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M - Caamano - Analisis - Estructural - Caso - Flogisto (Ejemplo de Una Buena Introduccón) PDF
M - Caamano - Analisis - Estructural - Caso - Flogisto (Ejemplo de Una Buena Introduccón) PDF
DOI 10.1007/s10670-008-9141-y
ORIGINAL ARTICLE
Maria Caamaño
Received: 30 November 2006 / Accepted: 19 November 2008 / Published online: 14 February 2009
Springer Science+Business Media B.V. 2009
1 Preliminary Remarks
This work deals with the problem of the incommensurability of scientific theories,
focussing on a specific historical episode proposed by Thomas S. Kuhn as a
paradigmatic case of incommensurability. It should be remembered that the notion
of incommensurability was introduced simultaneously and independently by Kuhn
and Feyerabend in (1962), with the aim of characterizing relations between rival
M. Caamaño (&)
Departamento de Filosofı́a, Facultad de Filosofı́a y Letras, Plaza del Campus s/n,
47005 Valladolid, Spain
e-mail: mariac@fyl.uva.es
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332 M. Caamaño
1
This initial appeal to the notion of incommensurability is found in Kuhn (1962/1970) and Feyerabend
(1962/1981, pp. 44–96).
2
Cf. Kuhn (1976), as well as Feyerabend (1977).
3
Cf. Kuhn (1983).
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A Structural Analysis of the Phlogiston Case 333
knowledge and beliefs in which this case arises.4 This very methodological choice
contrasts with that underlying Andreas Kamlah’s structural reconstruction of the
phlogiston case. His account, however serious and helpful, is not only explicitly
anachronistic,5 but also limited by its reliance on the observational/theoretical
distinction, which latter structuralists avoided and replaced with one between T-
theoretical and T-non-theoretical concepts.
Using the structuralist, history-sensitive approach, I will attempt to defend the
plausibility of the theory of local incommensurability that was introduced in Kuhn’s
later work. Thus, I will uphold that the structuralist approach makes it possible to
establish a restrictive criterion for the scope of incommensurability, and this, in turn,
an interesting comparability between incommensurable theories. This comparability
will require the analysis of conceptual coincidences or equivalences, as well as
conceptual divergences and incompatibilities. That is, it will be attempted to
determine not only the incommensurable components, but also the commensurable
components of the theories of phlogiston and of oxygen.
With regard to structure, the work shall be laid out as follows: firstly, an
explanation of the type of theoretical entity that would arise from the theories of
phlogiston and oxygen; secondly the presentation of the corresponding structural
reconstructions; and finally, the analysis of the intertheoretical relations between the
theories of phlogiston and of oxygen, showing how the manner in which they are
related satisfies the conditions established in the definitions of weak ontological
reduction and of incommensurability. Given the constraints on space available to
4
Besides the structuralist approach, there are other highly sophisticated and interesting approaches for
tacking the problem of incommensurability. Among these, three are worthy of special mention: the
cognitivist computational treatment of Thagard (1992); the treatment of Laudan, the inaugurator of the
so-called ‘problem-solving approach’, which is characterized in (1977); and the proposal of Niiniluoto in
the setting of his critical scientific realism, which he expounds in (1980).
5
‘‘I shall use a quite modern formulation for my purpose, and I shall disregard completely the fact that
chemists in the eighteen century were not able to express their ideas in the same way. I still think that I do
not miss the point by my anachronistic account. Furthermore I do not try to do justice to the historical
facts. I just want to formulate a phlogiston theory which is the best I can think of and which explains as
many chemical facts as possible. After all the problem at issue is not only an historical one but also a
problem of logical analysis’’, Kamlah (1984, p. 223). Kamlah’s anachronistic treatment of the relation
between the phlogiston theory and the oxygen theory essentially relies on concepts like those of
molecular or atomic weights, that were not available until John Dalton developed his atomic theory at the
beginning of the nineteenth century. Described in these terms, the relation between the above rival
theories may seem structurally closer than it actually was, since more information than that available at
the time is being employed in redefining the theoretical concepts of one theory in those of the other. But
let us not forget that, in order to understand the reasons why the transition from the phlogiston theory to
the oxygen theory finally happened, it is crucial to provide a historically faithful description of both rival
theories. In making use of anachronistic notions, Kamlah implicitly introduces an experimental
background clearly beyond the experimental possibilities available for identifying substances during
Pristley’s and Lavoisier’s historical period. In particular, the chemical distinction between atoms and
molecules was not drawn until Amedeo Avogadro, by experimentally determining the density of gases
under different temperature and pressure conditions, extensively developed the Daltonian atomic theory.
Furthermore, Kamlah’s conclusion that the phlogiston theory is reducible to a restricted oxygen theory,
even despite their discrepancies relative to ontological postulates, only holds if we accept as the standard
version of the former theory that according to which phlogiston is ascribed a negative atomic weight (cf.
ibid., p. 227). This, however, does not seem right, for ascribing a negative weight to phlogiston is
commonly understood as an ad hoc hypothesis that emerged only once the phlogiston theory was already
in crisis.
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334 M. Caamaño
expound the different matters, both a certain degree of familiarity with the historical
episode referred to and a basic knowledge of structuralist methodology shall be
assumed.
Taking into account that the aim of the model-theoretical reconstructions that are
offered below is the structural comparison of two incommensurable theories, just
which of the different structuralist notions of theory is to be applied in this case
should be clarified and justified beforehand.
From a synchronic structural approach two principal possibilities are contem-
plated: conceiving theories as theoretical elements or as theoretical networks.6
Although this is mentioned as a preliminary matter, the type of theoretical entity
that is represented by the theory of phlogiston and that of oxygen is an empirical
matter that can only be elucidated a posteriori. The empirical task of construction
was started with the aim of proving the simplest hypothesis: that both theories are
theoretical elements. Once this hypothesis had been confirmed by the reconstruction
that are offered in the sections below, the aim was to evaluate the more complex
hypothesis that the two combustion theories analysed belonged to one type of
theory, which was also more complex, and represent able in the structuralism as a
theoretical network.7 Specifically, it was attempted to characterize the theories of
phlogiston and oxygen as specializations of the theoretical networks of chemical
principles, composition and reactions. It was not possible to corroborate any of these
hypotheses, and one possible reason for this, which is of a general nature, is the fact
that the theories of phlogiston and oxygen belong to an incipient stage of Chemistry,
during which both the application settings and the conceptual apparatus of the
6
Cf. Balzer et al. (1987, pp. 167–177).
7
In structuralist literature, the notion of a theory-net is defined by establishing two conditions: (1) that
there should exist a finite non-empty set of theory-elements TE and a specialization relation r; (2) that the
specialization relation be restricted to the set TE. By adding new conditions to the two aforementioned
one, it is possible to define a more restricted theory-net. This is a theoretical tree network or theoretical
tree, the specific characteristics of which are as follows: (1) the connection between the theory-elements
that belong to TE, such that for any pair of different theory-elements belonging to TE it is held that either
both are specialization of some other common theory-element, or that both have some specialization in
common; (2) the existence, within this set, of a single basic theory-element, i.e. of a single theory-element
that is not a specialization of any other element of the aforementioned set. Given that the definition of a
theory-net presupposes that of specialisation, the principle defining features of this should be mentioned,
even if in passing. They are as follows: (a) equality between the classes of potential models and partially
potential models of the respective related theory-elements; and, (b) the inclusion of the current class of
models, the class of constraints, the class of links and that of intentional applications of the theory that it
specializes, respectively, in the class of actual models, the class of constraints, the class of links, and that
of the intentional applications of the theory that is specialized. Expressed in other terms, two theory-
elements that are related by means of a specialization relation will share their conceptual apparatus, while
they will diverge with regard to the scope of their laws and, consequently, with regard to the extension of
their classes of intentional applications, since the theory-element that specializes restricts the laws and the
empirical scope of the specialized theory-element.
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A Structural Analysis of the Phlogiston Case 335
8
As will be clear from the reconstructions, both theory-elements diverge, particularly with that
concerning its dependence (PHLO) or not (OXG) on the theory of principles, and consequently, on a
theory of the qualitative chemical composition. Neither of the theories studies constitutes a theory-net as it
has not been necessary to establish more specific laws to account for the different types of specific cases of
combustion, nor is it the case that both theories specialize the same theory. Nor do they constitute part of a
theory-net given they do not satisfy any of the conditions that must be fulfilled for all specialization; i.e.
neither do the laws nor either of the two theory-elements restrict any fundamental law established in the
other, nor do its corresponding classes of potential and partially potential models coincide with any other
theory-element. As will be seen in the reconstructions, P and Q, for example determine Mp of PHLO and
of OXG, respectively, but not Mp of the Cameralist theory of elements (on which both depend). In the
same manner, the relation of equal or lesser respirability, R, does not determine Mpp of either the theory of
principles, or of composition or reactions, while it does determine Mpp of the theories of combustion.
9
Cf. ibid., pp. 386–423, and Dı́ez and Moulines (1999, p. 365).
10
Cf. Balzer et al. (1987, p. 390).
11
Below, the theory of phlogiston will be represented by the abbreviation ‘PHLO’, and the theory of
oxygen by ‘OXG’.
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336 M. Caamaño
why concepts that were central to the chemistry of that age have not been taken into
account, concepts such as those of principle and element, which are characteristic of
other theories related to the theories of combustion. The exclusion of such concepts
from the reconstructions consequently involves the omission of all reference to the
change undergone by them, which is habitually highlighted by theorists of
incommensurability when dealing with the phlogiston case.
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A Structural Analysis of the Phlogiston Case 337
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338 M. Caamaño
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A Structural Analysis of the Phlogiston Case 339
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340 M. Caamaño
into consideration. This is especially clear in the cases of S, A, g and R, when they
are determined (during the historical period in which PHLO prevailed) by
principally applying notions that were independent of all scientific theory,
belonging to the sphere of ordinary knowledge.
Certain terms from ordinary language are introduced into scientific theories as
primitive terms, i.e. which are not defined in these theories. This occurs in PHLO
with the notion of combustion. This must be understood as a primitive notion that
can only be determined on the basis of the disjunction of descriptions or predicates
that express different properties: increase in temperature, reduction of size, emission
of gases, reduced respirability of the surrounding air,14 etc. On the basis of the
aforementioned reasons, it can be inferred that the criteria for determining g will be
identified with those that may be used for determining Mpp. Thus, as combustion is
the principal phenomenon dealt with by PHLO, and given that the notion of
combustion must be characterized within the non PHLO-theoretical language (more
specifically, in ordinary language, i.e. at the most basic level of conceptualization),
it is deduced that in effect the determination of g is governed by the same criteria as
that of Mpp. g is the non PHLO-theoretical phenomenon that it is aimed to explain.
I shall postpone the analysis of the non PHLO-theoretical concepts until Sect.
2.5, where we shall specify the essential intertheoretical links of PHLO, i.e., those
links that are necessary to define or characterize (in the case of primitive terms)
some of the non PHLO-theoretical concepts. Nevertheless, I shall deal with some of
the different theories of conceptualizations on which the determination of these
concepts depends. In order to determine the function w we must resort to classical
particle mechanics. The determination of T presupposes some type of chronometric
theory. The cameralist theory of composition, along with the physical theories of
Boyle and Newton will be essential in the determination of the aggregation function
8. As has already been pointed out above, S, A, g and R will be determined using
essentially ordinary language, although the characterization of the notions of air,
combustion and respirability will similarly require taking into account the
iatrochemical theory of composition, as well as Boyles physical and chemical
ones. T will not be dealt with in 1.5, since given that it is a very common notion in
scientific theories and not specific to chemistry, the analysis of its intertheoretical
links is of no real interest for the present study.
Before moving on to the following section, one last matter should be clarified;
this is the problem that seems to arise from the inclusion of the PHLO-theoretical
sub-domain F in the non PHLO-theoretical domain S. It is possible to think that this
inclusion assumes the necessary PHLO-theoretical determination of S, and thus, its
PHLO- theoretical character. Nevertheless, this is only an apparent problem, as the
domain S is not necessarily determined by recourse to its different sub-domains,
rather on the basis of certain non PHLO-theoretical properties that each element of
14
The reduced respirability of the surrounding air is not explicable by any law of PHLO, thus it is
possible to identify the combustion on the basis of other properties.
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A Structural Analysis of the Phlogiston Case 341
the domain in question must have (have weight, certain size, etc.).15 In the case of
the sub-domain F, which historically was discovered as empty, its inclusion in the
domain of substances would be explained by the acceptance that the substances to
which chemists attempt to refer will not be empirically determined in all cases, thus
allowing their existence to be inferred on the basis of certain determinable, non
PHLO-theoretical properties (such as, for example, the greater or lesser respira-
bility of the air surrounding the substance that is subjected to combustion).
As we shall see, the different constrictions that are identifiable in PHLO, in the
same way as those identifiable in OXG, are not strictly from these theoretical
elements, rather they are inherited or imported from other theories (in particular
Newtonian mechanics) with which they are connected by intertheoretical links.
There are two conditions for natural links: identity of weight and extensivity of
weight. The constrictions C1 and C2 are the same ones that are presented in
Classical Collision Mechanics relative to mass. In C1 the weight of any substance is
required to be independent from the system in which that substance appears. C2
requires that relative to a given aggregation operation, represented by the basic
notion 8, the weight should behave as an additive under this relation. To each pair of
chemical substances, 8 assigns another chemical substance whose weight results
from the addition of both substances.
C1(PHLO): for all X: X [ C1(PHLO) iff [ = X Mp(PHLO) and for all x, y
[ X and for all s: if s [ Sx \ Sy then wx (s) = wy (s)
C2(PHLO): for all X: X [ C2(PHLO) iff [ = X Mp(PHLO) and for all x, y,
z [ X:
(a) 8: S 9 S ? S where S : = [ {Sx/x [ Mp(PHLO)}
(b) for all s [ Sx, s0 [ Sy (if s 8 s0 [ Sz then wz(s 8 s0 ) = wx(s) ? wy(s0 ))
The global constraint of PHLO would be:
GCðPHLOÞ ¼ C1 ðPHLOÞ \ C2 ðPHLOÞ
The theorem that is demonstrated below, which is implied by Axiom (3) and by
C2(FLO), establishes the reduction in weight of every body subjected to
combustion.
Theorem 3 for all \c, a, t1[ [ Dom(g): w(g1(c)) \ w(c)
Proof Let that \c, a, t1 [ [ Dom(g)
\g1(c), g2(a), t2 [ = g(\c, a, t1[), by definition g
c contains g1(c), by (3i)
w(s0 8 g1(c)) = w(s0 ) ? w(g1(c)), by C2(FLO)
w(c) = w(s0 ) ? w(g1(c)), by substitution on the basis of (3i)
w(g1(c)) \ w(c) h
15
For the same reasons, the inclusion of the theoretical-OXG O sub-domain in the non-theoretical OXG
domain S does not imply the necessary theoretical-OXG determination of S.
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342 M. Caamaño
Below I shall examine the different links that should be considered as essential
constituents of PHLO. The first of them is the one that provides PHLO with the
values of the function w. These are determined using a variety of instruments,
namely, analytical balances, beam balances and dynamometers. The use of such
instruments requires the assumption of some model of rigid body mechanics
(RBM). Bearing in mind that this theory is reducible to classical particle mechanics
(CPM), it can be stated that a link L1 is needed between M(RBM) (or M(CPM))
and Mp(FLO).
L1(FLO) M(RBM) 9 p(RBM, 1, 2, 5) 9 Mp(PHLO) 9 p(PHLO, 1, 2, 9)
which is determined by the following condition:16
For each x [ M(RBM) and x0 [ Mp(PHLO):
\x, \Px, Tx, mx[, x0 , \Sx0 , Tx0 , wx0 [ L1(PHLO) iff there exists s [ S y t = Tx \
Tx0 such that
(a) Sx0 = Px
(b) wx0 (s) = mx(s)
P is interpreted as a set of particles, T as a set of temporal instants and m as the
function for determining mass.
Besides w, there are other non PHLO-theoretical functions, relations and
domains (basic sets) that are determined by specific essential links with other
theories. Nevertheless, as here we are dealing with theories that are pre-scientific
and/or non-axiomatized, neither the structural reconstruction nor the formal
definition of these intertheoretical links will be dealt with here. What constitutes
the intertheoretical links that determine S, C, A, g, R and 8 will simply be informally
indicated,17 by pointing out the manner in which the non PHLO-theoretical notions
that intervene in this determination depend on certain theories. As has already been
mentioned, the characterization of some of these notions principally involves a type
of conceptualization that is expressed in ordinary language, and not presented in the
form of a theory. Only a certain aspect of the characterization will depend directly
on pre-scientific or obsolete scientific theories. This is the case with the notions
represented by C, g and R, which will require an analysis of both the strictly
intertheoretical links and the connection with conceptualization from the sphere of
ordinary knowledge. Needless to say, this ordinary knowledge, transmitted via
ordinary language, will have to be relativized to the historical period being
considered, in the same way as theories. I shall now go on to examine the terms
‘substance’, ‘air’, ‘respirability’, ‘combustion’, ‘combustible substance’ and
‘aggregation’, in that order.
In the determination of S, the notion of matter that is characteristic of the physical
or corpuscular theory of matter is used. At the end of the seventeenth century and
16
The axioms given in p(RBM, 1, 2, 5) are in keeping with those established in Balzer et al. (1987, p.
269), where the class of potential models for rigid body mechanics is defined.
17
The informal analysis that follows is based on the historical study of chemistry by Brock (1992, pp.
43–86).
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A Structural Analysis of the Phlogiston Case 343
the beginning of the eighteenth century the mechanistic theories of Boyle and
Newton (precursors of Dalton’s atomic theory) consolidated a conception of
substances in terms that were eminently physical, with regard to conglomerates of
particles or bodies. In order to define the term ‘matter’ use is made of geometric
qualities and the mechanisms of affinity and repulsion, whilst the use of secondary
qualities (temperature, colour) and forms from Aristotelian physics are rejected.18
Undeniably, weight has to be considered as an essential property of matter. In
reality, it was only with the development of Newtonian mechanics that matter and
weight started to be distinguished. It seems obvious that this association leads
necessarily to the dependence of the theory of phlogiston on classical particle
mechanics, as the methods for determining weight presuppose the use of CPM or
some other theory that is reducible to it, such as RBM.19 At the beginning of this
epigraph, the connection between the models of RBM and the potential models of
PHLO in terms of weight is pointed out.
The determination of the basic set A is carried out in accordance with the
manners of determining air stipulated in the iatrochemical theory presented by Joan-
Baptista van Helmont.20 Here, air is conceived as the setting for the chemical
reactions, and is defined as an elastic fluid that transports particles, substances and
chemical elements. The results of chemical studies by Boyle in this respect reaffirm
those put forward by Helmont.21
The relation of equal or reduced respirability of air is derived from the property
of air of being breathable, this being determined by means of ordinary knowledge,
e.g. on the basis of the actions of inhaling and exhaling. Nevertheless, in order to
define the concept of respirability, which is indissociable from the concept of air, it
is necessary to once again turn to the iatrochemical definition of the term ‘air’. Some
of the models from the theory of iatrochemistry necessarily coincide with some of
the potential models of PHLO, due also to the fact that the conception of respiration
as the absorption and emission of gases, along with the corresponding character-
ization of the notion of gas, constitutes another of Helmont’s contributions to the
chemistry of his time. The subset of substances formed by gases would thus be
determined in accordance with the iatrochemical analysis of the latter, and by means
of which it is established that the gases are made up of air and earth of water.22
With regard to notion of combustion, in spite of there being certain links which
are constitutive with other theories that are essential for the determination of g, these
links do not contribute to forming a criterion for determination, i.e. a set of
conditions that are necessary and sufficient to do so. As modes of determining g, the
verification of the increase in temperature, of the reduction in size, of the emission
of gases, of the reduced respirability of the surrounding air, etc., must also be taken
into consideration. All of this principally involves different sections of ordinary
knowledge. Nevertheless, insofar as the concept of gas plays a role in this
18
Cf. ibid., pp. 66, 75.
19
Balzer et al. (1987, pp. 53–54).
20
Cf. ibid., p. 49.
21
Cf. ibid., p. 59.
22
Cf. ibid., p. 51.
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344 M. Caamaño
determination, and this is considered scientific, there will be at least one essential
link derived from this intervention. As has already been mentioned when analyzing
the notion of respiration, in accordance with the theory of iatrochemistry and the
chemistry of Boyle, gases are considered as compounds and/or mixtures of either
earth and air, or water and air.23 Consequently, and given that the determination of
the function g requires both the verification that gases are emitted in the combustion
process, and the reduced respirability of the air surrounding the reaction, the
essential link of g with the aforementioned theories will be generated in a dual
manner: firstly, directly, due to its dependence on the notion of gas; and secondly,
more indirectly, due to its dependence on the notion of respiration, which in turn is
directly dependent on that of gas.
The concept of aggregation (characterized by means of the function 8) specifies
two different cases within the cameralist theory: that of compounds, and that of
mixtures. Its origin is physical, as it is based on the physical theories of Boyle and
Newton.24 In accordance with these, matter is made up of particles that are
hierarchically organized into groups or clusters to form mixtures or compounds. The
former are characterized by having been constituted by means of a quantitatively
unstable combination of elements. On the contrary, the latter are defined on the
basis of a quantitatively stable combination of elements.
Nevertheless, certain significant differences between the physical and chemical
concepts of composition should be pointed out. The former refers to the
concatenation relation between particles, the result of which would be the
concatenation or grouping together of these particles. The second, however,
explains the aggregation relation between chemical substances, which would lead to
the formation of an aggregate. The essential difference lies in the fact that an
aggregate does not consist of a mere grouping of substances, rather of a new
substance that is obtained on the basis of other different ones. This distinguishing
aspect is not a case of using specific concepts from any scientific theory, rather of
notions that are characteristic of ordinary language. Thus, in the description of this
distinguishing aspect only ordinary terms (e.g. ‘substance’, ‘formation’, etc.) are
involved. Finally, the need to take into consideration both the physical and the
strictly chemical meaning of the notion of aggregation must to be stressed, as, even
though part of the meaning of the term ‘aggregation’ depends on notions from the
sphere of ordinary language, another fundamental part requires notions that are
characteristic of physics for its determination. More specifically, the physical
concepts of ‘mass’ and ‘conservation of mass’ will come into play. Thus, it would
seem reasonable to uphold the existence of an essential intertheoretical link of 8
with the corpuscular theories of Boyle and Newton, so that the notion of
composition of these theories would be essential for setting the meaning of
‘aggregation’. Nevertheless, as has already been alluded to, the specification of this
link will be necessary but not sufficient to lend meaning to this term, it also being
necessary to take into account the aforementioned ordinary knowledge.
23
Cf. ibid., pp. 51, 71–72.
24
Cf. ibid., pp. 55, 75.
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A Structural Analysis of the Phlogiston Case 345
If we concede that the physical theories of Boyle and Newton are essential for the
determination of w, 8 and S, with the iatrochemical theory and Boylean chemistry
being required to determine A, g and R, then the global link of PHLO could be
defined as the intersection of all the intertheoretical links of PHLO.
In the same way as with PHLO, with OXG the aim is to give account of the
phenomenon of combustion as well as other phenomena associated to it; principally,
the calcination, reduction (analysis) and composition (synthesis) of chemical
substances. The set comprising the (types of) phenomena mentioned make up the
class of intentional applications of OXG. In order to give an account of these, we
shall postulate the existence of a new chemical element, oxygen, with the absorption
of this substance in combustion (by the chemical substances subjected to this
process) being established as a fundamental law.
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346 M. Caamaño
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A Structural Analysis of the Phlogiston Case 347
combustion are defined. These concepts are defined by means of the restrictions of g
with regard to the domains S and A.
(2) Let s, s0 , s00 be such that 8(s, s0 ) = s00 then s00 = defs 8 s0 (s00 should be
understood as the aggregation of s and s0 )
In (2) the concept of aggregate, by means of applying the function 8, as the value
assigned to the arguments of this function; i.e. as that substance which results from
the combination of the other two.
(3) s contains s0 iffdef: there is some s00 s = s0 8 s00 or s = s00 8 s0
In (3) the mereological containment relation of containing is defined, also on the
basis of the function 8, as the relation between the value assigned to the arguments
of this function and one or other of these; i.e. as the relation between that substance
resulting from the combination of two others and one or other of these two.
(4) os is the total (or maximum) quantity of oxygen contained in s iffdef: s contains
os, and for every o0 if s contains o0 then os then o0
On the basis of the aggregation function and of the mereological containment
relation (derived from it), in (4) it is possible to define the concept of total or
maximum value of the oxygen contained in a substance as that portion of oxygen
that constitutes one of the arguments of the function o giving as a value s, or,
expressed in other terms, as that portion of oxygen that is combined with some other
substance to produce the aggregate s.
(5) Q S 9 S and sQs0 iffdef: w(os) B w(os0 ) (when applied to combustion,
understood as s0 deoxygenated (loses oxygen) giving rise to s iff the total
quantity of oxygen s weighs less than or the same as the weight of the total
oxygen in s0 )
In (5) Q is defined on the basis of the primitive concept of weight, and on the
derived concept of the total quantity of oxygen in a substance, as a relation between
different specific portions of substances according to their equal or lesser content of
oxygen. The relation Q determines a weak order.
M(OXG): x is an actual model of the theory of oxygen (x [ M(OXG)) iff there exist
S, T, C, A, O, g, w, R, 8 such that
(1) x = hS, T, C, A, O, R?, g, w, R, 8i
(2) x [ Mp(OXG)
(3) for all \c, a, t1[ [ Dom(g):
(3i) a contains g2(a)
(3ii) there exists o [ O such that a contains o in t1 and g2(a) does not contain o in t2
and g1(c) contains o in t2 and c does not contain o in t1
(3iii) for all o [ O: if c contains o in t1 then g1(c) contains o in t2
(4) for all a [ A: g2(a)Ra iff w(o2g(a)) B w(oa)
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348 M. Caamaño
Condition (3) is the requirement that there should be a type of entity that is
absorbed in combustion by the substances subjected to this process. (3i) requires
that the substance air with participates in the combustion should contain the residue
remaining after combustion. (3ii) establishes that the substance that is responsible
for the combustion should pass from the air to the body. (3iii) requires that none of
this substance should pass from the body to the air. The decrease in respirability for
that substance air with a lower quantity of oxygen is established in (4).
The demonstration of the following theorem, which is implied by axioms (3) and
(4), allows us to conclude that that air has less respirability after the combustion.
Theorem 1 for all\c, a, t1[ [ Dom(g): g2(a)Ra and it is not the case that aRg2(a)
Proof Let \c, a, t1[ [ Dom(g)
\g1(c), g2(a), t2[ = g(\c, a, t1[) by definition of g
a contains o in t1 and g2(a) does not contain o in t2, by 3 (ii)
g2(a)Ra, by (4) and by def. (5)
Not for all o [ O is not the case that a contains o in t1 and g2(a) does not contain o
in t2
Not for all o [ O is the case that if a contains o in t1 then g2(a) contains o in t2
it is not the case that aRg2(a), by (4) h
On the basis of Axiom (4) and Definition (5) a new theorem is followed, in which
the lower ‘phlogistication’ of the less breathable air and the greater ‘oxygenation’ of
the more breathable air are established. That is, the theorem expresses a correlation
between the lower respirability of air that intervenes in the reaction and its reduced
‘oxygenation, presenting the restriction of Q over the domain A as an isomorphic
relation of R, and, thus, as implying a lower quantity of oxygen in the less
breathable air.
Theorem 2 for all \c, a, t1[ [ Dom(g): g2(a)Qa iff g2(a)Ra
Proof Let \c, a, t1 [ [ Dom(g)
\g1(c), g2(a), t2[ = g(\c, a, t1[), by definition of g
for all a, g2(a) [ A, for all o [ O: g2(a)Ra iff w(o2g(a)) B w(oa), by (4)
s0 Qs iff w(os0 ) B w(os), by def. (5)
g2(a)Qa iff w(o2g(a)) B w(oa), by restriction on Q with respect to A
g2(a)Qa iff g2(a)Ra, by substitution on the basis of definition (5) and
axiom (4) h
123
A Structural Analysis of the Phlogiston Case 349
assumption of Axiom (3) from the formal definition of M(OXG), where one of the
fundamental laws of OXG is expressed. In this law, the existence of an element,
oxygen, which is absorbed by all bodies subjected to a process of combustion is
stated. The role of the concepts of oxygen and oxidation in the organization of the
specific conceptual schema of OXG is fundamental, given their involvement in the
constitution of the fundamental laws of this theory. The concepts of oxygen and
oxidation intervene in the conceptual schema supplied by Mp(OXG), which in turn
is proposed in the one offered by M(OXG).
The rest of the sets, the basic ones (S and T) and those that are characterized on
the basis of them (C and A), along with the (non-functional) relation R and the
functions (g, w, and 8), may be considered non OXG-theoretical, as they can be
determined without resorting to the OXG-theoretical concept of oxygen, or to the
fundamental laws of OXG. The fact that oxygen appears as a component of air does
not imply that ‘air’ must be conceived as an OXG-theoretical term, since the
identification of the substance air is possible by means that are independent of the
laws supplied by the theory of iatrochemistry. According to that established in this
theory, air is defined as an elastic fluid that is a transporter of particles that acts as an
environment for combustion. It can be seen that PHLO and OXG share their non T-
theoretical terms. The Kuhnian notion that theoretical terms of a theory could infect
the non-theoretical ones is not borne out in the light of the results of the above
analysis.25 In the case of the transition from the theory of phlogiston to that of
oxygen, in the determination of the non PHLO-theoretical concepts inherited by
OXG there is no need for the fundamental laws of OXG, due to which they are kept
as non-theoretical concepts in the latter theory.
Taking into account that the partial potential models are determined by means of
non T-theoretical models, and that, according to what has already been said, PHLO
and OXG share all their non-theoretical concepts, it can be concluded that
Mpp(PHLO) = Mpp(OXG). The coincidence that both theories supply an
explanation for the non-theoretical phenomenon of combustions which they
exemplify in the same manner, along with the assumption that the classes of
intentional applications are subsets of the classes of partial potential models, makes
it possible to infer that I(OXG) \ I(PHLO) = [. This is the same as saying that
the classes of intentional applications of OXG and PHLO are not exclusive, rather
they overlap, either totally or partially.
The above analysis enables a study to be carried out on the discrepancies and
coincidences between the successful and unsuccessful intentional applications of
both theories. Such a study should give account of the success of both theories in
explaining the reduced respirability of the air surrounding combustion. Similarly,
it would have to explain the success of OXG, as opposed to PHLO, in resolving
the anomaly of the increase in weight of calcined metals, and its failure, also in
contrast to PHLO, of leaving unsolved the problem of the apparent decrease in
weight of non-metallic substances that are subjected to combustion(as will be
proved below).
25
Kuhn expresses this concern in (1983, p. 673).
123
350 M. Caamaño
At this point no explanation will be given of how the different notions expressed by
non OXG-theoretical terms are determined, given that as these notions are shared with
PHLO, their determination criterion has already been examined in Sect. 2.5.
OXG shares with PHLO the ‘‘inherited’’ (not its own) constraints C1 and C2 for the
identity and extensivity of the weight. It should be remembered that in C1 the
weight of any substance is required to be independent of the systems in which the
said substance appears. C2 requires that relative to a given aggregation operation
(represented by the basic notion 8) the weight should behave as an additive under
this relation. To each pair of chemical substances, 8 assigns another chemical
substance whose weight results from the addition of the weight of both substances.
Nevertheless, there is one crucial discrepancy between PHLO and OXG that
should not be overlooked. The point of divergence is related with Theorem 3 of the
theory of phlogiston, implied by (3) and C2(PHLO), and therein is established the
decrease in weight of every substance after having been subjected to the process of
combustion. As has already been pointed out, this theorem is deduced on the basis
of the constriction that stipulates the additivity of the aggregation and of one of the
fundamental laws of PHLO according to which every substance emits phlogiston
on being burnt. Given that OXG shares C2 with PHLO, but this is not the case with
the aforementioned fundamental law, the deduction of the same theorem on the
basis of the axioms of OXG is impossible. One important consequence emerges
from this, namely that from OXG no account is given of the apparent decrease in
weight that certain bodies undergo when subjected to combustion. It only supplies
an explanation of the increase in weight of metals and certain minerals (such as
sulphur) when burnt. By combining C2(OXG) and Axiom (3), included in the
formal definition of M(OXG), where the absorption of oxygen by the some of the
bodies that react in combustion is established, it is possible to obtain a theorem in
which the increase in weight undergone by combustible substances when burnt is
expressed. It should be noted that this theorem contradicts the second theorem of
PHLO, which is derived on the basis of C2(PHLO) and Axiom (3) from the formal
definition of M(PHLO). This serves to highlight how the increase in weight of
metals is the principal anomaly that the defenders of the theory of phlogiston
tackled, unsuccessfully, and how the solution of this anomaly from the theory of
oxygen requires the theory of phlogiston to be rejected, by denying certain
consequences that follow the fundamental law of that theory.
We now go on to give the definitions of the constraints for OXG that, as has
already been mentioned, coincide with those of PHLO.
C1(OXG): for all X: X [ C1(OXG) iff [ = X Mp(OXG) and for all x, y [ X
and for all s: if s [ Sx \ Sy then wx (s) = wy (s)
C2(OXG): for all X: X [ C2(OXG) iff [ = X Mp(OXG) and for all x, y,
z [ X:
(a) 8: S 9 S ? S where S := [ {Sx/x [ Mp(OXG)}
(b) for all s [ Sx, s0 [ Sy (if s 8 s0 [ Sz then wz(s 8 s0 ) = wx(s) ? wy(s0 ))
123
A Structural Analysis of the Phlogiston Case 351
Six essential links can be identified for OXG. Of them, those relative to S, C, w and
8 are shared with PHLO. As here we are dealing with links that have already been
examined, only their origin is given, and no analysis is made of them. As was
already pointed out in the previous section, when determining the values of the
function w some model from classical particle mechanics (CPM) needs to be
assumed: i.e. a link L1 is required between M(CPM) and Mp(OXG). In the same
manner, with regard to the determination of S, the need to resort to the notion of
material as it is defined in the mechanistic theories of Boyle and Newton, as well as
the characterization of w offered in CPM, became evident. Lastly, 8 also conserves
its links, which connect OXG with classical mechanics, with the cameralist theory
and with Boyle’s corpuscular theory. The dependence on ordinary knowledge,
already described in the previous section, should not be forgotten.
The concepts of air, respiration, combustion and combustible substance lose
some of their links with the iatrochemical theory as with the physics of Boyle.
Nevertheless, their determination, which is principally dependent on ordinary
knowledge, does not vary, so that the changes in beliefs that justify the
disappearance of these links do not, however, justify the consideration that this
variation generates a conceptual change.
I shall now touch on a pair of historical aspects relative to alterations in
intertheoretical links. The first of these is the evolution of the concept of air,26 and
the second, the role of Boyle as a driving force behind the scientific revolution, and
precursor of Dalton’s chemical atomism. Both topics are partially linked, as air not
only ceases to be considered as an environment to go on to be considered as an
aggregate made up of a variety of elements that are active in combustion, but it is
also completely disassociated from the state in which it appears. Air ceases to be a
sui generis substance, which is merely the carrier of particles and passive in the
combustion process, to go on to be considered as a substance composed of different
types of elements, among which appears oxygen, and which is active in the process
of combustion. To the extent in which they depend on the concept of air, some of
the intertheoretical links of the concepts of respiration, combustion and combustible
26
Cf. Brock, op. cit., pp. 124–127.
123
352 M. Caamaño
substance with the iatrochemical theory and the physics of Boyle will also be
modified. For the determination of the three concepts, with everything, the use of
ordinary knowledge will still be fundamental. In general, states are dissociated from
elements, the former being explained on the basis of changes in temperatures or
affinities with other substances, and not in terms of chemical principles or intrinsic
properties of elements. As a result of this, in the chemistry of Lavoisier, air will be
identified with gases (aggregates of elements) without the substances thus named
having necessarily to remain in a gaseous state. According to the above, the
elements are dissociated from both states and principles. Consequently, chemical
reactions (including combustion) can no longer be explained by resorting to
principles but to proportional relations between substances. The effective
disappearance of the notion of principle in chemistry will not come about until
the emergence of Dalton’s atomic theory. Nevertheless, proponents of OXG will
make only nominal use of this notion, varying the meaning of ‘principle’ until they
make it coincide with that of ‘element that is systematically active in certain types
of reactions’.
If, as has been supposed in the previous section, it is acknowledged that the
physical theories of Boyle and Newton are essential in the determination of w, 8 and
S, then the global link of OXG could be defined as the intersection of all the
intertheoretical links of OXG.
123
A Structural Analysis of the Phlogiston Case 353
In this section, I shall argue in favour of the thesis, assumed by some structuralists,
that every coherent notion of incommensurability implies that of applicative
reduction,27 and even, that of ontological reduction, although I shall propose a
modified version of the latter, which does not presuppose that of theoretical
reduction.28 Note that, if incommensurability is presented as being incompatible
with any type of reduction relation, it must thus have other resources alternative to
reduction in order to lend meaning to the affirmation that incommensurable theories
that are not reducible in any way nevertheless give account of the same setting of
reality. However, defenders of the thesis of incommensurability have not supplied a
sufficiently developed proposal in this sense.
The episode of incommensurability that is reconstructed in the present work will
show the possibility of applying a weak applicative or ontological reduction
between incommensurable theories, even when the tout court exact, approximate or
ontological reductions may not be possible. The notion of weak or applicative
ontological reduction does not presuppose compliance with the conditions for a
strict or theoretical reduction, rather only compliance with the conditions for a
correspondence between [a certain especially relevant subset of] the intended
applications of the theories, the domains of which would be shared or correlation-
able with relations structures from the other theory. The proposal of this type of
reduction responds, in part, to methodological considerations (such as guaranteeing
a coherent notion of incommensurability) and, in part, to the acknowledgement of
the meta-theoretical evidence (derived from the study of incommensurable theories)
that is available.29
The stance that I shall take can be summarized in terms coined by Stegmüller
(and employed also by Moulines), by stating that the incommensurability studied
herein will be theoretical and not empirical.30 That is, the relation of incommen-
surability will affect the class of potential models of the theories involved, without
extending to the class of partial potential models (i.e. those structures that determine
27
Cf. Dı́ez and Moulines (1999) op. cit., p. 459.
28
Dieter Mayr anticipated this notion of reduction by establishing the explanation of anomalies as a
criterion for reduction between incompatible successive theories (cf. Mayr 1976, pp. 275–294).
29
The relevant sources to this respect are mentioned in Moulines (1984, pp. 69–70). The author refers
there to numerous pairs of theories related by ontological reduction, being plausible to assume that this
relation would imply some sort of translation between the partial potential models of these theories (at
least for the case of homogeneous ontological reduction, which will be discussed below). Among the pairs
of theories mentioned by Moulines are the following: Kepler’s Planetary Theory and Newtonian Particle
Mechanics, Geometric Optics and Ondulatory Optics, Simple Equilibrium Thermodynamics and Kinetic
Theory of Gases, Newtonian Particle Mechanics and Quantum Mechanics, Mendelian Genetics and
Molecular Biology (cf. pp. 61–62).
30
Cf. Stegmüller (1976, § 11); Moulines, Exploraciones Metacientı́ficas, cit., p. 207.
123
354 M. Caamaño
the intentional applications of theories). The latter class will form a setting that is
susceptible to reduction.
31
The definition of theoretical suplantation with incommensurability is established in Dı́ez and Moulines
(1999, pp. 456–460). The reason why the definition of incommensurability given in Balzer et al. (1987,
pp. 306–320) is not given here has to do with its lesser interest for the analysis of this case in particular. In
the present study the case requires a definition of incommensurability that may be independent of the
theoretical reduction and, in that manner, it may comply with all possible cases of incommensurability,
among them, these that are not susceptible to theoretical reduction, such as the one dealt with herein.
There is a more recent and suited structuralist proposal for defining the relation of incommensurability. Its
character is more global, it allows the substitution of highly specific but not very illuminating conclusions
for the present case to be substituted by other more general and revealing ones. In particular, it makes it
possible to do without the prerequisite of the reduction relation, resorting to the T-non-theoretical relation
to establish a sufficiently significant relation between the theories.
32
Dı́ez and Moulines (1999, p. 459).
123
A Structural Analysis of the Phlogiston Case 355
In order to demonstrate that the relation between PHLO and OXG fulfils
condition (1), it needs to be demonstrated that this relation does not satisfy the
definition of exact reduction. Let us first consider the six constituent conditions of
the definition of reduction that are established in the structuralist programme.33
Firstly, the condition of derivability (D) of the laws of the reduced theory T is
established on the basis of the reducing theory T0 and through the mediation of q.
Secondly, the reduction needs to be compatible (C) with the constraints for both
theories. A third condition is the compatibility (L) of the reduction with the links of
both theories. The fourth condition requires that each potential model of T be related
(‘‘translatable’’) (T) by means of reduction with some potential model of T0 . In fifth
place, independence (I), with respect to the definition of q, from the derivation
expressed in (D) is required. Lastly, as a sixth condition a connection (IA) is
established between the intentional applications of the two theories.
I shall now reproduce the formal definition of reduction proposed in the
structuralist programme:
If T and T0 are idealised theoretical elements, then q directly reduces T to T0
0
(T q T) iff
(1) q Mp0 9 Mp
(2) Rng(q) = Mp (T)
(3) for all x0 , x: if \x0 , x[ [ q y x0 [ M0 then x [ M (D)
(4) for all X0 Dom(q): if X0 [ GC0 then q(X0 ) [ GC (C)
(5) for all x0 , x: if x0 [ GL0 y \ x0 , x[ [ q then x [ GL (L)
(6) for all y [ I there exists y0 [ I0 such that \y0 , y[ [ (IA)
Let us now consider the difficulties in applying the structuralist definition of
reduction to the present case, where the impossibility of calculating the reduction
relation between PHLO and OXG will be obvious. Firstly, the fulfilment of
condition (3) is incompatible with that of condition (4). The intervention of
phlogiston in combustion, which is necessary for the fulfilment of (3), involves
consequences that are incompatible with the role of oxygen in the same
phenomenon, since the constraint C2(OXG) of the extensivity of the weight, which
is required for the satisfaction of (4), means that in one case the combustible
substance decreases in weight, and in the other, the same substance increases in
weight. The conceptual framework in which oxygen is the substance that is
principally active in the process of combustion, recognisable due to it being
absorbed by the substances that are submitted to this process, and in which these,
due to C2(OXG), will have to increase in weight, is incompatible with the other one
in which the substance that is principally active in combustion is phlogiston,
recognisable due to having been emitted by the substances that are subjected to this
process, and in which these, C2(PHLO), will have to decrease in weight. Similar
inconsistencies arise when attempting to determine from OXG the derived concept
of dephlogistication, which forms part of PHLO. For the reasons explained,
conditions (3) and (4) cannot be satisfied jointly, and given that both are necessary
33
Cf. Balzer et al. (1987, pp. 275–279).
123
356 M. Caamaño
conditions for exact reduction, it can now be concluded that this will not come
about.
Proof Let (3) for all x0 , x: if\x0 , x[ [ q y x0 [ M(OXG) then x [ M(PHLO), y (4)
for all X0 Dom(q): if X0 [ GC(OXG) then q(X0 ) [ GC(PHLO)
(4) for all X0 Dom(q): if X0 [ GC(OXG) then q(X0 ) [ GC(PHLO)
Let X0 [ GC(OXG)
for all X0 if X0 [ GC(OXG) then for all s [ Sx0 , s0 [ Sy0 (si s 8 s0 [ Sz0 then
wz0 (s 8 s0 ) = wx0 (s) ? wy0 (s0 )), by definition of C2(OXG) and of GC(OXG)
for all \ c, a, t1[ [ Dom(g): w(g1(c)) [ w(c), Theorem 3 of OXG
for all X if X [ GC(FLO) then for all s [ Sx, s0 [ Sy (si s 8 s0 [ Sz then
wz(s 8 s0 ) = wx(s) ? wy(s0 )), by definition of C2(PHLO) and of GC(PHLO)
for all c\, a, t1[ [ Dom(g): w(g1(c)) \ w(c), Theorem 3 of PHLO
for all \c, a, t1[ [ Dom(g): w(g1(c)) \ w(c) and for all \c, a, t1[ [ Dom(g): not
w(g1(c)) \ w(c)
it is not the case that q(X0 ) [ GC(PHLO), by ECQ
If X0 [ GC(OXG) then it is not the case that q(X0 ) [ GC(PHLO)
for all X0 Dom(q): if X0 [ GC(OXG) then q(X0 ) [ GC(PHLO) and if X0 [
GC(OXG) then it is not the case that q(X0 ) [ GC(PHLO)
It is not the case that (3) for all x0 , x: If \x0 , x [ [ q y x0 [ M(OXG) then x [
M(PHLO), and (4) for all X0 Dom(q): if X0 [ GC(OXG) then q(X0 ) [
GC(PHLO), by reduction ad absurdum.
Condition (6) is not satisfied either, given that there are successful intentional
application of PHLO that are lost in the transition to OXG, although they are
subsequently recovered in the development of chemistry. In spite of the condition
that establishes the connection (IA) between the intentional applications of the two
theories not being satisfied in a literal interpretation, it is satisfied in a more
restricted version in which I and I0 are substituted, where appropriate, by Ia, (set of
anomalies contained in the theory of phlogiston), I0, (set of paradigmatic
applications of the theory of phlogiston) and I00 (set of paradigmatic applications
of the theory of oxygen). In effect, although not for each successful application of
PHLO is there a corresponding successful application in OXG (remember, for
example, the combustion of hydrogen), it is true that there is a set made up of the
aimed applications of both theories such that these applications are not submissible
under the laws of PHLO but are so under those of OXG. Expressed formally, the
new version of the condition (IA) would be as follows:34
Ia I0 \ [I00 ] and for all y [ Ia (y [ r[M00 ] ^ y 62 r[M0]);
where r represents the ‘‘cut off’’ of T-theoretical concepts, assigning partial
potential model to actual or potential models that are formed by adding T-theoretical
concepts to the said partial potential models.
After revising which defining conditions of exact reduction satisfy the relation
between PHLO and OXG, and which do not, it is verified that the only condition
that is satisfied is the final one (IA), that which principally involves the intentional
34
As shall be reiterated at a later point, this condition appears in Dı́ez and Moulines (1999, p. 459), as
one of the defining conditions of the relation of incommensurability.
123
A Structural Analysis of the Phlogiston Case 357
applications and, thus the non T-theoretical conceptual framework (Mpp) that is
common to both theories in which such intentional applications are characterised. In
conclusion, the relation between FLO and OXG does not fit in with an exact
reduction relations, given that it does not satisfy five of the six conditions necessary
for this, but, as it does satisfy the condition (IA), it does fit in with a new type of
ontological reduction, of a weak or applicative nature (which shall be characterized
below), and it satisfies one of the two general conditions of exact reduction, namely,
the resolution of anomalies in the theory that it is aimed to reduce. Consequently,
the irreducibility is due to the non-satisfaction of the other general condition of
exact reduction, the derivability of the laws of theory that it is aimed to reduce on
the basis of the laws of the theory that is supposed to be the reducing one.
Condition (2) of the definiens of the relation of incommensurability is thus
fulfilled, as is deduced from the definitions of Mpp(PHLO) and of Mpp(OXG), to
each partial model of OXG (which intervenes in the reduction relation),
corresponds a partial model of PHLO until the domain of the partial models of
PHLO is used up. What is more, as we have seen, each partial model of OXG is
identified with a partial model of PHLO.
Thus, condition (3) of the definiens of the relation of incommensurability is
satisfied, as correlation between the actual models is impossible in all cases, due to
the application of the laws and the satisfaction of the constraint being incompatible.
That is, the application of the laws and the satisfaction of the constraints in one
theory are incompatible with the application of the laws and the satisfaction of the
constraints in the other theory. The deducibility of the laws of the supplanted theory
on the basis of the laws of the supplanting theory is impossible in all cases given the
general scope of this incompatibility.
Finally, condition (4) of the definiens of the incommensurability relation is also
satisfied, as the (interesting) set of anomalies from the supplanted theory contains
anomalies that are submissible under the laws of the supplanting theory (and not
under those of the supplanted theory). Any example of the calcination of metal is a
case in which the aforementioned is satisfied.
35
Cf. Balzer et al. (1987, pp. 250–251, 278–279).
123
358 M. Caamaño
links must satisfy the requirements that determining links should always culminate
in actual models of the previous (or underlying) theory, and that they should not be
‘‘reversible’’, i.e. that they should not imply another determining link in the opposite
direction. The semantic determination of the PHLO-non-theoretical and OXG-non-
theoretical terms, be they either referential of definitional, presupposes the
acceptance of the laws of theories that underlie both theoretical elements. Given
that PHLO and OXG share all their non-theoretical concepts, the theories
presupposed in their determination or interpretation will be the same. The theories
of phlogiston and oxygen thus coincide in theorizing (or, at least, presupposing) the
same theories of matter, respiration and composition.
Secondly, both theories are reducible, either applicatively or by means of a weak
ontological reduction, as shall be seen below. Firstly, it should be borne in mind
that, as Moulines explicitly states, the structure formed on the basis of the non-T-
theoretical terms constitutes the ‘‘outside world’’ of T, while the structure
corresponding to the T-theoretical terms can be conceived as being the specific
apparatus of T for ‘‘seeing the world’’.36 The first type of substructure shall be
considered as a partial potential model of T, and will play decisive role in the
empirical interpretation and application of the potential model in which it is
included. With a more general character, the class of partial potential models is
identified with the basis of empirical contrasting or the empirical application of T,
the relevant subset of them being known as the ‘‘intentional applications’’ of T. With
regard to PHLO and OXG, and how this differs with that previously established,
both would be theorizations of Boyle and Newton’s physics (which are necessary in
order to determine the domain of the substances along with the aggregation and
weight functions), at the same time as of iatrochemistry and Boylean chemistry
(which are essential in the interpretation of the domain of the air substances, the
combustion function and the relation of respirability). Similarly, in accordance with
the above, the substructures of PHLO and OXG shaped on the basis of the shared
non-theoretical terms ‘substance’, ‘combustible substance’, ‘air’, ‘aggregation’,
‘weight’, ‘combustion’ and ‘respirability’ make up the terminology in which the
partial potential models that are common to both theories would be characterised,
and thus would necessarily intervene in the characterisation of a shared empirical
basis for theory testing.
The notion of ontological reduction was introduced in the structuralist meta-
theoretical context by C. U. Moulines with the aim of enriching the schema of exact
reduction, reproduced in the previous section. In such a schema the ontological
aspect that is inherent to our intuition about reduction would, in his opinion, be
avoided. Moulines explains his proposal in ‘‘Ontological Reduction in the Natural
Sciences’’,37 as well as in Sect. III.3.6. of Pluralidad y recursión.38 It also comes
into play, although in an implicit form, in the definition of incommensurability
given the structuralist programme.39 The interest in the notion of ontological
36
Cf. ibid., p. 277.
37
This work is included in the compilation Reduction in Science, cit., pp. 51–70.
38
‘‘Conexiones ontológicas en la reducción de teorı́as’’, cit., pp. 364–374.
39
Cf. Balzer et al. (1987, pp. 317–320).
123
A Structural Analysis of the Phlogiston Case 359
reduction lies in the fact that it makes it possible to identify the relation between the
domains in the respective theories, thus assuring that the theoretical reduction
relation that is established between them gives us information on the world, on the
empirical.
The notion of ontological reduction is highly relevant for the treatment of the
problem of incommensurability, since it allows the conception of a new type of
applicative ontological reduction, which clarifies certain aspects of this problem.
We should start by pointing out that the reconstruction of the correspondence
between domains, which is characteristic of ontological reduction, can be used not
only to verify the empirical adaptation of inter-theoretical reduction, but also to
determine the empirical connection between theories that have an inter-theoretical
relation other than theoretical reduction. For example it could be used to examine
the type and extent of empirical connection between two incommensurable theories
on a theoretical level. This, in fact, will be the aim of the analysis that is offered
below, in which it will be shown how the relation between PHLO and OXG falls
into the definition of a new type of ontological reduction, and, consequently, how
theoretical incommensurability (which is associated to theoretical irreducibility)
entails empirical commensurability (which is associated to ontological reduction).
Let us now examine the formalisation of the relation between basic domains
carried out by C. U. Moulines. Given that the structural relation between the basic
sets of different theories may reach a high level of complexity and that, moreover, it
involves direct consequences for the structural relation between the respective
relations and functions that are typified over these basic sets, it is worthwhile
analysing the form of these typifications first. These will indicate which class of
arguments the functions take, or to which class of accounts the relations are applied;
they will do so by establishing a procedure for constructing the sets corresponding
to these functions or relations on the basis of previously given sets, over which the
set-theoretical operations of power set and Cartesian product are repeatedly
applied.40
Let T and T0 be two theories related by means of reduction, each one of their
respective potential models will have the following form:
x ¼ \D1 ; . . .; Dn ; A1 ; . . .; Am ; r1 ; . . .; rp [ and
x0 ¼ \D01 ; . . .; D0v0 ; A01 ; . . .; A0w0 ; r10 ; . . .; rz0 0 [
Di (or D0 i) are the basic sets, Ai (or A0 i) are the basic auxiliary sets, and ri (or r0 i) the
functions or relations that constitute the potential model. For each ri there will be a
typification si making it possible to establish that:
ri 2 si Di1 ; . . .; Dih ; Aj1 ; . . .; Ajk
where fDi1 ; . . .; Dih g fD1 ; . . .; Dn g and
Aj1 ; . . .; Ajk fA1 ; . . .; Am g
(and analogically for each r0 i in T0 ).
40
Ibid., pp. 6–7.
123
360 M. Caamaño
41
Moulines (1991, p. 266).
42
Spector (1978).
123
A Structural Analysis of the Phlogiston Case 361
4.3 Resolution of Anomalies and the Scientific Progress from PHLO to OXG
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362 M. Caamaño
makes it possible to compare the success of both theories on the basis of the shared
intentional applications that constitute anomalies in PHLO (consisting of the
increase in weight of certain substances when burnt) and not in OXG. Thus there is
an objective (inter-theoretical) procedure for comparing the greater or lesser success
of the theory of oxygen in relation to the theory of phlogiston. The explanation of
scientific progress by virtue of the relation between the intentional applications of
the rival theories is expounded in detail by C. U. Moulines, in his article ‘‘Is There
Genuinely Scientific Progress?’’.43 The author argues that the thesis of incommen-
surability, as well as that of the theoretical baggage accompanying it, is compatible
with epistemological comparability at the level of intentional applications, and at
the same time with scientific progress, which can be evaluated on the basis of this
comparability. Nevertheless, this would no longer be understood as additional
knowledge on the same things, which would presuppose a conceptually linear and
veritatively accumulative conception of scientific development in which theories
would be presented as sets of enunciations referring to things, but as additional
knowledge on certain identical or homomorphous sub-domains of paradigmatic
intentional applications of special epistemological or pragmatic relevance. This
conception of scientific progress allows conceptual discontinuities or partial
changes in the universe of discourse of competing theories to be produced, but it
also requires a minimal degree of continuity between some of them. In the same
way, conceptual discontinuity does not allow us to consider an accumulation of
truths linked to the transition between theories, but it permit the consideration of a
build-up of solved problems (or of especially interesting solved problems). From the
viewpoint of structuralism the existence is confirmed of an inter-theoretical
epistemic-pragmatic criterion for prioritising certain intentional applications, whose
possible extension to models is of special interest in this sense. This corresponds
with Condition (4) (i) of the aforementioned second definition of incommensura-
bility. Having more knowledge on the same things is substituted by knowing better
how to solve the same problems. The highly pragmatic nature of intentional
applications reinforces this idea. The possibility of extending more intentional
applications, or simply more interesting applications, to the models of a theory is
equivalent to being able to resolve more (epistemic-pragmatic) problems or more
interesting problems. Moulines formalises this last, more quantitative, aspect of
scientific progress in the following way:44
S ¼: I \ r ðMÞ;
where ‘S’ is the success of a theory, I its class of intentional applications and r(M)
the class of partial potential models that make up part of its models. Thus, the
success of a theory is defined by virtue of those intentional applications that can
effectively be extended to models of the theory to which they belong.
43
This article appears in Poznan Studies in the Philosophy of the Sciences and the Humanities (Moulines
2000).
44
Moulines provides a formalization relative to theory-nets (ibid., p. 190), the one offered here, relative
to theory-elements, amounts to a simplified version of the former.
123
A Structural Analysis of the Phlogiston Case 363
5 Conclusions
I will now highlight the three principal results that the study of the case that has
been presented has made it possible to reach:
(1) The contribution of a pro-example supporting the thesis that there exist locally
incommensurable theories, more particularly, those which are theoretically
incommensurable but empirically commensurable.
(2) The demonstration of strict irreducibility between each theory given the
incompatibility between the satisfaction of the condition of ‘‘deducibility’’ and
the satisfaction of the condition of maintaining the constraints.
(3) The possibility of an applicative and weak homogeneous ontological reduction
between the two theories and, consequently, the determination of the key
factor for explaining the objectivity of the progress that the transition between
incommensurable theories supposes.
Acknowledgments I am indebted to Jose Antonio Diez Calzada for his extremely insightful revisions to
many previous versions of this paper. I am also thankful to Ulises Moulines for providing me clear
guidelines on different intricate matters related to the structuralist treatment of the phlogiston case. This
work was financially supported by the Spanish Ministry of Education.
123
364 M. Caamaño
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