). This
root cause analysis, visual management imply main goal for this action to provide
techniques and boards, balanced scorecard timely and relevant access to care for
etc. population with high needs with additional
Improvements of patient workflow and target to remove waiting times for complex
significant time reductions in performing of and chronic illness care.
standard medical procedures are directly Integrated Chronic Care Service (ICCS) in
connected with significant financial savings. this hospital have near 10,000 patient visits
The pediatric multidisciplinary reconstru- each year. As a result of performed activities
ctive pelvic medicine clinic of Children`s waiting times for new patients have
hospital, Seattle, USA, (consisted of significantly reduced from approximately 13
pediatric specialists in urology, general months in 2012 to 2 months in 2014 with
surgery, gynecology, and gastroenterology) trend which imply that there will be no wait
has utilized lean methods to enhance times for new patients in 2015 to receive
operational efficiency and improve value for ICCS intervention. Remaining wait times
patients (Merguerian et al., 2015). was reduced by about 40% (from 48 to 29
Initial MD (medical doctor) preparation time weeks). Discharge rates for ICCS have
reduction from 8 min/patient to 6 improved significantly>10% since
min/patient, while MA (medical assistant) introduction of process changes, also referral
preparation time was increased from 9.5 rates increased by 20% since 2013 (Sampalli
min/patient to 20 min/patient. This time et al., 2015).
redistribution resulted in cost reduction of One of the first studies about implementation
41%, ($366 per patient). of lean healthcare methods in hospitals from
Continued improvements further reduced the countries outside of West Europe or USA
MA preparation time to 14 min and the MD was the study of Costa et al. (2015), with
preparation time to 5 min with a further cost presentation of results of lean
reduction to $194/patient (69%). Number of implementation in two Brazilian hospitals.
appointments per clinic was increased (Sterile services department and pharmacy -
without affecting quality as the valuable time hospital A and chemotherapy, surgery and
spent with each patient was not reduced. radiotherapy - hospital B). The lean system
was implemented trough two phases.
Value stream mapping (VSM) prove itself to
be very useful and thus frequently Instead of standard PDCA cycle, authors
implemented tool in lean healthcare for used DMAIC cycle (Define - Measure -
process analysis in present state, various Analyze - Improve - Control), originally
wastes and loses identification and definition derived from Six Sigma approach. In order
of improved process structure. VSM were to define the problems VSM was created and
used as core tool in program for wait time for its solving a Kaizen Event was
reduction in hospital in New Scotia, Halifax, conducted, including different tools as 5S,
Canada (Sampalli et al., 2015). Visual management and Kanban board for
the proper arrangement of materials and

226 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic


tools, packaging and reducing the material patient lead time and 50% reduction in the
waste. number of patients waiting to begin
The results of lean implementation in sterile chemotherapy.
service department were 78% cost reduction,
94% reduction in delayed surgery due to lack 5. Conclusions
of material, 1–1.5% to 0.21% reduction in
infection rate in clean surgeries, reduction of This paper presented review of selected
the setup time between autoclave cycles by successfully finished projects oriented to
30 min and reduction in autoclave cycle time lean implementation in healthcare. Obtained
by 30 min. Lean system in pharmacy results show that various medical processes
department led to orderly supply of hospital in different departments could be
units, reducing the stocks an significant significantly improved with measurable and
reduction of costs. valuable benefits for patients and hospitals.
Main goals of introducing lean methodology Observed healthcare systems, obviously, had
in chemotherapy department were reducing high level of organization and management
patient lead time and to improve financial in initial phase yet they realized remarkable
aspects. The obtained positive results were results thorough lean concept, which should
33% increase in monthly financial income, serve as inspiration to all others, no mater of
23% increase in the number of chemotherapy their present condition and performances.
applications, 42% reduction in average

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228 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic


Marija Kovacevic Milos Jovicic Marko Djapan
University of Kragujevac, University of Kragujevac, University of Kragujevac,
Faculty of Medical Sciences Faculty of Engineering Faculty of Engineering
Serbia Serbia Serbia
marijakovacevic.mk@gmail. milos.jovicic@gmail.com djapan@kg.ac.rs
com

Ivana Zivanovic-
Macuzic
University of Kragujevac,
Faculty of Medical Sciences
Serbia
ivanaanatom@yahoo.com

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230 M. Kovacevic, M. Jovicic, M. Djapan, I. Zivanovic-Macuzic

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