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J Clin Periodontol 1998; 25: 271-277 Copyright © Munksgaard 1998

Printed in Denmark . All rights reserved

ISSN 0303-6979

Review Article

Interrelationship between Marianne A. Ong, Horn-Lay Wang and


Frederic N. Smith
Department of Periodontics/Prevention/
Geriatrics, School of Dentistry, University of
periodontics and adult Michigan, Ann Arbor, Ml, USA

orthodontics
Ong MA, Wang H-L, Smith FN: Interrelationship between periodontics and adult
orthodontics. J din Periodontol 1998; 25: 271-277. © Munksgaard, 1998.

Abstract. The purpose of this review article is to provide the dental practitioner
with an understanding of the interrelationship between periodontics and ortho-
dontics in adults. Specific areas reviewed are how periodontal tissue reacts to
orthodontic forces, influence of tooth movement on the periodontium, effect of
circumferential supracrestal fiberotomy in preventing orthodontic relapse, effect
of orthodontic bands on the periodontium, specific microbiology associated with
orthodontic bands, mucogingival considerations and time relationship between Key words: periodontics; orthodontics; tooth
orthodontic and periodontal therapy In addition, the relationship between ortho- movement; mucogingival defects;
microbiology; implants; anchorage
dontics and implant restorations (e.g., using dental implants as orthodontic
anchorage) will be discussed. Accepted for publication 12 August 1997

The primary objective of periodontal per se is not a contraindication to or-


therapy is to restore and maintain the Periodontal Tissue Response to
thodontic treatment. With increasing
Orthodontic Forces
health and integrity of the attachment age, cellular activity decreases and the
apparatus of teeth. In adults, the loss of Tooth movement during orthodontic tissue becomes richer in collagen (Reit-
teeth or periodontal support can result therapy is the result of placing con- an 1985). In the elderly, the tissue re-
in pathological teeth migration involv- trolled forces on teeth. Removable ap- sponse to orthodontic forces including
ing either a single tooth or a group of pliances place intermittent tipping both cell mobilization and conversion
teeth. This may result in the develop- forces on teeth while fixed appliances of collagen fibers is much slower than
ment of a median diastema or general can create continuous multidirectional in children and teenagers (Reitan 1985).
spacing of the teeth with or without in- forces to create torquing, intrusive, ex- In adults, hyalinized zones are formed
cisal proclination, rotation or tipping of trusive, rotational and bodily move- more easily on the pressure side of an
bicuspids and molars with the collapse ment (Lindhe 1989, Proffit 1993a). Age orthodontically moved tooth and these
of the posterior occlusion and decreas-
ing vertical dimension. Adjunctive or-
thodontic therapy is necessary to re-
Table 1. Use of orthodontics as an adjunct to overall treatment
solve these problems. Additionally,
orthodontic therapy can facilitate man- 1. Uprighting or repositioning teeth to improve parallelism of abutment teeth (e.g., tipped
agement of several restorative and aes- abutment teeth)
thetic problems/difficulties relating to 2. Improving future pontic spaces (e.g., inadequate space)
fractured teeth, tipped abutment teeth, 3. Correcting cross-bites
4. Extruding teeth (e.g., fractured teeth)/Intruding teeth (e.g., hypererupted teeth)
excess spacing, inadequate pontic
5. Correcting crowding of teeth
space, malformed teeth, hypererupted 6. Achieving adequate embrasure space and proper root position
incisors and diastema/frena as summar- 7. Repositioning teeth for placement of implants
ized in Table 1. The purpose of this ar- 8. Restoring lost vertical dimension
ticle is to review issues related to peri- 9. Increasing or decreasing overjet/ overbite
odontics and adult orthodontics. 10. Closure of diastemas
272 Ong et al.

Table 2. Response of the PDL to orthodontic forces


strong forces PDL crushed on pressure side —>local ischaemia
(^capillary blood pressure) ->degeneration of PDL=hyalinization=>delayed tooth movement
moderate forces (>capillary blood pressure) strangulation of PDL—>delay in bone resorption
light forces ischaemia in PDL, tooth movement continuous
(<capillary blood pressure ~20—25 mmHg) with simultaneous bone resorption and formation

zones may temporarily prevent the When greater orthodontic forces, such (Kraal et al. 1980). Some case reports
tooth from moving in the intended di- as those needed for prolonged continu- have also reported that a reduction of
rection (Reitan 1964). Table 2 summar- ous bodily movements and intrusive probing depths in intrabony defects fol-
izes the response of the periodontal movements, are employed the chance of lowing tooth extrusion can be achieved
ligament (PDL) to various magnitudes development of root resorption is sig- (Ingber 1974, Ingber 1976). In addition,
of orthodontic forces as described by nificantly increased (Proffit 1993a). The there have been reported cases of local-
Gryson (1965). majority of resorption lacunae are ized juvenile periodontitis in which
Bone surrounding a tooth subjected small and generally appear at the bor- eruption of teeth reduced probing
to a force responds in the following der of the PDL hyalinized zone within depths (Everett & Baer 1964,
manner (Reitan 1985, Proffit 1993a): re- the marginal and middle thirds of the Goldstein & Fritz 1976). Others have
sorption occurs where there is pressure root. These are soon repaired by appo- also described the benefits of forced
and new bone forms where there is ten- sition of cellular cementum. In contrast, vertical eruption in the exposure of
sion. When pressure is applied to a apical root resorption is an irreversible tooth structure to facilitate prosthetic
tooth, there is an initial period of move- injury and results in permanent short- treatment in healthy periodontium (Gu-
ment for six to eight days as the PDL is ening of the root (Proffit 1993a). Thus, ilford et al. 1984). The use of extrusive
compressed. Compression of the PDL there is a risk for root resorption in and intrusive forces in healthy peri-
results in blood supply being cut off to anchorage teeth which are often sub- odontium has been studied in animals
an area of the PDL and this produces jected to heavy loading (Lindhe 1989). (Melsen 1986) with favorable results in
an avascular cell-free zone by a process Orthodontic movement of endodont- the presence of oral hygiene. The com-
termed "hyalinization". When hyaliniz- ically treated teeth is possible as the re- bination of orthodontic intrusion and
ation occurs, the tooth stops moving. sponse of the PDL and not the pulp is periodontal treatment has also been
This delay in tooth movement varies the key element in such movement shown to improve reduced periodontal
from short, with the application of light (Wickwire et al. 1974). Light interrup- conditions in animals, provided oral hy-
forces, to long periods of time, with ted forces should be used as there is evi- giene is maintained and tissues are
heavier forces. The hyalinized zone is dence indicating that such teeth, how- healthy (Melsen et al. 1988). Intrusion
eliminated by PDL regeneration that ever, are slightly more prone to root re- of incisors in adult patients with mar-
occurs from the reorganization of the sorption during orthodontics than teeth ginal bone loss and deep overbite has
area through resorption by the marrow with normal vitality (Wickwire et al. been described with root resorption
spaces (undermining resorption) and 1974). varying from 1 to 3 mm. It is suggested
adjacent areas of unaffected PDL and that intrusion is best performed with
alveolar bone. Once the hyalinized zone low forces (5-15 g/tooth) and in the
is removed, tooth movement can occur Influence of Tooth Movement on the presence of gingival health (Melsen et
again. Regeneration of the PDL does Periodontium al. 1989).
not occur when inflammation is present
When moving teeth orthodontically, the Studies have also shown that moving
in the periodontal tissues (Ericsson et
entire periodontal attachment appar- teeth into adjacent osseous defects, or-
al. 1977). Hence, the inflammation
atus including the osseous structure, thodontic extrusion with and without
needs to be controlled through peri-
PDL and the soft tissue components fiberotomy and labial tipping of an-
odontal treatment.
moves together with the tooth (Berg- terior teeth can be successfully accom-
Unlike in children and adolescents, lundh 1991). Brown (1973) looked at plished without jeopardizing the peri-
growth and development have ceased in the influence of uprighting molars on odontal support in the presence of ade-
adults and cannot be influenced by or- the periodontium in four patients. quate plaque control (Batenhorst &
thodontic movements (Bond 1972, Seven months following the initiation of Bowers 1974, Wingard & Bowers 1974,
Lindhe 1989). Treatment is thus often treatment, the associated pocketing at Karring et al. 1982, Poison et al. 1984a,
limited to different types of tooth align- uprighted molars had 2.5 mm greater Van Venrooy & Yukna 1985, Pontoriero
ment. Lindhe (1989) recommends that pocket depth reduction than the one et al. 1987, Kozlovsky et al. 1988, Berg-
in the initial stage of orthodontic treat- control tooth. There was also noted im- lundh et al. 1991).
ment in adults, an interrupted force of provement of gingival architecture and Results extrapolated from animal
20-30 g be used. Later on the force may less plaque accumulation on the up- studies (Ericsson et al. 1977, Ericsson &
be increased (up to 30-50 g in tipping righted teeth. In a follow up study on Thilander 1978, Ericsson et al. 1978,
and 50-80 g in bodily movements, cor- 22 patients with uprighted mandibular Ericson & Thilander 1980) done in den-
responding to a distance of movement molars after an average of 3.5 years, it titions with reduced periodontium show
of 0.5-1.0 mm. per month) depending was reported that pockets on the mesial that in the absence of plaque, ortho-
on the degree of marginal bone loss and surfaces were more shallow on the up- dontic forces and tooth movements do
the amount of remaining alveolar bone. righted teeth than on the control teeth not induce gingivitis. In the presence of
Periodontics and adult orthodontics 273

plaque, however, similar forces can procedure in alleviating dental relapse bands on the periodontium. Baer &
cause angular bone defects and with following orthodontic treatment (Ed- Coccaro (1964) noted that gingival en-
tipping and intruding movements, wards 1988). A total of 320 consecu- largement occurs after placement of a
attachment loss can occur (Ericsson et tively treated control and CSF cases fixed appliance. The condition rapidly
al. 1977). In healthy reduced peri- were recorded at approximately 4 and 6 improves within 48 hours of the appli-
odontal tissue support regions, ortho- years after active treatment and again ance being removed. The increase in
dontic forces kept within biological lim- at 12 and 14 years after active treat- probing depth during orthodontic
its do not cause gingival inflammation ment. The statistical differences be- treatment has been attributed by others
(Ericsson et al. 1977). The most import- tween the mean relapses of the control to this enlargement (Zachrisson &
ant factor in the initiation, progression and the CSF cases were highly signifi- Zachrisson 1972, Kloehn & Pfeifer
and recurrence of periodontal disease in cant at both time intervals. The CSF 1974, Alexander 1991). As this gingival
reduced periodontium is the presence of procedure reduced the mean relapse by enlargement is also seen in patients with
microbial plaque (Ericsson & Thilander almost 30%. No significant gingival re- good oral hygiene, mechanical irri-
1978, Ericsson et al. 1978). Clinical cession on the labial or lingual aspects tation caused by the band or cement
studies have demonstrated that with of the CSF group of teeth was noted. must be implicated, in addition to
plaque control, teeth with reduced peri- Reitan (1969) reported that most re- trapped plaque (Zachrisson & Zachris-
odontal support can undergo successful lapse following orthodontic tooth son 1972, Boyd & Baumrind 1992).
tooth movement without compromising movement occurred during thefirstfive Where such iatrogenic irritations are in-
their periodontal situation (Eliasson et hours after the appliance was removed. evitable, the risk of loss of attachment
al. 1982, Boyd et al. 1989). To reduce this relapse caused by the net- can be anticipated (Alexander 1991).
work of elastic supracrestal gingival Some conflict exists as to the long-
fibers, CSF surgery should be done to- term effects of orthodontic bands on
Effect of Circumferentiai Supracrestai ward the end of the finishing phase of the periodontium. Two retrospective
Fiberotomy (CSF) in Preventing active orthodontic treatment, i.e., a few studies in adults (Sadowsky & BeGole
Orthodontic Reiapse
weeks before the removal of the final or- 1981, Poison et al. 1988) concluded that
Tooth rotation is simple to achieve but thodontic appliance (Proffit 1993c). no significant damage occurred. In a 2
difficult to maintain. Reorganization of Such orthodontically treated malalign- year post-orthodontic study, Trossel-
collagenous fibers, elastic fibers and the ed teeth would by then have been held lo & Gianelly (1979) compared 30 adult
PDL occur after orthodontic tooth in their new positions for several females following multibanded therapy
movement to accomodate the new tooth months to allow time for the reorien- with 30 age-matched control individ-
positions. In order to achieve proper re- tation of PDL fibers and crestal trans- uals. They found that orthodontically
arrangement of the supporting tissues septal fibers (Proffit 1993c). treated patients had a higher prevalence
of the teeth and to prevent orthodontic In addition, Kozlovsky et al. (1988) of root resorption (17% vs 2%) al-
relapse, the teeth must be retained for demonstrated that repeated use of in- though there was a lower prevalence of
an extended period of time (Proffit trasulcular incisions through junctional mucogingival defects (5% vs 12%). This
1993b). It is suggested that patients who epithelium and supracrestal connective root resorption was most common in
have had fixed orthodontic appliances tissue (i.e., CSF) during forced eruption the maxillary incisors followed by man-
to correct intraarch irregularities be on for clinical crown lengthening of a dibular incisors. Radiographic crestal
full-time retention for the first 3 to 4 tooth, can prevent the coronal displace- bone levels in 104 adult patients, who
months (Proffit 1993b). Reitan (1959) ment of the gingiva and attachment ap- had completed orthodontic therapy at
observed that Sharpey's fibers of the paratus. This can reduce the need for least 10 years previously, were shown in
newly formed bundle bone as well as additional recontouring of gingival and a cross sectional study to be no differ-
the principal fibers of the PDL (supra- osseous tissue after completion of or- ent to 76 matched control subjects (Pol-
alveolar and transseptal fibers) undergo thodontic movement of the tooth. son & Reed 1984b). However, Alstad &
rearrangement even after a retention Zachrisson (1979) indicated that up to
period of 4 to 6 months. Hence, the re- 10% of 38 children had significant loss
tention period should continue on a Effects of Orthodontic Bands on the of attachment (mean 1-2 mm) in 2
part-time basis for at least 12 months Periodontium years.
to allow time for remodelling of these
Table 3 summarizes the short- and In adults, it thus appears that apart
periodontal tissue fibers (Proffit 1993b).
long-term effects of orthodontic bands from root resorption, orthodontic treat-
In children and teenagers, it is rec- on the periodontium. Gingivitis and ment has minimal detrimental effects
ommended that the orthodontically gingival enlargement appear to be the on the health of the periodontium in
moved teeth be "overadjusted" to com- main short-term effects of orthodontic both the short- and long-term.
pensate for future relapse (Lindhe
1989). In adult orthodontics such over-
corrections may not be advisable, es-
pecially in dentitions with reduced peri- Table 3. Effects of orthodontic bands on the periodontium
odontal tissue support (Lindhe 1989). short-term: gingivitis and gingival hyperplasia not associated with loss of attachment
Edwards (1970) successfully treated in children (Baer & Coccaro 1964, Zachrisson & Zachrisson 1972,
12 post-orthodontically rotated teeth Kloehn & Pfeifer 1974, Alexander 1991)
with circumferential supracrestal fiber- long-term: no effect in adults (Sadowsky & BeGole 1981, Poison & Reed 1984, Poison
otomy (CSF). He later published a et al. 1988) some effect - loss of attachment in adolescents (Alstad &
long-term prospective study of the CSF Zachrisson 1979); - root resorption in adults (Trossello & Gianelly 1979)
274 Ong et al.

Table 4. Microbiology around orthodontic bands tory and appropriate supportive peri-
increase in Lactobacillus (Bloom & Brown 1964) odontal treatment instituted.
increase in motile organisms (Leggott et al. 1984)
increase in anaerobes, Prevotella intermedia and a decrease in facultative anaerobes (Diaman-
Impiants and Orthodontics
ti-Kipioti et al. 1987, Huser et al. 1990)
The prosthodontic advantages of using
implants for orthodontic anchorage
were recently recognized (Wehrbein et
al. 1993, Wehrbein 1994, Wehrbein et
in periodontal health without progress- al. 1996). Animal and human investi-
Specific iUlicrobioiogy around Ortiiodontic gations have revealed the potential of
ive recession provided that traumatic
Bands
toothbrushing and inflammation are implants for orthodontic anchorage in
Plaque is a major etiologic factor in the controlled. preprosthetic tooth alignment (Rob-
development of gingivitis (Loe et al. Trossello & Gianelly (1979) found in erts et al. 1984, Roberts et al. 1989,
1965). The orthodontic patient's inablil- their retrospective study of orthodon- Higuchi & Slack 1991, Prosterman et
ity to clean adequately should be ex- tically treated adults, a low prevalence al. 1995). The application of implant-
pected to contribute to the development of mucogingivai defects (5%). Other orthodontic anchorage has been re-
of gingival inflammation. In addition a clinical studies (Dorfman 1978, Co- ported successfully in many clinical
generalized increase in salivary bac- atoam et al. 1981) have shown that a situations: retracting and realigning
terial counts, especially Lactobacillus, narrow band of gingiva is capable of teeth (Odman et al. 1988, Arbuckle et
has been shown after orthodontic band withstanding the stress caused by or- al. 1991, Block & Hoffman 1995),
placement (Bloom & Brown 1964). thodontic forces. Results from an ex- closing edentulous spaces (Shapiro &
Similarly, Leggott et al. (1984) reported perimental study (Wennstrom et al. Kokich 1988, Roberts et al. 1989, Ro-
2- to 3- fold increases in both clinical 1987) indicate that as long as the tooth berts et al. 1994), correcting midline
indices and numbers of motile organ- is moved within the envelope of the al- and anterior tooth spacing (Odman et
isms at sites 6 months after appliance veolar process, the risk of harmful side- al. 1988), reestablishing proper antero-
placement, and others (Diamanti-Kipi- effects on the marginal soft tissue is posterior and mediolateral positions
oti et al. 1987, Huser et al. 1990) re- minimal. Gingival augmentation may for malposed molar abutments (Ar-
ported early increases in anaerobes and be considered when facial tooth move- buckle et al. 1991, Haanaes et al.
Prevotella intermedia and a decrease in ment in the presence of thin keratinized 1991), intruding and/ or extruding
facultative anaerobes. This shift in the gingiva may result in the establishment teeth (Odman et al. 1988, Haanaes et
subgingival microflora to a periopa- of alveolar bone dehiscences with re- al. 1991, Salama & Salama 1993,
thogenic population, as summarized in sultant marginal tissue recession (Stein- Southard et al. 1995), correcting a re-
Table 4, is similar to the microflora at er et al. 1981, Foushee et al. 1985, May- verse occlusal relationship (Shapiro &
periodontally diseased sites (Listgart- nard 1987, Wennstrom et al. 1987). Kokich 1988, Van Roekel 1989, Higu-
en & Hellden 1978). chi & Slack 1991), correcting an an-
terior open occlusal relationship (Rob-
From studies comparing the micro- erts et al. 1984), protracting one arch
Time Reiatlonship between Orthodontic
biological and periodontal responses in or the entire dentition (Higuchi &
and Periodontai Therapy
adolescents and adults (Leggott et al. Slack 1991) and providing stabiliza-
1984, Boyd et al. 1989), it appears that It is generally recommended that ortho- tion for teeth with reduced bone sup-
adults are at no greater risk than ado- dontics be preceded by periodontal port (Odman et al. 1988).
lescents of subsequently developing therapy based on the belief that ortho-
periodontal disease as a result of ortho- dontics in the presence of inflammation Obtaining proper anchorage for or-
dontic treatment. can lead to rapid and irreversible break- thodontic tooth movement frequently
down of the periodontium (Lindhe et is a major problem in adult ortho-
al. 1974). Scaling, root planing (if dontics due to partial edentulism and
Mucogingivai Considerations
necessary, by open flap debridement reduced amounts of alveolar bone
The position in which a tooth erupts procedures for access) and gingival aug- support. Also, in diseased states, se-
through the alveolar process and its mentation should be performed as ap- verely periodontally involved teeth
eventual position in relation to the buc- propriate before any tooth movement may experience further periodontal
co-lingual dimension of the alveolar pro- (Glickman 1964, Prichard 1965, Profflt breakdown and may be lost during
cess influence the amount of gingiva that 1993d). The corrective phase of peri- treatment. In such cases, the option of
will be established around the tooth odontal therapy, i.e., osseous or pocket having such teeth removed and using
(Maynard & Ochsenbein 1975). The in- reduction/ elimination surgery ought to implants for the needed orthodontic
itial clinical impression was that a mini- be delayed until the end of orthodontic anchorage is becoming a clinical re-
mum 2 mm of gingiva, corresponding to therapy, because tooth movement may ality, barring the financial costs and
1 mm of attached gingiva, was necessary modify gingival and osseous mor- extensive multidisciplinary treatment
for the maintenance of gingival health phology (Goldman & Cohen 1968). planning that must be done. Implant-
(Lang & Loe 1972). Later studies (Miya- An adult orthodontic patient may be orthodontic anchorage thus provides a
sato et al. 1977, Dorfman & Kennedy susceptible to periodontal disease. valid treatment option in patients in
1980, Hangorsky & Bissada 1980, Dorf- Therefore close monitoring of marginal whom conventional orthodontic treat-
man & Kennedy 1982) showed that mini- periodontal status during the active ment may not be indicated because of
mal bands of gingiva can be maintained phase of orthodontic therapy is manda- a periodontally compromised dentition
Periodontics and adult orthodontics 275

that provides inadequate anchorage ment in adults with reduced or normal


for the necessary tooth movement. periodontal tissues versus those of adoles-
Parodontologie et orthodontie chez I'adulte cents. American Journal of Orthodontics &
Le but de cette revue a ete d'apporter aux Dentofacial Orthopedics 96, 191-198.
praticiens une explication de la relation exis- Boyd, R. L. & Baumrind, S. (1992) Peri-
Summary odontal considerations in the use of bands
tant entre la parodontologie et l'orthodontie
Periodontal health is essential for any chez I'adulte. Les sujets analyses sont: com- or bonds on molars in adolescents and
ment le tissu parodontal reagit-il aux forces adults. Angle Orthodontist 62, 117-126.
form of dental treatment. Adult pa-
orthodontiques? Quelle est l'influence du Brown, S. (1973) The effect of orthodontic
tients must undergo regular oral hy-
mouvement dentaire sur le parodonte? Quel therapy on certain types of periodontal de-
giene instruction and periodontal main- est l'effet de la fibrotomie supracrestale circu- fects (I). Clinical findings. Journal of Peri-
tenance in order to maintain healthy laire dans la prevention de la rechute ortho- odontology 44, 742-756.
gingival tissue during active orthodon- dontique? Quels sont les effets exerces par les Coatoam, G. W., Behrents, R. G. & Bissada,
tic treatment. Close monitoring of bandes orthodontiques sur le parodonte? Y N. F (1981) The width of keratinized gin-
adults with reduced periodontal sup- a-t-il une flore specifique associee aux bandes giva during orthodontic treatment. Its sig-
port is mandatory. In conclusion, adult orthodontiques? Quelles sont les considera- nificance and impact on periodontal sta-
orthodontic tooth movement can be tions mucogingivales? Quelle est la relation tus. Journal of Periodontology 52, 307-313.
performed on both healthy and dis- temps entre l'orthodontie et le traitement pa- Diamanti-Kipioti, A., Gusberti, F A. &
eased periodontia with few detrimental rodontal? De plus la relation entre Tortho- Lang, N. P (1987) Clinical and microbio-
dontie et la restauration par implant (c.-a-d. logical effects of fixed orthodontic appli-
effects (root resorption) provided physi-
l'utilisation d'implants dentaires en tant ances. Journal of Clinical Periodontology
ologic forces are used, periodontal in- qu'ancrages orthodontiques) est egalement 14, 326-333.
flammation is controlled and meticu- discutee. Dorfman, H. S. (1978) Mucogingivai
lous oral hygiene is maintained changes resulting from mandibular incisor
throughout active therapy. With this tooth movement. American Journal of Or-
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