Clearing Settlement Rules 13.06.2017

†iwR÷vW© bs wW G-1
evsjv‡`k †M‡RU
AwZwi³ msL¨v
KZ…©cÿ KZ…©K cÖKvwkZ
g½jevi, Ryb 13, 2017
[ †emiKvwi e¨w³ Ges K‡c©v‡ikb KZ©K

„ A‡_©i wewbg‡q RvixK…Z weÁvcb I †bvwUkmg~n ]

u я a e

u я
i-7/
7/
o
"
" #
e
$-
$-2318, ।
#+,
- .: 39 1я2 2535 45/ 22 6 3128 785
e
i
/
e
9/3128
e
i
/
e
9/3128-
3128-467/2<</#
/
467/2<</#
/87
#
/87
87Securities and
Exchange Ordinance, 1969 (Ordinance No. XVII of 1969) e section 33 e

u я a e i, 2<<4 (2<<4
26 i) e
? 35 e #@ A- , B C # , , DE, ? #FG , HI :
#I aJG
# K
2।
AL o #-C।(2) ei ?
u я a e
( MG a "
NO) ?, 3128 a P- Pi।
(3) iP a Q H C Pi।
( 6433 )
g~j¨ t UvKv 40.00
6434 evsjv‡`k †M‡RU, AwZwi³, Ryb 13, 2017
3।
+।(2)

+ RG #
4 , ,ST " U I , ei ?G,
() “aJ’’ ‘‘a 9 CYZ ” aI C Securities and Exchange Ordinance,
1969 (Ord. No. XVII of 1969);
(.) ‘‘a]PF T’’ aI C MG o "
NO ,^ -- a]PF яY
_ aI a` - #L " a b # -2;
() ‘‘i’’ aI C
u я a e i, 2<<4
(2<<4
26 i);
(c) “id e #f g” aI C "
h uO ,© iC j- e -P
HP G T ,@ k-, lI C A e
^m ]PF lG
nF C
я ao- Pi;
(p) ‘‘ ’’ aI C
u я a e i, 2<<4
(2<<4
26 i) e a?T # - 2-
u я a
e ;
() “ MG a "
NO "q ” aI C e " # -2 HP "q
i, 2<<5 e a?T "G r
T -G , f9 "q
P
-, e HP "
h uO , C P
H-TG H Cs
, , Gt , o A- #G e e-
sm u ? k-
яY iC ei ? a?T "
h uO ,© P

_-;
(v) ‘‘ MG ’’ aI C
u я " яY #@ sG o sG

wG (Match)
? J "
h uO ,© iC
u я o
aI C G ? C F A , - H-TG H Cs, HP J "
ax, (Trade management), ax ax, (Position
management),
PG я- o y z ax, (Collateral and Risk
management) e P{m ax, (Delivery management) am|Cb
Pi;
(я) ‘‘"}- G T’’ aI C 1 " # -2 HP "
h
uO ,© aI e aI I C # -2
sm H Cs G я-
e HP G J "
h uO ,© H Cs , G
a ?- l~-, я P- o -T- k- Pi;
() Tg " f C-C G C-C (CRO) aI C "
h
uO ,© " f agG
C RG H-TG H Cs , o

q Gt#L C-C;
() Tg яO C-C y z ax, C-C (CRMO) aI C
"
h uO ,© y z ax, RG H-TG H Cs , o

q Gt#L C-C;
(f) “-g
”aI C ei ?
P-
H я- " -g
;
() ‘‘ (Novation)’’ aI C "
h uO ,© iC #- " uG
,A J- ,A P
a-TF C PiG, uG i- uO ,© P

я e
" @ -CPT kG- # # sG;
() “ _
” aI C ei ? a?T #@ _
;
evsjv‡`k †M‡RU, AwZwi³, Ryb 13, 2017 6435
($) ‘‘, ,R C’’ aI C "
h uO ,© , ,R C;
(F) “g ” aI C ei ?
P-
H я- -g
-2 e " g ;
(-) ‘‘ax, , ” “#? CPT C-C’’ aI C "
h uO ,©
ax, , Tg e u a g
(Chief Executive
Officer) P
Gt#L C-C;
(I) ‘‘a b’’ aI C # - a b ,, " "q , aT T
gC # -2
xo am|Cb Pi;
() “a
F
” aI C ei ? a?T _- "
h uO ,©
#@ a
F
;
(?) ‘‘ яC’’ aI C " ,@ P
a]PF T aI #Hя "A
iC #@ я- (Colatteral);
() ‘‘"
NO’’ aI C
u я e " Pi- ,A
P u- G
, ? A
8 ,o f
u я o aI C P{m

sm "
h uO ,© iC , , - H-TG H Cs;
(,) ‘‘"
h uO ,’’C “

,” aI C
u я
P MG o
"
NO e e-
sm H Cs ,
P i
4- ,^ -- J-
,A P
a-TF C PiG s- "A "s- e "s- "A s-
G ]PF e -P "-,o , ? kG- # T # -2,
-P "H i a P- Pu;
(g) “

, T -” aI C "
h uO ,© G- Gt, H C o A-
u2, ,, я P,
T o l~-
P- ,,
q o
#G A, B C`s e i o ei ?

,A, "q , ,R C iC PT-, #FT- # -C-
,^ -,
# sG, G-`, o
8 -C ;
() ‘‘l- , ’’ aI C "
h uO ,© e " , H
z яя G T lI C AI C # - ?t e "
h
uO ,© a
, "
, " e uP " u .H¡
"G
? aI z яя Jx- T " # -2
P-
8 P;
() “"
NO ¡ O g” aI C ei ? a?T j- e -P HP

u я " MG o "
NO
sm " J?- aI
,o # aI C- "A ao- Pi।
(3) #
4 #Gя ¢E, Pi, ei i ao- "H
5 a a b
+ "oG PG i, "

i
5 a a b Securities and Exchange Ordinance,
1969 (Ordinance No. XVII of 1969), a "qT i, 2<<2 (2<<2
25
i),
u я o e i, 2<<4 (2<<4
26 i),
I C # -2 i, 2<<4 (2<<4
38 i), "qT i, 2<<5 (2<<5

29 i), 9, яf i, 2<<< (2<<<
7 i), T i, 3121 (3121
24 i), e
9 u£Giя i, 3124 (3124
26 i)
e -?T #FT- ?- ?
P "H aI C ao- PiGv ub 5 a a b "
i aI C P
।
4। _
o a
F
a-T-
a-T- MG o "
N
"
NO ¤sC ,
R^।।ei ? H C Pi , Pi-
8 a b "
h uO ,©
R^
P
_
]P - Pi। a
F
]PF a - _- a b
MG o "
NO
sm " H Cs , , Gt , A- #G -
, ।
5। MG o "
N¥
"
N¥f
¥f ,^ - #-C।"
h uO ,©
#

u я яY, #GяTG G ` #FG
,A, uP яl ,, l~,
C H¡, iCt
q¢ o GtT MG o "
NO ,^ - HIHI #-C o
, , HP J
() # -
u я " MG o "
NO ~¢ o k-

q¢ Pi;
(.) "
h uO ,© # - " J- ,A P
a-TF C PiG "-
,o , ? kG- # ;
() a]PF T P
".,
AF o ,
sm H Cs G -
Pi;
(c) "-
u я o aI C HIHI xm - Pi;
(p) MG o "
NO ,^ - GF, ,@ o ",TG- k- Pi;
() e-
sm aYY H-TG H Cs , - Pi।
r-TG aJG
"
h uO ,©
uO , P
_ F o a
F
6। _ яY #GяTG "H¡-।
"H¡-।" a b "
h uO ,© P
ei
? a?T _ "H¡ Pi , H 
() uP "qT i, 2<<5 e a?T "G r
T -G , f9
"qT P
- o ei ?G u .- a`HGT j-
PG;
(.) uP
c¦ "
h uO ,© P

#
u я
MG o "
NO H Cs , RG ,^ I;
() uP "G
P ei ?G u .- # -2 a-T- aY " a b iC
? F PG;
(c) uP "H
G , ?- ? 5<% (¨,© -) e "
"G " # -2 iC e aI uP a ?x
PHT
# -2
P ? F PG;
(p) uP , ?- ? ª- 36% (« -) "G e
e
P iC ? F PG;
() uP e BF C4 "
h uO ,© P
H Cs , G
A PG;
(v) ? 24 "- u .- , ?- ? o Tf
q
sm -C , , -
PG;
(я) uP uP , F ¬F ".,T b PG; e
() iC ? C - aY " "H¡- e -C , , - PG।
7। _ .{ o
iu F।
iu F।(2) "
h uO ,© P
_ яY
" a b -g
F C- g ‘’ a`HGT .{ . - Pi।
(2) u,- ? (2) e u .- .{
P- ag -H¡ .{ g
e A f e a gf ",-a9 C я - Pi।
(3) .{ u .- -®
I C #GяTG e iC C -
Pi a - b -® o ub C "- . - Pi।
(4) .{
P- .- o -®
qC
¯8 Pi .{
sm
#GяTG H-TG -® # L a ? Rf J ub .{ ° G
RG .{ T a P- e C8
G u . G _ g A
f ",-a9 C aI a gf J я яY C #
।
(5) _ g ub C8
G J я
,A, .{ T g -
‘.’ "- _
# ।
(6) .{
P- .- o -®
qC
¯8 Pi, .{
# L , J .- F u .B C uP ° e ub
^m
.{ T a P- ।
(8) _
.{ T iC ,TG -C u . - , e
ub -C?T _
H C I ।
(9) _ , .{ T iC .- " -® f ®
я # F- Pi _
- - , :
- -C I "H, ± b
- ² uH # G, " _
-
Hi ।
(<) f
P- " -® , - , -C- Pi, .{ T
a Q uP .- a P- ।
8। _ R C g।
g। _
R C g #- P
³

L
a ? 4 ( -)
J 16 (, ) A f ",-a9 C aI a gf J
я - Pi।
9। a
F
.{
.{।(2) _
# L a` 23 ( )

G
J _- "
h uO , C f uP a
яY g - ‘’ "-
.{ . - Pi:
- -C I "H, ± b
4- F "
h uO ,© "# A-
ub
G ? C- - , ।
(3) a
F
яY .{
P- MG o "
NO ,^ -,
a]PF T F ?, `G, a]PF T _ ,^ - o aYY #GяTG
G-` .
´ e .{ g u .- H-TG , o -®
±b - Pi।
(4) H .{ ° RG #Gя o -®
-P Pi, .{ T uP
P - J I ।
(5) #Gя? .{ T " # - ? aI uP " uµb
" RG a # яY ²T яY ¶ - , e .{ T
H CG o aYY u ? , C - , ।
<। a
F
F
"

"
" .{ "H¡-
"H¡- o aH¡-।(2) "
h uO ,©
P
ei ? a?T _
#L Pi- Pi।
(3) " _- "
h uO , C a
F
° Pi , H
uP 
() A, k-, l~, GtT o , MG o "
NO "
#
яY #GяTG "}- a}- a, uH u ? e я I";
(.) H Cs ,

qC { - G-` (, ,^ -,
,C ,^ -, a H @ ax, -m ax, я o P

x - ?, P

AF o TA ,^ -, R TA ax, o
aYY¨ #GяTG RG
q C-) I";
() " 9,C I, aI u,@ uP
© ax A -]{ 8 PoG Pi-
MG o "
NO "
A ,H CL ,S e uH-u ? I";
(c) MG o "
NO
sm y z " o A -B F яY ,H CL ax
I।
21। a
F
F

i¸ F।(2) a
F
° яY " .{
# L , H ei C
¯8 PG "H, .{ ° "H¡ -P Pi, uP # L
«G- J uP ° e g - ‘c’ a`HGT a
F

# ।
(3) H a
F
" .{ яY a ? -® #Gя
-P Pi, ub .{ # L e¹ J ub -® - - , e
-³iC ? C -
G J ub -® # L , .{ ]PF"H¡ Pi uP °
e a
F
# ।
(4) H a
F
яY " .{ , ei
^m
u,T- PG "H, .{ ° "H¡ P -P Pi, .- F u . G ub
G J .{ ° - , :

- -C I "H, ± b
- ²T uH # G " .{ °
Hi :
o -C I "H, " .{ ° Pi, "H F uP ° PiGv
"
F º T»- G .{ T G ub
# L яY .{ - , ।
22। a
F
F

G x - - F। lTG uµ aI
P ± b
- .- a H "# A- " "
h uO , C #@ a

F

G x - - - , :
- -C I "H, D³iƒc x - - F B C ei C
¯8 Pi-
Pi "H
() ¼ ,^ -- MG o "
NO H Cs , яY ,H CL ax
PGv; e
(.) ubE, x - - F G T e z яя lI C
PG
Pi।
i-TG
i-TG aJG
uO ,© -
"
h uO , - o G-
G- Gt
23।
।
।(2) "
h uO ,© uP a]PF T Pi-
½I I ।
(3) # -2 ",- a +-
q¢ ax, iC , - Pi HP uP
"G P¾ o a]PF T Pi- ½I I ।
24। ? e Tf
q।

q।#- MG a "
NO "q e ª-
, ?- ? Pi 411 ( --) " f e
CA F Tf
q Pi , ?-
? aª 86% («@ -);
- -C I "H, iC
G
G ? C - y z @ (risk based) ?
,H CL-
AF - Pi।
25। "G ? "H¡-।
"H¡-।²¿ D .- "À F # -2
P MG a
"
NO "q "G ? Pi, HI:-
() e;
(.) 9, яf ;
() a; e
(c) "}- G T।
26। "G ? F
T,

T, P{m ,
P{m , am|C b F
b F,, Á,
Á, i- ।
i- ।(2) ? 25 "-
u .- # -2
P "G ? F
T # -2 "ÀFT e e # -2 яY
DE, Pi:
() e:
e: MG a "
NO "q "f iu- e , ?-
?
CÂ 76% («GR Ã -) "G e
P "H}I ? F
- , ; -, " e e 5<% (¨,© -) e
"T "G ? F - , ;
(.) 9, яf :
9, яf : MG a "
NO "q "f iu- e , ?-
?
CÂ 21% ( -) "G "H}I aI e
9, яf ? F - , ;
() a:
a: MG a "
NO "q "f iu- e , ?-
?
CÂ 26% (, -) "G a
P "H}I ? F -
, ; -, " a e 3% (Äi -)-e " "G ? F
- , ;
(c) "}- G T:
G T: f ]PFH¡ "}- G T
e "H}I MG a "
NO "q "f iu- e
, ?- ? 21% ( -) "G ? F - , :
- -C I "H, "}- G T "G P¾ P
am|C b ,H Cm
ub "À F яY Á- 21% ( -) "G " 9, яf a`Å
iu Pi:
o -C I "H, "}- G T "À F яY ub Á- 21%
( -) "G " 9, яf a`Å Á Pi uP e uP u,
a яC- " d
P "}- G T f P{m
G ,H Cm
Æ9 P
я I ।
(3) u,- ? (2) e F C- " "G ? "À F яY ?- ? C - a "G
- "G , F Pi a Á- a aYY "À F "G ? J

^m a`HGT Ç- Pi।
(4) " "G ? "À F "G ? J "G ? F Ç ÈÇ
RG C # - , ।
(5) a` - a - " "G ? "G P{m - , :
- -C I "H, "G P{m ²¿ C8 "À F # -2
P Ji
q¢
Hi:
o -C I "H, "G P{m RG
^mi É´m Pi।
(6) MG a "
NO "q "G aя´ (Dematerialized) axG
Á Pi।
(7) ? 21 e F C- a
F
iu F aa P- , Pi- a ? 14
( -) v J " MG a "
NO "q "}-
G T f a P- Ï "G sG uÁÐ C # , - 12 (e)
v J MG a "
NO "q "}- G T
P- "G sG-
sG £ b
q :
- -C I "H,
8 MG a "
NO "q u .-
G J ub
C # -, ± b
- F a
I C Pi ubE, # -,
G
T
? C- - , ।
27। , ,R C ।
।(2) "G ? , , l- , o
ax, ,
wG "
h uO ,© , ,R C j- Pi e ,R C
Ñ
Pi 25 я, HP DE, Ç- Pi, HI:
() 8 (
-) я l- , । # - l- , , , T- MG
a "
NO "q , ,R C aª 13 (Äi) я
f #{ "# F , HP J Pi- ]PFH¡
Pi l- , F a` ; -, #{ -

P f ]PFH¡ Pi "
iA "
h uO ,©
, ,R C # - ÒY , , T- G aª 13 (Äi) я
- a` яY ", :
- -C I "H, "
h uO ,© #I , ,R C l-
, " #{ a - G ;
(.) "G ? e
P , ,R C iC T- C - 14
( -) я , ;
- -C I "H, #- e Pi- ,A eя ,
# - ?t Pi"।
() "G ? 9, яf , ,R C iC T- C - 12 (e)
я , ;
(c) a "À F "G ? F iC -P J Pi- T- C -
12 (e) я , ,
(p) "}- G T iC T- C - 12 (e) я , ;
- -C I "H, "}- G T am|C b B C-
G ub
, , ÒY I ।
() "
h KvD›UvicvwU©i ax, , , ? , Pi e
-P "f A- I ।
(3) " a]PF T aI uP " # - ? "
h KvD›UvicvwU©i , Pi-
, ।
(4) , ,R C uP #I
G l- , F J Pi- eя
"G C "।
"G।"
h KvD›UvicvwU©i , ,R C "G DE,
28। , ,R C "G।
Pi, HI:
(1) eя , , , 3 (Äi) "G a ? C - Pi- , e
2 "G G G C - Pi- , ;
(2) eя l- , 4 ( -) ³
"G яY T- Pi- ,
e "
h KvD›UvicvwU©i "9 C u, s e a`s
o e "G яY G Hi- , ; -, - , 2 "G
G , -- l- , P
G яY "H¡ G
- Pi ;
(3) ax, , 15 ( ) ³
"G a ?
G яY G#L
Pi- , । "
h KvD›UvicvwU©i "9 C u, s o
a`s - , - "G яY G#L Pi- , ;
29। "
h uO ,©
uO , , , ax, , o aYY ax,
C-C "H¡-, J?-।"
h KvD›UvicvwU©i , , ax,
"H¡-, aH¡- o J?-।
, o aYY C-C "H¡-, aH¡- o J?- -g
-3 r ? C -
Pi।
2<। "
h uO ,©
uO , -Ca o G
G-- Gt ।
।(2) ei ? aYY ?T
,A, "
h uO ,© -Ca o G- Gt Pi DE,, HI:
() #-
u я "" "A "
h uO ,© P
Gt
, e "
NO kG- # o ? C -
G MG o
"
NO H Cs
q¢ ;
(.) " a]PF T G , ? a, - F aYY a]PF T
" "
NO "H ?]{ PG -P k- ;
() #- a]PF T
#
u я "
Ó - ax
,H CAF e " ? " Ô- £ - "A
? aI {
ax (euO Õ я

,) ]PF ;
(c) #- a]PF T y z P A-, ax
sm y z , я
Ï #F-, " ? e
u я # i- a`HGT
яC ? C F e a]PF T o #Hя "A iC
q -
"
CA F ,H CAF J яC # L k- ;
(p) " a]PF T G , ? a, - "A -P "

wG ax e ub a]PF T a - b G]PF _ ;
() a]PF T o #Hя "A iC яC P
я- я-
? F, uP e я
G ? C F ; ev´, "9
" "A a]PF T f Pi- яC ]PF

J?- , ; e
"A a]PF T яC e
яC ½I я ]PF ;
(v) ‘‘"
NO ¡ O g’’ o ‘‘id
#f g’’ o
AF
e a`
,A uP GF ,^ -, # P
e aP
sm G-` #FG ;
(я) y z ax,
sm T - #FG ;
() BF C4 o lG sG MG o "
N¥f ,^ - #-C , HP e,
9, яf , a]PF T o a ax
P-
w- Pi e e

q C- #GяTG £ b
q ;
() MG o "
NO ,^ - GF H Cs (Regulatory affairs)

, aYY H Cs Pi- ½I , ;
(f) uP C-C o C T "H¡- o a +- ? C F e "9 a Ö
#GF ;
() MG o "
NO H Cs
яY
a]PF o Y× a ?
k- яY uP l~ #FG ;
(9)
яY
, ?PT, l~ o ,A,- PT MG o "
NO ,^ -
#FG o #-C ;
($) B C` - a-T- MG o "
NO
sm H Cs ¢ aY
" H Cs , ;
(F) " , , C T aI aY P o a b- "2T- lI C
AF
G l?T uP H Cs , ;
(-)
u я
sm
i, ?- ?,

, T -, o
C G ;
(I)
G
G C "- aY " Gt -Ca
q
।
(3)
я
sm i o ?- ?
,A, "
h uO ,© -³H CT
u2
q, Gt , o A- #G A, ei ?G u .- aYY
RG
P, D .- RG B C` ]PF
,A

, T - #FG ,
HI:
() , , ax, , e aYY ax, ØÙ "H¡- o
G;
(.) , e ax, ØÙ "9 a Ö;
() ax, ØÙ "--- e G ?;
(c) MG a]PF T e "Ú 9 a]PF TF RG
P;
(p) "
NO ¡ O g

, o #- a]PF T я , F,
# -, -C, -P P- u@, -P aP GT, e-
sm
aI C- я e { ax ;
() id e #f g , #GяTG ?, # sG o -CT
#FG e G T
-- H Cs , ;
(v) ei ?G u .- aY " RG;
(я) iC
G
G r ? C - " RG।
(4) "
h uO ,© , F , aYY Gt
P, R Gt Pi DE,,
HI:
() G T lI C AI C "
h uO ,© HIHI » ,
k- ;
(.) G T a H Û- @ o " ?¼ #GяTG ax ]PF
e
u я " "A
,A Y× a`T
u³
P- ;
()
u я i a`HGT #GяTG
RG a P- F
k- ;
(c) i J?- I " ",TG RG # ;
(p) a b- lI C #-A , A " ",TG -® aP ;
() "G ,
C o , F "
h uO ,© T - ? C F RG
^m
]PF R
qÜb I e
K l¼-
G a ? ?
2< (2) e u .- T - ? C F H Cs
q¢ ; ax, l?T-
ÝÞ Pi- , aI 1 Ù H Cs P{A, G - Pi- ,
e " я ;
(v) "
h uO ,© e G T lI C
qÜb RG l~- o
,A- k- ;
(я) -Ca , "A u,±b 9u 9 яZ (Due diligence) a`T
।
31। ax, , G, .{, A- i- ।ei
i- । ? uÁÐ
B F¼ "
h uO ,© u, a ,C- Gt
P ußE,
q k- F
B C a`
,A , ,R C D F C- -C
,A eя ‘‘ax,
, ’’ G :
(2) ax, , G, .{ i- -C
P Dß,, HI :
() eя BF C T ‘‘ax, , ’’ G ;
(.) ax, , P
G#L a b " e , e
"
Ñ , "Ú "P¾ "
q ax, "q , "
iuG "q ,
u я a

4 #-A , A "i
я ´- Pi- , ; ei
4 - " CO a
"G P¾ uµb , P
I - , ;
() ax, , e H C Pi 5 ( ) v , HP B C
a`s G Hi- , ;
- -C I "H, " a b G
76 («GR Ã) ³
BF C Pi -
ax, , , ±b Pi "H¡ Pi ax, ,
, P I ।
(c) H ax, , -P u, a ,C- Gt HIHI , -
aI C , " a
F 1 - à G "RT
a{ P -P Pi
, ,R C B C a`
,A -P .{ a,
F
(HP #Hя) - , ; - ei ?
^m e-ÄÁÐ ,
,R C R
G
Ñ ,A Äi i-TG "f , Pi-
Pi:
- -C I "H, ei ?
^m "oG B C -P ± b
-
G
#
,A
8 a H RG -P .- o "} . ba
# uH - Pi।
(p) ax, , ,- - P 4 ( -)
B C ,
,R C
, - ", e uP a` , #
;
() ax, , e , ²Y I " F - Gt ,
- a
I C Pi
8 , - uáC- C-C ax, , e
am-T Gt , ;
(v) ax, , e , ²Y PoG , - <1 (i) J H
ub , G - , ,R C aI C PG -
#Gя? -³iC ? C -
G яY u,±b a b ei , G
- , । -
8 "qT -P "--- o aYY
u ? . P ;
(я)
G
G #Gя ax, , "H¡-
qC C
я - , ।
(3) ax, , e A- Gt Dß,, HI:
HI:
() ax, ,
u я я
q C-
i, ?, # ?,
C, , u,-i
G
G , ,R C iC
я T- C,
P {G :
- -C I "H, e , ,R C iC я T- "
C
c R C Pi "
iA C
É´m G - Pi।
(.) ax, , ei ? , , e
8 "
h
uO ,© C-C-C T H CT - k- ;
() яO a-T- , ,R C iC j-
-
ax, ,
Ñ
Pi;
- -C I "H, ax, , e E^ " âã ax
]PF uÁÐ j- -m - -
Ñ I ।
(c) " R , x -- ax, , -P u, a ,C- PG e
Gt A-, , ,R C
, - e ei

a P- -È , #G ; - uP , ,R C , -

G a` - Pi;
(p) ax, , #
H CT e
8
i, ?-
?, u,- ?, C , , u, P
a`HGT e , ,R C # - . ;
() G T e "G P¾ lI C AI C HI,±b ax ]PF;
(v) b, ,A, l~, A, я P ax, k- F;
(я) H C T #
, A I C o
? F ax, k- F;
() HI,±b -® #± b aP k- F;
() H "
h uO ,© , ,R C iC e iC #FT-
" T -, C,
^m J " -,I C ". "G
- iC #FT- ?- ?, C ³ I e
uP ax, , k- ।
32। o G- G- Gt।
Gt।(2) ei ? uÁÐ B F¼ "
h
uO ,© u, a ,C- Gt
P ußE,
q k- F o # -2 u

k- A , ,R C iC D .-
P - Pi, HI:
() u,8 :
: a #± b- RG, ¢ "
? , MG "
NO
яC o " f g ? C F
P

, " f o ,
sm RG
P
, ,R C , C # । MG
Ñ # - ?
wG ei
j- Pi e ,R C
, - ei #? Pi;
(.) y z ax, :
: l- , o ax, ,
wG ei
j- Pi e uP
^m
P , ,R C a P- ; a e { -
y z ax, T - #FG HP ax, ,R C iC a` - Pi; y z ax,
#? ub
Ñ
Pi e a
^m
P {G яY
G^ I ; a y z ax, T - {G a] - ÏG e e
qC o , ,R C a P- .;

: iC
G
G #FT- ,C f " CZ a`
F -È e
() a 9f :
a 9f - Pi। ub a 9f iC #FT- ,C f " CZ
?T , , k- ;
(c) 1 -- o âã :

::

, 1 --
q C- T -
P {G
a] - ÏG яY , ,R C a?T e 1 -- o âã
- Pi। ub - ,A 13 (Äi) я l- ,
Ñ P
I ;
(3) u,- ? 2 e uÁÐB F¼ "
h uO ,© "9 C
,
H C#FT o aYY RG a P- :
- -C I "H, u, b
o G- Gt
qC "H "
C # - , ।
33। , F ?।"
h
F ? uO ,© H Cs u2 o uÙ
, яY , ØÙ -g
-4 e u .- F ? , , ।
34। "
h uO ,©
uO , iC #@ "
g।
g।(2)
G
G " f T g
? C F, G o # яY "
h KvD›UvicvwU©‡K C я - , :
- -C I "H, "
, T- #G g a -- aY " .- [H, . E^
(cost recovery), я (deposit) i- ] G - Pi -Po
B C`s ? C F o G - Pi।
(3) B C`s e C "- "
h uO ,© " f
g ? C F o G - , ।
35। a H o
?।

?।(2) "
h uO ,© -P .-

a H HIHI ,^ . e a H
? -³A F HI PT- ax ]PF
।
(3) ¼ a H @ (Alternative Dispute Resolution) ax #FG o #G
।
(4) a H
? aI C Pi -P f "# F ।
36। ,f C .।
.।(2) "
h uO ,© , aYY J, D
F C-
G
T J .- ,f C . , HI:
() B C- H C

f C-"
(Short-sale) Pi uP @ , - H C

J;
(.) " a]PF T E^ " { ax ]PF Pi uP
FT-, - H C
J;
()
d " ,H CG ". -P -³A F; e
(c) "
h uO ,© a? C- R C ,f C-, - e
J e R C
,f C o T A- I C FT- , - 15 ( )
J।
(3)
G
G aY "H " -® P -P C a`HGT "
h
uO ,© C
P - J I ।
uO ,© o aYY J £ b,

37। "
h uO ,
uO , £ b, a ? o G-
G- Gt।
Gt।
t।(2)
"
h uO ,©, a]PF T o ]P a ? o G- Gt ei ?
P aYY
?- ?,

, T - o
8 ,A
P J
q - i` £ b J
? C - Pi:
- -C I "H, ei "A . "
Ñ u- Pi -. ei a, #@

^m É´m G é Pi।
(3) "
h uO ,© -P Gt , , uÁÐ e, 9, яf , MG
a
P
P- #GяTG r,ATG ê,ATG £ b
q ; HP J:
() e o "
h uO ,© J "
G uÁÐ uP
J £ b
q HP- aYY J, a ? , G- Gt,
MG o "
NO e uÁÐ
u am| Cb F, y z ax,,
MG o "
NO g яC
P e aYY RG
P;
(.) 9, яf o "
h uO ,© J "
G uÁÐ uP
J £ b
q HP- aYY J, a ? , G- Gt,
MG o "
NO e uÁÐ
u
P, y z ax,,
MG o "
NO g яC
P e aYY RG
P;
() MG a o "
h uO ,© J "
G uÁÐ
uP J £ b
q HP- aYY J, a ? , G-
Gt, MG o "
NO e uÁÐ I C " ,^ -, y z
ax,, g яC
P e aYY RG
P;
(c) MG o "
NO e "A "ß, a H T uë ,- Pi
e, 9, яf , MG a
P o "
h uO ,© uP Jx-
,S ? C F
? ,^ - l l £ b, am|Cb ।
38। am TF ÏG, ,HAF ax।() "
h KvD›UvicvwU©‡Z uP
CCAF o GF ax।

d, H C ?, GF e ,@ k- яY ,H CL am TF ÏG, ,H CAF o
GF ax I - Pi।
(.) u .- ax GGF яY ¢ { u C8 Gt e я P- k-
- Pi।
() e
sm a`
_ o TA
q u ?I C TA ,I (Audit trail) ax
I - Pi।
(c) " f H Cs ½IT F k- A "
h uO ,© e ‘‘u-
ì8’’ T - ]PF HP uP " f aY
" H Cs Pi"- l-
.। " f " " " f H Cs
sm " -® ax,
, u, v´ aY " u a P- Pi"- - I । -
" f T #? CPT
RG a P- . e #Gя -P , C ]PF
।
39। -®, " 9 C i-
AF ax। ax।
(2) "
h uO ,©, aYY J,
D .- -®, " 9 C i- , -³ ? C - ,^ - a`
F,
AF , HI:
() "Hi
" @ PiGv uP " 9 C ;
(.)
a]PF T (Partcipant) a`HGT " @ -
i9 (index);
()
a]PF T f "# - e -P f Pi- PT-

C " 9 C ;
(c)
a]PF T
Q_ { - F ;
(p) aY "H " -® " 9 C HP iC
G
G ? C - PG।
(3) "
h uO ,© uP -® , " 9 C e 9¹O "IG
A- Pi -P
B Ci .- a P- ।
(4) aY " i ? # -,
,A, "
h uO ,© uP -® ,
" 9 C o 9¹O ª,A
- ³

AF ।
3<। G - , C a
ax।
x।
x।u2 , uÁÐ "
h uO ,© uP
e a]PF T
d, H Cs, GF o ,@ ax G - , C
e , C # - e , . ।
41। "
h uO ,
uO ,© iC ñ ñH
H iÚ "HH o
AF
ax।"
h uO ,© a]PF T, e, 9, яf T, MG a e
iC C - aY " a b, iC,A # -2
P- H C iÚ "HH o
AF ax k- ।
42। aYY a b # -2
P-
PH -।"
h

PH - uO ,© #-
a]PF T, MG a, e, 9, яf T e iC C - " a b,
iC,A # -2
P- eiE,
PH - HP C H¡, Û- o ,

"
# k- ।
43। MG o "
NO
"
NO ax
I
wG।

wG।"
h uO ,© iC MG o
"
NO axG , -C " #{ iC a` - Pi "
h uO ,©
-P HITò
K e o 9, яf a P- e e o 9, яf
a` - , -C -P
d Û-
wG яY HI,±b ,A, ]PF
।
44। A -B F ax।
ax।
"
h uO ,© " C F " a b
A -]{ PiG I -P A -B F "oG яY "
h uO ,© ,H CL ax
I - Pi HP J To am|Cb Pi- , :
- -C I "H, T T # -2, uP " a
uP "
C-C, "G P¾ # - ?, T "GT
G "
h uO ,© ,
,R C am|Cb Pi- I - , ।
R?+। B C` - a --
45। Gt -Ca a,CF ((delegation)) R?+।
"
h uO ,© uP MG o "
NO H C aY P f a,CF - ,
।
óI C aJG
uO ,,© a]PF T, -P _ F o G-
"
h uO , G- Gt
Gt।।(2) MG o "
NO H Cs
46। a]PF T "ÀFT o Gt
a]PF TF D .- "ÀFT- b Pi, HI:
() "
g MG (Self-Clearing) a]PF T:
a]PF T: " dô
d 9 F ei "ÀT a]PF T Pi"- , , HP ²¿ я
-P a?T "
P MG o "
NO -
, ;
(.) BF-C-C MG
MG (Full
Full-Clearing)) a]PF T:
Full- a]PF T " uÂ Tf
q
(high net worth)
Q - # -2, HP
# "
NO y z P
,H CL A- PGv, ei "À F a]PF T Pi- , । "
BF C- MG a]PF T -P я e ,, uP
P-
£ b^ aYY a b "
P MG o "
NO - , ।
ei "À F MG a]PF TF " -® o " 9 C †iwR÷vifz³
e £ b
P MG ।
(3) a]PF TF ? C - "H¡- I - Pi e ub "H¡- B F o ,^ -
a`
F
,A _- Pi- Pi।
(4) aYY J, a]PF T DE, Gt I , HI:
()
u я ", MG o "
NO
sm
i, ?- ?,
G`, ,^ -, # sG, `G, , F ?, â. o

,
T - G ;
(.) ? C - яC HI
G я # e #Hя "A f
Pi- яC ]PF o я # ;
() #Hя "A HIHI £ b
q e uP G ;
(c) я lI C u^C lI C #?Y "oG e " ax-i

u я aI aI C яl P
" MG o
"
NO aP ;
(p) e, e "
h uO ,©
,o HI
G , ? ।
47। a]PF T
a]PF T _"
_" ।
।(2) ei ? a?T #L _

a - " # -2 a]PF T P
я - , ।
(3) a]PF T P
_ яY:
() Pi-
#L "
h uO ,© u,
P f
"
h uO ,© J ‘g -p’ e - Pi;
(.) ub v u .- , o -®
P
u я o e
#G g Db a a gf ",-a9 C
. - Pi:
BF C- MG a]PF T "A 61,111 (,© Pя ) f;
"
g- MG a]PF T "A 36,111 (« Pя ) f ।
() "
h uO ,©, #L C8 a B F G uP, ub a
gf ",-a9 C
P,
- H C
J f . ;
(c) "
h uO ,© H " " F _
яY u, Hi G x -, F u .B C,
-
H C
J T #L gf ",-a9 C
P .-
яiG HP e a` , ei
I o "# F È
- -C I "H, "Hi F "
h uO ,© iC u,

^m "oG PiGv T ub F º T»- G G
- , ।
48। a]PF T P
_ "H¡-।
"H¡-।ei ? a?T a]PF T
P
_ "H¡ Pi, H T D .- "H " e "ÀFT|b PG, HI :
(1) "
÷-
"
÷- MG a]PF T:
a]PF T:
() Pi-
#L " d "ô d 9 ;
(.) ei ? a?T a]PF T P
_ @
T "
h uO ,© iC ? C - a, ,@
ax e u,±b " I - Pi; e
() iC
G
,H CL-
AF - Pi।
(2) BF-C-C MG
MG a]PF T:
a]PF T:
() a "qT i, 2<<2 (2<<2
25 i) e
+ G-
" a "qT - a ?x "qT;
(.) I C # -2 i, 2<<4 (2<<4
38 Q i) e
+ G-
" I C # -2 - a ?x "qT;
() Pi-
#L " d "ô d 9 ;
(c) ª- , ?- ? Pi 61 (,©) " f e

G
G uP r FÈ ? C F - , ;
(p) ei ? a?T a]PF T P
_ @
T "
h uO ,© iC ? C - a, ,@
ax e u,±b " I - Pi; e
() iC
G
,H CL-
AF - Pi।
49। a]PF
a]PF T _।
_।(2) a]PF T P
_T F яY "
# L , H ei C
¯8 PG "H, ei ? a?T °
"H¡ -P Pi, # L H C
J, uP ° e
T a`Å e _
(g -) # ।
(3) _T F @ " яY o a ? -® #Gя Pi
, # L 26 (, ) H C
J, ub -® - - , ; e
iC ? C -
G J ub -® # L , ]PF"H¡ Pi uP
° e T a`Å _
# ।
(4) _T F яY " , TA , H ei C
^m u,T-
PG "H, ei ? a?T ° "H¡ P, uP ° z яя
яlI C
PG Pi , -P Pi .- F u . G, uP °
- , È
- -C I "H, ub F º T»- G T G "
h uO ,©
J - , ।
(5) iC #@ " _
uP- u .- -C?T # - . Pi-
, v ,H Cm H C I ।
(6) a]PF T iC
- " -® , - , -C- Pi uP "
h
uO ,© e -³A F .- a P- - Pi।
(7) #- "A #G G g Db a a gf
",-a9 C
P "
h uO ,© J -g
T-4 e #@ v e
. -È " _
, - , v яY G Hi:
BF C- MG a]PF T "A 211,111 (e A) f
"
g- MG a]PF T "A 61,111 (,© Pя ) f।
(8) u,- ? (7) e u .- _
G _
u .- "G
a -sm Pi e
B Ci . - Pi; aI C-G # - Q- яY
f 611 P я я - Pi।
a]PF T iC H C iÚ
H
AF i- ।
4<। a]PF i- ।
a]PF T, "
h uO ,© iC F C- ,^ --, "
h uO ,©
P-, H C
iÚ
H
AF ax k- ।
51। a]PF -®, " 9 C i-

AF।
a]PF T -®,
AF।(2) "
h uO ,© iC
? C - ,^ --, HIHI -®, " 9 C i-
AF k"- @ a]PF T
am TF ÏG o TA ,H CL ax I - Pi।
(3) a]PF T iC "

h uO ,©
P- uP " 9 C #- C
iG " .- Pi।
(4) a]PF T iC, "

h uO , C iC F C- ,^ --, C8
G
L- "
h uO ,© f C8 v f C (return) я - Pi।
(5) iC P P, u .- -® #- a]PF T
P ।
(6) a]PF T, aYY J, D .- -® , "
h uO ,©
iC C - " a b # -2 r , C o , TA яY
C
AF
o #ø- ., HI :
() "
h uO ,© e P
? " #- "
sm -®;
(.) a]PF T J
q - MG o "
NO
q C-
" 9 C;
e
() #- P
? f Pi- #L
C e -P f
"# - P
FT ,।
(7) a]PF T uP -®, " 9 C i- " x
AF -v -P
o "
h KvD›UvicvwU©‡K B Ci .- a P- e uP " , -C
-³A F o "
h KvD›UvicvwU©‡K .- яi।
(8) #Hя aY " i ? ,
,A, a]PF T uP -®, " 9 C
e 9¹O ª-
- ³

AF ।
a]PF T H CCT
52। a]PF T T , C o -® -।
-।(2) "
h
uO ,© -³iC ±b "H " a b "H "
G a]PF T H CG
Cx # e uP H CT, " 9 C,
d, i- , C o ,H CAF -
, ।
(3) "

h uO ,© -³iC ±b "H " a b a]PF T
]P f Pi- "H -® я, - G , TA- TA - , ।
53। a]PF T
a]PF T H CT a a,CF
,CF (delegation)) R?+।
R?+।" a]PF T
uP " H C, B C` - a --, aY f a,C - , ।
,© aJG
?
54। C # o , ,।
, ,।ei ?G u .- , ,TG
?
P Securities and Exchange Ordinance, 1969 e
u я a
e i, 2<<4 "- #@ C , , P
é Pi:
- -C I "H, , MG o "

NO H Cs u2 GF lI C
G
G #GяTG "H " C я T - , ।

55। ,-T ax я ।

я ।(2) "
h uO ,© GF P»C- " R
, x - "H » q, - C, # - ÄH C, a ù i- F
"HH, Ä³, "f g ax A -]{ ,H C{ Pi H Cs , ?]x
Pi "
h uO ,©
I s, ,-T ax я -
, ।
(3) я - ,-T axG MG o "
NO # sG яY "
h
uO ,© iC
G R ax ]PF - Pi HP
CÂ vG cO J
.- a P- - Pi।
56। ,CHG " ax o ,^ -।
,^ -।"
h uO ,© T ú aY
" F û8 ,H -³A F " яY ,H CL ax I - Pi e
CG
e-
sm ,^ -

, T -G ü- I "- Pi।
57। "
h uO ,
uO ,© -® ,@।
,@।(2)) ,-T
d
P "
h
uO , C eiE,
ax ]PF HP- A- -®
nF C , o k-
I, uP "H 8 - PG, "
h uO ,© am C.T o P C.T (inward and
outward) u,@ (data)
© "H L G- (encrypted) PG e i, ei ?

, T - ,^ - P " i "H "P ub -®
]P aP -
, ।
(3) "
h uO ,©, "" MG o "
NO
sm
-® o u,@
uP ax Pi- ¢ e » q #F e (seismic zone))
P am- 3 ¢ x
ª- 21 () ³

AF ।
uO ,© a
G
sm ?।
58। "
h uO , ?।" "
h uO ,© a
G
- P
C#I f a L a` яY D .- -®
P .-
- Pi :
() a
G Pi F;
(.) "Hi a
G- Pi- G -P F C;
() a
G , -- MG o "
NO H Cs " , ;
(c) uP- A- -® ,@ o "Pgя-
A- Pi e "
h
uO ,© a
G , ub -® Pi -P F;
(p) "
h uO ,© "Hi
a b # -2
P- £ b^ PGv -P
P

8
P- G- Gt RG ax PT- Pi uP { -
F; e
() iC H - aY "H " -®।
- -C I "H, .- a` # L , i " " "
h
uO ,© a
G
sm `2 - ²ß - , ।
uO ,,© e o 9, яf J £ b।

59। "
h uO , £ b।"
h uO ,©,
e o 9, яf
qC , ì £ b r ? C - Pi।
5<। G T lI C s H Cs , G J?-।
J?-।"
h
uO ,©

G яlI C -I G T lI C
AF яY я e
lTG lI C
P-
c R C Pio яlI C -I G T lI C #?Y # ।
61। MG o "
NO
"
NO
sm RG e"
e" Gt।aYY Gt
T -
ýþ G, MG o "
NO
8 RG e" Gt Pi DE,, HI:
() uP #- "" -® "
h uO , C
P ;
(.) #- "Ú 9 a]PF T яY "
h uO ,© iC ? C - "

T a ? " - "oG;
() "" "A MG o "
NO
sm G` , , k-
;
(c) iC ? C - e-
sm aY " Gt HIHI , ।
62। , C -m
-m।(2) "
h uO ,©, uP , ØÙ, C-C-
C TØÙ e a]PF T "H " H C,
Q_ , C (Inspection)
-m (Enquiry) - , ।
(3) ub , C -m Securities and Exchange Ordinance, 1969

u я a e i, 2<<4 e
8 ? a`HGT , -
Pi e F C- ,^ -- i` ax ]PF Hi।
(4)"
h uO ,© uP a]PF T H C, G - , C
e , C # - #GяTG ax ]PFI C "# F ।
63। P
P o " 9 C, AFAF।
AFAF।(2) "
h uO ,© # - P

G
яY -P D .- P
P, " 9 C o AFAF , HIÈ-
() aZ
Tf;
(.) -"
P
;
() -# FT;
(c) P
u, TA # -।
(3) ei ? a?T
AF PG e H-TG P
P, " 9 C o , 23
( ) ³

AF - Pi।
(4) "
h uO ,© # - P

G "R f aZ
Tf, o
"
P
, -# FT e P a`HGT (H I) aYY
# - . - J I ।
64। a T A-
a T A- P

P
FT।
FT।"
h uO ,© uP a T A- #I 1

P
FT #I # m "R Pi , - 56 («G- ) J e r-TG o i-TG
# m "R Pi , - 41 ( ) J . ।
65। ax, a ?]PF
a ?]PF e #
G ।H f iP #-TG PG
"H, " "
h uO ,©
() G T lI C AG aI C PiGv aP -v, aI
a
³ uÁÐ " H Cs L PiGv, aI
(.)
aI C - lI C P " я -v,
-P Pi , ub "
h uO , C ± b
- ²T uH # G
.- r , u .- "G яY, ub "
h uO ,© , ,R C
a ?]PF G uP ax, , - , aI #
G G uP
#
, - , ।

AF।"
h uO ,© " , ,
Ñ, #? CPT
66। ",TG-
AF।
C-C, C-C-C T, "
Ñ, "G P¾ " a]PF T "
a b MG o "
NO
sm " Gt , aI aY " " Ï
T -® aI e- RG " -® я я (Market Surveillance)

Pi- #L " -® a- Pi uP
Ó - a-T- aY P o f #
- , e ub -® @- "
u я " - , ।
67। e µ MG o "
NO
"
NO ax a

#L "
h
, f xm ।(2) e uP µ MG o "
NO ax,
uO ,
uO ,©
_- "
h uO ,© iC a
F
# L , - -
,H Cm
.- , e u .- -

G J e" µ MG o "
NO
ax _- o a
F
#L "
h uO ,© f xm " e
a-:, e" MG o "
NO ax L Pi:
- -C I "H, " R "A , #Gя e
G
T Ø ^ - , ।
(3) _- "
h uO ,© iC a
F
# L , - -
aI iC ? C-
G a -sm Pi, z яя "-
? F

u я e MG o "
NO HsC _- "
h uO ,© o-»b Pi
e uP J a-T- aY " # J ub H Cs
q¢ Hi ।
(4) u,- ? (2) a`HGT e" µ MG o "
NO ax o H Cs
_- o a
F
#L "
h uO ,© f xm - Pi g
e iC , - B C- MG o "
NO H Cs
sm-
() " i ?- ? a`
#@ " C "
h
uO ,© "A #Hя Pi;
(.) a яC- " a ? , u ?, G- Gt,
q - " £ b "-,o
" , -C Pi , uP E"^ ¸ - " i` H C? úBF C
G é Pi , e uP E"^ " i` H C? aaP- I
uP r ¸ - PiG I uP o aaP- I ;
() " ?- ? c F P o E"^ ¸ - Pi- , , e "
i` H C? ]PF ?]x Pi ;
(c) " a`, Gt "cRF, G b "cRF, #@ v´,, aaP -, PT-

^m o ax, #@ g
, - _ o P{m , P, , - ? -
H C uP a`Å
q - H C B C YG P o H C
I ।
(5) e" µ MG o "
NO ax _- o a
F
#L
"
h uO ,© f xm " я- u Pi, ub я-

¼ #GяTG "H я T, e "qT 9, яf
a]PF T ]P aY # -2 "H C # - , ।
A-। , яlI C ei ? uÁÐB F¼ "
68। aaP - # A-।
a b, ± b
- F
P -P .- "# A- ei ? "
J?- Pi- aaP - # - , ।

।ei ? ?T H C "A " я-
69। я-
।
au ? ". , µ i o ?- ?
P-
Ñ .G, ì8T F
a #B C ub RG FTG
qC
8 - C # - , ।
-g
-
-g
-2
g
P
g --
g
[ ? 7, u,
u,-- ? 2]
"
h uO , C P
_
.{
CT
() B F G #GяTG
,
P L . - Pi।
(.) ? a`HGT ei B F - Pi।
()
C G
nF C Pii iP "H¡ Pi।
(c)
-® fi,- Pi- Pi। "H
-® a ?- { -
P -
Pi "

-® l- я ei g
P-
±b G - Pi।
(p) u,- ? 3 e u .- ",-a9 C
P- . - Pi।
() ei g #- ½2 e -³
±b
я #- ½2 T iC
lA - Pi- Pi।
(v)
P-
±b
, , " "f T , iC
- G- Pi-
Pi।
----------------------------------------------------------------------
#I a ( T iC B F - Pi)
2। () "
h uO ,© -
(.) †iwR÷vW© a g
-
() "f g Q -
(c) g Q -
(p) i-"i-
3। T -
C
() "qT i a?T _T F - . ( _
gf,
c¦ e

c ?
±b - Pi)-
(.) (2) a` - ?-
(3) iu- ?-
(4) , ?- ?-
() #- uµb -C e #{ - "G ? , -
4। T #- , e CPT C-C -
() -
(.) G
-
() я-TG--
(c) A- "H¡- o a +- ( CPT C-C "A)-
(p) aY " "qT- , , (H I)-
() " "g}я T G a ±b #L { (H I) ( { - F -
Pi)-
5। () T -C e "
h uO ,© P
H Cs ²ß
#{ - " o a g
F।
(.) a g
P -
() lG sG 9f #

-
(c) 9f "d я e ",
d-
(p) m TF TA e - T ax-
"cRF
"cRF
"cRF - v "H, ei
P- -® e
±b , o
a - b я u .- F C
nF C
-;
e o "cRF - v "H, ub -® " , -C Pi a Q -P
.- a P- ;
e o "cRF - v "H,
u я a e i,
2<<4 (2<<4
26 i),
u я a e ( MG
a "
NO) ?, 3128 e iC
G
G я T- #@ T -
e C G ।
lA
T ,A ----------

j
,
- .:
r-TG a
(#- uµb iC B F - Pi)
2। "
h uO ,© uµb -
() -
(.) j-
() "HH j-
(c) "f g-
(p) g Q -
() i "i-
3। uµb aY " "
h uO ,© uµb PiG I aI a]PF T
PiG I uP -
4। uµb ? 26 e u .- "¥ "À F am| Cb-
5। uµb " i a?T _- x ,- PiG I uP o _
C
x, - . ( _
gf,
c¦ o
c ? i ,
±b
- Pi)-
6। uµb A uÁÐ-
7। uµb iC , - H C F C-
8। uµb a ?|b uP a?T "qT
P e uP r , - H C
F C (H I)-
9। uµb , a " iC,A
P- _- PiG
I uP F C (
8 ,
±b - Pi)-
<। uµb
q F (
CR I C P
T A- ,
±b -
Pi)-
21। "
h uO ,© , ?- ? uµb "G `, - P e
, F-
"cRF
"cRF
"cRF - v "H, ei
P- -® e
±b , o
a - b я u .- F C
nF C
-;
.- a P- ;
e o "cRF - v "H,
u я a e i,
2<<4 (2<<4
26 i),
u я a e ( MG
a "
NO) ?, 3128 e iC
G
G я T- #@ T -
e C G ।
uµb lA ------------

j
,
- ......................
g -
g -.
[ ? 7, u,-
u,- ? 6]
"
h uO ,
uO ,©
, _

_
Q ............................- ...........................

u я a e i, 2<<4 (2<<4
26 i) e
? 35 e
u я a e ( MG a "
NO)
?, 3128 e ? 7 e #@ A-
u я a e
e- --------------------------------------------------------------("
h uO , C )
" ub i e ? a?T D .- -C?T "
h uO ,© P
ei
_
# :
-C
(1)
u я a e i, 2<<4 e

u я a e ( MG a "
NO) ?, 3128 e
? P»-C " яC "
h uO , C - , ।
(2) "
h uO ,© uµbF -P "G ei _
# - .
Pi- , ³
B C P{m - , ।
(3) "
h uO ,© " uµb uP "G P{m - P ? 26 "-
u .- " # -2 f P{m - Pi।
(4) ei _
" i P{m Hi ।
s
....................................

lA
,
T
- .
x: $
g -
g -
[ ? 9, u,-
u,- ? 2]
uO ,© P
a
F
.{
"
h uO ,
CT
() B F G #GяTG
,
P L . -
Pi।
(.) ? a`HGT ei B F - Pi।
()
C G
nF C Pii iP "H¡ Pi।
(c)
-® fi,- Pi- Pi। "H
-® a ?- { -
P -
Pi "

-® l- я ei g
P-
±b G - Pi।
(p) ei g #- ½2 e -³
±b
я #- ½2 T iC
lA - Pi- Pi।
()
P-
±b
, , " "f T , iC
- G-
Pi- Pi।
=========================================
2। C
T o _
gf Q -
3। C
_
gf ° - .-
4। T u,-i iC a` - PiGv ? (PiG I uP
,
±b - Pi)-
5। T C T e L e { - F-
6। CPT C-C , - o a +- F C e #? " f C-C
, - o a +- F C-
7। T iC x ,- am TF TA e - ax F, -³
P ub
ax
P-
8 a b C , - e a +- F C (y z ax, e
, `G ,
±b - Pi)-
8। lG sG 9f #

e "HH ax
q C- D .- RG { - F C-
() P9 CoG ,
gNoG e "HH ax, uP H CA- e ax-
(.) 9f "d я, a, ,^ - e uP H C A- e ax-
() ,H CG
ax e ,^ --
9। PT e lG sG 9f #

e "HH ax
яl/´-/Ù{-? (
- G- ´G £ b ,
±b -
Pi)-
<। u ?T A -B F яY PT- ax F C-
21। T PiGv ? ( PiG I T ,
/
±b - Pi)-
22। " a]PF T
P- "
h uO ,© £ b #{ v ? (I
£ b, ,
±b - Pi)-
23। " iuG
P- " iuG e uP †iwR÷ªvi e
P- " £ b #{
v ? (I £ b, ,
±b - Pi)-
24। "
h uO ,© # - ? P
a]PF T
P- u ?T
" £ b #{ v ? (I £ b, ,
±b - Pi)-
25। e 9, яf o MG a e
P-
q -a .
´ £ b,।।
"cRF
"cRF
"cRF - v "H, ei
P- -® e
±b , o
a - b я u .- F C
nF C
-;
.- a P- ;
e o "cRF - v "H,
u я a e i,
2<<4 (2<<4
26 i),
u я a e ( MG
a "
NO) ?, 3128 e iC
G
G я T- #@ T -
e C G ।
lA
T ,A -------------------

j
,
- ......................
g -
g -c
[ ?
[ ? 21, u,-
u,- ? 2]
uO , C a
F

"
h uO ,

u я a e i, 2<<4 (2<<4
26 i) e
? 35 e
u я a e ( MG a "
NO)
?, 3128 e ? 21 e #@ A-
u я a e
e- ------------------------------------------------------------- ("
h uO , C )
" ub i e ? a?T "
h uO , C P
a
F
#
।
s
lA
............................................
,
T
- .
x: $
g -
g -p
[ ? 46, u,-
u,- ? 3()]
3()]
a]PF T P
_
[
?^
x, a T "q , ÷K 9 ÷K "ô Pi " 2
Pi- 8 s u .- -® # ।
2। T :
3। T j :
j , -C- Pi uP - H C

J
8 "
h uO ,© o
.- a P- - Pi]
4। T "H "
h uO ,©
a]PF T Pi- i uP -
() o j :
(.) "9 :
() "9 # - . :
5। T " "À F "

# e яY
#I : ------a]PF T
6। T i- H C : "q /
?^
x
(a#Hя G ।
?^
x,
a T "q Pi
8
i/†iwR‡÷ªkb

- G- vG ,
e
CR T A- R C FT
±b
- Pi)।
7। T ,A lA T :
a b o #@ A- F
(A-, a` , . ß)।
8। T
() a g
"g, g Q :
o i-"i-
(.) #? CPT :

"g, g Q o i-"i :
9। T " "qT Pi "q :
, F , j e aY "H

"q -/# -2
a
G
qC PGv -P F
<। T
u я a
G a +- (H I):
21। T Tf ?
x - (.........- .) :
[ T A- I C P
FT . ß]
22। T " CO a , :
",f Cg o я , u£G
g Ú d, "Pgя- T

q ax, "qT ?
23। T uP , T :
"
Ñ "
G я G -, #- F
a
¿ H C,я - " "g}я T
a, ? G - PiG v ? Pi
., "IG e " a, ??
24। T uP , T :
"
Ñ "
G - iC "u G
]{ G "c R- PiG v ? Pi
., "IG?
25। T uP , T :
"
Ñ " a ¬F ".,T ?
Pi " a e - f?
26। T a` - # - ? (H I) e -
()
(.) ,-
() xGT j
(c) -C j
(p) a g
j
() A- "H¡-
27। T C T
:
28। aYY -® :
ei C "cRF - v "H, u, #@ -® + o
-
- o
j।
...................e ,A-
- ...........................
...................................
T lA o
T
"
h uO ,
uO ,©
, u, /ma
u, /ma
- .È.............................. ..............................................
#? CPT C-C lA o
T
g -
g -
[ ? 48, u,-
u,- ? (2)]
a]PF T _

u я a e
a]PF T _

_
..............
# - ........................

u я a e ( MG a "
NO) ?, 3128 e
? 48 "-
u я a¥9 e
e-r ............................ (a]PF T ) ..................................... j
................................... (
h uO ,© ) e _-......................
a]PF T P
я яY ei _
# ।
ei _
......................... - . ,H Cm ³ I e , -- uP a

,k- #@ C8 v G Hi।

u я a e ,A-
(
# T C-C lA )
: ............................
, : .............................

T
-g
-
-g
-3
, , ax, o aYY ax, C-C "H¡- o aH¡-
, "H¡- o aH¡-
(2) " a b , P

C -, T- G#L Pi- , e
, P
aH¡ G - Pi, H -
() a# -x P aI - iC "u G "c R- P;
(.) , , , ,R C -
G aI ? P -
J
a` 2- , ,R C

G (HP Tc C- ) , ,R C f
Pi- U ]PF a-T- a`, x- I;
() "g}я T a, ? u,±b - iC a, ?T G - 1 -
à G "RT
a{ P;
(c) a
i # - a`HGT ¬F.,T P;
(p) " "
h uO , C
I " a
G " ±b P;
C
() "Ú 9 ,
O aI - # - ? P;
(v) u .- RG
P a-T- iC
G
G #FT- ‘‘u,±b- o

j-’’ , , a`@TF C P।
(3) u,± Cb RG
P- o u" "H, eя a b l- , P
-
Pi , H - 
() G #{ # B C- 4 ( -) ³
J "

8 "
h
uO , C uP "

9G T aI "qT- C - I;
(.) G #{ # B C-
G
8 "
h uO ,©
I #-A
, A eя aT , u .H¡
"G P¾ P

EtBF C a
G
qC I aI
8 "
h uO ,©
I
eiE,
qC±b " # -2 , P;
()
8 "
h uO ,© " , "Ú 9 ,
O C aI
"G P¾ ,
Ñ
qC±b " a b P;
(c) G #{ #
G " ? я Jx- T # -2
, P;
(p) aY " "
h uO ,© , P
C - I;
() " "
h uO , C "H " "G P¾ P;
(v) "H " GF T # -2 P;
(я) " 89 "q , P;
(4) eя l- , aÐi D .- "H e A- "H¡- e
",- a +- I - Pi;
() aª 21() ³
",- a +-
P a
G, aI CT -, ,
,
quf
GZ, F-, я#
aI i RG 8
C 9 ];
(.) aª 26(, ) ³
",- a +-
P a
G, aI CT -, ,
F,
quf
GZ, F-, я#
aI i RG a 9]T;
() aª 21() ³
",- a +-
P
ege aI
e aI
ee
aI
e
aI
,e u, ?;
(c) aª 31( ) ³
ax, a +-
P a 9]T ।
ax, ØÙ
ØÙ "H¡- o aH¡-
(5) ax, ØÙ l l , -C P
aÐi D .- "H e
A- "H¡- e ",- a +- I - Pi;
() ax, , "H¡- :
(a) z яя
8 aª 26(, ) ³
",- a +-
P
a
G RG 8
C 9]T;
() z яя
8 aª 26(, ) ³
",- a +-
P

ege aI
e aI
ee u, ?।
-C I u, b "H " "A z яя
8 # -2 #?
CPT C-C aI uÂ- GtT , ,A 16(, ) v
",- a +-
q¢ Pi- P।
(.) #? a, C-C "H¡- :
(a) z яя
8 aª 21() ³
",- a +-
P a
G
RG 8
C 9]T;
() z яя
8 aª 21() ³
",- a +-
P
ege
aI
e aI
ee u, ?।
() #? " f C-C "H¡-È
(a) z яя
qC - aª 26(, ) ³
",- a +-
P
a
G aI i RG 8
C 9]T;
() z яя
8 aª 21() ³
",- a +-
P
ege
aI
e aI
ee u, ?।
(c) #? y z C-C "H¡- :
(a) z яя
qC - aª 21() ³
",- a +-
P a
G
aI i RG 8
C 9]T;
() z яя
8 aª 21() ³
",- a +-
P
ege
aI
e aI
ee u, ?।
(p) "qT
"H¡- :
(a) z яя
8 aª 21() ³
",- a +-
P a
G
aI i RG 8
C 9]T;
() aª 21() ³
",- a +-
P
ege aI
e aI

ee aI
e
u, ?।
() #? I C C-C "H¡- :
(a) z яя
8 # -2 I C aª 21() ³

",- a +-
P a
G RG 8
C 9]T;
() aª 21() ³
",- a +-
P
ege aI
e aI

ee aI
,e u, ?।
-g
-
-g
-4
, F ?
() , ,R C
,
? F
, + L, RG¸ (eя),

H C FT (minutes) "qT i, 2<<5 "- Pi;
(.) H " , "H, ,R C
G -P uë ,- " , @
H C FT-
mRя I»b PG i -
8 , RG
"qT
f u . - , e H C FT k- F

G , @ RG ±b - - , ;
() I C aY " RG " , lI C
8 lI C , , S
e " RG
8 , G a]PF e
"
iA RG
H C FT- (minutes) am»Cb I - Pi;
(c) , F ei C k- "H, "
h uO ,© iC
#FT-

u я i, ?, # ?, ,
¹C o C
G ;
(p) , F ei C k- "H, "
h uO ,© ,^ - "
? F a G F aP- Pi ;
() , F ei C k- "H, " ? F a G " ? яY
iC ? C -
G
T J "
h uO ,© ,A, ]PF
;
(v) , F ei C k- "H, G T lI C , ,ST
"
^m "9 C
G PT- Pi e H PT- PG - ax,
, uP " T»- ;
(я) G T lI C AI C "
h uO ,© A » , F
k- ;
() G T a H " ?¼ , F #GяTG ax ]PF
e
u я " "A Y× a`T u³
P- ;
()
u я i a`HGT ? C - #GяTG
RG ", F
, F k- ;
(f) i J?- I " ",TG RG , F #
;
() " , a b- lI C #-A , A " ",TG -® aP
;
(9) , F -P" l?T- L Gt ýþ Pi- , e "
я ;
($) "
h uO ,© ax, H Cs , F P{A, ;
(F) , F "
h uO ,© e G T lI C
qÜb RG
l~- o ,A- k- ;
(-) l- , F # - 17 (vG)
,A e "
h uO ,©
я RG
P RG l-
;
(I) -Ca , "A , F u,±b aJ
G a`T ;
() "qT iC C8- aY " Gt।

u я a e s
9. e .Gß "P

"G ।
†gvt Avãyj gv‡jK, DccwiPvjK, evsjv‡`k miKvix gy`ªYvjq, †ZRMuvI, XvKv KZ…©K gyw`ªZ|
†gvt AvjgMxi †nv‡mb, DccwiPvjK, evsjv‡`k dig I cÖKvkbv Awdm,
†ZRMuvI, XvKv KZ…©K cÖKvwkZ| website : www.bgpress.gov.bd

Clearing Settlement Rules 13.06.2017

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Clearing Settlement Rules 13.06.2017

Uploaded by

Copyright:

Available Formats

†iwR÷vW© bs wW G-1

g½jevi, Ryb 13, 2017

[ †emiKvwi e¨w³ Ges K‡c©v‡ikb KZ©K

+ "oG PG i, "

G J .{ ° - , :

" "A a]PF T f Pi- яC ]PF

qC o , ,R C a P- .;

(c) 1 -- o âã :

uO ,© o aYY J £ b,

51। a]PF -®, " 9 C i-

(3) a]PF T iC "

iG " .- Pi।

(4) a]PF T iC, "

(3) "

- -C I "H, , MG o "

G #GяTG "H " C я T - , ।

55। ,-T ax я ।

uO ,,© e o 9, яf J £ b।

T -® aI e- RG " -® я я (Market Surveillance)

(2) " a b , P

You might also like

Clearing Settlement Rules 13.06.2017

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Clearing Settlement Rules 13.06.2017

Uploaded by

Copyright:

Available Formats

†iwR÷vW© bs wW G-1

g½jevi, Ryb 13, 2017

[ †emiKvwi e¨w³ Ges K‡c©v‡ikb KZ©K

+ "oG PG i, "

G J   .{ ° - , :

" "A a]PF T   f Pi-  яC ]PF

qC  o ,  ,R C a P- .;

(c) 1 - - o âã :

uO ,© o aYY J £ b,

51। a]PF -®, " 9 C i- 

(3) a]PF T iC "

iG " .- Pi।

(4) a]PF T iC , "

(3)  "

- -C I "H, , MG o "

G #GяTG "H "    C я T - , ।

55। ,- T ax я ।

uO ,,© e o 9, яf J £ b।

T -® aI e- RG "  -® я я  (Market Surveillance)

(2) "  a b ,  P

You might also like

+ "oG PG i, "

G J .{ ° - , :

" "A a]PF T f Pi- яC ]PF

qC o , ,R C a P- .;

(c) 1 -- o âã :

uO ,© o aYY J £ b,

51। a]PF -®, " 9 C i-

(3) a]PF T iC "

iG " .- Pi।

(4) a]PF T iC, "

(3) "

- -C I "H, , MG o "

G #GяTG "H " C я T - , ।

55। ,-T ax я ।

uO ,,© e o 9, яf J £ b।

T -® aI e- RG " -® я я (Market Surveillance)

(2) " a b , P