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ANTHONI Reid1994
ANTHONI Reid1994
http://journals.cambridge.org/ITI
Anthony Reid
Historiographical Reflections
on the Period 1750-1870
in Southeast Asia and Korea1
ANTHONY REID
(Australian National University)
The historiography with which most of us interact outside our own country
or area of expertise is predominantly western and primarily in English.
Although increasingly diverse in authorship, this historiography continued
to build on traditions and sources which were developed in a less universalist
age. It is not surprising the find that the period (roughly mid-seventeenth
to mid-eighteenth centuries) in which most independent countries of
eastern Asia sought to disengage from the European-dominated world
economy is poorly understood or appreciated. I am conscious of the danger
that my own recent work on the Southeast Asian 'Age of Commerce' may
unintentionally reinforce negative images of those states which reacted to
the traumas of the seventeenth century by decreasing their interaction widi
European traders.2
This paper, like the project from which is derives, is intended to draw
attention to the inadequacy of such a view, particularly in relation to the
second half of that period, divided from die first by major changes in both
global and local economies. It is historians of Japan who have most vigo-
rously challenged the negative imagery of a half-century ago, and I begin
widi a short overview of some of that work.
transigeance and xenophobia made western trade with Burma [. ..] and
even ordinary diplomatic relations, impossible'.17 The Emperor Tu-Duc in
negotiating with the French, 'took his cue from China and was too simple-
minded to realise [. ..] the consequences'. Aceh (here following Vlekke
almost verbatim) and Brunei were nests of pirates, while the Balinese dynasty
of Lombok exercised 'cruel oppression' over the Sasaks.18 The major theme
of the late eighteenth and nineteenth centuries is in fact the inexorable
advance of European power.
Nationalist historiography might have been expected to reverse this pat-
tern and turn the 'last stand' into a heroic source of pride. But the nationa-
lists were energetic modernizers who had learned their modernity in wes-
tern-style schools, reading and reacting against colonial histories. The rulers
who had compromised with or been humiliated by the colonial conquerors
were sources of embarrassment rather than pride. They represented 'feudal'
hierarchies subsequently fossilized under the colonial umbrella into forms
which the nationalists saw as an obstacle to progress. It was the shadowier
ancient kingdoms of presumed great power which seized their imagination
as it had that of the colonial scholars. Angkor became the central symbol
of Cambodian nationalism, as Pagan, Sukhothai, the Melaka sultanate,
Sriwijaya and Majapahit did elsewhere. The Brunei sketched by the chroni-
cler of Magellan's expedition has become the model for the newest of
Southeast Asian's nationalisms. Sukarno's exhortation may stand for many:
Where they were not ignored altogether, the later kingdoms seemed pathe-
tic or reactionary. Nationalists preferred to focus on peasant or proto-
nationalist rebellion, of which the Tay Sono in Vietnam and Diponegoro
in Java were particular exemplars.
The attractiveness of the Say Son as a model 'people's rebellion' was one
reason why die dynasty which crushed it was especially denigrated by Vietna-
mese nationalists and Marxist histories. The stricture of die colonial histo-
rians that die Nguyen regime was 'pure monarchy, absolute, without con-
trol, without effective constitution, without any other limit than powerful
custom become almost ritual and a code transmitted from time immemo-
rial' was congenial enough to be quoted repeatedly by Marxist nationalists.1"'
The dominant view in Hanoi until recently was diat die Nguyen dynasty
'destroyed every progressive policy of Quang Trung [the Tay Son ruler]
and put a reactionary 'anticommerce policy into effect'. "' It represented
a 'profound and irremediable crisis' of the feudal order." In a similar way
82 ANTHONY REID
North Korean Marxists regarded the policy of the regent Taewon'gun who
dominate Korea after 1864 as 'conservative, anachronistic, and aimed at
[...] revamping the feudal system'.23 Non-communist nationalists in both
countries were almost as scathing about the inadequacy of their last rulers.24
There are plenty of indications that these negative attitudes have begun
to change, both among historians and political decision-makers. Korean
scholars were probably the earliest and most determined revisionists, eager
to overturn the image of a stagnant and fossilized late Choson Dynasty
established by Japanese scholarship. Both in the north and south, Marxist
categories tended directed the early stages of this quest to a pursuit of
'incipient capitalist'. The North Korean view had taken a clear if somewhat
crude shape by the 1960s: 'Weak capitalist relations gradually emerged in
Korea in the eighteenth century while feudal relations continued to be
prevalent. The newly emerged capitalist relations brought about a more
naked and more direct form of exploitation.'25 Southern historians were
also concerned to show that modern capitalism had begun independendy
before it was forced upon Korea by the Japanese, though there was also
greater readiness to question the Eurocentric Marxist progression.26 The
Sirhak (Practical Learning) school of scholarship which became dominant
in die eighteenth century has also been celebrated in bodi Nordi and
Soudi as an indigenous indication of modernity and 'part of die effort to
recover die historical ego of die nation'.27
The work on Konbaung Burma of Myo Myint, Lieberman and Koenig
had undermined die stagnant image by showing a process of almost constant
reform.28 For Siam, Gesinck, Reynolds and Wyatt have suggested diat
Rama I, despite his claims to be recreating Ayudhya, 'really intended some-
thing fundamentally new'.29 Nidhi Aeusrivongse has taken diis furdier by
pointing to die complete revolution in social and intellectual forms which
underlay the changes from die top.30 Aldiough Woodside (1971) still re-
mains almost alone as a serious study in English of the Nguyen dynasty,
die information available has been fundamentally transformed by die work
on the local land registers by Nguyen Dinh Dau, Nguyen Due Nghinh and
odiers in Vietnamese, and Yumio Sakurai in Japanese." Similar sources in
Korea have recendy been analyzed also in an empirical and careful spirit.32
A revival of interest in die last dynasty has been marked by a 1989 conference
in Ho Chi Minh City, and by a number of publications about old Hue
which seem motivated as much by nostalgia as by a desire to boost tourism.
James Warren's work on Sulu, van der Kraan's on Lombok, Trocki's on
Riau-Johor and Shaharil Talib's on Trengganu have begun die revisionist
task for some of die more dynamic Archipelago states, diough almost
everydiing remains to be done on die internal dynamics of states such as
Aceh, Palembang, Bone and Wajo in diis period.33 For the Javanese states
after the Gianti Treaty (1755) die work of Ricklefs, Kumar and Carey has
begun to show die rich diversity and capacity for social and intellectual
change even after die military disasters of die previous period.34
HISTORIOGRAPHY OF SOUTHEAST ASIA AND KOREA 83
A 'Chinese Century5
The century 1740-1840 witnessed a remarkable growth of Chinese influence
in the smaller Asian states though his has been obscured in the western
literature by die opposite reaction of the European enclave ports, which
sought to limit their earlier dependence on Chinese intermediaries. The
massacre of about 10,000 Chinese in Batavia in 1740 was one tragic indica-
tion of the changing climate in these European ports, but die Spanish
exclusion of non-Catholic Chinese from the Philippines in 1755 (repeated
in 1766) was of even greater long-term importance. A distinct overseas
Chinese identity was for die following century much less attractive in die
Dutch settlements and virtually impossible in die Spanish. Chinese in Java
were more inclined to assimilate into die indigenous states, and in the
Philippines to avoid Manila in favour of such ports as Sulu.35
China was meanwhile finally overcoming its disabling antipathy towards
die overseas enterprise of its emigrant population. The last of die many
imperial bans on private Chinese trade abroad was diat of die Kanxi Empe-
ror in 1717. It was revoked in 1727, legitimating and encouraging an
overseas junk trade already rapidly developing. Sojourning abroad, and
especially serving a foreign government, continued to be condemned, but
die immensely wealdiy Batavia trader Chen Ilao may have been die last to
be punished when he was sentenced to banishment on his return in 1749.
In 1754 the Chinese authorities declared for die first time diat any Chinese
with valid reasons would be entided to return home and have his property
protected.'6 The effect of diis relaxation was quickly evident in die outflow
of traders, miners, planters and adventurers of all kinds.
This era saw the establishment of colonies of Chinese miners in nordiern
Vietnam, western Borneo, Phiket, Kelantan and Bangka. Chinese planters
established new export industries of pepper in Brunei, Cambodia and
Chantaburi, and of gambier in Riaujohor.37 In Soudieast Siam as well as
Keda and Java, sugar plantations were opened by Chinese immigrants. The
Mekong delta area became a new frontier for Chinese agricultural and
commercial enterprise. Whereas rulers in Burma and nordiern (Trinh)
Vietnam reacted with fear and tight controls, the Nguyen rulers of Hue,
like Taksin and Rama I in Siam and the Yamtuan Mudas in Riau, were
eager to use Chinese colonists to increase not only dieir revenue but their
control over frontier areas.
Most of these economic pioneers produced or traded for die China
market. Hence a great expectation occurred in the junk trade to such ports
as Ha Tien, Saigon, Terengganu, Riau, Brunei (where seven junks a year
were said to be arriving in the 1770s) and Sulu. The greatest of" all Chinese
ports outside China, however, was Bangkok, which probably replaced Bata-
via at the end of the eighteenth century as the busiest port between Calcutta
and Canton. According to Crawfurd tiiere were 280 junks and about 11,500
84 ANTHONY REID
seamen, almost all ethnic Chinese, based in Bangkok in the second decade
of the nineteenth century.38
Despite its conservative Confucian ideology, the Chienlung Emperor's
long reign was prosperous and relatively effective in dealing with its Asian
neighbours. After abortive military intervention in Burma in 1766 and
Vietnam in 1788, and a prickly conservatism towards the 'usurper', Taksin,
relations were quickly restored with all these states to a level of almost
unprecedented warmth. Tribute missions visited the Chinese capital during
the last ten years of the Chienlung reign (1785-1795) at a rate of almost
four a year - more than at any time since the sixteenth century. From
Korea envoys continued to arrive about twice a year as late as 1874, while
Vietnam sent missions almost every year and Siam was more zealous than
it had been for four centuries - omitting to send tribute in only five years
of the period 1784-1832. Even in the Archipelago, where no state had sent
tribute to China since the early 1500s, Sulu recommended the practice in
1727 and sent several formal missions between then and 1763.19
There is as yet no historiography of this 'Chinese century', at least in
English. As a theme it is unlikely to appeal to nationalists, and few historians
working on Southeast Asia handle the fragmentary Chinese records with
ease. Nevertheless a comparative treatment of Southeast Asia in this period
of wariness about the West must take account of the alternative economic
and intellectual stimuli from China and Chinese.
giving way to kings, traders, foreigners and the people of everyday city life,
as well as narrations of excursions into the countryside. There is a tendency
to humanistic as well as realistic depictions. Ordinary people are often
portrayed as comic, but the heroes have to learn exemplary behaviour
through experience, unlike the god-like heroes of Ayudhya. There is there-
fore a more complex characterization. This trend towards realism in litera-
ture is parallelled by realism in painting, especially in the everyday urban
scenes in the lower parts of temple murals.
Since some of the impetus for change was a greater emphasis on Buddhist
morality rather than Hindu or animist cosmology, it is not surprising that
parallel trends occurred in Burmese art and literature. Yet Korea and
Vietnam appear to have experienced a somewhat similar evolution in a
Confucian tradition. In Korea the 'practical learning' (sirhak) school turned
away from philosophical speculations and toward a thorough examination
of contemporary affairs. Novels reached a wider audience (including
women) and treated of Korean as well as Chinese themes, while painting
became more naturalistic and included popular everyday scenes. The wider
use of Korean as opposed to Chinese was parallelled by the flowering of a
popular Vietnamese literature in nom, most successfully in the radical
woman poet Ho Xuan Hong. The masterpiece of Vietnamese poetry, the
Tale of Kieu, can still move modern readers even though it was written by
a conventionally-educated Confucian scholar under the Emperor Gia Long
(1802-1820). In both countries neo-Confucian critiques of modern customs
by some literati were accompanied by more popular and subversive forms.
In all these societies China may have been important less as a model
than as a source of 'otherness', of self-consciousness about individual and
collective diversity. In the Malay World Europeans and Arabs as well as
Chinese provided that stimulus. The modernity of Munshi Abdullah's
writing is sometimes dismissed as outside the Malay mainstream, but there
were other authors of the period who were almost as radical in bringing
an Islamic critique to bear on Malay society and history. The Buddhist ethic
which Nidhi identifies as driving out animist, Hindu and royal-mythological
mentalities mayfindparallels in the work of Islamic writers of the Palembang
and Riau schools, such as Kemas Fakhruddin, Abdul-Samad-al-Palimbani
and Raja Ali Haji.4" There is no doubt that the last named wrote about
foreigners and traders in a similar realistic spirit to that discerned by Nidhi,
and not simply as attributes of royal grandeur. On all these questions,
however, and still more in relation to Bugis and Acehnese literatures,
comparative work has barely begun.
In Java and Bali, despite the image of literary 'decline' which colonial
scholars picked up from indigenous informants, 'the 18th and 19th centu-
ries are not more often seen as a period of cultural renaissance, when most
of the existing corpus of literature was written.'" Despite the Dutch presence
in Java indigenous writers were almost as isolated from European literary
norms as their Korean and Vietnamese counterparts. Nevertheless there
86 ANTHONY REID
were radically new types of writing (including the realistic court diary of a
lady soldier); there was a new consciousness of Javanese as one people
(bangsa) amongst a variety of others, to be criticized in the balance with
other ethnic groups; and an Islamic ethic became much more influential
(Kumar 1984 and forthcoming). In Bali and Lombok new genres became
popular, including new types of kakawin and Panji stories written not for
the courts but for a variety of diverse patrons.
The colonial conquests of the nineteenth century in one sense mark the
progressive retreat of extinction of one autonomous polity after another.
Although these defeats have been seen as fundamental watersheds from
both a colonial and a nationalist viewpoint, there may be deeper senses in
which the high colonial era continued patterns of commercialization and
intellectual innovation which had begun during the 'Last Stand'. This, I
suggest, makes these innovations even more interesting. As the Japanese
example forces us to reinterpret the idea of the modern, these other Asian
examples will be of increasing importance.
Notes
This paper arises from a three-year project funded by the Toyota Foundation, to whom
gratitude is first due. My collaborators in that project are the source of many of the ideas
in this paper - Nichi Aeusrivongse, Martina Deuchler, Yeyamalar Kathirithamby-Wells,
Alfons van der Kraan, Ann Kumar, Victor Lieberman, Yumio Sukurai and Carl Trocki.
In addition, I must thank Nola Cooke for much of the material on Vietnam, Lorraine
Gesick, Patrick Jory, David Marr, Tessa Morris-Suzuki, Li Tana, Stewart Lone, Graig
Reynolds and Tan Lay-cheng.
Anthony Reid, Southeast Asia in the Age of Commerce 1450-1680 (2 vols., New Haven 1988-
1993).
I am indebted for much of this section to two unpublished papers by Dr. Morris-Suzuki,
'Re-writing History: Civilization Theory in Contemporary Japan', and 'Edo Boom'.
HISTORIOGRAPHY OF SOUTHEAST ASIA AND KOREA 87
Traditional Siam,. 1767-1827' (Ph.D. diss., Cornell University 1976). Craig Reynolds,
'Buddhist Cosmography in Thai History, with special reference to Nineteenth Century
Culture Change', Journal of Asian Studies 35/2 (1976) 203-220.
30 Nidhi Aeusrivongse, Prawaisat Raitanakosin nai phraratchaphongsawadan Ayutthaya [Bang-
kok History in Auydhya Chronicles] (Bangkok 1978). Nidhi Aeusrivongase, Pak Kai Lae
Bai Rua: Ruam Khwam Riang Wa Duai Wannakam Lae Prawatisat Ton Ralanakosin [Pen
and Sail: Collected essays on early Bangkok literature and history] (Bangkok 1984).
31 Alexander Woodside, Vietnam and the Chinese Model A Comparative Study of Nguyen and
Ch'ing Civil Government in the First Halfof the Nineteenth Century (Cambridge, Mass., 1971).
Nguyen Dinh Dau 1991, 'Remarques preliminaires sur les registres cadastraux (dia ba)
des six provinces de la Cochinchine (Nam Ky Luc Tinh)', Bulletin de I'Ecole Francaise
d'Extreme Orient (1991) 78. Nguyen Due Nghinh 1974, 'Tinh hinh phan phoi ruong dat
o xa Mac Xa giua hai thoi diem (1789-1805)', Nghien Cuu Lick Su (1974) 161. This was
translated as 'La preponderance des proprietaires moyens a Mac Xa entre 1789 et 1805',
in: Propriete privee et propriete collective dans Vancien Vietnam (Paris 1987) 111-208. Nguyen
Due Nghinh, 'Land Distribution in Tu Liem District according to the Land Registers',
Vietnamese Studies (Hanoi) 61 (1980) 164-187. Sakurai Yumio, 'A Study of Landownership
in some early Nineteenth Century Vietnamese villages', Southeast Asia, History and Culture
(1976) 6. Sakurai Yumio, Beronamu Sonraku no Keisei [Formation of the Vietnamese village]
(Tokyo 1987).
32 Yi T'aejin, 'Choson hugi yangban sahoe ui pyonhwa' [Transformation of yangban society
in Late Choson], Han'guk saoepalchon sawn [Discourse on the development of Korean
society] (Seoul 1992).
33 James Warren, TheSulu Zone 1768-1898 (Singapore 1981). Alfons van der Kraan, Lombok;
Conquest, Colonization and Underdevelopment, 1870-1940 (Singapore 1980). Alfons van der
Kraan, 'Bali and Lombok in the World Economy', Paper presented at a conference
'Island Southeast Asia and the World Economy', ECHOSEA Project, ANU, November
1992. Carl Trocki, Prince ofPirates; the Temenggongs and the Development ofjohor and Singapore,
1784-1885 (Singapore 1979). Shaharil Talib, 'The Port and Polity of Terengganu during
the Eighteenth and Nineteenth Centuries', in: J. Kathirithamby-Wells a n d j . Villiers eds.,
The Southeast Asian Port and Polity; Rise and Demise (Singapore 1990) 213-230.
34 M.C. RicklefSt/og/afcarta under Sultan Mangkubumi 1749-1792 (London 1974). Anne Kumar,
'Javanese Court Society and Politics in the Late Eighteenth Century: the record of a lady
soldier", Indonesia 29 (1980) 1-46 and 30 (1980) 67-111. Peter Carey, "Waiting for the
"Just King": the Agrarian World of South-Central Java from Giyanti (1755) to the Java
War (1825-30)', Modem Asian Studies 20/1 (1986) 59-138.
35 Peter Carey, "Changing Javanese Perceptions of the Chinese Communities in Central
Java', Indonesia (1984) 37. Edgar Wickberg, The Chinese in Philippine Life 1850-1898 (New
Haven 1965) 20-35.
36 Ng Chin Keong, "The Case of Ch'en Mao: Maritime Trade and Overseas Chinese in
Ch'ing Policies, 1717-1754', in: Roderick Ptak and Dietmar Rothermund eds., Emporia,
Commodities and Entrepreneurs in Asian Maritime Trade, c. 1400-1750, ed. (Stuttgart 1991)
373-400.
37 Trocki, Prince of Pirates.
38 John Crawfurd./ouraa/ of an Embassy to the Courts of Siam and Cochin-China (London 1828)
414-416. " '
39 John K. Fairbank ed., The Chinese World Order. Traditional China's Foreign Relations (Cam-
bridge, Mass. 1968) 11, 99-101, 265-266. Suebsang Promboon 1971. 'Sino-Siamese Tribu-
tary Relations 1282-1835' (Ph.D. Dissertation, University of Michigan 1971) 121-122.
Cesar A. Majul, Muslims in the Philippines (Quezon City 1973) 347-352.
40 G.WJ. Drewes, Directions for Travellers on the Mystic Path (The Hague 1977). Barbara Andaya
and Virginia Matheson, 'Islamic Thought and Malay Tradition: The Writing of Raja Ali
Haji of Riau (ca. 1809-ca. 1870)' in: Anthony Reid and David Marr eds., Perceptions of the
Past in Southeast Asia (Singapore 1979) 108-128.
41 Helen Creese, 'Sri Surawiria, Dewa Agung of Klungkung (1722-1736)', BKI147: 414415.