Professional Documents
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Ricketson Notes
Ricketson Notes
• Copyright encompasses an enormous economic and cultural field (arts, education, information,
entertainment)
• Although copyright right is a relative, rather than absolute, monopoly, monopolistic behavior is possible
• This is particularly so where a number of works come under one individual’s or organisation’s control.
Ricketson:
Introduction
Justifications of IP Rights
Benefits of Protection:
• Justice to authors
o Macaulay: Strong moral argument
o Authors confer benefit on society through production of their creative work.
o They help to contribute to the provision of learning, instruction and entertainment
o Reward: Grant of proprietary right therefore represents a visible form of reward or bounty to the
deserving creator, so that society does the right thing by him/her. (not appropriating
unnecessarily/exploting)
o Standards of public morality are maintained and the feelings of the authors are shown respect
Ili: therefore, should last perpetually? As long as possible to show respect
Ili: or no more than necessary? life + 70 year is fine?
Costs of Protection
Tax on Readers:
o Copyright adds to the cost of works in the hands of final consumers : readers, members of an
audience, users of a computer program etc
o royalty is charged for the use= this adds to the price of the particular product in which the work is
embodied!
o In many cases, it will not be possible to find substitute works that are not also protected by
copyright, particularly if such protection is of long duration
o The need for cheap books has led counties to deny or limit protection to foreign works.
Thus, grant of a property right which may be freely exploited in the marketplace appears to provide the least costly
way of encouraging creative activity, and the market mechanism is a relatively non-political means of allocating
resources, however vulnerable it may otherwise be to the whims of popular taste. For the purposes of our present
discussion, the real questions are, how much, and how long should this protection be?
The more absolute the right, the more difficult it becomes to justify a long term of protection
This has been the approach of most legal systems w/r to such rights as patents and designs: both confer
strong monopolies over the subject matter in question and the terms of protection for each are generally
less than 20 years
Copyright is not a monopoly right in this sense but rather is a right against copying or derivation that
leaves scope for independent creation
Copyright doesn’t protect the ideas/facts contained in copyright works, but simply the form in which they
are expressed (Kenrick v Lawrence)
o So these limitations allow for the development of a growing public domain that’s open to all to use
o On the other hand: they also point to the conclusion that a longer term of protection may be
acceptable!
o Because after all, they only protect expressions, not the idea!
Significant part of incentive argument consists of the possibility of making provision for one’s dependents
(both during and after one’s lifetime)
So this point favours a term of protection that exceeds the life of author
How long should this post mortem auctoris be:
o European academics: at least two generations of descendants
o Masouye: with increased life expectancies, each egenration should be accorded protection for its
notional life (60/70 years) = which means, a total post mortem auctoris of 120/140 years
o Ricketson: such a term is almost too fantastic!
Should adopt more realistic terms such as 40 to 50 years PMA
This would also be long enough to cover the life of the surviving spouse
Rebuttal (Ricketson)
But it’s not even clear why protection should exceed even the space of one generation after author’s
death?
o Because in these modern days, social condition is different!
o Last time it might be rationale for male authors to wish to prevent his female dependants from
sinking into the workhouse
o It’s doubtful that prospect of remuneration so long after their death provides any more incentive
to authors to continue their creative activities!
Incentive effect of copyright is so indeterminate
There is little reason to suppose that this is aided by a long post mortem auctoris term of protection that
applies solely to the benefit of several generations of descendants
A term of protection based on the life of the author is fair as between individual authors
It has the practical advantage of ensuring that different copyrights of the same author come to an end at
the same time
On the other hand: it may produce huge variations in term, depending upon when the work was created
and how long the author lives
Given the uncertainties of human life, it’s almost impossible to estimate the effect that such variations in
protection will have on authors
If it could be shown that older and more mature authors wll be less likely to create because their term of
protection will probably be shorter than that of a younger author, the loss to society might be considerable
On the other hand, it seems inequitable that an author who dies young will only have a few years
protection, if this.
One response: adopt some notional period based on average life expectancy and apply this to all works!
Detailed factual knowledge would therefore be required in order to assess what average duration of
protection would be needed to encourage the investment needed to produce different kinds of works
o By and large, these terms may be quite short!
On the other hand: industry evidence point in favour of longer terms of protection
o Gregory Committee 1952: Long terms necessary as publishers usually offset losses on less popular
books by their profits on the more successful
o A long period of protection was thus needed to ensure that they recovered the cost of their
investments
Rebuttal:
o It cannot be supposed that publishers look to offset present losses by the promise of returns in the
distant future!
o Like all business, they must operate profitable in the present as well as future
o They must take risk: publishing business involves element of risk with no certainty in profit
o If publisher X is still around to receive the proceeds of a newly discovered interest in the works of
author Y (who died 50 years previously), this is because publisher X (or its predecessors) made
more astute publishing choices in respect of other authors while Y was alive
o Did publisher X ‘s initial decision to publish author Y hinge on the prospect of an ultimate profit
being earned at some time in the next century or so
o Evidence show: only 15% copyright owners saw any need to renew their copyright for a further
term after the initial 28 years of protection had elapsed
o Because after 28 years, chance of exploiting these works had disappeared so far as their owners
were concerned and the cost and effort of renewal hardly seemed justified by the prospect of
future windfalls in the form of renewed interest in the works in question
Additional exploitation opportunities offered by the derivative or secondary rights that now exist in
works
o Thus, film, broadcast and cable rights may often prove far more profitable than the sale of copies
or public performance of a work, although such publication or performance is usually a necessary
condition for their realization
o Whilst earning from these subsidiary rights are by no means guaranteed and they are not relevant
to all categories of works, it is likely that they are often taken into account in initial decisions to
publish or perform: even if these activities prove unprofitable, these losses may be offset by
earnings from the future sale of film or other rights
o As these opportunities frequently do not arise until some time after the initial act of exploitation,
this may indicate that a longer term of protection is required so that they may be realized when
this happens.
o Once again, however it is hard to believe that publishers and other initial exploiters of works base
their present investment decisions on prospects of exploitation that may only arise in the distant
future.
o Accordingly, the grant of a long term of protection may play little, if any, role in the decisions they
make in the present
o The tentative conclusions that can be drawn from the above discussion are
(a) that longer terms of protection probably don’t play any part in the investment
decisions of copyright investors such as publishers and the like, although there is a need
to investigate the effect that the prospect of future exploitation of derivate rights plays in
their decisions,
and (b) the appropriate length of protection may well vary as between works and as
between categories of works
Identification of Elements:
o There is the difficulty of identifying who’s entitled to particular rights and to whom application for
permission to use must be made
o Especially where there’s no compulsory registration of copyright (like UK)
o So identification of those persons entitled to copyright protection will be easier if this protection
is of shorter, rather than of longer duration
o It ‘s possible that there is still scope, within Convention to promote fuller use of registration
systems if the latter can be seen to confer additional benefits that do not detract from existence
and enjoyment of effective copyright protection
o The advent of computer technology now makes the keeping of even perpetual record systems
feasible, while the growing movement towards the collective admin of authors rights makes their
management much easier
o Thus, the combined effects of registration, technology and collectivization could do much to
overcome objections to long terms that are based solely on difficulties of identification.
o But: these advantages differ according to the context in which uniformity is considered
o (i) As between individual works: it may well be possible to determine the length of protection of
works on an individual basis, acc to such criteria as merit or the time needed for the cost of
production to be recouped
However, it hardly needs to be said that such inquiries would be expensive and
cumbersome to perform and could very well become politicized
Differential terms b/w individual works would also cause inconvenience and uncertainty
for third parties wishing to use those works. Unformity of term at this level therefore
seems a necessity
o (ii) As b/w different categories of works: it was suggested that different terms of protection might
well be justified for particular categories of works
Assuming that these categories are clearly identified and there is uniformity of term
within each category, such a sustem would be relatively easy for rights owners and users
alike
Uniformity per se has little attraction at this level
o(iii) As b/w different countries: given the possibilities that exist for world-wide disseminaton of
works and the copyright protection that is now accorded in upwards of 100 countries under the
international copyright conventions, national differences in term, whether general or specific, will
lead to various disadvantages
Rights owners will be uncertain as to the duration of their rights in different countries and
it will be expensive to monitor this
Third parties will also be uncertain etc
So uniformity seems a desirable goal at the international level too
Conclusion:
o (i) Determination of a particular term of years is an imprecise/arbitrary process
but balance of argument points to desirability of shorther than longer terms of protection
o (ii) There is some justification for these terms exceeding the life of author, but may not be so in all
cases and different terms may be appropriate for different kinds of works and subject-matter,
particularly in the light of new technologies
o (iii) there should be no provision for extensions of term in exceptional circumstances
o (iv) Uniformity in term can provide certain advantages
These are several special cases that need to be considered in any discussion of the copyright term
Moral rights
Issue
Should these rights endure as long as the economic rights in a work? Should they last long? Longer?
Note that the interests protected by moral rights are different form the economic interests of the author in
the exploitation of his work
Less clear how long these moral concerns remain of relevance to an author?
It may be agreed that authors’ concerns for protection of their moral interests can last as long as they lie, it
is far from clear why such protection should endure after death?
Does the continued need for attribution serve any purpose once the author is dead?
Yelah we need to respect memory of deceased authors, but then after the author is dead, the reality is that
moral rights are used by beneficiaries and successors in title for the protection of their own sensitivties
rather than those of the deceased author.
There is also the danger that post mortem auctoris controls over these matters may lead to the cultural
atrophy referred to above where famous works cannot be reinterpreted by later creators, even though the
latter may have acquired the economic rights necessary for this purpose or the works may have actually
fallen into the public domain
Post mortem protection of moral rights therefore appears to require justifications distinct from those that are
advanced for economic rights
Incentive : Authors will be less inclined to create if they feel that their memory will not be honoured after
their death. Rebuttal: But such an explanation would be extremely difficult to assess in objective terms,
particularly in light of the fact that authors have continued their creative activities apparently unhampered
in countries where there lack any effective post mortem auctoris protection of moral rights
Public Interest: Wider public interest of respect and attribution that transcends the interests of would-be
users. need to preserve the integrity and purity of works that have become cultural icons. It’s possible to
extend this argument to works generally, as the maintenance of their accuracy and past. Rebu
a. Rebuttal: this need does not justify a continued and complete control over the way in which works
of deceased authors are used, particularly if the economic rights therein have ceased!
b. Result may be censorship, as well as cultural atrophy, and these dangers are accentuated if control
is placed in the hands of disinterested public officials rather than family and successors in title
c. After the death of an author, it is perfectly possible to preserve the authenticity of his or her works
w/o allowing the all-embracing moral rights controls that may be accorded to him/her while alive
d. So we keep authentic copies for posterity, w/o placing limitations on the way that these works may
be interpreted or used by oher parties
e. Cultural diversity is encouraged as old works are reinterpreted and adapted, but it remains
possible to go back to the original because we have authentic copies!
Thus far, our discussion of duration has proceeded on the largely unstated premise that the works in
question have been published or otherwise disseminated to the public.
Different considerations apply to unpublished works? Should the protection of these works also be subject
to temporal limitations or should they be protected indefinitely, until such time as publication or disclosure
take place?
By definition, unpublished works cannot be the subject of commercial exploitation so long as they are
unpublished and there can be no infringement of the author’s moral rights during this period
The critical moment, both in commercial and personal terms – is that of the moment of publication itself!
This is something that both author and copyright owner have a vital interest in both pecuniary, non-
pecuniary
Pecuniary: need to maximize the returns from publication & subsequent exploitation of the work
It’s possible that author and publisher may wish to time the release of the author’s works, so as to ensure
that the market is not saturated and the writer written out
Non pecuniary concern: author nak work reaches the public in accordance to his wishes
o Author’s concern: involve privacy and reputational interests that are acknowledged in differing
degrees in most legal systems under heads of protection other than copyright
Public interest: A lot of useful information/creation will remain outside of public reach if a lot of work is
unpublished! Therefore public prefer If published!
But in order to get these works published, we must encourage the authors to publish and one of the ways
to do so: must give protection!
(i) Accord protection for the same period of time as for disseminated works
o So if work remains unpublished during this time, there will be no protection if disclosure occurs
subsequently
o This approach has the advantage of certainty, in that all works will notionally enter the public
domain at the same time, even though the possibility remains that other protections may be
available so long as work stays unpublished (eg breach of confidence)
i. Further more, if work is undisclosed during author’s lifetime, it’s difficult to ee what effect
the possibility of indefinite protection post mortem auctoris will have on him/her
ii. Any decision to publish after the author’s death will be made by a successor in title, who
will be more likely to do so within the term of copyright remaining in order to reap what
commercial advantage may be obtained from the work.
(ii) Allow protection indefinitely, and to grant a further fixed term once publication (or other public
disclosure) has taken place.
o The argument in favour of this is: the additional term of protection provides an incentive for
disclosure to occur!
o Publisher more likely to undertake this if there is some security for his investment
o In absence of such protection: worthy works will remain hidden from view and public will suffer
o Rebuttal:
i. it may confer protection on the works of authors many years after they have died, and
long after the reasons for any personal sensitivity have disappeared.
1. This may not be too severe an imposition on the public if the term of post-
publication is relatively brief!
ii. Severe restraints upon later users (academics, researchers etc)
iii. If the publication of such material involves such considerable cost and effort in relation to
such matters as editing, translation and preparation, it is very likely that this work itself
constitute a “work” for copyright protection! So if such protection is available, no reason
for the grant of further protection in relation to the original unpublished work, so long as
physical access to the latter is allowed.
iv. The matter of access, however, seems an issue for national archives / heritage policy,
raher than for the law of copyright
Conclusion: both approaches outlined seek to achieve same pbjective, namely the ultimate publication or disclosure
of works, but adopt directly contrary methods for accomplishing it.
In the absence of empirical evidence as to which is the more effective, the intuitive response must be that limited
protection is the more likely to succeed, particularly if there is protection for any subsequent intellectual effort
and/or investment that is expended in the preparation of an unprotected work for publication.
Conclusion
(i) Reality: Many exclusive rights of authors have been transformed into mere right of remuneration through
licensing/employers/employee etc
Even if there are practical benefits that flow, we should investigate whether the present 70 term post mortem
auctoris should be shortened
o Commercial and practical reality: most copyrights now are transferred by authors to others! To publishers,
producers, promoters and the like who then undertake the marketin and dissemination of the work.
o Thus, the interests of the author in relation to term become of secondary importance!
o They don’t care if term’s short whatever
o So, Real issue: what term of protection necessary to ensure these ‘investors’ (publishers etc) to invest!
o Ricketson : Shorter minimum terms might therefore be just as efficacious in stimulating decisions
to invest as well as the initial decision of an author to undertake the act of creation.
o Another alternative: whether some form of statutory licensing could be adopted in the post
morem auctoris portion of the present term of protection or for some part thereof, for example,
the last 20 years
Geiger The extension of the term of copyright and certain neighbouring rights - a never-ending story?
On 16 July 2008 the European Commission adopted a proposal for a directive that aims to extend the term of
protection of the rights of performers and phonogram producers from 50 to 95 years.
“performers, and especially session musicians, are among the poorest earners in Europe, despite their considerable
contribution to Europe's vibrant cultural diversity
Rebuttal : the extension of the term of protection that is envisaged by the proposal of EC will not be beneficial to
the majority of performers (who, however, would have greatly deserved the action of the legislature to defend their
rights)
Why:
1) a prolongation of their exclusive rights risks benefiting in the end only a minority of “superstars” (who are in a
position to negotiate large royalties anyway) and will presumably not achieve the stated objectives.
2) an extension of the duration of the exclusive right of producers profoundly risks encroaching upon the public
domain in an unjustified manner and at the same time sets a very negative signal for public opinion. This could
cause significant harm, as copyright and neighbouring rights unfortunately do not enjoy a good press already.It still
does not seem to be a good idea to prolong the term of protection and to allow producers to exploit certain existing
works for a longer period in order to compensate for these damages.
As the above-mentioned report by Lévy and Jouyet rightly emphasizes, “if an eventual later prolongation of the
duration of the right applies to a work that is already commercialized, this will generate a rent without any economic
counterpart
3) New Works: Intellectual property rights are granted to provide incentives for the creation and production of new
works, not to allow for the indefinite exploitation of works that already exist. Fifty years is already a long period,
which enables the producer more than enough time to amortise (pay-off) his investment and to make legitimate
profits.
4) Limited in Time: one should not forget that intellectual property rights are by nature limited in time: after the
expiration of the monopoly, the work falls into the public domain and can thereafter be freely used by other creators
as a basis for new creations or be exploited at a lower cost by other producers, for the greater benefit of users, who
can have cheaper access to the works.
The public domain, as an essential part of the philosophy of intellectual property, is in the public interest. It should
not be challenged without very serious justifications. Since there are no such justifications in the present case, the
public domain must be protected from the permanent assaults it incurs, and this proposition for a directive should
be rejected. The credibility of intellectual property depends on it.
Parrinder: The dead hand of European copyright
The 50-year period after the author's death became standard among the signatories of the Berne Convention,
including Britain. Should we extend? (Now has been extended CDPA 1988)
No
1) Public Interest: The longer the copyright, the higher the price of books, the more cost to the public
o huge sales of certain classic writers are by no means the result of free consumer choice. The publishers rely
on a captive market of students who have to buy their books, in order to pass exams.
o Because of royalties, a copyright text is more expensive to produce than a non-copyright text.
o This means that any extension of the current copyright law will benefit the authors' heirs at some cost to
the educational system, libraries, parents and taxpayers.
o Textual scholarship remain stagnant since there is no prospect of its findings leading to better editions.
o Then, shortly before the rights expire, there is a rush to re-edit and improve the texts in the hope
of retaining a share of the market.
o At this point, the defects long known to the specialists in the field can actually be remedied.
o Had the new law been in force, the recent advances in our understanding of such a controversial
text as Joyce's Ulysses would most likely have been delayed until well into the 21st century.
o The labours of a generation of scholars would have been wasted.
o Copyright was once a liberating force for writers and artists. By giving them legal ownership of their work, it
confirmed their professional status and allowed them to deal with publishers on equal terms. But copyright
is also a form of restrictive practice. When the law is used to strengthen and extend a restrictive practice it
seems reasonable to require that the results should be demonstrably in the public good. Astonishingly, the
rationale set out in the EC's recent statement on copyright can be torn to pieces by any thinking person
within five minutes.
o The Council members recognise that some states have extended their term of copyright beyond 50 years
after the author's death to offset the effects of two world wars -- a piece of temporary and, one would have
thought, outdated special pleading. They claim to have had ‘due regard to established rights’, as if the only
rights concerned were those of the copyright holder, and not of the public at large -- hence the longest
term of protection in any member country automatically becomes the standard term in every country.
(‘Subsidiarity’ is clearly a non-starter so far as the copyright law is concerned.) The Councillors also mention
the ‘need to establish a legal environment conducive to the harmonious development of literary and artistic
creation in the Community’, though it is not clear why this should extend to posthumous rights. Moreover,
the copyright term must be extended because ‘the average lifespan in the Community has grown longer’.
o
• d) Read S. Ricketson ‘The Copyright Term’ (1992) 23 IIC 753 (distributed via QMplus)
• (When reading the Ricketson article, bear in mind that it was published in 1992, when the term of copyright in the
United Kingdom was generally shorter than it is now).
“From the perspective of natural rights theories, the implication for length of protection are clear enough: it
should be perpetual.” (Ricketson, 754)
Explain this statement. Why do you think that copyright protection is almost never perpetual in actuality?
-tapi kalau benda ni natural rights , there shouldn’t be any limit to it!ddedepen
-Should not be too ong (page 757) because the justification of CR protection is to incentivize for further creation , so
length of protection should be no more than necessary than what was needed to encourage activity.
-If fame and recognition play a relevant role in an author’s decision to create, the term of protection should be
discounted
-the more absolute the right the more difficult it becomes to justify a long term of protection
-CR doesn’t protect the ideas or facts contained in CR works, but simply the form in which they are manifested or
expressed.
-These liitations allow for the development of a growing public domain that is open to all to use.
“[T]he balance of argument and evidence points to the desirability of shorter rather than longer terms of protection.”
(Ricketson, 771)
Why does Ricketson consider this to be the case? Do you agree? Since Ricketson wrote this article, the duration of
copyright has been extended in a number of ways. Why do you think this has happened?
A tax on readers :
o CR adds cost of works in the hands of the final consumer, whether they be readers, members of an
audience, users of a computer, program, etc.
o If a royalty is charged for the use in question, this must inevitably add to the price of the particular
product in which the work is embodied.
The arbitrary and ephemeral character of the reward promised : The grant place and of a CR provides no
guarantee of reward to the deserving author that this will be in proportion to the merit of his/her work : the
quantum of this is entirely dependent on the market place and the vagaries of popular taste.
o Where protection is for a uniform term, there is every chance that the low-brow popular work will
receive far more return than one which has required far greater effort ad intellectual originality
and which confers real benefits on the public in terms of the information and instruction it
contains
The incentive offered – what evidence to show that CR protection has the incentive effect which is alleged?
-Unformity of Term