7$%/( 2) &217(176

7$%/( 2) &217(176
 6DIHW\ ,QIRUPDWLRQ   5RXWLQH 0DLQWHQDQFH 'LDJUDP  
 6DIH 2SHUDWLRQ   *HQHUDWRU 6HW 0DLQWHQDQFH 
 6DIHW\ /DEHO /RFDWLRQ    $LU &OHDQHU 
 6DIHW\ /DEHO 0HDQLQJ    (QJLQH &RRODQW  
 )LUVW $LG   (QJLQH 2LO DQG 2LO )LOWHU 
 )XHO )LOWHU 
 3URGXFW 2YHUYLHZ   )XHOZDWHU 6HSDUDWRU ,I DSSOLHG  
 $SSOLFDWLRQV DQG )HDWXUHV    %DWWHU\ 0DLQWHQDQFH  
 3URGXFW )DPLO\   /LIWLQJ DQG 7UDQVSRUWLQJ  
 6WUXFWXUH    2YHUQLJKW 6WRUDJH 
 )XQFWLRQ RI 0DMRU &RPSRQHQWV   /RQJWHUP 6WRUDJH 
 &RPSRQHQW ,GHQWL¿FDWLRQ  
 7UDLOHU 2SHUDWLRQ 0DLQWHQDQFH LI
 ,QVWDOODWLRQ  DSSOLHG  
 *HQHUDO ,QVSHFWLRQ 3ULRU WR  $VVHPEOLQJ LQVWUXFWLRQV  
,QVWDOODWLRQ   ,QVWDOODWLRQ ,QVWUXFWLRQV  
 2XWGRRU ,QVWDOODWLRQ 5HTXLUH  7RZLQJ ,QVWUXFWLRQV  
PHQWV    7UDLOHU 0DLQWHQDQFH  
 2XWGRRU ,QVWDOODWLRQ ,QVWUXFWLRQV  
 ,QGRRU ,QVWDOODWLRQ 5HTXLUHPHQWV    7URXEOHVKRRWLQJ  
 ,QGRRU ,QVWDOODWLRQ ,QVWUXFWLRQV    *HQHUDO  
 %DWWHU\ &RQQHFWLRQV    *HQHUDWRU 6HW 7URXEOHVKRRWLQJ  
 ([WHUQDO )XHO 7DQN &RQQHFWLRQV LI  &RQWURO 6\VWHP 7URXEOHVKRRWLQJ  
DSSOLHG    (QJLQH 7URXEOHVKRRWLQJ 
 $XWR )XHO $GGLQJ &RQQHFWLRQV LI  $OWHUQDWRU 7URXEOHVKRRWLQJ  
DSSOLHG    %DWWHU\ &KDUJH 7URXEOHVKRRWLQJ  
 *HQHUDWRU 6HW (OHFWULFLW\
&RQQHFWLRQV 

 3UHFKHFN %HIRUH 6WDUWLQJ 

 *HQHUDO 3UHFKHFN 
 &KHFNLQJ HQJLQH RLO  
 &KHFNLQJ )XHO 
 &KHFNLQJ &RRODQW  

 2SHUDWLRQ )RU 3/& &RQWURO

6\VWHP  
 0DLQ (OHFWULFDO &RPSRQHQWV  
 &RQWURO 0RGXOH DQG 3URWHFWLRQ
)XQFWLRQ  
 :RUNLQJ 6WDWH &KDUW  
 2SHUDWLRQ ,QVWUXFWLRQ  
 &RQYHQLHQFH 5HFHSWDFOHV LI
DSSOLHG  
 7HUPLQDOV 'LDJUDP 

 2SHUDWLRQ )RU 3/& &RQWURO

6\VWHP  
 0DLQ (OHFWULFDO &RPSRQHQWV  
 &RQWURO 0RGXOH  
 :RUNLQJ 6WDWH &KDUW  
 2SHUDWLRQ ,QVWUXFWLRQ  
 3URWHFWLRQ )XQFWLRQ 
 &RQYHQLHQFH 5HFHSWDFOHV LI
DSSOLHG  
 7HUPLQDOV 'LDJUDP 
 3DUDPHWHU &RQ¿JXULQJ 

 0DLQWHQDQFH  

L
&+$37(5  ² 6$)(7< ,1)250$7,21

 6DIHW\ ,QIRUPDWLRQ
 6DIH 2SHUDWLRQ

%HIRUH RSHUDWLQJ WKH PDFKLQH UHDG WKH IROORZLQJ VDIHW\ UHJXODWLRQV FDUHIXOO\ DQG ¿QG RXW WKH ORFDO UHTXLUH
PHQWV LQ VDIHW\ ,W FDQ UHGXFH WKH SRVVLELOLW\ RI SHUVRQDO LQMXU\ GDPDJH WR WKH HTXLSPHQW RU LPSURSHU
VHUYLFH
7KH RSHUDWLRQ PDLQWHQDQFH DQG UHSDLU PXVW EH FDUULHG RXW RQO\ E\ DXWKRUL]HG DQG FRPSHWHQW SHUVRQQHO
7KH RZQHU LV UHVSRQVLEOH IRU PDLQWDLQLQJ WKH JHQVHW LQ JRRG VDIHW\ FRQGLWLRQV
5HDG FDUHIXOO\ WKH VDIHW\ V\PEROV DWWDFKHG RQ WKH JHQVHW DQG REH\ DOO PHVVDJHV WKDW IROORZ WKH V\PEROV
WR DYRLG SRVVLEOH LQMXU\


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21


 &+$37(5  ² 6$)(7< ,1)250$7,21

 6DIHW\ /DEHO /RFDWLRQ

56W\SH ±


&+$37(5  ² 6$)(7< ,1)250$7,21

56W\SH ±


 &+$37(5  ² 6$)(7< ,1)250$7,21

56W\SH ±


&+$37(5  ² 6$)(7< ,1)250$7,21

56W\SH ±


 &+$37(5  ² 6$)(7< ,1)250$7,21

5W\SH ±


&+$37(5  ² 6$)(7< ,1)250$7,21

5W\SH ±


 &+$37(5  ² 6$)(7< ,1)250$7,21

5W\SH ±


&+$37(5  ² 6$)(7< ,1)250$7,21

5W\SH ±


 &+$37(5  ² 6$)(7< ,1)250$7,21

&W\SH ±


&+$37(5  ² 6$)(7< ,1)250$7,21

&W\SH ±


 &+$37(5  ² 6$)(7< ,1)250$7,21

 6DIHW\ /DEHO 0HDQLQJ


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21

 )LUVW $LG


&+$37(5  ² 6$)(7< ,1)250$7,21


&+$37(5  ² 6$)(7< ,1)250$7,21


 &+$37(5  ² 352'8&7 29(59,(:

 3URGXFW 2YHUYLHZ
 $SSOLFDWLRQV DQG )HDWXUHV  )HDWXUHV

 $SSOLFDWLRQV
‡ +LJK SRZHUIXO UHOLDEOH SHUIRUPDQFH 7KH SRZ
HUIXO (QJLQH 3HUNLQV &XPPLQV 9ROYR .XERWD
*HQHUDWRU VHW LV RQH W\SH RI $& SRZHU VXSSO\ <DQPDU HWF DQG UHOLDEOH $OWHUQDWRU 6WDPIRUG
HTXLSPHQW ZKLFK LV GULYHQ E\ GLHVHO HQJLQH WKDW /HUR\ VRPHU HWF HQVXUH UHOLDEOH DQG H[FHOOHQW
GULYHV WKH V\QFKURQRXV DOWHUQDWRU WR JHQHUDWH SHUIRUPDQFH RI JHQVHW
HOHFWULFLW\ 7KH JHQVHW LV XVHG DV D SRZHU VRXUFH ‡ ([FHOOHQW SURWHFWLRQ FODVV GHVLJQ WKH YHQWV ZLWK
IRU WKUHH PDLQ W\SHV RI VHUYLFHV DV IROORZV ¿OWHUV SUHYHQWLQJ WKH LQWUXVLRQ RI UDLQ DQG GXVW
 &RQWLQXRXV VHUYLFH
8VHG DV D PDLQ SRZHU WR QRW RQO\ SURYLGH GDLO\
SRZHU IRU IDPLOLHV HQWHUSULVHV JRYHUQPHQWV HWF LQ
WKH DUHD ZKLFK KDV QRW \HW EXLOW XS D SRZHU JULG
EXW DOVR FDQ EXLOG VPDOO V\VWHP RI SRZHU VWDWLRQ
WKURXJK SDUDOOHOHG GLHVHO JHQVHWV ZKLFK FDQ VXS
SO\ SRZHU FRQWLQXRXVO\ ,Q WKLV FLUFXPVWDQFH WKH
JHQVHWV
UXQQLQJ KRXU LV QRW OLPLWHG
DSSOLFDEOH LQ WKH KDUVK HQYLURQPHQW
‡ +LJKJUDGH QRLVH UHGXFWLRQ WHFKQRORJ\ DQG H[FHO
OHQW H[KDXVW V\VWHP FDQ DEVRUE ODUJH DPRXQW RI
QRLVH DQG KHDW JHQHUDWHG LQ RSHUDWLRQ EXW QRW DI
IHFW WKH KDELWDQW HQYLURQPHQW
‡ 7KH JHQVHW DGRSWV SRZGHU VSUD\ SURFHVVLQJ
:LWK WKH FDQRS\ PDGH RI JDOYDQL]HG HOHFWURO\WH
ERDUG IRU FDU XVH LW LV UXVWSURRI IRU RYHU  \HDUV
 6WDQGE\ VHUYLFH
8VHG DV VWDQGE\ SRZHU VXSSO\ WR SURYLGH FRQ
WLQXH HOHFWULF SRZHU IRU WKH DUHD ZKHUH FRQWLQXRXV
SRZHU VXSSO\ PXVW EH HQVXUHG VXFK DV KRVSLWDOV
LQGXVWULDO IDFLOLWLHV DLUSRUWV HWF .HHS WKH JHQVHW LQ
VWDQGE\ VWDWH DW DQ\ WLPH DQG VWDUW WR UXQ ZKHQ WKH
PDLQV VXSSO\ LV DEQRUPDO ,Q WKLV FLUFXPVWDQFH
WKH JHQVHWV
UXQQLQJ KRXU LV K DW OHDVW HDV\ DFFHVV IRU PDLQWHQDQFH DQG UHSDLULQJ
7KH JHQVHW KDV JRRG FRUURVLRQUHVLVWDQFH DQG
FDQ QRW EH LQYDGHG E\ UDLQ DQG UXVW HYHQ LI WKH\
DUH YLROHQW DQG VWURQJ HQRXJK
‡ 'HVLJQHG ZLWK WKH GUDJ H\HV OLIWLQJ ULQJV DQG IRUN
OLIW FKDQQHOV EH FRQYHQLHQW IRU WUDQVIHU DQG WUDQV
SRUW
‡ 'HVLJQHG ZLWK ZLGH RSHQHG DFFHVV GRRUV WR DOORZ
 (PHUJHQF\ VHUYLFH
 $PELHQW &RQGLWLRQ
8VHG DV DX[LOLDU\ SRZHU VXSSO\ WR VROYH HQHUJ\
LQWHUUXSWLRQV WKDW PD\ FDXVH VHULRXV SUREOHPV WR ‡ 7HPSHUDWXUH Я WR Я XVH WKH FRRODQW
SHRSOH SK\VLFDO DQGRU ¿QDQFLDO GDPDJH 7KH KHDWHU EHORZ Я
JHQVHW FDQ VWDUW LQ VKRUW WLPH WR SURYLGH VWHDG\
HOHFWULF SRZHU IRU WKH ORDGV ZKHQ WKH PDLQV VXSSO\ ‡ +XPLGLW\ /HVV WKDQ 
KDSSHQV DEQRUPLW\ DQG VZLWFK WR VWRS DIWHU WKH ‡ $OWLWXGH /HVV WKDQ RQH WKRXVDQG  PHWHUV
PDLQV VXSSO\ EHFRPHV QRUPDO *HQHUDOO\ WKH DERYH VHD /HYHO
JHQVHW FRQWLQXHV ZRUNLQJ IRU D IHZ KRXUV ”K


&+$37(5  ² 352'8&7 29(59,(:

 3URGXFW )DPLO\


 &+$37(5  ² 352'8&7 29(59,(:

 6WUXFWXUH


&+$37(5  ² 352'8&7 29(59,(:

 )XQFWLRQ RI 0DMRU &RPSRQHQWV  $OWHUQDWRU

7KH DOWHUQDWRU SURGXFHV DQG RXWSXWV HOHFWULFDO
0RGHUQ JHQHUDWRU VHW LV D PLQL SRZHU VWDWLRQ ZKLFK
SRZHU :H FKRRVH DOWHUQDWRU IRU LWV VXSHULRU SHUIRU
LV GULYHQ E\ WKH GLHVHO HQJLQH *HQHUDOO\ VSHDN
PDQFH DQG UHOLDELOLW\ $OO WKH VWDQGDUG DOWHUQDWRUV
LQJ LW FRQWDLQV WKH GLHVHO HQJLQH DOWHUQDWRU DQG
DUH WKH PDFKLQHV ZLWKRXW FDUERQ EUXVK ZRXQG
FRQWURO V\VWHP 7KH HQJLQH GULYHV WKH DOWHUQDWRU
DV  SLWFK ZLWK FODVV + LQVXODWLRQ :H DSSO\
WR SURGXFH RXWSXW HOHFWULFDO SRZHU ZKLOH WKH FRQ
67$0)25' RU /(52< 620(5 RU RWKHU EUDQG
WURO V\VWHP FRQWUROV WKH RSHUDWLRQ DQG RXWSXW RI
DFFRUGLQJ WR WKH FXVWRPHU
V UHTXLUHPHQW
WKH JHQVHW DQG SURWHFWV WKH PDFKLQH IURP SRVVLEOH
PDOIXQFWLRQV %HVLGHV WKH JHQVHW DOVR LQFOXGHV DF  &RQWURO 6\VWHP
FHVVRULHV VXFK DV WKH FRQWURO SDQHO VZLWFK FDELQHW
:H SURYLGHV  W\SHV RI FRQWURO V\VWHP 3/&
UDGLDWRU IXHO WDQN EDWWHU\ IRU VWDUWXS DQG FRQWURO
3/& 3/& 3/&$*& DQG
SURWHFWLYH GHYLFH PXIÀHU DQG EDVH IUDPH
3/&$*& ,Q DGGLWLRQ ZH FRXOG DOVR FXVWRPL]H
 'LHVHO (QJLQH RWKHU FRQWURO V\VWHP DFFRUGLQJ WR WKH FXVWRPHU
V
UHTXLUHPHQW 7KH 3/& DQG 3/& DUH
7KH GLHVHO HQJLQH SRZHUV WKH JHQHUDWRU VHW DQG WKH
IRU VLQJOH JHQVHW DSSOLFDWLRQV ZKLOH 3/&
JHQVHW
V SHUIRUPDQFH UHOLHV KHDYLO\ RQ LWV TXDOLW\
3/&$*& DQG 3/&$*& DUH IRU JULG FRQ
:H FKRRVH HQJLQH IRU LWV VXSHULRU SHUIRUPDQFH DQG
QHFWHG JHQVHW DSSOLFDWLRQV $OO WKH FRQWURO V\VWHPV
UHOLDELOLW\ DQG WKH IDFW WKDW LW KDV EHHQ VSHFL¿FDOO\
DUH GHVLJQHG WR DXWRPDWLFDOO\ VWDUW DQG VWRS JHQ
GHVLJQHG IRU SRZHULQJ WKH JHQHUDWRU VHW
HUDWRU VHW DQG SURYLGH H[FHOOHQW JHQVHW PRQLWRULQJ
 &RROLQJ 6\VWHP DQG SURWHFWLRQ IHDWXUHV
7KH HQJLQH FRROLQJ V\VWHP LV HLWKHU DLU FRROHG RU
ZDWHU FRROHG 7KH DLU FRROHG V\VWHP FRQVLVWV RI
KLJK FDSDFLW\ IDQ WR SXOO FRRO DLU DFURVV HQJLQH WR
FRRO LW 7KH ZDWHU FRROLQJ V\VWHP LV FRPSULVHG RI
UDGLDWRU SXVKHU IDQ DQG D WKHUPRVWDW 7KH DOWHUQD
WRU FRROLQJ V\VWHP LV DLU FRROHG ZKLFK FRQVLVWV RI D
IDQ WR SXOO FRRO DLU DFURVV DOWHUQDWRU WR FRRO LW
 (QJLQH (OHFWULFDO 6\VWHP
7KH HQJLQH HOHFWULFDO V\VWHP LV  RU  YROW '&
HOHFWULFLW\ ZKRVH QHJDWLYH SROH LV HDUWKHG ,W FRQ
VLVWV RI WKH VWDUW PRWRU EDWWHU\ DQG EDWWHU\ FKDUJHU
7KH SRVLWLYH SROH RI EDWWHU\ FRQQHFWV WR VWDUW PRWRU
DQG WKH QHJDWLYH RQH FRQQHFWV WR EDWWHU\ VZLWFK
 )XHO 7DQN %DVH )UDPH
7KH HQJLQH DQG DOWHUQDWRU DUH FRXSOHG WRJHWKHU DQG
PRXQWHG RQ D KHDY\ GXW\ VWHHO EDVH IUDPH 7KLV
EDVH IUDPH LQFOXGHV D IXHO WDQN ZLWK D FDSDFLW\ RI
DSSUR[LPDWHO\  KRXUV RU  KRXUV RSHUDWLRQ DW IXOO
ORDG
 9LEUDWLRQ ,VRODWRU
7KH JHQHUDWRU VHW LV ¿WWHG ZLWK YLEUDWLRQ LVRODWRUV
ZKLFK DUH GHVLJQHG WR UHGXFH HQJLQH YLEUDWLRQ EH
LQJ WUDQVPLWWHG WR WKH IRXQGDWLRQ RQ ZKLFK WKH JHQ
HUDWRU VHW LV PRXQWHG 7KHVH YLEUDWLRQ LVRODWRUV DUH
¿WWHG EHWZHHQ WKH HQJLQHDOWHUQDWRU IHHW DQG WKH
EDVH IUDPH


 &+$37(5  ² 352'8&7 29(59,(:

 &RPSRQHQW ,GHQWL¿FDWLRQ

56 W\SH JHQHUDWRU VHW


&+$37(5  ² 352'8&7 29(59,(:

5 W\SH JHQHUDWRU VHW


 &+$37(5  ² 352'8&7 29(59,(:

& W\SH JHQHUDWRU VHW


&+$37(5  ² ,167$//$7,21
 ,QVWDOODWLRQ
 *HQHUDO ,QVSHFWLRQ 3ULRU WR ,QVWDOODWLRQ
7KH GHOLYHU\ VFRSH GHSHQGV RQ \RXU RUGHU 3ULRU WR
FRPPLVVLRQLQJ SOHDVH FKHFN ZKHWKHU DOO UHTXLUHG
SDUWV KDYH EHHQ SURYLGHG 3OHDVH FKHFN WKH RUGHU
FRQ¿UPDWLRQ IRU DQ\ SRVVLEOH DFFHVVRU\ HTXLSPHQW
7KH VWDQGDUG SURGXFW SURYLGHV WHFKQLFDO GRFX
PHQWV DV IROORZV
‡ &HUWL¿FDWH RI FRQIRUPLQJ
‡ 7HVW UHSRUW
‡ 2SHUDWLRQ PDQXDO
‡ :LULQJ GLDJUDP
‡ 7KH GRFXPHQWDWLRQ RI HQJLQH DOWHUQDWRU
32:(5/,1. DOVR SURYLGHV SDUWV OLVW VSHF
L¿FDWLRQV HQJLQHHU KDQGERRN HWF &RQWDFW
32:(5/,1. IRU FRPSOHWH LQIRUPDWLRQ RU WHFKQLFDO
VXSSRUW WKURXJK WKH ZHEVLWH SKRQH ID[ RU HPDLO LI
\RX HQFRXQWHU D SUREOHP ZKHQ XVLQJ \RXU SURGXFW
RU SURGXFW GRFXPHQWDWLRQ
(YHU\ JHQHUDWRU VHW KDV EHHQ WKRURXJKO\ LQVSHFWHG
SULRU WR VKLSPHQW IURP WKH IDFWRU\ +RZHYHU EH
VXUH WR FKHFN IRU GDPDJHG SDUWV RU FRPSRQHQWV
GXULQJ WUDQVSRUWDWLRQ RU ORRVH QXWV DQG EROWV ZKLFK
FRXOG KDYH RFFXUUHG LQ WUDQVLW
‡ (QVXUH DOO VDIHW\ ODEHOV DUH OHJLEOH DQG LQ SODFH
&OHDQ RU UHSODFH DV UHTXLUHG LI QHFHVVDU\
 2XWGRRU ,QVWDOODWLRQ 5HTXLUHPHQWV
7KH VRXQGSURRI W\SH DQG FRQWDLQHU W\SH JHQHUDWRU
VHW ZKRVH FDQRS\ LV GHVLJQHG WR PLQLPL]H QRLVH
NHHS RXW XQGHVLUDEOH ZHDWKHU HOHPHQWV DQG SURYLG
LQJ FRROLQJ DQG LQVLGH YHQWLODWLRQ FDQ EH LQVWDOOHG
RXWGRRUV ,Q DGGLWLRQ PDNH VXUH WKH ORFDWLRQ \RX
VHOHFWHG VDWLV¿HV WKH IROORZLQJ UHTXLUHPHQWV
‡ 7KH JHQHUDWRU VHW VKRXOG EH LQVWDOOHG LQ DQ DUHD
WKDW LV SURWHFWHG IURP GLUHFW KDUPIXO JDVHV RU OLT
XLG GXVW PHWDOOLF SDUWLFOHV VKRFN DQG YLEUDWLRQ
‡ 7KH JHQHUDWRU VHW VKRXOG EH PRXQWHG RQ D ÀDW
VPRRWK QRQFRPEXVWLEOH OHYHO VXUIDFH $ FRQ
FUHWH SDG LV LGHDO DQG SURYLGHV D VHFXUH LQVWDO
ODWLRQ
‡ $FFHVV PXVW EH SURYLGHG WR DOORZ WKH VRXQGSURRI
FDQRS\ RU FRQWURO FDELQHW WR EH RSHQHG RU UH
PRYHG IRU VHUYLFH DQG PDLQWHQDQFH
‡ ,QVWDOODWLRQ VKRXOG SUHYHQW ZDWHU OHYHO IURP UHDFK
LQJ WKH JHQVHW 'UDLQDJH PXVW EH DGHTXDWH WR
GUDLQ VWDQGLQJ ZDWHU IURP WKH LQVWDOODWLRQ IRXQGD
WLRQ
‡ ,QVWDOODWLRQ VKRXOG SUHYHQW REVWUXFWLRQV E\ D
EXLOGXS RI OHDYHV JUDVV VDQG VQRZ HWF ,I WKHVH
LWHPV SRVH D SUREOHP FRQVLGHU EXLOGLQJ D VPDOO
IHQFH RU RWKHU EUHDN WR SURWHFW WKH XQLW IURP DF
FXPXODWLRQ RI GHEULV
‡ $W OHDVW  PHWHUV  LQFKHV FOHDUDQFH PXVW
‡ &KHFN DOO VXUIDFHV IRU OHDNDJH RLO IXHO RU EH SURYLGHG RQ DOO VLGHV IRU DLU ÀRZ $QG EH FDUH
EDWWHU\ ÀXLG 5HSRUW DQ\ OHDNDJH WR WKH SURSHU
PDLQWHQDQFH SHUVRQQHO
W IDFHV WKH GRRUV RU ZLQGRZV RI WKH EXLOGLQJV
‡ ,QVSHFW WKH PDFKLQH VWUXFWXUH WR HQVXUH WKHUH LV
QR FUDFN RU RWKHU GLVFUHSDQFLHV LQ WKH SUR¿OH RI
WKH PDFKLQH ZHOGLQJ OHJ RU WKH ERG\

IXO WKH H[KDXVW JDV SLSH DQG KRW DLU H[KDXVW SLSH
FDQ
‡ 7KH VDIH EHDULQJ FDSDELOLW\ RI WKH JHRORJLFDO PDWH
ULDO VKRXOG EH FDUHIXOO\ HYDOXDWHG ZKHQ VHOHFWLQJ
D ORFDWLRQ IRU LQVWDOODWLRQ
 &+$37(5  ² ,167$//$7,21

 2XWGRRU ,QVWDOODWLRQ ,QVWUXFWLRQV


&+$37(5  ² ,167$//$7,21



 ,QGRRU ,QVWDOODWLRQ 5HTXLUHPHQWV
 5RRP 5HTXLUHPHQWV
&+$37(5  ² ,167$//$7,21
‡ ,I WKH JHQVHW URRP LV HTXLSSHG ZLWK FRQWURO URRP
REVHUYDWLRQDO ZLQGRZ VKRXOG EH VHW LQ WKH ZDOO
EHWZHHQ WKH WZR URRPV 7KH GRRUV RI JHQVHW
URRP DQG FRQWURO URRP VKRXOG EH ¿UHVRXQGSURRI
DQG RSHQHG RXWVLGH ZKLOH WKH GRRU EHWZHHQ WKH
WZR URRPV VKRXOG EH RSHQHG WRZDUGV WKH JHQVHW
URRP
‡ ,I WKH JHQVHW URRP LV ORFDWHG LQ WKH PDLQ EXLOGLQJ
WKH ZDOO DQG URRI VKRXOG EH EXLOW ZLWK KLJK GHQVLW\
7KH OLJKWQLQJ YLEUDWLRQ YHQWLODWLRQ ¿UH OLJKWLQJ DQG
HQYLURQPHQW SURWHFWLRQ IDFWRUV VKRXOG EH FDUHIXOO\
HYDOXDWHG ZKHQ WKH JHQHUDWRU VHW LV LQVWDOOHG LQ
GRRUV
PDWHULDOV VXUIDFH GHQVLW\ DW OHDVW NJP DQG
WKH ZLQGRZV VKRXOG EH GRXEOHJOD]HG
‡ 8VXDOO\ WKH JURXQG LV SROLVKLQJ FHPHQW DQG LW
FRXOG SUHYHQW RLO LQ¿OWUDWLQJ
‡ 7KH JHQVHW URRP VKRXOG EH QHDU WKH SRZHU GLVWUL
EXWLRQ PDQDJHPHQW ORFDWLRQ
‡ 7KH JHQVHW URRP VKRXOG QRW EH ORFDWHG LQ WKH OLY
LQJ DUHD RU EXLOGLQJV WKDW DUH RFFXSLHG E\ SHR
SOH RU DQLPDOV 1HYHU DOORZ H[KDXVW JDV WRZDUGV
DQ\ RSHQLQJ RU DLU HQWU\ URXWHV GRRUV ZLQGRZV
 *HQHUDO 5HTXLUHPHQWV
‡ $VVXUH WKH JHQVHW URRP KDV  RU  GRRUV $W OHDVW
RQH RI WKH GRRUV LV ELJ HQRXJK IRU WUDQVSRUWLQJ WKH
PDFKLQH
‡ 7KH FKDQQHO HTXLSSHG ZLWK GUDLQDJH VKRXOG EH
GHVLJQHG LQ WKH URRP IRU OD\LQJ FDEOHV RU GXFWLQJ
7KH FKDQQHO VKRXOG EH FRYHUHG E\ VWHHO SODWH RU
FRQFUHWH SDG
YHQWV HWF RI DQ RFFXSLHG EXLOGLQJ GLUHFWO\ ,I LW
LV XQDYRLGDEOH NHHS WKH GLVWDQFH EHWZHHQ WKHP
DW OHDVW  PHWHUV ,Q DGGLWLRQ LW LV QRW VXLWDEOH WR
VHW WKH DLU LQOHW DQG RXWOHW LQ WKH PHHWLQJ URRP RU
RWKHU SODFHV ZKLFK UHTXLUHV TXLHW
‡ .HHS WKH JHQVHW URRP DUH FOHDU DQG YHQWLODWHG
1HYHU VWRUH WKH JRRGV WKDW ÀDPPDEOH H[SORVLYH
DQG FRUURVLYH

&+$37(5  ² ,167$//$7,21

 /LJKWQLQJ (OHFWURVWDWLF 3URWHFWLRQ

‡ 7KH JHQVHW URRP VKRXOG EH SURYLGHG ZLWK WKH ¿UH

H[WLQJXLVKHU 5HFRPPHQG HTXLSSLQJ WKH URRP
ZLWK DXWRPDWLF ¿UH DODUP V\VWHP DXWRPDWLF ¿UH
‡ 7KH OLJKWQLQJ SURWHFWLRQ VKRXOG EH FDUHIXOO\ HYDO SURWHFWLRQ V\VWHP
XDWHG ZKHQ WKH JHQVHW URRP LV GHVLJQHG ,I WKH  1RLVH 5HGXFWLRQ
URRP LV ORFDWHG LQ WKH EXLOGLQJ WKH OLJKWQLQJ SUR
WHFWLRQ UDWLQJ VKRXOG EH HTXDO WR WKDW RI WKH PDLQ
EXLOGLQJ
‡ ,I WKH JHQVHW XVHV H[WHUQDO IXHO WUDQVSRUWHG E\
SLSHOLQHV WKH IXHO OLQHV VKRXOG EH JURXQGHG
‡ 0HWDO SDUWV RI LQVWDOODWLRQV RU VWUXFWXUHV RI WKH
JHQVHW URRP VXFK DV ZDWHU SLSH YHQW SLSH VWHHO
GRRUZLQGRZ IUDPH VKXWWHU DQG HWF ZKLFK DUH
‡ 7KH VRXQGSURRI W\SH JHQHUDWRU VHW¶V QRLVH
DFKLHYHV  WR G%$ # P .HHS WKH JHQVHW
H[SRVHG WR KXPDQ FRQWDFW DQG GXH WR DQ LQVXOD
URRP DZD\ IURP WKH SODFH ZKHUH QHHGV TXLHW
WLRQ ÀDZ RU RWKHU UHDVRQ PD\ JHW LQ FRQWDFW ZLWK
DV IDU DV SRVVLEOH DQG UHFRPPHQG HTXLSSLQJ
YROWDJH PXVW EH JURXQGHG
WKH URRP ZLWK QRLVH LQVXODWLRQ DQG DEVRUSWLRQ
 )LUH 3URWHFWLRQ GHYLFHV


 &+$37(5  ² ,167$//$7,21

 ,QGRRU ,QVWDOODWLRQ ,QVWUXFWLRQV


&+$37(5  ² ,167$//$7,21


&+$37(5  ² ,167$//$7,21


&+$37(5  ² ,167$//$7,21


 &+$37(5  ² ,167$//$7,21

 %DWWHU\ &RQQHFWLRQV


&+$37(5  ² ,167$//$7,21

 ([WHUQDO )XHO 7DQN &RQQHFWLRQV LI DSSOLHG


 &+$37(5  ² ,167$//$7,21

 $XWR )XHO $GGLQJ &RQQHFWLRQV LI DSSOLHG


&+$37(5  ² ,167$//$7,21

 *HQHUDWRU 6HW (OHFWULFLW\ &RQQHFWLRQV

:$51,1* 5LVN RI LQMXU\

$OZD\V DGKHUH WR WKH SUHVFULEHG RSHUDWLQJ PHWKRG
GHVFULEHG EHORZ IRU DOO VHWWLQJ ZRUN 1HYHU EUHDN D
VLQJOH VDIHW\ UXOH 2WKHUZLVH \RX ZLOO ULVN LQMXU\ IURP
UHVWDUWLQJ HOHFWULF VKRFN RU SDUWV ZKLFK PD\ À\ RII
6HWWLQJ ZRUN RSHUDWLRQ UXOHV

/RDG &DEOHV 6HOHFWLRQ

‡ (QVXUH WKDW VHWWLQJ ZRUN LV RQO\ FDUULHG RXW E\
VSHFLDOLVWV RU DSSURSULDWHO\ WUDLQHG SHUVRQV
‡ (QVXUH WKDW QR VHWWLQJ ZRUN RQ WKH JHQHUDWRU VHW LV
XQGHUWDNHQ XQWLO WKHVH RSHUDWLQJ LQVWUXFWLRQV DUH
XQGHUVWRRG
6HOHFW WKH FDEOH ZLWK SURSHU GLDPHWHU EDVHG RQ
LWV DOORZDEOH DPSHUDJH DQG WKH GLVWDQFH EHWZHHQ
WKH JHQVHW DQG WKH ORDG 7KHUH LV PD[LPXP 
PDUJLQDO GURS RQO\ IRU WKH UDWHG YROWDJH EHWZHHQ
WKH WHUPLQDOV RI ORDGV DQG JHQVHW YLD WKH FDEOHV ,W
VKRXOG EH FRQVLGHUHG ZKLOH VHOHFWLQJ WKH FDEOH
&DEOH 6HOHFWLRQ
&XUUHQW $ 0LQLPXP &XUUHQW $ 0LQLPXP
‡ :HDU SURWHFWLYH HTXLSPHQW VXFK DV VDIHW\
FURVVVHFWLRQDO FURVVVHFWLRQDO
JODVVHV OHDWKHU JORYHV KHDY\ VKLUW DQG WURXVHUV
DUHD PP DUHD PP
DQG KLJK VKRHV ZKHQ ZRUNLQJ RQ JHQHUDWRU VHW
   
‡ &RQQHFWLQJ RI SDUWV DQG FRPSRQHQWV XQGHU FXU
UHQW LV SURKLELWHG    

‡ (QVXUH DOO LQVXODWLQJ DQG JURXQGLQJ FRQQHFWLRQV    

DUH LQ DFFRUG ZLWK UHTXLUHPHQWV    

‡ 3ULRU WR VHWWLQJ ZRUN    

± 6ZLWFK RII WKH PDLQ VZLWFK ERWK JHQHUDWRU VHW¶V    

DQG PDLQV¶V DQG VHFXUH LW DJDLQVW XQLQWHQWLRQDO    
VZLWFKRQ
   
± 6ZLWFK RII WKH EDWWHU\ VZLWFK RI WKH JHQHUDWRU VHW
127( ,I WKH FXUUHQW H[FHHGV WKH DOORZDEOH DPSHUDJH RI
DQG VHFXUH LW DJDLQVW XQLQWHQWLRQDO VZLWFKRQ
VLQJOH FDEOH SDUDOOHO PXOWL FDEOHV WR VDWLVI\ WKH GHPDQG
WKURXJK WKH FRQQHFWLRQ SRLQWV RQ WKH SRZHU FDEOH WHUPLQDO
 /RDGV &RQQHFWLRQV

‡ ,I ORDG H[FHHGV DOORZDEOH DPSHUDJH WKH FDEOH

6723 7+( *(16(7 ),567
/RDGV FDQ EH FRQQHFWHG WR WKH JHQHUDWRU E\ WKH
3RZHU 2XSXW 7HUPLQDOV RU WKH FRQYHQLHQFH UHFHS
WDFOHV 0DNH VXUH WR UHDG WKH RSHUDWLRQ PDQXDO DQG
VZLWFK $// FLUFXLW EUHDNHUV WR WKH 2)) SRVLWLRQ EH
IRUH DWWHPSWLQJ WR FRQQHFW D ORDG WR WKH JHQHUDWRU
PD\ EH GDPDJHG IRU RYHUKHDWLQJ
‡ ,I WKH FDEOH LV HLWKHU WRR ORQJ RU LW¶V FURVVVHFWLRQDO
DUHD LV WRR VPDOO WKHUH ZLOO EH JUHDWHU YROWDJH
GURS EHWZHHQ FDEOHV ZKLFK EULQJ YROWDJH GURS WR
ORDGV ,W ZLOO FDXVH VHULRXV GDPDJH WR WKH FRQ
QHFWHG ORDGV


 &+$37(5  ² ,167$//$7,21

7KURXJK 3RZHU 2XSXW 7HUPLQDOV WKH VWDQGDUG SURGXFW 7KH FRQQHFWRUV RI WKHVH
 W\SHV LVDUH ORFDWHG LQ WKH ERWWRP RI FRQWURO
7KH SRZHU RXWSXW WHUPLQDOV DUH ORFDWHG DW WKH ERW
FDELQHW
WRP RI WKH FRQWURO FDELQHW 7KH WHUPLQDOV SURYLGH
FRQQHFWLRQ SRLQWV IRU DWWDFKPHQW RI RXWVLGH ORDGV ‡  SLQ FRQQHFWRU
&RQQHFWLRQV WR WKH WHUPLQDOV VKRXOG EH PDGH E\ ,Q WKLV FLUFXPVWDQFH DOO WKH FRPPXQLFDWLRQ FRQ
UXQQLQJ WKH SRZHU FDEOHV XS WKURXJK WKH VORWV LQ WKH QHFWLRQ SRLQWV DUH LQWHJUDWHG LQ RQH  SLQ FRQQHFWRU
ERWWRP RI WKH FRQWURO FDELQHW DQG LQWR WKH WHUPLQDOV 7KH XVHU FRXOG GLVWULEXWH WKH FRPPXQLFDWLRQ ZLULQJ
5HPRYH ORFNDEOH QXW IURP SRZHU RXWSXW WHUPLQDO DFFRUGLQJ WKH JHQHUDWRU VHW¶V ZULQJ GLDJUDP
6OLGH SRZHU FDEOH WHUPLQDO RQWR SRZHU RXWSXW WHUPL
QDO DQG VHFXUH ZLWK QXW VR WKDW SRZHU FDEOH WHUPLQDO
LV WLJKW DJDLQVW SRZHU RXWSXW WHUPLQDOV 7KH ¿JXUH
EHORZ VKRZV WZR W\SHV RI UHSUHVHQWDWLYH SRZHU RXW
SXW WHUPLQDO FRQQHFWLRQV

‡  SLQ DQG  SLQ FRQQHFWRUV

,Q WKLV FLUFXPVWDQFH  SLQ FRQQHFWRUV SURYLGHV
FRPPXQLFDWLRQ FRQQHFWLRQ SRLQWV IRU UHPRWH VWDUW
ZKLOH  SLQ FRQQHFWRUV SURYLGHV FRPPXQLFDWLRQ
FRQQHFWLRQ SRLQWV IRU $0)$76 7KH XVHU FRXOG
GLVWULEXWH WKH FRPPXQLFDWLRQ ZLULQJ DFFRUGLQJ WKH
JHQHUDWRU VHW¶V ZULQJ GLDJUDP

7KURXJK &RQYHQLHQFH 5HFHSWDFOHV LI DSSOLHG

8VXDOO\ WKH FRQYHQLHQFH UHFHSWDFOHV DUH ORFDWHG LQ
WKH RXWSXW UHFHSWDFOH FDELQHW

 5HPRWH VWDUW DQG $0)$76

&RPPXQLFDWLRQ &RQQHFWLRQV

7KH FRQQHFWRU  RU  SLQ LV ORFDWHG LQ WKH FRQWURO

FDELQHW ZKLFK SURYLGHV FRQQHFWLRQ SRLQWV IRU LQVWDO
ODWLRQ RI D UHPRWH VWDUW VZLWFK :KHQ LW LV FRQQHFWHG
WR D WUDQVIHU VZLWFK LW DOORZV WKH JHQHUDWRU WR EH
XVHG DV D VWDQGE\ SRZHU VXSSO\
7KHUH DUH  W\SHV RI FRQ¿JXUDWLRQ IRU UHPRWH
VWDUW DQG $0)$76 FRPPXQLFDWLRQ FRQQHFWLRQV LQ

&+$37(5  ² ,167$//$7,21

 0DLQV ,QSXW &RQQHFWLRQV ,W LV UHFRPPHQGHG WR HTXLS DSSURSULDWH KHDWHU ZD

0DLQV FDQ SURYLGH SRZHU WR FULWLFDO FRPSRQHQWV
RQ WKH JHQHUDWRU VHW OLNH EDWWHU\ FKDUJHU FRRODQW
KHDWHU RLO KHDWHU DQG RWKHU GHYLFHV
7KH VWDQGDUG SURGXFW LV HTXLSSHG ZLWK EDWWHU\
FKDUJHU ZKLFK LV ORFDWHG LQ WKH HOHFWULF FRPSRQHQWV
ER[ 7KH SRZHU RI EDWWHU\ GHFUHDVHV ZKLOH WKH EDW
WHU MDFNHW KHDWHU RLO KHDWHU RU RWKHU GHYLFHV RQ
WKH HQJLQH IRU LW LV KDUG WR VWDUW LQ WKH FROG HQYLURQ
PHQW 7KH KHDWHU VWDUWV WR ZRUN DXWRPDWLFDOO\ ZKHQ
LW SRZHUHG E\ WKH PDLQV :KHQ WKH WHPSHUDWXUH
UHDFKHV WKH SUHVHW YDOXH RU WKH HQJLQH KDV VWDUWHG
WKH KHDWHU XQLW ZLOO VWRS ZRUNLQJ DXWRPDWLFDOO\
7KH VWDQGDUG SURGXFW SURYLGHV DQ DGGLWLRQDO PRXQW
WHU\ LV VWRUHG RU QRW UXQQLQJ IRU D ORQJ WLPH 7R PDLQ KROH EH EORFNHG E\ D SOXJ LI QRW EH DSSOLHG IRU WKH
WDLQ WKH JHQHUDWRU VHW LQ D JRRG FDSDELOLW\ RI VWDUW KHDWHUV FRQQHFWLRQ ZKLFK QHDU WKH  RU  SLQ FRQ
LQJ UHFKDUJH LW RQFH D PRQWK LQ VXPPHU DQG HYHU\ QHFWRU ,I WKH KHDWHUV LVDUH RSWHG D  SLQ FRQ
 PRQWKV LQ ZLQWHU 7KH XVHU FDQ FKDUJH WKH EDWWHU\ QHFWRU ZRXOG EH PRXQWHG 7KH XVHU FDQ DFWLYDWH
E\ FRQQHFWLQJ WKH FRQQHFWRU  RU  SLQ ZKLFK DUH WKH KHDWLQJ IXQFWLRQ E\ FRQQHFWLQJ WKH FRQQHFWRU WR
PHQWLRQHG LQ  5HPRWH VWDUW DQG $0)$76 WKH PDLQV
&RPPXQLFDWLRQ &RQQHFWLRQV WR WKH PDLQV 7KH
FKDUJH LQGLFDWRU LQ WKH FRQWURO SDQHO ZLOO LOOXPLQDWH
ZKHQ FKDUJLQJ DQG EH RII DIWHU ¿QLVKLQJ WKH FKDUJH


 &+$37(5  ² 35(&+(&. %()25( 67$57,1*

 3UHFKHFN %HIRUH 6WDUWLQJ

 *HQHUDO 3UHFKHFN


&+$37(5  ² 35(&+(&. %()25( 67$57,1*

 &KHFNLQJ HQJLQH RLO

 &KHFNLQJ RLO OHYHO

 0DNH VXUH WKH HQJLQH LV OHYHO

 5HPRYH RLO JDXJH DQG ZLSH LW ZLWK FOHDQ FORWK
‡ $ VLQJOH RU PXOWLJUDGH RLO PXVW EH XVHG ZKLFK FRQ
 )XOO\ UHLQVHUW WKH RLO JDXJH IRUPV WR $3,&+ RU $&($ ( 6HOHFW WKH RLO
 5HPRYH WKH RLO JDXJH 7KH RLO OHYHO VKRXOG EH YLVFRVLW\ EDVHG RQ DPELHQW WHPSHUDWXUH VHH WKH
EHWZHHQ WKH XSSHU OLPLW DQG ORZHU OLPLW FKDUW EHORZ IRU GHWDLOV
‡ ,I WKH JHQVHW LV QRW OHYHO ZKHQ FKHFNLQJ WKH HQJLQH
 $GGLQJ (QJLQH 2LO RLO \RX FDQQRW REWDLQ DFFXUDWH RLO OHYHO

 0DNH VXUH WKH HQJLQH LV OHYHO

‡ 'R QRW RYHU¿OO WKH HQJLQH RLO 7KH OHYHO FDQ
QRW H[FHHG WKH XSSHU OLPLW EHFDXVH WKH H[FHVVLYH
 5HPRYH WKH RLO FDS DPRXQW RI HQJLQH RLO PD\ GDPDJH WKH HQJLQH
 $GG LQGLFDWHG DPRXQW RI HQJLQH RLO DW WKH WRS RU ‡ 'R QRW VPRNH RU PDNH QDNHG ÀDPH QHDU WKH
VLGH HQJLQH RLO LQOHW JHQVHW ZKHQ ¿OOLQJ WKH HQJLQH RLO
 :DLW WKUHH PLQXWHV DQG FKHFN RLO OHYHO ‡ 'R QRW OHDYH RLO DQ\ZKHUH IRU HQYLURQPHQWDO SUR
WHFWLRQ :LSH RII RLO UHVLGXH RQ WKH HQJLQH RU
 $GG PRUH RLO LI QHFHVVDU\
DURXQG DIWHU DGGLQJ
 5HLQVWDOO WKH RLO FDS DQG WLJKWHQ LW


 &+$37(5  ² 35(&+(&. %()25( 67$57,1*

 &KHFNLQJ )XHO


&+$37(5  ² 35(&+(&. %()25( 67$57,1*

 &KHFNLQJ &RRODQW


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 2SHUDWLRQ )RU 3/& &RQWURO 6\VWHP

 0DLQ (OHFWULFDO &RPSRQHQWV


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 &RQWURO 0RGXOH DQG 3URWHFWLRQ )XQFWLRQ

‡ 5HIHU WR WURXEOHVKRRWLQJ JXLGHOLQHV LQ WKLV PDQXDO
WR UHSDLU WKH PDFKLQH DQG UHPRYH WKH IDXOW &RQ
WDFW 32:(5/,1. RU RXU DXWKRUL]HG GLVWULEXWRU IRU
KHOS LI \RX FRXOG QRW GHDO ZLWK LW
‡ 3UHVV WKH HPHUJHQF\ VWRS EXWWRQ LI DQ HPHUJHQF\
RU VHULRXV IDXOW RFFXUV DQG WKH JHQVHW ZLOO EH
VWRSSHG LPPHGLDWHO\


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 :RUNLQJ 6WDWH &KDUW

 0DQXDO 2SHUDWLRQ &KDUW


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 5HPRWH 2SHUDWLRQ &KDUW


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 2SHUDWLRQ ,QVWUXFWLRQ  6WRS

 6KXW RII DOO VZLWFKHV DQG FLUFXLW EUHDNHUV RI ORDGV
IURP ORZ WR KHDY\ LQ VHTXHQFH
 6KXW RII WKH *HQVHW 0DLQ &LUFXLW %UHDNHU DQG
RWKHU FLUFXLW EUHDNHUV
 .HHS WKH HQJLQH LGOLQJ IRU DERXW  PLQXWH WR FRRO
GRZQ
‡ %HIRUH VZLWFKLQJ RQ WKH 0DLQ &LUFXLW %UHDNHU  7XUQ WKH .H\ 6ZLWFK WR WKH 6WRS SRVLWLRQ 7KH
PDNH VXUH DOO FLUFXLW EUHDNHUV DQG VZLWFKHV RI HQJLQH VWRSV
ORDGV DUH VKXW RII 2WKHUZLVH LW PD\ FDXVH DQ
HOHFWULF VKRFN WR WKH RSHUDWRU  7XUQ WKH %DWWHU\ ,VRODWRU WR 2))

‡ 'XULQJ RSHUDWLRQ WKH FRQWURO V\VWHP ZRXOG DODUP

LI WKH JHQVHW IDLOV WR VWDUW RU RXWSXW YROWDJH DQG
IUHTXHQF\ DUH QRW DFFRUG ZLWK WKH SUHVHW YDOXHV
'R QRW FORVH DQ\ ORDG EHIRUH UHVWDUWLQJ RU UHPRY
LQJ IDXOWV
‡ 7XUQ RII DOO VZLWFKHV RI ORDGV EHIRUH VWRSSLQJ 2WK
HUZLVH LW PLJKW FDXVH GDPDJHV WR WKH JHQVHW DQG
WKHPVHOYHV

 0DQXDO 2SHUDWLRQ

 6WDUW
 6KXW RII HYHU\ VZLWFK DQG FLUFXLW EUHDNHU RI ORDGV
 6KXW RII WKH *HQVHW 0DLQ &LUFXLW %UHDNHU *%
DQG RWKHU FLUFXLW EUHDNHUV
 7XUQ WKH %DWWHU\ ,VRODWRU WR 21
 7XUQ WKH .H\ 6ZLWFK WR WKH $872 SRVLWLRQ
 3UHVV WKH 0DQXDO 6WDUW %XWWRQ
 7KH JHQVHW SUHKHDWV DXWRPDWLFDOO\ DQG WKH 3UH
KHDW /(' LOOXPLQDWHV 3UHKHDWLQJ WLPH YDULHV
ZLWK FRRODQW WHPSHUDWXUH 8VXDOO\ LW FRPSOHWHV
LQ DERXW  VHFRQGV
 :KHQ SUHKHDWLQJ LV RYHU WKH /(' LV RII DQG WKH
HQJLQH EHJLQV WR VWDUW $IWHU WKH HQJLQH VWDUWV
VXFFHVVIXOO\ NHHS LW LGOLQJ IRU DERXW  PLQXWHV
WR OHW LW ZDUP XS :KHQ WKH JHQVHW UXQV QRU
PDOO\ FKHFN WKH UHDGLQJ RI 9ROWDJH 0HWHU DQG
)UHTXHQF\ 0HWHU E\ RSHUDWLQJ WKH 9ROWPHWHU
&KDQJH2YHU 6ZLWFK ,I WKH\ DUH LQ DFFRUG ZLWK
WKH SUHVHW YDOXHV VZLWFK RQ WKH *HQVHW 0DLQ
&LUFXLW %UHDNHU
 6ZLWFK RQ HYHU\ VZLWFK RU FLUFXLW EUHDNHU RI ORDGV
IURP KHDY\ WR ORZ LQ VHTXHQFH H[SRUW SRZHU
WR ORDG


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 5HPRWH 2SHUDWLRQ ‡ 2SHUDWLRQ ,QVWUXFWLRQ

7KH JHQVHW FDQ EH VHW UHPRWH FRQWURO IXQFWLRQ  6WDUW
&RQQHFWLQJ WR WKH UHPRWH FRQWURO VZLWFK E\  RU   3UHVV WKH 5HPRWH 6WDUW %XWWRQ
SLQ FRPPXQLFDWLRQ FRQQHFWRU UHDOL]HV UHPRWH VWDUW
 :KHQ WKH FRQWURO PRGXOH UHFHLYHV UHPRWH VWDUW
DQG VWRS
VLJQDO LW ZLOO SHUIRUP WKH DXWR VWDUW VHTXHQFH
‡ 6HWWLQJ UHPRWH FRQWURO VZLWFK
 $IWHU WKH JHQVHW VWDUWV VXFFHVVIXOO\ VZLWFK RQ HY
 &RQQHFW WKH UHPRWH FRPPXQLFDWLRQ OLQH LI DS HU\ VZLWFK RI ORDGV IURP KHDY\ WR ORZ LQ VH
SOLHG WR WKH FRPPXQLFDWLRQ FRQQHFWRU RQ WKH TXHQFH 7KH JHQVHW ZLOO H[SRUW SRZHU WR ORDG
JHQVHW
 6WRS
 0DNH D UHPRWH VWDUW VZLWFK WKURXJK FRQQHFWLQJ
WKH FRUUHVSRQGLQJ WHUPLQDOV LQ WKH RWKHU HQG RI  6KXW RII DOO VZLWFKHV DQG FLUFXLW EUHDNHUV RI ORDGV
FRPPXQLFDWLRQ OLQH ZLWK VXLWDEOH ZLULQJV 7KH IURP ORZ WR KHDY\ LQ VHTXHQFH
XVHU FDQ GLVWULEXWH WKH ZLULQJ DFFRUGLQJ WR WKH  3UHVV WKH 5HPRWH 6WRS %XWWRQ
JHQVHW ZLULQJ GLDJUDP
 7KH HQJLQH NHHSV LGOLQJ XQWLO FRROLQJ WLPH LV RYHU
‡ $GMXVWLQJ WKH JHQVHW WR UHPRWH FRQWURO PRGH 7KHQ LW VWRSV
 7XUQ WKH %DWWHU\ ,VRODWRU WR 21
,Q DGGLWLRQ FRQQHFWLQJ  SLQ FRQQHFWRU WR $76
 7XUQ WKH .H\ 6ZLWFK WR WKH $872 SRVLWLRQ FRQWURO FDELQHW FDQ UHDOL]H WR WUDQVIHU DXWRPDWLFDOO\
WKH SRZHU VXSSO\ RI ORDGV EHWZHHQ WKH PDLQV DQG
 6ZLWFK RQ WKH *HQVHW 0DLQ &LUFXLW %UHDNHU
JHQVHW 5HIHU WR ³$76 &RQWURO &DELQHW 2SHUDWLRQ
*% 0DQXDO´ IRU GHWDLOV


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 &RQYHQLHQFH 5HFHSWDFOHV LI DSSOLHG JHQVHW LV UXQQLQJ LI WKH FXUUHQW LQ RQH FRQYHQLHQFH
UHFHSWDFOH LV DERYH LWV UDWHG YDOXH WKH FRUUHVSRQG
7KH JHQVHW FDQ EH HTXLSSHG ZLWK WKH VLQJOHSKDVH LQJ FLUFXLW EUHDNHU ZRXOG WXUQ WR WKH ³2))´ SRVLWLRQ
 RU  SLQ DQG WKUHHSKDVH FRQYHQLHQFH UHFHSWD DXWRPDWLFDOO\ DQG LQWHUUXSW LWV FLUFXLW
FOH  RU  SLQ DFFRUGLQJ WR WKH FXVWRPHU
V UHTXLUH
PHQW 7KH XVHU FDQ VXSSO\ SRZHU IRU WKH ORDGV FRQ
YHQLHQWO\ )RU WKH SDUDPHWHUV RI UDWHG YROWDJH DQG
FXUUHQW UHIHU WR WKH PDFKLQH
V WHFKQLFDO GRFXPHQW
SOHDVH 2SHUDWLRQ LQVWUXFWLRQV DUH DV IROORZV
 7XUQ HYHU\ FLUFXLW EUHDNHU SURWHFWLQJ FRQYH
QLHQFH UHFHSWDFOH WR WKH ³2))´ SRVLWLRQ
 /RRVHQ WKH ¿[LQJ EROWV RQ WKH SOXJ DQG GLVDVVHP
EOHV WKH SOXJ
 &RQQHFW ORDG FDEOHV WR WKH SOXJ LQ WKH SURSHU
SRVLWLRQ DQG ¿[ WKHP ZLWK EROWV
 5HDVVHPEOH WKH SOXJ DQG WLJKWHQ WKH ¿[LQJ EROWV
 3XW WKH SOXJ LQWR WKH FRQYHQLHQFH UHFHSWDFOH
 7XUQ WKH FRUUHVSRQGLQJ FLUFXLW EUHDNHU WR WKH
³21´ SRVLWLRQ ZKHQ WKH JHQVHW LV UXQQLQJ WKHQ
WXUQ RQ WKH VZLWFK RI ORDG 6R SRZHU VXSSO\ LV
VHQW WR WKH ORDG VLGH
(YHU\ FRQYHQLHQFH UHFHSWDFOH LV HTXLSSHG ZLWK D
VHSDUDWH FLUFXLW EUHDNHU SURWHFWLQJ LW :KLOH WKH

 7HUPLQDOV 'LDJUDP


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 2SHUDWLRQ )RU 3/& &RQWURO 6\VWHP

 0DLQ (OHFWULFDO &RPSRQHQWV


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 &RQWURO 0RGXOH


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 :RUNLQJ 6WDWH &KDUW

 0DQXDO 2SHUDWLRQ 6WDWH


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 5HPRWH 2SHUDWLRQ &KDUW


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 $0) 2SHUDWLRQ &KDUW


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 2SHUDWLRQ ,QVWUXFWLRQ  6WRS

 6KXW RII DOO VZLWFKHV DQG FLUFXLW EUHDNHUV RI ORDGV
IURP ORZ WR KHDY\ LQ VHTXHQFH
 6KXW RII WKH *HQVHW 0DLQ &LUFXLW %UHDNHU DQG
RWKHU FLUFXLW EUHDNHUV
 3UHVV WKH 6WRS %XWWRQ
 7KH HQJLQH ZLOO LGOH IRU DERXW  PLQXWH WR FRRO
‡ %HIRUH VZLWFKLQJ RQ WKH 0DLQ &LUFXLW %UHDNHU GRZQ 7KHQ LW VWRSV
PDNH VXUH DOO FLUFXLW EUHDNHUV DQG VZLWFKHV RI  7XUQ WKH .H\ 6ZLWFK WR 2))
ORDGV DUH VKXW RII 2WKHUZLVH LW PD\ FDXVH DQ
HOHFWULF VKRFN WR WKH RSHUDWRU  7XUQ WKH %DWWHU\ ,VRODWRU WR 2))

‡ 'XULQJ RSHUDWLRQ WKH FRQWURO V\VWHP ZRXOG DODUP

LI WKH JHQVHW IDLOV WR VWDUW RU RXWSXW YROWDJH DQG
IUHTXHQF\ DUH QRW DFFRUG ZLWK WKH SUHVHW YDOXHV
'R QRW FORVH DQ\ ORDG EHIRUH UHVWDUWLQJ RU UHPRY
LQJ IDXOWV
‡ 7XUQ RII DOO VZLWFKHV RI ORDGV EHIRUH VWRSSLQJ 2WK
HUZLVH LW PLJKW FDXVH GDPDJHV WR WKH JHQVHW DQG
WKHPVHOYHV

 0DQXDO 2SHUDWLRQ

 6WDUW
 6KXW RII HYHU\ VZLWFK DQG FLUFXLW EUHDNHU RI ORDGV
 6KXW RII WKH *HQVHW 0DLQ &LUFXLW %UHDNHU *%
DQG RWKHU FLUFXLW EUHDNHUV
 7XUQ WKH %DWWHU\ ,VRODWRU WR 21
 7XUQ WKH .H\ 6ZLWFK WR 21
 3UHVV WKH 0DQXDO 0RGH %XWWRQ ,WV /(' LOOXPL
QDWHV
 3UHVV WKH 0DQXDO 6WDUW %XWWRQ WKHQ WKH IXHO
VROHQRLG LV HQHUJLVHG DQG DIWHU GHOD\ WLPH WKH
VWDUWHU PRWRU EHJLQV WR UXQ DQG PDNH WKH HQJLQH
FUDQN
 $IWHU WKH HQJLQH VWDUWV VXFFHVVIXOO\ NHHS LW LGOLQJ
IRU DERXW  PLQXWHV WR OHW LW ZDUP XS 7KH FRQ
WURO V\VWHP FKHFNV DXWRPDWLFDOO\ RXWSXW YROWDJH
DQG IUHTXHQF\ ,I WKH\ DUH ULJKW WKH *HQVHW
$YDLODEOH /(' ZRXOG LOOXPLQDWH 7KHQ VZLWFK
RQ WKH *HQVHW 0DLQ &LUFXLW %UHDNHU WKH &ORVH
*HQVHW /(' LOOXPLQDWHV
 6ZLWFK RQ HYHU\ VZLWFK RU FLUFXLW EUHDNHU RI ORDGV
IURP KHDY\ WR ORZ LQ VHTXHQFH H[SRUW SRZHU
WR ORDG


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 5HPRWH 2SHUDWLRQ ‡ 2SHUDWLRQ ,QVWUXFWLRQ

7KH JHQVHW FDQ EH VHW UHPRWH FRQWURO IXQFWLRQ  6WDUW
&RQQHFWLQJ WR WKH UHPRWH FRQWURO VZLWFK E\  RU   3UHVV WKH 5HPRWH 6WDUW %XWWRQ
SLQ FRPPXQLFDWLRQ FRQQHFWRU UHDOL]HV UHPRWH VWDUW
 :KHQ WKH FRQWURO PRGXOH UHFHLYHV UHPRWH VWDUW
DQG VWRS
VLJQDO LW ZLOO SHUIRUP WKH DXWR VWDUW VHTXHQFH
127( 5HPRWH VWDUW DQG $0) IXQFWLRQV FDQ RQO\
EH DSSOLHG VHSDUDWHO\  $IWHU WKH JHQVHW VWDUWV VXFFHVVIXOO\ VZLWFK RQ HY
HU\ VZLWFK RI ORDGV IURP KHDY\ WR ORZ LQ VH
‡ 6HWWLQJ UHPRWH FRQWURO VZLWFK TXHQFH 7KH JHQVHW ZLOO H[SRUW SRZHU WR ORDG
 &RQQHFW WKH UHPRWH FRPPXQLFDWLRQ OLQH LI DS  6WRS
SOLHG WR WKH FRPPXQLFDWLRQ FRQQHFWRU RQ WKH
JHQVHW  6KXW RII DOO VZLWFKHV DQG FLUFXLW EUHDNHUV RI ORDGV
IURP ORZ WR KHDY\ LQ VHTXHQFH
 0DNH D UHPRWH VWDUW VZLWFK WKURXJK FRQQHFWLQJ
WKH FRUUHVSRQGLQJ WHUPLQDOV LQ WKH RWKHU HQG RI  3UHVV WKH 5HPRWH 6WRS %XWWRQ
FRPPXQLFDWLRQ OLQH ZLWK VXLWDEOH ZLULQJV 7KH
XVHU FDQ GLVWULEXWH WKH ZLULQJ DFFRUGLQJ WR WKH
JHQVHW ZLULQJ GLDJUDP
‡ $GMXVWLQJ WKH JHQVHW WR UHPRWH FRQWURO PRGH
 7KH HQJLQH NHHSV LGOLQJ XQWLO FRROLQJ WLPH LV RYHU
7KHQ LW VWRSV
,Q DGGLWLRQ FRQQHFWLQJ  SLQ FRQQHFWRU WR $76
FRQWURO FDELQHW FDQ UHDOL]H WR WUDQVIHU DXWRPDWLFDOO\
 7XUQ WKH %DWWHU\ ,VRODWRU WR 21 WKH SRZHU VXSSO\ RI ORDGV EHWZHHQ WKH PDLQV DQG
JHQVHW 5HIHU WR ³$76 &RQWURO &DELQHW 2SHUDWLRQ
 7XUQ WKH .H\ 6ZLWFK WR 21
0DQXDO´ IRU GHWDLOV
 3UHVV $XWR 0RGH %XWWRQ ,WV /(' LOOXPLQDWHV
 6ZLWFK RQ WKH *HQVHW 0DLQ &LUFXLW %UHDNHU


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 $0) 2SHUDWLRQ
3/& FRQWURO V\VWHP KDV $0) IXQFWLRQ ,W LV
DEOH WR UHDOL]H WR VWDUW DQG VWRS WKH JHQVHW DXWRPDW
LFDOO\ E\ FRQQHFWLQJ  SLQ FRPPXQLFDWLRQ FRQQHFWRU
 7KH FRQWURO PRGXOH ZLOO PRQLWRU WKH PDLQV 7KH
JHQVHW GRHV QRW VWDUW DQG LV LQ VWDQGE\ PRGH LI
WKH PDLQV LV QRUPDO
‡ 2SHUDWLRQ ,QVWUXFWLRQ
WR WKH PDLQV DQG WUDQVIHU DXWRPDWLFDOO\ WKH SRZHU  6WDUW
VXSSO\ RI ORDGV EHWZHHQ WKH PDLQV DQG JHQVHW E\
 ,I WKH PDLQV EHFRPHV DEQRUPDO HJ RYHUYROW
WKH FRQWURO RI JHQVHW
V PRWRU PDLQ FLUFXLW EUHDNHU LI
DSSOLHG ,I LQ GRXEW UHIHU WR ORFDO (OHFWULFDO 6XSSO\ DJH XQGHUYROWDJH RYHUIUHTXHQF\ XQGHUIUH
&RPSDQ\ IRU DGYLFH TXHQF\ HWF WKH 0DLQV %UHDNHU 0% ZRXOG EH
VKXW RII DXWRPDWLFDOO\ DQG WKH FRQWURO PRGXOH
‡ 6HWWLQJ FRPPXQLFDWLRQ EHWZHHQ WKH JHQVHW ZRXOG SHUIRUP WKH DXWR VWDUW VHTXHQFH
DQG PDLQV
 ,I WKH JHQVHW VWDUWV VXFFHVVIXOO\ DQG UXQV DW
 &RQQHFW WKH PDLQV FRPPXQLFDWLRQ OLQH LI DS FRUUHFW YROWDJH DQG IUHTXHQF\ *% ZRXOG EH
SOLHG WR WKH FRPPXQLFDWLRQ FRQQHFWRU RQ WKH VZLWFKHG RQ DXWRPDWLFDOO\ DQG WKH XQLW H[SRUWV
JHQVHW SRZHU WR ORDG
 &RQQHFW WKH FRUUHVSRQGLQJ WHUPLQDOV LQ WKH  6WRS
RWKHU HQG RI FRPPXQLFDWLRQ OLQH WR WKH PDLQV
 ,I WKH PDLQV UHFRYHUV WKH FRQWURO PRGXOH ZRXOG
///1 ZLWK VXLWDEOH ZLULQJV 7KH XVHU
FDQ GLVWULEXWH WKH ZLULQJ DFFRUGLQJ WR WKH SHUIRUP VWRS VHTXHQFH DXWRPDWLFDOO\
JHQVHW ZLULQJ GLDJUDP  $IWHU GHOD\ WLPH *% LV VKXW RII DXWRPDWLFDOO\ DQG
‡ $GMXVWLQJ WKH JHQVHW WR $0) FRQWURO PRGH 0% VZLWFKHG RQ

 6KXW RII *HQVHW 0DLQ &LUFXLW %UHDNHU *%  7KH HQJLQH NHHSV LGOLQJ XQWLO FRROLQJ WLPH LV RYHU
7KHQ LW VWRSV
 7XUQ WKH %DWWHU\ ,VRODWRU WR 21
127( ,I WKH XVHU ZDQWV WR VWRS PDQXDOO\ WKH
 7XUQ WKH .H\ 6ZLWFK WR 21
JHQVHW ¿UVW SUHVV WKH 0DQXDO 0RGH %XWWRQ WR
 3UHVV $XWR 0RGH %XWWRQ ,WV /(' LOOXPLQDWHV PDNH WKH JHQVHW EH LQ PDQXDO PRGH WKHQ SUHVV
WKH 6WRS %XWWRQ


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 3URWHFWLRQ )XQFWLRQ

‡ 5HIHU WR WURXEOHVKRRWLQJ JXLGHOLQHV LQ WKLV PDQXDO
WR UHSDLU WKH PDFKLQH DQG UHPRYH WKH IDXOW &RQ
WDFW 32:(5/,1. RU RXU DXWKRUL]HG GLVWULEXWRU IRU
KHOS LI \RX FRXOG QRW GHDO ZLWK LW
‡ 3UHVV WKH HPHUJHQF\ VWRS EXWWRQ LI DQ HPHUJHQF\
RU VHULRXV IDXOW RFFXUV DQG WKH JHQVHW ZLOO EH
VWRSSHG LPPHGLDWHO\


 &+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0

 &RQYHQLHQFH 5HFHSWDFOHV LI DSSOLHG JHQVHW LV UXQQLQJ LI WKH FXUUHQW LQ RQH FRQYHQLHQFH
UHFHSWDFOH LV DERYH LWV UDWHG YDOXH WKH FRUUHVSRQG
7KH JHQVHW FDQ EH HTXLSSHG ZLWK WKH VLQJOHSKDVH LQJ FLUFXLW EUHDNHU ZRXOG WXUQ WR WKH ³2))´ SRVLWLRQ
 RU  SLQ DQG WKUHHSKDVH FRQYHQLHQFH UHFHSWD DXWRPDWLFDOO\ DQG LQWHUUXSW LWV FLUFXLW
FOH  RU  SLQ DFFRUGLQJ WR WKH FXVWRPHU
V UHTXLUH
PHQW 7KH XVHU FDQ VXSSO\ SRZHU IRU WKH ORDGV FRQ
YHQLHQWO\ )RU WKH SDUDPHWHUV RI UDWHG YROWDJH DQG
FXUUHQW UHIHU WR WKH PDFKLQH
V WHFKQLFDO GRFXPHQW
SOHDVH 2SHUDWLRQ LQVWUXFWLRQV DUH DV IROORZV
 7XUQ HYHU\ FLUFXLW EUHDNHU SURWHFWLQJ FRQYH
QLHQFH UHFHSWDFOH WR WKH ³2))´ SRVLWLRQ
 /RRVHQ WKH ¿[LQJ EROWV RQ WKH SOXJ DQG GLVDVVHP
EOHV WKH SOXJ
 &RQQHFW ORDG FDEOHV WR WKH SOXJ LQ WKH SURSHU
SRVLWLRQ DQG ¿[ WKHP ZLWK EROWV
 5HDVVHPEOH WKH SOXJ DQG WLJKWHQ WKH ¿[LQJ EROWV
 3XW WKH SOXJ LQWR WKH FRQYHQLHQFH UHFHSWDFOH
 7XUQ WKH FRUUHVSRQGLQJ FLUFXLW EUHDNHU WR WKH
³21´ SRVLWLRQ ZKHQ WKH JHQVHW LV UXQQLQJ WKHQ
WXUQ RQ WKH VZLWFK RI ORDG 6R SRZHU VXSSO\ LV
VHQW WR WKH ORDG VLGH
(YHU\ FRQYHQLHQFH UHFHSWDFOH LV HTXLSSHG ZLWK D
VHSDUDWH FLUFXLW EUHDNHU SURWHFWLQJ LW :KLOH WKH

 7HUPLQDOV 'LDJUDP


&+$37(5  ² 23(5$7,21 )25 3/& &21752/ 6<67(0
 3DUDPHWHU &RQ¿JXULQJ
‡ 6WRS WKH PDFKLQH EHIRUH VHWWLQJ DQ\ SDUDPHWHU
GLJLW ZKHQ WKH ¿UVW GLJLW LV FRUUHFWO\ HQWHUHG 7KH
GLJLW \RX KDYH MXVW HQWHUHG ZLOO QRZ VKRZ  IRU
VHFXULW\ 5HSHDW WKLV SURFHVV IRU RWKHU GLJLWV RI
WKH 3,1 QXPEHU 3UHVV WKH $FFHSW %XWWRQ DIWHU
HGLWLQJ WKH ¿QDO 3,1 GLJLW WKH 3,1 LV FKHFNHG IRU
YDOLGLW\ ,I WKH QXPEHU LV QRW FRUUHFW \RX PXVW
UHHQWHU WKH 3,1
‡ 6RPH SDUDPHWHUV FDQ EH UHVHW E\ WKH XVHU  ,I WKH 3,1 LV FRUUHFW RU WKH PRGXOH 3,1 KDV QRW
WKURXJK WKH FRQWURO SDQHO DQG WKH RWKHUV FDQ RQO\ EHHQ HQDEOHG WKH HGLWRU LV GLVSOD\HG DV EHORZ
EH FKDQJHG XVLQJ WKH 3& XWLOLW\ VRIWZDUH &RQ LOOXVWUDWLRQ 7KHQ HQWHU WKH HGLWRU LQWHUIDFH
WDFW 32:(5/,1. RU RXU DXWKRUL]HG GLVWULEXWRU
IRU WHFKQLFDO VXSSRUW LI \RX HQFRXQWHU D SUREOHP
ZKHQ FRQ¿JXULQJ SDUDPHWHUV
$OWKRXJK IXOO FRQ¿JXUDWLRQ RI WKH PRGXOH LV SRVVL
EOH XVLQJ WKH  VHULHV FRQ¿JXUDWLRQ VRIWZDUH
VHOHFWHG SDUDPHWHUV WKDW PD\ UHTXLUH DGMXVWPHQW
LQ WKH ¿HOG DUH DEOH WR EH DGMXVWHG YLD WKH PRGXOH¶V
IDVFLD  3UHVV WKH /HIW5LJKW %XWWRQ WR F\FOH WR WKH VHF
WLRQ \RX ZLVK WR YLHZFKDQJH
 (QVXUH WKH HQJLQH LV DW UHVW DQG WKH PRGXOH LV LQ
6723 PRGH E\ SUHVVLQJ WKH 6WRS %XWWRQ  3UHVV WKH 8S'RZQ %XWWRQ WR VHOHFW WKH SDUDP
HWHU \RX ZDQW WR YLHZFKDQJH ZLWKLQ WKH FXUUHQWO\
 3UHVV WKH 6WRS EXWWRQ DQG $FFHSW EXWWRQ VL
VHOHFWHG VHFWLRQ
PXOWDQHRXVO\ ,I D PRGXOH VHFXULW\ 3,1 KDV EHHQ
VHW WKH 3,1 QXPEHU UHTXHVW LV WKHQ VKRZQ  3UHVV WKH $FFHSW %XWWRQ WR HQWHU HGLW PRGH
7KH SDUDPHWHU EHJLQV WR ÀDVK WR LQGLFDWH WKDW \RX
DUH HGLWLQJ WKH YDOXH
 3UHVV WKH 8S'RZQ %XWWRQ WR FKDQJH WKH SD
UDPHWHU WR WKH UHTXLUHG YDOXH
 3UHVV WKH $FFHSW %XWWRQ WR VDYH WKH YDOXH 7KH
SDUDPHWHU FHDVHV ÀDVKLQJ WR LQGLFDWH WKDW LW KDV
EHHQ VDYHG
 3UHVV WKH $FFHSW %XWWRQ WKH ¿UVW  FKDQJHV WR
 3UHVV WKH 8S'RZQ %XWWRQ WR DGMXVW LW WR WKH  3UHVV DQG KROG WKH $FFHSW %XWWRQ WR H[LW WKH
FRUUHFW YDOXH 3UHVV WKH 5LJKW %XWWRQ IRU QH[W HGLWRU DW DQ\ WLPH



 0DLQWHQDQFH
‡ 0DLQWHQDQFH VKRXOG EH SHUIRUPHG E\ D OLFHQVHG
HQJLQHHU
‡ )RU GHWDLOHG PDLQWHQDQFH SURFHGXUHV RQ WKH
HQJLQH RU DOWHUQDWRU UHIHU WR WKHLU RZQ RSHUDWLRQ
PDQXDO
‡ 3ULRU WR VWDUWLQJ DQ\ PDLQWHQDQFH ZRUN DOZD\V
VWRS WKH JHQHUDWRU VHW DV GHVFULEHG LQ WKHVH RS
HUDWLQJ LQVWUXFWLRQV SULRU WR UHPRYLQJ DQ\ VDIHW\
FODGGLQJ RU VDIHW\ GHYLFHV 5H¿W WKH VDIHW\
FODGGLQJ RU VDIHW\ GHYLFHV LPPHGLDWHO\ XSRQ
FRPSOHWLRQ RI WKH PDLQWHQDQFH ZRUN
‡ )ROORZLQJ WKH PDLQWHQDQFH VFKHGXOH DQG XVLQJ
WKH PDFKLQH SURSHUO\ ZLOO EULQJ ORQJHU JHQVHW OLIH
&+$37(5  ² 0$,17(1$1&(
‡ $OZD\V DGKHUH WR WKH SUHVFULEHG RSHUDWLQJ
PHWKRG GHVFULEHG EHORZ IRU DOO PDLQWHQDQFH
ZRUN 1HYHU RPLW D VLQJOH VDIHW\ VWHS 2WKHUZLVH
\RX ZLOO ULVN LQMXU\ IURP UHVWDUWLQJ HOHFWULF VKRFN
RU SDUWV ZKLFK PD\ À\ RII
‡ %HIRUH SHUIRUPLQJ DQ\ FKHFN RU PDLQWHQDQFH
VWRS WKH HQJLQH DQG UHPRYH WKH VWDUW NH\
‡ $FFLGHQWDO VWDUWLQJ RI WKH PDFKLQH GXULQJ
PDLQWHQDQFH FDQ FDXVH VHYHUH SHUVRQDO LQMXU\ RU
HYHQ GHDWK VR EHIRUH SHUIRUPLQJ PDLQWHQDQFH
SOHDVH VZLWFK RII JHQVHW VWDUWLQJ EDWWHU\ FDEOHV
EHWWHU SHUIRUPDQFH DQG VDIHU RSHUDWLRQ 3HUIRUP DQG GLVFRQQHFW QHJDWLYH  FDEOH ¿UVW WR UHGXFH
HDFK PDLQWHQDQFH SURFHGXUH DW WKH WLPH SHULRG WKH ULVN RI DUFLQJ
LQGLFDWHG RU DIWHU WKH QXPEHU RI RSHUDWLQJ KRXUV
LQGLFDWHG ZKLFKHYHU FRPHV ¿UVW
‡ 2QO\ XVH RULJLQDO VSDUH SDUWV RLOV FRRODQW DQG
RSHUDWLQJ PDWHULDOV UHOHDVHG E\ 32:(5/,1. IRU
WKH PDLQWHQDQFH ZRUN


&+$37(5  ² 0$,17(1$1&(

 5RXWLQH 0DLQWHQDQFH 'LDJUDP



 *HQHUDWRU 6HW 0DLQWHQDQFH
,QVSHFW WKH JHQVHW GDLO\ RU DIWHU HYHU\ HLJKW KRXUV
RI RSHUDWLRQ ZKLFKHYHU FRPHV ¿UVW &KHFN WKH PH
FKDQLFDO H[KDXVW IXHO DQG '& HOHFWULFDO V\VWHPV
&+$37(5  ² 0$,17(1$1&(
‡ ,QKDODWLRQ RI H[KDXVW JDV FDQ UHVXOW LQ VHYHUH SHU
VRQDO LQMXU\ RU HYHQ GHDWK &KHFN H[KDXVW V\V
WHP DXGLEO\ DQG YLVXDOO\ IRU OHDNV GDLO\ 5HSDLU DOO
OHDNV LPPHGLDWHO\ LI QHFHVVDU\
 )XHO 6\VWHP
DV GHVFULEHG EHORZ
6WDUW WKH JHQVHW LQVSHFW WKH IXHO VXSSO\ OLQHV UH
 1HZ 0DFKLQHV
‡ 5XQ WKH JHQVHW DW OHDVW ± RI FRQWLQXRXV
ORDG IRU WKH ¿UVW  KRXUV
‡ &KDQJH HQJLQH RLO DQG UHSODFH RLO ¿OWHU DIWHU WKH
¿UVW  KRXUV
WXUQ OLQHV ¿OWHUV DQG ¿WWLQJV IRU OHDNV GXULQJ WKH
PDFKLQH UXQQLQJ
,QVSHFW DOO ÀH[LEOH VHFWLRQV IRU FXWV FUDFNV DQG
DEUDVLRQV 0DNH VXUH WKDW WKH IXHO OLQHV GR QRW UXE
DJDLQVW DQ\WKLQJ WKDW FRXOG EUHDN WKHP 5HSODFH
ZRUQ IXHO OLQH FRPSRQHQWV LI QHFHVVDU\ EHIRUH OHDNV
 0HFKDQLFDO 6\VWHP
RFFXU
,QVSHFW DQ\ VLJQV RI PHFKDQLFDO GDPDJH 6WDUW WKH
JHQVHW DQG OLVWHQ IRU DQ\ XQXVXDO QRLVH ZKLFK PD\
LQGLFDWH PHFKDQLFDO SUREOHPV 5HSDLU WKHP LPPH
GLDWHO\ LI QHFHVVDU\
,QVSHFW WKH PRXQWLQJ IDVWHQHUV WR PDNH VXUH WKH
JHQVHW LV VHFXUH LQ LWV FRPSDUWPHQW ,I XVH DQ XQ
GHUÀRRU KRXVLQJ PDNH VXUH WKDW WKH JHQVHW LV VH
FXUHG WR WKH KRXVLQJ
‡ )XHO OHDNDJH ZLOO FDXVH D ¿UH KD]DUG ZKLFK FDQ
&KHFN WKH JHQVHW DLU LQOHW DQG RXWOHW DUHD PDNH UHVXOW LQ VHYHUH SHUVRQDO LQMXU\ RU HYHQ GHDWK LI
VXUH WKDW WKH\ DUH QRW EORFNHG ZLWK GHEULV LJQLWHG :KHQ FKHFNLQJ IRU OHDNV GR QRW VPRNH
&OHDQ WKH PDFKLQH LPPHGLDWHO\ ZKHQHYHU GXVW DQG RU DOORZ DQ\ VSDUN ÀDPH RU RWKHU LJQLWLRQ VRXUFH
GLUW EHJLQ WR DFFXPXODWH 8VXDOO\ UHPRYH GXVW DQG LQ WKH DUHD ,I DQ\ OHDNV DUH IRXQG RXW UHSDLU WKHP
GLUW ZLWK D GDPS FORWK LPPHGLDWHO\
 '& (OHFWULFDO 6\VWHP
,QVSHFW WKH EDWWHU\ WHUPLQDOV IRU FOHDQ DQG FRQQHF
WLRQV IRU WLJKW ZLWK WKH JHQVHW RII /RRVH RU FRUURGHG
FRQQHFWLRQV PD\ FDXVH UHVLVWDQFH ZKLFK FDQ LP
SHGH VWDUWLQJ &OHDQ DQG UHFRQQHFW ORRVH EDWWHU\
FDEOHV LI QHFHVVDU\
‡ 'R QRW FOHDQ WKH JHQVHW ZKHQ WKH HQJLQH LV UXQ
QLQJ ,Q RUGHU WR UHGXFH WKH SRVVLELOLW\ RI DUFLQJ  DOZD\V
GLVFRQQHFW WKH QHJDWLYH  EDWWHU\ FDEOH ¿UVW DQG
‡ 3URWHFW WKH DOWHUQDWRUDLU FOHDQHU FRQWURO SDQHO
FRQQHFW LW DIWHU PDLQWDLQLQJ
DQG HOHFWULFDO FRQQHFWLRQV IURP FOHDQLQJ VROYHQWV
EHFDXVH FOHDQLQJ VROYHQWV FDQ GDPDJH HOHFWULFDO
FRQQHFWRUV
 ([KDXVW 6\VWHP
6WDUW WKH JHQVHW LQVSHFW WKH HQWLUH H[KDXVW V\VWHP
LQFOXGLQJ WKH H[KDXVW SLSH H[KDXVW HOERZ DQG PXI
ÀHU GXULQJ WKH PDFKLQH UXQQLQJ
‡ ,JQLWLRQ RI H[SORVLYH EDWWHU\ JDV FDQ FUHDWH VHYHUH
9LVXDOO\ DQG DXGLEO\ FKHFN IRU OHDNV DW DOO FRQQHF SHUVRQDO LQMXU\
WLRQV ZHOGV JDVNHWV DQG MRLQWV
‡ :HDU JRJJOHV SURWHFWLYH UXEEHU JORYHV DQG DSURQ
,I DQ\ OHDNV DUH IRXQG RXW VKXW GRZQ WKH PDFKLQH DQG GR QRW VPRNH ZKLOH VHUYLFLQJ EDWWHULHV
DQG GR QRW RSHUDWH XQWLO FRUUHFWHG 5HSODFH FRU
URGHG H[KDXVW FRPSRQHQWV LI QHFHVVDU\ EHIRUH
OHDNV RFFXU


&+$37(5  ² 0$,17(1$1&(

 $LU &OHDQHU  (QJLQH &RRODQW

 &OHDQ DLU ¿OWHU HOHPHQW &KDQJH FRRODQW

 7XUQ RQ WKH GUDLQ EDOO YDOYH ZKLFK LV RQ WKH
 /RRVHQ FOLSV RQ WKH DLU FOHDQHU KRXVLQJ DQG UH VLGH RI WKH JHQVHW EDVH IUDPH WKHQ WXUQ RQ WKH
PRYH WKH GXVW FDS GUDLQ SOXJ DW WKH ERWWRP RI WKH UDGLDWRU DQG GUDLQ
 5HPRYH WKH DLU ¿OWHU HOHPHQW FRRODQW
 %ODVW WKH FRPSUHVVHG DLU WR WKH DLU ¿OWHU HOHPHQW  $IWHU GUDLQLQJ WXUQ RII WKH GUDLQ EDOO YDOYH WKHQ
IURP LQVLGH WXUQ RII WKH GUDLQ SOXJ
 8VH D FOHDQ FORWK WR ZLSH WKH ¿OWHU VHDOLQJ VXUIDFH  $GGLQJ FRRODQW
DQG WKH LQVLGH RI WKH RXWOHW WXEH 1RWH
 5HLQVWDOO WKH DLU FOHDQHU LQ WKH UHYHUVH RUGHU 5HIHU WR  &KHFNLQJ &RRODQW IRU GHWDLOV RI DGGLQJ
FRRODQW
 &KDQJH DLU ¿OWHU HOHPHQW

 /RRVHQ FOLSV LQ WKH DLU FOHDQHU DQG UHPRYH WKH

GXVW FDS
 5HPRYH WKH DLU ¿OWHU HOHPHQW
 &KDQJH D QHZ DLU ¿OWHU HOHPHQW
 5HLQVWDOO WKH DLU FOHDQHU LQ WKH UHYHUVH RUGHU

‡ 'R QRW FKDQJH FRRODQW ZKLOH RSHUDWLQJ WKH JHQVHW

RU LPPHGLDWHO\ DIWHU VWRSSLQJ WKH PDFKLQH EH
‡ 'R QRW UHPRYH WKH DLU FOHDQHU ZKLOH RSHUDWLQJ WKH FDXVH WKDW PD\ FDXVH EXUQV IURP KRW YDSRXU RU
JHQVHW RU LPPHGLDWHO\ DIWHU VWRSSLQJ WKH PDFKLQH FRRODQW


 &+$37(5  ² 0$,17(1$1&(

 (QJLQH 2LO DQG 2LO )LOWHU


&+$37(5  ² 0$,17(1$1&(

 )XHO )LOWHU


 &+$37(5  ² 0$,17(1$1&(

 )XHOZDWHU 6HSDUDWRU ,I DSSOLHG


&+$37(5  ² 0$,17(1$1&(

 %DWWHU\ 0DLQWHQDQFH  %DWWHU\ FDEOH XQLQVWDOO

6HUYLFH WKH EDWWHU\ DW WKH LQWHUYDOV VKRZQ LQ WKH
PDLQWHQDQFH VFKHGXOH &KHFN WKH HOHFWURO\WH OHYHO
PRUH IUHTXHQWO\ GXULQJ KRW ZHDWKHU 7KH SRZHU RI
EDWWHU\ ZLOO GHFUHDVHV ZKLOH LW LV XQXVHG IRU D ORQJ
SHULRG RI WLPH RU VWDUW IDLOXUH UHSHDWHGO\ &KDUJH LW
ZKLOH WKHVH RFFXUUHG
$/:$<6 EH VXUH WKH EDWWHU\ FDEOHV DUH SURSHUO\
FRQQHFWHG WR WKH EDWWHU\ WHUPLQDOV DV VKRZQ EHORZ
7KH 5HG &DEOH LV FRQQHFWHG WR WKH SRVLWLYH WHUPLQDO
RI WKH EDWWHU\ DQG WKH %ODFN &DEOH LV FRQQHFWHG WR
WKH QHJDWLYH WHUPLQDO RI WKH EDWWHU\

‡ %DWWHULHV SUHVHQW WKH KD]DUG RI H[SORVLRQ WKDW FDQ

UHVXOW LQ VHYHUH SHUVRQDO LQMXU\
‡ 1(9(5 VPRNH RU DOORZ DQ\ ¿UH ÀDPH VSDUN SL
ORW OLJKW DUFSURGXFLQJ HTXLSPHQW RU RWKHU LJQLWLRQ
VRXUFHV DURXQG WKH EDWWHU\ DUHD
‡ 'R QRW GLVFRQQHFW EDWWHU\ FDEOHV ZKLOH WKH PD
FKLQH LV FUDQNLQJ RU UXQQLQJ EHFDXVH H[SORVLYH
EDWWHU\ JDVHV FRXOG EH LJQLWHG
‡ %DWWHU\ HOHFWURO\WH FDQ FDXVH VHYHUH H\H GDP  5RXWLQH EDWWHU\ HOHFWURO\WH ¿OOLQJ
DJH DQG EXUQV WR WKH VNLQ :HDU JRJJOHV UXEEHU
JORYHV DQG RWKHU SURWHFWLYH GHYLFH ZKHQ ZRUNLQJ 32:(5/,1. DGRSWV PDLQWHQDQFH IUHH EDWWHU\
ZLWK EDWWHULHV ZKLOH LI DSSO\ URXWLQH EDWWHU\ ¿OOLQJ WKH HOHFWURO\WH
DV EHORZ


 &+$37(5  ² 0$,17(1$1&(

 %DWWHU\ FKDUJLQJ


&+$37(5  ² 0$,17(1$1&(
 /LIWLQJ DQG 7UDQVSRUWLQJ
7KH WRS RI WKH JHQVHW KDV RQH RU VHYHUDO OLIWLQJ
OXJV DWWDFKHG WR WKH OLIWLQJ IUDPH LQVLGH WKH KRXV
LQJ 5HIHU WR WKH 7HFKQLFDO 'DWD IRU WKH ZHLJKW
RI WKH JHQVHW 0DNH VXUH WKH OLIWLQJ GHYLFHV KDYH
HQRXJK FDSDFLW\ WR OLIW WKH XQLW VDIHO\ :KHQ OLIWLQJ
WKH JHQVHW DWWDFK D VOLQJ VHFXUHO\ WR WKH OLIWLQJ OXJ
:KHQ WUDQVSRUWLQJ WKH JHQVHW LW VKRXOG EH VHFXUHG
SURSHUO\ ZLWK URSHV WLHG WR WKH URSLQJ OXJV DW WKH WRS
RI WKH JHQVHW IRU ¿[LQJ
 2YHUQLJKW 6WRUDJH
3URSHU RSHUDWLRQ LV HVVHQWLDO IRU SUHVHUYLQJ WRS
JHQVHW SHUIRUPDQFH DQG UHOLDELOLW\ ZKHQ VWRULQJ
WKH JHQVHW RYHUQLJKW
‡ 'R QRW XVH OLIWLQJ SRLQWV ORFDWHG RYHU WKH HQJLQH
DOWHUQDWRU RU RWKHU FRPSRQHQWV
‡ ,QVSHFW OLIWLQJ OXJV IRU GHQWV GDPDJH ZHOG RU SDU
HQW PHWDO FUDFNV RU RWKHU GLVFUHSDQFLHV 5HSODFH
RU UHSDLU LW EHIRUH OLIWLQJ LI DQ\WKLQJ LV LPSURSHU
‡ 'R QRW VWDQG QHDUE\ ZKLOH OLIWLQJ
 /RQJWHUP 6WRUDJH
,I WKH JHQVHW ZRXOG QRW EH XVHG IRU PRUH WKDQ WZR
PRQWKV SHUIRUP WKH IROORZLQJ SURFHGXUHV WR VWRUH
LW
 &KHFN DQG PDNH VXUH WKH HQJLQH EDWWHU\ VZLWFK  0DNH VXUH WKH HQJLQH EDWWHU\ VZLWFK DQG DOO
DQG DOO JHQVHW FLUFXLW EUHDNHUV DUH SODFHG ³2))´ JHQVHW FLUFXLW EUHDNHUV DUH SODFHG ³2))´ SRVL
SRVLWLRQ WLRQ
 0DNH VXUH WKDW WKH FRQWURO FDELQHW DQG DFFHVV  &ORVH DQG SDGORFN WKH FRQWURO FDELQHW DQG DF
GRRUV DUH FORVHG DQG SDGORFNHG FHVV GRRUV 5HPRYH WKH VWDUW NH\
 7XUQ RII WKH IXHO VXSSO\ YDOYH LI HTXLSSHG  7XUQ RII WKH IXHO VXSSO\ YDOYH LI HTXLSSHG
 'LVFRQQHFW WKH EDWWHU\ FDEOHV QHJDWLYH >í@ FDEOH
¿UVW IURP WKH VWDUWLQJ EDWWHU\ DQG VWRUH WKH EDW
WHU\
 &KDQJH WKH HQJLQH RLO DQG DWWDFK D WDJ LQGLFDWLQJ
WKH RLO YLVFRVLW\
‡ 'R QRW VWRUH LW RYHUQLJKW LQ D ORZ O\LQJ DUHD WKDW  6WRUH WKH JHQVHW ZKHUH GXVW DQG KXPLGLW\ DUH
PLJKW ¿OO ZLWK ZDWHU GXULQJ D KHDY\ VWRUP OHVV DV SRVVLEOH


 CHAPTER 8 — TRAILER OPERATION & MAINTENANCE (IF APPLIED)

8 Trailer Operation & Maintenance (if applied)

POWERLINK provides portable generator set solu-

user could select a trailer for their generator set.

Generally speaking, the trailer could divide into 2
types: Highway type and Non-highway type.
Highway type
This type of trailer is designed with service brake.
For safety, recommend the running speed doesn't
exceed 80km/h.
Non-highway type
This type of trailer is designed without service
brake. For safety, recommend the running speed
doesn't exceed 20km/h.
Be careful!
Besides these, the coupler maybe unlike in differ-
ent countries; check and make sure the trailer and
its coupler are correct and follow the guideline of
governmental agencies for trailing. Failure to follow
these procedures may seriously harm to the equip-
ment and cause seriously hurt even death during
trailing.

76
&+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('
 $VVHPEOLQJ LQVWUXFWLRQV
 *HQHUDO ,QVSHFWLRQ 3ULRU WR $VVHPEOLQJ
7KH WUDLOHU LV GLVPHQWOHG LQWR SDUWV WR SDFN IRU
FRQYHQLHQW WUDQVLW 7KH FXVWRPHU VKRXOG DVVHPEOH
WKHP EHIRUH XVLQJ
 $VVHPEOLQJ LQVWUXFWLRQV


(YHU\ WUDLOHU KDV EHHQ WKRURXJKO\ LQVSHFWHG SULRU
WR VKLSPHQW IURP WKH IDFWRU\ +RZHYHU EH VXUH
WR FKHFN IRU GDPDJHG SDUWV RU FRPSRQHQWV GXULQJ
WUDQVSRUWDWLRQ RU ORRVH QXWV DQG EROWV ZKLFK FRXOG
KDYH RFFXUUHG LQ WUDQVLW
‡ (QVXUH DOO VDIHW\ ODEHOV DUH OHJLEOH DQG LQ SODFH
&OHDQ RU UHSODFH DV UHTXLUHG LI QHFHVVDU\
‡ ,QVSHFW WKH PDFKLQH VWUXFWXUH WR HQVXUH WKHUH LV
QR FUDFN RU RWKHU GLVFUHSDQFLHV LQ WKH SUR¿OH RI
WKH PDFKLQH ZHOGLQJ OHJ RU WKH ERG\
&+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('


&+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('


 &+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('
 ,QVWDOODWLRQ ,QVWUXFWLRQV
:$51,1* 5LVN RI LQMXU\
$OZD\V DGKHUH WR WKH SUHVFULEHG RSHUDWLQJ PHWKRG
GHVFULEHG EHORZ IRU DOO VHWWLQJ ZRUN 1HYHU EUHDN D
VLQJOH VDIHW\ UXOH 2WKHUZLVH \RX ZLOO ULVN LQMXU\ IURP
PRYLQJ SDUWV IUHH VZLQJLQJ RU XQVHFXUHG FRPSR
QHQWV ZKHQ OLIWLQJ RU SODFLQJ ORDGV
6HWWLQJ ZRUN RSHUDWLRQ UXOHV

‡ (QVXUH WKDW VHWWLQJ ZRUN LV RQO\ FDUULHG RXW E\
VSHFLDOLVWV RU DSSURSULDWHO\ WUDLQHG SHUVRQV
‡ (QVXUH WKDW JHQHUDWRU VHW KDV EHHQ VWRSSHG DQG
WKH DFFHVV GRRUV KDV EHHQ FORVHG
‡ (QVXUH WKDW DQ\ IRUNOLIW RYHUKHDG FUDQH RU RWKHU
OLIWLQJ RU VXSSRUWLQJ GHYLFH LV IXOO FDSDEOH RI VXS
SRUWLQJ DQG VWDELOL]LQJ WKH ZHLJKW WR EH OLIWHG
‡ :HDU SURWHFWLYH HTXLSPHQW VXFK DV VDIHW\
JODVVHV OHDWKHU JORYHV KHDY\ VKLUW DQG WURXVHUV
DQG KLJK VKRHV ZKHQ ZRUNLQJ

&+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('

 7RZLQJ ,QVWUXFWLRQV  &KHFN WKH FRQGLWLRQ RI ERWK WKH FRXSOHU DQG GUDZ
EDU 1(9(5 WRZ WKH WUDLOHU LI WKH FRXSOHU RU GUDZ
 7RZLQJ VDIHW\ EDU LV GDPDJHG
 5HWUDFW WKH MRFNH\ ZKHHO DQG RXWULJJHUDQG IDV
WHQ WKHP ZLWK ORFNSLQ ¿UPO\
 &RQQHFW WKH FDEOH RI WR GLUHFWLRQDO DQG UXQQLQJ
OLJKWV WR WKH YHKLFOH &KHFN WKDW DUH ZRUNLQJ ZHOO
 &RQQHFW WKH VDIHW\ FKDLQV XVLQJ D FURVVHG SDW
WHUQ XQGHU WKH WUDLOHU WRQJXH
‡ $/:$<6 FKHFN WKDW WKH GUDZEDU DQG FRXSOHU RQ
WKH YHKLFOH DUH UDWHG HTXDO WR RU JUHDWHU WKDQ WKH
WUDLOHU
V ³JURVV YHKLFOH ZHLJKW UDWLQJ´
‡ $/:$<6 LQVSHFW WKH GUDZEDU DQG FRXSOHU IRU
ZHDU RU GDPDJH 1(9(5 WRZ WKH WUDLOHU XVLQJ
GHIHFWLYH SDUWV
‡ $/:$<6 PDNH VXUH WKH FRXSOHU LV VHFXUHO\ IDV
 2Q WUDLOHUV ZLWK VHUYLFH EUDNH FRQQHFW WKH EUHDN
DZD\ FDEOH RQ WKH WUDLOHU FRXSOHU WR WKH UHDU
EXPSHU RU IUDPH RI WKH YHKLFOH 7KLV FDEOH ZLOO
DFWXDWH WKH EUDNH V\VWHP RQ WKH WUDLOHU LI ERWK
WKH FRXSOLQJ DQG VDIHW\ FKDLQV KDYH IDLOHG 7KH
EUHDNDZD\ FDEOH LV QRW D SDUNLQJ EUDNH DQG
VKRXOG QRW EH XVHG DV RQH
WHQHG WR WKH YHKLFOH  &KHFN WKDW DOO IDVWHQHUV RQ WKH FRXSOLQJ DUH VH
FXUH
‡ $/:$<6 FKHFN WKH WLUHV RQ WKH WUDLOHU IRU WUHDG
ZHDU LQÀDWLRQ DQG FRQGLWLRQ 5HSODFH ZRUQ WLUHV  &KHFN WKH WUHDG ZHDU DQG LQÀDWLRQ RQ WLUHV 0DNH
VXUH WKDW DOO OXJ QXWV DUH LQ SODFH DQG DUH WLJKW
‡ $/:$<6 FRQQHFW WKH EUHDNDZD\ FDEOH WR WKH UHDU
EXPSHU RU IUDPH RI WKH YHKLFOH 1(9(5 DWWDFK LW  &KHFN WKH RSHUDWLRQ RI WKH VHUYLFH EUDNH LI DS
WR WKH GUDZEDU SOLHG E\ EUDNLQJ WKH YHKLFOH DW D VORZ VSHHG EH
IRUH HQWHULQJ WUDI¿F 0DNH VXUH ERWK WKH YHKLFOH
‡ $/:$<6 FRQQHFW WKH VDIHW\ FKDLQV DQG WKH WUDLOHU VKRXOG EUDNH VPRRWKO\
‡ $/:$<6 WHVW WKH VHUYLFH EUDNHV LI DSSOLHG RQ
WKH WUDLOHU DQG WKH EUDNHV RQ WKH YHKLFOH WKDW ZLOO
EH XVHG IRU WRZLQJ
‡ $/:$<6 PDNH VXUH GLUHFWLRQDO DQG WUDLOHU OLJKWV
DUH FRQQHFWHG DQG ZRUNLQJ SURSHUO\
‡ $/:$<6 FKHFN WKDW WKH OXJ QXWV KROGLQJ WKH
ZKHHOV DUH WLJKW DQG WKDW QRQH DUH PLVVLQJ
‡ :KHQ WKH WUDLOHU SDUNV IRU D VKRUW WLPH  SXOO
WKH KDQGEUDNH WR IDVWHQ WKH WUDLOHU ¿UPO\ ,I WKH
WUDLOHU SDUNV RQ WKH LQFOLQH DOZD\V WDNH WKH ZKHHO
FKRFNV WR XQGHUOD\ WKH ZKHHOV VR WKDW WKH WUDLOHU
ZRXOG QRW PRYH

 7RZLQJ

%H FDUHIXO 1HYHU EUHDN D VLQJOH RSHUDWLRQ VWHS

127( :KHQ WRZLQJ PDLQWDLQ H[WUD VSDFH
EHWZHHQ YHKLFOHV DQG DYRLG WRZLQJ RQ VRIW
VKRXOGHUV FXUEV DQG VXGGHQ ODQH ,I \RX KDYH QRW
SXOOHG D WUDLOHU EHIRUH SUDFWLFH WXUQLQJ VWRSSLQJ
DQG EDFNLQJ XS LQ DQ DUHD DZD\ IURP KHDY\ WUDI¿F
7KH JHQHUDWRU WUDLOHU LV HTXLSSHG ZLWK EUDNHV OLJKWV
DQG FRXSOHU FRQQHFWLRQ %HIRUH WRZLQJ WKH JHQHUD
WRU SHUIRUP WKH IROORZLQJ
 &KHFN WKDW WKH WRZLQJ YHKLFOH DQG GUDZEDU KDYH
D UDWLQJ HTXDO WR RU JUHDWHU WKDQ WKH ³JURVV YHKL
FOH ZHLJKW UDWLQJ´


 &+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('
 7UDLOHU 0DLQWHQDQFH
7UDLOHU FRPSULVHV VXVSHQVLRQ IUDPH GUDZEDU FRP
SRQHQWV EUDNH V\VWHP VLJQDO OLJKW V\VWHP HWF
 6XVSHQVLRQ PDLQWHQDQFH
$[OH +XEV
*UHDVH D[OH KXEV WKURXJK JUHDVH ¿WWLQJV XVLQJ D

7LUH LQÀDWLRQ SUHVVXUH LV WKH PRVW LPSRUWDQW IDFWRU
LQ WLUH OLIH 3UHVVXUH VKRXOG EH FKHFNHG FROG EHIRUH
RSHUDWLRQ 1HYHU EOHHG DLU IURP WLUHV ZKHQ WKH\
DUH KRW &KHFN LQÀDWLRQ SUHVVXUH ZHHNO\ GXULQJ XVH
WR LQVXUH WKH PD[LPXP WLUH OLIH DQG PLQLPXP WUHDG
ZHDU
 %UDNH V\VWHP PDLQWHQDQFH
‡ 'UXP EUDNH DGMXVWPHQW
JRRG ZKHHO EHDULQJ JUHDVH  &RQWURO WKH WKLFNQHVV RI WKH EUDNH VKRHV ,I OHVV
:KHHOV
&KHFN WKDW OXJ QXWV KROGLQJ ZKHHOV DUH WLJKW 5H
SODFH DQ\ PLVVLQJ QXWV LPPHGLDWHO\
WKDQ PP WKH EUDNH VKRHV OHIW DQG ULJKW PXVW
EH FKDQJHG 7KH EUDNH PXVW EH DGMXVWHG DIWHU
FKDQJLQJ WKH EUDNH VKRHV
 /LIW WKH WUDLOHU XVLQJ D VXLWDEOH MDFN DQG PDNH
7LUHV VXUH WKH MDFN VWDQGV DUH SODFHG RQ VHFXUH OHYHO
JURXQG
.HHS WLUHV LQÀDWHG WR WKH SURSHU SUHVVXUH DV VKRZQ
RQ WKH WLUH VLGHZDOO DQG FKHFN WUHDG SHULRGLFDOO\ IRU  5HPRYH WKH DGMXVWLQJ KROH FRYHU IURP WKH DGMXVW
ZHDU 5HSODFH WLUHV DV UHTXLUHG LQJ VORW DW WKH ERWWRP EUDNH EDFNLQJ SODWH

&+$37(5  ² 75$,/(5 23(5$7,21 0$,17(1$1&( ,) $33/,('

 :LWK D VFUHZGULYHU RU VWDQGDUG DGMXVWLQJ WRRO UR DSSO\LQJ LW SUHOLPLQDU\ WHQVLRQ RI  PP RU  PP

WDWH WKH VWDU ZKHHO RI WKH DGMXVWHU DVVHPEO\ WR RQ WKH EUDNH FDEOH
H[SDQG WKH EUDNH VKRHV
 6HFXUH WKH EDOO QXW ZLWK WKH KH[DJRQDO QXW
 $GMXVW WKH EUDNH VKRHV RXWZDUG XQWLO WKH SUHVVXUH
 $SSO\ WKH KDQGOH OHYHU XS WR WKH ¿UVW RU VHFRQG
RI WKH OLQLQJ DJDLQVW WKH ZKHHO GUXP PDNHV WKH
WRRWK DQG FKHFN WKDW WKHUH LV HTXDO EUDNLQJ UH
ZKHHO GLI¿FXOW WR WXUQ
VLVWDQFH RQ HDFK ZKHHO
 $GMXVW URWDWH WKH VWDU ZKHHO LQ WKH RSSRVLWH GLUHF
WLRQ XQWLO WKH ZKHHO URWDWHV IUHHO\ ZLWK VOLJKW OLQLQJ
GUDJ
 5HSODFH WKH DGMXVWLQJ KROH FRYHU DQG UHSHDW
VWHSV RQ WKH UHPDLQLQJ EUDNHV

‡ %UDNH OLQHV DGMXVWPHQW

 $SSO\ WKH KDQGOH XS WR WKH ¿UVW WRRWK DQG FKHFN
WKDW WKHUH LV HTXDO EUDNLQJ UHVLVWDQFH RQ HDFK
ZKHHO ,I QRW SURFHHG WR WKH DGMXVWPHQW
 /LIW WKH WUDLOHU XVLQJ D VXLWDEOH MDFN DQG PDNH
VXUH WKH MDFN VWDQGV DUH SODFHG RQ VHFXUH OHYHO
JURXQG
 %HIRUH DQG GXULQJ WKH DGMXVWPHQW RI WKH ZKHHO
EUDNHV DOZD\V URWDWH WKH ZKHHO LQ WKH IRUZDUG
GLUHFWLRQ
 ([WHQG WKH EXPSHU LI DSSOLHG
 5HOHDVH WKH EUDNH KDQGOH FRPSOHWHO\
 /RRVH KH[DJRQDO QXW DQG EDOO QXW LQ WKH EDODQFH
EDU WR UHOHDVH WKH EUDNH OLQNDJH IURP WKH EDODQFH
EDU
 0HDVXUHG E\ DSSO\LQJ WKH KDQGOH OHYHU RQ WKH
LQQHU FDEOH ZKHUH DWWDFKHG WR WKH D[OH DEXWPHQW
EUDFNHW 7KH IUHH SOD\ VKRXOG EH DSSUR[ 
PP DQG DV XQLIRUP DV SRVVLEOH IRU  RU  ZKHHO
EUDNHV UHVSHFWLYHO\
 6HWXS WKH IUHH SOD\ RI WKH EUDNH DV ³'UXP EUDNH
DGMXVWPHQW´
 $GMXVW WKH EDOO QXW RI WKH EUDNH FDEOH WR DGMXVW WKH
EDODQFH EDU SHUSHQGLFXODUO\ WR WKH EUDNH URG
 6HFXUH WKH EDOO QXW ZLWK WKH KH[DJRQDO QXW
 $SSO\ VWURQJO\ WKH KDQGOH OHYHU XS  WLPHV WR
DOORZ WKH EUDNLQJ DGMXVWPHQW WR VHWWOH
 $GMXVW WKH EDOO QXW RI WKH EUDNH OLQNDJH WR DOORZ
WKH KDQGOH OHYHU WR JR WR WKH UG RU WK WRRWK E\

 &+$37(5  ² 7528%/(6+227,1*

 7URXEOHVKRRWLQJ
 *HQHUDO

:KHQ SHUIRUPLQJ DQ\ WURXEOHVKRRWLQJ IROORZ WKH

JXLGHOLQH EHORZ
)RU GHWDLOHG WURXEOHVKRRWLQJ SURFHGXUHV DERXW HQ ‡ 3HUIRUPLQJ WURXEOHVKRRWLQJ VKRXOG EH FDUULHG RXW
JLQHDOWHUQDWRU UHIHU WR HQJLQHDOWHUQDWRU RSHUDWLRQ E\ D OLFHQVHG HQJLQHHU
PDQXDO ‡ %HIRUHSHUIRUPLQJ DQ\ WURXEOHVKRRWLQJ VWRS HQ
.HHSLQJ JHQHUDWRU VHW OHYHO PDNLQJ EDWWHU\ FRQ JLQH DQG UHPRYH WKH VWDUW NH\ DQG DOZD\V DO
QHFWLRQV FOHDQ DQG WLJKW FKHFNLQJ IXHO OHYHO DQG QRW ORZ HQJLQH WR FRRO EHFDXVH KRW HQJLQH SDUWV FDQ
RYHUORDGLQJ HWF ZLOO KHOS WR UHGXFH WKH SRVVLELOLW\ FDXVH VHYHUH EXUQV
RI HQJLQH VKXWGRZQ
&RQWDFW 32:(5/,1. RU RXU DXWKRUL]HG GLVWULEXWRU
WR DVN IRU KHOS IRU FRPSOLFDWHG PDLQWDLQLQJ DQG UH
SODFLQJ RSHUDWLRQ


&+$37(5  ² 7528%/(6+227,1*
 *HQHUDWRU 6HW 7URXEOHVKRRWLQJ
7URXEOH
/RZ HQJLQH RLO SUHVVXUH
+LJK FRRODQW WHPSHUDWXUH
/RZ IXHO OHYHO
3RZHU GURSV DIWHU UXQQLQJ D SHULRG
RI WLPH
*URXQG PHWDO SDUW LV HOHFWULIHURXV

&DXVHV
 2LO SUHVVXUH VHQVRU LV GHIHFWLYH
 /XEULFDQW RLO LV LQVXI¿FLHQW
 2LO KRVH KDV OHDN
 2LO ¿OWHU LV FORJJHG
 ,PSURSHU NLQG RI RLO LV XVHG
 &RRODQW LV LQVXI¿FLHQW 
 &RRODQW SLSH KDV OHDN
 )DQ EHOW LV ORRVH
 5DGLDWRU FRUH LV FORJJHG
 &RRODQW WHPSHUDWXUH VHQVRU LV
GHIHFWLYH
 (QJLQH WKHUPRVWDW LV GHIHFWLYH
 )XHO LV LQVXI¿FLHQW
 )XHO WDQN KDV OHDN
 )XHO OHYHO VHQVRU LV GHIHFWLYH
 $LU ¿OWHU HOHPHQW LV FORJJHG DQG DLU LV
LQVXI¿FLHQW
 )XHO ¿OWHU LV FORJJHG DQG IXHO LV
LQVXI¿FLHQW
 (QJLQH LJQLWLRQ WLPH LV LQFRUUHFW
 *URXQG FRQQHFWLRQ LV GHIHFWLYH
 ,QVXODWLQJ UHVLVWDQFH LV WRR ORZ
5HPHGLHV
 5HSDLU RU FKDQJH WKH VHQVRU
 $GG OXEULFDQW RLO
 7LJKWHQ RU FKDQJH RLO KRVH
 &KDQJH RLO ¿OWHU
 &KDQJH WR SURSHU NLQG RI RLO
 $GG FRRODQW
 7LJKWHQ RU FKDQJH FRRODQW SLSH
 7LJKWHQ WKH EHOW
 &OHDQ UDGLDWRU FRUH
 5HSDLU RU FKDQJH WKH VHQVRU
 5HSDLU RU FKDQJH WKH WKHUPRVWDW
 $GG IXHO
 5HSDLU RU FKDQJH IXHO WDQN
 5HSDLU RU FKDQJH WKH VHQVRU
 &OHDQ RU FKDQJH DLU ¿OWHU HOHPHQW
 'UDLQ ZDWHUVHGLPHQW RU &KDQJH IXHO
¿OWHU
 $GMXVW WKH LJQLWLRQ WLPH DV UHTXLUHG
 &KHFN JURXQG ZLULQJ
 0HDVXUH LQVXODWLQJ UHVLVWDQFH

 &RQWURO 6\VWHP 7URXEOHVKRRWLQJ
7URXEOH
0DLQ EUHDNHU FDQQRW EH WXUQHG WR RQ
&RQWURO PRGXOH FDQQRW UXQ
9ROWDJH GURSV TXLFNO\ ZKHQ
FRQQHFWLQJ WR WKH ORDG
)UHTXHQF\ LV VWDEOH EXW YROWDJH LV
XQVWDEOH
$IWHU FRQQHFWLQJ WR WKH ORDG YROWDJH
DQG IUHTXHQF\ LV VWDEOH EXW FXUUHQW
LV XQVWDEOH
9ROWDJH FDQQRW JR XS WR WKH UDWHG
YDOXH
9ROWDJH H[FHHGV WKH UDWHG YDOXH
(OHFWULF PHWHU KDV QR UHDGLQJ
&+$37(5  ² 7528%/(6+227,1*
&DXVHV 5HPHGLHV
 7KH PDLQ EUHDNHU SRVLWLRQ UHVWV
 )LUVW WXUQ WKH EUHDNHU WR RII  DQG WKHQ
RQ WKH SRVLWLRQ EHWZHHQ 21 DQG 2))
WXUQ LW WR RQ
LPSURSHUO\
 &KHFN DQG UHSDLU WKH ORDG FLUFXLW RU
 6KRUW FLUFXLW RQ WKH ORDG
FKDQJH LW 
 &RQWURO PRGXOH FDEOH LV GLVFRQQHFWHG  &RQQHFW WKH PRGXOH FDEOH WR WKH
WR WKH EDWWHU\ EDWWHU\
 &KDUJH WKH EDWWHU\ ZLWK WKH XWLOLW\
 %DWWHU\ SRZHU LV LQVXI¿FLHQW
SRZHU
 7KH IXVH LV GDPDJHG  &KDQJH WKH IXVH
 &RQWURO PRGXOH LV GHIHFWLYH  5HSDLU RU FKDQJH WKH FRQWURO PRGXOH
 'HFUHDVH WKH ORDGV WR PHHW WKH UDWHG
 /RDGV WRWDO H[FHHGV WKH UDWHG FXUUHQW
RXWSXW
 &KHFN $95 DQG FKDQJH LW LI
 $95 RI DOWHUQDWRU LV GHIHFWLYH
QHFHVVDU\
 $GMXVW WKH IUHTXHQF\ WR WKH ORDG
 8VH ZURQJ IUHTXHQF\
IUHTXHQF\
 &KHFN $95 DQG FKDQJH LW LI
 $95 RI DOWHUQDWRU LV GHIHFWLYH
QHFHVVDU\
 &XVWRPHU ORDG LV XQVWDEOH  &KHFN DQG DGMXVW WKH FXVWRPHU ORDG
 &KHFN $95 DQG FKDQJH LW LI
 $95 RI DOWHUQDWRU LV GHIHFWLYH
QHFHVVDU\
 )UHTXHQF\ LV ORZ  $GMXVW IUHTXHQF\ DV UHTXLUHG
 &KHFN $95 DQG FKDQJH LW LI
 $95 RI DOWHUQDWRU LV GHIHFWLYH
QHFHVVDU\
 &KHFN WKH PHWHU DQG FKDQJH LI
 7KH PHWHU LV GHIHFWLYH
QHFHVVDU\
 &LUFXLW LV GLVFRQQHFWHG RU WHUPLQDO LV  )LQG WKH FXW SRVLWLRQ DQG FRQQHFW
ORRVH DJDLQ

&+$37(5  ² 7528%/(6+227,1*
 (QJLQH 7URXEOHVKRRWLQJ
7URXEOH &DXVHV
 %DWWHU\ VZLWFK LV RII
6WDUWHU PRWRU  %DWWHU\ RXWSXW LV ZHDN
FDQQRW GULYH RU
VSHHG LV ORZ  %DWWHU\ LV GHWHULRUDWHG
 %DWWHU\ WHUPLQDO LV ORRVH
(QJLQH FDQQRW  )XHO LV LQVXI¿FLHQW
VWDUW
6WDUWHU PRWRU  )XHO KRVH KDV OHDN
GULYHV EXW
HQJLQH FDQQRW  )XHO ¿OWHU LV FORJJHG
VWDUW
 *DX]H ¿OWHU LV FORJJHG
 $LU LV PL[HG LQ IXHO OLQH
 )XHO KRVH KDV OHDN
 )XHO ¿OWHU LQ WKH ZDWHUIXHO VHSDUDWRU LV
FORJJHG
(QJLQH VWDUWV EXW VWDOOV DW RQFH  *DX]H ¿OWHU LV FORJJHG
 /XEULFDQW RLO LV LQVXI¿FLHQW
 $LU LV PL[HG LQ IXHO OLQH
 $LU ¿OWHU HOHPHQW LV FORJJHG
 )XHO LV LQVXI¿FLHQW 
 2YHUKHDWLQJ RI PRYLQJ SDUWV
2XWSXW LV LQVXI¿FLHQW
 $LU ¿OWHU HOHPHQW LV FORJJHG
 ,QMHFWLRQ SXPS LV GHIHFWLYH
 ,PSURSHU NLQG RI IXHO LV XVHG
 $LU ¿OWHU HOHPHQW LV FORJJHG
0XIÀHU UHOHDVHV EODFN VPRNH
 /RDGV WRWDO H[FHHGV WKH UDWHG FXUUHQW
 $FFXPXODWLRQ RI JDV FDUERQ LV KLJK RQ
WKH H[KDXVW SLSHV DQG PXIÀHU
 $LU ¿OWHU HOHPHQW LV FORJJHG
 /XEULFDQW RLO LV UHGXQGDQW DQG H[FHHGV
WKH OLPLWHG
0XIÀHU UHOHDVHV ZKLWH VPRNH
5HPHGLHV
 7XUQ WKH VZLWFK WR RQ
 &KDUJH WKH EDWWHU\
 &KDQJH WKH EDWWHU\
 7LJKWHQ WKH WHUPLQDO
 &KHFN IXHO V\VWHP DQG DGG IXHO LI
QHFHVVDU\
 7LJKWHQ RU FKDQJH IXHO KRVH
 'UDLQ ZDWHUVHGLPHQW RU &KDQJH IXHO
¿OWHU
 &OHDQ RU FKDQJH JDX]H ¿OWHU
 ([WUDFW WKH DLU
 7LJKWHQ RU FKDQJH IXHO KRVH
 'UDLQ ZDWHUVHGLPHQW RU &KDQJH IXHO
¿OWHU
 &OHDQ RU FKDQJH JDX]H ¿OWHU
 &KHFN RLO OHYHO DGG RLO DV UHTXLUHG
 ([WUDFW WKH DLU
 &OHDQ RU FKDQJH DLU ¿OWHU HOHPHQW
 &KHFN IXHO V\VWHP DQG DGG IXHO LI
QHFHVVDU\
 &KHFN WR VHH LI OXEULFDWLQJ RLO ¿OWHU LV
ZRUNLQJ SURSHUO\
 &OHDQ RU FKDQJH DLU ¿OWHU HOHPHQW
 &KHFN WKH IXHO LQMHFWLRQ SXPS HOHPHQW
DQG GHOLYHU\ YDOYH DVVHPEO\ UHSODFH LI
QHFHVVDU\
 6HOHFW SURSHU IXHO
 &OHDQ RU FKDQJH DLU ¿OWHU HOHPHQW
 $GMXVW WKH ORDGV WR PHHW WKH UDWHG
RXWSXW
 &OHDQ RXW JDV FDUERQ
 &OHDQ RU FKDQJH DLU ¿OWHU HOHPHQW
 'UDLQ WKH UHGXQGDQW RLO
0XIÀHU UHOHDVHV EOXH VPRNH
 7KH SLVWRQ ULQJV LVDUH ZRUQ RXW  &KDQJH SLVWRQ ULQJV
 /DUJH FOHDUDQFH EHWZHHQ F\OLQGHU DQG
 &KDQJH WKH SLVWRQ DQG F\OLQGHU
SLVWRQ
 &KHFN DQG FKDQJH WKH IXHO FKHFN DQG
 )XHO FRQWDLQV ZDWHU RU DLU
FOHDQ WKH IXHO V\VWHP
 ,QMHFWRU QR]]OH DWRPL]HV EDGO\  5HSDLU RU FKDQJH ,QMHFWRU QR]]OH
 7KH F\OLQGHU RUDQG JDVNHW LV
 5HSDLU RU FKDQJH F\OLQGHU DQG JDVNHW
GDPDJHG


 &+$37(5  ² 7528%/(6+227,1*
7URXEOH &DXVHV
 /XEULFDQW RLO LV LQVXI¿FLHQW
 )DQ EHOW EURNHQ RU HORQJDWHG
 &RRODQW LQVXI¿FLHQW
 5DGLDWRU QHW RU UDGLDWRU ¿Q FORJJHG ZLWK
GXVW
 ,PSURSHU NLQG RI IXHO LV XVHG
 &RRODQW WHPSHUDWXUH JDXJH RU VHQVRU
(QJLQH RYHUKHDWV LV GHIHFWLYH
 2YHUORDG UXQQLQJ
 5DGLDWRU FRUQ RU FRRODQW URXWH LV
FORJJHG
 )DQ UDGLDWRU FDS RU UDGLDWRU LV
GHIHFWLYH
 7KHUPRVWDW LV GHIHFWLYH
 (OHFWULFDO RU PDQXDO IXHO VKXWRII QRW
FORVLQJ
(QJLQH VKXW RII IDLOXUH
 )XPHV JHQHUDWHG ZKLOH WKH HQJLQH LV
UXQQLQJ LV GUDZQ LQWR DLU LQWDNH
 $LU LV PL[HG LQ IXHO OLQH
(QJLQH VXUJHV DW LGOH  ,GOH VSHHG LV VHW WRR ORZ
 )XHO ¿OWHU LV FORJJHG
5HPHGLHV
 &KHFN RLO OHYHO DGG RLO DV UHTXLUHG
 &KDQJH EHOW RU DGMXVW EHOW WHQVLRQ
 $GG FRRODQW
 &OHDQ QHW RU ¿Q FDUHIXOO\
 6HOHFW SURSHU IXHO
 &KHFN FRRODQW WHPSHUDWXUH JDXJH RU
VHQVRU DQG UHSODFH LI QHFHVVDU\
 5HGXFH ORDG
 &OHDQ RU UHSODFH UDGLDWRU RU GHIHFWLYH
SDUWV
 5HSODFH UDGLDWRU RU GHIHFWLYH SDUWV
 &KHFN WKHUPRVWDW DQG UHSODFH LI
QHFHVVDU\
 9HULI\ WKH VROHQRLG LV QRW EHLQJ
HQHUJL]HG E\ D VKRUW LQ WKH ZLULQJ &KHFN
WKH OLQNDJH WR WKH VKXWRII OHYHU IRU ELQGLQJ
&KHFN IRU WKH DELOLW\ RI WKH VSULQJ LQ WKH
VROHQRLG WR PRYH WKH OHYHU WR WKH VKXWRII
SRVLWLRQ
 /RFDWH DQG LVRODWH WKH VRXUFH RI IXPHV
 ([WUDFW WKH DLU LQ IXHO V\VWHP DQG FKHFN
IRU VXFWLRQ OHDNV
 &KHFN DQG DGMXVW ORZ LGOH VFUHZ
 'UDLQ ZDWHUVHGLPHQW RU FKDQJH IXHO
¿OWHU DV QHFHVVDU\

&+$37(5  ² 7528%/(6+227,1*

 $OWHUQDWRU 7URXEOHVKRRWLQJ

7URXEOH &DXVHV 5HPHGLHV

1R YROWDJH RU YROWDJH LV LQVXI¿FLHQW
ZKLOH JHQVHW UXQQLQJ
9ROWDJH LV XQVWDEOH
$OWHUQDWRU RYHUKHDWV
9ROWDJH LV WRR KLJK
9ROWDJH LV WRR ORZ ZKLOH UXQQLQJ
ZLWKRXW ORDG
9ROWDJH LV FRUUHFW ZLWKRXW ORDG EXW
WRR ORZ XQGHU ORDG
9ROWDJH GLVDSSHDUV ZKLOH UXQQLQJ
 :LQGLQJ LV FXW
 :LULQJ WHUPLQDO LV ORRVH
 :LULQJ WHUPLQDO LV GHIHFWLYH
 6SHHG LV WRR ORZ
 6SHHG LV XQVWDEOH
 $95 LV GHIHFWLYH
 2YHUORDG UXQQLQJ
 9HQWSLSH LQVLGH WKH DOWHUQDWRU LV
FORJJHG
 6SHHG LV WRR KLJK
 $95 LV GHIHFWLYH
 6SHHG LV WRR ORZ
 $95 LV GHIHFWLYH
 6SHHG VHWWLQJ LV LQFRUUHFW
 6KRUW FLUFXLW RQ WKH URWRU
 $UPDWXUH RI H[FLWDWLRQ LV GHIHFWLYH
 :LQGLQJ RI PDJQHWLF ¿HOG LV FXW
 5RWRU RI H[FLWDWLRQ LV GHIHFWLYH
 $95 LV GHIHFWLYH
 ,QWHUWZLVW WKH FXW ZLQGLQJ DQG ZHOG
¿UPO\ 
 7LJKWHQ WKH ZLULQJ WHUPLQDO 
 &OHDQ RU UHSODFH WKH GHIHFWLYH
WHUPLQDO 
 $GMXVW WKH VSHHG DQG NHHS WKH UDWHG
VSHHG
 .HHS WKH UDWHG VSHHG
 &KHFN $95 DQG FKDQJH LI QHFHVVDU\
 5HGXFH ORDG
 %ORZ DQG FOHDQ WKH LQQHU 
 .HHS WKH UDWHG VSHHG
 &KHFN $95 DQG FKDQJH LI QHFHVVDU\
 .HHS WKH UDWHG VSHHG
 &KHFN $95 DQG FKDQJH LI QHFHVVDU\

 &KHFN DQG DGMXVW WKH VSHHG
 &KHFN UHVLVWDQFH RI WKH FLUFXLW
 &KHFN UHVLVWDQFH RI WKH FLUFXLW
 &KHFN WKH FXW ZLQGLQJ LQWHUWZLVW DQG
ZHOG ¿UPO\ 
 &KHFN URWRU UHSDLU LW DQG FKDQJH LI
QHFHVVDU\
 &KHFN $95 DQG FKDQJH LI QHFHVVDU\


 &+$37(5  ² 7528%/(6+227,1*

 %DWWHU\ &KDUJH 7URXEOHVKRRWLQJ

7URXEOH &DXVHV 5HPHGLHV

 %DWWHU\ SRVW LV GHIHFWLYH
 %DWWHU\ SRVW LV FRQQHFWHG LQFRUUHFWO\
1R FKDUJH FXUUHQW
 1R PDLQV VXSSO\
 3RZHU IXVH LV EXUQHGRXW 
'LVSOD\ QRWKLQJ RQ WKH FKDUJH FXUUHQW
 &KDUJH FXUUHQW PHWHU LV GHIHFWLYH
PHWHU
 0DLQV VXSSO\ SRZHU LV ORZ
 3OXJ RI WKH FKDUJHU WUDQVIRUPHU GRHV
&KDUJH UDWH LV WRR ORZ
QRW PDWFK ZLWK WKH PDLQV VXSSO\ YROWDJH
 %DWWHU\ SRVW LV ORRVH
 &KHFN DQG FOHDQ WKH SRVW
 &KHFN WKH FRQQHFWLRQ SRVW
 &KHFN WKH ZLULQJ WR WKH FKDUJHU IURP
PDLQV VXSSO\
 &KDQJH WKH IXVH
 0HDVXUH WKH FXUUHQW ZLWK WKH VWDQGDUG
DPSHUHPHWHU 
 &KHFN PDLQV VXSSO\
 &KHFN WKH SOXJ RI FKDUJHU WUDQVIRUPHU
 7LJKWHQ WKH EDWWHU\ SRVW

)XVH RI PDLQV VXSSO\ LV EXUQHGRXW
UHSHDWHGO\
&KDUJH FOLS KHDWV
%DWWHU\ YROWDJH GRHV QRW ULVH
 3RZHU RI WKH IXVH GRHV QRW PDWFK
 7KHUH LV VKRUW FLUFXLW
 %DWWHU\ SRVW LV GHIHFWLYH
 %ROW RI WKH FOLS LV ORRVH
 %DWWHU\ LV GHWHULRUDWHG
 %DWWHU\ KDV EHHQ GDPDJHG
 &KDQJH WKH SURSHU IXVH
 &KHFN DQG FRQQHFW DOO ZLULQJ
 &KHFN DQG FOHDQ WKH SRVW
 &OHDQ DQG WLJKWHQ WKH EROW
 &KDQJH WKH EDWWHU\
 &KHFN WKH EDWWHU\ DQG FKDQJH LW LI
QHFHVVDU\


 A

10.2011