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REVIEW

CURRENT
OPINION Psychological interventions in palliative care
Pia von Blanckenburg and Nico Leppin

Purpose of review
To provide an update on recent studies about psychological interventions in palliative (mainly cancer) care
with a focus on physical, psychological, spiritual, and social aspects.
Recent findings
Some promising psychological interventions for physical challenges, such as fatigue, pain, dyspnea, and
insomnia do exist, but further research is needed. Regarding psychological aspects, current reviews
showed small to large effects in the reduction of depression and anxiety symptoms through cognitive
behavioral-based interventions, mindfulness-based interventions, and meaning-based interventions.
Meaning-based or dignity-based approaches were also used for targeting spiritual aspects or existential
distress. Social aspects that play a crucial role in palliative care are addressed by social support
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interventions, end-of-life discussions, and advanced careplanning. All of these psychological interventions
must meet the specific requirements of palliative care, namely abbreviated session time and flexibility
concerning locality of interventions, a minimized questionnaire burden and a high attrition rate caused by
patients’ poor physical conditions or deaths.
Summary
There is substantial research on psychological interventions in palliative care that shows promising results,
but sample sizes were often small. Due to its high relevance for this growing patient group, there is a
strong need for ongoing/further research.
Keywords
end of life, meaning-based therapy, palliative cancer care, psychological interventions

INTRODUCTION consistently [5]. Palliative care teams work with


’They said I need palliative care. Well, they also various, very different models, but they commonly
could have said, the end is near’. This is one of use an interdisciplinary and holistic approach [6,7].
the most frequent sentences that we hear during Guidelines are not clear about which assessment
our daily contact with cancer patients. However, tools or psychological interventions should be used.
palliative care is more than a death sentence. It aims They also do not state which member of the pallia-
to help patients with life-threatening diseases and tive care team should be responsible for such inter-
their families to improve quality of life by prevent- ventions, and what training is required to deliver
ing, identifying, and relieving psychosocial, physi- proficient psychological help. Manualized psycho-
cal, and spiritual problems [1]. The need for logical interventions and a stepped-care approach
palliative care is growing as populations continue may help to improve this situation.
aging, and as chronic diseases become more preva- New guidelines for clinical practice in oncology
lent. Currently, 69–82% of those who pass away affirmed that there is a need to integrate evidence-
require palliative care [2]. For example, in 2015, 25.5 based interventions into standard oncological palli-
million people worldwide used palliative care. ative care [8]. Thus, in the last years, a large number
Within this population, the cancer to noncancer
ratio was around 1 : 2 [3].
Department of Clinical Psychology and Psychotherapy, Philipps-
Cancer patients (as well as noncancer patients) University Marburg, Marburg, Germany
show high distress levels and palliative care needs Correspondence to Pia von Blanckenburg, Department of Clinical Psy-
when their diseases progress [4]. Therefore, assessing chology and Psychotherapy, Philipps-University Marburg, Gutenbergstr.
and managing this distress is of high importance. 18, 35032 Marburg, Germany. Tel: +49 6421 2824051;
Although guidelines for distress management (e.g., e-mail: blanckep@uni-marburg.de
psychological interventions) already exist, palliative Curr Opin Psychiatry 2018, 31:389–395
care clinicians are not prepared to follow them DOI:10.1097/YCO.0000000000000441

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Psychiatry, medicine and the behavioral sciences

dimensions: Content of intervention, proposed


KEY POINTS mechanisms, type of delivery, and targeted out-
 The abundance of new trials shows an emerging field comes [9]. In this review, we define psychological
of research, but mainly small/pilot trials were interventions as treatments that use learnable, psy-
conducted rather than large RCTs. chological techniques to increase well being and
alleviate physical, psychological, social and spiritual
 There are promising psychological approaches (e.g.,
symptoms, and problems. This definition is based
CBT, IMCP, CALM, DT, ACP) that emphasize the
various aspects in palliative care. on the widely accepted research and practice model
from Sulmasy [10]. His model recommends a holis-
 Overall, conducting psychological interventions in a tic end-of-life care which ‘must address the totality
palliative care setting requires an increased rate of of the patient’s relational existence – physical, psy-
flexibility, particularly regarding session time and
chological, social, and spiritual’. The aim of this
locality due to high attrition rates caused by deaths and
poor physical conditions. review is to give an overview of how research has
developed in this field over the last year. The article
 Including a partner and/or family members in the will focus on randomized controlled trials (RCTs)
existing interventions may be relevant for further and systematic reviews in order to provide an evi-
research.
dence based-approach to current psychological
 The role of psychological interventions in palliative care interventions for patients with incurable diseases
should be further developed. (mainly cancer).

of psychological interventions have been developed CHALLENGES FOR PATIENTS IN


or adapted for palliative patients. Hodges et al. sug- PALLIATIVE PHASE
gest defining psychological interventions within Severe and progredient diseases challenge various
cancer care by use of at least four different aspects of palliative patients’ lives. Figure 1 gives an

meaning-based
intervenons, dignity-
based and life review
intervenons

death anxiety, loss of


important roles or
dignity, regrets over
past, demoralizaon

Spiritual
CBT, facilitate social
mindfulness- anxiety, loss sense of support,
of control, isolaon,
based Psycho- advanced care
depression, communicaon
intervenons
change in life Social about disease
planning, end-
and meaning- logical of-life
goals and self topics, changes
based image in interacons communicaon
intervenons and discussion

Physical

fague, lack of
energy, weakness,
dyspnea, insomia,
pain, immobility.
appete loss

CBT, psychoeducaon, Legend


self-hypnosis,
breathing and aspects of personhood
relaxaon techniques

challenges in the
palliave seng

recent psychological
intervenons in the field

FIGURE 1. Psychological approaches for challenges in the palliative phase.

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Palliative care von Blanckenburg and Leppin

overview of typical challenges emerging in the pal- the past 10 years, one RCT and two feasibility studies
&&
liative phase. All aspects interact with each other showed an effect on dyspnea [18 ]. The RCT
and affect patients just as their loved ones. The listed focused on psychoeducation and progressive muscle
psychological interventions were investigated in the relaxation and revealed small effects on breathless-
past year and seldom focus on a single aspect but are ness and fatigue. The feasibility studies made use of
listed where they are most effective. group exercise, relaxation, and breathing techni-
ques. The data from the pilot patients pointed in
a positive direction. Insomnia or sleep impairments
PSYCHOLOGICAL APPROACHES are also common in advanced cancer patients.
Savard and Savard announced that they would soon
Physical aspects publish results of their pilot study, which uses cog-
Occurring in more than 50% of the patients, the five nitive behavioral and environmental therapy target-
most prevalent physical symptoms in advanced ing insomnia [19]. CBT has proved to be effective for
cancer are fatigue, pain, weakness, lack of energy, physical symptom management in earlier stages of
and appetite loss [11]. Even with an optimal dosing cancer, but there is an urgent need for further
of medication relief from these symptoms is not research in a palliative setting.
guaranteed for every palliative patient [12]. Still,
looking at the example of cancer pain management,
recommendations focus on pharmacological solu- Psychological aspects
tions. Psychological approaches are rather viewed as Occurring in approximately one third of palliative
last or ultimate step, although biopsychosocial cancer patients, the most frequent psychiatric dis-
models of cancer pain are widely accepted. In the orders are depression, adjustment disorder, and anx-
past year, no RCT was published on psychological iety disorders [20]. Two current meta-analyses
interventions for pain reduction in palliative care showed that psychological interventions are effec-
settings. Though, Brugnoli et al. conducted a non- tive in reducing depressive symptoms in palliative
randomized clinical trial on a long-term interven- && &&
samples [21 ,22 ]. Okuyama et al. reported moder-
&
tion using clinical hypnosis and self-hypnosis [13 ]. ate effect sizes of depression reduction over 12 RCTs
In weekly meetings, a group of 25 patients learned among incurable cancer patients, but the studies
hypnosis techniques like self-suggestion, reinterpre- &&
included were of low quality [22 ]. Although the
tation, and positive visualization. The resulting pain European guidelines on the management of depres-
and anxiety reduction in the treatment groups are sion in palliative cancer care recommend that ‘clini-
very promising. Additionally, a study protocol from cians should consider psychological therapy for
Carson et al. describes a mindful yoga intervention treatment of depression in palliative care’ [23],
that will be tested in a RCT [14]. The use of breathing high-quality studies on this subject are lacking. A
techniques, meditation, yogic principles to optimal minimized questionnaire burden and high attrition
coping and group discussions shall lead to reduced rates due to patients’ poor physical conditions and/
pain and fatigue. or deaths lead to difficulties producing high-quality
Persistent tiredness (fatigue) is perceived as one studies in this field. Fulton and colleagues analyzed
of the most distressing symptoms among advanced 32 RCTs, including 1536 patients with various con-
cancer patients and is strongly associated with ditions relevant to palliative care, in which half of
reduced activity levels and a decrease in quality of the studies focused on cancer patients [21 ]. They
&&

life [15]. Poort et al. reviewed 14 studies on psycho- found large effect sizes of reduced depression symp-
social interventions for fatigue, concluding that toms and small effects of reduced anxiety symp-
evidence quality was very low and effect estimates toms. By comparison, CBT and mindfulness-based
&&
could therefore not be trusted [16 ]. The question- interventions had greater effects on symptom reduc-
able effect estimates convey benefits of psychologi- tion than dignity-based interventions [21 ].
&&

cal interventions, as compared with controls at the The core of mindfulness-based interventions
first follow-up (but not at postintervention or the focuses on the ‘here-and-now’, which may help
second follow-up). The same research group also patients in palliative settings to live 1 day at a time
designed a study protocol that expressed intent to and to better cope with their situations. A recent
examine the effects of cognitive-behavioral therapy systematic review of mindfulness-based interven-
(CBT) on fatigue, as compared with usual care and tions showed medium effect sizes in depression,
&
graded exercise therapy in a RCT [17 ]. anxiety, self-compassion, cancer-specific quality of
Another physical problem, especially for ad- life, and mindfulness [24]. Nevertheless, based on
vanced lung cancer patients, is shortness of breath their RCT on a mindfulness-based cognitive group
or dyspnea. In Lehto’s recent review of research from therapy conducted by telephone, Chambers et al.

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Psychiatry, medicine and the behavioral sciences

argue that certain patient groups might not profit preliminary efficacy outcomes [31]. Thus, it is pos-
from this approach. They did not find any effects sible that the psychological care for palliative
on psychological distress, cancer-specific distress, or patients could be augmented using online services
prostate-specific antigen anxiety in men with or interdisciplinary approaches. However, the inte-
&
advanced prostate cancer [25 ]. The authors argued gration of clinical psychologists and psychiatrists
that other interventions that consider male-specific in palliative care within a stepped care approach
support needs and coping styles could be more is essential, because interventions delivered by men-
favorable for these patients. Including spouses/ tal health providers seem to be more effective
partners could be another possible topic for future than interventions administered by other health-
&&
research, as an interesting pilot study of a couple- care staff [21 ].
based mind–body intervention for metastatic
&
lung-cancer patients recently has shown [26 ]. The
intervention focused within four sessions on mind- Spiritual aspects
fulness, connection, gratitude, and purpose. It Existential and spiritual distress can be seen as a
included techniques as meditation and education distinct dimension of distress and can occur inde-
about mindfulness, a guided visualization exercise, pendently from, or together with, psychological
lessons of compassionate listening, reflection on distress [32]. Existential distress may include death
core values/ things to be grateful for. First results anxiety, loss of important roles, sense of isolation,
showed promising effects on patients’ sleep-distur- and regrets about the past. The desire for hastened
bances, cancer-related distress, as well as their part- death, a loss of dignity, and demoralization are
ners’ depression scores. clinically relevant syndromes that occur among
Interestingly, although interventions with a approximately 10–25% of advanced cancer patients
greater number of treatment sessions resulted in a [33–35]. Vehling et al. argued that the most impor-
greater reduction of symptoms, longer treatment tant intervention principle for dealing with existen-
&&
sessions resulted in fewer effects [21 ]. This finding tial fears is the counterbalancing of confrontation
may reflect the inability of palliative patients to (e.g., planning and preparing) and deflection (e.g.,
endure long treatments. Hence, more frequent by use of meaningful daily life activities) [36]. A
and shorter sessions could be more beneficial com- current review that examined death anxiety inter-
pared with fewer and longer sessions. These results ventions in 1178 advanced cancer patients distin-
were confirmed by a study in the United Kingdom guished between two types of interventions:
asking psychotherapists for their experiences with Meaning-based interventions and dignity-based
& &
advanced cancer patients [27 ]. Due to poor physical interventions [37 ].
conditions, medication, and cognitive difficulties, Meaning-based interventions discuss existential
more flexibility regarding the length and scheduling themes such as death openly and help patients to
of appointments is required. cope with loss and grief, renegotiate life goals, make
Although mental disorders are quite common in peace with missed opportunities, and live with
palliative cancer samples [20], the majority of palli- uncertainty [38]. One important approach is Rose-
ative physicians reported difficulties accessing psy- nfeld et al.’s meaning-centered psychotherapy
chological and psychiatric services [28]. Difficulties (MCP) that has recently been adapted to patients
&
often arise due to a lack of local service provisions, in their last weeks of life [39 ]. The individual ver-
staff shortages, or waiting times that are inappropri- sion of MCP was currently evaluated in a large RCT
&&
ately long for patients with such prognoses. To take [40 ]. A total of 321 patients were allocated to either
a step toward overcoming these problems, a small individualised meaning-centered psychotherapy
pilot trial in the United Kingdom evaluated the (IMCP), supportive therapy, or enhanced usual care.
effectiveness of a short and focused narrative inter- IMCP showed the strongest effects on overall quality
&
vention among palliative cancer patients [29 ]. The of life, sense of meaning, and spiritual well being.
intervention contained the reflection about contrib- Effect sizes were small to moderate compared with
uting factors of depression and about own inner usual care, and small compared with supportive
resources and coping methods. The authors empha- therapy. The authors therefore highlight the im-
size that this intervention could be conducted by portance of addressing existential issues with
any member of a palliative care team according to patients approaching the end of life. Rosenfeld
&
clinical practice [30 ]. Another recent pilot trial et al. analyzed the mechanisms of change in MCP
comparing a CBT intervention (targeting mindful- and found an enhanced sense of meaning as
ness, gratitude, and positive reappraisal) conducted a particularly powerful mediator of increased
&
meetings online and in person and did not quality of life and decreased depression [41 ].
find any differences in feasibility, acceptability, or Another important meaning-based approach is the

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Palliative care von Blanckenburg and Leppin

individual psychotherapeutic intervention manag- interventions in palliative settings. A new system-


ing cancer and living meaningfully (CALM) devel- atic review from Bradley et al. examined the effects
oped by Rodin et al. A recent RCT with 305 advanced of interventions which facilitate social support
&&
cancer patients treated with CALM reported less [51 ]. All 16 studies (three RCTs) included, focused
severe depressive symptoms at the 3-month exclusively on, or focused mainly on cancer
(d ¼ 0.23) and 6-month follow-ups (d ¼ 0.29) com- patients. A total of 13 of the studies focused on
&&
pared with patients in usual care [42 ]. CALM con- psychological well being as a primary outcome,
sists of three to six sessions delivered over 3–6 but only one study measured social support as an
months that addresses four domains: symptom explicit outcome. Seven of the 13 studies reported
management and communication with healthcare significant positive changes in psychological well
providers, changes in self and relations with close being, four showed nonsignificant improvements,
others, sense of meaning and purpose, and concerns and two showed no changes.
related to the future and mortality. Thus, CALM Discussing end-of-life topics is another tech-
focuses on several aspects in palliative care. nique that utilizes social resources. These discus-
Dignity therapy (DT), in contrast, focus on the sions are potentially associated with a better
opportunity to reflect on and review issues that are quality of dying and death, as they prepare families
important in patients’ lives. The results of these life to make informed decisions about medical treat-
&
reviews, composed of memories, values, or messages ments near the time of death [52 ]. Patients also
to loved ones, are typically recorded in a legacy get the opportunity to reflect on their treatment
document that can be shared with others. Two preferences, which can then be carried out. A clus-
current systematic reviews about dignity-based ter-randomized trial in oncologists’ offices in New
interventions and life-review interventions in palli- York revealed that by patient communication
ative and advanced cancer patients indicated posi- coaching, including a question prompt list, progno-
tive effects on spiritual well being, general well sis-related topics came up three more times in sub-
&
being, and overall quality of life [43,44 ]. Neverthe- sequent oncologist visits [53]. A cluster RCT from
less, results are inconsistent regarding the stability Epstein et al. also yielded an improvement of
of these effects at the 3-month follow-up. Positive patient-centered communication after conducting
effects on depression symptoms cannot be found a training for oncologists. They were instructed to
&&
[21 ]. However, one new Portuguese RCT showed give information corresponding to patients’ knowl-
positive effects of dignity-based interventions on edge, respond to emotions, encourage patients to
&
existential distress [45 ]. Another small RCT ask questions, and to frame consequences of deci-
(n ¼ 57) suggests that life reviews and dignity ther-
&
sions well balanced [52 ].
apy are similar, except for the legacy document Though seldom conducted by psychologists or
&&
utilized in dignity-based interventions [46 ]. Due psychiatrists, advanced care planning (ACP) is a
to higher generativity and ego-integrity scores in the communication process that aims to ‘‘enable indi-
dignity group, the authors highlight the importance viduals to define goals and preferences for future
of creating those documents. Some new approaches medical treatment and care, to discuss these goals
integrate the partner or the family of the patient and preferences with family and health-care pro-
into the therapy process with the aim to improve viders, and to record and review these preferences if
&
end-of-life experience by decreasing feelings of iso- appropriate’’ [54 ]. Rietjens et al. used a delphi-for-
lation and despair while enhancing communication mat to formulate this definition and recommenda-
and connectedness [47,48]. tions for its practical implementation. The growing
literature and research on the effects of ACP made
this step necessary. The concept can now further be
Social aspects evaluated. First reviews and meta-analyses showed
Social resources are crucial for patients in the pallia- promising effects on quality of end-of-life care,
&
tive phase. Therefore, intervention before or during communication, and comfort [54 ]. The role of psy-
the occurrence of social difficulties is important chologists and psychiatrists may become more rele-
[49,50]. Typical difficulties for cancer patients vant in this field as Rietjens et al. emphasized the
include problems with relationships, communica- importance of assessing values with patients.
tion, financial or legal matters, sexuality, as well as
domestic problems. In the past year, different psy-
chological approaches have tried to address these CONCLUSION
issues. Innovative progress in the development and evalu-
Providing sufficient social support could be one ation of psychological interventions in palliative
of the most crucial components of psychosocial care can be observed. Psychological approaches

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Psychiatry, medicine and the behavioral sciences

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Acknowledgements &

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national survey of palliative medicine physicians. BMC Palliat Care 2017; A systematic review that lament the low quality of the included studies and require
16:1–10. more research in this field.
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A small pilot trial also considering the survival time of the patients in addition to A trial finding positive effects of dignity therapy on desire for death, demoralization,
depression reduction. and sense of dignity.
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& surrounding psychological distress screening and treatment: A national && review for palliative care patients: a randomized controlled trial. J Pain
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This study evaluates the clinical practice surround palliative care by asking 236 An interesting middle-sized RCT comparing dignity therapy and life reviews to
practitioners. identify the role of the creation of a legacy document.
31. Cheung EO, Cohn MA, Dunn LB, et al. A randomized pilot trial of a positive 47. Guo Q, Chochinov HM, McClement S, et al. Development and evaluation of
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patient dignity inventory-Italian version. J Pain Symptom Manage 2017; 50. Wright EP, Kiely MA, Lynch P, et al. Social problems in oncology. Br J Cancer
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36. Vehling S, Gerstorf D, Schulz-Kindermann F, et al. The daily dynamics of loss This article systematically reviews existing quantitative evidence on palliative care
orientation and life engagement in advanced cancer: a pilot study to char- interventions that include facilitating social support. It analyses differential effects
acterise patterns of adaptation at the end of life. Eur J Cancer Care 2018; of these interventions in certain patients group and thereby is a valuable con-
e12842:1–14. tribution to stepped-care approaches.
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& patients with advanced cancer: a systematic review. Palliat Med 2018; & communication intervention on oncologist-patient communication, quality of
32:172–184. life, and healthcare utilization in advanced cancer: The VOICE randomized
The first review focusing on the outcome death anxiety. clinical trial. JAMA Oncol 2017; 3:92–100.
38. Guerrero-Torrelles M, Monforte-Royo C, Rodriguez-Prat A, et al. Understand- In this randomized clinical trial, the complexity and importance of communication
ing meaning in life interventions in patients with advanced disease: a sys- for advanced cancer patients were regarded with a brief combined intervention. It
tematic review and realist synthesis. Palliat Med 2017; 31:798–813. involved clinicians as well as patients, but solely improved patient-centered
39. Rosenfeld B, Saracino R, Tobias K, et al. Adapting meaning-centered psy- communication, not any secondary outcomes.
& chotherapy for the palliative care setting: results of a pilot study. Palliat Med 53. Rodenbach RA, Brandes K, Fiscella K, et al. Promoting end-of-life discussions
2017; 31:140–146. in advanced cancer: effects of patient coaching and question prompt lists.
It is a small trial focusing on the adaption of MCP to persons in their last weeks of J Clin Oncol 2017; 35:842–851.
life. 54. Rietjens JAC, Sudore RL, Connolly M, et al. Definition and recommenda-
40. Breitbart W, Pessin H, Rosenfeld B, et al. Individual meaning-centered & tions for advance care planning: an international consensus supported by
&& psychotherapy for the treatment of psychological and existential distress: a the European Association for Palliative Care. Lancet Oncol 2017; 18:
randomized controlled trial in patients with advanced cancer. Cancer 2018; 543–551.
00:1–9. It is a study involving 109 experts in a formal Delphi consensus process a definition
This study confirms the effects of individual meaning-centered psychotherapy on of ACP and recommendations for its application were provided. Also, a brief
both psychological and existential distress. overview on the effects of ACP is given.

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