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A Harvard Medical School Special Health Report

Improving Sleep
A guide to a good night’s rest

In this report:
Diagnosing sleep
problems
Practical tips for
sounder sleep
Sleep apnea solutions

Special Bonus Section


Dangers of sleep
deprivation

Price: $26
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improving sleep
SPECIAL HEALTH REPORT
Contents
Medical Editor Sleep mechanics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Lawrence Epstein, M.D. Quiet sleep . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Instructor in Medicine, Harvard Medical School
Dreaming (REM) sleep . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Division of Sleep Medicine,
Brigham and Women’s Hospital Sleep architecture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Medical Director, SleepHealth Centers, Your internal clock . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Brighton, Mass.
Editor Sleep throughout life. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Julie Corliss
Editor, Special Health Reports special bonus section:
Kathleen Cahill Allison Dangers of sleep deprivation . . . . . . . . . . . . . . . . . . . . . . . 9
Art Director
Heather Derocher General ways to improve sleep. . . . . . . . . . . . . . . . . . . . . 14
Production Editors First-line strategies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Mary Kenda Allen
Melissa Rico
Medical conditions and sleep problems. . . . . . . . . . . . . . 16
Illnesses that affect sleep. . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Illustrator
Scott Leighton Insomnia. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Michael Linkinhoker
Types of insomnia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
Published by Harvard Medical School
First-line treatment: Behavioral changes. . . . . . . . . . . . . . . . . . 20
Anthony L. Komaroff, M.D., Editor in Chief
Edward Coburn, Publishing Director
Prescription medications for insomnia . . . . . . . . . . . . . . . . . . 22
Copyright ©2010 by Harvard University. Written permission is
Over-the-counter sleep aids. . . . . . . . . . . . . . . . . . . . . . . . . . . 25
required to reproduce, in any manner, in whole or in part, the
material contained herein. Submit reprint requests in writing to: Breathing disorders in sleep. . . . . . . . . . . . . . . . . . . . . . . 27
Harvard Health Publications Snoring. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
10 Shattuck St., 2nd Floor, Boston, MA 02115
Sleep apnea . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
617-432-1485 Fax: 617-432-4719
Web Site Movement disorders and parasomnias. . . . . . . . . . . . . . . 33
For the latest information and most up-to-date publication Movement disorders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
list, visit us online at www.health.harvard.edu.
Parasomnias. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Customer Service
For all subscription questions or problems (rates, subscrib- Narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
ing, address changes, billing problems) call 877-649-9457,
send an e-mail to HarvardProd@StrategicFulfillment.com, Symptoms of narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
or write to Harvard Health Publications, P.O. Box 9308, Treatments for narcolepsy. . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
Big Sandy, TX 75755-9308.
Ordering Special Health Reports Disturbances of sleep timing. . . . . . . . . . . . . . . . . . . . . . . 40
Harvard Medical School publishes Special Health Reports Delayed sleep phase syndrome. . . . . . . . . . . . . . . . . . . . . . . . 40
on a wide range of topics. To order copies of this or other
reports, please see the instructions at the back of this Advanced sleep phase syndrome. . . . . . . . . . . . . . . . . . . . . . . 40
report, or go to our Web site: www.health.harvard.edu. Jet lag. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
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ISBN 978-1-935555-18-6 When to seek help. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
The goal of materials provided by Harvard Health Publications Sleep laboratory evaluation. . . . . . . . . . . . . . . . . . . . . . . . . . . 44
is to interpret medical information for the general reader. This Home-based tests . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
report is not intended as a substitute for personal medical
advice, which should be obtained directly from a physician. The benefits of good sleep . . . . . . . . . . . . . . . . . . . . . . . . 47
Resources. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
Glossary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
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Dear Reader,

How do you feel when you wake up in the morning? Are you refreshed and ready to go, or
groggy and grumpy? For many people, the second scenario is all too common. Sleep-related
problems affect 50 million to 70 million Americans of all ages. Insomnia—trouble falling or
staying asleep—is the most common complaint, but other chronic disorders, including sleep
apnea, restless legs syndrome, or narcolepsy, can also contribute to a shut-eye shortfall. And
some people simply stay up too late—usually because they’re watching late-night TV,
according to a national time-use survey of more than 21,000 adults. Logging long hours on
the computer is another common cause of sleep loss.

Regardless of the reason, one in five Americans sleep less than six hours a night—a trend that
can have serious personal and public health consequences. Insufficient sleep can make you
too tired to work efficiently, to exercise, or to eat healthfully. Over time, sleep deprivation
increases the risk for a number of chronic health problems, including obesity, diabetes, and
heart disease (see “Special Section: Dangers of sleep deprivation,” page 9).

What’s more, 54% of American adults—as many as 110 million licensed drivers—have driven
when drowsy at least once in the past year. Drowsy driving is one of the most common causes
of crashes in all modes of transportation, resulting in 8,000 deaths and 60,000 debilitating
injuries each year.

Even though many people acknowledge that sleep is important, few seek treatment for their
sleep problems. If you aren’t getting your share of sleep, you needn’t fumble about in a fog
of fatigue. This report describes the complex nature of sleep and the latest in sleep research,
including the discovery of a genetic mutation that controls sleep duration. It also describes
the numerous health conditions and medications that can interfere with normal sleep, as well
as prescription and over-the-counter medications used to treat sleep disorders. Information
about the diagnosis and treatment of sleep apnea, an under-recognized yet life-threatening
sleep disorder, is also included. Most importantly, you’ll learn what you can do to get the
sleep you need for optimal health, safety, and well-being.

Sincerely,

Lawrence Epstein, M.D.


Medical Editor

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Sleep mechanics

F or centuries, scientists scrutinized minute aspects


of human activity, but showed little interest in the
time that people spent in sleep. Sleep seemed inac-
Using electrodes to monitor sleepers’ eye movements,
muscle tone, and brain wave patterns, they identified
several discrete stages of sleep. And today, researchers
cessible to medical probing and was perceived as an continue to learn how certain stages of sleep help to
unvarying period of inactivity—a subject best suited maintain health, growth, and functioning.
to poets and dream interpreters who could con- Scientists divide sleep into two major types: rapid
jure meaning out of the void. All that changed in the eye movement (REM) sleep or dreaming sleep, and
1930s, when scientists learned to place sensitive elec- non-REM or quiet sleep. Surprisingly, they are as dif-
trodes on the scalp and record the signals produced ferent from each other as either is from waking.
by electrical activity in the brain. These brain waves
can be seen on an electroencephalogram, or EEG (see
Figure 1), which today is captured on a computer Quiet sleep
screen. Since then, researchers have gradually come Sleep specialists have called non-REM or quiet sleep
to appreciate that sleep is a highly complex activity. “an idling brain in a movable body.” During this phase,
thinking and most physiological activities slow down,
but movement can still occur, and a person often shifts
Figure 1 EEG brain wave patterns during sleep
position while sinking into deeper stages of sleep.
Relaxed wakefulness Alpha waves
To an extent, the convention of describing peo-
ple “dropping” into sleep actually parallels changes in
brain wave patterns at the onset of non-REM sleep.
Stage N1 When you are awake, billions of brain cells receive and
analyze sensory information, coordinate behavior,
Theta waves
K-complex and maintain bodily functions by sending electrical
Stage N2 Sleep spindles impulses to one another. If you’re fully awake, the EEG
will record a messy, irregular scribble of activity. Once
your eyes are closed and your nerve cells no longer
Stage N3
Delta waves receive visual input, brain waves settle into a steady
and rhythmic pattern of about 10 cycles per second.
This is the alpha-wave pattern, characteristic of calm,
relaxed wakefulness.
REM or dreaming sleep The transition to quiet sleep is a quick one that
might be likened to flipping a switch—that is, you are
either awake (switch on) or asleep (switch off), accord-
These brain waves, taken by electroencephalogram, are used by ing to research. Some brain centers and pathways stim-
sleep experts to identify the stages of sleep. Close your eyes and ulate the entire brain to wakefulness; others promote
your brain waves will look like the first band, “relaxed wakeful-
falling asleep. One chemical, hypocretin, seems to play
ness.” Theta waves indicate stage N1 sleep. (The “N” designates
non-REM sleep.) Stage N2 sleep shows brief bursts of activity as an important role in regulating when the flip between
sleep spindles and K-complex waves. Deep sleep (stage N3) is states occurs and keeping you in the new state. Inter-
represented by large, slow delta waves. estingly, people with narcolepsy (see page 38) often

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lack hypocretin, and they consequently flip back and and muscle repair. Researchers have also detected
forth between sleep and wakefulness frequently. increased blood levels of substances that activate your
immune system, raising the possibility that slow-wave
Three stages of quiet sleep sleep helps the body defend itself against infection.
Unless something disturbs the process, you will proceed Normally, young people spend about 20% of their
smoothly through the three stages of quiet sleep. sleep time in stretches of slow-wave sleep lasting up
■ Stage N1. In making the transition from wake- to half an hour, but slow-wave sleep is nearly absent
fulness into light sleep, you spend about five minutes in most people over age 65 (see “The later years,” page
in stage N1 sleep. On the EEG, the predominant brain 8). Someone whose slow-wave sleep is restricted will
waves slow to four to seven cycles per second, a pat- wake up feeling less refreshed. When a sleep-deprived
tern called theta waves. Body temperature begins to person gets some sleep, he or she will pass quickly
drop, muscles relax, and eyes often move slowly from through the lighter sleep stages into the deeper stages
side to side. People in stage N1 sleep lose awareness and spend a greater proportion of sleep time there,
of their surroundings, but they are easily jarred awake. suggesting that slow-wave sleep fills an essential role
However, not everyone experiences stage N1 sleep in in a person’s optimal functioning.
the same way: if awakened, one person might recall
being drowsy, while another might describe having
been asleep. Dreaming (REM) sleep
■ Stage N2. This first stage of true sleep lasts 10 to Dreaming occurs during REM sleep, which has been
25 minutes. Your eyes are still, and your heart rate and described as an “active brain in a paralyzed body.”
breathing are slower than when awake. Your brain’s Your brain races, thinking and dreaming, as your eyes
electrical activity is irregular. Large, slow waves inter- dart back and forth rapidly behind closed lids. Your
mingle with brief bursts of activity called sleep spin- body temperature rises. Your blood pressure increases,
dles, when brain waves speed up for roughly half a and your heart rate and breathing speed up to daytime
second or longer. The EEG tracings also show a pat- levels. The sympathetic nervous system, which creates
tern called a K-complex, which scientists think repre- the fight-or-flight response, is twice as active as when
sents a sort of built-in vigilance system that keeps you you’re awake. Despite all this activity, your body hardly
poised to awaken if necessary. K-complexes can also be moves, except for intermittent twitches; muscles not
provoked by certain sounds or other external or inter- needed for breathing or eye movement are quiet.
nal stimuli. Whisper someone’s name during stage N2 Just as slow-wave sleep restores your body, scien-
sleep, and a K-complex will appear on the EEG. You tists believe that REM or dreaming sleep restores your
spend about half the night in stage N2 sleep. mind, perhaps in part by helping clear out irrelevant
■ Stage N3. Eventually, large, slow brain waves information. Studies of students’ ability to solve a com-
called delta waves become a major feature on the EEG. plex puzzle involving abstract shapes suggest the brain
This is stage N3, known as deep sleep or slow-wave processes information overnight; students who got a
sleep. During this stage, breathing becomes more reg- good night’s sleep after seeing the puzzle fared much
ular. Blood pressure falls, and pulse rate slows to about better than those asked to solve the puzzle immedi-
20% to 30% below the waking rate. The brain becomes ately. Earlier studies found that REM sleep facilitates
less responsive to external stimuli, making it difficult learning and memory. People tested to measure how
to wake the sleeper. well they had learned a new task improved their scores
Slow-wave sleep seems to be a time for your body after a night’s sleep. If they were prevented from hav-
to renew and repair itself. Blood flow is directed less ing REM sleep, the improvements were lost. On the
toward your brain, which cools measurably. At the other hand, if they were awakened an equal number
beginning of this stage, the pituitary gland releases a of times from slow-wave sleep, the improvements in
pulse of growth hormone that stimulates tissue growth the scores were unaffected. These findings may help

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Figure 2 Sleep architecture Your internal clock
Certain brain structures and chemicals produce the states
Awake of sleeping and waking. For instance, a pacemaker-like
REM mechanism in the brain regulates circadian rhythm.
N1
Sleep stage

(“Circadian” means “about a day.”) This internal clock,


N2
N3
which gradually becomes established during the first
months of life, controls the daily ups and downs of
biological patterns, including body temperature, blood
0 1 2 3 4 5 6 7
pressure, and the release of hormones.
Hours of sleep
The circadian rhythm makes people’s desire for
When experts chart sleep stages on a hypnogram, the different sleep strongest between midnight and dawn, and to a
levels resemble a drawing of a city skyline. This pattern is known lesser extent in midafternoon. In one study, research-
as sleep architecture. The hypnogram above shows a typical ers instructed a group of people to try to stay awake
night’s sleep of a healthy young adult. for 24 hours. Not surprisingly, many slipped into naps
despite their best efforts not to. When the investigators
explain why students who stay up all night cramming plotted the times when unplanned naps occurred, they
for an examination generally retain less information found peaks between 2 a.m. and 4 a.m. and between
than classmates who get some sleep. 2 p.m. and 3 p.m.
About three to five times a night, or about every Most Americans sleep during the night as dictated
90 minutes, a sleeper enters REM sleep. The first such by their circadian rhythms, although many who work
episode usually lasts only for a few minutes, but REM on weekdays nap in the afternoon on the weekends. In
time increases progressively over the course of the night. societies where taking a siesta is the norm, people can
The final period of REM sleep may last a half-hour. Alto- respond to their bodies’ daily dips in alertness with a
gether, REM sleep makes up about 25% of total sleep one- to two-hour afternoon nap during the workday
in young adults. If someone who has been deprived of and a correspondingly shorter sleep at night.
REM sleep is left undisturbed for a night, he or she enters
this stage earlier and spends a higher proportion of sleep
Figure 3 The sleep /wake control center
time in it—a phenomenon called REM rebound.

Thalamus

Sleep architecture
During the night, a normal sleeper moves between
different sleep stages in a fairly predictable pattern,
alternating between REM and non-REM sleep. When
these stages are charted on a diagram, called a hyp-
nogram (see Figure 2), the different levels resemble a
drawing of a city skyline. Sleep experts call this pat- Hypothalamus
tern sleep architecture.
Suprachiasmatic Cerebellum
In a young adult, normal sleep architecture usually nucleus
consists of four or five alternating non-REM and REM Brain stem
periods. Most deep sleep occurs in the first half of the
The pacemaker-like mechanism in your brain that regulates the
night. As the night progresses, periods of REM sleep
circadian rhythm of sleeping and waking is thought to be located
get longer and alternate with stage N2 sleep. Later in in the suprachiasmatic nucleus. This cluster of cells is part of the
life, the sleep skyline will change, with less stage N3 hypothalamus, the brain center that regulates appetite, body
sleep, more stage N1 sleep, and more awakenings. temperature, and other biological states.

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Mechanisms of your “sleep clock” a predictable daily rhythm by the pineal gland, which is
In the 1970s, studies in rats identified the suprachi- located deep in the brain between the two hemispheres.
asmatic nucleus as the location of the internal clock. Levels of melatonin begin climbing after dark and ebb
This cluster of cells is part of the hypothalamus, the after dawn. The hormone induces drowsiness in some
brain center that regulates appetite and other biologi- people, and scientists believe its daily light-sensitive
cal states (see Figure 3). When this tiny area was dam- cycles help keep the sleep/wake cycle on track.
aged, the sleep/wake rhythm disappeared and the rats
no longer slept on a normal schedule. Although the Your clock’s hour hand
clock is largely self-regulating, its location allows it to As the circadian rhythm counts off the days, another part
respond to several types of external cues to keep it set of the brain acts like the hour hand on a watch. This time-
at 24 hours. Scientists call these cues “zeitgebers,” a keeper resides in a nugget of nerve cells within the brain
German word meaning “time givers.” stem, the area that controls breathing, blood pressure, and
■ Light. Light striking your eyes is the most influ- heartbeat. Fluctuating activity in the nerve cells and the
ential zeitgeber. When researchers invited volunteers chemical messengers they produce seem to coordinate
into the laboratory and exposed them to light at intervals the timing of wakefulness, arousal, and the 90-­minute
that were at odds with the outside world, the participants changeover between REM and non-REM sleep.
unconsciously reset their biological clocks to match the Several neurotransmitters (brain chemicals that
new light input. The circadian rhythm disturbances and neurons release to communicate with adjacent cells)
sleep problems that affect up to 90% of blind people dem- play a role in arousal. Their actions help explain why
onstrate the importance of light to sleep/wake patterns. medications that mimic or counteract their effects can
■ Time. As a person reads clocks, follows work and influence sleep. Adenosine and gamma-aminobutyric
train schedules, and demands that the body remain acid are believed to promote sleep. Acetylcholine
alert for certain tasks and social events, there is cogni- regulates REM sleep. Norepinephrine, epinephrine,
tive pressure to stay on schedule. dopamine, and hypocretin stimulate wakefulness. Indi-
■ Melatonin. Cells in the suprachiasmatic nucleus viduals vary greatly in their natural levels of neurotrans-
contain receptors for melatonin, a hormone produced in mitters and in their sensitivity to these chemicals.

Why do we dream?
You’ve probably wondered whether your dreams serve any dreams occur upon activation of neurotransmitters in a por-
purpose. What does it mean when you arrive at your senior tion of the brain, they argue that dreams are merely aimless
prom in overalls, or when you’re chased through the streets and chaotic images—essentially little more than the mind’s
of Paris by a giant turtle? attempt to make meaning out of the random chemical sig-
nals sent up from the brain stem. They also point out that we
Those who have studied dreaming fall into two general
only remember a minute percentage of our dreams; if they
camps: those who say yes, dreams are significant, and those
were significant, surely we’d remember them better.
who say no, they’re not.
Some research on the function of dreams has combined the
Followers of the first camp trace many of their ideas to Sig-
psychological and neurochemical approaches. One scientist,
mund Freud, who in 1900 proposed that dreams are mean-
for example, observed that patients who sustained injuries
ingful representations of the unconscious mind in which
and lesions in the brain’s frontal lobe no longer dreamed. This
we reveal our hidden conflicts, desires, and fears, albeit in
suggests that dreaming involves areas in the front of the
disguised form. Post-Freudian theorists and psychoanalytic
brain that are connected to urges, impulses, and appetites.
thinkers subsequently elaborated on and refined his ideas, fo-
Other research suggests that dreaming plays a role in helping
cusing on how dreams help the organization of thought and
consolidate the day’s memories, attaching associations and
the consolidation and reinforcement of long-term memory.
emotions and helping to retain important events. Further study
Other researchers, taking a physiological approach, are should offer important insights on why we dream and what
skeptical. Pointing to studies from the 1970s showing that role, if any, our dreams can play in maintaining mental health.

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Sleep throughout life

T o a certain extent, heredity determines how peo-


ple sleep throughout their lives. Identical twins,
for example, have much more similar sleep patterns
sleep decrease, and you awaken more often during
the night (see Table 1).

than nonidentical twins or other sibling pairs. Dif-


ferences in sleeping and waking seem to be inborn, Childhood
although the genetic underpinnings aren’t fully For an adult to sleep like a baby is not only unrealistic
understood. But in 2009, scientists reported the dis- but also undesirable. A newborn may sleep eight times
covery of a genetic mutation relating to sleep dura- a day, accumulating 18 hours of sleep and spending
tion (see “A gene that controls sleep length,” below). about half of it in REM sleep. REM periods occur
Nevertheless, many factors can affect how a person more often, usually less than an hour apart.
sleeps. Aging is the most important influence on basic At about the age of 4 weeks, a newborn’s sleep peri-
sleep rhythms—from age 20 on, it takes progressively ods get longer. By 6 months, infants spend longer and
longer to fall asleep. You sleep less each night, stages more regular periods in non-REM sleep; most begin
N1 and N2 sleep increase, stage N3 sleep and REM sleeping through the night and taking naps in the morn-
ing and afternoon. During the preschool years, daytime
naps gradually shorten, until by age 6 most children
A gene that controls sleep length are awake all day and sleep for about 10 hours a night.
Between age 7 and puberty, nocturnal melatonin
Whether you’re a night owl or an early riser, you probably
know roughly long you need to sleep to feel fully rested. production is at its lifetime peak, and sleep at this age
Some people feel perky after just seven hours of sleep, is deep and restorative. At this age, if a child is sleepy
while others are groggy if they log less than nine hours. during the day, parents should be concerned.
The discovery of a genetic mutation in two people who
need far less sleep than average helps explain at least
some of this variation.
Scientists found the mutation in a gene called DEC2,
Adolescence
which is known to affect circadian rhythms (see “Your In contrast, adolescents are known for their daytime
internal clock,” page 4). The mutations occurred in a drowsiness. Except for infancy, adolescence is the
mother and daughter who were naturally short sleepers, most rapid period of body growth and development.
requiring just six hours a night instead of the average of
Although teenagers need about an hour more sleep
eight. Many Americans sleep just six hours nightly, but
most rely on alarms, caffeine, and power naps to awaken each day than they did as young children, most of
and stay awake during the day. By contrast, these two them actually sleep an hour or so less. Parents often
women awoke naturally after six hours. blame teenagers’ busy schedule of activities for their
The scientists then created genetically engineered mice grogginess and difficulty awakening in the morning,
with the same mutation. The mice not only slept less and this does play a role. However, the problem is also
and stayed awake longer, they also needed less sleep to
recover following sleep deprivation. The finding, described
partly biological. One study indicated that some ado-
in a 2009 article in the journal Science, suggests the lescents might have delayed sleep phase syndrome,
potential to create a drug to enable humans to function where they are not sleepy until well after the usual bed-
on less sleep. But experts say that’s decades away, given time and cannot wake at the time required for school,
the still-undiscovered genes and other factors that control
producing conflicts between parents and sleepy teen-
the quantity and quality of sleep.
agers as well as with secondary schools, which usually

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start earlier than elementary schools. Other research
Getting a good night’s
indicates that early high school start times contribute
sleep during pregnancy
to sleep deprivation among teens, which can lead to
mood swings, behavioral problems, and difficulties In a National Sleep Foundation poll, nearly
eight in 10 women reported ­disturbed sleep
with concentration and learning.
during pregnancy. Here are some tips to help you get a
better night’s sleep when you’re expecting:
• Avoid spicy, fried, or acidic foods (such as tomato
Adulthood products), which contribute to heartburn.
During young adulthood, sleep patterns usually seem • If you have heartburn, elevate your pillow or raise the
stable but in fact are slowly evolving. Between age 20 head of your bed by placing blocks under the bedposts.
and age 30, the amount of slow-wave sleep drops by • Prevent nausea by eating frequent snacks during
about half, and nighttime awakenings double. By age the day.
40, slow-wave sleep is markedly reduced. • If you feel drowsy, take a midday nap.
Women’s reproductive cycles can greatly influence
• Exercise regularly, which will help reduce leg cramps and
sleep. During the first trimester of pregnancy, many improve sleep.
women are sleepy all the time and may log an extra • Cut down on fluids before bedtime to reduce nighttime
two hours a night if their schedules permit. As preg- trips to the bathroom.
nancy continues, hormonal and anatomical changes • Use pillows or special pregnancy cushions to support
reduce sleep efficiency so that less of a woman’s time your abdomen.
in bed is actually spent sleeping. As a result, fatigue
increases (see “Getting a good night’s sleep during
pregnancy,” at right). The postpartum period usually Women who aren’t pregnant may experience
brings dramatic sleepiness and fatigue—because the monthly shifts in sleep habits. During the second
mother’s ability to sleep efficiently has not returned to phase of the menstrual cycle, between ovulation and
normal, because she is at the mercy of her newborn’s the next menses, some women fall asleep and enter
rapidly cycling shifts between sleeping and wak- REM sleep more quickly than usual. A few experience
ing, and because breast-feeding promotes sleepiness. extreme sleepiness. Investigators are studying the rela-
Researchers are probing whether sleep disturbances tionship between such sleep alterations, cyclic changes
during pregnancy may contribute to postpartum in body temperature, and levels of the hormone pro-
depression and compromise the general physical and gesterone to see whether these physiologic patterns
mental well-being of new mothers. also correlate with premenstrual mood changes.

Table 1 Sleep changes during adulthood


As people age, it takes longer to fall asleep, a phenomenon called increased sleep latency. And sleep efficiency—the percentage of time spent
asleep while in bed—decreases as well.
Age 20 Age 40 Age 60 Age 70 Age 80
Time to fall asleep 16 minutes 17 minutes 18 minutes 18.5 minutes 19 minutes
Total sleep time 7.5 hours 7 hours 6.2 hours 6 hours 5.8 hours
Time in stage N2 sleep 47% 51% 53% 55% 57%
Time in stage N3 sleep 20% 15% 10% 9% 7.5%
Time in REM sleep 22% 21% 20% 19% 17%
Time asleep while in bed 95% 88% 84% 82% 79%
Source: Sleep, Nov. 1, 2004, pp. 1255 –73.

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they sleep differently. Slow-wave sleep accounts for
Snoozing news less than 5% of sleep time, and in some people it is
The average length of time Americans spend sleeping has
dropped from about nine hours a night in 1910 to about
completely absent. Falling asleep takes longer, and the
seven hours today. shallow quality of sleep results in dozens of awaken-
ings during the night. Doctors used to reassure older
people that they needed less sleep than younger ones
Middle age to function well, but sleep experts now know that isn’t
As men and women enter middle age, slow-wave sleep true. At any age, most adults need seven and a half
continues to diminish. Nighttime awakenings become to eight hours of sleep to function at their best. Since
more frequent and last longer. Waking after about three older people often have trouble attaining this much
hours of sleep is particularly common. During meno- sleep at night, they frequently supplement nighttime
pause, many women experience hot flashes that can sleep with daytime naps. This can be a successful
interrupt sleep and lead to long-term insomnia. Obese strategy for accumulating sufficient total sleep over a
people are more prone to nocturnal breathing prob- 24-hour period. However, if you find that you need a
lems, which often start during middle age. Men and nap, it’s best to take one midday nap, rather than several
women who are physically fit sleep more soundly as brief ones scattered throughout the day and evening.
they grow older, compared with their sedentary peers. Sleep disturbances in elderly people, particularly
in those who have Alzheimer’s disease or other forms
of dementia, are very disruptive for caregivers. In one
The later years study, 70% of caregivers cited these problems as the
Like younger people, older adults still spend about decisive factor in seeking nursing home placement for
20% of sleep time in REM sleep, but other than that, a loved one.

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S p e c i a l S e c t ion

Dangers of sleep deprivation


M
any people don’t realize that lack of sufficient sleep can influenced by fluctuations in circa-
lead to a range of ill effects, triggering mild to potentially dian rhythms. For example, sleep-
deprived people may still function
life-threatening consequences, from weight gain to a
fairly well during the morning and
heart attack (see Figure 4). Sleep deprivation is broadly catego- evening. But during the peaks of
rized as complete or partial, based on duration and severity. sleepiness in the afternoon and
overnight hours, people often lit-
Complete sleep deprivation until their blood alcohol content erally cannot stay awake and may
Normally, you go about 16 or 17 reached 0.10%. The study con- fall asleep while standing, sitting,
hours between sleep sessions. cluded that 24 hours of wakeful- or even while talking on the tele-
Complete sleep deprivation hap- ness had the same deleterious effect phone, working on the computer,
pens as the hours extend beyond on driving ability as that of a blood or eating. A small percentage expe-
this point. First you feel tired, then alcohol content of 0.10%—enough rience paranoia and hallucinations.
exhausted. By 2 or 3 a.m., many to be charged with driving while
people have a hard time keeping intoxicated in most states. Partial sleep deprivation
their eyes open, but the effects Sleep deprivation also leaves Partial sleep deprivation occurs
extend throughout the body. Sim- you prone to two potentially dan- when you get some sleep, but not
ple tasks that you would normally gerous phenomena, microsleeps 100% of what you need. Experts
have no trouble accomplishing and automatic behavior (see page refer to this as building up a sleep
start to become difficult. 12), which play a role in thousands debt. An example would be when
In fact, a number of studies of of transportation accidents each a person who needs seven or eight
hand-eye coordination and reac- year. When complete sleep depri- hours of sleep gets only four to six
tion time have shown that such vation extends for two or three hours for several nights in a row.
sleep deprivation can be as debili- days, people have difficulty com- After a single night of short
tating as being intoxicated. In one pleting tasks demanding a high sleep, most people function at or
study, volunteers stayed awake for attention level and often experi- near their normal level. They may
28 hours, beginning at 8 a.m., and ence mood swings, depression, not feel great, but they can usually
periodically took driving simu- and increased feelings of tension. get through the day without oth-
lation tests. At a different time, Sleep deprivation is so debilitating ers noticing that anything is amiss.
the volunteers’ driving ability was that it is sometimes used as a com- After two or more nights of short
tested after drinking 10 to 15 grams ponent of military interrogation. sleep, people usually show signs
of alcohol at 30-minute intervals Performance is also highly of irritability and sleepiness. Work

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Special Section | Dangers of sleep deprivation

Figure 4 Health consequences of insufficient sleep completed sleepiness evaluation


questionnaires and took tests of
reaction time, memory, and cog-
Respiratory nitive ability.
More likely to catch a cold
Over the course of two weeks,
Cardiovascular reaction times in the group that
Boost in blood pressure
Higher likelihood of a heart attack slept eight hours a night remained
about the same, and their scores on
Metabolic
Propensity for packing on pounds the memory and cognitive tasks
Increased risk of developing diabetes rose steadily. In contrast, scores for
Mental the four-hour and six-hour sleep-
More prone to ers drew closer to those of the
depression and
anxiety fourth group, whose scores had
plummeted during their three days
without sleep. After two weeks, the
People who skimp on sleep face a higher risk of numerous health problems. four-hour sleepers were cognitively
in no better shape than the sleep-
performance begins to suffer—par- pressure and higher levels of the less group after its first night awake.
ticularly on complicated tasks—and stress hormone cortisol, and they Their memory scores and reac-
people are more likely to complain produced only half the usual num- tion times were about on par with
of headaches, stomach problems, ber of antibodies to a flu vaccine. those of the sleepless after their
and sore joints. In addition, people The sleep-deprived students also second consecutive all-nighter.
face a far higher risk of falling asleep showed signs of insulin resistance— The six-hour sleepers performed
on the job and while driving. a condition that is the precursor of adequately on the cognitive test
Long-term partial sleep depri- type 2 diabetes. All the changes— but lost ground on reaction time
vation occurs when someone gets which were reversed when the stu- and memory, logging scores that
less than the optimal amount dents made up the hours of lost approximated those of the sleepless
of sleep for months or years on sleep—help explain why ongoing after their first night awake.
end—a common scenario for sleep debt raises the risk of a num- Meanwhile, the six-hour and
insomniacs and people with sleep ber of health problems. the four-hour sleepers were fail-
disorders. But even healthy people Sleep loss exacts a toll on the ing to gauge reliably how sleepy
who can’t resist the round-the- mind as well as the body. In another they had become. At the end of the
clock commerce, communication, study, 48 healthy men and women study, their self-rated sleepiness
and entertainment opportunities who had been averaging seven to scores were leveling off, even as
our 24/7 society now offers may eight hours of sleep nightly were their performance scores contin-
fall prey to this problem. divided into four groups. One ued to decline.
In a landmark study of human group slept eight hours, another
sleep deprivation, researchers fol- slept six, and the third just four How sleep loss harms
lowed a group of student volunteers hours per night. The fourth group your health
who slept only four hours nightly went without sleep for three days. A growing number of studies have
for six consecutive days. The vol- Every two hours during their wak- linked long-term sleep deficits
unteers developed higher blood ing periods, all the participants with significant health problems.

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Dangers of sleep deprivation | Special Section

Viral infections The link appears to be especially or more hours nightly. As with
Anecdotal evidence supports the strong among children. Lack of overweight and obesity (which
notion that when you’re tired and sufficient sleep tends to disrupt are also closely linked to type 2
run-down, you’re more likely to hormones that control hunger and diabetes), the underlying cause is
get sick. A 2009 study in Archives appetite, and the resulting daytime thought to involve a disruption
of Internal Medicine offers some fatigue often discourages you from of the body’s normal hormonal
proof. Researchers tracked the exercising (see Figure 5). Excess regulation resulting from insuf-
sleep habits of 153 men and women weight, in turn, increases the risk ficient sleep.
for two weeks, then quarantined of a number of health problems—
them for five days and exposed including
Increased
hunger
some of those listed in High blood pressure
them to cold viruses. PeopleLeptin who the following paragraphs.
Increased
Researchers involved in the diabe-
Ghrelin
slept an average of less than seven Increased
caloric intake tes study also evaluated risk of high
oportunity to eat
hours per night Sleepwere three times Diabetes blood pressure among the same
Obesity
as likely to get sick as those who
deprevation A 2009 report in Diabetes Care group of people, which included
Altered
averaged at least eight hours. found a sharp increase in the risk
thermoregulation more than 1,700 randomly chosen
Reduced
of type 2 diabetes in people
energy with men and women from rural Penn-
expenditure
Weight gain persistent insomnia. People who
Increased
fatigue
sylvania. As described in a 2009
Not getting enough sleep makes had insomnia for a year or longer article in the journal Sleep, the
you more likely to gain weight, and who slept less than five hours researchers found the risk of high
according to a 2008 review article per night had a threefold higher blood pressure was three-and-a-
in the journal Obesity that analyzed risk of type 2 diabetes compared half times greater among insom-
findings from 36 different studies with those who had no sleep niacs who routinely slept less than
of sleep duration and body weight. complaints and who slept six six hours per night compared with

Figure 5 How sleep loss may lead to weight gain

Greater hunger

Increased caloric
More opportunity intake
to eat

Altered ability to
control body
temperature
Reduced energy
expenditure
Increased fatigue
Sleep deprivation Obesity

Staying up too late at night means you’ll have more opportunities to eat, but that’s not the only problem. Sleep deprivation
can alter your body’s metabolism, making you feel hungrier and slowing your metabolism. You’ll also feel more tired during
the day, which means you’re less likely to exercise.
Obesity, March 2008.

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Special Section | Dangers of sleep deprivation

normal sleepers who slept six or the Wisconsin Sleep Cohort study, two studies in young people—one
more hours nightly. people with severe sleep apnea involving 300 pairs of young twins,
were three times more likely to die and another including about 1,000
Heart disease of heart disease during 18 years teenagers—found that sleep prob-
A number of studies have linked of follow-up than those without lems developed before a diagnosis
short-term sleep deprivation with apnea. When researchers excluded of major depression and (to a lesser
several well-known risk factors those who used a breathing extent) anxiety. Sleep problems in
for heart disease, including higher machine (a common apnea treat- the teenagers preceded depression
cholesterol levels, higher triglycer- ment), the risk jumped to more 69% of the time and anxiety disor-
ide levels, and higher blood pres- than five times higher. Apnea spells ders 27% of the time.
sure. One such report, published can trigger arrhythmias (irregu-
in a 2009 issue of Sleep, included lar heartbeats), and the condition Mortality
more than 98,000 Japanese men also increases the risk of stroke and In the Japanese heart disease study
and women ages 40 to 79 who heart failure. described above, short sleepers of
were followed for just over 14 both genders had a 1.3-fold increase
years. Compared with women Mental illness in mortality compared with those
who snoozed for seven hours, A study of about 1,000 adults who got sufficient sleep. Severe
women who got no more than ages 21 to 30 found that, com- sleep apnea raises the risk of dying
four hours of shut-eye were twice pared with normal sleepers, those early by 46%, according to a 2009
as likely to die from heart disease, who reported a history of insom- study of 6,400 men and women
the researchers found. nia during an interview were four whom researchers followed for an
One common cause of poor times as likely to develop major average of eight years. Although
sleep, sleep apnea (see page 28), depression by the time of a second only about 8% of the men in the
also raises heart disease risk. In interview three years later. And study had severe apnea, those who
did and who were between 40 and
70 years of age were twice as likely
to die from any cause as healthy
Microsleeps and automatic behavior men in the same age group.
Microsleeps are brief episodes of sleep that occur in the midst of ongoing
wakeful activity. They can occur in people who are sleep deprived. These are Healthy sleep habits
the head nods some people experience when trying to stay awake during a
Clearly, getting enough sleep is
lecture, for example. They usually last just a few seconds but can go on for
10 or 15 seconds—and pose a grave danger if they happen when a person just as important as other vital ele-
is driving. Brain wave monitoring by EEG of someone experiencing micro­ ments of good health, such as eat-
sleeps shows brief periods of stage N1 sleep intruding into wakefulness. ing a healthy diet, getting regular
During this time, the brain does not respond to noise or other sensory inputs, exercise, and practicing good den-
and you don’t react to things happening around you. tal hygiene. In short, sleep is not a
Automatic behavior refers to a period of several minutes or more during luxury but a basic component of a
which a person is awake and performing routine duties but not attending healthy lifestyle.
to his or her surroundings or responding to changes in the environment.
Just like purchasing healthy
Examples include a driver who keeps the car on the road but misses an
intended exit and a train engineer who can continue pressing a lever at foods, taking an after-dinner
regular intervals but doesn’t notice an obstruction on the track. walk, or flossing your teeth, get-
ting adequate sleep requires time

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Dangers of sleep deprivation | Special Section

and discipline. Mentally block off 365 days a year. Just as an occa- them to watch the next evening.
certain hours for sleep and then sional ice cream sundae won’t If you don’t get to bed until 2
follow through on your intention, make you obese, staying up a few a.m. one night, allow time over
avoid building up a sleep debt, and extra hours for a party or to meet the next day or two to catch up
take steps to set up an ideal sleep a deadline is perfectly accept- on lost sleep. But over the long
environment. Seek a doctor’s help able—as long as you make plans haul, you need to make sure you
if conventional steps toward good to compensate the next day by consistently get enough sleep.
sleep don’t work. sleeping in, taking a short after- Sleep decisions are a quality-
This doesn’t mean that you noon nap, or going to bed earlier. of-life issue. Whatever your inter-
can’t have any fun, or that you If you have to get up at 7 a.m. to ests and goals, getting enough
need to beat yourself up if you be at work by 9, you’d best forgo sleep puts you in a better position
don’t get eight hours of sleep late-night talk shows—or record to enjoy and achieve them.

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General ways to improve sleep

M any things can interfere with sleep, ranging from


anxiety to an unusual work schedule. People who
have difficulty sleeping often discover that their daily
cause headache, irritability, and extreme fatigue, some
people find it easier to cut back gradually than to go
cold turkey. Those who can’t or don’t want to give up
routine holds the key to nighttime woes. caffeine should avoid it after 2 p.m., or noon if they are
especially caffeine-sensitive.

First-line strategies Stop smoking or chewing tobacco


Before examining specific sleep problems, it makes Nicotine is a central nervous system stimulant that
sense to address some common enemies of sleep and can cause insomnia. This potent drug makes it harder
tips for dealing with them. to fall asleep because it speeds your heart rate, raises
blood pressure, and stimulates fast brain wave activ-
Cut down on caffeine ity that indicates wakefulness. In people addicted to
Caffeine drinkers may find it difficult to fall asleep. Once nicotine, a few hours without it is enough to induce
they drift off, their sleep is shorter and lighter. For some withdrawal symptoms; the craving can even wake a
people, a single cup of coffee in the morning means a smoker at night. People who kick the habit fall asleep
sleepless night. That may be because caffeine blocks the more quickly and wake less often during the night.
effects of adenosine, a neurotransmitter thought to pro- Sleep disturbance and daytime fatigue may occur
mote sleep. Caffeine can also interrupt sleep by increas- during the initial withdrawal from nicotine, but
ing the need to urinate during the night. even during this period, many former users report
People who suffer from insomnia should avoid caf- improvements in sleep. If you continue to use tobacco,
feine as much as possible, since its effects can endure avoid smoking or chewing it for at least one to two
for many hours. Because caffeine withdrawal can hours before bedtime.

Tips for a better night’s sleep


Hygiene is the application of scientific knowledge to maintain good health. These procedures are known as
“sleep hygiene,” because they represent scientific thinking about maintaining healthy sleep patterns.

• Go to bed and wake up at the same time every day, even on • Avoid eating foods that contribute to heartburn.
weekends. • Don’t drink alcohol for at least two hours before bedtime.
• Use the bed only for sleeping or sex. • Limit fluids before bedtime to minimize nighttime trips to
• Forgo naps, especially close to bedtime. the bathroom.
• Limit the time you spend in bed. Turn in only when you’re • Stop smoking, or at least do not smoke for one to two hours
sleepy. If you don’t fall asleep within 15 minutes or if you before turning in for the night.
wake up and can’t fall back to sleep within that amount of • Exercise regularly (but not within two hours of bedtime).
time, get out of bed and do something relaxing until you
• Keep the bedroom cool, dark, and as quiet as possible.
feel sleepy again.
• Replace a worn-out or uncomfortable mattress.
• Avoid caffeine-containing beverages (coffee, many teas,
chocolate, and cola drinks) after 2 p.m., or noon if you’re • Take a hot bath before bedtime.
caffeine-sensitive. • Use relaxation techniques before bedtime.

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Use alcohol cautiously Stick to a regular schedule
Alcohol depresses the nervous system, so a nightcap A regular sleep schedule keeps the circadian sleep/
can help some people fall asleep. However, the qual- wake cycle synchronized (see “Your internal clock,”
ity of this sleep is abnormal. Alcohol suppresses REM page 4). People with the most regular sleep habits
sleep, and the soporific effects disappear after a few report the fewest problems with insomnia and the
hours. Drinkers have frequent awakenings and some- least depression. Experts advise getting up at about
times frightening dreams. Alcohol may be respon- the same time every day, even after a late-night party
sible for up to 10% of chronic insomnia cases. Also, or fitful sleep. Napping during the day can also make
because alcohol relaxes throat muscles and interferes it harder to get to sleep at night.
with brain control mechanisms, it can worsen snoring ■ Keep a sleep diary. Keeping a sleep diary may help
and other nocturnal breathing problems, sometimes you uncover some clues about what’s disturbing your
to a dangerous extent. sleep. If possible, you should do this for a month, but
Drinking during one of the body’s intrinsic sleepy even a week’s worth of entries can be useful.
times—midafternoon or at night—will induce more ■ Use strategic naps. If your goal is to sleep lon-
sleepiness than imbibing at other times of day. Even ger at night, napping is a bad idea. Because your daily
one drink can make a sleep-deprived person drowsy. sleep requirement remains constant, naps take away
In an automobile, the combination significantly from evening sleep.
increases a person’s chance of having an accident. But if your goal is to improve your alertness dur-
ing the day, a scheduled nap may be just the thing. If
Be physically active an insomniac is anxious about getting enough sleep,
Regular aerobic exercise like walking, running, or then a scheduled nap may improve the quality of
swimming provides three important sleep benefits: nighttime sleep by reducing anxiety.
you fall asleep faster, attain a higher percentage of deep If possible, nap shortly after lunch. People who
sleep, and awaken less often during the night. Exercise snooze later in the afternoon tend to fall into a deeper
seems to be of particular benefit to older people. In sleep, which causes greater disruption at night. An
one study, physically fit older men fell asleep in less ideal nap lasts no longer than an hour, and even a
than half the time it took for sedentary men, and they 15- to 20-minute nap has significant alertness bene-
woke up less often during the night. fits. Shorten or eliminate naps that produce lingering
Exercise is the only known way for healthy adults to grogginess.
boost the amount of deep sleep they get. Research shows
that older men and women who report sleeping nor-
Ways to control bedroom noise
mally can still increase the amount of time they spend in
deep sleep if they do some form of aerobic activity. A quiet bedroom can help contribute to a good night’s
sleep, particularly among older adults, who spend
But try to avoid exercise within two hours of bed-
less time in deep sleep and, therefore, are more easily
time because exercise is stimulating and can make it awakened by noises. Here are some ways to reduce or
harder to fall asleep. disguise noises that can interfere with sleep:
• Use earplugs.
Improve your sleep surroundings • Decorate with heavy curtains and rugs, which absorb
People respond to cues in their environment. Remov- sounds.
ing the television, telephone, and office equipment • Install double-paned windows.
from the bedroom reinforces that this room is meant
• Use a fan or other appliance that produces a steady
for sleeping. An ideal environment is quiet, dark, and
“white noise.” White noise devices, designed specifically
relatively cool, with a comfortable bed and minimal to provide this kind of steady hum, are available in
clutter. Banish reminders or discussions of stressful stores, as are CDs that provide soothing sounds.
issues to another room.

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Medical conditions and sleep problems

P eople who feel they sleep perfectly well may still be


troubled by excessive daytime sleepiness because
of a variety of underlying medical illnesses. A sleep
night feeling short of breath because extra body fluid
accumulates around their lungs when they’re lying
down. Using pillows to elevate the upper body may
disturbance may be a symptom of a health issue or help. These people can also be awakened just as they
an adverse effect of therapy to treat the problem. The are falling asleep by a characteristic breathing pattern
stress of chronic illness can also cause insomnia and called Cheyne-Stokes respiration, a series of increas-
daytime drowsiness. ingly deep breaths followed by a brief cessation of
breathing. Benzodiazepine sleep medications (see
“Prescription medications for insomnia,” page 22)
Illnesses that affect sleep help some people to stay asleep despite this breathing
Common conditions often associated with sleep prob- disturbance, but others may need to use supplemen-
lems include heartburn, diabetes, cardiovascular dis- tary oxygen or a device that increases pressure in the
ease, musculoskeletal disorders, kidney disease, mental upper airway and chest cavity to help them breathe
illness, neurological disorders, respiratory problems, and sleep more normally (see “Positive airway pres-
and thyroid disease. In addition, a number of pre- sure,” page 29).
scription and over-the-counter medications used to Men with heart failure frequently have obstruc-
treat these and other health problems can impair sleep tive sleep apnea, which can disrupt sleep, cause day-
quality and quantity (see Table 2). time sleepiness, and worsen heart failure. In people
with coronary artery disease, the natural fluctuations
Heartburn in circadian rhythms may trigger angina (chest pain),
Lying down in bed often worsens heartburn, which is arrhythmia (irregular heartbeat), or even heart attack
caused by the backup of stomach acid into the esopha- while asleep.
gus. You may be able to avoid this problem by abstain-
ing from heavy or fatty foods—as well as coffee and Musculoskeletal disorders
alcohol—in the evening. You can also use gravity to Arthritis pain can make it hard for people to fall asleep
your advantage by elevating your upper body with an and to resettle when they shift positions. In addi-
under-mattress wedge or blocks placed under the bed- tion, treatment with corticosteroids frequently causes
posts. Over-the-counter and prescription drugs that insomnia. You may find it helpful to take aspirin or
suppress stomach acid secretion can also help. a nonsteroidal anti-inflammatory drug (NSAID) just
before bedtime to relieve pain and swelling in your
Diabetes joints during the night.
Night sweats, a frequent need to urinate, or symptoms People with fibromyalgia—a condition charac-
of hypoglycemia (low blood sugar) often rouse people terized by painful ligaments and tendons—are likely
with diabetes whose blood sugar levels are not well to wake in the morning still feeling fatigued and as
controlled. If diabetes has damaged nerves in the legs, stiff and achy as a person with arthritis. Researchers
nighttime movements or pain may also disturb sleep. who analyzed the sleep of fibromyalgia sufferers have
found that at least half have abnormal deep sleep, in
Heart disease which slow brain waves are mixed with waves usually
Patients with heart failure may awaken during the associated with relaxed wakefulness, a pattern called

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alpha-delta sleep. In one study, 62 people with fibro-
myalgia received treatment for six weeks with either Coping with frequent nighttime urination
the NSAID naproxen, the tricyclic antidepressant Nocturia—the need to get up frequently to urinate dur-
ing the night—is a common cause of sleep loss, especially
amitriptyline, both drugs, or a placebo. Almost half
among older adults. It affects nearly two-thirds of adults
of those who took low doses of amitriptyline reported ages 55 to 84 at least a few nights per week.
sleeping and feeling better. A mild case causes a person to wake up at least twice
during the night; in severe cases, a person may get up as
Kidney disease many as five or six times. Not surprisingly, this can lead to
significant sleep deprivation and daytime fatigue.
Kidney disease can cause waste products to build up Nocturia becomes more common with age. As we get
in the blood and can result in insomnia or symptoms older, our bodies produce less of an antidiuretic hormone
of restless legs syndrome (see page 33). Although that enables us to retain fluid. With lower concentrations
researchers aren’t sure why, kidney dialysis or trans- of this hormone, we produce more urine at night. Also, the
bladder tends to lose holding capacity as we age, and older
plant does not always return sleep to normal.
people are more likely to suffer from medical problems that
affect the bladder.
Mental illness Nocturia has numerous possible other causes, including
Almost all people with anxiety or depression have trou- some of the disorders mentioned in this report (heart failure,
ble falling asleep and staying asleep. In turn, not being diabetes), other medical conditions (urinary tract infection,
an enlarged prostate, liver failure, multiple sclerosis, sleep
able to sleep may become a focus of some sufferers’ apnea), and medication (especially diuretics). Some cases
ongoing fear and tension, causing further sleep loss. are caused or exacerbated by excessive fluid intake after
■ General anxiety. Severe anxiety, formally known dinner, especially drinks containing alcohol or caffeine.
as generalized anxiety disorder, is a mental illness Therapies for nocturia fall into three categories: treat-
ments to correct medical causes, behavioral interven-
characterized by persistent, nagging feelings of worry,
tions, and medication. The first step is to try to identify the
apprehension, or uneasiness. These feelings are either cause and correct it. If this is unsuccessful, try behavioral
unusually intense or out of proportion to the real approaches such as cutting down on how much you drink in
troubles and dangers of the person’s everyday life. Peo- the two hours before bedtime, especially caffeine and alco-
ple with the disorder typically experience excessive, hol. If the nocturia persists, your doctor may prescribe one
of a growing number of medications approved to treat an
persistent worry every day or almost every day for a overactive bladder. The most commonly used is desmopres-
period of six months or more. Common symptoms sin (DDAVP, Stimate), which mimics some of the action of the
include trouble falling asleep, trouble staying asleep, antidiuretic hormone. If the problem stems from increased
and not feeling rested after sleep. contractions of the bladder, relaxant agents such as tol­
terodine (Detrol) and oxybutynin (Ditropan) can be effective.
■ Phobias and panic attacks. Phobias, which are
intense fears related to a specific object or situation,
rarely cause sleep problems unless the phobia is itself cian evaluating a person with insomnia will consider
sleep-related (such as fear of nightmares or of the bed- depression as a possible cause. Waking up too early
room). Panic attacks, on the other hand, often strike at in the morning is a hallmark of depression, and some
night. In fact, the timing of nocturnal attacks helped depressed people have difficulty falling asleep or get
convince psychiatrists that these episodes are biologi- fitful sleep throughout the whole night. In chronic,
cally based. Sleep-related panic attacks do not occur low-grade depression, insomnia or sleepiness may
during dreaming, but rather in stage N2 and stage N3 be the most prominent symptom. Laboratory stud-
sleep, which are free of psychological triggers. In many ies have shown that people who are depressed spend
phobias and panic disorders, recognizing and treating less time in slow-wave sleep and may enter REM sleep
the underlying problem—often with an anti-anxiety more quickly at the beginning of the night.
medication—may solve the sleep disturbance. ■ Bipolar disorder. Disturbed sleep is a prominent
■ Depression. Because almost 90% of people with feature of bipolar disorder (manic-depressive illness).
serious depression experience insomnia, a physi- Sleep loss may exacerbate or induce manic symptoms

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or temporarily alleviate depression. During a manic ■ Schizophrenia. Some people with schizophre-
episode, a person may not sleep at all for several days. nia sleep very little when they enter an acute phase
Such occurrences are often followed by a “crash” dur- of their illness. Between episodes, their sleep patterns
ing which the person spends most of the next few are likely to improve, although many schizophrenics
days in bed. rarely obtain a normal amount of deep sleep.

Table 2 Medications that may affect sleep


A number of drugs steal sleep, while others may cause unwanted drowsiness. Your doctor may be able to suggest alternatives that do not
disrupt sleep.
Possible effect on sleep and
Medication Used to treat Common examples
daytime functioning
Anti-arrhythmics Heart rhythm problems procainamide (Procanbid), Nighttime sleep difficulties,
quinidine (Cardioquin), daytime fatigue
disopyramide (Norpace)
Beta blockers High blood pressure, heart rhythm atenolol (Tenormin), metoprolol Insomnia, nighttime awakenings,
problems, angina (Lopressor), propranolol (Inderal) nightmares
Clonidine High blood pressure; sometimes clonidine (Catapres) Daytime drowsiness and fatigue,
prescribed off-label for alcohol disrupted REM sleep; less
withdrawal, smoking cessation, or commonly, restlessness, early
other health problems morning awakening, nightmares
Corticosteroids Inflammation, asthma prednisone (Sterapred, others) Daytime jitters, insomnia
Diuretics High blood pressure chlorothiazide (Diuril), Increased nighttime urination,
chlorthalidone (Hygroton), painful calf cramps during sleep
hydrochlorothiazide (Esidrix,
HydroDIURIL, others)
Medications Cough, cold, and flu Coricidin HBP, Nyquil Cough, Suppressed REM sleep, disrupted
containing alcohol Theraflu Warming Relief nighttime sleep
Medications containing Decreased alertness NoDoz, Vivarin, Caffedrine Wakefulness that may last up to
caffeine six to seven hours

Headaches and other pain Anacin, Excedrin, Midol

Nicotine replacement Smoking nicotine patches (Nicoderm), gum Insomnia, disturbing dreams
products (Nicorette), nasal spray or inhalers
(Nicotrol), and lozenges (Commit)
Sedating antihistamines* Cold and allergy symptoms diphenhydramine (Benadryl), Drowsiness
chlorpheniramine (Chlor-Trimeton)
Motion sickness dimenhydrinate (Dramamine)

Selective serotonin reuptake Depression, anxiety fluoxetine (Prozac), sertraline Decreased REM sleep, daytime
inhibitors (SSRIs) (Zoloft), paroxetine (Paxil) fatigue
Sympathomimetic stimulants Attention deficit disorder dextroamphetamine (Dexedrine), Difficulty falling asleep, decreased
methamphetamine (Desoxyn), REM and non-REM deep sleep
methylphenidate (Ritalin)
Theophylline Asthma theophylline (Slo-bid, Theo-Dur, Wakefullness similar to that
others) caused by caffeine
Thyroid hormone Hypothyroidism levothyroxine (Levoxyl, Synthroid, Sleeping difficulties (at higher
others) doses)
*These medications are also found in over-the-counter sleep aids (see page 25).

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Other neurological disorders rupts sleep. Some arousals are from the tremors and
Certain brain and nerve disorders can contribute to movements caused by the disorder, and others seem
sleeplessness. to result from the disorder itself. As a result, daytime
■ Dementia. Alzheimer’s disease and other forms sleepiness is common. Treatment with sleeping pills
of dementia may disrupt sleep regulation and other may be difficult because some drugs can worsen Par-
brain functions. Wandering, disorientation, and agi- kinson’s symptoms. Some patients who take drugs
tation during the evening and night, a phenomenon such as levodopa, the mainstay of Parkinson’s treat-
known as “sundowning,” can require constant super- ment, develop severe nightmares; others experience
vision and place great stress on caregivers. In such disruption of REM sleep. However, the use of these
cases, small doses of antipsychotic medications such medications at night is important to maintain the
as haloperidol (Haldol) and thioridazine (Mellaril) are mobility needed to change positions in bed. A bed rail
more helpful than benzodiazepine drugs. or an overhead bar (known as a trapeze) may make it
■ Epilepsy. People with epilepsy are twice as likely easier for people with Parkinson’s to move about and,
as others to suffer from insomnia. Brain wave distur- therefore, lead to better sleep.
bances that cause seizures can also cause deficits in
slow-wave sleep or REM sleep. Antiseizure drugs can Respiratory problems
cause similar changes at first, but tend to correct these Circadian-related changes in the tone of the mus-
sleep disturbances when used for a long time. About cles surrounding the airways can cause the airways
one in four people with epilepsy has seizures that to constrict during the night, raising the potential
occur mainly at night, causing disturbed sleep and for nocturnal asthma attacks that rouse the sleeper
daytime sleepiness. Sleep deprivation can also trigger abruptly. Breathing difficulties or fear of having an
a seizure, a phenomenon noted in college infirmaries attack may make it more difficult to fall asleep, as can
during exam periods, as some students suffer their the use of steroids, theophylline, or other breathing
first seizures after staying up late to study. medications that also have a stimulating effect, simi-
■ Headaches, strokes, and tumors. People who are lar to that of caffeine. One study found that nearly
prone to headaches should try to avoid sleep depri- 75% of people with asthma experienced frequent
vation, as lack of sleep can promote headaches. Both awakenings every week. People who have emphy-
cluster headaches and migraines may be related to sema or bronchitis may also have difficulty falling
changes in the size of blood vessels leading to the cor- and staying asleep because of excess sputum produc-
tex of the brain; pain occurs when the walls of the tion, shortness of breath, and coughing.
blood vessels dilate. Researchers theorize that as the
body catches up on missed sleep, it spends more time Thyroid disease
in delta sleep, when vessels are most constricted, mak- An overactive thyroid gland (hyperthyroidism) can
ing the transition to REM sleep more dramatic and cause sleep problems. The disorder overstimulates
likely to induce a headache. Headaches that awaken the nervous system, making it hard to fall asleep,
people are often migraines, but some migraines can be and it may cause night sweats, leading to nighttime
relieved by sleep. arousals. Feeling cold and sleepy is a hallmark of an
Sleepiness coupled with dizziness, weakness, head- underactive thyroid (hypothyroidism). Because thy-
ache, or vision problems may signal a serious problem roid function affects every organ and system in the
such as a brain tumor or stroke, which requires imme- body, the symptoms can be wide-ranging and some-
diate medical attention. times difficult to decipher. Checking thyroid func-
■ Parkinson’s disease. Almost all people with Par- tion requires only a simple blood test, so if you notice
kinson’s disease have insomnia. Just getting in and out a variety of unexplained symptoms, ask your doctor
of bed can be a struggle, and the disease often dis- for a thyroid test.

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Insomnia

P eople with insomnia—the inability to sleep—may


be plagued by trouble falling asleep, unwelcome
awakenings during the night, and fitful sleep. They
“Medical conditions and sleep problems,” page 16). In
these instances, treating the condition or changing the
medication may relieve the insomnia.
may experience daytime drowsiness, yet still be unable One common form of persistent sleeplessness is
to nap, and are often anxious and irritable or forgetful conditioned (learned) insomnia. After experiencing a
and unable to concentrate. few sleepless nights, some people learn to associate the
Although it’s the most common sleep disturbance, bedroom with being awake. Taking steps to cope with
insomnia is not a single disorder, but rather a general sleep deprivation—napping, drinking coffee, having a
symptom like fever or pain. Finding a remedy requires nightcap, or forgoing exercise—only fuels the problem.
uncovering the cause. Nearly half of insomnia cases As insomnia worsens, anxiety regarding the insomnia
stem from psychological or emotional problems. may also worsen, leading to a vicious cycle in which
Stressful events, mild depression, or an anxiety disor- fears about sleeplessness and its consequences become
der can keep people awake at night. With proper treat- the primary cause of the insomnia.
ment of the underlying cause, the insomnia usually
recedes. If it doesn’t, additional treatment focusing on
sleep may help. First-line treatment: Behavioral
changes
For chronic insomnia, the treatment of choice is to
Types of insomnia change your lifestyle and habits. A careful evaluation
One way doctors classify insomnia is by its duration. can pinpoint habits that keep you up at night. A sleep
Insomnia is considered transient if it lasts only a few specialist trained in behavioral medicine can help
days, short-term if it continues for a few weeks, and people with learned insomnia replace their bad habits
chronic if the problem persists. with positive ones.
The causes of transient or short-term insomnia
are usually apparent to the sufferer—the death of or Sleep restriction
separation from a loved one, nervousness about an People with insomnia often tend to spend more time
upcoming event (such as a wedding, public speaking in bed, hoping this will lead to sleep. In reality, spend-
engagement, or move), jet lag, or discomfort from an ing less time in bed—a technique known as sleep
illness or injury. Chronic insomnia may be caused by restriction—promotes more restful sleep and helps
a number of medications or medical conditions (see make the bedroom a welcome sight instead of a tor-
ture chamber. As you learn to fall asleep quickly and
sleep soundly, the time in bed is slowly extended until
Snoozing news you obtain a full night’s sleep.
The National Center on Sleep Disorders Research esti- Some sleep experts suggest starting with six hours
mates that each year, sleep disorders, sleep deprivation, at first, or whatever amount of time you typically sleep
and sleepiness add $15.9 billion to the national health at night. Setting a rigid early morning waking time
care bill. Additional costs to society for related health often works best. If the alarm is set for 7 a.m., a six-
problems, such as lost worker productivity and accidents,
are not included in this calculation.
hour restriction means that no matter how sleepy you
are, you must stay awake until 1 a.m. Once you are

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sleeping well during the allotted six hours, you can • Slowly move your attention through different parts of
add another 15 or 30 minutes, then repeat the process your body: your calves, thighs, lower back, hips, and
until you’re getting a healthy amount of sleep. pelvic area; your middle back, abdomen, upper back,
shoulders, arms, and hands; your neck, jaw, tongue,
Reconditioning forehead, and scalp. Feel your body relax and your
Developed in the 1970s, this technique reconditions lungs gently expand and contract. Relax any spots
people with insomnia to associate the bedroom with that are still tense. Breathe softly.
sleep. These are the rules: • If thoughts distract you, gently ignore them and
• Use the bed only for sleeping or sex. return your attention to your breathing. Your wor-
• Go to bed only when you’re sleepy. If you’re unable ries and thoughts will be there when you are ready to
to sleep, move to another room and do something acknowledge them.
relaxing. Stay up until you are sleepy, then return to
Another way to release physical tension and relax
bed. If sleep does not follow quickly, repeat.
more effectively is to use biofeedback. This approach
• During the reconditioning process, get up at the
involves using equipment that monitors involuntary
same time every day and do not nap.
body states (such as muscle tension or hand tempera-
The idea is to train your body to associate your bed ture) and makes you aware of them. Immediate feed-
with sleep instead of sleeplessness and frustration. back helps you see how various thoughts or relaxation
maneuvers affect tension, enabling you to learn how
Relaxation techniques to gain voluntary control over the process. Biofeed-
For some people with insomnia, a racing or worried back is usually done under professional supervision.
mind is the enemy of sleep. In others, physical tension
is to blame. Techniques to quiet a racing mind—such Cognitive behavioral therapy
as meditation, breathing exercises, progressive muscle Cognitive behavioral therapy (CBT) teaches people
relaxation, and biofeedback—can be learned in behav- new ways of thinking about and then doing things.
ior therapy sessions or from books, CDs, or classes. CBT has proved helpful in treating addictions, pho-
Progressive muscle relaxation, which involves pro- bias, and anxiety—as well as insomnia.
gressively tensing and relaxing your muscles starting CBT for insomnia aims to change the negative
with your feet and working your way up your body, thoughts and beliefs about sleep into positive ones.
is a tried-and-true, drug-free technique for achiev- People with insomnia tend to become preoccupied
ing both physical and mental relaxation. A typical with sleep and apprehensive about the consequences
approach is this: of poor sleep. This worry makes relaxing and fall-
• Lie on your back in a comfortable position. Put a pil- ing asleep nearly impossible. The basic tenets of this
low under your head if you like, or place one under therapy include setting realistic goals and learning to
your knees to relax your back. Rest your arms, with let go of inaccurate thoughts that can interfere with
palms up, slightly apart from your body. Feel your sleep. Common types and examples of these thoughts
shoulders relax. include

• Take several slow, deep breaths through your nose. • misattributions (“When I feel nervous during the
Exhale with a long sigh to release tension. day, it’s always because I did not sleep well the night
before”)
• Focus on your feet and ankles. Are they painful or
• hopelessness (“I’ll never get a decent night’s rest”)
tense? Tighten the muscles briefly to feel the sensa-
tion. Let your feet sink into the floor or the bed. Feel • unrealistic expectations (“I need eight hours of sleep
them getting heavy and becoming totally relaxed. Let tonight” or “I have to fall asleep before my spouse
them drop from your consciousness. does”)

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• exaggerating consequences (“If I don’t get to sleep “very much improved.” (For more information about
soon, I’ll embarrass myself at tomorrow’s meeting”) these programs, see “Resources,” page 48.)
• performance anxiety (“It will take me at least an hour
to fall asleep”).
Prescription medications for
A cognitive behavioral therapist helps you replace insomnia
these maladaptive thoughts with accurate and con- Prescription medications can be useful for some peo-
structive ones, such as “All my problems do not stem ple with insomnia, usually for transient or short-term
from insomnia,” “I stand a good chance of getting insomnia. But these drugs should be used at the low-
a good night’s sleep tonight,” or “My job does not est dose and for the shortest possible period of time.
depend on how much sleep I get tonight.” The ther- Since behavioral therapies are as effective and may
apist also provides structure and support while you have longer-lasting beneficial effects, they should be
practice new thoughts and habits. tried first when possible.
In one study, just five sessions of CBT focusing on Doctors prescribe several different types of med-
proper sleep techniques cut the average time it took ications to treat insomnia (see Table 3), including
people to fall asleep from 68 minutes to 34 minutes. older medications called benzodiazepines, which are
Subsequent research on people who did CBT alone also used to treat anxiety; newer, related medications
or in combination with the drug zolpidem (see “Pre- known as nonbenzodiazepines, which selectively target
scription medications for insomnia,” at right) for six sleep receptors in the brain; and antidepressants, which
weeks found that both groups improved, but those are typically prescribed in doses lower than those used
who received the combined therapy had a larger to treat depression. The newest sleep drug, ramelteon,
increase in total sleep time. During the subsequent is classified as a melatonin-receptor agonist.
six months, the participants received no treatment, ■ Benzodiazepines. These medications enhance the
CBT alone, or the combined therapy. Those who activity of GABA, a neurotransmitter that calms brain
received the six-week combined therapy followed by activity. Different benzodiazepines vary in how quickly
CBT alone for six months fared the best. The find- they take effect and how long they remain active in
ings, described in a 2009 report in The Journal of the the body. Taken at night, benzodiazepines can lead
American Medical Association, suggest that short- to next-day drowsiness and sedation. If your main
term medical therapy can help initially, but isn’t nec- problem is getting to sleep, your doctor may prescribe
essary for extended periods of time if you can learn one that begins working quickly and is short-acting,
and stick with good sleep habits. such as triazolam (Halcion). If your problem is stay-
The biggest obstacle to successful treatment with ing asleep, a drug that lasts longer—such as estazolam
CBT is patient commitment—some people fail to com- (ProSom) or temazepam (Restoril)—may be neces-
plete all the required sessions or to practice the tech- sary. These drugs are useful for patients with anxiety
niques on their own. Internet-based programs might and insomnia that results from it.
help address that problem. Several small studies sug- One drawback of benzodiazepines is that they
gest that online CBT programs that teach people good reduce how much deep sleep you get. Also, many peo-
sleep hygiene, relaxation techniques, and other strat- ple who use benzodiazepines develop tolerance—the
egies can help insomniacs sleep better. One program, need for more and more of the drug to obtain the same
called SHUTi (Sleep Healthy Using the Internet), effect. After a few weeks, the drugs may no longer pro-
helped long-term insomniacs boost their sleep effi- mote sleep. Another risk is that stopping the medica-
ciency compared with a control group. Another study tion abruptly after long-term use can cause insomnia
documented at least mild improvements in about 80% that’s even worse than the insomnia you had before
of people who completed five weeks of online CBT, with you started taking the drug (a phenomenon known as
35% reporting that their sleep was “much improved” or rebound). These medications should be discontinued

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under a doctor’s supervision because withdrawal may tors, the nonbenzodiazepines act only on the sleep
lead to muscle tension, restlessness, irritability, or, in receptors in your brain, which means they cause fewer
rare cases, convulsions. side effects. They also appear to have little or no effect
■ Nonbenzodiazepines. These medications also on deep sleep. Many physicians now prescribe these
enhance the sleep-inducing activity of GABA, but drugs—which include eszopiclone (Lunesta), zale-
they have a slightly different chemical composition. plon (Sonata), and zolpidem (Ambien)—in situations
While benzodiazepines affect multiple brain recep- where they formerly prescribed benzodiazepines.

Table 3 Prescription medications for insomnia


Generic name (brand name) Side effects Comments
Benzodiazepines (for short-term treatment of insomnia)
alprazolam* (Xanax) Clumsiness or unsteadiness, dizziness, Should be used with caution by people with sleep
clonazepam* (Klonopin) lightheadedness, daytime drowsiness, headache apnea or other breathing difficulties; not to be
diazepam* (Valium) used with alcohol or other depressants; tolerance
estazolam (ProSom) may develop; withdrawal symptoms occur if
flurazepam (Dalmane) stopped abruptly. Triazolam is a short-acting
lorazepam* (Ativan) medication.
quazepam (Doral)
temazepam (Restoril)
triazolam (Halcion)
Nonbenzodiazepines (for insomnia)
eszopiclone (Lunesta) Headache, daytime drowsiness, dizziness, nausea, Avoid combining these medications with alcohol
zaleplon (Sonata) drugged feeling and certain depressants (including antihistamines,
zolpidem (Ambien, Ambien CR) muscle relaxants, and sedatives).
Antidepressants* (for insomnia, nonrestorative sleep, and depression)
Serotonin modulator Dizziness, dry mouth, headache, nausea, Certain antidepressants should not be used with
trazodone (Desyrel) constipation or diarrhea, painful erections a monoamine oxidase inhibitor (MAOI) or during
immediate recovery from a heart attack.
Selective serotonin reuptake Dry mouth, drowsiness, dizziness, sexual
inhibitors (SSRIs) dysfunction, nausea, diarrhea, headache,
citalopram (Celexa) jitteriness, sweating, insomnia, weight gain
fluoxetine (Prozac)
fluvoxamine (Luvox)
paroxetine (Paxil)
sertraline (Zoloft)
Serotonin and norepinephrine Upset stomach, excitement or anxiety, dry mouth,
reuptake inhibitor (SNRI) skin sensitivity to sunlight, weight gain, headache
venlafaxine (Effexor)
Tetracyclic Dry mouth, constipation, weight gain, headache,
mirtazapine (Remeron) dizziness
Tricyclics Dry mouth, dizziness, constipation, incomplete
amitriptyline (Elavil) urination, weight gain, sun sensitivity, sweating,
doxepin (Sinequan) faintness upon standing, increased heart rate,
nortriptyline (Aventyl, Pamelor) sexual dysfunction
trimipramine (Surmontil)
Melatonin receptor agonist (for insomnia at bedtime)
ramelteon (Rozerem) Dizziness May exacerbate depression; not to be used by
people who have severe liver damage or who take
fluvoxamine (Luvox).
*Although the FDA has not approved these drugs for this use, physicians have found that they often help people with insomnia and therefore prescribe them.

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All three drugs make you fall asleep quicker, but well as headache, dizziness, nausea, and, in rare cases,
only eszopiclone and zolpidem lengthen total sleep sleepwalking and sleep eating (see “Sleeping pills and
time. Zaleplon and zolpidem act quickly (within 20 sleep eating,” at left). The long-term effects of nonben-
minutes) and, for the most part, wear off before your zodiazepines remain unknown.
typical waking time. Zaleplon wears off especially ■ Antidepressants. These medications are neither
quickly, so it may not keep you asleep the whole night approved for insomnia nor proven effective for it.
if you take it before bed, but you can take one if you However, some doctors believe antidepressants have
wake up in the middle of the night and can’t fall back fewer side effects and are safer for long-term use than
asleep. Eszopiclone takes a little longer to take effect benzodiazepines, and that insomnia is often related
and also lasts longer. A long-acting version of zolpi- to depression. In addition, antidepressants have fewer
dem, called Ambien CR, helps with problems with regulatory restrictions than benzodiazepines, so they’re
staying asleep as well as falling asleep. easier to prescribe. Those most commonly prescribed
While zolpidem and zaleplon are both approved for insomnia include trazodone (Desyrel), amitrip-
only to treat short-term insomnia (for up to 30 days), tyline (Elavil, Endep) and doxepin (Sinequan).
eszopiclone is approved to treat insomnia for up to six In fact, antidepressants do seem to help some peo-
months. This does not mean eszopiclone is necessarily ple. Studies of depressed people who also have sleep
superior—just that its manufacturer took the time and problems show that the medication reduces the time it
expense to conduct studies to show the drug is safe takes to fall asleep and nighttime arousals. How they
and effective for longer use. work isn’t clear, but sleep may result from a sedative
While nonbenzodiazepines have fewer drawbacks effect. In addition, the drugs’ ability to ease anxiety
than benzodiazepines, they’re not perfect for everyone. and mild depression may make it easier for people
Some people find the drugs aren’t powerful enough to with these problems to relax and fall asleep.
put them to sleep. And the drugs may still cause morn- The effect of antidepressants on sleep quality var-
ing grogginess, tolerance, and rebound insomnia, as ies; in general, they reduce REM sleep but have little
impact on deep sleep. Side effects—namely dizziness,
dry mouth, upset stomach, weight gain, and sexual
Sleeping pills and sleep eating dysfunction—are common. These drugs also can
Several news reports in 2006 drew attention to a strange increase leg movements during sleep. Some people
side effect of zolpidem (Ambien): sleep eating. People were
find certain antidepressants make them feel nervous
seen foraging for food at night but were unable to remem-
ber the episodes in the morning, or they reported finding or restless, so the medication can actually exacerbate
evidence of a midnight feast with no recollection of the insomnia. It’s not clear if these medications lead to tol-
event. Several people even gained quite a lot of weight. erance or rebound insomnia.
Other unusual side effects seen with Ambien and related ■ Melatonin-receptor agonist. Ramelteon (Roz-
drugs include sleepwalking, short-term amnesia, and, erem) works by attaching to the same receptors on
rarely, sleep driving. Some of the driving cases occurred the suprachiasmatic nucleus used by the body’s natu-
when people took sleep medication after drinking alcohol.
As a result of these incidents, in 2007 the FDA ordered the
rally produced melatonin (see page 5). The suprachi-
drugs’ manufacturers to issue strong new label warnings asmatic nucleus controls the circadian cycle of sleep
about the risks of unusual behavior and to produce bro- and wakefulness. Ramelteon has a more potent effect
chures about safe use. than ingested melatonin, which helps some people fall
Although rare, these incidents highlight the need for people asleep faster and can be used to change the circadian
who use sleep medication to be aware of the potential side sleep phase. The drug is approved to treat insomnia
effects and to use them properly. Always allow enough
for people who have trouble falling asleep at bedtime.
time for sleep, use only as directed, and avoid alcohol. If
you experience any unusual occurrences, talk to your doc- Ramelteon’s most common side effect is dizzi-
tor right away. ness, and it may also worsen symptoms of depression.
People who have severe liver damage or who use the

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antidepressant fluvoxamine (Luvox) shouldn’t take it. sea and, more rarely, fast or irregular heartbeat, blurred
Ramelteon has a short half-life of two to five hours. vision, or heightened sensitivity to sunlight. Complica-
Citing clinical studies that found ramelteon did not tions are generally more common in children and people
cause tolerance, dependence, or rebound insomnia, the over age 60. Diphenhydramine blocks the brain chemi-
drug’s manufacturer promotes it for long-term use. cal acetylcholine, which is essential for normal brain
The drug may be more likely to benefit older rather function. A study that pooled findings from 27 stud-
than younger people, since people produce less mela- ies on the effect of medications like diphenhydramine
tonin as they age. However, older people’s primary sleep found that elderly people who took these drugs faced
problem tends to be waking up during the night, not a higher risk of cognitive problems, including delir-
falling asleep at the beginning of the night, suggesting ium. Alcohol heightens the effect of these medications,
ramelteon’s usefulness may be limited. More studies which can also interact adversely with some drugs. If
and clinical experience should help you take nonprescription sleeping
clarify the picture. pills, be sure to ask your physician
about the possibility of interactions
with other medications.
Over-the-counter But be aware that sleep experts
sleep aids generally advise against using these
Drugstores carry a bewildering medications, largely because of
variety of over-the-counter sleep their side effects but also because
products, and there’s clearly a mar- they are often ineffective in reliev-
ket for such products. One small ing sleep problems. Furthermore,
survey of people ages 60 and over there is no information about the
found that more than a quarter had Many nonprescription sleep aids contain safety of taking such medications
taken nonprescription sleeping aids antihistamines such as diphenhydramine. over the long term.
in the preceding year—and that one
in 12 did so daily. But do these products work? And Dietary supplements
if you try them, should you choose a sleeping pill, an A 2007 survey reported that about 1.4% of adult
herbal remedy, a dietary supplement, or a mechanical Americans had used some form of alternative medi-
device? cine (mostly herbal supplements) for insomnia or
trouble sleeping.
Standard nonprescription sleeping pills As with other dietary supplements, the FDA does
Behind the riot of competing brands, this class of not regulate these products, so they aren’t tested for
products is surprisingly straightforward. Each one— safety, effectiveness, quality, or accuracy of labeling.
whether a tablet, capsule, or gelcap—contains an Although marketed as “natural,” these products may
antihistamine as its primary active ingredient. Most contain biologically active substances that can have
over-the-counter sleep aids—including Nytol, Som- side effects or interact with other medications or sup-
inex, and others—contain 25 to 50 milligrams (mg) plements. If you’re thinking about using such products
of the antihistamine diphenhydramine. A few, such (or already do so) be sure to tell your doctor.
as Unisom SleepTabs, contain 25 mg of doxylamine, Many herbal products include a variety of active
another antihistamine. Others—including Aspirin- ingredients, some of which might interact unfavor-
Free Anacin PM and Extra Strength Tylenol PM— ably with other medications you’re taking. Even a single
combine antihistamines with 500 mg of the pain herb is a complex chemical stew. Valerian root extract,
reliever acetaminophen. for example, contains more than 100 specifically identi-
Over-the-counter antihistamines have a sedating fied substances. Researchers don’t know precisely which
effect and are generally safe. But they can cause nau- of these accounts for the herb’s effect, nor can they say

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■ Chamomile. Tea made from this flower, a member
Mechanical devices of the daisy family, is a traditional remedy long used to
Specially designed orthopedic pillows may help people help people relax and become drowsy. Chamomile is
with insomnia sleep better. For people with sleep prob- both mild and safe—although rare allergic reactions,
lems due to snoring or nasal congestion, adhesive-backed
including bronchial constriction, can occur. If you’re
nasal strips (such as Breathe Right) or devices such as
NoseWorks, a small plastic nasal support, may provide allergic to plants in the daisy family, which includes
relief. Manufacturers contend that such products help ragweed, you should probably avoid this herb. There
keep nasal passages open, reduce snoring, and increase are no scientific studies showing chamomile is effec-
airflow, thus improving sleep. But little independent re- tive in treating insomnia.
search has evaluated these claims, and many people who
■ Synthetic melatonin. The brain’s production of
try them find they don’t work.
the hormone melatonin peaks in the late evening, in
conjunction with the onset of sleep. Since the 1990s,
exactly how they might interact with other medications. a synthetic version has been widely available in the
Finally, the per-dose price of these remedies varies far United States as a supplement at health food stores
more than that of standard sleeping pills. and pharmacies. In Great Britain and Canada, mela-
Scientific understanding of these substances is lim- tonin is classified as a medicine and available by pre-
ited, and what we know generally comes from small, scription only.
short-term studies. Thus, most doctors discourage the Despite some initial enthusiasm for synthetic
use of herbal medicines as sleep aids. But the market melatonin, most subsequent research has been disap-
for such products is booming. Readily available alter- pointing, finding either minimal benefits or none at
native sleep remedies include the following: all. A 2004 review of the melatonin research by the
■ Valerian (Valeriana officinalis). A few studies sug- federal Agency for Healthcare Research and Quality
gest that valerian is mildly sedating and can help (AHRQ) concluded that the supplement “is not effec-
people fall asleep and improve their sleep quality. tive in treating most sleep disorders.”
However, a review in the Journal of Clinical Sleep Med- However, a subset of people do appear to bene-
icine pointed out that most of the studies were small fit: those whose insomnia results from delayed sleep
and flawed, and that even the positive studies showed phase syndrome (see page 40), a circadian rhythm dis-
only a mild effect. The most common reported side order in which people don’t start to feel sleepy until
effects are headaches, dizziness, itching, and gastroin- hours after the traditional bedtime. The AHRQ review
testinal disturbances. found that melatonin enables people with this disor-
As with other unregulated remedies, the quality of der to fall asleep an average of nearly 40 minutes faster
valerian-containing products varies widely. A report by than they would with a placebo.
ConsumerLab—a commercial laboratory that periodi- Melatonin has a short half-life (one or two hours)
cally tests the quality of herbal remedies—found that and does not appear to pose any major health risks
nearly a quarter of valerian-based products appeared to when taken for a short time. The most commonly
contain no valerian whatsoever, and an equal number reported side effects are nausea, headache, and dizzi-
had less than half the amount claimed on their labels. ness. Its long-term effects are unknown.

26 Improving Sleep www.health.har vard.edu

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Breathing disorders in sleep

A lthough relaxed and steady breathing is natural


for most sleepers, some people snore so loudly
that they literally wake the neighbors. Loud snoring
Treatments for snoring
Hundreds of devices are marketed as aids for people
who wish to stop snoring or improve their nighttime
may be a sign of sleep apnea, a life-threatening con- breathing. Some encourage you to sleep on your side;
dition marked by frequent interruptions in breathing. others are dental appliances that try to keep your air-
In most cases, however, people who snore only suf- way open by preventing your tongue from falling back
fer from simple snoring produced when the muscles or by moving your jaw forward. Check with your phy-
of the airways relax during sleep—a condition that sician before investing in such a breathing device. He
doesn’t cause medical complications but may disrupt or she may be able to recommend simple, inexpensive
others sleeping nearby. ways to prevent snoring.
For example, some people snore only when lying
on their backs and can be encouraged to lie on their
Snoring sides by having a tennis ball or golf ball sewn into
With the onset of sleep, muscles in the airway relax the back of their pajamas (which makes back sleep-
and the airway narrows. Snoring occurs when the ing uncomfortable). Others keep air passages open by
airway narrows too much, causing turbulent airflow. raising their heads with an extra pillow or by propping
This, in turn, makes the surrounding tissue vibrate, up the head of the bed a few inches.
producing noise. More than one-third of adults in one Doctors usually encourage overweight snor-
survey said they snored at least a few nights a week in ers to lose weight. It may also help to quit smoking,
the previous year. forgo alcohol in the evening, and avoid sleeping pills
When a person’s nasal passages are swollen by a cold, or tranquilizers, which slow breathing and decrease
allergies, or a reaction to smoking, temporary snoring muscle tone.
may occur. For someone with a deviated septum, the If swollen nasal tissues are the problem, a humidi-
problem is ongoing. A particularly large uvula; enlarged fier or medication may reduce swelling. An opera-
tonsils, adenoids, or tongue; an elongated soft palate; or tion may be necessary to correct a deviated septum or
a very small jaw may also contribute to snoring. remove large tonsils and adenoids. In extreme cases,
In yet other people, excess fat in the neck area physicians may recommend more extensive surgery,
may reduce the width of the air passage and promote similar to that used to treat sleep apnea.
snoring. The hormones progesterone and estrogen ■ Laser surgery. In 1990, a French physician
may play a protective role; before menopause, women reported successfully treating snoring with a type of
snore less than men, but snoring increases among laser surgery called laser-assisted uvulopalatoplasty
women later in life. Many women snore late in their (LAUP). Some ear, nose, and throat specialists in
pregnancies, a phenomenon attributed to hormone- the United States use the procedure, which is done
related swelling of airway tissues. on an outpatient basis. In this surgery, the physician
Although snoring is rarely life-threatening, sleep uses a carbon dioxide laser to shorten the uvula and
specialists take even simple snoring seriously. A per- to make small cuts in the soft palate on either side of
son who snores heavily deserves a thorough examina- the uvula. As these nicks heal, the surrounding tissue
tion of the throat, mouth, palate, tongue, and neck and pulls tighter and stiffens. Because snoring results from
may need to undergo sleep studies. the flapping of loose tissue at the back of the soft pal-

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ate, it is less likely to occur when the tissue is smaller Sleep apnea
and stiffer. The procedure, done under local anesthe- Sleep apnea is a life-threatening condition in which
sia, causes little bleeding. Patients usually have a sore breathing stops or becomes shallower hundreds of
throat for about a week. After five weeks of healing, times each night. By far the most common form is
the treatment may be repeated if snoring persists. obstructive sleep apnea (OSA), in which the airway
Three or four procedures may be needed. becomes blocked during sleep.
LAUP is not considered an essential therapy and Untreated, sleep apnea can have serious conse­
may not be covered by insurance. Also, while LAUP quences. The relentless daytime fatigue that often
can be quite effective in stopping snoring, the tech- results may lead to failed careers, broken marriages,
nique doesn’t appear to ease apnea. In fact, this proce- and automobile and workplace accidents. It can even
dure can be dangerous for people with apnea because be life-threatening, leading to the development of hyper-
it removes the warning signal of this breathing disor- tension, heart failure, and stroke. A New England Journal
der. Therefore, be sure you have a physician rule out of Medicine study found sleep apnea doubles a person’s
sleep apnea before undergoing LAUP. risk of stroke over a seven-year period. Sleep apnea can
■ Somnoplasty. Another treatment for snoring is wreak havoc on the cardiovascular system because the
somnoplasty, or radiofrequency tissue volume reduc- heart must work harder every time the person arouses
tion, developed by ear, nose, and throat specialists to open his or her airway (see “Heart disease,” page 12).
at Stanford University. In the mid-1990s, the FDA Sleep apnea used to be considered uncommon,
approved this procedure as a treatment for snor- and it often remained undiagnosed. Physicians rarely
ing; since then, it’s become a treatment option for checked for it except in the stereotypical patient—an
obstructive sleep apnea. Somnoplasty is performed overweight, middle-aged man who snored. Although
on an outpatient basis using a local anesthetic. The more than half of the estimated 18 million Americans
doctor delivers radiofrequency waves through the who have sleep apnea are overweight, many are not.
tips of tiny needles inserted into the obstructive tis- The disorder affects about one in 25 middle-aged men
sue to shrink it. Somnoplasty only takes a few min- and one in 50 middle-aged women, and the incidence
utes to perform and doesn’t cause bleeding, but it may rises with age. At least one in 10 of those older than 65
have to be repeated to achieve results. People typically has sleep apnea.
experience some swelling immediately following the
procedure; over-the-counter painkillers can usually Obstructive sleep apnea
control any pain. Obstructive sleep apnea (OSA) occurs when the upper
■ Palatal implants. In 2004, the FDA approved this airway is blocked by excess tissue such as a large uvula,
procedure (also known as the Pillar procedure) in the tongue, the tonsils, fatty deposits in the airway
which up to three matchstick-sized stiffening rods walls, nasal congestion, or a floppy rim at the back of
made of polyester are implanted into the soft palate. the palate. People with OSA tend to have smaller air-
The rods help prevent collapse of the palate, limiting way openings than those who don’t. A narrow airway
obstruction of the back of the nose when a person makes obstruction all the more likely when airway
falls asleep. The procedure, done under local anes- muscles relax at the onset of sleep.
thesia in an office, is reversible. If it causes pain or A potentially life-threatening lack of oxygen and
does not work, the rods can be removed, again under buildup of carbon dioxide, as well as increasing efforts
local anesthesia in the office. Sometimes the rods to breathe, cause the sleeper to wake and gasp loudly
come out on their own, but without significant dis- for air until blood oxygen levels return to normal. At
comfort. If palate collapse is the main reason for the worst, a person with OSA cannot breathe and sleep at
snoring, then the procedure may improve the symp- the same time.
toms; it has limited benefit if other anatomical prob- Some people with OSA repeat this cycle hundreds
lems are involved. of times a night without being fully aware of what is

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happening. They don’t realize how little sleep they’re ■ Lifestyle changes. Weight loss is the best treatment
actually getting and may routinely feel sleepy. Others for weight-related OSA, but it doesn’t always cure the
wake up after bouts of apnea and have difficulty get- problem (see “Weight-loss surgery for apnea?” on
ting back to sleep; they reason that insomnia—not a page 32). Sleeping on one’s side instead of the back can
breathing problem—makes them sleepy during the work for people who have OSA only while sleeping on
day. The condition can become even more perilous if their back. Everyone with OSA should avoid alcohol,
a person with OSA uses substances that further relax sedatives, and muscle relaxants. Nasal strips, mechan-
airway muscles or suppress arousal or breathing, such ical dilators, and moisturizing gels and sprays have not
as muscle relaxants, alcohol, and some sleeping pills. been shown to help. Because weight loss takes time
Symptoms and signs of OSA are as follows: and can be very hard to achieve and maintain, and
• S noring. Although many snorers have no medical because other simple measures are usually not suffi-
problems, the hallmark of OSA is frequent snoring cient for more severe cases, additional treatments are
that is loud enough to disturb a bed partner. The often required.
snorer may choke, gasp, or appear to hold his or her ■ Positive airway pressure. The first-line therapy for

breath during sleep. most people with moderate to severe OSA is posi-
tive airway pressure (PAP), the use of an air-pressure
• Th
 ick neck. Men with a neck circumference of 17
device connected by a hose to a mask that covers the
inches or more and women with a neck circumfer-
ence of 16 inches or more are at higher risk. As with
snoring, obesity is a major risk factor, since fatty Screening for sleep apnea
deposits surrounding the throat expand as people This six-question test can help you and your physician
gain weight, narrowing the airway. determine if you need to be tested for sleep apnea.
• Hypertension. More than half of patients with OSA • Do you snore on most nights (more than three
have high blood pressure. Research has shown that times per week)? Yes–2 No–0
OSA is a cause of hypertension. • Is your snoring loud (can it be heard through a
• Grogginess, fatigue, and sleepiness. People with door or wall)? Yes–2 No–0
OSA are excessively sleepy during the day and have • Has anyone ever told you that you stop breathing
two to six times as many traffic accidents as individ- or gasp during sleep?
uals without this condition. Never–0 Occasionally–3 Frequently–5
• What is your collar size?
OSA occurs on a spectrum from a wide-open air-
Men: less than 17 inches–0 17 inches or greater–5
way (that is, no problem) to a completely blocked air- Women: less than 16 inches–0 16 inches or greater–5
way (see Figure 6). In some cases, the airway is only • Have you had, or are you currently being treated
slightly narrowed, but people must work extra hard to for, high blood pressure? Yes–2 No–0
inhale, although they have no significant drop in blood • Do you occasionally doze or fall asleep during
oxygen levels. This extra work wakes them up many the day when:
times each night, and they may complain of insomnia You are not busy or active? Yes–2 No–0
or daytime sleepiness. The same treatments that help You are driving or stopped at a light? Yes–2 No–0
individuals with a fully closed airway are also effective Score
for these cases. 9 points or more: See your physician or a sleep
specialist to assess the need for a sleep study.
Treatments for obstructive sleep apnea 6–8 points: Uncertain; physician must use clinical
judgment.
Treatments for OSA fall into four general categories—
5 points or less: Low probability of sleep apnea.
lifestyle changes, air pressure devices, dental devices, Reprinted with permission from Dr. David White, Sleep Health Centers,
and surgery. In addition, medication may be used Boston, Mass.
along with these treatments.

www.h e a l t h . h a r v a r d . e d u Improving Sleep 29


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nose. The air pressure delivered through the mask The most common form of PAP is continuous posi-
opens the airway, preventing collapse when muscles tive airway pressure (CPAP), in which the air pressure
relax during sleep and allowing the person to sleep stays the same while breathing in and out.
normally and breathe regularly without interruption. CPAP was once quite cumbersome but has
become more comfortable. Newer models are lighter
Figure 6 Treating apnea with CPAP and quieter, and many offer options such as warmed
humidified air (which alleviates nasal congestion,
Air flow
Nose
skin dryness, and dry mouth) and a timer that slowly
builds up pressure to give you time to adapt and fall
Mouth
asleep more easily. There are also a variety of mask
styles, allowing users to find the one that best fits the
Hard palate face and is most comfortable.
Soft palate People usually try CPAP for the first time in a
Pharynx sleep laboratory, so a technician can adjust the pres-
sure during sleep. Many people adjust to it without any
Blocked problem and report that their night in the laboratory
airway is the best night’s sleep they’ve had in years. Others
find it difficult at first to breathe out against a constant
stream of air and to sleep with their mouth closed, but
they usually get used to it with time.
In a person with obstructive sleep apnea, the upper airway—
which includes the nose, mouth, and throat—is blocked. In the
CPAP generally leads to a great improvement in
example above, excess fatty tissue around the palate and pharynx the amount of time spent in restorative deep sleep,
is the culprit, but the blockage can occur anywhere along the air- which improves alertness the next day. In many cases,
way. As a result, air can’t enter the lungs, and the resulting drop CPAP also reduces or eliminates hypertension. For
in oxygen signals the brain to send an emergency “Breathe now!” some people, CPAP is a lifelong treatment.
signal that briefly awakens the sleeper and makes him or her gasp For people who have difficulty exhaling against the
for air. These pauses in breathing can last seconds to minutes and
pressure of CPAP, a refinement called bilevel PAP (often
can occur up to 100 times per hour.
referred to by the trademarked name BiPAP) may be
From CPAP machine more tolerable. It delivers air under higher pressure
as the sleeper inhales and switches to a lower pressure
CPAP mask during exhalation to make it easier to breathe out. An
important innovation (called AutoPAP) is the inclusion
of an internal regulator that moves the pressure up and
down, rather than staying at a fixed setting, depending
Restored
air flow on your pressure needs at any particular moment.
■ Dental devices. Oral appliances that reposition
the lower jaw and tongue, permitting the airway to
remain open, are fairly well tolerated and have a suc-
Opened airway
cess rate of 50% to 70% for mild to moderate OSA.
They are less successful with severe OSA.
These devices are less cumbersome and easier to
travel with than CPAP. However, they can cause shift-
A CPAP machine delivers continuous positive pressure via a mask
that covers the nose, which prevents the collapse of the airway ing of teeth and problems with the temporomandibu-
when the muscles relax during sleep. This allows the person to lar joint, so be sure to get the device from a dentist
sleep normally without interruption. trained in managing OSA patients and get regular fol-

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low-ups, including a sleep study done with the device a surgeon who has a lot of experience with these pro-
in place to make sure it eliminates the OSA. cedures to improve your chances for success. Types of
■ Surgery. Most surgical procedures for sleep surgery for OSA include the following:
apnea do not have good success rates. Although some • Uvulopalatopharyngoplasty (UPPP). This proce-
patients improve, a sizable percentage of patients dure to remove throat tissue helps about 40% to 45%
don’t get better, and some patients’ symptoms actu- of people with OSA. The rest may need to have fur-
ally worsen—that is, they have more episodes of apnea ther upper airway surgery or use PAP.
after the surgery than they had before.
• Somnoplasty. Somnoplasty (see page 28) is some-
What’s behind these poor success rates? Surgeons
times used to treat mild OSA when other treatments
must deal with a long soft tube of tissue that can col-
have not helped. There are limited data supporting
lapse at any point—or even at several points—and they
its use.
can’t always predict exactly where it might collapse in
the future. Surgery corrects collapse at a single spot, so • Corrective jaw surgery. Surgery to move the upper or
if a collapse later occurs at a different spot or in several lower jaw forward may enlarge the upper airway for
spots, OSA can return. some people with OSA. Centers with specialists in
That’s not to say surgery is always a bad idea. If this procedure report success rates up to 90%. How-
you have OSA, consult with a sleep specialist to review ever, the procedure requires extensive training and
all your options. Then, if you decide on surgery, find experience. The procedure changes the facial appear-

Table 4 Medications for sleep apnea


Generic name (brand name) Side effects Comments
Obstructive sleep apnea (medications are used with other therapies)
SSRI antidepressants* Upset stomach, nightmares, dry mouth, Minimally effective.
fluoxetine (Prozac) decreased sexual function
paroxetine (Paxil)
sertraline (Zoloft)
Tricyclic antidepressants* Blurred vision, confusion, constipation, Minimally effective.
amitriptyline (Elavil) decreased sexual function
clomipramine (Anafranil)
desipramine (Norpramin)
imipramine (Tofranil)
nortriptyline (Aventyl, Pamelor)
protriptyline (Vivactil)
Stimulants Headache, upset stomach, nervousness Approved to treat residual daytime sleepiness
modafinil (Provigil) after treatment with positive airway pressure;
armodafinil (Nuvigil) does not treat apnea itself.

Central sleep apnea (medications are first-line treatments)


acetazolamide (Diamox)* Tingling in arms and legs; nausea, vomiting, Not to be used if allergic to sulfa drugs; not
or diarrhea; changes in hearing; loss of to be used in conjunction with high doses of
appetite aspirin; should not be used by people with a
history of kidney stones.
theophylline (Theo-24, Uniphyl)* Heartburn, vomiting, rash Should be used with caution by people with
a history of convulsions, heart failure, or liver
disease.
oxygen Nasal dryness and irritation Eliminates apnea in some patients; also used
in obstructive sleep apnea.
*Although the FDA has not approved drugs in this class for sleep apnea, physicians have found that they sometimes help people with this condition and therefore prescribe them.

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ance and teeth alignment and requires an extensive originally approved in 1999 to treat sleepiness from
recovery period. narcolepsy. A related drug, armodafinil (Nuvigil),
•P
 alatal implants. Some specialists have started using was approved in 2007 for sleepiness resulting from
palatal implants (see page 28) to treat people whose narcolepsy, shift work, and OSA. While both drugs
OSA results from an elongated soft palate. It’s not yet can help people with OSA who have trouble staying
clear what percentage of patients benefit or how long alert in the day, bear in mind that the drug does not
improvements last. address the source of the problem and is therefore
used with other treatments, not in place of them.
■ Medications. Medications for OSA (see Table 4) are
used primarily in conjunction with other treatments. Central sleep apnea
• Antidepressants. Certain antidepressants slightly Central sleep apnea, or CSA, occurs when respiratory
improve airway muscle tone and are helpful for a small centers in the brain fail to send the necessary mes-
percentage of people with mild OSA. Two classes of sages to initiate breathing. Although the airway isn’t
antidepressants are used: tricyclics and SSRIs. blocked, the diaphragm and chest muscles stop mov-
ing. Shortly, falling blood oxygen and rising carbon
• Oxygen. Supplemental oxygen, administered through
dioxide levels set off an internal alarm, triggering the
tubing in the nose, can prevent the drops in blood
person to resume breathing (and often waking him or
oxygen that accompany airway collapse. However,
her as a result). This rare condition warrants a thor-
oxygen does not prevent an airway collapse or sleep
ough evaluation, including a sleep study, to establish
fragmentation, so it’s used in addition to other
the underlying cause, which in turn guides treatment.
treatments.
CSA becomes more common as people age and is
• Stimulants. Some people with OSA still feel sleepy
more frequent and severe in those with heart failure,
during the day even after successful treatment. In
chronic lung disease, or neurological damage. CSA
2004, the FDA approved the use of the drug modafinil
doesn’t cause snoring, but people with this problem
(Provigil) for this post-treatment sleepiness. The
are usually aware of waking up during the night and
drug, which seems to temporarily stop the brain from
often complain of daytime sleepiness.
making neurotransmitters that promote sleep, was
Therapy usually involves treating the underlying
medical condition that has disrupted breathing. For
example, if the CSA is caused by heart failure, medica-
Weight-loss surgery for apnea? tions to treat the heart failure may eliminate the CSA.
Bariatric surgery helps extremely obese people lose Some patients use PAP and may also receive added
weight by reducing the size of the stomach. Initial reports
suggested that the extreme weight loss following the sur-
oxygen. For people who have CSA only as they begin
gery could effectively “cure” sleep apnea. But subsequent to fall asleep, a mild sleeping pill may help them fall
research revealed that while surgical weight loss can asleep and stay asleep, solving the breathing problem.
reduce the severity of sleep apnea and eliminate the con- Medications such as acetazolamide (Diamox) and
dition in some people, others will still have sleep apnea
theophylline (Theo-24, Uniphyl) benefit some people
following surgery and likely need continued treatment.
(see Table 4).

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Movement disorders and parasomnias

S leep is not always as quiet and peaceful as we’d like


it to be. Some people are troubled by uncontrol-
lable limb movements, while others experience para-
trips, enjoy a movie, or even hold a desk job. People
develop a variety of coping strategies, such as pac-
ing, doing knee bends, rocking, or stretching the leg
somnias (unusual behaviors during sleep). muscles. Some people get temporary relief by rubbing
or squeezing their leg muscles, wrapping their legs in
bandages, or applying cold or warm compresses. The
Movement disorders daytime symptoms sometimes abate for a few hours,
Sleepers typically shift position every 15 to 30 min- days, or even years.
utes, and it’s normal for muscles to jerk at the onset Because the symptoms sound bizarre or vague,
of sleep. But people with certain neurological disor- and the need to be constantly mobile seems like ner-
ders that trigger excessive limb movements may find it vousness, people with RLS are frequently thought
impossible to obtain a restful night’s sleep. to have psychiatric problems. In the past, they were
often misdiagnosed as having hypochondria, manic-
Restless legs syndrome depressive illness, or a stress-related disorder. Chil-
Restless legs syndrome (RLS) is a neurological disor- dren who have RLS are often diagnosed as having
der characterized by strange sensations in the lower attention deficit hyperactivity disorder. Some people
legs, knees, and occasionally the arms, accompanied report that their symptoms started in adolescence and
by an uncomfortable urge to move the limbs. Motion that adults attributed the problem to growing pains or
may relieve the discomfort temporarily. RLS affects back trouble.
about 10% of people ages 30 to 70, two-thirds of RLS usually worsens with age (see Figure 7). Many
them women. people don’t seek medical attention until their late 30s.
As many as half of people with RLS note that Women may find that symptoms flare up during men-
other members of their family have similar symp-
toms, and each child of an affected person has a 50% Figure 7 Prevalence of restless legs
chance of inheriting the condition. In 2007, two syndrome by age
research teams identified specific genes linked to the
development of RLS that may account for up to half 6

of all cases of the disorder.


Sleep deprivation is a major problem for individ- 4
uals with RLS, as the symptoms are most prominent
Percentage

at night—or, in many cases, only occur at night. RLS


symptoms may compel the person to get in and out of 2
bed many times. In recognition of the restless nights
suffered by people with RLS, the nonprofit Restless
Legs Syndrome Foundation titled its newsletter Night- 0
20–29 30–39 40–49 50–59 60–69 70–79 80+
Walkers (see “Resources,” page 48). Age (years)
During the day, symptoms are worse when sitting RLS can occur at any age, but it tends to be more common and
still, and the irresistible urge to move can make it dif- severe in people over 50.
ficult for some people with RLS to take car or plane Adapted from Archives of Internal Medicine, June 13, 2005, pp. 1286–92.

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struation, pregnancy, or menopause. At least one in According to some estimates, as many as 30% to
four pregnant women experiences restless legs. 50% of people ages 65 and older have PLMD. However,
Restless legs can be a complication of alcoholism, that figure is based on observations of leg twitches
iron-deficiency anemia, diabetes, heart failure, or kid- alone, and not all of these people experience the brief,
ney failure. In some people, caffeine, stress, nicotine, unconscious awakenings that disrupt sleep.
fatigue, or prolonged exposure to a cold or very warm Episodes of PLMS may last only a few min-
environment worsens the symptoms. Certain medica- utes, or they may continue for hours, with intervals
tions—including antihistamines, antidepressants, or of sound sleep in between. They usually don’t occur
lithium—can exacerbate RLS. continuously throughout the night, but instead clus-
ter in the first half of the night and occur mainly dur-
Periodic limb movement disorder ing non-REM sleep. Instead of proceeding smoothly
A neurological condition called periodic limb move- through all the sleep stages in regular cycles, people
ment disorder (PLMD) causes people to kick and with PLMD awaken for a few seconds at a time (gen-
jerk their arms and legs throughout the night. Their erally without realizing it) and frequently skip back to
leg and arm muscles involuntarily contract about the lighter stages of sleep. Unless a bed partner com-
every 20 to 40 seconds, so the same movement— plains, people with PLMD are often oblivious to the
involving the hip, knee, or ankle—may be repeated movements and may wake up baffled at why they feel
hundreds of times a night. These repetitive move- exhausted despite getting what they thought was a full
ments are called periodic limb movements of sleep night’s rest.
and can cause brief arousals. PLMD results when
the movements disrupt sleep enough to produce Treatments for movement disorders
daytime sleepiness. Doctors diagnose RLS and PLMD based on the indi-
Most people with RLS also have PLMD, but the vidual’s description of symptoms and, in some cases,
reverse is not true. In fact, the two disorders have sev- observations during an overnight sleep study. Stan-
eral key distinctions (see “RLS and PLMD: What’s the dard neurological examinations often reveal no
difference?” below). abnormality.
Several small studies suggest that exercise can ease
both RLS and PLMD; walking or other moderate exer-
RLS and PLMD What’s the difference? cise, such as biking or swimming, are good choices.
Restless leg syndrome Periodic limb movement Some people find that cold showers are beneficial,
(RLS) disorder (PLMD)
but others prefer heat. Finally, some people with mild
Occurs while awake, sometimes Occurs during sleep, causing RLS may be able to get to sleep by simply massaging
preventing sleep. partial arousals that disrupt
sleep. their calves or stretching their legs in bed. But most
Involves voluntary movements— Involves involuntary movements, people with moderate to severe RLS need medication.
pacing, knee bends, rocking, or usually repetitive flexing of the Drugs that ease the tremors of Parkinson’s disease
stretching—performed to relieve big toe, ankle, knee, and hip, also reduce the number of leg movements and thus
uncomfortable sensations in typically occurring every 20
the lower legs and knees. Often to 40 seconds. Episodes last improve quality of life for people with RLS and PLMD
worse after periods of inactivity anywhere from a few minutes to (see Table 5). These include bromocriptine (Parlodel),
and at bedtime. several hours. levodopa-carbidopa (Sinemet), pramipexole (Mirapex),
People with RLS are aware of Affected people usually aren’t and ropinirole (Requip), which in 2005 became the
their symptoms, which include aware of their symptoms unless
aching, burning, tingling, and a bed partner complains.
first drug approved by the FDA to treat RLS. Although
“creepy, crawly” sensations in the drugs used to treat RLS and PLMD are the same as
the legs. those used in treating Parkinson’s disease, people with
Diagnosis is based on a patient’s Diagnosis usually requires a these sleep disorders are no more likely to develop Par-
description of symptoms. sleep study.
kinson’s disease than other individuals.

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People with mild movement disorders may be include sleepwalking, sleep eating, and night terrors,
prescribed clonazepam (Klonopin) or temazepam among others.
(Restoril), which may help them stay asleep during
leg movements. Most people who take these medica- Somnambulism and somniloquy
tions for insomnia develop a tolerance to them after a Somnambulism, or sleepwalking, occurs during par-
few weeks, but this doesn’t seem to happen when such tial awakening from deep sleep. Sometimes sleep-
drugs are taken for RLS. walkers carry out complex actions; at other times they
Opiates (opium-derived drugs) such as oxycodone simply pace or sit on the edge of the bed performing
(OxyContin) may be used to treat people with severe repetitive behaviors. They can be difficult to awaken
RLS symptoms who don’t respond to other treat- and typically have no memory of the episode in the
ments. Opiates decrease the discomfort of RLS and, morning. There have been reports of somnambulists
for some, dramatically reduce leg movements at night. committing murder, although this is extremely rare.
But because of the potential for addiction, most phy- Episodes of sleepwalking are usually brief and benign,
sicians are reluctant to treat sleep disturbances with with few people endangering themselves or others.
these drugs. However, when properly used, they may Scientists used to believe that sleepwalkers were act-
provide long-term benefit with little risk of addiction. ing out their dreams, but experts have determined that
sleepwalking does not occur during dreaming.
Sleepwalking is common in children and proba-
Parasomnias bly occurs because their brains have not yet mastered
People with parasomnias may wake up enough to regulation of sleep and waking. The tendency seems
carry out complex behaviors, but not enough to realize to be inherited. Although people are more likely to
what they are doing. These sleep-disrupting behaviors sleepwalk when they’re anxious or fatigued, there is

Table 5 Medications for movement disorders


Generic name (brand name) Side effects Comment

Benzodiazepines
clonazepam (Klonopin) Clumsiness or unsteadiness, dizziness, Should be used with caution by people with sleep
temazepam (Restoril) lightheadedness, daytime drowsiness, apnea or other breathing difficulties; not to be used
headache with alcohol or other depressants; habit-forming;
withdrawal symptoms may occur if stopped abruptly.
Dopamine agents
bromocriptine (Parlodel) Abnormal movements, depression, mental Certain drugs in this class should not be used by
levodopa-carbidopa (Sinemet) changes, nausea, dizziness people who are sensitive to ergot drugs, who have
pramipexole* (Mirapex) hypertension, who take monoamine oxidase inhibitors
ropinirole* (Requip) (MAOIs), or who have glaucoma.
Opiate
oxycodone (OxyContin, Percocet) Depressed breathing and circulation, dizziness Risk of addiction; not to be used by persons with
or lightheadedness, next-day sedation, sleep apnea; should not be used with alcohol or other
constipation, nausea, vomiting depressants.
Anticonvulsants
carbamazepine (Tegretol) Unsteadiness, vision problems, body aches, Tegretol may reduce the number of blood cells
gabapentin (Neurontin) congestion produced by your body.
valproic acid (Depakene)
*Ropinirole and pramipexole are FDA-approved to treat RLS. Other medications in this chart are not approved to treat RLS or PLMD, but physicians have found that they
help people with these conditions.

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little correlation between somnambulism and psycho- or traumatic event. A medical evaluation may reveal
logical problems. If the condition continues beyond an ulcer, a history of strict dieting, bulimia, or a sleep
puberty, the individual should be evaluated to deter- problem such as narcolepsy, sleepwalking, sleep apnea,
mine whether sleepwalking is the result of nighttime or periodic limb movement disorder. Sometimes med-
epilepsy or a reaction to medication, extreme stress, or ications prescribed for depression or insomnia can
another sleep disorder. If the condition presents a risk cause this disorder. A number of medicines have been
of injury, a doctor may prescribe medications such as tried to treat these disorders, including dopaminergic
benzodiazepines. agents, anticonvulsants, antidepressants, and opiates,
Somniloquy, or talking in one’s sleep, is nothing but results have been mixed.
to worry about. People are more likely to talk in their
sleep during times of stress or illness. Talking can Bedwetting
occur during any or all stages of sleep. When awak- Bedwetting, known medically as sleep enuresis, is com-
ened, people who talk in their sleep rarely remember mon among children. It’s considered a problem, how-
what they said. Only occasionally can someone who ever, if it’s still occurring by age six. Statistically, 80%
talks in his or her sleep hear and respond to what to 85% of children are consistently dry throughout the
someone else says. night by age 5. After that, the number of children who
continue to wet the bed decreases by about 15% per
Nocturnal eating disorders year, even without treatment, and only 1% to 2% of
The two types of nighttime eating disorders are noctur- children still wet the bed by the time they’re 15. Almost
nal eating syndrome and sleep-related eating disorder. all bedwetting children eventually stay dry at night.
■ Nocturnal eating syndrome occurs most commonly Bedwetting, which occurs more frequently among
in people with daytime eating disorders or depression. boys than girls, is usually due to slow maturation of
They are usually light sleepers and wake frequently. bladder control. Occasionally, it results from psycho-
Within minutes after getting out of bed, people with logical stress. When a specific physical problem such
this condition raid the refrigerator and begin wolfing as a structural abnormality of the urinary tract, dia-
down food. Although they aren’t really hungry, they betes, a urinary tract infection, or a nervous system
can’t go back to sleep without eating. In some people defect leads to bedwetting, the child will also have dif-
with this disorder, overeating occurs only during sleep ficulty with daytime bladder control.
hours, not during the daytime. The person is awake It’s important for adults to understand that, ini-
and fully alert during the episode and can recall it tially, children have little control over bedwetting and
the next day. Nocturnal eating syndrome should be that admonishments and punishments won’t solve the
treated as an eating disorder. problem. Parents should remain calm as they change
■ Sleep-related eating disorder is a combination of a the bed sheets and underpants. Don’t show disgust or
sleep disorder and an eating disorder. People with this disappointment.
disorder experience partial arousals similar to sleep- Reminding the child to urinate before going to bed
walking, but respond by eating. Often they consume and limiting liquids in the last two hours before bedtime
unhealthful, high-calorie food, such as cookie dough. may reduce or eliminate the problem. Other options
They report being half-awake or asleep during the epi- include setting up a token-and-reward system to moti-
sodes and have very poor memory of the events or no vate the child to stop wetting the bed; using an alarm
recollection at all. Sleep-related eating disorder occurs that wakes the child upon the first sign of wetness; blad-
more frequently in people with eating disorders and der training exercises; and, as a last resort, medications.
depression. However, treatment should address both Consult your pediatrician for further details.
the sleep disorder and the existing eating disorder. Bedwetting occurs in a very small percentage
Sleep-related eating disorder occurs in children of adults and is often due to an underlying medical
and adults and sometimes can be traced to an illness problem or excessive caffeine or beer consumption. In

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men, an enlarged prostate gland that presses against rates. Nightmares can also occur when a person stops
the bladder may be to blame. Bedwetting may be a taking drugs that temporarily reduce REM sleep, such
side effect of diuretic pills or a sign of diabetes, a blad- as benzodiazepines. Alcoholics who stop drinking
der or kidney problem, epilepsy, or serious obstructive often experience dream disturbances and nightmares.
sleep apnea. Treatment for adult bedwetting depends If you experience frequent nightmares that aren’t
on the cause. linked to medication use, counseling may help. The
most common approach is a type of behavioral therapy
REM sleep behavior disorder known as desensitization, in which the sufferer recalls
Most people make subtle twitching movements during the details of the nightmare and uses relaxation tech-
REM sleep, but occasionally sleepers shout, punch, or niques to overcome fear. The therapist may guide you
otherwise act out their dreams. This phenomenon— through typical dream sequences—for example, help-
known as REM sleep behavior disorder—was identi- ing you imagine confronting or driving off a pursuer. A
fied in the 1980s. It’s estimated to occur in one in 200 psychoanalytically oriented therapist, on the other hand,
people (0.5%), and nine out of 10 people who have it may focus on identifying and resolving past and present
are men. The disorder nearly always arises after age emotional issues that play themselves out in nightmares.
50, but there are occasional reports of it occurring in ■ Sleep terrors. A sleep terror can be quite dramatic
younger adults and children. to witness. The sleeper may let out a bloodcurdling
Approximately 70% of people with REM sleep scream, sit bolt upright, and attempt to fight or flee.
behavior disorder go on to develop Parkinson’s disease, During an episode, which may last as long as 15 min-
suggesting that similar brain structures are involved in utes, a person may seem confused and agitated. After
both conditions. the spell is over, he or she is likely to go right back to
If the person is at risk of harming himself or oth- sleep and later may not remember what happened.
ers or is having daytime sleepiness from the sleep dis- Unlike nightmares, sleep terrors occur during
ruption, a medium-acting benzodiazepine may help non-REM sleep, usually in the first hour or so after
suppress symptoms. Until the problem is under con- going to bed. They appear to run in families and occur
trol, people can protect themselves and loved ones most often in children. Adults with sleep terrors tend
by sleeping in a separate room and putting sharp or to be more agitated, anxious, and aggressive than
breakable objects out of reach. children who have this problem. When the episodes
involve violent or injurious behavior, medical treat-
Nightmares, sleep terrors, and panic attacks ment may be recommended. Some doctors prescribe
Nightmares, sleep terrors, and sleep-related panic medications such as benzodiazepines that suppress
attacks can interrupt sleep. deep sleep. Hypnosis or a relaxation technique known
■ Nightmares. Nightmares, which usually occur as guided imagery may also be helpful.
early in the morning, are bad dreams that become ■ Sleep-related panic attacks. People with this con-
so threatening that a person wakes in a state of fear dition awaken suddenly because of episodes of intense
and agitation. Nightmares occur mainly during REM panic characterized by a racing heartbeat, sweating,
sleep, when the body barely moves. trembling, breathlessness, or the feeling that they may
Nightmares can be a side effect of certain medica- be dying. Anti-anxiety drugs are often useful for both
tions, such as antidepressants, narcotics, and barbitu- daytime and nighttime attacks.

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Narcolepsy

N arcolepsy is a disorder of sleep/wake regulation


whose hallmark is daytime sleepiness. A variety of
other symptoms may also be present, but abnormali-
sometimes appear in early childhood or middle age.
On average, it takes five years of symptoms and visits to
five physicians before a diagnosis of narcolepsy is made.
ties of REM sleep seem to underlie each one. Instead of This is because sleepiness may be the only symptom,
occurring normally—after a steady progression through or cataplectic attacks (see “Cataplexy,” page 39) may be
the other stages of sleep—REM sleep or features of REM misdiagnosed as epilepsy or fainting.
sleep intrude at unusual and unwelcome times, such as In the late 1990s, researchers discovered that many
immediately after sleep begins, as soon as a person lies cases of narcolepsy result from the lack of a brain
down, or even in the midst of daytime activities. chemical called hypocretin (sometimes called orexin)
About one in 2,000 people has this condition. It that normally maintains wakefulness and helps regu-
affects both sexes and all races equally, and it has a late sleep. People with narcolepsy lose the cells that
genetic component; having a close relative makes a make hypocretin. The discovery of the gene that
person 20 to 40 times more likely to have it. makes hypocretin and the location of its production in
Narcolepsy usually becomes apparent during the brain has spurred research focused on new ways to
adolescence or young adulthood, although symptoms diagnose and treat this disorder. In 2009, researchers

Table 6 Medications for narcolepsy


Generic name (brand name) Use Side effects, comments
Stimulants
dextroamphetamine (Dexedrine, To counter daytime sleepiness Nervousness, insomnia, loss of appetite, nausea, dizziness, irregular
Adderall) heartbeat, headaches, changes in blood pressure and pulse, weight loss.
methylphenidate (Ritalin, Potential for abuse. Should not be used by people who take monoamine
Metadate, Concerta) oxidase inhibitors (MAOIs) or who have glaucoma.
modafinil* (Provigil) To counter daytime sleepiness Anxiety, headache, nausea, nervousness, insomnia. Less potential for
armodafinil* (Nuvigil) abuse than other stimulants.
Tricyclic antidepressants
clomipramine (Anafranil) To prevent cataplexy and other Dizziness, dry mouth, blurred vision, weight gain, constipation, trouble
desipramine (Norpramin) REM-related symptoms urinating, drowsiness, disturbance of heart rhythm. Should not be used
imipramine (Tofranil) with MAOIs or during immediate recovery from heart attack.
protriptyline (Vivactil)
SSRI antidepressants
fluoxetine (Prozac) To prevent cataplexy and other Nausea, dry mouth, headache, loss of appetite, nervousness, diarrhea or
paroxetine (Paxil) REM-related symptoms constipation, sweating, and sexual problems. Should not be used with
sertraline (Zoloft) MAOIs.
Anticataplectic
sodium oxybate (Xyrem)* To prevent cataplexy, improve Abdominal pain, chills, dizziness, abnormal dreams, drowsiness, stomach
nighttime sleep, and reduce discomfort. Must be taken at bedtime and again during the middle of the
daytime sleepiness night. Potential for abuse.
*Modafinil, armodafinil, and sodium oxybate are FDA-approved to treat narcolepsy symptoms. Other medications in this chart are not, but physicians have found they
often help people with narcolepsy and therefore prescribe them.

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reported a link between narcolepsy and variations in exacerbating daytime drowsiness. Some feel as if they
a gene that controls immune function. They speculate have hardly slept at all.
that the loss of hypocretin-producing cells may stem ■ Automatic behavior. Because of their profound
from an autoimmune process, in which the body mis- sleepiness, people with narcolepsy perform many rou-
takenly attacks itself. tine tasks without being fully aware of what they are
doing. For example, one man washed and dried the
dishes and then stacked them in the refrigerator, but
Symptoms of narcolepsy had no recollection of doing so.
Narcolepsy may manifest in any of several ways:
■ Excessive sleepiness. People with narcolepsy
struggle to stay awake during the day, and often have Treatments for narcolepsy
great trouble completing tasks. Treatment for narcolepsy is geared toward improv-
■ Sleep attacks. A person may suddenly fall asleep ing wakefulness during the day and preventing REM-
for five to 10 minutes when relaxing or even while car- related symptoms.
rying on a conversation. If REM sleep and dreaming Most people require stimulant medications such
occur immediately, the person sometimes makes con- as methylphenidate (Ritalin) or dextroamphetamine
versation that is appropriate to the dream instead of (Dexedrine) to counter sleep attacks and drowsiness
the actual situation. (see Table 6). Because these medications have been
■ Cataplexy. A person may suddenly lose muscle abused as recreational drugs and misused as diet pills,
tone while awake, causing the head to fall forward and drug enforcement agencies often require physicians
the knees to buckle. Most attacks last for less than 30 to provide extensive documentation when they pre-
seconds and may go unnoticed, but in severe cases, scribe them. Even with medication, however, people
the person may fall and stay paralyzed for as long as are never as alert as they would be if they didn’t have
several minutes. Laughter, anger, or other strong emo- this condition.
tions often trigger cataplexy, which occurs when the Modafinil (Provigil) and armodafinil (Nuvigil) are
brain mechanism that paralyzes muscles during REM once-a-day medications to promote wakefulness that
sleep becomes activated. have a different mechanism of action. They don’t cause
■ Sleep paralysis. A terrifying feeling of paralysis such side effects as euphoria or weight loss, so there’s
may occur during the transition between wakefulness less concern about misuse or abuse, but they aren’t as
and sleep if the REM stage begins before a person is fully potent as the older stimulants.
asleep. Although muscle control usually returns within a In most people, antidepressants that suppress
few minutes, such episodes can cause great anxiety. REM sleep—such as fluoxetine (Prozac), sertraline
■ Hypnagogic hallucinations. When REM dreaming (Zoloft), paroxetine (Paxil), clomipramine (Anafra-
occurs during wakefulness, the vivid and often fright- nil), or venlafaxine (Effexor)—can also prevent cata-
ening images, known as hypnagogic hallucinations, plexy and other REM-related symptoms.
are difficult to distinguish from reality. A person may Another medication for cataplexy is sodium oxy-
see prowlers or believe that his or her house is on fire. bate (Xyrem), also known as gamma hydroxybutyrate
This usually happens just at sleep onset or upon awak- (GHB). This medication helps decrease the number of
ening. This condition can be confused with mental cataplexy episodes and may improve nighttime sleep
illness because its symptoms resemble those of some and reduce daytime sleepiness as well. Because of its
psychotic disorders. chemical properties, it must be taken at bedtime and
■ Disturbed nighttime sleep. Just as sleep intrudes again during the middle of the night. Xyrem is tightly
during the day, unwelcome awakenings can occur at regulated because of its potential for misuse; it has been
night, depriving narcoleptics of restorative rest and associated with criminal acts such as date rape.

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Disturbances of sleep timing

W hen their internal clocks are disturbed, people


may long for sleep when they need to be awake
or may stay up until the wee hours of the morning
are back in sync. To do this, go to bed three hours later
each night. Once you have synchronized your sched-
ule to match that of the other people around you, wake
without feeling tired. yourself up at the same time each day.
A delayed sleep phase also can be reset in a single
weekend. This requires staying up all night on Friday and
Delayed sleep phase syndrome all day Saturday, then going to bed around 10 p.m. On
Almost everyone is programmed for a day that lasts Sunday, get up at 7 a.m. From then on, adhere closely to
slightly longer than 24 hours, but “night owls” are less the same bedtime and waking time seven days a week.
sensitive to the environmental cues that help most peo- Melatonin may also have a role in treating delayed
ple maintain the usual 24-hour cycle. Left to their own sleep phase syndrome; taking 1 to 3 milligrams at your
devices, they would generally go to sleep and wake up desired bedtime may help advance your sleep schedule.
much later each day. Only by relying on external cues,
such as alarm clocks, do they manage to stay in sync
with a more conventional schedule. Night owls have Advanced sleep phase syndrome
trouble getting anything done in the morning. People whose body rhythm cycles are shifted much
They may be able to gradually synchronize their earlier go to bed earlier, wake up in the early morning,
schedule with others by going to bed and getting up and eventually can’t stay awake past early evening. This
at the same time every day. However, it’s easy for their condition, called advanced sleep phase syndrome, is
sleep patterns to go awry when they go on vacation more common among older people. Treatments being
or retire. Night owls often find that a minor shift in studied include bright light therapy in the evening,
sleep/wake cycles—such as the onset of daylight sav- which helps reset the body’s clock, and carefully timed
ings time, a coast-to-coast trip, or a weekend of late- doses of melatonin.
night parties—can throw them off kilter unless they
force themselves to get up at the same time every day.
Jet lag
Resetting your internal clock Many people find that crossing several time zones
Exposure to bright light as directed by a sleep special- makes their internal clocks go haywire. In addition to
ist—a technique known as light therapy—may be use- having headaches, stomach upset, and difficulty con-
ful in treating delayed sleep phase syndrome. Upon centrating, they may suffer from fitful sleep.
awakening, patients typically sit for 30 minutes fac- Younger people usually adapt more quickly to
ing a specially manufactured box that emits bright time changes than older people. It takes about a day to
light with a minimal amount of ultraviolet light. Ini- adjust for every time zone crossed. Many people have
tial studies used white light, which contains the entire more difficulty traveling eastward, but older people
spectrum of light wavelengths. More recent studies may have more symptoms traveling westward.
suggest that blue light is the most potent part of the The standard way to handle jet lag is to try to sleep
spectrum for resetting the circadian clock. only at night upon arrival and to get up early in the morn-
Another option is to move your bedtime progres- ing, although it may be difficult the first few days. You
sively later until you’ve shifted around the clock and can also gradually adjust your sleep time prior to leaving

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(see Figure 8). This way your body can start adjusting to oped a pattern of Sunday insomnia may feel their anxi-
the new time zone as soon as possible. Short-term use of ety mount as they anticipate a difficult night ahead.
timed doses of melatonin or ramelteon to shift circadian The best way to avoid the Sunday blues is to main-
rhythms or over-the-counter or prescription sleep aids tain the same wake-up time and bedtime on the week-
to help you sleep at night also can be helpful. ends as during weekdays. If this isn’t possible and you
end up staying up later than usual on Friday and Sat-
urday, the next best thing is to force yourself to get
Sunday insomnia up at your weekday wake-up time and take an early
People often have trouble falling asleep on Sunday afternoon nap on Saturday and Sunday. This way, you
nights. While anxiety about work or school on Monday maintain the same wake-up time while still compen-
is a potential cause, often the most important factor is sating for your sleep deprivation.
weekend changes in sleep habits. When you stay up later
Friday night and sleep in Saturday morning, you are
primed to stay up even later Saturday night and sleep Shift work
in the next day. By Sunday evening, your body’s clock More than 20% of American workers—including
is programmed to stay up late. People who have devel- health care workers, police officers, security guards,

Ways to avoid jet lag


• Don’t time-shift. On a brief trip just one
or two time zones away, it may be possible Figure 8 Reset your biological clock
to wake up, eat, and sleep on home time.
Schedule appointments for times when you Day 2 Day 3
would be alert at home. 9:30pm 9:00pm
Day 1
• Gradually switch before the trip. For Usual bedtime Day 4
several days before you leave, move meal- 10:00pm 8:30pm
times and bedtime incrementally closer to
the schedule of your destination. Even a
partial switch may make the trip easier.
• Switch as rapidly as possible upon
arrival. On a long trip, don’t turn in until
it’s bedtime in the new time zone. For the
first day or two, spend as much time out-
doors as possible to let daylight reset your
internal clock.
• Use the sun. If you need to wake up
earlier in the new setting (flying west to
Traveling west to east
east), get out in the early morning sun. If
you need to wake up later (flying east to Help reset your biological clock when you travel through time zones. If you’ll
west), expose yourself to late afternoon be traveling through several time zones, as when flying coast to coast, you
sunlight. can gradually adjust your sleep time. For example, three days before you
plan to travel from the West Coast to the East Coast, go to bed half an hour
• Drink plenty of fluids, but not caf-
earlier than usual, and get up half an hour earlier the next morning. The next
feine or alcohol. Caffeine and alcohol
promote dehydration, which worsens the night, go to bed an hour earlier than usual and get up an hour earlier. The
physical symptoms of jet lag. They can day before you travel, make it 90 minutes. By the fourth day—the day of
also disturb sleep. your trip—you’ll find it easier to adjust to your new time zone.

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and transit workers—are on the evening or night shift. who block out time for sleep in advance and then are
About 60% to 70% of shift workers experience sleep vigilant about protecting their sleep time from outside
disturbances. These people fall asleep on the job two intrusions. Light therapy is sometimes recommended
to five times more often than day-shift workers do. to help people get used to a new schedule, as is the
Sleepiness can be catastrophic for people in these vital short-term use of sleep medications.
roles. Sleep-deprived physicians, for example, make a
greater number of errors than their better-rested col-
leagues, and it’s common for fatigue to play a role in Seasonal affective disorder
overnight rail, plane, truck, and maritime accidents. In some parts of North America, winter means less
Shift workers’ sleep disruption can be eased some- exposure to sunlight. As the days get shorter, some
what by incorporating scheduled breaks, by rotating people find themselves depressed, sleepy, and drawn
shifts from day to evening to night rather than the to high-carbohydrate foods.
other way around, or by maintaining the same sched- Researchers speculate that people who suffer
ule seven days a week. Shift workers can also benefit from this condition, called seasonal affective disorder
from practicing good sleep hygiene (see “Tips for a (SAD), produce too much melatonin (or are extra-sen-
better night’s sleep,” page 14). Dark curtains or eye- sitive to normal amounts of this drowsiness-inducing
shades can keep daylight out, and running a fan can hormone) and don’t make enough serotonin, which
help block external noise. Shift workers need to enlist may induce the craving for carbohydrates. Exposure
the help of family members to get enough sleep while to bright light in the morning for 30 minutes may alle-
maintaining a schedule at odds with the rest of the viate the symptoms of SAD and help people wake up in
world. The most successful shift workers are those the mornings. Antidepressants can also be helpful.

42 Improving Sleep www.health.har vard.edu

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Evaluation of sleep disturbances

A lthough two-thirds of Americans have sleep prob-


lems, the vast majority of people with sleep dis-
turbances suffer in silence. They enjoy life less, are less
Some people are so used to sleep deprivation that
they don’t realize they’re tired; instead, they may see
themselves as lazy, lethargic, or not very motivated.
productive, and endure more illnesses and accidents Or they may not think it is unusual to fall asleep at a
at home, on the job, and on the road. movie or while sitting at dinner with friends. Someone
considered by family members to be a “good napper,”
able to drop off quickly and sleep through anything,
When to seek help may actually be displaying signs of abnormal sleepi-
The American Academy of Sleep Medicine recom- ness. Your physician may ask how likely you are to
mends seeking medical advice if sleep deprivation has doze off in certain situations. The less appropriate the
compromised your daytime functioning for more than circumstances (such as waiting in traffic while driv-
a month. Don’t hesitate to ask for help when you’re ing or having a conversation), the more dangerously
sleeping badly following a death in the family or other sleepy you are considered to be.
stressful event. A physician may suggest the short-
term use of a sedative to help you sleep at night and The psychiatric interview
thus cope better during the day and prevent develop- Sleep disturbances, particularly insomnia, are often
ment of a long-term sleep disorder. related to psychological difficulties that respond well
It’s not always easy for people to get evaluation and to treatment once they’ve been identified. Physicians
treatment for a sleep problem. Doctors trained in the may screen problem sleepers for symptoms of depres-
United States receive just over three hours of instruc- sion, anxiety, childhood physical or sexual abuse, or
tion on this topic during four years of medical school. other psychological problems or traumatic experi-
According to a National Sleep Foundation survey, most
primary care physicians do not routinely ask their Figure 9 Undergoing a sleep study
patients about sleep. And while most of the physicians
who took part in the survey admitted they had limited
knowledge about sleep-related matters, more than half
did not consult with an expert in sleep medicine. So it’s
in your best interest to seek out the help you need.

Your sleep history


A sleep disturbance cannot be accurately diagnosed
unless your physician is familiar with your sleep hab-
its and history. This information may be gleaned from
an interview or from written questionnaires that you
review and discuss with your doctor (see “A sample
sleep history questionnaire,” page 44, and “Screening
Polysomnography is commonly done in sleep labs to monitor
for sleep apnea,” page 29). A bedroom partner may patients’ sleep. For this procedure, small electrodes placed on the
be able to help answer some of these questions and scalp and other parts of the body take readings during the night.
should contribute to the discussion. Lab staff examine the readings from a nearby control room.

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ences (see “Discovering the cause of sleeplessness,” and $1,500. Check with your insurance company in
page 45). If one of these conditions is diagnosed, your advance because reimbursement varies and may
primary care physician may refer you to a psycholo- depend on your diagnosis.
gist or psychiatrist for treatment. The American Academy of Sleep Medicine has a
listing of more than 1,800 accredited sleep disorder
centers and more than 3,000 board-certified sleep spe-
Sleep laboratory evaluation cialists (see “Resources,” page 48). Some centers allow
Most people with sleep problems don’t need to visit a you to make an appointment directly, while others
sleep laboratory. Insomnia and circadian rhythm dis- require a physician referral. The center will request
orders, for example, can be diagnosed by a thorough medical records and may send you a sleep question-
history and physical examination. However, when a naire or diary to use before your visit. You may also
doctor suspects a sleep disorder such as narcolepsy, be asked to change your sleep habits in certain ways
periodic limb movement disorder, sleep apnea, or one before scheduling the visit. Sometimes these changes
of the parasomnias, he or she may recommend formal alone correct the problem.
sleep testing.
Fees depend on the level of testing required. Some Overnight sleep tests
people require a one-time consultation with a sleep When you spend the night in a sleep laboratory, you’ll
specialist, which may run a few hundred dollars. Stay- wear your own nightclothes and you can use a pillow
ing overnight in a sleep laboratory costs between $800 from home. You can take your regular medications,

A sample sleep history questionnaire


Your physician may ask you some of the following questions during an evaluation for a sleep problem. You may find it helpful
to write down your answers to these questions and bring the completed questionnaire to the exam so you and your doctor can
discuss it.
• What bothers you most about your sleep habits? • Do allergies or nasal congestion bother you at night?

• How long have you had trouble sleeping, and what do you • Do you have physical aches and pains that interfere
think started the problem? Did it come on suddenly? with sleep?
• How would you describe your usual night’s sleep? • What medications or drugs (including alcohol and nico-
tine) do you use? Have you ever taken sleep medications?
• What time do you go to bed, and when do you wake up? If so, which ones?
• How long does it take you to fall asleep? • Do you often have indigestion at night?
• Once you’re asleep, do you sleep through the night or • Do you ever feel discomfort or a fidgety sensation in your
wake up frequently? legs and feet when you lie down? Do you have to get up
and walk around to relieve the feeling?
• What’s your bedroom like?
• Do you kick or thrash around at night?
• What do you do in the few hours before bedtime?
• Do you ever have trouble breathing when you lie down,
• Do you follow the same sleep pattern during the week or do you awaken because it’s hard to breathe?
and on weekends? If not, how are weekends different? • Does your bed partner or roommate mention that you
• How well do you sleep on the first few nights when you’re snore loudly or gasp for air at night?
away from home? At home, do you sleep better in your • Do you ever awaken with a choking sensation or a sour
bedroom or in another room in the house? taste in your mouth?
• Do you often feel sleepy during the day? • Do you wake up with a headache or with cramps in
• Do you fall asleep at inappropriate times or places? your legs?
• How have you been feeling emotionally? Does your life
• Have you ever been in a car accident or had a close call
seem to be going as well as you would like?
because you nodded off at the wheel?

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but the clinicians will need to know what they are. The Discovering the cause of sleeplessness
lab usually provides a regular bed in a private room
with a bathroom attached. The room is kept as quiet Are you depressed? Yes No
as possible. 1. I feel downhearted, blue, and sad.
After a technician sets up the sleep-monitoring 2. I don’t enjoy the things I used to.
equipment, you’ll be left alone to relax until bedtime.
3. I have felt so low I’ve thought of suicide.
Throughout the night, laboratory staff will monitor
the instruments in a nearby control room. Procedures 4. I feel that I’m not useful or needed.
used may include polysomnography, audio and video
5. I notice that I’m losing/gaining weight.
recording, and daytime sleep tests.
■ Polysomnography. In this procedure, small wafer- 6. I have trouble sleeping through the night.

thin electrodes and other sensors are pasted on spe- 7. I am restless and can’t keep still.
cific body sites to take a variety of readings during the 8. My mind isn’t as clear as it used to be.
night. They may be placed on your scalp to track brain
9. I get tired for no reason.
waves; under your chin to measure fluctuations in
muscle tension (called an electromyogram, or EMG); 10. I feel hopeless about the future.
near your eyes to measure eye movements; near your You may be suffering from depression if you answered yes to at
nostrils to measure airflow; on your earlobe or finger least five of these questions, you answered yes to either question
1 or question 2, and these symptoms have persisted for at least
to measure the amount of oxygen in your blood (using two weeks. You should seek professional help immediately if you
a device called an oximeter); on your chest or back to answered yes to question 3.
record heart rate and rhythm; on your legs to record
twitches or jerks; and over your rib muscles or around Are you anxious? Yes No
the rib cage and abdomen to monitor breathing (see 1. Do you feel upset or tense, maybe without
Figure 9). even knowing why?

Readings are collected on a single printout (called 2. Does your heart often race uncontrollably?

a polysomnogram) and analyzed by a technician and 3. Are your hands often sweaty, clammy, or
extremely cold?
physician. If a breathing problem is detected early on,
4. Do you often have a lump in your throat?
you may be awakened and given treatment, such as
5. Do you have difficulty slowing down or relaxing?
PAP, during the second half of the night. This allows
6. Do you often feel insecure or anxious?
the sleep experts to monitor how well the treatment 7. Do you often feel ill at ease?
works for you. Sometimes this process requires two 8. Do you often feel tired without any reason?
nights. A standard polysomnogram cannot diagnose 9. Do you often worry about things you’ve said
sleep-related epilepsy. If your doctor suspects that you that might have hurt somebody’s feelings?
have a seizure disorder, you may undergo a full elec- 10. Do you tend to worry, even over things that
troencephalogram (EEG) during the night. you realize don’t matter?
■ Audio and video recording. Audio equipment may 11. Are you presently worrying over a possible
misfortune?
be used to record snoring, talking during sleep, or
12. Do you often feel nervous, jittery, or high-strung?
other sounds. A video may also be taken to compare
13. Are you more apprehensive about the future
with the polysomnogram. This may show, for exam- than other people are?
ple, that you snore only when in a certain position. If you answered yes to five or more of these questions, you are
Signs of movement disorders (such as periodic limb probably more anxious or tense than other people, and you may
movement disorder) or parasomnias will probably be need to seek professional help.

apparent on the video.


Reprinted with permission from No More Sleepless Nights by Peter Hauri,
■ Daytime sleep tests. Daytime sleep tests may be Ph.D., and Shirley Linde, Ph.D.
administered after a night in the sleep lab. The multi-

www.h e a l t h . h a r v a r d . e d u Improving Sleep 45


This Harvard Health Publication was prepared exclusively for Helen McIntosh - Purchased at http://www.health.harvard.edu/
How sleepy are you? other significant other medical problems, home sleep
Sleep specialists often use this measure, called the monitoring may be helpful. Portable home record-
Epworth Sleepiness Scale, to gauge a patient’s level of ing devices also may be useful when polysomnog-
daytime sleepiness. raphy is not available and the person’s symptoms
Imagine yourself in the following situations, and then select suggest a need for immediate treatment, or when a
your likelihood of dozing using the 0–3 scale below. Add up patient is bedridden or medically unstable and can-
these numbers. If you score 10 points or more, consider seeing
a physician for an evaluation.
not be moved. Home-based tests may also be used
when a physician wishes to evaluate the effectiveness
Scale:
of treatment.
0 = would never doze
■ Apnea detectors. To detect breathing disturbances
1 = slight chance of dozing
2 = moderate chance of dozing during sleep, a patient can be equipped with apnea
3 = high chance of dozing detectors that measure heart rate, snoring sounds,
body position, nasal airflow, and the amount of oxy-
Situation Score
gen in the blood. Although these devices have been
Sitting and reading used to estimate how many people suffer from breath-
Watching TV ing disturbances, the information they provide isn’t
as accurate as a sleep lab evaluation. Unlike in a sleep
Sitting inactive in a public place, like a theater or
meeting lab, there is no technician to monitor the device and
As a passenger in a car for an hour without a break
patient, and there is a higher rate of problems asso-
ciated with the home-based devices. As a result, the
Lying down to rest in the afternoon
information may not be sufficient to diagnose and
Sitting and talking to someone devise a treatment plan.
Sitting quietly after lunch (when you’ve had no ■ Wrist actigraphy. A wristwatch-sized monitor-
alcohol) ing device that automatically records arm or leg
In a car while stopped in traffic movements can be used to track periods of sleep
TOTAL and wakefulness at night. Although it cannot deter-
mine the stage of sleep, it can help clarify ambiguous
aspects of a sleep diary—such as entries reporting
ple sleep latency test measures how long it takes you to long hours of sleep but exhaustion the next day—
fall asleep while lying down in a quiet room and what or assess the effectiveness of medical treatment. The
stages of sleep occur during a brief nap. The procedure actigraphy device may reveal that brief awakenings
is usually repeated four or more times during the day during the night are unknowingly disturbing sleep.
at two-hour intervals. This test measures sleepiness In some studies, wrist actigraphy accurately deter-
and looks for signs of narcolepsy. Falling asleep within mined whether a person was asleep almost 90% of
five minutes each time indicates extreme sleepiness. the time.
In the maintenance of wakefulness test, which is The American Academy of Sleep Medicine recom-
less commonly used, you’re given the opposite instruc- mends polysomnography, done in a sleep lab, as the
tions: try to stay awake. This ability is also affected by best method for diagnosing sleep apnea and deter-
the degree of sleepiness. People are sometimes given mining its severity. Portable home devices can miss
both tests at different times. mild apnea and other sleep disruptions, and they don’t
provide the sleep stage information needed to rule out
other sleep disturbances. Accordingly, they should
Home-based tests only be used when the patient’s physician is famil-
For people who, based on their symptoms, proba- iar with the devices’ benefits and limitations and has
bly have sleep apnea (see page 28) and who have no experience interpreting the results.

46 Improving Sleep www.health.har vard.edu

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The benefits of good sleep

B y now, you should have a solid understanding of the


various sleep problems and their consequences. It’s
worth taking a moment to look at the flip side: the ben-
look on life. In some cases, such people are able to
accomplish things they’ve always put off attempting,
such as completing college or getting an advanced
efits of routinely getting a good night’s rest. Here, the degree, switching careers, or finding a life partner.
encouraging news is that if you successfully conquer So if you’re struggling to get a good night’s rest,
whatever is preventing you from sleeping soundly— there is much cause for optimism. While there’s no
either on your own or with a sleep specialist’s assis- guarantee you’ll always get eight hours of uninter-
tance—you have a lot to look forward to. rupted sleep, with proper treatment you can reason-
Research documents the improvements that can ably expect improvements in both your nighttime
come with treatment: sleep and your overall quality of life.
• People with chronic insomnia who participated in
six 50-minute sessions of cognitive behavioral ther-
Sleep review
apy (CBT) improved their sleep efficiency (the per-
centage of time spent asleep while in bed) more than For such a natural and necessary thing, sleep is the source
of much anxiety. Here is a review of the basic steps to fol-
people who took a prescription sleeping pill. The
low if you’re having trouble maintaining normal, healthy
researchers also showed that people who underwent sleep patterns:
CBT increased their total time in slow-wave (deep) • Practice good sleep hygiene, such as making sure your
sleep. bedroom is sleep-friendly, avoiding caffeine and alco-
• People with sleep apnea who used CPAP for one year hol before bedtime, and going to bed and waking up at
the same time every day (see “Tips for a better night’s
reported quality-of-life improvements (such as bet- sleep,” page 14).
ter energy, mental health, and social satisfaction) • Make sure you’re getting proper treatment for any
that brought them to the same level as the general underlying illnesses, such as cardiovascular disease or
population. diabetes, that may interfere with sleep (see “Medical
conditions and sleep problems,” page 16).
• People with narcolepsy treated with modafinil for six
• Keep a sleep diary to look for patterns you may not be
weeks reported significant improvements in energy
aware of and to track progress.
and a significant reduction in daytime fatigue.
• Make sure your primary care physician is aware of any
Patients treated by sleep specialists gain a number over-the-counter or alternative medicines you take to
of benefits. Often, people with sleep disorders func- help you sleep, and follow your doctor’s recommenda-
tions about taking prescription sleep aids (see “Prescrip-
tion without sufficient sleep for so long that they come
tion medications for insomnia,” page 22).
to accept their constant fatigue as normal and assume
• If sleep problems persist despite your own efforts, con-
they will always feel tired. After a few weeks of healthy sider seeing a sleep specialist for a thorough sleep evalu-
sleep, some patients report feeling like a “whole new ation (see “Evaluation of sleep disturbances,” page 43).
person,” with newfound energy and an improved out-

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Resources
Organizations Restless Legs Syndrome Foundation, Inc.
1610 14th St. NW, Suite 300
American Academy of Sleep Medicine
Rochester, MN 55901
1 Westbrook Corporate Center, Suite 920 507-287-6465
Westchester, IL 60154 www.rls.org
708-492-0930
www.aasmnet.org This nonprofit foundation distributes brochures and provides
www.sleepeducation.com information on restless legs syndrome. It also publishes the quar-
terly newsletter NightWalkers and maintains a list of support
Dedicated to the advancement of sleep medicine and related groups located throughout the country.
research, this organization also provides the public with informa-
tion on sleep disorders as well as contact information for accred-
ited sleep centers. Web sites
American Sleep Apnea Association Conquering Insomnia Program
6856 Eastern Ave. NW, Suite 203 www.cbtforinsomnia.com
Washington, DC 20012
202-293-3650 This cognitive behavior therapy program, developed at Harvard
www.sleepapnea.org Medical School and the University of Massachusetts Medical
Center, is available for purchase as either an online program or in
This nonprofit organization provides information on sleep apnea CD format.
via brochures, a newsletter, and videos. It also operates a network
of support groups throughout the country. Sleep and Health Education Program
http://healthysleep.med.harvard.edu
Narcolepsy Network
110 Ripple Lane Created by Harvard Medical School’s Division of Sleep Medicine
North Kingston, RI 02852 and the WGBH Educational Foundation, this site aims to help the
888-292-6522 (toll-free) general public understand sleep and to get the sleep they need.
www.narcolepsynetwork.org Sleep Healthy Using the Internet
This organization offers educational materials on narcolepsy, as www.shuti.net
well help in finding support groups. This interactive Web-based program, developed at the University
National Center on Sleep Disorders Research of Virginia Center for Behavioral Medicine Research, provides
National Heart, Lung, and Blood Institute, NIH cognitive behavior therapy for insomnia. At this writing, the pro-
6701 Rockledge Drive gram is available only to participants in a research study.
Bethesda, MD 20892
301-435-0199 Book
www.nhlbi.nih.gov/about/ncsdr
The Harvard Medical School Guide to a Good Night’s Sleep
This federal center, part of the National Institutes of Health,
coordinates government-supported sleep research, training, and Lawrence J. Epstein, M.D., and Steven Mardon
education and offers a number of free publications about sleep (McGraw-Hill, 2007)
disorders. This book, co-written by the medical editor of this report, covers
sleep physiology; sleep disorders such as insomnia, sleep apnea,
National Sleep Foundation
and narcolepsy; sleep medications; childhood sleep problems; and
1522 K St. NW, Suite 500 coping with jet lag. The book includes a six-step plan for getting
Washington, DC 20005 a good night’s sleep.
202-347-3471
www.sleepfoundation.org
This nonprofit foundation helps consumers locate sleep centers
and provides information on a variety of sleep topics.

48 Improving Sleep www.health.har vard.edu

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Glossary
advanced sleep phase syndrome: A daily sleep/wake narcolepsy: A sleep disorder marked by excessive sleepiness
rhythm in which the onset of sleep and the time of awaken- or sudden sleep attacks.
ing are earlier than desired; the person wakes up earlier and
wants to retire earlier each day. obstructive sleep apnea: Disordered breathing during sleep,
resulting from blockage of the airway.
apnea: Cessation of breathing during sleep, lasting at least 10
seconds and associated with a fall in blood oxygen or arousal parasomnias: Episodic disruptive behaviors occurring during
from sleep. sleep, indicating abnormal or partial arousal.

cataplexy: Sudden paralysis of some or all muscles, brought periodic limb movement disorder (PLMD): Syndrome char-
on by laughter, anger, or strong emotions; a hallmark of acterized by periodic jerking of the limbs during sleep and
narcolepsy. daytime sleepiness.

central sleep apnea: Sleep apnea caused when respiratory polysomnography: Simultaneous recording of brain waves
control centers in the brain fail to activate breathing muscles. and other measures of physiological functioning to assess
sleep.
circadian rhythm: The innate biological clock that regulates
sleep and waking and controls the daily ups and downs of positive airway pressure (PAP): A treatment for sleep apnea
physiologic processes, including body temperature, blood in which a continuous stream of air is delivered through a
pressure, and the release of hormones. mask worn over the nose to keep the sleeper’s airway open.

deep sleep: See slow-wave sleep. quiet sleep: All sleep except REM sleep. In the quiet phase
of sleep, thinking and most physiological activities slow, but
delayed sleep phase syndrome: A daily sleep/wake rhythm movement can still occur. Also called non-REM sleep.
in which the onset of sleep and wake times are later than
desired; the person tends to go to bed later and get up later rapid eye movement (REM) sleep: A period of intense brain
each day. activity often associated with dreams; named for the rapid eye
movements that occur during this time. Also called dreaming
electroencephalogram (EEG): A recording of brain waves sleep.
obtained by attaching flat metal discs (electrodes) to the
scalp; it shows changes in brain waves. restless legs syndrome (RLS): Achy or unpleasant feelings
in the legs associated with a need to move. Most prominent
hypnagogic hallucinations: Often terrifying dreamlike at night, making it hard to fall asleep or stay asleep.
sounds or images occurring just before sleep; a symptom of
narcolepsy that can be mistaken for psychosis. sleep architecture: The pattern made when sleep stages are
charted on a hypnogram.
hypnogram: A diagram that summarizes the stages of sleep
recorded in the sleep laboratory. somnambulism: Sleepwalking.

insomnia: A condition marked by trouble falling asleep or somniloquy: Talking in one’s sleep.
staying asleep, or sleep that is nonrestorative.

melatonin: A hormone that helps regulate circadian rhythms,


produced in a predictable daily rhythm by the pineal gland.

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