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SOFTWARE REVIEWS

A Review of Tools to Assess the


Sustainability in Building
Construction
Abhilash Vijayan and Ashok Kumar
Dept. of Civil Engineering, University of Toledo, Toledo, OH 43606

Published online 28 January 2005 in Wiley InterScience (www.interscience.wiley.com). DOI 10.1002/ep.10065

INTRODUCTION ● 10% of the carbon dioxide (CO2) emissions arise


Resource management has always been a priority from the production and use of building materials
for mankind. From the early ages, when it was a fight ● Construction industry uses 6 tons of building mate-
for survival, humans have learned the importance of rials per head of population every year
resource conservation. Today, the focus of resource ● Materials production and construction accounts for
management has not just stopped at the conservation an estimated 122 million tons of waste, or 30% of the
of food but has evolved and entails an even larger total
picture. Moreover, technological advancements and This has led to an increased focus on the opportunities
growing population have added an additional burden to reduce the depletion caused by construction world-
on Mother Nature and her resources [1]. For instance, wide. Advanced research is being conducted in the
the uncontrolled chopping of trees for human use has fields of resource management, pollution prevention,
not only resulted in loss of forests but has also in- and sustainable or green construction. Breakthroughs
creased environmental pollution. Humankind now un- in building science, technology, and operations are
derstands the consequences of its actions and has come available to designers, builders, and owners who want
to terms with the fact that the resources are limited and to build green and maximize both economic and envi-
should be preserved and conserved for future genera- ronmental performance. Sustainable building incorpo-
tions. This concept of sustainability, and the develop- rates the concepts and principles of energy efficiency,
ment stemming from it, has been applied to a variety of water conservation, recycled-content materials, waste
actions that have been the foremost consumers of re- reduction, building longevity, healthy structures, and
sources for years. the integration of environmental concerns and green
The building industry is one of the largest consum- construction, thereby striking a balance between social,
ers in terms of natural resources, and one of the largest economic, and environmental issues. Building green
producers of pollution thereafter, which has been a has the following benefits over traditional construction
cause for concern for scientists. According to the U.S. style:
Green Building Council (USGBC), in the United States
[2] buildings account for: Environmental Benefits
● 36% of total energy use and 65% of electricity con- ● Enhance and protect ecosystems and biodiversity
sumption ● Improve air and water quality
● 30% of greenhouse gas emissions ● Reduce waste generation
● 30% of raw materials use ● Conserve natural resources
● 30% of waste output, which is 136 million tons
annually Economic Benefits
● 12% of potable water consumption
● Reduce operating costs
In the United Kingdom (U.K.) [3], ● Enhance asset value and profits
● Improve employee productivity and satisfaction
© 2005 American Institute of Chemical Engineers ● Optimize life-cycle economic performance

Environmental Progress (Vol.24, No.2) July 2005 125


● Minimize strain on local infrastructure receipt of the preliminary document, upon which
the USGBC conducts a Final LEED Review of the
application and notifies the project contact of the
Social Benefits
LEED certification.
● Enhance health and general well-being
3. Award and Appeal. The project team needs to ac-
● Improve air, thermal, and acoustic environments
cept or appeal the awarded certification from US-
● Enhance occupant comfort and health
GBC within 30 days, failing which the awarded
● Contribute to overall quality of life
certification becomes absolute and cannot be con-
The success of sustainable construction lies in the avail-
tested. The project team receives an award letter,
ability of standards by which we can compare and
certificate, and metal LEED plaque indicating the
assess the sustainability of any given building. This
certification level and projects are referred to as
paper is an attempt to review the available tools around
LEED-certified buildings.
the world that help position a building along the road
to sustainability.
Certification Criteria
The project is a viable candidate for LEED certifica-
LEED
® tion if it can meet all prerequisites and achieve a min-
LEED , the “Leadership in Energy & Environmental
Design” Green Building Rating System, is a voluntary imum of 26 points. To rate a building, it receives one or
consensus standard developed by the U.S. Green more points for meeting individual requirements spec-
Building Council (USGBC) for developing sustainable ified in the rating system. The certification officer
buildings that have superior performance in the areas makes use of a Project Checklist [4] to assess a building
of sustainable site development, water savings, energy and award points, as shown in Figure 2. The total of all
efficiency, materials selection, and indoor environmen- points constitutes the building’s rating and, based on
tal quality. It is a voluntary, consensus standard that the rating, the building can be classified into one of
recognizes expertise in green building through a sys- four certification levels:
tem that offers high-level training and knowledge in 1. Platinum Level: 69 –52 points
addition to certification and accreditation. 2. Gold Level: 39 –51 points
LEED standards are currently available or under de- 3. Silver Level: 33–38 points
velopment for 4. Certified: 26 –32 points
● New commercial construction and major renovation
projects (LEED-NC) ENVEST 2
● Existing building operations (LEED-EB) ENVEST 2 is the first UK software that estimates the
● Commercial interiors projects (LEED-CI) sustainability of a building using the BRE (Building
● Core and shell projects (LEED-CS) Research Establishment) environmental profiles meth-
● Homes (LEED-H) odology, and identifies its environmental impacts at-
Certification requires certain prerequisites in the fields tributed to the construction materials and the energy
of site sustainability, energy systems and practices, ma- and resources consumed throughout the building life
terials and resources, and indoor environmental qual- cycle. It allows the comparison of different building
ity. For instance, site analysis for certification proceeds projects, thereby allowing identification of best prac-
only if erosion and sedimentation control techniques tices and thus benchmarking for value. Envest facili-
have been applied to the site. Fundamental building tates the building to reach a balance between its envi-
systems commissioning, minimum energy perfor- ronmental impacts and life-cycle costs. Envest can
mance, and CFC reduction in HVAC&R equipment either estimate the performance of a building using
must be met with for energy systems analysis. Storage default values for environmental and financial data, or
and collection of recyclables is a must in the field of calculate with a user-specific financial data. Details on
materials and resources practices. The building must this product can be obtained at http://envestv2.
meet the minimum requirements in indoor air quality bre.co.uk/.
performance and environmental tobacco smoke (ETS) The user starts the project by registering the profile.
control for it to be considered for certification. Figure 1 The Envest software allows different projects to be
presents the varied sections in LEED analysis. assessed at different times from a single account. All the
The certification review process includes the follow- projects can be saved for future reference and compar-
ing: ison.
1. Application Submittal. The project team submits The first stage of the tool necessitates information on
copies of all project application materials to the the building details that include the physical details and
LEED Certification Manager along with the project the structural characteristics. These details constitute
details and the building drawings and plans. the preliminary information on the project to be ana-
2. LEED Version 2 Technical Reviews. The submitted lyzed. Varied building shapes are made available on
material on prerequisites and credits are reviewed the tool with their corresponding Whole Life Costs
for compliance and a preliminary LEED document (WLC) and Ecopoints. This facilitates the comparison of
explaining the credits earned, pending, and denied the user’s building shape to that provided in the tool,
is issued by the USGBC within 30 days. The appli- and an opportunity to the user to select a different
cant can provide corrections or additions as a sup- building shape with better Life Cycle Costs (LCC) com-
plement to the original submittal within 30 days of pared to that of the original.

126 July 2005 Environmental Progress (Vol.24, No.2)


Figure 1. Avenues for LEED analysis.

Building Fabric and Structure is the next area of vironmental impact and Ecopoints. Envest uses mini-
analysis in the tool. This carries out a detailed analysis mum data to help designers identify the elements that
on the different elements of structure and fabric and have maximum impact on the environment.
presents the Ecopoints and WLC for each element. The The tool also analyzes the various services in a
elements involved in this part of analysis include: building that include Heating, Lighting, Water, Ventila-
1. Structure and Cement (building frame and founda- tion, Cooling, Lifts, Catering, Office Equipments, and
tion) Humidification and discusses heat losses through walls,
2. External Wall roofs, windows, and flooring.
3. Internal Wall The final results of the analysis are supplied in the form
4. Floors at different levels of a number of reports and graphs that compare the
5. External Openings (windows, roof lights) environmental and economic impacts of the various de-
6. Ceiling signs, thus catering to the user’s needs and understanding.
7. Roof The user has the option of choosing the reports on Eco-
The tool is designed to delve into the finer details of points or Ecopoints/sq-m and LCC or LCC/sq-m. The
each of these elements that contribute toward the en- various reports and graphs are as follows:

Environmental Progress (Vol.24, No.2) July 2005 127


Figure 2. Project checklist for LEED assessment.

1. Embodied (materials) vs. Operational: Pie chart be- 2. Embodied elemental breakdown: Graph showing
tween Ecopoints attributed to materials vs. opera- Ecopoints arising from materials in each element of
tion of the building the building

128 July 2005 Environmental Progress (Vol.24, No.2)


Figure 3. Report showing the impact arising from various elements in the Building Fabric and Structure.

3. Embodied environmental breakdown: Table show- Figure 3 is a screenshot of a report generated by


ing environmental impacts of every material in each ENVEST that shows the impact arising from various
element elements in the Building Fabric and Structure. Figure 4
4. Operational elemental breakdown: Graph showing explains the breakdown of operational impact by en-
Ecopoints from every service type in the operation vironmental issues.
of building Envest measures the environmental impacts in terms
5. Operational environmental breakdown: Table of Ecopoints. Ecopoints are a measure of overall envi-
showing environmental impact of every operation ronmental impact developed by BRE. Ecopoints are
of the building normalized scores, obtained by dividing the impacts of
6. Ecopoints environmental breakdown: Graph show- UK by its population because normalization gives
ing the Ecopoints for materials and operations per equal importance to all the measured issues; 100 Eco-
environmental impact points are equivalent to the environmental impact of
7. Totals: Graph showing the Ecopoints for the equip- the average UK citizen in one year. More Ecopoints
ment and materials, and operation of services for indicate higher environmental impact. Figure 5 shows
each service type (heating, lighting, etc.) the various environmental impacts that an Ecopoint
8. Embodied: Graph showing the Ecopoints for the measures.
equipment and materials (embodied) broken down BRE Environmental Assessment Method (BREEAM)
by service type is the world’s most widely used means of reviewing
9. Operational: Graph showing the Ecopoints for the and improving the environmental performance of
operation of services, broken down by service type buildings since its launch in 1990. ENVEST when used
The graphs and tables mentioned above can be pro- with the BREEAM and EcoHomes (the homes version
duced for more than one building, allowing compari- of BREEAM) offers a complete picture on the best
sons with one or more buildings. Comparisons can be practices in environmental design and management.
made on a building-to-building level, or on a per m2
basis. Because this tool deals with the environmental BASIX
impact, the user has an opportunity to assess the dif- Building Sustainability Index, or BASIX is a web-
ferent impacts an element can produce when replaced based, self-assessment tool to assess the sustainability
with another. Results are interpreted in terms of envi- performance of new residential construction and to
ronmental impacts. This feature highlights the software reduce their environmental impact so as to create more
because it enables the user to analyze a building’s water- and energy-efficient homes and reduce the
impact under different types and usage of building greenhouse gas contribution of each dwelling. Every
material in various sections. applicant wishing to build a new home in New South

Environmental Progress (Vol.24, No.2) July 2005 129


Figure 4. Breakdown of operational impact by environmental issues.

Wales (NSW) is required to complete a BASIX assess- of landscape and land usage area such as the site
ment in relation to his or her proposal. Currently BASIX location, dwelling size, floor area, landscaped area, and
applies only to single dwellings in the greater Sydney services of the user for the assessment of water and
region, although it will apply to multidwelling devel- energy. BASIX uses its interactive format to enable the
opments in Sydney as of Feb. 1, 2005; apply to all of exchange of information between indices. The data
NSW by July 1, 2005; and be applicable to alterations entered into the landscape section merely assist in
and additions to existing residential structures as of assessing water demand and usage of the proposed
Oct. 1, 2005. development. Data input for Landscape and Storm water
The BASIX assessment procedure requires the user is considered in the assessment of water usage and to-
to analyze the project using the assessment tool and wards its score. The tool provides tips to the user to come
meet the BASIX targets to be eligible for certification. into compliance with the standards. Different fittings such
The proposal is scored according to its potential to as showerhead, toilets, tap fittings, swimming pool, and
consume 40% less of the main water supply and 25% different appliances that use water, such as a washing
less energy than those of an average existing home machine and dishwasher, contribute toward the water
within Sydney. BASIX assesses the building’s perfor- score. However, it is interesting to know that the appli-
mance with the help of sustainability indices in the ances cannot be used to reach the BASIX target. A sum-
areas of Landscape, Storm water, Water (Demand), mary of the possible (maximum) score for each topic,
Thermal Comfort, and Energy. compared with the user’s score, is made available once all
The assessment begins once the user registers and the data are entered. The user meets the target for water
creates a project portfolio. The tool requires the input section by achieving a score of 40.

Figure 5. Ecopoints— environmental impacts.

130 July 2005 Environmental Progress (Vol.24, No.2)


Figure 6. Visual interpretation of energy and water scores.

Thermal comfort of a building is analyzed by using 6) that helps the user to identify and position the
either the Simulation method or the Deemed-to-com- proposed project on the road to sustainability.
ply method. There is no score given to this area, how- The projects page of the tool provides graphs on
ever; certification is obtained only if the user’s project water consumption and greenhouse gas emissions of
gets a “pass ” for thermal comfort. For the Simulation the proposed project compared to that of an average
method heating and cooling loads are calculated using dwelling of the same type. The user can view and print
the nationwide House Energy Rating System a detailed report of the entire assessment for his/her
(natHERS). The cooling load must not exceed a maxi- records and future use from the reports section. A
mum cooling load based on net conditioned floor area BASIX certification is given to the project if it achieves
and the total cooling, and heating loads must be less the BASIX targets for water, thermal comfort, and en-
than the maximum allowable to pass the Thermal com- ergy. The user can print the BASIX certificate that also
fort requirements in the Simulation method of analysis. lists the various sustainability commitments made for
In the Deemed-to-comply method, complete details of the proposed project. The BASIX certificate must be
construction, glazing, shading, insulation, and roof submitted with the development application and certi-
color need to be entered for the analysis. The Deemed- fiers and building inspectors check that commitments
to-comply method is used by the tool only if the dwell- made are indeed incorporated into the development’s
ing is not significantly overshadowed and the total final construction. If in case the user is unable to meet
skylight area is less than 2% of the gross floor area; the targets or complete the assessment, the project can
otherwise, the Simulation method is used for analysis. be submitted for alternate assessment with a modified
In the energy section users must supply information design or a commitment to additional sustainability
on heating, cooling, and hot water systems, as well as measures.
data with respect to lighting, cooking, swimming pool
and spa, and design enhancements. Energy ratings of
the appliances affect the user’s score, but the appli- CONCLUDING REMARKS
ances cannot be used to reach the BASIX energy target. Building green is the solution for the present-day
A score of 25 in energy is required to obtain certifica- environmental and resource crisis. Sustainable build-
tion. ings enhance the living environment for the user, while
The tool facilitates the representation of energy and being an ecofriendlier option for the environment. It
water scores on a scale for visual interpretation (Figure not only turns out as a cost-efficient alternative for the

Environmental Progress (Vol.24, No.2) July 2005 131


owner, but is also a boon to the national and global transforming construction. Worldwatch Paper 124,
economy. March.
Certification establishes recognized leadership in the 2. USGBC News. (2004). http://www.usgbc.org/
green building sector, while at the same time contrib- News/usgbcinthenews_details.asp?IDⴝ290,
uting to the growing green building awareness. It pro- Sept.
vides an incentive for better environmental perfor- 3. Environmental impact assessment and whole life
mance by means of publicizing the achievements and cost. (2004). http://envestv2.bre.co.uk/detailsLCA.
recognizing the effort. jsp, Sept.
The three tools discussed in this paper stand out as 4. Porter, D.R., & Platt, R.H. (2000). The practice of
exemplary models to publicize the importance of sus- sustainable development, Washington, DC: The
tainable construction. These tools have helped to Urban Land Institute.
broaden the objectives, and recognize the societal im- 5. LEED (Leadership in Energy and Environmental
pacts of buildings and construction as a whole. Al- Design). (2004). http://www.usgbc.org/LEED/
though they are the best tools available at present, the LEED_main.asp, Sept.
makers of these tools understand the need for improve- 6. LEED Project Checklist Version 2.1. (2004). http://
ment, and are constantly in the process of upgrading, www.usgbc.org/Docs/LEEDdocs/LEED-NC_
appreciating the inputs from public, and other institu- checklist-v2.1.xls, Sept.
tions of research to expand their knowledge base and 7. Envest 2 website. (2004). http://envestv2.bre.
set a higher standard.
co.uk, Sept.
ACKNOWLEDGMENTS 8. Envest—Understanding your results. (2004).
The authors thank the following people for their http://www.bre.co.uk/pdf/Envest_results.pdf,
guidance and help: Dara Zycherman and the team of Sept.
LEED; Thomas Piper and the team of Envest; and Rob 9. BASIX website. (2004). www.basix.nsw.gov.au,
Nicoll and the team of BASIX. Sept.
10. BASIX Demonstration. (2004). http://www.
LITERATURE CITED iplan.nsw.gov.au/basix/demo/index.jsp, Sept.
1. Roodman, D.M., & Lenssen, N. (1995). A building 11. BASIX Assessment Tool. (2004). http://203.110.
revolution: How ecology and health concerns are 153.11/basix_home.jsp, Sept.

132 July 2005 Environmental Progress (Vol.24, No.2)

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