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a
Metabolism and Pharmacokinetics, Novartis Institutes for BioMedical Research, Basel, Switzerland
b
Metabolism and Pharmacokinetics, Novartis Institutes for BioMedical Research, Cambridge, MA, USA
a r t i c l e i n f o a b s t r a c t
Article history: The aim of this study was to understand which parameters are responsible for the selective modulation
Received 16 April 2010 of compounds solubility in simulated intestinal fluids. The solubility of 25 chemically diverse reference
Received in revised form 1 June 2010 compounds was measured in simulated intestinal fluid (FaSSIF-V2) and in aqueous phosphate and maleate
Accepted 18 July 2010
buffers. Electrostatic interactions between compounds and the bio-relevant medium components seem to
Available online 23 July 2010
explain the different solubility behavior observed for acids and bases. The solubility of ionized acids is not
increased in FaSSIF-V2 probably due to electrostatic repulsions with the media components. Lipophilicity
Keywords:
plays an important role but mainly for charged bases with a log P > 4 (or log D6.5 > 1.9). When the aqueous
Simulated intestinal fluids
Solubility
solubility is mainly driven by lipophilicity, the FaSSIF-V2 components seem to improve the solubility of
Ionization basic compounds to a greater extent than for compounds whose solubility is limited by crystal packing.
Lipophilicity These results suggest that ionization, lipophilicity and crystal packing play important but peculiar roles
Crystal packing in controlling solubility in FaSSIF-V2 compared to that in aqueous buffer and this information could be
useful to guide medicinal chemists and formulation scientists.
© 2010 Elsevier B.V. All rights reserved.
0928-0987/$ – see front matter © 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.ejps.2010.07.012
G. Ottaviani et al. / European Journal of Pharmaceutical Sciences 41 (2010) 452–457 453
Fig. 2. Solubility measured with the shake-flask method in buffers maleate and Fig. 3. Intrinsic solubility extrapolated at pH 6.5 using experimental pKa values
phosphate at pH 6.5 for 25 reference compounds. Solubility values are expressed in plotted against the experimental solubility (log S) measured in buffer maleate (X)
log units (M). The solid line refers to the identity line for solubility in both media and phosphate (♦) at pH 6.5 for tested compounds. The solid line refers to the identity
(log Sphosphate = log Smaleate ). line and the diagonal dotted lines represent a threefold deviation from the identity
line.
assay using DMSO evaporated solutions (Zhou et al., 2007) was
overestimated compared to the traditional shake-flask method 3.3. Supersaturation in FaSSIF-V2
starting from dry powder. One possible explanation could be that
after DMSO evaporation, some compounds did not re-crystallize Supersaturation is a thermodynamic unstable phenomenon
during the incubation time. The lower throughput traditional where chemicals stay in solution at a concentration above their
shake-flask assay starting from powder allowed to better preserve equilibrium solubility. Induction or maintenance of intralumi-
the original solid state properties of compounds thus minimizing nal supersaturation using specifically designed formulations is an
the risk of supersaturation (Alsenz and Kansy, 2007). attractive strategy to improve intestinal absorption (Brouwers et
al., 2009). For weak bases supersaturated solutions starting from
3.2. Evaluation of phosphate and maleate buffer effects crystalline powder may also occur in the small intestine as a result
of a pH gradient in the gastrointestinal lumen. Kostewicz et al.
In FaSSIF-V2 the maleate buffer replaces the phosphate buffer (2004) showed that when weak bases were first dissolved in SGF
present in the previous composition (see Table 1). For compounds and then put in FaSSIF media, solubility values in FaSSIF were higher
which are fully ionized at pH 6.5, the buffer components could than those measured directly in FaSSIF starting from powder as a
play a crucial role in solubility as the latter could be driven by result of supersaturation driven by a pH gradient between SGF (pH
the solubility product of the corresponding salts in solution or by 2) and FaSSIF (pH 6.5) media.
the formation of soluble/insoluble aggregates. As most tested com- In our shake-flask experiments starting from dry powder, super-
pounds were ionized at pH 6.5, the potential buffer effects were saturation was not strictly controlled (the apparent solubility was
studied by comparing the solubility measured in maleate buffer measured in FaSSIF-V2 at one time point after 24 h) but as solubility
(FaSSIF blank) and in phosphate buffer at pH 6.5 using the shake- was directly measured in FaSSIF-V2 and for a long incubation time
flask, with the solubility value extrapolated at the same pH derived it is likely that thermodynamically stable solutions were obtained
from the intrinsic solubility measurements. As intrinsic solubility at the end of the incubations.
is independent of buffer composition, it is possible to factor out and
evaluate buffer effect contributions (Bergstrom et al., 2004). If the 3.4. What is modulating the solubility in FaSSIF?
pKa and the intrinsic solubility (S0 ) are known, the solubility (S)
at a different pH can be calculated using a modified version of the Table 2 shows the solubility values measured with the shake-
Henderson–Hasselbalch equation as shown below for monoprotic flask method in phosphate buffer, in FaSSIF-V2 and in maleate
bases (Eq. (2)) and acids (Eq. (3)) (Avdeef, 2003): buffer (FaSSIF-V2 blank: no lecithin or taurocholic acid) media. F/B
ratio expresses the solubility enhancement of FaSSIF-V2 compared
S = S0 · (10+pKa −pH + 1) (2)
to the FaSSIF blank and was calculated as follows:
−pKa +pH
S = S0 · (10 + 1) (3) F SFaSSIF
= (4)
If the solubility measured at a given pH value is lower than the B Smaleate
value extrapolated from the intrinsic solubility at the same pH, it is where SFaSSIF is the solubility measured in FaSSIF-V2 media (mM)
likely that compounds precipitated with salts present in the media and Smaleate is the solubility measured in FaSSIF-V2 blank (mM).
or formed insoluble aggregates, while if the measured solubility Fig. 4 shows the F/B ratio plotted against log P for tested com-
is higher than the value extrapolated, soluble aggregates could be pounds. It is interesting to observe that the solubility of acids did
formed (Bergstrom et al., 2004). not increase in FaSSIF-V2 compared to aqueous medium (F/B ratio
For most compounds the solubility measured in phosphate and close to 1). On the contrary, the most lipophilic bases showed
maleate buffers correlated well with the values extrapolated from an enhanced solubility in FaSSIF-V2 compared to that in aque-
the intrinsic solubility (Figs. 2 and 3) showing that no remarkable ous buffer. Although tested acids are on average less lipophilic
buffer effects were present. For some very soluble compounds such than bases (log P < 5.6 for acids, log P < 7.57 for bases), the solubility
as pindolol and quinacrine, the highest value of solubility mea- of acids does not increase in FaSSIF-V2 regardless their log P val-
sured in phosphate and maleate buffers at pH 6.5 was limited by ues. Conversely there are three bases with log P < 5.6 (amodiaquin,
the dynamic range of the assay. Although with tested compounds chlorprothixene and miconazole) that show a remarkable solubility
buffer effects were not present, it was important to assess it before increase in FaSSIF-V2 compared to aqueous buffer.
proceeding with further analysis as different solubility values in The fraction ionized at experimental pH (pH 6.5) calculated from
maleate and in phosphate buffers have been measured for some the aqueous pKa values using the Henderson–Hasselbalch equa-
in-house compounds (data not showed). tion (see Table 2), shows that most of acids and bases are strongly
G. Ottaviani et al. / European Journal of Pharmaceutical Sciences 41 (2010) 452–457 455
Table 2
Physicochemical properties and solubility data of 25 tested compoundsa .
Compound pKa fi pH 6.5 log S0 log S6.5 extrap log P log D6.5 extrap SL Solubility Solubility Solubility F/B
FaSSIF-V2 maleate phosphate
(mM) (mM) (mM)
Amiodarone B 8.73 0.99 −8.17 −5.94 7.57 5.40 0.6 0.147 <0.006 <0.006 >23.8
Amodiaquin B 7.37 0.98 −5.88b −3.27 4.20 2.50 1.7 >4.216 1.372 1.608 >3.1
B 8.24
A 11.49
Astemizole B 5.73 0.99 −5.93 −3.88 5.70 3.80 0.2 0.074 0.046 0.068 1.6
B 8.48
Carprofen A 4.247 1 −4.63b −2.46 4.29 2.00 0.3 1.512 1.377 1.527 1.1
Chlorprothixene B 9.52 1 −5.82b −3.38 5.48 2.80 0.3 1.083 0.500 0.237 2.2
Corticosterone Not 0 −3.2c −3.20 1.90c 1.90 1.3 0.569 0.404 0.358 1.4
ionizable
Diclofenac A 4.032 1 −5.02b −2.95 4.51 2.10 0.5 4.471 3.377 1.736 1.3
Flufenamic acid 3.97A 1 −5.08b −2.82 5.56 3.00 −0.5 1.395 1.221 1.249 1.1
Folic acid B 2.33 1 −5.31 −2.37 0.20 −2.40 5.1 2.121 2.161 2.639 1.0
A 3.87
A 4.76
A 7.98
Glipizide A 5.13 0.96 −5.28b −4.10 2.58 1.20 2.7 0.049 0.058 0.036 0.8
Glyburide A 5.3b 0.94 −5.9c −4.66 4.40c 3.20 1.5 <0.008 <0.008 <0.008
Haloperidol B 8.42 0.99 −5.47 −3.54 4.30 2.40 1.2 0.314 0.330 0.325 1.0
Maprotiline B 10.33 1 −4.69 −1.76 4.85 1.90 −0.2 >5.407 >5.407 >5.407
Meclizine B 2.23 0.85 −5.55b −5.68 6.20 5.40 −0.6 0.100 <0.010 <0.010 >9.8
B 7.24
Mefenamic acid A 4.22 1 −6.34 −4.06 5.33 3.10 1.0 0.054 0.041 0.033 1.3
Miconazole B 6.3 0.39 −5.88b −5.41 5.34 5.10 0.5 0.049 <0.010 <0.010 >5.1
Pindolol B 9.54 1 −3.79 −0.85 1.83 −0.90 2.0 4.546 >6.04 >6.04 <0.8
Piroxicam A 1.87 1 −5.75 1.98 3.8 0.920 0.335 0.320 2.7
B 5.29
Progesterone Not 0 −4.4c −4.40 3.90c 3.90 0.5 0.029 0.019 0.019 1.5
ionizable
Promethazine B 8.99 1 −4.19 −1.70 4.56 2.20 −0.4 >5.274 >5.274 >5.274
Quinacrine B 7.9 1 −4.35 −1.39 5.44 2.50 −1.1 >3.75 >3.75 >3.75
B 10.26
Sulfasalazine A 2.35 1 −6.28 −2.33 3.61 −0.20 2.7 1.405 1.114 1.320 1.3
A 7.99
A 10.86
Tamoxifen B 8.48c 1 −7.55c −5.57 6.00e 4.10 1.6 0.118 0.027 0.011 4.4
Terfenadine B 9.25 1 −7.74 −4.99 5.42 2.90 2.3 0.051 0.034 0.040 1.5
Testosterone Not 0 −4.06c −4.06 3.30c 3.30 0.8 0.107 0.087 0.087 1.2
ionizable
a
pKa , log S0 and log P were taken from Box and Comer (2008) unless otherwise stated.
b
Internal data, measured using potentiometric titration.
c
From Faller and Ertl (2007).
e
Internal data, measured using HT-log P (Faller et al., 2005).
ionized at pH 6.5: acids being negatively charged, while bases pos- F0 /B0 ratio expresses the intrinsic solubility enhancement of
itively charged. The structures of lecithin and taurocholic acid used FaSSIF-V2 compared to aqueous media calculated as follows:
in FaSSIF-V2 are shown in Fig. 5. As lecithin is zwitterionic and tau-
F0 S0 FaSSIF
rocholic acid is fully deprotonated at pH 6.5, the FaSSIF-V2 media =
B0 S0 aqueous
contains a net negative charge, and this could explain the different
behavior observed for acids and bases. where S0 FaSSIF is the intrinsic solubility measured in FaSSIF-V2
It is likely that acids, being negatively charged, were not able to media (M) and S0 aqueous is the intrinsic solubility measured in
establish favorable interactions with FaSSIF-V2 micelles because aqueous media (M). F0 /B0 enables to factor out ionic interactions
of electrostatic repulsion. Bases, on the contrary, being positively as when compounds are neutrals mainly hydrophobic interactions
charged, were better solubilized in FaSSIF-V2 due to favorable elec- with FaSSIF-V2 components are present. The difference between
trostatic interactions. F0 /B0 ratio and the F/B ratio clearly shows that acids and bases
To better understand this peculiar phenomenon, the intrin- behave differently (Table 3). While F0 /B0 increases for most com-
sic solubility of four acids and fours bases was measured using a pounds, for acids the solubility enhancement in FaSSIF is greater
potentiometric approach in both aqueous and FaSSIF-V2 media. when compounds are neutrals (F0 /B0 > F/B), for bases the solubil-
The intrinsic solubility of an ionizable compound is defined as the ity enhancement in FaSSIF is greater when compounds are ionized
equilibrium solubility of the free acid or base form at a pH where the (F/B > F0 /B0 ). It is thus very likely that when compounds are neu-
compound is fully unionized. If electrostatic interactions between a trals, hydrophobic interactions with the media components are
compound and the FaSSIF-V2 media are present, one should expect mainly responsible for the solubility enhancement in FaSSIF-V2
a pH dependent solubility enhancement. while when compounds are charged (pH 6.5), electrostatic inter-
456 G. Ottaviani et al. / European Journal of Pharmaceutical Sciences 41 (2010) 452–457
Fig. 4. Correlation between log P and ratio of solubility measured at pH 6.5 in FaSSIF-
V2 (SFaSSIF ) and solubility measured at pH 6.5 in maleate buffer (Sblank ) for: () bases; Fig. 6. Correlation between log P and solubility ratio F/B in log units (F/B: sol-
() acids; (♦) neutrals; (X) zwitterions. ubility ratio between solubility in FaSSIF-V2 and solubility in maleate buffer)
for bases with log P > 4. The line was obtained by the linear regression equation
log(F/B) = 0.34 log P − 1.32, where n = 9; r2 = 0.61.
Fig. 7. Correlation between log D6.5 and solubility ratio (in log units) of com-
pounds at pH 6.5 in FaSSIF-V2 (SFaSSIF ) and in maleate buffer (Sblank ) for
Fig. 5. structure of FaSSIF-V2 active ingredients: lecithin (A) and taurocholic acid bases with log P > 4. The line was obtained by the linear regression equation
(B). log(F/B) = 0.30 log D6.5 − 0.58, where n = 9; r2 = 0.71.
actions play an additional role in modulating the solubility in Fig. 8 shows the aqueous intrinsic solubility plotted against the
FaSSIF-V2. log P. For compounds close to the unity line, the intrinsic solu-
For acids it is very likely that the negative charge at pH 6.5 is bility is mainly influenced by lipophilicity while for compounds
detrimental for their solubility in FaSSIF-V2 media because of elec- above the unity line, the solubility is affected by other parameters
trostatic repulsion with the media components. When acids are such as crystal lattice energy or formation of insoluble aggregates.
unionized the solubility is instead enhanced in FaSSIF-V2, proba- Faller and Ertl (2007) introduced the SL parameter to quantify
bly because the lipophilic interactions are not counter balanced by the extent of lipophilicity contribution to the intrinsic solubility
the negative charge of compounds. (S0 ). SL is defined as the difference between −log S0 and log P.
For bases the positive charge at pH 6.5 seems to further enhance When solubility is mainly limited by lipophilicity, the SL tends
their solubility in FaSSIF-V2 media as when bases are unionized to be close to 0, while when other limiting factors, such as inter-
F0 /B0 is lower than F/B. molecular interactions play a dominant role, SL is in general
Although it seems convincing that electrostatic interactions are higher (SL > 2). For example terfenadine has a modest solubil-
responsible for the selective modulation of compounds solubility ity increase in FaSSIF-V2 compared to maleate buffer (F/B = 1.5)
in FaSSIF-V2, they are not the only driving forces as lipophilicity and this is associated with a high SL (SL = 2.3). It is thus likely
also might play an important role. Figs. 6 and 7 shows the F/B ratio that when the solubility of compounds is limited by crystal lattice
in log units plotted respectively against log P and log D6.5 for bases energy, the solubilizing power of FaSSIF-V2 components is limited.
with a log P > 4. At high log P values (log P > 4), there is a positive Although as seen above, compounds charge plays an important
relation between solubility enhancement in FaSSIF-V2 compared role in FaSSIF solubility and this is not taken into account by the
to aqueous media and lipophilicity. The correlation is only mod- SL parameter, it is interesting to note that basic compounds with
estly improved if the distribution coefficient is taken into account the highest F/B ratio (amiodarone F/B = 23.8, meclizine F/B = 9.8 and
(log D6.5 ). miconazole F/B = 5.1) all lie in the unity line (SL < 0.6). For these
Table 3
Intrinsic solubility (S0 ) measured in aqueous and FaSSIF media with potentiometric titration for selected bases and acids. For F0 /B0 and F/B see text.
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Acknowledgments