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Jesssi Pavoni 2019 Soft Tissue Facial Profile in Class III Malocclusion PDF
Jesssi Pavoni 2019 Soft Tissue Facial Profile in Class III Malocclusion PDF
doi:10.1093/ejo/cjz003
Original article
Correspondence to: Chiara Pavoni, Department of Clinical Sciences and Translational Medicine University of Rome ‘Tor
Vergata Viale’, Oxford 81 00133, Rome, Italy. E-mail: dott.chiarapavoni@gmail.com
Summary
Objectives: The objective of this study was to analyze soft tissue changes produced by rapid
maxillary expansion and facial mask therapy in growing Class III patients.
Materials: The treated group consisted of 32 Caucasian patients (15 females and 17 males) with
dentoskeletal Class III malocclusion treated with the Face Mask Protocol (FMP, rapid maxillary
expander, facial mask, and removable lower bite-block). All patients were evaluated before
treatment (T1; mean age, 8.4 years), at the end of active treatment (T2; mean age, 10.7 years),
and at a post-pubertal follow-up observation (T3; mean age, 15.8 years). The treated group was
compared with a matched control group of 20 untreated subjects (10 females and 10 males) with
dentoskeletal Class III malocclusion. Statistical comparisons between two groups were performed
with the independent samples t-test (P < 0.05).
Results: Significant improvements were found during the long-term T1–T3 interval for profile facial
angle (–5.8°), nasolabial angle (–4.4°), mandibular sulcus (–10.3°), upper lip protrusion (+0.7 mm),
and lower lip protrusion (–1.1 mm) in the treated group. No significant post-pubertal effects were
found in terms of lower face percentage between two groups.
Limitations: This study has a retrospective design and it used a historical control sample.
Conclusion: The FMP induced positive effects on soft tissue facial profile with a good long-term
post-pubertal stability.
© The Author(s) 2019. Published by Oxford University Press on behalf of the European Orthodontic Society. All rights reserved.
1
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2 European Journal of Orthodontics, 2019
life throughout the years they are most vulnerable by their facial aes- a short phase of intermaxillary Class III elastics was performed
thetics (6). Several studies (7–11) reported soft tissue response to treat- when appropriate. The stages of cervical vertebral maturation were
ment of Class III malocclusions. These studies showed that favourable determined by an operator (LF) trained in this method. This study
short-term soft tissue changes can be achieved after early orthopaedic was approved by the ethics committee of the University of Rome
treatment with the facial mask. Arman et al. (11,12) examined the ‘Tor Vergata’ (protocol number 168/17), and informed consent was
dentofacial changes in Class III patients treated with fixed appliances obtained from parents. A historical control group of 20 untreated
subsequent to RME and facemask therapy. The post-treatment period subjects with dentoskeletal Class III malocclusion was selected
Treatment protocol
Materials and methods
The three components of the FMP used in this study were a max-
Subjects illary expander, a facial mask with heavy elastics and a lower
Sample size determination was calculated on the basis of an effect removable bite-block (2) (Figures 1 and 2). Treatment started with
size of 0.9 for the primary outcome variable Profile facial angle, the placement of a banded maxillary expander soldered to bands
an alpha level of 0.05, and a power of 0.80. The minimum sam- placed on the maxillary first permanent molars (Leone A2620;
ple size was 20 patients per group (SigmaStat 3.5, Systat Software, Leone Orthodontic Products, Sesto Fiorentino, Florence, Italy)
Point Richmond, California, USA). The treated group comprised with two vestibular hooks in the maxillary canine region to attach
32 patients with dentoskeletal Class III malocclusion treated con- the elastics. The patients’ parents were instructed to activate the
secutively with the FMP at the Department of Orthodontics of the expander once or twice daily until overcorrection of the transverse
University of Rome ‘Tor Vergata’ from January 2006 to December width was achieved (palatal cusps of the maxillary posterior teeth
2009. At the initial observation (T1), all patients had Class III mal- approximating the buccal cusps of the mandibular posterior teeth).
occlusion in mixed dentition with a Wits appraisal (13) of –2 mm In patients not requiring expansion, the expansion screw was not
or less, anterior crossbite or incisor end-to-end relationship, and activated. Maxillary protraction efficacy in correcting sagittal mal-
Class III molar relationship. All patients were of Caucasian ori- occlusion does not improve when additional expansion is carried
gin, with a pre-pubertal stage of skeletal maturity according to out (16,17). At the end of the expansion phase, the patients received
the cervical vertebral maturation method (CS 1–CS 3) (14). No a facial mask (Dynamic Facemask; Leone Orthodontic Products)
permanent teeth were congenitally missing or extracted before or with pads fitted to the chin and forehead for support. Elastics were
during treatment. No discrepancy between centric occlusion and attached from soldered hooks on the expander to the support bar
centric relation (indicating pseudo-Class III malocclusion). Subjects of the facial mask in a downward and forward direction, producing
with facial asymmetry or with cleft lip and/or palate or craniofa- orthopaedic force levels up to 400–500 g per side. Inclination of the
cial syndromes were excluded. Lateral cephalograms were taken extraoral elastics was about 30° to the occlusal plane to counteract
at T1 (before treatment) and the end of active treatment with the the counterclockwise rotation of the maxilla (18,19). Patients were
FMP (T2). After active therapy, they were recalled every 3 months instructed to wear the facial mask for a minimum of 14 hours per
to assess the stability of treatment outcomes. The treated group day. During facial mask treatment, a lower removable bite-block
was re-evaluated at a follow-up observation (T3) with a third (with 3 mm-thick posterior splints) was used on all treated patients,
set of lateral cephalograms at an average time after T2 of about with the aim to facilitate correction of occlusal relationships in the
5 years (about 7 years after T1). All subjects reached post-pubertal presence of anterior or posterior crossbite (20). The patients were
skeletal maturity at T3 (CS 4, CS 5, or CS 6) and presented per- instructed to wear the bite-block 24 hours a day. Mean treatment
manent dentition when fixed appliance therapy could be used to duration was 1.7 +/– 0.8 years. All patients were treated at least to a
refine the occlusion. In general, fixed appliance therapy was pro- positive overjet before discontinuing treatment; most patients were
posed to all patients. However, only 26 patients (81.2 per cent) overcorrected toward a Class II occlusal relationship. No retention
agreed to receive fixed appliances. During fixed appliance therapy, appliance was worn after FMP.
Table 1. Demographics of the treated and control groupsa. f, female; m, male; SD, standard deviation
Descriptive statistics and statistical comparisons at T1, T2, and T3 (independent-samples t-tests). NS, not significant.
a
T1 indicates before treatment; T2 immediately after removal of the functional appliances; T3 follow-up observation.
C. Pavoni et al. 3
Figure 1. Intraoral frontal view of Face Mask Protocol. Figure 2. Intraoral occlusal view of lower bite block
Table 2. Soft tissue and skeletal cephalometric variables and their definition
Variables Definition
Table 3. Descriptive statistics and statistical comparisons (independent-samples t-tests) of the starting forms (cephalometric values at T1).
SD, standard deviations; Diff., differences; CI, confidence interval; Inc., incisor; Pal., palatal; Mand., mandibular
Age (y) 8.4 1.2 8.7 1.0 –0.3 0.383 –0.9 0.4
Table 4. Descriptive statistics and statistical comparisons (independent-samples t-tests) of the T3–T1 changes. SD, standard deviations;
Diff., differences; CI, confidence interval; Inc., incisor; Pal., palatal; Mand., mandibular
Age (y) 7.4 2.0 7.4 1.4 0.0 0.934 –1.0 1.1
Profile facial angle (deg) –3.9 4.2 1.9 3.9 –5.8 0.000 –8.2 –3.5
Nasolabial angle (deg) –2.4 6.7 2.0 8.2 –4.4 0.043 –8.5 –0.1
Lower face % 0.3 2.1 0.4 2.6 –0.1 0.928 –1.4 1.3
Upper lip protrusion (mm) 0.5 1.3 –0.2 1.2 0.7 0.044 0.0 1.4
Mandibular sulcus (deg) –7.9 5.7 2.4 3.5 –10.3 0.000 –13.1 –7.4
Lower lip protrusion (mm) 0.0 1.5 1.1 1.2 –1.1 0.007 –2.0 –0.3
SNA (deg) 1.7 1.7 1.3 1.8 0.4 0.449 –0.6 1.4
SNB (deg) –0.3 1.5 2.7 1.2 –3.0 0.000 –3.7 –2.1
ANB (deg) 1.8 1.7 –1.3 2.1 3.1 0.000 2.0 4.3
Wits (mm) 2.1 1.1 –1.5 1.1 3.6 0.000 2.9 4.2
SN to GoGn (deg) –0.3 2.7 1.1 2.5 –1.4 0.070 –2.8 0.1
Upper Inc. to Pal. Pl. (deg) 2.7 4.2 5.5 4.8 –2.8 0.042 –5.4 –0.1
Lower Inc. to Mand. Pl. (deg) –2.3 5.9 –0.8 3.8 –1.5 0.279 –4.2 1.2
mandibular sagittal position (SNB –3.0°). No significant maxillary facial measurements. Several authors (24–27) extensively inves-
advancement (SNA +0.4°) or change in vertical skeletal relationships tigated the dentoskeletal effects of RME and facial mask therapy
(SN to GoGn –1.4°) in the treated group was recorded. The upper and their stability after short- and long-term observations. However,
incisors exhibited a significant protrusion in the control group (–2.8°). studies (7–10) on soft tissue effects of maxillary protraction therapy
are limited and they evaluated only short-term changes. The nov-
elty of the current investigation, therefore, is the analysis of the
Discussion long-term post-pubertal soft tissue changes produced by the FMP
A balanced soft tissue facial profile has been considered an important in growing Class III patients with respect to an untreated Class III
factor to achieve during orthodontic treatment, especially in Class III sample. Significant improvements in facial profile were recorded in
growing patients (7–10). The aim of this study was to analyze-long- the treated group during the T1–T3 long-term interval (Table 4).
term post-pubertal soft tissue changes produced by the FMP in In particular, the profile facial angle showed a significant reduction
growing Class III patients with respect to an untreated Class III sam- (–5.8°) in the treated group. This result can be related to the long-
ple by means of Bergman soft tissue analysis (21,23). Class III profile term improvement of the intermaxillary sagittal skeletal relationship
is frequently reported as the main chief complaint by patients. Thus, associated with a significant reduction in mandibular protrusion that
an important objective of early orthopaedic treatment includes facial has been described by several authors (24–29). Upper lip protrusion
profile correction, which can lead to an improvement in psychosocial was significantly greater in the treated group than in the controls
well-being and appearance of patient, especially during their ado- though it was not clinically relevant (+0.7 mm). This favourable out-
lescent years (8). Cephalometric analysis most commonly relies on come was most probably related to the significant decrease in the
skeletal and dental measurements, with less emphasis on soft tissue profile facial angle in the treated group. A significant reduction of
C. Pavoni et al. 5
Table 5. Descriptive statistics and statistical comparisons (independent-samples t-tests) of the T2–T1 changes. SD, standard deviations;
Diff., differences; CI, confidence interval; Inc., incisor; Pal., palatal; Mand., mandibular
Age (y) 2.2 1.0 2.1 0.8 0.1 0.543 –0.4 0.7
Table 6. Descriptive statistics and statistical comparisons (independent-samples t-tests) of the T3–T2 changes. SD, standard deviations;
Diff., differences; CI, confidence interval; Inc., incisor; Pal., palatal; Mand., mandibular
Age (y) 5.2 2.1 5.3 1.9 –0.1 0.839 –1.3 1.0
Profile facial angle (deg) –0.4 3.9 1.2 2.5 –1.6 0.123 –3.5 0.4
Nasolabial angle (deg) 2.0 6.5 1.7 9.8 0.3 0.890 –4.2 4.8
Lower face % –0.3 2.4 –0.6 2.2 0.3 0.654 –1.0 1.6
Upper lip protrusion (mm) –1.2 1.4 –0.2 1.2 –1.0 0.013 –1.7 –0.2
Mandibular sulcus (deg) –3.5 4.5 1.0 2.0 –4.5 0.000 –6.6 –2.3
Lower lip protrusion (mm) 0.1 1.5 0.3 1.1 –0.2 0.449 –1.1 0.5
SNA (deg) –0.3 2.0 1.2 1.5 –1.5 0.005 –2.4 –0.4
SNB (deg) 0.7 1.6 1.4 1.0 –0.7 0.051 –1.5 0.0
ANB (deg) –0.8 2.6 –0.3 1.5 –0.5 0.400 –1.6 0.7
Wits (mm) 0.1 0.0 –0.9 0.7 1.0 0.000 0.7 1.3
SN to GoGn (deg) 0.3 1.8 1.0 1.7 –0.7 0.130 –1.7 0.2
Upper Inc. to Pal. Pl. (deg) 2.2 0.4 1.7 2.9 0.5 0.375 –0.8 2.0
Lower Inc. to Mand. Pl. (deg) –1.5 5.7 –0.2 3.9 –1.3 0.325 –4.0 1.3
the nasolabial angle in the treated group with respect to the con- with our results, the author concluded that the mandibular sulcus
trol group (–4.4°) was reported also by Arman et al. (11,12) and contour angle showed a tendency to decrease in size with growth.
Moshelkosha et al. (8) who confirmed that a forward movement Regarding the lower face percentage, no significant differences were
of upper lip and nose occurred during maxillary protraction. The found between treated and control group (–0.1 per cent) due to a
Class III concave profile became more balanced, with the upper lip good control of vertical skeletal relationships during orthopaedic
area becoming more marked. In this study, also the position of lower treatment. The use of bite blocks during the treatment combined
lip changed significantly. The treated group showed a significant con- with the correct downward inclination of the extraoral elastics of
trol of lower lip protrusion when compared with the control group the facial mask might have accounted for the lack of an increase in
in the long-term observation (–1.1 mm). This effect could have the vertical skeletal relationships in the treated group (SN to GoGn
occurred as a result of the improvement in the sagittal position of –1.4°).
the mandible that has been described also in other studies (24,25). Interestingly enough, all the favourable profile changes were
The treated group exhibited a significant decrease of the mandibular produced mainly during the active phase with the FMP (Table 5),
sulcus contour angle in the T1–T3 intervals (–10.3°) probably as a and they remained stable during the post-treatment period (Table
result of adaptation of the soft tissue to the changes in mandibular 6). Several statistically significant profile changes could be observed
sagittal position. In a recent longitudinal study, Bergman (23) ana- immediately after the FMP (T1–T2 interval, Table 5) in terms of
lyzed cephalometric profile traits between the ages of 6 and 18 years improvement of facial profile (profile facial angle –4.4°, nasolabial
to assess soft tissue changes that occurred over time. In agreement angle –4.6°, upper lip protrusion +1.7 mm, mandibular sulcus –5.8°,
6 European Journal of Orthodontics, 2019
and lower lip protrusion –0.8 mm). Some changes, however, were 12. Arman, A., Ufuk Toygar, T. and Abuhijleh, E. (2006) Evaluation of maxil-
not statistically different during T2–T3 interval between treated and lary protraction and fixed appliance therapy in Class III patients. Euro-
control group (Table 6). In particular, the profile facial angle (–1.6°), pean Journal of Orthodontics, 28, 383–392.
13. Jacobson, A. (1976) Application of the “Wits” appraisal. American Jour-
the nasolabial angle (0.3°), and the lower lip protrusion (–0.2 mm)
nal of Orthodontics, 70, 179–189.
showed a similar trend in the two groups.
14. Baccetti T., Franchi L, McNamara J.A., Jr. (2005) The cervical vertebral
The results of the current investigation, though interesting, need
maturation (CVM) method for the assessment of optimal treatment timing
to be corroborated by similar studies conducted on larger samples