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Study objectives: Conditions that give rise to reduced lung function are frequently associated with
low-grade systemic inflammation, which may lead to poor cardiovascular outcomes. We sought to
determine the relationship between reduced FEV1 and cardiovascular mortality, independent of
smoking.
Design: Longitudinal population-based study and a metaanalysis of literature.
Setting: Representative sample of the general population.
Participants: Participants of the first National Health and Nutrition Examination Survey Epide-
miologic Follow-up Study who were 40 to 60 years of age at baseline assessment (n ⴝ 1,861).
Measurements and results: We compared the risk of cardiovascular mortality across quintiles of
FEV1. Individuals in the lowest FEV1 quintile had the highest risk of cardiovascular mortality
(relative risk [RR], 3.36; 95% confidence interval [CI], 1.54 to 7.34). Compared to FEV1 quintile
1, individuals in quintile 5 had a fivefold increase in the risk of death from ischemic heart disease
(RR, 5.65; 95% CI, 2.26 to 14.13). We also performed a systematic review of large cohort studies
(> 500 participants) that reported on the relationship between FEV1 and cardiovascular
mortality (12 studies; n ⴝ 83,880 participants). Compared to participants in the highest FEV1
category, those with reduced FEV1 had a higher risk of cardiovascular mortality (pooled RR, 1.77;
95% CI, 1.56 to 1.97).
Conclusions: There is strong epidemiologic evidence to indicate that reduced FEV1 is a marker
for cardiovascular mortality independent of age, gender, and smoking history.
(CHEST 2005; 127:1952–1959)
Key words: cardiovascular mortality; FEV1; lung function; metaanalysis; National Health and Nutrition Examination Survey
Abbreviations: BMI ⫽ body mass index; CI ⫽ confidence interval; CRP ⫽ C-reactive protein; ICD-9 ⫽ International
Classification of Diseases, Ninth Revision; NHANES ⫽ National Health and Nutrition Examination Survey;
NHEFS ⫽ National Health and Nutrition Examination Survey Epidemiologic Follow-up Study; RR ⫽ relative risk
Table 1—Relative Risk of Various Cardiovascular Events Across The FEV1 Quintile Groups (Weighted Analysis)*
FEV1 Quintile†
p Value p Value
Variables for Trend‡ for Trend§ 1 2 3 4 5
lected and reviewed. Thirty articles met the inclusion heterogeneity) and women (RR, 2.14; 95% CI, 1.75
and exclusion criteria and were selected for a de- to 2.59; p ⫽ 0.40 for heterogeneity).
tailed review. Eighteen articles were excluded for
the following reasons: no reporting of cardiovascular
mortality or FEV1 (n ⫽ 14) or multiple publications Discussion
from the same cohort (n ⫽ 4). This left 12 original
articles meeting the inclusion and exclusion criteria The NHANES 1 follow-up data indicate that
for analysis. Table 3 summarizes the abstracted data reduced FEV1 is a marker for future cardiovascular
from the chosen studies.16 –27 Although there was a morbidity and mortality. The relationship between
marked heterogeneity in the way in which the stud- reduced FEV1 and mortality from ischemic heart
ies defined “low” FEV1 and the referent FEV1 disease was particularly striking. Even a modest
groups, all the studies nevertheless reported a signif- decline in FEV1 (from a mean of 109% of predicted
icant association between reduced FEV1 (as defined to 88% of predicted) was associated with a fivefold
by each of the studies) and cardiovascular mortality increase in deaths from ischemic heart disease,
(n ⫽ 83,880 participants). Overall, reduced FEV1 independent of baseline smoking status and other
was associated with increased cardiovascular mortal- potential confounding factors such as age, gender,
ity (pooled RR, 1.99; 95% CI, 1.71 to 2.29) [Table 3]. and Framingham risk scores.
In an analysis of studies that made statistical adjust- These data are consistent with other published
ments for smoking status (seven studies, n ⫽ 63,690 population-based studies, in which investigators sys-
participants), the results were similar (pooled RR, tematically examined the relationship between FEV1
1.77; 95% CI, 1.56 to 1.97; test for heterogeneity, and cardiovascular mortality.16 –27 Our pooled analy-
p ⫽ 0.15). When only those studies that divided the sis of the studies that categorized FEV1 in quintiles
study population into quintile groups based on FEV1 demonstrated that individuals in the lowest FEV1
were meta-analyzed (n ⫽ 22,530), the pooled RR of quintile (approximately ⬍ 75 to 80% of predicted)
cardiovascular mortality of the lowest FEV1 quintile have a 75% increase in the risk for cardiovascular
group compared to the highest quintile group was mortality compared with those in the highest FEV1
1.75 (95% CI, 1.54 to 2.01; p ⫽ 0.63 for heteroge- quintile. Even among lifetime nonsmokers, this re-
neity) [Fig 1]. In a secondary analysis, we analyzed lationship held, indicating that reduced lung func-
data from studies that reported on the relationship tion independent of smoking is a significant marker
between FEV1 and cardiovascular mortality among for cardiovascular mortality.
lifetime nonsmokers. The results of this analysis There are three potential explanations for the
were very similar to the main analysis: RR, 1.67; 95% relationship between various lung conditions that
CI, 1.35 to 2.01 (p ⫽ 0.84 for heterogeneity) [Fig 2]. give rise to reduced FEV1 and cardiovascular dis-
Moreover, the relationship between reduced FEV1 ease. The first possibility is that there is a common
and cardiovascular mortality was similar among men offending agent (associated with reduced FEV1) that
(RR, 1.64; 95% CI, 1.48 to 1.84; p ⫽ 0.17 for affects both pulmonary and cardiovascular systems
Marcus et al19 (good) 1989 Honolulu Heart Program, 5,924 54 100 2.71 (94%) 48% Quintiles (2.10 L vs 15–18 1.93 (1.46–2.54) Age, gender, smoking
US (Japanese 3.28 L) history
American)
Higgins and Keller17 1970 Tecumseh, US 5,140 16–75 47.7 NA NA ⬍ 2.0 L (1.4‡) vs ⱖ 2.0 L 2–6 5.03 (3.07–8.22) None
(fair) (1.4‡)
Hole et al16 (good) 1996 Renfrew & Paisley, UK 15,411 45–64 45.8 2.83† 36% Quintiles (ⱕ 73 to 75% 15 1.56 (1.26–1.92)† Age, gender, cigarette
1.99‡ vs ⱖ 108 to 113%) 1.88 (1.44–2.47)‡ smoking, diastolic BP,
cholesterol
concentration, body
mass index, and social
class
Beaty et al18 (fair) 1985 Baltimore Longitudinal 874 50.7 100 95.6% 21% ⱕ 80% vs ⱖ 80% 24 1.58 (0.96–2.60) None
Study of Aging, US
Schunemann et al 20 2000 Buffalo/Erie County, US 1,195 46.8 46.4 2.8 58.3% Quintiles (⬍ 80% vs 29 2.11 (1.20–3.71)† Age, gender, education,
(good) ⱖ 109 to 114%) 1.96 (0.99–3.88)‡ smoking history,
systolic BP, BMI
Ebi-Kryston21 (fair) 1988 Whitehall Civil Servants, 17,717 40–64 100 NA NA ⬍ 65% vs ⱖ 65% 10 1.49 (1.24–1.80) Age, smoking history
UK
Lange et al22 (good) 1991 Copenhagen City Study, 12,511 53.1 NA NA NA ⬍ 60% vs ⬎ 80% 6.5 1.8 (1.4–2.4) Age, gender, diabetes,
Denmark systolic BP, cholesterol,
BMI, smoking history
Tockman et al23 (fair) 1989 Washington County, 884 NA 100 NA 32.3% Quartiles (⬍ 65% vs 10 3.66 (1.76–7.61) None
Maryland ⬎ 100%)
Krzyzanowski and 1986 Cracow, Poland 3,047 19–70 59 NA 38.4% ⬍ 65% vs 76–100% 13 2.56 (1.35–4.85)† Age, gender, height,
Wysocki24 (fair) 1.99 (0.95–4.18)‡ smoking history, health
status
Hospers et al25 (good) 1999 Vlagtwedde-Vlaardingen, 5,382 36 54 98% 55% ⬍ 80% vs ⱖ 100% ⬃25 1.82 (1.42–2.34) Eosinophilia, positive skin
Netherlands tests, age, gender,
smoking history, and
city of residence
Kuller et al26 (good) 1989 Multiple risk factor 7,368§ 46 100 3.38 64% Quintiles (⬍ 2.8 to 3.0 L 7 2.33 (1.35–4.03)㛳 Age, diastolic BP,
intervention trial vs ⱖ 3.8 to 4.0 L) smoking history, LDL,
HDL, leisure time,
education, height
Speizer et al27 (good) 1989 Harvard Six Cities Study 8,427 49 45 2.85 39.9% Quartiles (2.0 to 2.6 L vs 12 1.42 (1.07–1.90)† Age, respiratory
2.9 to 4.1 L) 2.74 (1.93–3.90)† symptoms, gender,
smoking history
Pooled summary 83,880 1.99 (1.71–2.29)
*NA ⫽ not available; LDL ⫽ low-density lipoprotein; HDL ⫽ high-density lipoprotein. Test for heterogeneity, p ⫽ 0.001.
†Male values.
‡Female values.
§Although 12,866 participants were originally enrolled in the study, only 7,368 participants had an acceptable pulmonary function test result.
㛳Although the smoking-adjusted RR was reported, its 95% CI was not provided; thus, the adjusted data could not be used for the metaanalysis.
Clinical Investigations
Figure 1. Metaanalysis of studies that reported RR of cardiovascular mortality based On FEV1
quintiles.
such that reduced FEV1 serves as an epiphenome- There are limitations to the current study. Because
non of this “third” factor. A second possibility is that the present review relied on published reports of
the relationship is confounded by various measured data, residual confounding by other risk factors is a
and unmeasured variables. The third possibility is concern. Moreover, for the metaanalysis, we did not
that the lung processes may be causally linked to have access to individualized data; thus, we could not
cardiovascular disease. There are several lines of determine the appropriateness of FEV1 cut-off val-
evidence that suggest a causal association is possible. ues used across the studies and we could not deter-
Although fibrotic lung and obstructive airway dis- mine the exact shape of the relationship between
eases are disparate conditions, both can give rise to FEV1 and cardiovascular mortality. A pooled analysis
systemic inflammation and increased systemic levels of individualized data from these studies may be of
of CRP and fibrinogen.3,28 –30 In these conditions, value in addressing the shortcomings of the present
CRP and other acute-phase proteins may increase in study. Furthermore, future large prospective studies
response to certain cytokines and growth factors that are needed to determine whether differential
may be overexpressed in the lung tissue.7,31 Although changes in FEV1 over time can modify the risk of
the precise mechanism by which this occurs is cardiovascular events. Second, for the NHEFS anal-
unknown, in rabbit models, Suwa and colleagues32 ysis, we relied on ICD-9 coding on hospital records
have shown that induction of airway inflammation and death certificates to ascertain cardiovascular
can incite and propagate systemic inflammation, event rates in the cohort. Previous studies34,35 sug-
which in turn may contribute to the progression of gest that this approach may overestimate the burden
atherosclerosis. This observation is consistent with of cardiovascular events in the community. Random
the notion that low-grade systemic inflammation is a misclassification of cardiovascular event data across
major risk factor for plaque genesis, progression, and FEV1 quintiles would have biased the findings to-
rupture.33 ward the null value. Therefore, the results from the
current analysis may be a conservative estimate of Third National Health and Nutrition Examination. Am J Med
the impact of FEV1 on cardiovascular outcomes. 2003; 114:758 –762
2 Camilli AE, Robbins DR, Lebowitz MD. Death certificate
Third, we cannot entirely rule out the possibility of
reporting of confirmed airways obstructive disease. Am J
publication bias in the systematic review.36 There- Epidemiol 1991; 133:795– 800
fore, the findings of the metaanalysis should be 3 Sin DD, Man SF. Why are patients with chronic obstructive
interpreted cautiously.36 pulmonary disease at increased risk of cardiovascular dis-
In summary, the NHEFS as well other published eases? The potential role of systemic inflammation in chronic
population-based data suggest that reduced FEV1 is obstructive pulmonary disease. Circulation 2003; 107:1514 –
a marker for cardiovascular mortality, independent 1519
4 Eid AA, Ionescu AA, Nixon LS, et al. Inflammatory response
of smoking history. FEV1, which is easily measurable
and body composition in chronic obstructive pulmonary
in ambulatory clinic settings, provides additional disease. Am J Respir Crit Care Med 2001; 164:1414 –1418
prognostic information, which may help to better 5 Takabatake N, Nakamura H, Abe S, et al. The relationship
risk-stratify patients and populations for future car- between chronic hypoxemia and activation of the tumor
diovascular events. Future work is needed to deter- necrosis factor-␣ system in patients with chronic obstructive
mine whether lung conditions giving rise to reduced pulmonary disease. Am J Respir Crit Care Med 2000; 161:
1179 –1184
FEV1 can contribute to atherosclerosis and whether 6 Wouters EF, Creutzberg EC, Schols AM. Systemic effects in
treatment of these conditions can improve cardiovas- COPD. Chest 2002; 121(suppl):127S–130S
cular outcomes in such patients. 7 Yamanouchi H, Fujita J, Yoshinouchi T, et al. Measurement
of hepatocyte growth factor in serum and bronchoalveolar
lavage fluid in patients with pulmonary fibrosis. Respir Med
1998; 92:273–278
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