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Classification and Flow Prediction in A Data-Scarce Watershed of The Equatorial Nile Region
Classification and Flow Prediction in A Data-Scarce Watershed of The Equatorial Nile Region
Received: 31 March 2011 – Published in Hydrol. Earth Syst. Sci. Discuss.: 14 April 2011
Revised: 14 April 2012 – Accepted: 21 April 2012 – Published: 15 May 2012
Standard
Variables No. Mean Deviation
Stream Length (x1 ) 21 29.46 20.66
Drainage density (x2 ) 21 7.85 × 10−2 3.52 × 10−2
Average stream Slope (x3 ) 21 0.2 0.23
Maximum elevation (x4 ) 21 2577.9 1273.84
Minimum elevation (x5 ) 21 733.18 99.78
Weighted average elevation (x6 ) 21 1164.82 392.54
2 Study area
ure 1: Sem
Figu mliki watershed Figure 3: Periods of available causal climate-related data (rainfall and NDVI)
J.-M. Kileshye Onema et al.: Data-scarce watershed of the equatorial
and flow. Nile region 1437
1.0
Mn prec.
Mn Strm slpe
Mn NDVI
0.5
W avg elv
Min elv
Factor 2 : 23.04%
Max elv
0.0
Bwe
eramule *Monthly Local runoff
Str leng
Drge Dty
-0.5
-1.0
4
S6
3
S12
2
S7 S17
1 S13 S22
Factor 2: 23.04% S11
S19 S14
S9 S21 S15
S20
0 S18
S16
S10 S4 S5 S23
-1
S8
-2
-3 S3
-4
-5
-6
-4 -3 -2 -1 0 1 2 3 4 5 6 A
Factor 1: 37.89%
Figu
ure
Fig. 2: Semmliki
2. Semliki Subcaatchments
Subcatchments (S3 to S23)
(S3 to S23). Figure 5 Projection of cases from the PCA of variables
Fig. 5. Projection of cases from the PCA of variables.
maximum elevation (x4 ), the minimum elevation (x5 ), and Euclidean distances
Remotely-sensed NDVI S3
the weighted average elevation (x6 ). The statistical properties
S5
S9
Fig. 3. Periods
Figure 3: Periodsof available
of available causal
causal climate-related
climate-related dataand
data (rainfall (rainfall
NDVI) and NDVI (x8 ) which have both spatial and temporal variation.
S18
S17
and flow.
NDVI) and flow. The remotely-sensed NDVI data covered the period from
0 200 400 600 800 1000 1200 1400
Linkage Distance
1982 to 2008 and were extracted from decadal maximum
Figure 6 Tree Diagram clustering of Semliki sub-catchments
Projection of the variables on the factor-plane ( 1 x 2)
Active and Supplementary variables
*Supplementary variable
composite imagery provided by the National Oceanic and
into two categories using the principal component analy-
1.0
Atmospheric Administration-Advance Very High Resolution
sis (PCA) and cluster analysis. Making use of the assump- Mn prec.
Mn Strm slpe
Radiometer (NOAA-AVHRR) and processed with the image
Mn NDVI
Max elv
ditional variables (NDVI and rainfall) that have both spa-
0.0
*Monthly Local runoff
Atmospheric Administration (NOAA) through the Famine
tial and temporal variation. These two latter variables were Drge Dty
Str leng
Early Warning System Network (FEWS-Net) for the period
generated for the catchment from remote-sensed data. The
-0.5
2001–2007, and were refined by the only point daily rainfall
physiographical characteristics of these sub-catchments were data in the catchment obtained from a station located at Beni
-1.0
identified by six variables, namely is the stream length (x1 ),
-1.0 -0.5 0.0 0.5 1.0
Active
which covered the period from 1973 to 2008. Additional de-
Factor 1 : 37.89%
the drainage density (x2 ), the mean stream slope (x3 ), the Suppl.
tails on the processing of remotely sensed acquired datasets
Figure 4 Results of the PCA of variables
S11
S19 S14
S9 S21 S15 Excel 07-10, Statistica 8.0)
S20
0 S18
S16
Rainfall
S10 S4 S5 S23 FEWS NOAA / RFE Remotely sensed acquired and Locally cor-
-1
S8 (2001–2007) rected and calibrated (WINDISP, ARC
-2 rain gauge at Beni view3.3, Excel 07-10, Statistica 8.0)
(1973 to 2008)
-3 S3
Elevations: SRTM 90m-DEM, Remotely sensed acquired and cross valida-
-4
Minimum topographical map tion with traditional map. (Arc View 3.3, Ex-
-5 Maximum (1/50 000) cel 07-10, Statistica 8.0)
Area-weighted average
-6
-4 -3 -2 -1 0 1 2 3 4 5 6 A
NDVI NOAA-AVHRR Remotely sensed acquired and correlated
Factor 1: 37.89%
(1982–2008) with rainfall. (WINDISP, ARC View3.3, ex-
Figure 5 Projection of cases from the PCA of variables cel 07-10, Statistica 8.0)
the linear and the non-linear flow prediction models that are
Tree Diagram for 21 Variables
Single Linkage
subsequently described in this paper. The periods of avail-
Euclidean distances
S3
able data on climate-related variables, namely rainfall and
S5
S9 NDVI, that can be considered causal to the observed stream
S4
S19 flow are presented in Fig. 3. The figure reveals the challenge
S11
S13 posed in the flow modelling of this catchment which, apart
S6
S7 from the lack of data for flows in the tributaries of the Sem-
S12
S21 liki river and climatic variables for the 21 sub-catchments,
S23
S22 the only available point rainfall data from Beni, which is not
S8
S10 representative of the entire catchment, overlaps the record of
S14
S16 monthly flow measurements at Bweramule for only six years
S20
S15 from 1973 to 1978. Our problem statement, therefore, pre-
S18
S17 cludes the use of regionalization techniques that are based
0 200 400 600 800 1000 1200 1400 on flow duration curves (FDCs) that can be constructed by
Linkage Distance statistical or parametric or graphical approaches (Castellarin
Figure 6 Tree Diagram clustering of Semliki sub-catchments et al., 2004; Quipo et al., 1983). For each subcatchment, a
Fig. 6. Tree cluster of the physiographic variables.
historical 28-yr monthly mean volume was computed propor-
tionally to the subcathment area and was labeled as “control”.
This historical approach is similar to the one undertaken by
can be found in Kileshye Onema and Taigbenu (2009). At the Asadullah et al. (2008) in data-scarce regions of central and
outlet of the Semliki watershed is a gauging station located at Eastern Africa. The runoff generation approach is supported
Bweramule (Fig. 2) which provided historical monthly flows by the fact that in humid basins like the Semliki as opposed
from 1950 to 1978 that were used for the calibration of both
x1 x2 x3 x4 x5 x6 x7 x8 Individual Cumulative
x1 1 0.344 −0.2 −0.05 −0.29 −0.29 −0.08 0.07 No. Eigenvalue Percent Percent
x2 1 −0.19 −0.46 -0.24 −0.45 0.07 0.16
x3 1 0.37 0.13 0.54 0.08 −0.15 1 3.49 43.59 43.59
x4 1 0.23 0.87 −0.5 −0.63 2 1.56 19.46 63.04
x5 1 0.46 −0.25 −0.23 3 1.02 12.71 75.75
x6 1 −0.45 −0.64
4 0.78 9.80 85.55
x7 1 0.78
x8 1 5 0.64 7.97 93.51
6 0.30 3.74 97.25
stream length = x1 , drainage density = x2 , mean stream slope = x3 , maximum eleva- 7 0.17 2.13 99.38
tion = x4 , minimum elevation = x5 , weighted average elevation = x6 , monthly rainfall
= x7 and NDVI = x8 . Italicized correlation coefficients are significant at 95 % confi- 8 0.05 0.62 100.00
dence level.
Millions
14
Group I Group II
12
S3 S14
S4 S15 10
m^3/month
S5 S16
8 contrrol
S6 S17
Non‐‐linear
S7 S18 6
Lineaar
S8 S20
4
S9 S21
S10 S22 2
S11 S23
S12 0
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
S13
S19 S3 S4 S5
5 S6 S7 S8 S9 S1
10 S11 S12 S13 S19
Fig.
Figu 7. Pred
ure 7: Predicted flows
dicted flows for April
s for April in Group
in Group I hments
sub-catchments.
I sub-catch
Millions
magnitude of the residual variance compared to that of the
of the 12RMSE which is one of the frequently used error index
measured, and expressed as (Nash and Sutcliffe, 1970)
statistics. Excellent model performance will produce a zero
N value 10
of RSR or RMSE (Moriasi et al., 2007).
(Qobs sim 2
P
i − Qi )
m^3/month
8
i=1
NSE = 1 − (5) Control
N 6 Non‐Lineear
P
(Qobs mean )2 4 Results and discussions
i − Qi Linear
i=1 4
4.1 Principal Components Analysis (PCA)
where Qobs
i and Qi
mean are respectively the ith observed flow 2
sim
and its mean, Qi is the ith simulated flow, and N is the The scaled variables of the physiographic and meteorologi-
0
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
number of observations. NSE has a range between −∞ and cal variables, expressed by Eq. (1), are incorporated into the
1, with its optimal value of 1. Negative values of NSE in- PCA. In this wayS16theS17correlation
S14 S15 S18 S20 S21matrix of the variables is
S22 S23
dicate poor performance of the model, suggesting that the scale invariant. The correlations between the variables are
observed mean is a better predictor of the flows than those of summarized in Table 3. Italicized correlation coefficients are
the model (Moriasi et al., 2007). The PBIAS is expressed as significant
ure 8: Pred
Figu at flows
dicted 95s% for confidence
April in Group level. There
hmentsare some high
I sub-catch
II
correlations (greater than 0.5), implying that there is a cor-
relation structure that can potentially be modeled or further
N
P
(Qobs sim explored using the PCA. The Glaeson-Staelin redundancy
i − Qi )
i=1 test yields a value of φ = 0.395, suggesting that there is con-
PBIAS = × 100 (6)
N siderable complexity in the data of these variables which
Qobs
P
i warrants further examination using the PCA. The p-value
i=1
from Bartlett’s sphericity test is 0.00000 which indicates that
The optimal value of PBIAS is 0, with low-magnitude val- the null hypothesis can be rejected and there is significant
ues indicating good predictive ability of the model. Posi- strength in the relationship among the variables to warrant
tive values indicate underestimation of the observed flows carrying a PCA.
by the model, and conversely for negative values (Gupta The eigenvalues of the principal components are presented
et al., 1999). The RMSE-observation standard deviation ra- in Table 4, and making use of the Kaiser criterion allows for
tio (RSR) is an error statistics that normalizes the RMSE the retention of the first three principal components which
with the standard deviation of the observed flows. It is account for 76 % of the variation in the data. The factor load-
expressed as ings of these three principal components reflect the contri-
s butions and roles of these variables in the correlation of the
N data. The eigenvectors of the three loading factors are pre-
(Qobs sim 2
P
i − Qi ) sented in Table 5. The factor loadings are the correlations
RMSE i=1
RSR = =s (7) between the variables and the factors. Factor 1 showed best
STDEVobs N
correlation with the maximum elevation and the average el-
(Qobs mean )2
P
i − Qi evation, whereas factor 3 showed best correlation with the
i=1
8
(Hilly) Feb 0.998 0.006 0.049 0.997 0.198 0.057
contrrol
Mar 0.998 0.009 0.049 0.997 0.071 0.057
Non‐‐linear
6 Apr 0.998 −0.015 0.050 0.997 0.054 0.057
Lineaar
May 0.997 −0.905 0.054 0.996 1.192 0.066
4
Jun 0.991 −3.094 0.097 0.997 0.173 0.057
2 Jul 0.998 0.008 0.050 0.997 −0.232 0.055
Aug 0.998 −0.042 0.049 0.997 0.232 0.058
0 Sep 0.998 −0.003 0.049 0.997 0.375 0.059
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
14
Flow prediiction in Ap
pril for Grou
up II sub-cattchments RSR
Millions
0.3
12
0.25
10 0.2
0.15
m^3/month
8
0.1
Control
6 Non‐Lineear 0.05
Linear 0
4
Apr
Jul
Aug
Nov
Apr
Jul
Aug
Nov
Jan
Feb
Jun
Sep
Oct
Dec
Jan
Feb
Jun
Sep
Oct
Dec
May
May
Mar
Mar
Multi‐linear regression RSR Polynomial regression RSR
0
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
2001
2005
Sep
Feb
Sep
Mar
Apr
Jul
Aug
Nov
Oct
Mar
Apr
Jul
Aug
Nov
Jan
Jun
Dec
Jan
Jun
Oct
Dec
May
May
of sub-catchments by assessing the projection of cases onto while those in group II are generally characterized with high
the factor plane (Fig. 5). The figure establishes four groups of elevations
Category 1 with weighted
(Flat) values that are above
Category 2 (Hilly) 1122 m. The
Multi‐linear regression NSE Polynomial regression NSE
www.hydrol-earth-syst-sci.net/16/1435/2012/ Hydrol. Earth Syst. Sci., 16, 1435–1443, 2012
NSE RSR) for the two models indicate that the nonlinear model
1.02 outperforms the linear one especially in the first group of
1 subcatchments characterised by flatter elevations. Whereas
0.98 these two mesoscale and deterministic models do not in any
0.96
way directly address the hydrological processes in the catch-
0.94
ment, they provide a statistical relationship between land-
0.92
scape attributes and monthly flows. The order of magni-
0.9
tude of these estimates that relate similar physiographic at-
0.88
tributes to monthly flows can be useful for preliminary as-
Feb
Sep
Feb
Sep
Mar
Apr
Jul
Aug
Nov
Oct
Mar
Apr
Jul
Aug
Nov
Jan
Jun
Dec
Jan
Jun
Oct
Dec
May
May
sessment of the water resources of a very poorly gauged
Category 1 (Flat) Category 2 (Hilly)
catchment like the Semliki. The results from the current work
could subsequently be complemented by a physically-based
Multi‐linear regression NSE Polynomial regression NSE hydrological approach that explicitly accounts for the in-
Fig. 10. NSE Performance statistics.
teraction between landscape attributes and water resources
in the Semliki watershed, but that would still require good
Figure 10 NSE Performance statistics hydro-meteorological data.
results of the tree cluster analysis provide a similar trend as
that of the PCA, except for the discrepancy in the grouping Acknowledgements. The support from the Applied Training
of S21, S22 and S23 (Fig. 6). Project of the Nile Basin Initiative (ATP/NBI) and WaterNet is
highly appreciated. The authors extend also their gratitude to the
4.2 Linear and non-linear model simulation results reviewers of the initial version of this manuscript. The opinions
and results presented in this paper are those of the authors and do
As earlier indicated, the six physiographic variables are as- not necessarily represent the donors or participating institutions.
sumed stationary while the two meteorological variables
have spatial and temporal (at monthly time step) variations. Edited by: A. Castellarin
The regression parameters of the models are evaluated using
Eqs. (2) and (3) from which estimates of the monthly local
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