You are on page 1of 13

Journal of Sport Rehabilitation, 2012, 21, 253-265

© 2012 Human Kinetics, Inc.

Effect of a 6-Week Strengthening Program on Shoulder


and Scapular-Stabilizer Strength and Scapular
Kinematics in Division I Collegiate Swimmers
Elizabeth E. Hibberd, Sakiko Oyama, Jeffrey T. Spang,
William Prentice, and Joseph B. Myers

Context: Shoulder injuries are common in swimmers because of the demands of the sport. Muscle imbal-
ances frequently exist due to the biomechanics of the sport, which predispose swimmers to injury. To date, an
effective shoulder-injury-prevention program for competitive swimmers has not been established. Objective:
To assess the effectiveness of a 6-wk strengthening and stretching intervention program on improving gle-
nohumeral and scapular muscle strength and scapular kinematics in collegiate swimmers. Design: Random-
ized control trial. Setting: University biomechanics research laboratory. Participants: Forty-four Division I
collegiate swimmers. Interventions: The intervention program was completed 3 times per week for 6 wk.
The program included strengthening exercises completed using resistance tubing—scapular retraction (Ts),
scapular retraction with upward rotation (Ys), scapular retraction with downward rotation (Ws), shoulder
flexion, low rows, throwing acceleration and deceleration, scapular punches, shoulder internal rotation at
90° abduction, and external rotation at 90° abduction—and 2 stretching exercises: corner stretch and sleeper
stretch. Main Outcome Measurements: Scapular kinematics and glenohumeral and scapular muscle strength
assessed preintervention and postintervention. Results: There were no significant between-groups differences
in strength variables at pre/post tests, although shoulder-extension and internal-rotation strength significantly
increased in all subjects regardless of group assignment. Scapular kinematic data revealed increased scapular
internal rotation, protraction, and elevation in all subjects at posttesting but no significant effect of group on
the individual kinematic variables. Conclusions: The current strengthening and stretching program was not
effective in altering strength and scapular kinematic variables but may serve as a framework for future pro-
grams. Adding more stretching exercises, eliminating exercises that overlap with weight-room training and
swim training, and timing of implementation may yield a more beneficial program for collegiate swimmers.

Keywords: prevention, overuse injuries, swimming

Competitive swimmers train approximately 11,000– physical characteristics of the athlete. Of these potential
15,000 yd/d, 6 or 7 times per week, which correlates contributors, the physical profile of the athlete is the most
to 16,000 shoulder revolutions per week.1,2 Significant easily modifiable. Swimmers have been found to have
demand is placed on the shoulder, as the upper extrem- altered range of motion, strength, and posture that may
ity supplies 90% of the propulsive force during swim- predispose them to shoulder injuries.5,7,8 On average,
ming.3 Because of this, shoulder pain is commonplace in swimmers have an increase of 10° in external rotation
swimming, accounting for at least 55% of all injuries.4 and 40° in abduction and a decrease of 40° of internal
Interfering shoulder pain, defined as pain that limits rotation compared with nonswimmers.5 Since decreased
participation in swimming, has been reported in 45% to internal-rotation range of motion has been linked to a pat-
87% of swimmers during their careers.1,3,5 tern of scapular kinematics that results in narrowing of the
The high frequency and intensity of training often subacromial space, decreased internal-rotation range of
leads to “swimmer’s shoulder,” which is the general term motion is implicated in the development of subacromial
for shoulder overuse injuries in swimmers.6 While the impingement in overhead athletes.9,10
exact cause of swimmer’s shoulder is unknown, potential Shoulder adduction and elbow extension are the
contributors include swimming technique, practice habits primary movements required to propel the body for-
(including yardage, intensity, and training methods), and ward during swimming. These movements are produced
predominantly by the pectoralis major, latissimus dorsi,
and triceps brachii.8 Because of the contribution of
Hibberd, Oyama, Prentice, and Myers are with Dept of Exer- the pectoralis major and latissimus dorsi muscles in
cise and Sport Science, and Spang, the Dept of Orthopaedics, the stroke, swimmers tend to have increased shoulder
University of North Carolina at Chapel Hill, Chapel Hill, NC. internal-rotation and adduction strength.5,7,11 The high

253
254  Hibberd et al

volume of practice yardage paired with the significant the first half of the randomized subject numbers were
contribution from the pectoralis major and latissimus assigned to be in the intervention group and the rest were
dorsi causes overdevelopment of the anterior shoulder placed in the control group. This method ensured random-
musculature, leading to a strength imbalance with the pos- ization and that an equal number of men and women were
terior shoulder musculature. Strength imbalances of the in both the control and the intervention groups. Pretest
shoulder musculature and shoulder pain are significantly screenings occurred immediately before preseason train-
correlated in swimming athletes.12 The overdevelopment ing, and posttesting was conducted 6 weeks later, before
of the anterior musculature promotes shoulder instability any team competition began. This period was selected
by creating an anterior displacement force on the humeral because the team was completing the same workouts and
head and preventing the humeral head from being cen- practices regardless of stroke specialty or distance group.
tered within the glenoid fossa.13 Shoulder instability can
lead to pain, impingement, and decreased functioning in Participants
overhead athletes.13–15 Establishing a balanced strength
profile in swimming athletes may decrease shoulder Forty-four subjects were pretested for participation in
instability and pain. the study. They were recruited from an NCAA Divi-
Finally, swimmers are notorious for having poor sion I swimming team and included in the study if they
posture.3,7 They are characterized as having forward participated in practice at least 4 d/wk, participated in
head, rounded shoulders, and increased thoracic kyphosis, all weight-lifting sessions, and completed at least 15 of
which can affect scapular kinematics, muscle strength, the 18 training sessions. Subjects were excluded from
and range of motion.16–18 the study if they were diagnosed with a shoulder injury,
The repetitive nature of the sport, biomechanics of developed shoulder pain during the intervention period,
the freestyle stroke, and physical profile of swimmers or were noncompliant with the intervention program.
may predispose these athletes to overuse shoulder inju- Seven subjects were excluded during the intervention
ries, which may require them to take time off to allow period due to injury or noncompliance. Therefore, 37
healing. While rest may be beneficial to treat the injury, subjects were posttested (Table 1). All participants read
significant detraining can occur with as little as 1 week and signed a consent form approved by the university’s
of decreased activity.19,20 Because of the detraining that institutional review board.
can occur with rest, it is paramount to develop a shoulder-
injury-prevention program for swimmers to address the Procedures
strength deficits and altered pattern of scapular kinematics
that have been found to lead to injury and are modifiable All subjects reported for assessment of shoulder-girdle
characteristics in the current competitive-swimming and scapular strength and scapular kinematics. Isometric
theory. strength was measured using a handheld dynamometer
Few studies have evaluated a prevention program (Lafayette Inc, Lafayette, IN: Model #01163), which has
designed specifically for swimmers that addresses the been shown to be a reliable and valid measure for assess-
weaknesses and altered movement pattern of swimmers. ing strength of the shoulder musculature.21,22 Intersession
Therefore, the purpose of this study was to determine the reliability data and minimum detectable differences
effects of a 6-week intervention program on shoulder- from pilot testing are presented in Table 2. The strength
girdle and scapular strength and scapular kinematics measurements were taken for shoulder flexion, extension,
in Division I collegiate swimmers. We hypothesized abduction, adduction, internal and external rotation and
that after undergoing the training protocol for 6 weeks, scapular retraction, retraction with downward rotation,
swimmers in the intervention group would exhibit greater and retraction with upward rotation. Each position was
strength of glenohumeral musculature and scapular stabi- measured 3 times according to procedures described by
lizers and more efficient scapular kinematics (increased Kendall et al.23
scapular upward rotation, posterior tipping, external rota- Scapular kinematic variables were measured using
tion, and retraction) than individuals in the control group. the Motion Star electromagnetic tracking device (Ascen-
sion Technologies, Burlington, VT). This device, inte-
grated with Motion Monitor software (Innovative Sports
Methods Training Inc, Chicago, IL), was used to acquire the data

Study Design
A randomized control trial with an intervention and con- Table 1  Subject Demographics
trol group was used in this study. The dependent variables
were shoulder muscle strength, scapular-stabilizer muscle Intervention Control
strength, and scapular kinematics measured preinterven- n 20 17
tion and after 6 weeks of an intervention program. The Male/Female 10/10 8/9
independent variable was group assignment— control Age (y) 19.2 ± 1.2 19.4 ± 1.2
or intervention. After the pretest screenings, the subjects
Mass (kg) 73.1 ± 9.9 72.8 ± 12.4
were assigned subject numbers and stratified by sex. The
stratified subject numbers were randomized, and then Height (cm) 177.5 ± 9.8 178.1 ± 8.7
Intervention Program for Competitive Swimmers   255

through electromagnetic receivers for the calculation of During the 6-week intervention, subjects in the
receiver position and orientation relative to the standard intervention group performed the exercise program 3
range transmitter. The receivers were placed on the times per week after practice, while control subjects
spinous process of C7, acromion process, and midshaft were allowed to leave after practice. All training sessions
of the posterior humerus on the dominant arm, with one were monitored to track compliance, evaluate technique,
attached to the stylus to digitize the anatomical land- and provide feedback if subjects were not performing
marks. Validity of the instrument for the assessment of the exercises correctly or if they had questions. In addi-
scapular kinematics has been established previously.24,25 tion, each subject was given the opportunity to report
Subjects performed 15 elevations at a rate of 4 seconds per shoulder pain to the certified athletic trainer and receive
repetition in the scapular plane (30° anterior to the frontal a full evaluation during this time. Developed based on
plane).26 Kinematic data were sampled at 100 Hz.24,27 recommendations from previous studies (Table 3), the

Table 2  Intersession Reliability Data Collected During Pilot Testing


Exercise ICC SEM (% body mass) MDD (% body mass)
Flexion .987 0.67 1.90
Abduction .988 0.69 1.95
Adduction .991 0.79 2.23
Extension .979 0.89 2.52
External rotation .987 0.66 1.87
Internal rotation .996 0.52 1.47
Retraction and downward rotation .993 0.36 1.01
Retraction .990 0.49 1.39
Retraction and upward rotation .982 1.24 3.51
Abbreviations: ICC, intraclass correlation coefficient; SEM, standard error of the mean; MDD, minimum detectable difference.

Table 3  Exercises Included in the Strengthening and Stretching Program Body


Muscles high in EMG
Exercise activation EMG studies Characteristic addressed
Shoulder flexion AD, Rhom, SA, Sub, Moseley et al33; Myers, Pasquale, Strengthen scapular stabilizers
TM et al29; Cools et al30
Shoulder exten- Lat, Rhom, Sub, Tri, Myers, Pasquale, et al29; Cools Strengthen scapular stabilizers
sion TM et al30
IR at 90° LT, Rhom, SA, Sub, TM Myers, Pasquale, et al29 Strengthen scapular stabilizers
ER at 90° LT, Rhom, SA, Sub, Myers, Pasquale, et al29 Weak ER, strengthen scapular stabilizers
Supra, TM
Throwing accel- LT, Rhom, SA, Sub, TM Myers, Pasquale, et al29 Strengthen scapular stabilizers, proprioception
eration
Throwing decel- LT, Rhom, Sub, Supra, Moseley et al33; Myers, Pasquale, Weak ER, improve proprioception
eration TM, LT, UT et al29
Low rows Rhom, Sub, TM Moseley et al33; Myers, Pasquale, Strengthen scapular stabilizers
et al29; Cools et al30
Scapular punches Rhom, SA, Sub TM Ekstrom et al28; Myers, Pasquale, Strengthen SA
et al29
Ys LT, MT, SA Ekstrom et al28; Oyama et al32 Strengthen scapular stabilizers, increases scapular up
rotation, post tilt, retraction, and ER
Ts Infra, MT, SA, TM, UT Ekstrom et al28; Oyama et al32 Strengthen scapular stabilizers, increases scapular up
rotation, post tilt, retraction, and ER
Ws Infra, LT, Rhom, Supra, Ekstrom et al28; Oyama et al32 Strengthen scapular stabilizers, increases scapular up
TM rotation, post tilt, retraction, and ER
Sleeper stretch N/A McClure et al22 Posterior shoulder tightness
Corner stretch N/A Borstad and Ludewig34 Forward shoulder posture
Abbreviations: AD, anterior deltoid; Rhom, rhomboids; SA, serratus anterior; Sub, subscapularis; TM, teres minor; Lat, latissimus dorsi; Tri, triceps; Supra,
supraspinatus; LT, lower trap; UT, upper trapezius; MT, middle trap; Infra, infraspinatus.
256  Hibberd et al

intervention program included 2 sets of 15 repetitions of have previously been shown to be effective resistance-
the following strengthening exercises: shoulder flexion, tubing exercises for activating muscles that are weak in
shoulder external and internal rotation at 90° abduction, swimmers (Figures 1–11).28–33 Subjects also performed
low rows, D2 pattern acceleration and deceleration, 2 repetitions of 30 seconds each of the corner stretch for
scapular punches, Ts (scapular retraction), Ys (scapu- the pectoralis minor and the sleeper stretch, which has
lar retraction with upward rotation), and Ws (scapular been shown to be effective in improving internal-rotation
retraction with downward rotation). These exercises range of motion (Figure 12 and Table 3).22,34

Figure 1 — Shoulder flexion. Figure 2 — Shoulder extension.

Figure 3 — Shoulder external rotation at 90°. Figure 4 — Shoulder internal rotation at 90°.
Figure 5 — Low rows. Figure 6 — Throwing acceleration.

Figure 7 — Throwing deceleration.


257
258  Hibberd et al

Figure 8 — Ys. Figure 9 — Ts.

Figure 10 — Ws.

At the first training session, all subjects were given prevent assessor bias. These researchers were volunteers
resistance tubing (Theraband, Hygenic Corp, Akron, OH) who were not affiliated with the swimming team and
and performed 5 repetitions of each exercise with differ- therefore were not present at any of the training sessions
ent levels of resistance.2 Feedback from the subject and of the intervention program.
observation of proper form were used to determine the Strength data were normalized to body mass and
appropriate resistance level. Subjects were reevaluated calculated as a 3-trial mean for each strength variable.
every 2 weeks to determine if they needed to change Raw scapular kinematic data were filtered with a fourth-
the resistance level they were using. After the 6-week order zero-lag low-pass Butterworth filter with a cutoff
intervention period, strength and scapular kinematics frequency of 10 Hz. Receiver position and orientation
were reassessed. Researchers performing the strength data of the thoracic, scapular, and humeral receivers were
measurements were blinded to group assignment to transformed into a local coordinate system for each of
Intervention Program for Competitive Swimmers   259

Figure 11 —Scapular punches.

(a) (b)

Figure 12 — Stretching exercises included in the intervention program: (a) sleeper stretch and (b) corner stretch.

the respective segments from the International Society the acromioclavicular joint projected onto the transverse
of Biomechanics recommendations.35 Orientation of plane of the thorax and the frontal plane of the thorax, and
the scapula was determined as rotation about the y-axis the scapular elevation/depression angle was calculated
(internal/external rotation), z-axis (upward/downward as the angle formed between the vector projected onto
rotation), and x-axis (anterior/posterior tipping). Y-X′-Z″- the frontal plane of the thorax and the transverse plane
order Euler angles were used to determine the scapular of the thorax.35 Scapular movements in internal rotation,
orientation with respect to the thorax, and Y-X′-Y″-order downward rotation, posterior tilt, elevation, and retraction
Euler angles were used to determine the position of the directions were indicated by positive numbers.35 For ease
humerus relative to the thorax.35 The scapular protrac- of interpretation, scapular upward-rotation values were
tion/retraction angle was calculated as the angle formed multiplied by –1 to make upward rotation a positive
between the vector extending from the sternoclavicular to movement. Scapular kinematic variables at 0°, 30°, 60°,
260  Hibberd et al

90°, and 120° of humeral elevation were calculated as Group-by-session interactions were insignificant for the
means of the middle 5 repetitions. other strength variables. There was a significant main
effect of session on extension strength (F1,35 = 8.783, P
Statistical Analysis = .005) and scapular retraction (F1,35 = 55.212, P < .005)
when the data were collapsed across groups. On average,
Two-way ANOVAs with 1 within factor (session) and 1 subjects increased their shoulder-extension strength by
between factor (group) were run to determine differences 4.16% and scapular retraction strength by 6.25% between
in normalized strengths. Three-way ANOVAs with 2 sessions, regardless of group assignment. No other ses-
within factors (session and angle) and 1 between factor sion or group main effects were present.
(group) were used to examine the interactions and main Scapular kinematic data are presented in Table 5.
effects for the scapular kinematic variables. Bonfer- Angle-by-group-by-session three-way interactions were
roni post hoc analyses were conducted to determine if insignificant for all scapular kinematic variables. There
the strength variables changed between pretesting and was a significant angle-by-group interaction on internal/
posttesting in experimental and control groups and to external rotation (F4,108 = 5.453, P = .018). Bonferroni
make appropriate comparisons between the scapular post hoc analysis was conducted to compare the scapular
kinematic variables when significant interactions were kinematics between groups at each of the 5 humeral-
present. Huynh-Feldt correction was used whenever the elevation angles with an adjusted alpha level of .01
assumption of sphericity was rejected. An a priori alpha (.05/5). The analysis demonstrated that the scapula was
level was set at .05. more internally rotated in the treatment group participants
than in the control group participants at humeral-elevation
Results angles of 0° (t58 = 2.918, P = .005) and 30° (t60 = 2.840,
P = .006) but not at humeral-elevation angles of 60°, 90°,
Strength data are presented in Table 4. There was a signifi- and 120° when the data were collapsed across sessions.
cant group-by-session interaction in flexion (F1,35 = 5.972, There was a significant angle-by-group interaction for
P = .020) and abduction (F1,35 = 6.635, P = .014) strength, scapular-elevation/depression angles (F4,100 = 4.320, P
but there were no significant mean differences based = .038), but post hoc analysis did not reveal between-
on the Bonferroni post hoc analyses using the adjusted sessions differences at any humeral-elevation angle.
alpha level of .0125 (.05/4 comparisons). Subjects in the There were no significant angle-by-group interactions
intervention group gained 2.0% of their body mass in in upward/downward rotation, anterior/posterior tilt, or
shoulder-flexion strength and 1.7% in shoulder-abduction protraction/retraction kinematics. There were no signifi-
strength, while subjects in the control group lost 2.3% cant angle-by-session or angle-by-group interactions of
in flexion and 3.1% in abduction strength (Figures 13 the scapular kinematic variables. Although subjects were
and 14). Minimum detectable differences calculated for randomly assigned, the intervention group had signifi-
flexion and abduction were 1.90 and 1.95, respectively. cantly greater scapular internal rotation than the control
This suggests that the increase in flexion strength in the group at 0° and 30° of humeral elevation at baseline.
intervention group and the decreases in the flexion and A significant main effect of session was present for
abduction strength in the control subjects were beyond internal/external rotation (F1,27 = 25.085, P < .0005),
error and represent real changes in the muscle strength. protraction/retraction (F1,25 = 10.88, P = .003), and eleva-

Table 4  Shoulder and Scapular-Stabilizer Strength (% Body Mass) Before and After the
Intervention and the Change Score, Mean ± SD
Intervention Control
Pre Post Change Pre Post Change
Flexion 27.4 ± 6.5 29.4 ± 4.9 2.0 ± 5.0 28.9 ± 7.5 26.6 ± 6.0 -2.3 ± 5.8
Extension 25.2 ± 5.0 29.9 ± 6.1 4.7 ± 6.9 25.2 ± 6.8 28.7 ± 7.3 3.5 ± 9.9
External rotation 18.2 ± 3.9 19.8 ± 3.5 1.6 ± 3.8 18.7 ± 4.6 19.6 ± 3.7 0.9 ± 4.3
Internal rotation 22.9 ± 5.5 26.9 ± 6.4 4.0 ± 7.1 23.3 ± 5.5 23.7 ± 5.9 0.4± 7.1
Abduction 23.5 ± 5.6 25.2 ± 5.1 1.7 ± 6.3 25.5 ± 6.7 22.4 ± 5.5 -3.1 ± 4.8
Adduction 30.8 ± 8.1 31.9 ± 7.0 1.1 ± 7.4 33.8 ± 7.9 34.4 ± 7.0 0.6 ± 8.2
Retraction 18.3 ± 4.6 24.7 ± 6.2 6.4 ± 4.9 17.9 ± 4.9 24.0 ± 5.4 6.1 ± 5.3
Retraction with downward rotation 32.4 ± 9.4 35.4 ± 10.3 3.2 ± 11.6 32.9 ± 6.3 36.1 ± 6.2 3.2 ± 7.0
Retraction with upward rotation 16.9 ± 4.0 18.5 ± 3.9 1.6 ± 4.1 16.5 ± 3.7 17.5 ± 3.6 1.0± 3.7
Intervention Program for Competitive Swimmers   261

Figure 13 — Shoulder-flexion-strength changes between sessions by group.

Figure 14 — Shoulder-abduction-strength changes between sessions by group.

tion/depression (F1,25 = 4.279, P = .049). On average, the strength variables between groups, there were nonsig-
swimmers’ scapulae were 11.1° ± 2.21° more internally nificant trends indicating that intervention group subjects
rotated, 8.83° ± 2.67° more protracted, and 2.85° ± 1.38° may have had stronger flexion and abduction strength
more elevated at the postintervention session when aver- than the control group after the intervention. These trends
aged over groups and angles. resulted from a modest strength gain in the intervention
group and a small strength loss in the control group. These
changes in flexion and abduction strength greater than
Discussion the calculated minimum detectable difference suggest
Shoulder injuries are common in swimmers because of that the strengthening program produced meaningful
the demands of the sport. Muscle imbalances frequently changes in glenohumeral muscle strength. Our results
arise due to the biomechanics of the sport, which pre- are similar to findings by Swanik et al,36 who found no
dispose swimmers to injury. The objective of this study significant isokinetic strength differences between control
was to assess the effectiveness of a 6-week intervention and intervention groups after a 6-week functional train-
program to improve shoulder and scapular-stabilizer ing program that included rubber-tubing, dumb-bell, and
strength and scapular kinematics in collegiate swimmers. body-weight exercises. Their lack of significant changes
We hypothesized that the intervention program would sig- in strength variables between groups was also partially
nificantly improve glenohumeral and scapular-stabilizer attributed to the preseason conditioning that was being
strength in intervention group compared with the control completed by the team. Swanik et al36 found that despite
group. While the intervention program did not result in having no strength changes between groups, individuals
statistically significant improvements in glenohumeral- in the intervention group had fewer reported incidences
262  Hibberd et al

Table 5  Scapular Kinematics During Humeral Elevation Task Before and After the Intervention and
the Change Score, Mean ± SD
Intervention Control
Pre Post Change Pre Post Change
Internal/External rotation (°)
 0° 22.2 ± 6.8 31.5 ± 9.8 9.3 ± 11.9 13.9 ± 10.7 23.9 ± 12.5 10.0 ±14.0
 30° 21.5 ± 6.7 31.6 ± 9.8 10.1 ± 10.7 13.4 ± 9.9 23.7 ± 12.6 10.3 ± 11.3
 60° 20.5 ± 7.2 32.2 ± 10.3 11.8 ± 11.8 14.5 ± 11.4 24.2 ± 13.1 9.7 ± 12.0
 90° 21.6 ± 8.4 34.0 ± 11.7 12.4 ± 12.1 19.6 ± 15.7 27.4 ± 13.4 7.8 ± 16.6
 120° 24.2 ± 12.4 36.8 ± 12.8 12.6 ± 15.1 23.2 ± 19.0 34.8 ± 17.5 11.6 ± 20.1
Upward/Downward rotation (°)
 0° 7.7 ± 7.6 10.2 ± 8.2 2.5 ± 8.5 4.3 ± 6.5 4.8 ± 6.6 0.5 ± 7.4
 30° 9.4 ± 7.1 13.0 ± 7.1 2.6 ± 7.6 6.9 ± 5.8 8.9 ± 5.9 2.0 ± 5.0
 60° 20.1 ± 6.4 23.6 ± 6.3 3.5 ± 6.7 16.6 ± 7.7 19.1 ± 6.5 2.5 ± 6.0
 90° 33.5 ± 9.1 34.8 ± 6.5 1.3 ± 8.9 30.3 ± 12.0 31.0 ± 8.2 0.7 ± 9.0
 120° 34.1 ± 9.7 36.7 ± 8.0 2.6 ± 10.8 33.4 ± 17.2 38.0 ± 13.6 4.6 ± 12.9
Anterior/Posterior tipping (°)
 0° 7.9 ± 4.8 11.0 ± 6.2 3.1 ± 6.7 10.4 ± 7.7 12.1 ± 4.8 1.7 ± 7.4
 30° 7.2 ± 5.4 10.4 ± 6.6 3.2 ± 7.4 9.6 ± 8.3 10.8 ± 5.5 1.2 ± 7.2
 60° 3.6 ± 6.6 9.0 ± 7.8 5.4 ± 9.0 7.2 ± 9.9 8.5 ± 6.7 1.3 ± 8.5
 90° –1.2 ± 8.5 5.0 ± 9.7 6.2 ± 11.1 4.0 ± 9.6 5.7 ± 6.9 1.7 ± 9.8
 120° –0.5 ± 9.1 5.1 ± 9.6 5.6 ± 10.8 3.6 ± 8.6 4.9 ± 7.3 1.3 ± 10.8
Protraction/Retraction (°)
 0° 35.1 ± 15.4 23.5 ± 7.8 –11.6 ± 19.6 36.2 ± 17.0 28.7 ± 8.5 –7.5 ± 14.0
 30° 35.7 ± 15.0 24.0 ± 7.8 –11.7 ± 19.5 36.8 ± 17.8 28.5 ± 8.4 –8.1 ± 15.7
 60° 37.8 ± 14.7 26.4 ± 7.5 –11.4 ± 19.7 36.1 ± 20.2 30.5 ± 8.3 –5.6 ± 17.4
 90° 40.6 ± 14.7 30.0 ± 7.7 –10.6 ± 20.0 33.2 ± 17.4 33.5 ± 8.0 0.3 ± 14.8
 120° 40.9 ± 14.9 30.0 ± 8.2 –10.9 ± 20.0 33.9 ± 17.7 35.5 ± 9.4 1.6 ± 16.1
Elevation/Depression (°)
 0° 4.5 ± 6.1 8.4 ± 7.5 3.9 ± 6.6 2.2 ± 9.1 6.3 ± 6.1 4.1 ± 8.4
 30° 5.3 ± 5.9 9.5 ± 7.1 4.2 ± 5.9 4.1 ± 8.3 7.5 ± 6.7 3.4 ± 7.6
 60° 9.8 ± 5.8 14.7 ± 6.9 4.9 ± 5.5 14.7 ± 9.8 12.3 ± 7.2 –2.4 ± 10.5
 90° 15.7 ± 6.3 21.0 ± 7.4 5.3 ± 6.8 23.2 ± 14.2 18.4 ± 7.9 –4.8 ± 15.7
 120° 16.0 ± 6.5 22.0 ± 7.7 6.0 ± 6.5 25.0 ± 14.0 22.0 ± 9.5 –3.0 ± 15.6

of interfering shoulder pain. They suggest that although a specific condition and may have had more room for
the strength variables did not change, the program had improvement. Unlike the competitive swimmers used in
a protective effect. our study, those subjects were not athletes and did not
We also hypothesized that subjects in the interven- have training demands that may have counteracted any
tion groups would have improved scapular kinematics benefits from their intervention program.
compared with those in the control group. Contrary to our The current study found that swimmers’ scapulae
hypothesis, no between-groups differences in scapular became more internally rotated, protracted, and elevated
kinematic variables at any elevation angle between ses- at the postintervention screening than at preintervention
sions were found. No previous literature has evaluated regardless of group assignment. The changes in scapular
changes in scapular kinematics in swimmers as a result of kinematics may be attributed to increased tightness of
a training program. Wang et al17 found decreased upward the posterior shoulder and pectoralis major and minor
rotation and elevation and increased internal rotation after muscles that developed in response to increasing training
an exercise program in asymptomatic participants with intensity. Individuals with posterior shoulder tightness
forward shoulder posture. These results may differ from and and/or tight pectoralis muscles have been found to
the current study because subjects were being treated for have increased anterior tilt, internal rotation, and down-
Intervention Program for Competitive Swimmers   263

ward rotation.9 Therefore, muscle imbalances and tight- position, without causing excessive anterior displacement
ness that develop due to the increased swim training may of the humeral head, which promotes anterior instability
be responsible for the increased protraction and internal of the shoulder.38,39 Finally, stretching for the upper tra-
rotation at the posttesting. pezius muscle may be added to counteract the elevation
Based on the findings of the current study, the that was found. Modification and addition of stretches
intervention program was not successful in improving may better meet the needs of competitive swimmers
the variables as hypothesized and would not be an effec- and prevent them from developing a pattern of scapular
tive program to implement in competitive swimmers. kinematics that has been linked to shoulder injury.
However, the results of the study do provide a valuable Finally, the timing and length of the program may
framework for how the intervention program could be be important when introducing an intervention. Fatigue,
modified to benefit competitive swimmers. Modifications muscle soreness, and overtraining are all very common in
to the strengthening and stretching components of the swimmers during preseason training. Any positive effects
program may yield better results. Strengthening exercises of the intervention program may have been overshadowed
that are adequately completed during swimming, dry- by the physiological changes that occur due to the intense
land programs, and weight training should be forgone swim training. The intervention program may be able
to prevent excessive fatigue and increase compliance. to produce more robust effects if implemented during
Shoulder adduction, extension, and internal rotation spring training, when the focus is more on technique
are the primary movements required to propel the body than on yardage. The intervention program in the current
through the water.37 These motions are performed with study was performed for only 6 weeks, while swimmers
great power during every stroke, and further strengthen- train over 40 wk/y. Continuing the intervention program
ing the muscles that perform these actions may promote throughout the season may result in greater improvements
fatigue and not be beneficial to the athletes. Furthermore, in strength, as well as long-term effects of establishing
it was found that shoulder extension and scapular retrac- normal strength ratios, scapular kinematics, and move-
tion significantly increased between sessions, regardless ment patterns to prevent injury.
of group assignment. This is likely due to a push-up and There were limitations in the current study. Swim-
pull-up program that the entire team performed as a part mers have been taught that shoulder pain is normal in
of the dry-land program or overlap with exercises that are the sport, and shoulder pain is often unreported until it is
performed in the weight room. Therefore, exercises that debilitating. It is possible that subjects who were experi-
target shoulder-extension and scapular-retraction strength encing shoulder pain throughout the intervention period
could be eliminated to shorten the exercise program, or at posttest were included in the study due to lack of
which may improve compliance. Swimming coaches, reporting. Previous studies have found that individuals
strength and conditioning coaches, and athletic trainers with shoulder pain will exhibit shoulder-strength weak-
should coordinate their programs to avoid excessive ness and altered scapular kinematics,1,40 so inclusion of
overlap in exercises that are being performed to prevent the patients with unreported pain may have influenced
overtraining and fatigue. the results. Another limitation of this study was that
In addition, the stretching component of the interven- individual effort could not be assessed. Although the
tion program did not counteract the effects of swimming exercise program was explained to participants and a
on muscle-tightness development, as all subjects moved biweekly evaluation of tubing resistance was performed,
into greater scapular internal rotation, protraction, and some participants may have chosen resistive tubing that
elevation. A greater focus on stretching of the pectoralis was too easy. Finally, data collection occurred after a
major, pectoralis minor, and posterior capsule to prevent 3-week break from swimming, and implementation of
the increasing scapular internal rotation and protraction, the strengthening and stretching program occurred during
as well as the upper trapezius to reverse the increasing preseason training, which is the time when swimmers
scapular elevation is needed. To better stretch these are building their cardiovascular endurance by swim-
structures, we propose the addition of the cross-body ming a significant number of yards at a high intensity,
stretch, pectoralis stretch over the foam roller, and upper which may have affected the results. Overtraining and the
trapezius stretch. McClure et al22 reported that the cross- intensity of the swim conditioning may have masked the
body stretch is more effective than the sleeper stretch in effects of the intervention program. Strength and scapular
improving internal-rotation range-of-motion deficits. It kinematics may have been affected by muscle fatigue
could be added to the intervention program to provide and muscle adaptations from the high-intensity swim
additional stretching of the posterior shoulder capsule. An training. However, the study was conducted during pre-
additional stretch for the pectoralis major and minor could season training to ensure control of subjects, as yardage
be added, as the corner stretch included in this study did differences, tapering, breaks from swimming, different
not create enough improvements to positively influence programs based on goals, and individual strengthening
the scapular kinematics. A potential stretching exercise to programs begin later in the season.
include in future studies is to have the individual lie over Swimming places a tremendous amount of stress on
a foam roller with a partner pushing his or her shoulders the shoulders of the athletes. The physical characteristics
down. This stretch isolates the pectoralis muscles in a safe and sport-specific demands of swimmers are different
264  Hibberd et al

from those of any other sport; therefore, a sport-specific 8. Bak K, Magnusson SP. Shoulder strength and range
dry-land program is needed. Implementation of an of motion in symptomatic and pain-free elite swim-
evidence-based exercise program tailored for swimmers mers. Am J Sports Med. 1997;25(4):454–459. PubMed
may decrease the stress on the shoulder and may prevent doi:10.1177/036354659702500407
shoulder pain. In addition, a long-term prospective study 9. Borich MR, Bright JM, Lorello DJ, Cieminski CJ, Buisman
assessing the effectiveness of an intervention program T, Ludewig PM. Scapular angular positioning at end range
in reducing the risk of shoulder injury is needed to truly internal rotation in cases of glenohumeral internal rotation
determine how effective a strengthening and stretching deficit. J Orthop Sports Phys Ther. 2006;36(12):926–934.
program will be. Finally, research examining shoulder PubMed doi:10.2519/jospt.2006.2241
injuries and prevention programs in swimmers of all ages 10. Myers JB, Laudner KG, Pasquale MR, Bradley JP, Lephart
is necessary. Implementing an intervention program in SM. Glenohumeral range of motion deficits and posterior
youth swimmers may have a greater impact on the devel- shoulder tightness in throwers with pathologic internal
oping muscles and decrease shoulder pain and injuries. In impingement. Am J Sports Med. 2006;34(3):385–391.
addition, implementing a program in younger individuals PubMed doi:10.1177/0363546505281804
may promote physical characteristics that prevent shoul- 11. McMaster WC. Shoulder injuries in competitive swim-
der injuries from developing later in their careers. mers. Clin Sports Med. 1999;18(2):349–359 vii. PubMed
doi:10.1016/S0278-5919(05)70150-2
12. Costill DL, Kovaleski J, Porter D, Kirwan J, Field-
Conclusions ing R, King D. Energy expenditure during front crawl
The results of the current study did not show significant swimming: predicting success in middle-distance
changes in glenohumeral or scapular-stabilizer strength events. Int J Sports Med. 1985;6(5):266–270. PubMed
or scapular kinematics between groups. In addition, we doi:10.1055/s-2008-1025849
found that all subjects moved into increased scapular 13. von Eisenhart-Rothe R, Matsen FA, III, Eckstein F, Vogl
internal rotation, protraction, and elevation due to the T, Graichen H. Pathomechanics in atraumatic shoulder
demands of increased swim conditioning. The results of instability: scapular positioning correlates with humeral
this study provide some evidence of modifications that head centering. Clin Orthop Relat Res. 2005; (433):82–89.
should be made in the development of future prevention PubMed doi:10.1097/01.blo.0000150338.27113.14
programs to greater benefit swimmers. Further research 14. Bassett RW, Browne AO, Morrey BF, An KN. Glenohu-
is needed to develop a validated intervention program for meral muscle force and moment mechanics in a position
swimmers, identify the long-term effects of intervention of shoulder instability. J Biomech. 1990;23(5):405–415.
programs on injury prevention, and determine the benefit PubMed doi:10.1016/0021-9290(90)90295-E
of intervention programs in youth athletes. 15. Santos MJ, Belangero WD, Almeida GL. The effect of joint
instability on latency and recruitment order of the shoulder
muscles. J Electromyogr Kinesiol. 2007;17(2):167–175.
References PubMed doi:10.1016/j.jelekin.2006.01.010
1. Pink MM, Tibone JE. The painful shoulder in the swim- 16. Kebaetse M, McClure P, Pratt NA. Thoracic position
ming athlete. Orthop Clin North Am. 2000;31(2):247–261. effect on shoulder range of motion, strength, and three-
PubMed doi:10.1016/S0030-5898(05)70145-0 dimensional scapular kinematics. Arch Phys Med Rehabil.
2. Kluemper M, Uhl TL, Hazelrigg H. Effect of stretching 1999;80(8):945–950. PubMed doi:10.1016/S0003-
and strengthening shoulder muscles on forward shoul- 9993(99)90088-6
der posture in competitive swimmers. J Sport Rehabil. 17. Wang CH, McClure P, Pratt NE, Nobilini R. Stretch-
2006;15:58–70. ing and strengthening exercises: their effect on three-
3. Johnson D. In swimming, shoulder the burden. Sportcare dimensional scapular kinematics. Arch Phys Med
Fit. 1988;May–June:24–30. Rehabil. 1999;80(8):923–929. PubMed doi:10.1016/
4. McFarland EG, Wasik M. Injuries in female col- S0003-9993(99)90084-9
legiate swimmers due to swimming and cross train- 18. Finley MA, Lee RY. Effect of sitting posture on 3-dimen-
ing. Clin J Sport Med. 1996;6(3):178–182. PubMed sional scapular kinematics measured by skin-mounted
doi:10.1097/00042752-199607000-00007 electromagnetic tracking sensors. Arch Phys Med
5. Beach ML, Whitney SL, Dickoff-Hoffman S. Relationship Rehabil. 2003;84(4):563–568. PubMed doi:10.1053/
of shoulder flexibility, strength, and endurance to shoulder apmr.2003.50087
pain in competitive swimmers. J Orthop Sports Phys Ther. 19. Costill DL, Fink WJ, Hargreaves M, King DS, Thomas R,
1992;16(6):262–268. PubMed Fielding R. Metabolic characteristics of skeletal muscle
6. Richardson AR. The biomechanics of swimming: the during detraining from competitive swimming. Med Sci
shoulder and knee. Clin Sports Med. 1986;5(1):103–113. Sports Exerc. 1985;17(3):339–343. PubMed
PubMed 20. Neufer PD. The effect of detraining and reduced train-
7. Bak K, Fauno P. Clinical findings in competitive swimmers ing on the physiological adaptations to aerobic exercise
with shoulder pain. Am J Sports Med. 1997;25(2):254–260. training. Sports Med. 1989;8(5):302–320. PubMed
PubMed doi:10.1177/036354659702500221 doi:10.2165/00007256-198908050-00004
Intervention Program for Competitive Swimmers   265

21. Hayes K, Walton JR, Szomor ZL, Murrell GA. Reliability 31. Hintermeister RA, Lange GW, Schultheis JM, Bey MJ,
of 3 methods for assessing shoulder strength. J Shoulder Hawkins RJ. Electromyographic activity and applied load
Elbow Surg. 2002;11(1):33–39. PubMed doi:10.1067/ during shoulder rehabilitation exercises using elastic resis-
mse.2002.119852 tance. Am J Sports Med. 1998;26(2):210–220. PubMed
22. McClure P, Balaicuis J, Heiland D, Broersma ME, Thorn- 32. Oyama S, Myers JB, Wassinger CA, Lephart SM. Three-
dike CK, Wood A. A randomized controlled comparison dimensional scapular and clavicular kinematics and scapu-
of stretching procedures for posterior shoulder tightness. lar muscle activity during retraction exercises. J Orthop
J Orthop Sports Phys Ther. 2007;37(3):108–114. PubMed Sports Phys Ther. 2010;40(3):169–179. PubMed
23. Kendall FP, McCreary EK, Provance PG, Rodgers MM, 33. Moseley JB, Jr, Jobe FW, Pink M, Perry J, Tibone J. EMG
Romani WA. Muscle Testing and Function, With Posture analysis of the scapular muscles during a shoulder reha-
and Pain. 5th ed. Baltimore, MD: Lippincott Williams & bilitation program. Am J Sports Med. 1992;20(2):128–134.
Wilkins; 2005. PubMed doi:10.1177/036354659202000206
24. Karduna AR, McClure PW, Michener LA, Sennett 34. Borstad JD, Ludewig PM. Comparison of three stretches
B. Dynamic measurements of three-dimensional for the pectoralis minor muscle. J Shoulder Elbow
scapular kinematics: a validation study. J Biomech Eng. Surg. 2006;15(3):324–330. PubMed doi:10.1016/j.
2001;123(2):184–190. PubMed doi:10.1115/1.1351892 jse.2005.08.011
35. Wu G, van der Helm FC, Veeger HE, et al. ISB recom-
25. Myers J, Jolly J, Nagai T, Lephart SM. Reliability and
mendation on definitions of joint coordinate systems
precision of in vivo scapular kinematic measurements
of various joints for the reporting of human joint
using an electromagnetic tracking device. J Sport Rehabil.
motion—part II: shoulder, elbow, wrist and hand. J
2006;15(2):125–143.
Biomech. 2005;38(5):981–992. PubMed doi:10.1016/j.
26. McClure PW, Bialker J, Neff N, Williams G, Karduna A.
jbiomech.2004.05.042
Shoulder function and 3-dimensional kinematics in people
36. Swanik K, Swanik C, Lephart SM, Huxel K. The effect
with shoulder impingement syndrome before and after a
of functional training on the incidence of shoulder pain
6-week exercise program. Phys Ther. 2004;84(9):832–848.
and strength in intercollegiate swimmers. J Sport Rehabil.
PubMed
2002;11(2):142–154.
27. Myers JB, Laudner KG, Pasquale MR, Bradley JP, Lep- 37. Yanai T, Hay JG, Miller GF. Shoulder impingement in
hart SM. Scapular position and orientation in throwing front-crawl swimming: I. a method to identify impinge-
athletes. Am J Sports Med. 2005;33(2):263–271. PubMed ment. Med Sci Sports Exerc. 2000;32(1):21–29. PubMed
doi:10.1177/0363546504268138 doi:10.1097/00005768-200001000-00005
28. Ekstrom RA, Donatelli RA, Soderberg GL. Surface 38. Johnson JN, Gauvin J, Fredericson M. Swimming bio-
electromyographic analysis of exercises for the trapezius mechanics and injury prevention. Physician Sports Med.
and serratus anterior muscles. J Orthop Sports Phys Ther. 2003;31(1):41–46. PubMed
2003;33(5):247–258. PubMed 39. Weldon EJ, III, Richardson AB. Upper extremity overuse
29. Myers JB, Pasquale MR, Laudner KG, Sell TC, Bradley injuries in swimming: a discussion of swimmer’s shoul-
JP, Lephart SM. On-the-field resistance-tubing exercises der. Clin Sports Med. 2001;20(3):423–438. PubMed
for throwers: an electromyographic analysis. J Athl Train. doi:10.1016/S0278-5919(05)70260-X
2005;40(1):15–22. PubMed 40. Scovazzo ML, Browne A, Pink M, Jobe FW, Kerrigan
30. Cools AM, Dewitte V, Lanszweert F, et al. Rehabilitation J. The painful shoulder during freestyle swimming: an
of scapular muscle balance: which exercises to prescribe? electromyographic cinematographic analysis of twelve
Am J Sports Med. 2007;35(10):1744–1751. PubMed muscles. Am J Sports Med. 1991;19(6):577–582. PubMed
doi:10.1177/0363546507303560 doi:10.1177/036354659101900604

You might also like