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Posterior shoulder instability

Matthew D. Williamsa and T. Bradley Edwardsb

Purpose of review Introduction


Posterior instability of the glenohumeral joint is a relatively Posterior shoulder instability is a challenging condition
rare diagnosis that can be debilitating for the active patient. to diagnose and treat. Diagnosis is difficult because of the
Practicing orthopaedic surgeons should be attentive when few cases that present for evaluation and treatment.
evaluating patients with shoulder instability to reduce Posterior instability makes up only 5% of cases of
misdiagnosis and treatment delay. This review will include shoulder instability [1,2]. Proper treatment is difficult
recent reports on the evaluation, treatment, and basic due to the multifactorial nature of shoulder instability
science of posterior shoulder instability. that may include both soft-tissue and bony components.
Recent findings Clear understanding of glenohumeral anatomy and
Laxity testing during physical examination of the shoulder is biomechanics is fundamental to effective treatment.
critical in obtaining a correct diagnosis: positive results Furthermore, knowledge of the spectrum of surgical
correlate to the reproduction of instability symptoms and not options including both open and arthroscopic procedures
necessarily to pain or side-to-side differences. Arthroscopic is required for success. This review will detail literature
and open surgical techniques are effective for posterior reports on the evaluation and treatment of posterior
instability with average success rates of 89%. Thermal shoulder instability published in the past year.
capsulorrhaphy techniques result in inferior outcomes
compared to other techniques and their efficacy has been Classification
questioned. Biomechanical studies show decreased Degree, direction, cause, and volition are used to classify
posterior glenohumeral translation with rotator interval posterior shoulder instability. Fixed posterior shoulder
closure and suggest including this as a part of stabilization dislocation and recurrent posterior shoulder subluxation
procedures. Electromyographic studies support the describe the degree of posterior instability [3]. The
importance of periscapular muscle strengthening in direction of instability is described as unidirectional,
treatment of shoulder instability. bidirectional, and multidirectional [4,5]. Traumatic and
Summary atraumatic instability characterize the cause.
Appropriate treatment of posterior shoulder instability
begins with accurate diagnosis. Surgery is appropriate for The more common traumatic posterior instability may
instability if conservative treatment fails and both open and result from one memorable event or be secondary to
arthroscopic techniques are effective. Surgical procedures additive microtrauma over time. Repetitive trauma in
are evolving as the understanding of glenohumeral athletes, such as that which may be suffered by offensive
biomechanics improves. linemen on a football team, may lead to posterior
instability. Axial stress with the arm flexed, adducted,
Keywords and internally rotated predisposes them to posterior
posterior instability, shoulder instability [6,7]. Also at risk for developing posterior
instability are overhead athletes (i.e. throwers), swim-
Curr Opin Orthop 18:386–390. ß 2007 Lippincott Williams & Wilkins. mers, tennis players, and golfers [8,9].
a
Foundation for Orthopedic Athletic and Reconstructive Research, University of
Texas Medical Center, Houston, Texas, USA and bFondren Orthopedic Group, LLP, Voluntary dislocators may subluxate or completely dis-
Houston, Texas, USA locate the glenohumeral joint at will [10]. Habitual
Correspondence to T. Bradley Edwards, MD, Fondren Orthopedic Group, LLP, voluntary dislocators often have secondary gain issues
7401 South Main Street, Houston, TX 77030-4509, USA
Tel: +1 713 799 2300; fax: +1 713 794 3378; e-mail: bemd@fondren.com
and respond poorly to surgical intervention; these
patients should be treated nonoperatively. Conversely,
Current Opinion in Orthopaedics 2007, 18:386–390
nonhabitual patients who can voluntarily dislocate by
ß 2007 Lippincott Williams & Wilkins placing their shoulders in an at-risk position may respond
1041-9918
well to surgery [11]. The majority of patients, however,
present with involuntary subluxation causing pain and
decreased performance from trauma.

Presentation and evaluation


Patients with posterior instability will more commonly
complain of pain rather than instability and the symptoms
386

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Posterior shoulder instability Williams and Edwards 387

occur during activity. Weakness or fatigue of the shoulder Figure 1 Bernageau view of an offensive lineman with
symptomatic recurrent posterior instability
with activity is also reported. Determining when the
patient becomes symptomatic (i.e. in the follow-through
after pitching) is a key to appropriate diagnosis.

A thorough physical examination including inspection,


palpation, and manual testing of the shoulder including
motion, strength, and laxity should be completed on all
patients. Raebrox et al. [12] described a physical exam
finding suggestive of recurrent positional posterior dis-
location of the shoulder: a skin dimple over the postero-
medial deltoid. This sign is associated with posterior
instability with 67% sensitivity and 92% specificity. The
contralateral shoulder should also be thoroughly evalu-
ated for comparison to the involved side. In addition,
evaluation for generalized ligamentous laxity should be
completed. Specific tests for posterior laxity and instabil-
ity include the posterior stress, posterior drawer, the load
and shift, and the jerk test [1,2,13]. Bahk and colleagues
[13] reviewed the clinical applications of shoulder
instability testing and recommend that positive tests
be based on the reproduction of instability symptoms
or positive apprehension during examination. Although
pain may be a component of a patient’s complaints, pain
Note the posterior glenoid rim fragment.
with laxity testing does not necessarily confirm a diag-
nosis of instability. Furthermore, side-to-side differences
should not be used to substantiate a suspected diagnosis of on the etiology. Eighty percent of patients with atrau-
instability since asymptomatic athletes routinely dis- matic instability improved with physical therapy in a
play different degrees of laxity between their dominant study by Burkhead and Rockwood [15]. Two recent
and nondominant shoulders [13]. studies using electromyographic analysis evaluated
muscle contraction about the shoulder in patients with
Imaging documented glenohumeral instability compared to nor-
Appropriate imaging coupled with a conclusive physical mal controls. Both studies demonstrated altered scapu-
examination provides the best opportunity for accurate lohumeral rhythm and muscle-contraction patterns.
diagnosis and successful treatment. Plain radiographs These patterns may occur as a result of instability or
should be obtained and include an anteroposterior view, in an attempt to compensate for instability and stabilize
a scapular outlet view, and an axillary view. Although the glenohumeral joint. Both studies stress the import-
often normal, these views may demonstrate bony avul- ance of muscle strengthening and dynamic scapular
sions or reverse Hill–Sachs lesions. In our practice stabilizing therapy for conservative management of
instability is further assessed using a glenoid profile view shoulder instability [16,17].
as described by Bernageau et al. [14] for glenoid bone loss
(see Fig. 1). If the suspected diagnosis is related to soft- Operative intervention
tissue injury then magnetic resonance arthrography is Surgical treatment for posterior shoulder instability is used
the diagnostic test of choice. However, if glenoid bone only after failure of a supervised program of physical
loss is appreciated on plain films or bony abnormality is therapy. Recent reports of open [18,19], arthroscopic
suspected, then computerized tomography arthrography [9], and comparison studies [20] have been published.
should be used. Computerized tomography scanning Wolf et al. [18] reported on a retrospective review of
better delineates bone quality, fracture extent, and glenoid 44 shoulders at a mean follow-up of 7.6 years. An open
morphology (i.e. dysplasia) than magnetic resonance capsular shift was completed in all 44 patients with capsu-
imaging. lolabral repair in 18. At final follow-up 84% were satisfied
with their outcome. Poor results were related to the pre-
Nonoperative treatment sence of chondral lesions at the time of surgery and to an
The initial treatment of posterior shoulder instability age of greater than 37 at the time of the procedure.
should be nonoperative with a trial of physical therapy
and activity modification. Strengthening of periscapular In another report of open posterior capsulolabral repair
stabilizer muscles results in high success rates depending Rhee and colleagues [19] documented a 92% success rate.

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
388 Shoulder

Thirty shoulders were reviewed retrospectively. A con- the posteroinferior capsule. The trans-rotator cuff portal
comitant labral tear was found in only five patients allows a superior-to-inferior view of the posterior glenoid
whereas posterior capsular laxity was the prevailing lesion and labral repair through the anterior and posterior portals.
in 100% of the patients. Over a mean 30-month follow-up Five patients treated using this accessory portal were
an overall 13% recurrence rate was described. When presented with excellent results at an average 24-month
voluntary dislocators were removed from the results follow-up.
the recurrence rate decreased to 8%. The authors con-
clude that involuntary posterior instability is due prim- Krackhardt et al. [22] present an arthroscopic modifi-
arily to capsular laxity and that open capsular plication cation of the McLaughlin procedure [23]. The subsca-
reliably restores function and stability. pularis tendon is mobilized and attached to the bed of
the reverse Hill–Sachs lesion using suture anchors. The
Arthroscopic posterior stabilization was reported by defect is filled with the subscapularis tendon preventing
Bradley et al. [9] in the largest published series of recurrent dislocation from mechanical impingement.
patients with unidirectional posterior instability. One
hundred shoulders were treated initially with a conser- Posterior shoulder instability associated with glenoid
vative-therapy protocol that failed; 53% had a distinct bone loss requires glenoid augmentation using a bone
traumatic event. Forty-four underwent capsulolabral pli- block [24,25]. Arciero and Mazzocca [26] describe a
cation without suture anchors, 39 capsulolabral plication technique of obtaining a bone block locally from the
with suture anchors, and 17 capsulolabral plication with posterior acromion for reconstruction of the posterior
suture anchors and plication sutures. At the time of glenoid. Five patients treated using this technique with
surgery 66% were noted to have posterior capsular laxity, short-term follow-up demonstrated improved stability.
and 57% had an element of labral injury (either a com-
plete or incomplete tear). Eighty-nine percent of patients Thermal capsulorrhaphy
returned to sports, with 67% returning to their preinjury The benefits of thermal capsulorrhaphy may not be
level. Eight of the 11 failures opted for revision surgery outweighed by the risks that include treatment failure,
and two-thirds had signs of inferior or multidirectional capsular destruction, neurovascular injury, and articular
instability at the time of revision. Also, 75% of the failures cartilage damage [27,28]. Based on literature review,
were treated with only plication sutures without suture Miniaci and Codsi [27] recommend situations in which
anchors due to the lack of obvious labral injury. Potential thermal devices should not be used or should be used
pitfalls noted in this report were the positive correlation with restraint. Thermal capsulorrhaphy is associated
of failure with incorrect diagnosis and poor repair with a high failure rate in multidirectional instability in
strength. Overall, arthroscopic posterior capsular stabil- patients without superior labrum, anterior-to-posterior, or
ization was concluded to be an effective procedure. Bankart lesions. Primary posterior shoulder instability
in patients with a voluntary positional component is a
Bottoni and colleagues [20] published a retrospective contraindication to using thermal devices. The efficacy
review of 31 shoulders, 19 treated arthroscopically and of thermal treatment in patients with unidirectional
12 open. All patients failed an initial course of physical instability and associated superior labrum, anterior-to-
therapy. Open procedures included labral repair using posterior, or Bankart lesions is currently undetermined.
suture anchors and posterior capsulorrhaphy. Arthro- Finally, treatment of microinstability in the throwing
scopic stabilization included labral repair with suture athlete is associated with mixed results using thermal
anchors, capsular plication, and rotator interval closure. capsulorrhaphy and it should be used with caution [27].
One patient in each group reported recurrent instability
following surgery and three patients (one open and Figure 2 (a) Arthroscopic view of a posterior Bankart lesion and
two arthroscopic) reported a fair outcome hampered by (b) completed arthroscopic capsulolabral repair
activity limitation and pain. Twenty-six patients had a
good or excellent outcome and returned to previous
activities. In conclusion, anatomic capsulolabral repairs
through open or arthroscopic approaches yield improve-
ment in stability and function.

Technical notes
Over the past year three technical notes concerning the
treatment of recurrent posterior shoulder instability have
been published: two arthroscopic procedures and one open
procedure. Costouros et al. [21] present an alternate Reprinted with permission from Gartsman GM. Shoulder arthroscopy.
Philadelphia: WB Saunders, 2003. pp. 96, 99.
arthroscopic viewing portal to improve visualization of

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Posterior shoulder instability Williams and Edwards 389

Figure 3 Preoperative and postoperative images of posterior instability treated with iliac-crest-bone block

(a) Posterior glenoid bone loss in a patient with symptomatic posterior subluxation, (b) postoperative anteroposterior view of autogenous iliac crest
bone block placement to the posterior glenoid, and (c) postoperative axillary view.

In a report by Massoud and colleagues [29] 13 patients Treatment decision-making


with voluntary shoulder instability treated with radiofre- Lesions responsible for posterior shoulder instability
quency capsular shrinkage were discussed. After a mean must be accurately diagnosed for successful treatment.
follow-up of 45 months, poor results were documented in Accurate diagnosis depends on clinical examination and
69% of patients and one transient axillary nerve palsy. appropriate imaging studies to demonstrate the extent of
Despite the difficult nature of treating this group of soft-tissue and/or bony injuries. Successful treatment
patients, the high occurrence of inferior results makes depends on selecting the appropriate surgical procedure
radiofrequency capsular shrinkage an unacceptable to address the identified lesion. Isolated posterior
alternative. instability associated with a posterior Bankart lesion is
treated with arthroscopic Bankart repair using suture
anchors (see Fig. 2) [33]. Instability secondary to capsular
Rotator interval closure laxity without labral injury is addressed using an arthro-
Imbrication of the rotator interval has been shown to scopic posterior capsular shift. Trauma leading to glenoid
decrease glenohumeral translation in the antero-posterior fracture and bone loss with symptomatic posterior
plane [30]. Two biomechanical studies were performed instability is treated with open surgery. A posterior bone
to test the changes in glenohumeral motion effected by block (autogenous iliac crest bone graft) procedure with
isolated closure of the rotator interval. Yamamoto et al. medial capsular repair as necessary is the option of choice
[31] described a superior–inferior rotator interval stitch in our practice (see Fig. 3). Bony abnormalities such as
similar to that performed arthroscopically. Interval severe humeral retroversion or posterior glenoid retro-
closure resulted in a decrease in external rotation and version are addressed with osteotomy.
abduction with concomitant reduction in anterior–
posterior translation. The authors contend that routine Conclusion
rotator interval closure should be added to capsulolabral Posterior glenohumeral instability is a spectrum of con-
repairs and imbrication procedures to improve outcomes ditions that makes assessment, diagnosis, and treatment
of stabilization procedures. Plausnis and colleagues [32] of these patients challenging. Appropriate physical exam-
also studied glenohumeral mechanics following rotator ination of glenohumeral instability and an understanding
interval closure, but the procedure was completed and application of these test results is fundamental to
arthroscopically. Their results were contradictory to obtaining a correct diagnosis. Imaging modalities are
previous works in that the interval closure significantly selected on the basis of physical exam findings and will
reduced anterior translation but not posterior translation. delineate soft-tissue from bony injuries to assist in choos-
Regardless of the differences in outcome from other ing the proper surgical procedure. The advancement of
investigations the authors contend that interval closure arthroscopic techniques has improved the results of these
should be further investigated and used to augment procedures such that they are equally effective at restor-
capsulolabral tightening procedures. ing stability and function to patients with posterior

Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
390 Shoulder

16 Illyés A, Kiss RM. Electromyographic analysis in patients with multidirectional


instability. Thermal capsulorrhaphy is associated with  shoulder instability during pull, forward punch, elevation and overhead throw.
numerous complications and has a record of poor and Knee Surg Sports Traumatol Arthrosc 2006; epub ahead of print.
A comparison of muscle activation and scapulohumeral motion in patients with
inconsistent results. Surgeons should weigh the risks glenohumeral instability compared with controls. Aberrant contraction and motion
and benefits of using these devices for treating instability patterns are attributed to protective mechanisms or an attempt to regain joint stability.
and consider arthroscopic or open capsulolabral repairs 17 Matias R, Pascoal AG. The unstable shoulder in arm elevation: a three-
dimensional and electromyographic study in subjects with glenohumeral
secondary to their proven record. Finally, advances in instability. Clin Biomech 2006; 21:S52–S58.
the understanding of glenohumeral biomechanics are still 18 Wolf BR, Strickland S, Williams RJ, et al. Open posterior stabilization for
being made and will modify current and future surgical recurrent posterior glenohumeral instability. J Shoulder Elbow Surg 2005;
14:157–164.
procedures.
19 Rhee YG, Lee DH, Lim CT. Posterior capsulolabral reconstruction in posterior
shoulder instability: deltoid saving. J Shoulder Elbow Surg 2005; 14:355–
360.
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 of outstanding interest  posterior capsulorrhaphy. Arthroscopy 2006; 22:1138.e1–1138.e5.
Additional references related to this topic can also be found in the Current A trans-rotator cuff viewing portal is presented that provides improved visualization
World Literature section in this issue (p. 422). of the posterior glenoid for posterior labral repair and capsulorrhaphy procedures.
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A prospective study of 100 shoulders with unidirectional posterior instability certain conditions.
treated arthroscopically, the largest series in the literature. The report reviews
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principles of shoulder instability and normal shoulder laxity are discussed. Clinical studies that interval closure does reduce antero-posterior translation. A recom-
techniques for the assessment of laxity are described, and these tests are mendation is made to add routine interval closure to arthroscopic stabilization
evaluated as to their role in clinical practice and decision-making. procedures.
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