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Regulations Concerning Airborne Particle Counting PDF
Regulations Concerning Airborne Particle Counting PDF
Process People
2
Classification:
FS209 and ISO 14644-1
ISO 14644-1 FED STD 209E Classification is the process of qualifying the
ISO Class English Metric cleanroom environment by the number of
1 particles using a standard method
2
Determine
D i classification
l ifi i off room according
di to
3 1 M1.5 standards
“ISO Class 5” or “Class 100”
4 10 M2.5 Performed on a regular basis but not frequently
6 months, yearly or ???
5 100 M3.5
Standards define minimum number of sample points
6 1,000 M4.5 Usually based on area of cleanroom or clean zone
Standards define minimum amount of air to be
7 10,000 M5.5 sampled
Minimum volumes for statistically valid samples
8 100,000 M6.5
Classification Monitoring
Frequency 6 months or annual Daily, weekly, monthly
or continuous
Number of positions By formula By need for data
6
Differences
Classification Monitoring
7
Classification
8
Classification Standards for Airborne Particles
9
Classification Standards for Airborne Particles
– ISO 14644-1
• Classification of air cleanliness
– ISO 14644-2
• Specifications for testing and
monitoring to prove continued
compliance with ISO 14644-1
– ISO 14644
14644-3
3
• Guidance on instrumentation to
be used for testing for
1999 compliance with ISO 14644-1
ISO 14644
10
Generall Standard
G St d d
for all Industries
Electronics
• Semiconductor
• Flat Panel
• Circuit Board
• Optical
• MEMS/Nanomachines
Life Sciences Other
• Pharmaceutical
Laboratory Electronics
• Biotechnology
• Medical Devices
• Hospitals/Pharmacies
Aerospace
Aerospace
• Launch Vehicles
• Satellites
• Commercial/Military Aircraft
Laboratories Life Sciences
• Analytical Laboratories
• Universities
Other
• Nuclear
• Photographic, X-ray films
• Automobile Painting
11
ISO 14644
ISO 14644 consists of the following parts, under the general title Cleanrooms
and associated controlled environments:
13
Classification Standard:
ISO 14644-1:1999
14644 1 1999 Li
Limits
it
Cl
Class N
Number
b off P
Particles
ti l per Cubic
C bi Meter
M t by
b Micrometer
Mi t Size
Si
ISO 1 10 2
ISO 2 100 24 10 4
14
Classification Standard:
ISO 14644-1:1999
14644 1 1999
Minimum number of 1
with at least 3 samples
locations total
Note: Typical sample volume may be larger than minimum listed above
especially for smaller size particles in very clean areas (better than ISO Class 5
or FS 209E Class 100)
15
Classification Standard:
ISO 14644-1:1999
14644 1 1999
ISO Class 5
5, 5 microns = (20/29) x 1000 = 690 liters
16
ISO 14644-2:2000
Continued compliance
(re-qualification)
Maximum Time
Test Parameter Class Test Procedure
Interval
≤ ISO 5 6 Months
Particle Count ISO 14644-1
Test Annex A
ISO 6, 7, 8, 9 12 Months
ISO 14644-1
Airflow All Classes 12 Months
A
Annex B4
17
Example
ISO 14644-1
14644 1 C
Calculations
l l ti
Vial
Freeze
Washing
Dryer 1
System 5m
Freeze
8m
Dryer 2
5m
Calculations for Number of Points:
Area of clean zone = 80 m² Freeze
Take the SQRT (80) = 8.94 Dryer 3
Rounding
g up
p to next integer
g = 9 sample
p positions
p
4m
18
Example
ISO 14644-1
14644 1 C
Calculations
l l ti
Vial
Freeze
Washing
Dryer 1
System
1 2 3 4 5 6
Freeze
Dryer 2
Calculations for Number of Points:
8
Area of clean zone = 80 m²
Take the SQRT (80) = 8.94
Rounding up to next integer = 9 sample positions Freeze
9 Dryer 3
19
Example
ISO 14644-1
14644 1 C
Calculations
l l ti
1 2 3 4 5 6 7 8 9 10
Vial
Freeze
Washing
Dryer 1
System
Freeze
F
Dryer 2
• Need to adjust for equipment in room.
• Under ISO 14644-1, if you sample at 10 or more
positions,
iti you can avoid
id the
th added
dd d calculation
l l ti off
the UCL (Upper Confidence Limit). Calculation of
the UCL is only mandated when the number of
positions used is between 2 and 9. Freeze
• Best to sample near potential problem spots which Dryer 3
are near entrances and exits and near operator
positions.
20
Example
ISO 14644-1
14644 1 C
Calculations
l l ti
9
1
Vial 10 Freeze
Washing
8 Dryer 1
System
2
11
3 4 5 6 7
12 Freeze
Dryer 2
• Need to adjust for equipment in room.
• Under ISO 14644-1, if you sample at 10 or more 13
positions, you can avoid the added calculation of
the UCL (Upper Confidence Limit). Calculation of
the UCL is only mandated when the number of
positions used is between 2 and 9. Freeze
14
• Best to sample near potential problem spots Dryer 3
which are near entrances and exits and near
operator positions.
21
Example
ISO 14644-1
14644 1 C
Calculations
l l ti
22
Probable Revisions to
ISO 14644-1, -2
23
Revisions to
ISO 14644
14644-1:1999,
1:1999
14644-2:2000
Revision committee has met
in Zurich in the beginning of September 2012;
b WEBEX iin JJuly
by l 2013
2013:
in Reno October 2013
24
Forthcoming Revisions to
ISO 14644
14644-1 1
1. Frequency of re-certification
re certification for “continued
continued
compliance”:
Now:
• If zone is ≤ ISO Class 5, every 6 months
• If zone is ≥ ISO Class 6, every 12 months
Proposed:
• Remove re re-certification
certification period
• Re-certification timeframe will be set by regulatory or advisory
committees for a particular industry
• Or: 1 year if not monitoring !!
25
Forthcoming Revisions to
ISO 14644-1
14644 1
26
Forthcoming Revisions to
ISO 14644-1
14644 1
27
A.4.1.1
28
Forthcoming Revisions to
ISO 14644
14644-1 1
4 Remove possibility to classify at 5 micron
4.
only for ISO Class 5
R l
Replace number
b values
l with
ith “N
“Note
t (b)” :
30
Forthcoming Revisions to
ISO 14644
14644-1,
1 -22
31
Cleanroom Designations
Air Surfaces
Chemicals
ACC SCC
ISO 14644 – 8 ISO 14644 – 10
32
Classification Limits:
ISO 14644-1:1999
Number of Particles p
per Cubic Meter by
y Micrometer Size
ISO Class 1 10 2
ISO Class 6 , ,
1,000,000 237,000
, 102,000
, 35,200
, 8,320
, 293
33
Proposed
p new limits and labels:
Classification Limits: ISO 14644-1 (2014)
Number of Particles per Cubic Meter by Micrometer Size
ISO-ACP
0.1 m 0.2 m 0.3 m 0.5 m 1 m 5 m
1 10
2 100 24 10
9 35,200,000
, , 8,320,000
, , 293,000
,
34
Forthcoming Revisions to
ISO 14644
14644-1,
1 -22
7. Calibration of Instruments to ISO 21501-4
A.2.2
A 2 2 IInstrument calibration
lib i
The instrument shall have a valid calibration certificate;
the frequency
q y and method of calibration should be
based on current accepted practice as specified in
ISO 21501-4:2007 .
"This revision
"Thi i i off ISO 14644
14644-2 2 reflects
fl a
philosophical shift that emphasizes
monitoring
it i over classification."
l ifi ti "
37
Probable Revisions to ISO 14644-2
I t d ti
Introduction
"This revision
"Thi i i off ISO 14644-2
14644 2 reflects
fl t a
philosophical shift that emphasizes
monitoring over classification.
classification
38
Probable Revisions to ISO 14644-2
I t d ti
Introduction
"Potential benefits gained from more substantial
monitoring are:
39
Probable Revisions to ISO 14644-2
I t d ti
Introduction
"ISO 14644-2 specifies requirements of a monitoring plan,
based on a risk assessment of the intended use. The
data obtained provides evidence over time of continuing
cleanroom or clean zone performance related to airborne
cleanliness by particles (ACP).
40
Probable Revisions to ISO 14644-2
I t d ti
Introduction
"The level of airborne particles measured under a
monitoring plan may typically be higher than the level
observed during the at-rest classification process.
41
Probable Revisions to ISO 14644-2
I t d ti
Introduction
"In processes that inherently produce particles as part of
the process and where these particles are not a threat to
the process or product, it may be appropriate to rely on
periodic at-rest
at rest classification rather than monitoring of
airborne particles in operation. Other performance and
cleanliness attributes may still be required to be
monitored.
monitored
After a monitoring plan is initially established, it may be
necessaryy to revise the pplan when significant
g changes
g
are made to the installation or process requirements. It is
also prudent to conduct periodic reviews of a monitoring
plan based on data obtained
obtained."
42
Probable Revisions to ISO 14644-2
T bl off contents
Table t t
Introduction
1 Scope
2 Normative references
3 Terms and definitions
4 Creating, executing and maintaining a monitoring plan
4.1 Principle
42
4.2 Risk Analysis
4.3 Monitoring plan
4.4 Review and approval
4.5 Analyzing Data
5 Periodic classification
43
Probable Revisions to ISO 14644-2
T bl off contents
Table t t
Annex A (informative)
Matters to consider when developing a monitoring plan
A.1 General Considerations
A.2 Pressure differential monitoring
A.3 Airborne particle monitoring system
A.4 Airflow velocity and volume monitoring
Annex B (informative)
Matters to consider when setting Warning levels
B.1 Setting levels
B.2 Considerations in setting Warning levels for Pressure Differential
B.3 Consideration in setting Warning levels for Airborne Particle
Counts
44
Monitoring
- Environmental
- Process
45
Environmental
Monitoring
Understanding stability of particulate levels through
trends
47
Cleanroom
Monitoring
No clear guidance from standards or regulation
– Number of sample points
– Positions of sample points
48
Cleanroom
Monitoring
However two guidances are offered:
EUUG
GMP Annex e 1
- Manufacture of Sterile Medicinal Products
49
FDA’s Guidance for Industry:
Sterile Drug
g Products
Produced by Aseptic Processing
50
FDA’s Guidance for Industry:
Sterile Drug
g Products
Produced by Aseptic Processing
F
Focus on potential
t ti l product
d t exposure
51
Guidances for
Aseptic Processing
Pharmaceutical Industry
Compliance Guidance
53
Guidances for
Aseptic Processing
54
PIC/S Guidance
55
PIC/S Guidance
56
PIC/S Guidance
57
PIC/S Guidance
58
EU Annex 1:
L t t revision
Latest i i (2009)
Classification
– Sections 4 through
g 7
Monitoring
– Sections 8 through 17
59
EU Annex 1 Summary:
Cl
Classification
ifi ti
Section 4:
“Classification should be clearly differentiated from
operational process environmental monitoring.”
Section 5:
“ For classification p
purposes
p in Grade A zones, a minimum
sample volume of 1 m3 should be taken per sample
position.
60
EU Grade Definitions
at rest in operation
maximum permitted number of particles/m3 equal to or above
Grade Activity 0.5 m 5 m 0.5 m 5 m
A High Risk - filling, open vials, stopper bowls 3 520 20 3 520 20
B Aseptic preparations 3 520 29 352 000 2 000
C Clean area of less critical operations 352 000 2 000 3 520 000 20 000
D Clean area of less critical operations 3 520 000 20 000 not defined not defined
61
EU Annex 1:
L
Latest revision
i i (2009)
Limits at 5 microns for Grade A
1 per cubic meter 20 per cubic meter
At Rest
At Rest In Operation
Maximum permitted number of particles/m3
Maximum permitted 3
Grade
equal
equal to
to or
or greater
greater than
than the
the tabulated size
tabulated size
0.5 µm
0.5 µm 5 µm
5 µm 0.5 µm
0.5 µm 5 µm
5 µm
A
A 3 500
3 520 20
1 3 500
3 520 20
1
B 3 500
520 29
1 352 000
350 2 000
900
C 352 000
350 2 000
900 3 500
520 000 29 000
20
D 335000
520 000
000 29 000
20 nott d
defined
fi d nott d
defined
fi d
62
EU Annex 1 Summary:
Classification
Section 5:
“For classification p
purposes
p EN/ISO 14644-1 methodology gy
defines both the minimum number of sample locations
and the [minimum] sample size based on the class limit
of the largest considered particle size and the method of
evaluation of the data collected.”
63
EU Annex 1 Summary:
Classification
Section 5 (continued)
“F classification
“For l ifi ti purposes EN/ISO 1464414644-1
1 methodology
th d l
defines both the minimum number of sample locations
and the [minimum] sample size based on the class limit
of the largest considered particle size and the method of
evaluation of the data collected.”
64
EU Annex 1 Summary:
Monitoring
Monitoring: Sections 8 through 17
Section 8:
“Clean rooms and clean air devices should be routinelyy
monitored in operation and the monitoring locations
based on
– a formal risk analysis study
and
– the results obtained during the classification of rooms and/or
clean
l d
devices”
i ”
65
EU Annex 1 Summary:
Monitoring
Section 9
• “The Grade A zone should be monitored at such a
frequency and with suitable sample size that all
interventions transient events and any system
interventions,
deterioration would be captured and alarms triggered if
alert limits are exceeded.
= “continuous” !!!
66
EU Annex 1 Summary:
Monitoring
Section 12:
• “The sample sizes taken for monitoring purposes using
automated systems will usually be a function of the
sampling rate of the system used
used. It is not necessary for
the sample volume to be the same as that used for formal
classification of clean rooms and clean air devices.”
• It is not necessary to sample 1m3 during verification
or monitoring
• Particle counters used for monitoring may have the
same or different flow rate from those used for
classification
classification.
67
Monitoring Positions:
Risk-based Approach
Vial
Sterilizing 1 Lyo 1
5
Tunnel
7
2 3
Lyo 2
• Monitoring must follow the workflow, covering areas
where product is exposed – Annex 1 (2009)
− Where open vials exit de-pyrogenation – human interaction (1) 6
68
Monitoring Positions:
Risk-based Approach
Vial
Washing 1
System
2 3
69
ISO 14644
14644, ISO 21501 and
d
EU GMP Annex 1
70
Air Particle Counter Calibration
ISO 21501 and ISO 14644 - the link to GMP
• Regulators inspect to EU GMP, which
calls up ISO 14644
• Next revision ISO 14644 will refer to
ISO 21501-4
• ISO 21501-4 states – “Instruments that
conform to this part of ISO 21501 are
used for the classification of air
cleanliness in cleanrooms and
associated controlled environments in
accordance with ISO 14644-1”
71
Proposed wording in -1
1, -2
2
72
ISO 21501-4: Additional Tests
73
ISO 21501-4 Calibration Standard Delivers:
• Improved compliance
– Removes ambiguity by providing a single internationally
recognized standard method for calibration
– Harmonization between ISO and GMP guidance
• Improved
I d unit-to-unit
it t it reproducibility
d ibilit
75
ISO 21501-4
What to look for on the calibration certificate
76
ISO 21501-4
21501 4
What to look for on the calibration certificate
77
Online and
Portable Particle Counters
First particle counters designed
for ISO 21501 compliance
ISO21501@hach.com
79
Road Map
to ISO 21501-4 compliance
Audit
ud you
your Methods
e ods aand
d Equipment
qu p e
Training
Standard Operating Procedures (SOPs)
Validation (IQ/OQ)
Calibration Policies
Equipment Upgrade as needed
Audit your Calibration Service
Factory-trained and authorized
Correct equipment and standards
80
Thank you !
jgecsey@hach.com
Joe Gecsey
Grants Pass, Oregon USA
HACH
Life Science
Applications
81
Regulations Concerning
Airborne Particle Counting