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Grating
Slits
Detector
Reference beam
Source
Sample
Sector mirror
Sample beam
Figure 2 The optical arrangement of a double-beam dispersive IR spectrometer.
Fixed mirror
Detector
signal
Coated surface
Fourier transform
cm−1
Source Path difference
Laser detector
Source
Detector
Laser
Sample
0 0
Individual cosine waves Sum of cosines
at the point where the paths of the two beams are equal, and
Figure 4 The interference of overlapping cosine waves. decays as the path difference increases (Figure 4). The interfer-
ogram can be converted into the required spectrum of intensi-
Monochromatic radiation produces a sinusoidal signal, the ties at different wavenumbers by an FT (Figure 5).
frequency of which is directly proportional to the wavenumber. Unlike dispersive spectrometers, FT instruments operate in
The signal from a broadband source consists of a combination a single-beam mode (Figure 6). The sample is normally placed
of overlapping sinusoidal signals, called an interferogram. A between the interferometer and the detector, in contrast to the
typical interferogram has a strong signal, called the centerburst, arrangement in dispersive spectrometers, where the sample is
IR Spectrometers 421
placed between the source and the monochromator. Two spec- The resolution in the spectrum depends on the spacing of
tra are recorded, first of the instrument alone and then with the the frequencies provided by the FT. This is determined by the
sample in place. The ratio of these, calculated automatically, is length of the interferogram. The frequencies used in an FT are
the transmission spectrum of the sample (Figure 7). such that an exact number of cycles fit the length of the inter-
ferogram from zero to the maximum OPD, D (in centimeters).
Two adjacent frequencies in the analysis, corresponding to
wavenumbers n1 and n2, have n and (nþ1) cycles in this length.
Range and Resolution in FT-IR Spectrometers The wavenumbers are given by:
Sampling points
in most spectrometers, it is not possible to increase the detected when this happened and triggered an ADC to collect
energy above that permitted for 4 cm1 resolution because of the IR signal. More recently, all-digital systems have adopted
other limitations such as the range of the analog-to-digital ADCs developed for consumer audio and video products. They
converter (ADC). cannot be triggered but have superior linearity and 24-bit
resolution, which significantly reduces noise and improves
ordinate accuracy. There are two synchronized ADCs: one for
Measuring the Interferogram
the laser and one for the IR signal. The sinusoidal laser signal is
To establish the wavelength scale of the spectrometer, the measured many times each cycle, so the zero-crossing points
interferogram has to be measured at precisely known intervals can be determined very accurately by curve fitting. The digi-
of the path difference. Generally, this is achieved by using a tized IR signal is then interpolated to find the value at these
helium–neon laser at 0.6328 mm (15 800 cm1) to provide a points (see Figure 9).
reference signal. The laser radiation passes through the inter- The time taken for an interferometer to scan from zero to
ferometer to a separate detector. This produces a sinusoidal the maximum path difference is typically of the order of 1 s. For
signal with a period equal to the wavelength of the laser most routine measurements, the interferogram signal is aver-
(Figure 9). Typically, the interferogram signal is measured at aged over several scans to reduce random noise that is largely
each point where the laser signal passes through zero. With this generated by the detector. By averaging N scans, the noise level
spacing of the data points in the interferogram, all wave num- in the final spectrum can be reduced by a factor of N1/2 relative
bers below 15 800 cm1 can be distinguished. The laser wave- to that from a single scan. For the signal averaging to work
length is known very accurately and is very stable. As a result, properly, the interferogram must be digitized with sufficient
the wavelength scale of FT spectrometers is much more accu- precision to record the noise in a single scan. The ADC must be
rate than that of dispersive instruments. This superiority is able to handle the very large centerburst and the much smaller
known as the Connes advantage, after the originator of the noise component. The precision needed for this is at least
laser referencing technique. The absolute accuracy of the scale 16 bits.
depends on the spectrometer resolution, whereas the scan-to- In an ideal interferometer, the complete spectral informa-
scan precision is of the order of 0.01 cm1. Semiconductor tion could be obtained by scanning the path difference from
diode lasers have recently been used to build very compact zero to the value needed to achieve the required resolution.
FT-IR instruments. They lack the absolute wavelength stability However, data have to be measured for a limited distance on
of helium–neon lasers but can achieve scan-to-scan precision both sides of the nominal point of zero path difference to carry
of 0.1 cm1, which is adequate for many applications. out phase correction. For signal averaging, the data points
The data points in the interferogram generally correspond corresponding to the same path difference for successive
to the path differences at which the signal from the laser scans have to be combined. The laser signal measures changes
passes through zero. In earlier instruments, analog electronics in the path difference but not its absolute value. In early FT
Laser X X
Zero crossing by fitting
X X
X X
X X
X
X
X X
X X X
Measured points
X X X X X X
X
X Interpolated interferogram point
X
X
IR X
X
X
X
X
X
Path difference
Figure 9 Locating the laser signal zero crossings by curve fitting and calculating the interferogram points by interpolation.
IR Spectrometers 423
instruments, this was measured by including a broadband to monitor the laser signal, allowing forward and reverse
white-light source, the interferogram from which is a very motion to be distinguished. This quadrature detection arrange-
sharp spike at zero path difference (Figure 10). The optics ment can continuously track the path difference and so control
were arranged so that zero path difference for the white light the coaddition of successive scans without individual trigger-
was offset from that for the IR radiation. The white-light signal ing. It also allows the interferometer to collect data from scans
was used to trigger data collection. The interferometer scans in in both directions. This bidirectional scanning achieves more
one direction and collects a complete interferogram on one efficient data collection as there is no fly-back period between
side of zero path difference only. After each scan, the interfer- scans.
ometer would move back past the starting position to begin the
next scan. Such a scheme is described as unidirectional single-
Processing the Interferogram Signal
sided scanning (Figure 11). It was necessary to trigger each scan
separately because the path difference could not be tracked The signal processing to convert the interferogram into a spec-
through the change of direction at the end of the scan. Most trum usually involves phase correction, zero-filling, and apo-
systems now use two detectors with a phase shift between them dization as well as the FT. An ideal interferogram would be
IR signal
Data collection
White-light signal
Laser
Mirror movement
Figure 10 The use of a white-light interferogram to trigger data collection.
Detector
signal
Time Time
0
Path
difference
0 −Δ
Time Time
Figure 11 Alternative scanning and data collection schemes.
424 IR Spectrometers
perfectly symmetrical about zero path difference. However, in Norton and Beer are in common use: weak, medium, and
practice, there is some asymmetry because of phase differences strong, corresponding to increasing degrees of sidelobe reduc-
between the signals from different wavenumbers. A phase tion and line broadening (Figure 13). The use of no apodiza-
correction routine is applied before the FT. Phase correction tion to achieve the narrowest possible lines is called boxcar
can be avoided by scanning the full length of the interferogram truncation.
on both sides of zero path difference. This allows a magnitude
spectrum to be calculated without phase correction. The FT
Scanning Mechanisms
itself uses the fast Fourier transform (FFT) algorithm devised
by Cooley and Tukey. This algorithm requires that the number To create interference, the beams returned from the two mir-
of points to be transformed be equal to a power of two. rors in the interferometer must overlap exactly as they meet at
However, the number of data points collected by scanning to the beam splitter. Any change in the alignment of the mirrors
a path difference of 1 cm, for example, does not correspond to reduces the efficiency of the interference by an amount that
a power of two. The interferogram is therefore extended by increases with the square of the wave number. Small mechan-
additional data points with the value of zero to give the ical changes, for example, associated with thermal expansion,
required number of points. This process is called zero-filling. can cause the alignment to change slowly. Changes that occur
It is a common practice to apply further zero-filling to double between measuring the background and sample spectra result
or quadruple the number of points used. This improves the in a curved baseline (Figure 14).
appearance of the final spectrum by increasing the density of The scanning mechanisms of interferometers have to be
the data points, although it does not improve the resolution. In designed to minimize any change in alignment during the
some systems, interpolation in the spectrum is used to give scan that would introduce noise or distortion into the spec-
results that are equivalent to the additional zero-filling. trum. In systems where a plane mirror moves linearly, the
Apodization is an operation that is necessary because of the problem is to avoid any tilting of the moving mirror. In some
finite length of the interferogram. Monochromatic radiation spectrometers, the alignment is monitored and corrected con-
produces a sinusoidal interferogram, but the length of this is tinuously in a process called dynamic alignment. Multiple
limited by the maximum path difference in the interferometer detectors measure the laser reference signal from different
scan. The FT of such a signal is a line of finite width with points in the beam. Any mirror tilt introduces a phase shift
oscillations on either side. This line has the form of a sinc between the signals from the detectors because the path differ-
function (sin x/x) (Figure 12). The oscillations (or sidelobes) ences are not equal. This is automatically corrected in real time
that accompany each line are obviously a problem because
they could obscure smaller features in the spectrum. They can
be reduced at the expense of some broadening of the lines by
multiplying the interferogram with a function that decreases
with increasing path difference. This process is called apodiza- Boxcar Triangular
tion. Various functions are used for this, representing different
compromises between line broadening and the reduction of the
sidelobes. Historically, a simple triangular function was often
used, but other functions can reduce the sidelobes further with N−B strong
N−B weak
less broadening. By examining a very large number of alterna-
tive functions, Norton and Beer established empirical limits for
the reduction in sidelobe intensity that could be achieved for a N−B medium Raised cosine
given increase in linewidth. Three functions identified by
Figure 13 Some common apodization functions and the resulting
lineshapes.
105
Intensity 100
%T
95
Sidelobe
90
85
4000 3000 2000 1000
Wavenumber cm−1
Figure 12 The sinc function generated by Fourier transformation of a Figure 14 A parabolic baseline caused by misalignment of the
cosine wave of finite length. interferometer.
IR Spectrometers 425
by using piezoelectric transducers to tilt the nonscanning mir- generated in response to the change in temperature caused by
ror. The problem can also be addressed by using a cube-corner absorption of the IR radiation. It is generally operated at a
reflector instead of a plane mirror. Tilting the cube corner does temperature close to ambient. The response time of these detec-
not alter the direction of the reflected radiation, but lateral tors is less than 1 ms, allowing them to follow changes occur-
movement would affect the alignment. There are also scanning ring at rates up to several kilohertz. In spectrometers with DTGS
arrangements that completely avoid alignment errors during detectors, the OPD is typically scanned at approximately
scanning. One of the simplest generates the path difference by 0.3 cm s1 because faster scanning would reduce the response
rotating a pair of parallel mirrors in one arm of the interfer- of the detector. The time taken to scan the 0.25 cm needed for a
ometer (Figure 15). The mirror pair does not alter the direction spectrum at 4 cm1 resolution is therefore approximately 1 s.
of radiation passing through it, whatever its orientation, so that Lithium tantalate is an alternative room-temperature detector
it cannot affect the alignment as it rotates. material with somewhat lower performance but also lower cost.
Some commercial instruments use a scanning mechanism When higher speed or sensitivity is needed, liquid nitrogen-
that does not involve moving mirrors. Changing the refractive cooled MCT (mercury cadmium telluride) detectors are used.
index instead of the physical length can alter the optical path. By These are photon detectors in which electrons are excited
moving a wedge of a material such as KBr into one arm of an directly by the absorption of radiation. Cooling to liquid nitro-
interferometer and displacing air, the optical path is increased. gen temperature is needed to avoid excitation of electrons by
Because the mechanical tolerances are less severe than for sim- thermal motion. These detectors do not cover the complete IR
ple moving mirror systems, these instruments are mostly used in range because there is a minimum energy needed to excite an
nonlaboratory applications. One disadvantage is that the refrac- electron, corresponding to a long wavelength limit. Changing
tive index varies with wavelength so that the wavenumber scale the composition can vary this limit, but extending the range
is not inherently linear as it is in conventional instruments. reduces the sensitivity. The highest sensitivity is obtained with
The range covered by a spectrometer depends primarily on narrowband detectors, which have a limit of approximately
the properties of the source and the beam splitter, and is 750 cm1, whereas wideband detectors reach 450 cm1, close
sometimes limited by the detector. The sources used in mid- to the limit for KBr optics. Scan rates are not limited by the
IR spectrometers typically operate at temperatures around detector response, and indeed, the detector performance
1300 K. Their output has a fairly similar profile to a black improves as the scan rate is increased. This allows data to be
body and so provides significant energy across the entire mid- acquired at rates up to 100 scans per second in commercial
IR region. An ideal beam splitter would provide uniform reflec- instruments. The response of MCT detectors is inherently non-
tivity of 50% and no absorption across the region of interest. In linear (Figure 17). This restricts their use to low signal levels,
practice, a single beam splitter made from KBr with a multi- typically less than 10% of the energy available. However, this is
layer coating can be used from the NIR to approximately not a problem in applications where the signal level is
400 cm1, where KBr absorbs strongly. Most interferometer restricted, such as microscopy. Because of the nonlinearity,
designs incorporate a compensator plate so that both beams the centerburst signal is compressed relative to the rest of the
pass through the same thickness of KBr. An FT spectrometer interferogram. After Fourier transformation, the primary con-
can cover the entire mid-IR region in a single measurement. As sequence is an offset in transmission, so that totally absorbing
can be seen from Figure 16, the single-beam energy falls off bands do not appear at zero. The presence of nonlinearity can
toward the ends of the range. In consequence, the noise level in be detected by examining the single-beam signal in the region
the final spectrum increases at either end. beyond the long wavelength limit of the detector. Any non-
linearity causes this signal to be nonzero. Various methods,
both in electronics and in software, have been employed to
Detectors
minimize the effects of nonlinearity. None of these is entirely
For routine measurements, the most common detector mate- successful. For this reason, room-temperature detectors are
rial is DTGS. This is a thermal detector, the signal being preferred for quantitative measurements.
Energy
Fixed path
Out
Rotating mirror
pair
Beam splitter 4000 3000 2000 1500 1000 400
cm−1
In
Figure 16 The instrument profile for a mid-IR spectrometer and the
Figure 15 A scanning mechanism with a rotating mirror pair. resulting variation of the noise level.
426 IR Spectrometers
The combinations of components found in use for the three Commercial Instruments
regions are summarized in Table 1.
Present-day commercial laboratory spectrometers can be
grouped into those intended for routine measurements and
Step-Scan Instruments research instruments. In general, the routine instruments are
designed to simplify operation, whereas research instruments
In most spectrometers, the path difference is scanned continu- aim to offer versatility. In virtually all cases, the instrument is
ously, but in recent years, so-called step-scan instruments have controlled by a personal computer that handles an increasing
become important for some research applications. In these amount of the digital signal processing in the system. There are
instruments, the path difference is held constant at one point, also instruments with an integrated microscope that are used
whereas the interferogram signal is measured before being for very small samples or imaging. However, more commonly,
moved to the next point. The IR signal has to be modulated microscopes are seen as accessories to normal spectrometers.
to match the frequency response of the detector. This is Recent years have seen the introduction of a number of more
achieved by applying a small amplitude oscillation to the compact and robust spectrometers for field or process
fixed mirror. In practice, a constant path difference can be applications.
maintained either by moving the two mirrors synchronously A typical routine mid-IR spectrometer has KBr optics, with a
or by holding both stationary. Step-scan instruments can best resolution of around 1 cm1, and a room-temperature
address a much wider range of dynamic measurements than DTGS detector. Noise levels below 0.1% T, peak to peak, can
continuously scanning systems because the signal modulation be achieved in a few seconds. To reduce the problem of fluctuat-
frequencies are not restricted by the velocity of the moving ing levels of atmospheric water vapor and carbon dioxide, much
mirror (Figure 18). of the optical path is sealed and desiccated. The sample compart-
The principal applications have been to very rapid kinetics ment will accommodate a variety of sampling accessories such as
and photoacoustic spectroscopy. The kinetic applications those for ATR (attenuated total reflection) and diffuse reflection.
involve processes that are repeated for each step of the path In most cases, the output from the interferometer can be directed
difference. The signal can be measured at time intervals lim- through an external port, principally for coupling to an IR micro-
ited only by the detector response and electronics. At each scope. Other external accessories provide coupling to a gas chro-
path difference, measurements are made at the same times matograph or thermogravimetric analyzer. These instruments
after initiation of the process. The data are then reshuffled to often have versions for NIR operation in which the source,
create a series of interferograms in which each point was beam splitter, and detector are different.
measured at the same time in the process. This approach has Research spectrometers are generally larger, permitting
allowed FT-IR measurements to reach the nanosecond time- higher optical throughput and hence better signal-to-noise
scale. In photoacoustic spectroscopy, there are advantages performance and higher resolution. There may be multiple
because the modulation frequency is constant across the spec- external ports for the interferometer output so that several
trum, making it feasible to measure the spectra of subsurface experiments can be installed simultaneously. The major com-
layers. ponents – source, beam splitter, and detector – are generally
exchangeable, so that a wide spectral range can be covered. A
common arrangement is to have alternative sources and detec-
Linear
Nonlinear tors permanently installed and selectable by switching mirrors.
Different ranges can then be selected simply by changing
the beam splitter. For FIR operation, the beam splitters are
Energy
Detector cutoff
700 cm−1 Nonzero
signal
Table 1 Combinations of components found in use for mid-IR, near-IR, and far-IR regions
Mid IR 7000–400 Ceramic, wire, SiC KBr, ZnSe DTGS, LiTa, MCT, InSb
Near IR 15 000–4000 Tungsten halogen CaF2, quartz DTGS, PbS, InGaAs, InSb
Far IR 400–20 Ceramic, wire, mercury arc Mylar, wire grid, CsI (>200 cm1) DTGS, Si
IR Spectrometers 427
generally Mylar films, which have a narrow range, or metal See also: ATR and Reflectance IR Spectroscopy, Applications;
grids on a polymer substrate. Cooled silicon bolometers are the Chromatography-IR, Applications; Chromatography-IR, Methods and
detectors of choice for high resolution and sensitivity. Some Instrumentation; Computational Methods and Chemometrics in Near
instruments have a vacuum version that removes the very Infrared Spectroscopy; Far Infrared Spectroscopy Applications;
strong water absorption in this region, allowing measurement Forensic Science, Applications of IR Spectroscopy; FT-IR and Raman
out to 5 cm1. Although there have been relatively few reported Spectroscopies, Polymorphism Applications; FTIR Spectroscopy of
applications, some spectrometers are also capable of measur- Aqueous Solutions; High Resolution Gas Phase IR Spectroscopy
ing throughout the visible region. Applications; High Resolution Gas Phase IR Spectroscopy
The range of scan speeds is greater than in routine instru- Instrumentation; High-Pressure IR; Infrared and Raman Spectroscopy
ments. The higher speeds provide better performance with of Minerals and Inorganic Materials; IR and Raman Spectroscopies,
cooled detectors and allow kinetics measurements whilst the Matrix Isolation Studies; IR and Raman Spectroscopies of Inorganic,
lower speeds are used with photoacoustic detectors. Digital Coordination and Organometallic Compounds; IR and Raman
signal processing is increasingly being used to facilitate exper- Spectroscopies, Polymer Applications; IR and Raman Spectroscopies,
iments involving external modulation where two channels of Studies of Hydrogen Bonding and Other Physicochemical Interactions;
information have to be acquired simultaneously. Examples IR and Raman Spectroscopies, The Study of Art Works; IR and Raman
include polarization modulation in reflection–absorption of Spectroscopy, Industrial Applications; IR, Biological Applications; IR,
species on metal surfaces and in measuring the dynamic Medical Science Applications; IR Spectral Group Frequencies of
dichroism associated with polymer stretching. Research instru- Organic Compounds; IR Spectroscopic Data Processing; IR
ments generally have both continuous-scanning and step-scan Spectroscopy Sample Preparation Methods; IR Spectroscopy, Soil
modes as discussed earlier. Analysis Applications; IR Spectroscopy, Surface Studies; IR
In the 40 years since the introduction of the first commer- Spectroscopy, Theory; Near-Infrared Spectra, Interpretation; Near-
cial FT instrument, there have been great improvements in Infrared Spectroscopy; Near-IR Spectrometers; Protein Structure
speed and sensitivity. Routine measurements using the com- Analysis by CD, FTIR, and Raman Spectroscopies; Raman and Infrared
mon sampling techniques now take only seconds, so that Microspectroscopy; Spatially Resolved IR; Vibrational CD,
further improvements in performance will bring little benefit. Applications; Vibrational CD Spectrometers; Vibrational CD, Theory
Future advances are more likely to be seen in the development and Application to Determination of Absolute Configuration; Vibrational
in smaller and more robust spectrometers. Although a number CD, Theory; Vibrational, Rotational and Raman Spectroscopy,
of instruments for field applications have appeared, it is prob- Historical Perspective; Vibrational Spectroscopy Applications in Drugs
able that the simpler sampling possible with Raman spectrom- Analysis; Vibrational Spectroscopy, Flame and Temperature
eters will make these the instruments of choice. There are areas Measurement; Vibrational Spectroscopy in Food Processing.
where improved performance is desirable, such as the sensitiv-
ity of chromatographic interfaces and the spatial resolution of
IR microscopes. However, recently, there has been little pro-
gress, and there is little prospect of significant advances in these
areas. One area where advances can be expected is in imaging Further Reading
where there is real potential for medical diagnoses based on Chalmers JM and Griffiths PR (eds.) (2002) Handbook of Vibrational Spectroscopy, vol.
spectroscopy. The advent of step-scan spectrometers has led to 1. Wiley The first volume of this comprehensive work covers theory and
great advances, but these have been in rather specialized appli- instrumentation.
cations. Thus, FT-IR instrumentation can be classified as Griffiths PR and de Haseth JA (2007) Fourier Transform Infrared Spectroscopy.
New York: Wiley This is the standard book on the subject with detailed discussion of
mature. There is little prospect of any alternative methods of
the principles of operation and design of FT-IR spectrometers.
measuring IR spectra replacing FT instruments for most pur-
poses. An exception is gas analysis where the development of
mid-IR quantum cascade lasers operating at room temperature
is likely to lead to novel analyzers.