Professional Documents
Culture Documents
SP, Brazil
c College of Food Engineering, Food and Nutrition Department, University of Campinas, UNICAMP, 13083-862,
a r t i c l e i n f o a b s t r a c t
Article history: Citrus industry residues are sources of phenolic compounds, which may be extracted by
Received 13 December 2017 pressurized liquid extraction (PLE) and volatile compounds, extractable by supercritical fluid
Received in revised form 25 July 2018 extraction (SFE). PLE and SFE are fast and allow using non-toxic solvents and moderate
Accepted 9 August 2018 temperatures. Therefore, the objective of this work was to extract volatile and phenolic
Available online 18 August 2018 compounds from orange peel by SFE and PLE. The raw material was orange peel with-
out (Lot 1) and with (Lot 2) previous supercritical CO2 extraction performed at 40 ◦ C and
Keywords: 35 MPa. The volatile profile was evaluated in the SFE extract by HS-SPME-CG-MS. PLE sol-
Industrial by-products vents were absolute ethanol and mixtures of ethanol and water (75% and 50% ethanol, v/v)
Orange peel at the temperatures 45, 55, and 65 ◦ C and pressure of 10 MPa. Global yield, total phenolic
Phenolic compounds content (TPC), antioxidant capacity by DPPH and FRAP methods, total reducing sugars and
Flavonoids the concentration of the major phenolic compounds by HPLC were evaluated in the extracts.
Antioxidant capacity Temperature and ethanol concentration had significant effects on all responses. The main
Extraction kinetics volatile compound found in the SFE extract was ␣-Terpineol, followed by d-Limonene. The
major phenolic compound was hesperidin, which highest recovery (19.3 ± 0.9 mg/g dry peel)
was achieved with 75% ethanol at 65 ◦ C from Lot 1. At the same condition, high TPC and
antioxidant capacity were also achieved. The three-line spline and two-site kinetic mod-
els provided good adjustments to the PLE curves, being able to describe their behavior. PLE
using water and ethanol can be applied to recover phenolics from a large variety of fruit
by-products.
© 2018 Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
∗
Corresponding author.
E-mail address: julian@unicamp.br (J. Martinez).
https://doi.org/10.1016/j.fbp.2018.08.006
0960-3085/© 2018 Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
10 Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21
1. Introduction and before (Lot 1) and after supercritical CO2 extraction (Lot
2) (method 934.06). Crude protein was quantified by the semi-
Brazil is the third world’s fruit producer and the first in citrus fruits. micro-Kjeldahl procedure (method 970.22), ash by incineration
Among the citrus, oranges are the most important. 45% of the total at 550 ◦ C (method 942.05), and the total lipids were determined
orange crop in Brazil is destined to produce juice and essential by Soxhlet extraction using petroleum ether (method 963.15)
oil. These processes generate about 17 million ton/year of bagasse for both lots (AOAC, 1997). The analyses mentioned in this
(FAOSTAT, 2015). The citrus bagasse is mostly composed by peel, which
section were performed in triplicate.
is usually recovered for pellets production for animal feed. However,
the citrus bagasse still contains some residual essential oil (Kimball,
1999) and phenolic compounds with several biological activities (Devi 2.1.2. Supercritical fluid extraction (SFE)
et al., 2015; Lee et al., 2012; Yumnam et al., 2014). Supercritical CO2 extraction was performed in a laboratory
Among the phenolic compounds found in citrus, flavonoids and scale SFE unit described by Viganó et al. (2016a), in order to
hydroxybenzoic acids (gallic and ellagic acids) have received special remove the essential oil that remained in the orange peel after
attention. Flavonoids are attractive because of their beneficial effects the industrial processing. For the extraction, a 50 ml column
on human health, which include action against colon (Bartoszewski was filled with the orange peel from Lot 1. CO2 (White Mar-
et al., 2014; Park et al., 2008), breast (Bailón-Moscoso et al., 2016), tins, Campinas, Brazil) with 99.0% purity was used as solvent
lung (Hsu et al., 2012; Lee et al., 2012) and liver (Yumnam et al.,
at 40 ◦ C and 35 MPa. The solvent to feed (S/F) ratio was 32 kg
2014) cancers, among others. On the other hand, several biological
CO2 /kg dry peel. Each extraction was performed with 30 g of
activities have also been attributed to hydroxybenzoic acids, such
the material from Lot 1, and glass wool was used as filtering
as antioxidant effect (Balasundram et al., 2006), inhibition of human
immunodeficiency viruses (Nutan et al., 2017) and anti-inflammatory
material. A stabilization time of 20 min was used to ensure
effect (Karimi-Khouzani et al., 2017). temperature homogeneity inside the extraction column. The
Phenolic compounds are currently produced by chemical synthesis extract was collected in a glass flask after decompression in
or extracted from natural sources. The usually applied processes are the micrometer valve. The defatted orange peel after SFE (Lot
solid–liquid extractions using organic solvents in reflux systems at high 2) was transferred to a hermetic flask, stored in the dark at
temperatures. However, novel methods to extract phenolic compounds −18 ◦ C until being subjected to PLE.
from solid substrates have been investigated, such as ultrasound- The global extraction yield for SFE (X0 ) was calculated
assisted extraction, microwave-assisted extraction, supercritical fluid according to Eq. (1)
and pressurized fluid extractions (Martins et al., 2011). Supercritical
fluid extraction (SFE) and pressurized liquid extraction (PLE) are green mextract
methods that allow using environmentally friendly solvents, like CO2 , X0 = × 100 (1)
F
ethanol, and water. However, when CO2 is used as solvent the abil-
ity to extract polar compounds is weak, thus requiring the addition of where: mextract = extract mass (kg); F = mass of dry peel (kg).
another solvent to modify the polarity (Benelli et al., 2010; Espinosa-
Pardo et al., 2017; Pasquel-Reátegui et al., 2014). In this sense, PLE has
2.1.3. Volatile organic compounds profile
emerged as a powerful method to recover polar molecules from fruits
and their by-products, such as phenolic compounds, using ethanol and The volatile organic compounds (VOCs) profile of the SFE
water as solvents (García-Mendoza et al., 2017; Machado et al., 2017, extract was characterized by headspace solid-phase microex-
2015; Pereira et al., 2016; Viganó et al., 2016b). traction combined with gas chromatography coupled to mass
Given this context, the present work aimed to extract volatile and spectrometry (HS-SPME-GC–MS), performed at the Labora-
phenolic compounds from orange peel by SFE, using CO2 , and by PLE, tory of Bioflavors (DCA-FEA-UNICAMP, Campinas, Brazil). This
using ethanol and water as solvents at different temperatures, and methodology used a manual holder and SPME fibers pur-
compare its efficiency to hot reflux extraction (Soxhlet) and ultrasound chased from Supelco (Bellafonte, PA, USA).
assisted extraction.
Fig. 1 – Flowchart of the pressurized liquid extraction (PLE) unit; V-1, V-2 and V-3—blocking valves; SV—safety valve;
MV—micrometer valve; P—HPLC pump; HB—heating bath; I-1—pressure indicator; I-2—temperature indicator;
EC—extraction column (10 ml).
Technologies). Compounds were separated in a DB-Wax col- centrations of 50% and above did not present gel formation.
umn (30 m × 0.25 mm × 0.25 m). Helium was the carrier gas Therefore, 50% and 99,5% were adopted as the limits of ethanol
at a flow rate of 1.0 mL/min. The adopted temperature pro- concentration in the solvent. On the other hand, high tem-
gram was: initial temperature 40 ◦ C (2 min hold time), then peratures may promote degradation of phenolic compounds.
ramped at 10 ◦ C/min to 60 ◦ C (2 min hold time), then ramped Therefore, the maximum temperature used in this work was
at 2 ◦ C/min to 190 ◦ C and then ramped at 5 ◦ C/min to 230 ◦ C 65 ◦ C.
(hold time: 15 min). The injector temperature was set at 250 ◦ C Thus, the PLE solvents were mixtures of ethanol and deion-
in splitless mode. Ion source temperature was 230 ◦ C, and the ized water with different concentrations and temperatures, in
interface temperature was set at 230 ◦ C. The MS was scanned a Box-Behnken experimental design, as shown in Table 3.
in the range of 45–650 atomic mass units at 70 eV. Compounds
were identified using NIST 14.0 database and Linear Retention 2.2.2. Experimental procedure
Index (LRI) calculated with a series of n-alkanes (C7 –C40 ). A 10 ml stainless steel extraction cell was used for the PLE
experiments. Each extraction was performed using 2 g of
2.2. Pressurized liquid extraction (PLE) orange peels from Lots 1 or 2 at 10 MPa at the correspond-
ing solvent and temperature, for 40 min, with a flow rate of
PLE was carried out to obtain polar bioactive compounds from 2.37 g/min, resulting in a S/F ratio of 47 kg solvent/kg sample,
the orange peel, according to the method described by Viganó in dynamic operation. After the extraction, the mixture of sol-
et al. (2016b). A laboratory scale PLE unit, schematized in the vent and extract was decompressed in a micrometer valve and
flow diagram of Fig. 1, was used for the experiments. collected in dark flasks with hermetical closure. The final vol-
ume was measured, the extracts were stored at −18 ◦ C and
2.2.1. Extraction conditions protected from light for further analyses.
The influence of temperature and solvent composition on the
global extraction yield, total phenolic compounds, antioxidant 2.2.3. PLE kinetics and modeling
capacity and major phenolics quantification was evaluated. The PLE kinetics was investigated by performing experiments
In order to choose the solvent to be used in PLE, the char- as described in Section 2.2.2, but collecting extract fractions at
acteristics of the target compounds and those of the solid determined times (5, 10, 15, 20, 30 and 40 min). The PLE kinetics
matrix must be considered. The target compounds are pheno- were performed at 65 ◦ C for the three solvents used in this
lics from orange peel, which consist of glycosylated flavonoids work (50%, 75%, and 99,5% ethanol). After the extraction, the
and hydroxybenzoic acids, polar substances with affinity to volume of each fraction was measured and the global yield and
water, ethanol and their mixtures (Espinosa-Pardo et al., 2017; phenolic content were determined, as described in Sections
Madeira et al., 2014; Nakajima et al., 2016). On the other hand, 2.4 and 2.6. The extractions were performed in duplicates and
the orange peel contains a great amount of pectin. When the extracts analyzed in triplicate. Two mathematical models
mixed with water at high temperature, pectin may form a were adjusted to the experimental data, as described in the
gel that clogs the equipment’s pipes, interrupting the extrac- following sections.
tion process. Thus, pure water is not recommended as solvent
for substrates with high pectin content. A preliminary exper- 2.2.3.1. Spline model. Three stages can be identified along the
iment was performed in test tubes, mixing 2 g of orange peel PLE kinetics. First, the CER stage (constant extraction rate),
(Lot 1) with 10 ml of mixtures of ethanol/water, at concentra- where convection is the main extraction mechanism; next,
tions of 0% (deionized water), 10%, 20%, 30%, 40%, 50%, 60%, the FER stage (falling extraction rate), where both convection
70%, 80%, 90%, and 99,5% (absolute ethanol), simulating the and intraparticle diffusion are important; and finally the DC
solvent/feed (S/F) ratio of the PLE process. The tubes were (diffusion-controlled) stage, in which only diffusion controls
incubated at 65 ◦ C for 40 min. After this period, the possible the extraction. The identification of these stages in the PLE
formation of solid gel was verified in each tube. Ethanol con- curve is important to define the extraction time, since about
12 Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21
70–90% of the extractable material is usually recovered until 2.3. Low-pressure extractions
the end of the CER period. Interrupting the process at the CER
time allows reducing the total extraction time, and therefore Low-pressure extractions were applied to be compared to PLE.
the solvent consumption (Meireles, 2008). The performed methods were Soxhlet and ultrasound assisted
The identification of the three stages of the PLE kinetics was extraction.
performed through the Spline model, described by Meireles
(2008), by fitting three straight lines to the experimental data. 2.3.1. Soxhlet
Each straight line represents an extraction stage. The three In a Soxhlet apparatus, 5 g of Lot 1 were extracted in trip-
lines Spline model is presented in Eqs. (2)–(4). licate for six hours using absolute ethanol as solvent. After
extraction, the solvent was removed on a rotatory evaporator
y = b0 + b1 t for t ≤ tCER (2) under vacuum at 40 ◦ C, to determine the extracted solid mass.
The extract was then dissolved in 100 ml of ethanol, stored at
y = b0 − tCER b2 + (b1 + b2 ) t for tCER < t ≤ tFER (3) −18 ◦ C and protected from light in a hermetic flask for further
analyses.
y = b0 − tCER b2 − tFER b3 + (b1 + b2 + b3 ) t for tFER < t (4)
2.3.2. Ultrasound-assisted extraction (UAE)
where: y: response variable; bi (for i = 0, 1–3): linear coefficients Both lots of orange bagasse were submitted to UAE with
of the lines; t: time; tCER : CER period time; tFER : FER period time. ethanol 50% (v/v), according to the method described by
The three-line Spline model was fitted to the experimen- Nakajima et al. (2016). Briefly, 2 g of bagasse (Lot 1 or 2) were
tal data using the PROC NLIN procedure in the software SAS mixed with 113 ml of the solvent (ethanol 50% (v/v)), to achieve
University Edition, as described by Rodrigues et al. (2003). the same S/F ratio used in PLE, and treated in an ultrasonic
From the adjusted parameters (bo ; b1 –b3 ; tCER ; tFER ), the bath at 30 ◦ C for 15 min. Next, the samples were transferred to
global yield and TPC at tCER and tFER were calculated using Eq. a shaker at 200 rpm for 15 min. A Whatman N◦ 1 filter was used
(4) (yCER and yFER ). Next, Eq. (5) was used to calculate how much to remove the solids, and the extract was taken to evaporation
yCER and yFER represent in terms of y at 40 min of extraction under vacuum at 40 ◦ C to remove ethanol. The extract was
time, which was called recovery. stored in hermetic flasks and protected from light at −18 ◦ C.
where yt represents the response (global yield or TPC) at the The global yield accounts all the extracted solids. For each
time tCER or tFER . experiment, a 10 ml aliquot of each extract was dried in an
air convection oven at 60 ◦ C until constant weight. Next, the
2.2.3.2. Two-site kinetic desorption model. The PLE kinetics global yield (X0 ) was calculated according to Eq. (8), as the ratio
was fitted with the empirical two-site kinetic desorption between the total solid extract mass (msolids ), corrected to the
model described by Kubatova et al. (2002). This model con- total extraction volume (vextract ), and the sample mass (F) in
siders that a fraction of the extractable compounds is near dry basis.
the particle surface, being easily accessible to the solvent, and
thus desorbed at a fast rate (washing process). The remaining msolids × vextract ⁄10ml
X0 = × 100 (8)
fraction of extractable compounds is located inside the parti- F
cles of the vegetable matrix, so it is hardly accessible, being
desorbed at a slower rate (slow diffusion). Eq. (6) describes the 2.5. Total reducing sugar content (TRS)
model.
The orange peel is composed mainly of carbohydrates that
−k1 t −k2 t may be present in the forms of cellulose, fiber, and sugars.
yt = y∞ ∗ [1 − f ∗ e − (1 − f ) ∗ e ] (6)
As sugars are soluble in water, when water and its mixtures
with ethanol are used to extract phenolic compounds, sug-
where yt is the response variable at the time t, y∞ is the
ars are the main contaminant in the extracts. Therefore, it is
response variable at saturation; f is the fraction of extractable
important to evaluate the sugar amount extracted with those
material of easy access, t is the extraction time, k1 is the
solvents to decide which extraction technique leads to the best
first-order rate constant describing the desorption of the easy
product. The total reducing sugars (TRS) were determined only
access material, and k2 is the first-order rate constant describ-
in the extracts obtained from Lot 1, since sugars are insoluble
ing the slow diffusion. The constants k1 and k2, as well as f and
in supercritical CO2 (Brunner, 2005).
y∞, are the model’s adjustable parameters.
The TRS content in the extracts was determined by the
This model was fitted to the experimental data using the
dinitrosalicylic acid method (DNS), described by Miller (1959).
Microsoft EXCEL Solver, minimizing the mean relative per-
First, the DNS reagent was prepared by mixing 1.4133 g of
cent deviation (MRPD), which was calculated using Eq. (7) as
DNS with 2.64 g of NaOH, 1.1067 g of sodium metabisulfite,
described by Dias et al. (2017).
and 1.01 ml of phenol melted at 50 ◦ C, in 200 ml of deion-
ized water. Next, a potassium sodium tartrate solution was
100 yi,exp − yi,cal
n
MRPD (%) = | | (7) prepared, diluting 15.1 g of potassium sodium tartrate tetrahy-
n yi,exp
i=1 drate in 1 l of deionized water. The extracts’ concentration
was adjusted to 1 mg solids/ml through dilution in deion-
where n is the number of experimental data of the kinetics, ized water. Dilutions of glucose with concentrations from 0.01
yi,exp is the experimental data i, and yi,cal is the predicted data to 0.1 mg/ml were prepared as calibration standards. Next,
i. the reaction was performed in test tubes, mixing 1 ml of the
Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21 13
extracts, deionized water (blank) or the calibration curve dilu- samples, standard curve solution or deionized water (Blank) to
tions with 1 ml of the DNS reagent. The tubes were stirred for 270 l of deionized water and 2.7 ml of the FRAP reagent. After
10 s and heated for 5 min at 100 ◦ C in boiling water. After that, stirring for 10 s, the tubes were kept in the dark for 30 min
the tubes were refrigerated for 5 min in an ice bath. Next, 16 ml in a thermostatic bath at 37 ◦ C. Finally, the absorbance of the
of the tartrate solution were added to each tube and stirred. mixture was determined at 595 nm in a UV–vis spectropho-
Finally, the absorbance was read at a wavelength of 540 nm in tometer (Hach, DR/4000U, Colorado, USA). The antioxidant
a UV–vis spectrophotometer (Hach, DR/4000U, Colorado, USA). capacity of the extracts was expressed as equivalent units of
The absorbance of the samples was converted into TRS using a Trolox (mg TE/g DP), using the values of the standard curve
calibration curve plotted from the concentrations of the stan- absorbance.
dards and their absorbances. TRS values were expressed in mg
Glucose/g dried peel (DP). 2.8. Identification and quantification of phenolic
compounds
2.6. Total phenolic content
The identification and quantification of the phenolic com-
The total phenolic content (TPC) of the extracts was deter- pounds in the extracts were performed by high-performance
mined by the Folin–Ciocalteu method described by Singleton liquid chromatography (HPLC) at the Bioprocesses Laboratory
et al. (1999), with modifications. First, dilutions of gallic acid (LB-DEPAN-FEA-UNICAMP, Campinas, Brazil). In preparation
with concentrations from 0.01 to 0.075 mg/ml were prepared for chromatography, ethanol was removed from the extracts
as calibration standards. Next, the reaction was performed by evaporation under vacuum at 40 ◦ C. The extracts were
in test tubes, mixing 0.5 ml of the extracts, deionized water properly diluted in methanol (J.T. Baker, EEUU) 70% (v/v) and
(blank) or the calibration curve dilutions, and 0.5 ml of then filtered using a Millex filter (HV PVDF, 0.45 nm, Millipore,
Folin–Ciocalteu reagent (Dinâmica, São Paulo, Brazil). After Massachusetts, EEUU). The filtered extracts were injected
3 min, 0.5 ml of sodium bicarbonate (Synth, São Paulo, Brazil) into a Dionex-Ultimate 3000 chromatograph equipped with a
and 3.5 ml of deionized water were added. The tubes were reverse phase column C18 (150 nm × 4.6 mm i.d., Waters, Mas-
stirred for 10 s and let to rest in the dark for two hours at room sachusetts, EEUU), coupled to a diode array detector, at 210,
temperature. Finally, the absorbance was read at a wavelength 260, 280 and 330 nm, according to the method described by
of 760 nm in a UV–vis spectrophotometer (Hach, DR/4000U, Madeira et al. (2014). The eluents were water (0.1% formic
Colorado, USA). The TPC was calculated as gallic acid equiva- acid) (A) and methanol (0.1% formic acid) (B). The elution was
lent (GAE)/g dried peel (DP). 0.6 ml/min, at 30 ◦ C, and the gradient was as follows: 0 min,
90% A; 5 min, 90% A; 80 min, 20% A; 85 min, 90% A. The data
2.7. Antioxidant capacity processing was performed using the Chromeleon software
(version 6.8). The compound identification was based on their
2.7.1. DPPH retention times and UV spectra (at 280 nm). Standards solu-
The in vitro antioxidant capacity was determined by the DPPH tions of hesperidin, naringin, gallic acid, ellagic acid, narirutin,
(2,2-Diphenyl-1-picrylhydrazyl) method (Rufino et al., 2006) tangeritin, naringenin, hesperetin and diosmetin were used
with modifications. Solutions of the extracts in ethanol were to plot the standard curves and to quantify the flavonoids
prepared, with concentrations of 1 mg/ml: a DPPH solution and hydroxybenzoic acids, using the diode arrange detector
(60 M) in ethanol and Trolox solutions in ethanol (50, 100, 200, at 280 nm.
400, 600, 800, 1000 and 1200 M). In the dark, a 0.1 ml aliquot
of the sample solution, ethanol (control) or the Trolox solution 3. Results and discussion
(to plot the standard curve) was added into a test tube, then
3.9 ml of the DPPH solution was added and the mixture was 3.1. Characterization of the orange peel and SFE
stirred for 10 s. The mixtures were let reacting in the dark at
room temperature for 40 min. Next, the absorbance of the mix- The characterization of the orange peel was performed in
ture was determined at 515 nm in a UV–vis spectrophotometer terms of proximate composition and particle characterization,
(Hach, DR/4000U, Colorado, USA), using ethanol as blank. The as shown in Table 1.
antioxidant capacities of the extracts were expressed using The SFE yield was 0.48 ± 0.02%, significantly lower than that
the values of the standard curve absorbance, as equivalent obtained by Benelli et al. (2010) for orange peel (1.37 ± 0.09%),
units of Trolox (mg TE/g DP). although obtained at different conditions (50 ◦ C and 30 MPa).
Higher temperature increases the vapor pressure of the
2.7.2. FRAP volatile compounds, such as the terpenes present in the essen-
The ferric ion reduction capacity of the extracts was evaluated tial oil. Nonetheless, Benelli’s work used an S/F ratio of 340 kg
using the method proposed by Benzie and Strain (1996), with CO2 /kg sample, much higher than that of the present work
modifications. Solutions of 15 mg solids/ml of the extracts (32 kg CO2 /kg sample), which could explain the discrepancy
were prepared using deionized water. Next, Trolox (Sigma- in global yield. Furthermore, differences in the raw material,
Aldrich, São Paulo, Brazil) solutions from 50 to 1200 M of were such as orange subspecies, could account for this behavior, as
prepared using deionized water to plot the standard curve. The well as the drying processes.
FRAP reagent was obtained immediately before the analysis, The VOCs profile of the extract is presented in Table 2.
by mixing a 10 mM solution of TPTZ (2,4,6-tris(2-pyridyl)-1,3,5- CAR/PDMS fiber extracted greater percentage, approximately
triazine) (Sigma-Aldrich, São Paulo, Brazil) dissolved in 40 mM 99% of the Key Volatile Compounds (KVC) at 45 ◦ C, while
of HCl (Synth, São Paulo, Brazil), with sodium acetate buffer pdms and pdms/dvb coatings extracted around 97% of
0.3 M (Synth, São Paulo, Brazil) and a 20 mM FeCl3 ·6H2 O solu- KVC in the same conditions. In contrast, the extraction
tion (Dinâmica, São Paulo, Brazil), at the proportion 1/10/1 at 65 ◦ C was less efficient, recovering around 88% of the
(v/v/v). The reactions were performed transferring 90 l of the KVC of the extract. Thus, the CAR/PDMS coating was
14 Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21
Lot 1 Lot 2
Table 2 – Volatile compounds profile of the SFE extract: Influence of the type of HS-SPME fiber coatings on the extraction
efficiency of the volatile compounds.
SPME fiber coating CAR/PDMS PDMS PDMS/DVB LRI-exp LRI-ref LRI reference
Temperature 45 ◦ C 65 ◦ C 45 ◦ C 65 ◦ C 45 ◦ C 65 ◦ C
Compound
␣-Terpineol 76.20 71.00 67.32 66.88 71.79 70.61 1705 1704 Pozo-Bayón et al. (2007)
d-Limonene 18.80 9.52 25.70 13.34 22.31 9.93 1189 1192 Lopes et al. (2004)
␣-Copaene 0.87 1.27 0.64 1.04 0.71 0.76 1478 1475 Lopes et al. (2004)
Caryophyllene 0.82 1.45 0.67 0.76 0.86 0.61 1579 1576 Lopes et al. (2004)
-Cubebene 0.70 1.45 0.36 1.83 0.98 1.43 1575 1560 Stashenko et al. (1995)
Eremophilene 0.50 1.92 0.49 1.70 0.46 1.57 1713 1732 Guo et al. (2008)
Linalool 0.43 0.19 0.51 0.45 0.17 0.44 1551 1552 Lopes et al. (2004)
-Cadinene 0.42 1.71 0.60 2.32 n.d 2.21 1752 1769 Miyazawa et al. (2016)
Total of KVC 98.74 88.51 97.54 88.32 97.29 87.56
Minor compounds 1.26 11.49 2.46 11.68 2.71 12.44
Total 100 100 100 100 100 100
KVC: Key Volatile Compounds; PDMS: polydimethylsiloxane; PDMS/CAR: polydimethylsiloxane/carboxen; PDMS/DVB: polydimethylsilox-
ane/divinylbenzene. LRI-exp: experimental Linear Retention Index, calculated for the black fiber at 45 ◦ C; LRI-ref: reference for Linear Retention
Index. n.d.: not detected.
The bold values indicates the condition chosen to represent the volatile composition of the extract.
selected for characterization of the major volatile components cess must be considered for further evaluations of economic
present in the SFE extract. These results are highlighted in feasibility.
Table 2.
The volatile profile obtained in this work is different 3.2. Global yield and total reducing sugars
from those found for fresh orange peel oil by other authors
(Badee et al., 2011; Mira et al., 1999; Razzaghi et al., 2019). The global yields obtained for PLE, UAE, and Soxhlet are pre-
The major compound found in this work was ␣-Terpineol, sented in Table 3. There are significant differences among the
followed by d-Limonene, while the major component in extraction methods performed in this work. PLE achieved the
orange peel oil is usually d-Limonene. The previous pro- highest global yields, which might be explained by the reduc-
cesses, cold press for juice and oil extraction, and drying tion of the liquid’s surface tension due to the high pressure
might have favored the loss of volatile compounds by evap- applied. High pressure improves the penetration of the solvent
oration along with water. As the ␣-Terpineol boiling point is inside the solid pores, enhancing the contact between solvent
higher than that of d-Limonene (219 and 176 ◦ C respectively), and solute and thus intensifying the extraction (Mustafa and
the evaporation rate of d-Limonene is higher, decreasing its Turner, 2011).
concentration in the peel. A similar change in the volatile The increase of PLE temperature had a positive effect on
compounds extracted from orange pomace was presented the global yield at all the evaluated ethanol concentrations. As
by Benelli et al. (2010). These results valorize even more temperature increases, intermolecular forces like hydrogen,
the extracted oil, since ␣-Terpineol is a stable monoter- van der Waals, and dipole-dipole bonds are reduced. There-
pene alcohol, widely used in the fragrance industry and has fore, the activation energy for the desorption of extractable
greater market value than d-Limonene, which is a less stable compounds decreases. Moreover, the solvent’s viscosity and
monoterpene. surface tension decrease as temperature rises, improving the
Although 0.48% of essential oil recovered seems to be a penetration capacity of the solvent in the solid substrate
small percentage, the orange industry scale must be consid- (Machado et al., 2015; Viganó et al., 2016b).
ered. Brazilian orange processing industries discard 17 million Regarding the solvent composition, the addition of water to
tons/year of orange peel, which represents a potential recovery ethanol increased the global yield, as usually noted with mix-
of 16,000 tons of essential oil per year. Therefore, this pro- tures of solvents. The solvent characteristics determine which
type of compound may be dissolved. Therefore, the solute’s
Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21 15
Table 3 – Global yield, total phenolic content, antioxidant capacity determined by DPPH and FRAP, and total reducing
sugars for the extracts obtained from orange peel.
Experimental T(◦ C) Lot 1 Lot 2
condition
%Ethanol Global TPC (mg DPPH (mg FRAP (mg TRS (mg Global TPC (mg DPPH (mg FRAP (mg
yield (%) GAE/g DP) TE/g DP) TE/g DP) Glucose/g yield (%) GAE/g DP) TE/g DP) TE/g DP)
DP)
99.5 45 14.1 ± 0.8i 1.6 ± 0.3lm 1.3 ± 0.1gh 86 ± 9f 92 ± 5ef 13.7 ± 0.7i 1.4 ± 0.1m 1.0 ± 0.1gh 58 ± 2g
55 14.6 ± 0.3i 2.8 ± 0.2k 1.9 ± 0.1g 87 ± 8f 99 ± 6de 14.8 ± 0.2i 2.4 ± 0.3kl 1.5 ± 0.1gh 83 ± 9f
65 15.7 ± 0.2hi 4.6 ± 0.2ij 1.8 ± 0.1g 123 ± 6e 110 ± 4cd 14.9 ± 0.6i 4.0 ± 0.1j 1.8 ± 0.1g 98 ± 2f
75 45 30.7 ± 0.8ef 11.2 ± 0.1d 3.7 ± 0.2f 155 ± 9d 121 ± 1c 30.2 ± 0.3f 11.1 ± 0.6de 3.6 ± 0.1f 168 ± 4cd
55 33 ± 1cd 13.3 ± 0.8c 4.0 ± 0.2ef 200 ± 8b 135 ± 7b 32.6 ± 0.3de 12.7 ± 0.1c 4.0 ± 0.1ef 185 ± 5c
65 34.8 ± 0.3bc 14.9 ± 0.7b 4.6 ± 0.3de 255 ± 9a 136 ± 6b 33.9 ± 0.3bcd 15.9 ± 0.2a 5.1 ± 0.3abc 240 ± 5a
50 45 35 ± 2bc 9.6 ± 0.9g 4.5 ± 0.6de 203 ± 9b 162 ± 2a 35.6 ± 0.5b 10.0 ± 0.2fg 4.9 ± 0.2bcd 200 ± 8b
55 35 ± 1bcd 10.1 ± 0.1fg 5.6 ± 0.6a 215 ± 9b 151 ± 2a 38.3 ± 0.4a 10.8 ± 0.4def 5.3 ± 0.2abc 207 ± 3b
65 38.5 ± 0.9a 10.3 ± 0.5efg 5.5 ± 0.6ab 241 ± 3a 161 ± 4a 40.1 ± 0.3a 10.3 ± 0.5defg 5.3 ± 0.3ab 203 ± 9b
UAE 21.9 ± 0.5g 5.5 ± 0.1hi 4.3 ± 0.1def 88 ± 2f 65 ± 2h 21.5 ± 0.3g 6.0 ± 0.1h 4.5 ± 0.1cde 88 ± 3f
Soxhlet 18 ± 1h 5.8 ± 0.1h 1.70 ± 0.04gh 33.4 ± 0.4h 82 ± 2fg
Values expressed as mean ± standard deviation. Values followed by different letters in the same columns indicate statistical difference by the
Tukey’s test with 95% of confidence. GAE: gallic acid equivalent; DP: dry peel; TE: trolox equivalent. 99.5% ethanol corresponds to absolute
ethanol.
polarity must be similar to that of the solvent (Mustafa and compounds. However, with ethanol concentration below 75%,
Turner, 2011). Hence, ethanol will be able to dissolve mod- there was a reduction of TPC, with no change in the global
erately polar compounds, whereas water can dissolve those yield. Therefore, the increase of water content in the solvent
of high polarity. The mixture of these two solvents is able may have promoted the extraction of other compounds from
to dissolve moderate to high polarity compounds, depend- the orange peel, which can be considered as contaminants in
ing on the concentration. This behavior may be positive when the extract, such as sugars, as shown in Table 3, and other
greater global yields need to be achieved. However, a signif- short-chain carbohydrates. Similar behavior was observed by
icant part of the extract may not be formed by the target Viganó et al. (2016a, 2016b) and Machado et al. (2015) for the
compounds, leading to a product with a high proportion of PLE of passion fruit and blackberry bagasses, respectively.
undesirable molecules, which will require further purification A similar by-product of orange processing was used by
stages (Pereira et al., 2016). Espinosa-Pardo et al. (2017), who extracted phenolic com-
Table 3 also shows the TRS content of the extracts obtained pounds by supercritical CO2 extraction with ethanol as
from Lot 1. The TRS behavior was similar to that of the cosolvent. They achieved a TPC of 0.57 mg GAE/g dry peel in
global yield, showing a Pearson’s correlation coefficient of 0.93. the best condition. Ethanol modified the solvent’s polarity,
Sugars have high solubility in water and low in ethanol. There- enhancing the extraction of phenolic compounds, although
fore, as the water concentration increases, greater TRS was with low concentration and amount. Nevertheless, PLE was
achieved. It was also verified that high temperatures increase more efficient than SFE with ethanol as polarity modifier to
the TRS extraction. Both effects had been reported by Alavi recover phenolics from orange peel since, as shown in Table 3,
et al. (2014) in a study of fructose solubility in ethanol–water the process in this work resulted in greater TPCs. Further-
and methanol–water mixtures. more, PLE reduces the solvent consumption, since the S/F ratio
used in this work was 47 kg solvent/kg sample, against 124 kg
solvent/kg sample applied by Espinosa-Pardo et al. (2017).
3.3. Total phenolic content (TPC)
The total phenolic content of the extracts is presented in 3.4. Antioxidant capacity of the extracts
Table 3. The TPC obtained by Soxhlet extraction, UAE, and
PLE using pure ethanol as solvent did not show significant The antioxidant capacity of the extracts, obtained by DPPH
differences at a confidence level of 95%, and were the lowest and FRAP, are presented in Table 3. Both methods showed the
among all of the extracts. However, PLE using absolute ethanol superiority of PLE over Soxhlet and UAE in terms of antiox-
achieved the same TPC as UAE and Soxhlet in a shorter time. idant capacity. In order to evaluate the influence of the TPC
The high pressure and temperature employed in PLE improved over the antioxidant capacity, the Pearson’s correlation coeffi-
the extraction of phenolic compounds, achieving the highest cient was calculated. The Pearson’s coefficient obtained were
yield with 75% ethanol at 65 ◦ C. At this condition, the TPC 0.83 and 0.97 for DPPH and FRAP respectively, indicating the
were 14.9 ± 0.7 and 15.9 ± 0.2 mg GAE/g DP for Lots 1 and 2, strong correlation between the TPC and the antioxidant capac-
respectively. ity of the extracts. Therefore, the antioxidant capacity can be
TPC increases with temperature in PLE, which may be con- attributed to the phenolic compounds extracted from orange
sequence of the reduction of the surface tension, a factor peel.
that controls the penetration of the solvent into the solid
pores. Moreover, higher temperature increases the phenolic 3.4.1. DPPH
compounds’ diffusivity into the solvent, favoring their trans- The best extraction conditions, considering the DPPH antiox-
port. Regarding the ethanol concentration, the presence of idant capacity, were PLE with 50% ethanol at 55 and 65 ◦ C,
water in the solvent improved its capacity to extract phenolic with 5.3 ± 0.2 and 5.6 ± 0.6 mg TE/mg DP, with no significant
16 Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21
difference at a confidence level of 95%. The increase of tem- only the quantified phenolic compounds, with concentra-
perature had a positive effect on the antioxidant capacity, as tions expressed on dry peel basis. The phenolics found in
well as on TPC. The DPPH antioxidant capacity also increased all the extracts were hesperidin, narirutin, tangeritin, narin-
with the reduction of ethanol concentration in the solvent. genin, hesperetin and diosmetin, although the last could not
This behavior is different from that of TPC. The DPPH reagent be quantified. Among the identified phenolics, hesperidin was
could have reacted with another compound present in the the most abundant, corresponding to the typical flavonoid
extracts, which was not identified, such as carotenoids or vita- composition of citrus peel (Rafiq et al., 2016). The phenolics
min C (Kimball, 1999), both antioxidant substances that may concentration were consistent with those found in the litera-
be found in orange peels. ture for the same raw material (Lachos-Perez et al., 2018).
Among the evaluated extraction methods, PLE achieved the
highest yields of glycosylated flavonoids, such as hesperidin,
3.4.2. FRAP
naringin, and narirutin, but the deglycosylated phenolics
The best condition considering the FRAP antioxidant capacity
did not follow this behavior. The sugar molecules linked to
was PLE with 75% ethanol at 65 ◦ C, coinciding with the best
flavonoids enhance their extraction using a polar solvent.
condition for TPC, in which the antioxidant capacities were
However, the different temperature and ethanol concentra-
255 ± 9 mg TE/mg DP and 240 ± 5 mg TE/mg DP for Lots 1 and
tions used in each experiment, presented in Tables 4 and 5,
2, respectively. These values are not significantly different at a
affected the proportion in which each phenolic compound was
confidence level of 95%. Temperature had a positive effect on
extracted. Therefore, the process conditions not only affected
FRAP antioxidant capacity. Regarding the ethanol concentra-
the phenolics concentration, but also modified the pheno-
tion, the addition of water to the solvent was positive up to 75%
lics profile. On the other hand, the deglycosylated phenolics
ethanol, due to the changes in the solvent’s polarity and den-
were obtained in greater amounts by Soxhlet extraction, using
sity. However, when the ethanol concentration was reduced to
ethanol at high temperature (about 78 ◦ C). However, in the
50%, the antioxidant capacity of the extracts decreased, indi-
Soxhlet extraction the solvent is continuously recirculated for
cating that undesired compounds may have been extracted
six hours. Therefore, the comparison between Soxhlet and PLE
under those conditions.
should consider the number of solvent cycles, as well as the
solvent volume of each cycle, to establish the S/F ratio.
3.5. Identification and quantification of phenolic Both temperature and ethanol concentration in the sol-
compounds vent influenced the phenolic compounds’ extraction by PLE.
Temperature had a positive effect — as it increases, a greater
The extracts obtained from orange peel were analyzed TPC is achieved. The effects of increased diffusivity caused by
through HPLC, in order to tentatively identify and quan- temperature and the reduction of the solvent’s surface ten-
tify the extracted flavonoids and hydroxybenzoic acids. Nine sion accelerate the desorption of phenolic compounds from
phenolic compounds were identified in the extracts, as pre- the vegetal matrix. Regarding the ethanol concentration, the
sented in Fig. 2. However, two of them showed response areas water added to the solvent enhanced the recovery of glyco-
below the quantification limit. Table 4 shows the phenolic sylated flavonoids. However, when the ethanol concentration
compounds identified in the extracts, with their correspond- was 75%, the hesperidin concentration was not significantly
ing concentrations on dry extract basis, and Table 5 shows
Fig. 2 – Representative HPLC-UV–vis (280 nm) chromatogram of the phenolic compounds identified in the extracts obtained
from orange peel, and structures of the two major phenolic compounds. 1–Gallic acid; 2—narirutin; 3—naringin;
4—hesperidin; 5—ellagic acid; 6—naringenin; 7—hesperitin; 8—diosmetin; 9—tangeritin.
Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21 17
Table 4 – Concentrations of the phenolic compounds identified by HPLC in the extracts obtained from orange peel,
expressed on dry extract basis.
Ethanol T Hesperidin Naringin Gallic acid Narirutin Tangeritin Naringenin Hesperitin Ellagic Diosmetin
(%) (◦ C) (mg/g DE) (mg/g DE) (mg/g DE) (mg/g DE) (mg/g DE) (mg/g DE) (mg/g DE) acid
Concentrations expressed as mg of compound/g dry extract. Values presented as mean ± standard deviation; DE: dry extract; *: compound
identified under the quantification limit. Nd: not detected. Means followed by different letters in the same column are significantly different by
the Tukey’s test (95% confidence). 99.5% ethanol corresponds to absolute ethanol.
Table 5 – Concentrations of the phenolic compounds identified by HPLC in the extracts obtained from orange bagasse,
expressed on dry peel basis.
Ethanol T Hesperidin Naringin Gallic acid Narirutin Tangeritin Naringenin Hesperitin
(%) (◦ C) (mg/g DP) (mg/g DP) (mg/g DP) (mg/g DP) (mg/g DP) (mg/g DP) (mg/g DP)
Lot 1 99.5 45 2.5 ± 0.5ij Nd Nd 0.6 ± 0.5g 0.029 ± 0.009e 0.036 ± 0.005f 0.032 ± 0.002f
55 5.3 ± 0.9gh Nd 0.16 ± 0.02bc 1.1 ± 0.1efg 0.063 ± 0.002de 0.08 ± 0.01def 0.053 ± 0.002cdef
65 6.2 ± 0.8fg Nd Nd 1.0 ± 0.4efg 0.064 ± 0.003cde 0.10 ± 0.01def 0.06 ± 0.01cdef
75 45 9 ± 2de 0.03 ± 0.01a Nd 1.8 ± 0.4bcdef 0.061 ± 0.008de 0.09 ± 0.01def 0.043 ± 0.006ef
55 17.7 ± 0.6a Nd Nd 2.3 ± 0.1efg 0.035 ± 0.001e 0.043 ± 0.002f 0.0467 ± 0.0005def
65 19.3 ± 0.9a 0.1 ± 0.1a Nd 3.0 ± 0.5ab 0.107 ± 0.005bcde 0.16 ± 0.01bc 0.092 ± 0.006cd
50 45 4.4 ± 0.3ghi 0.019 ± 0.003a Nd 1.1 ± 0.2fg 0.0283 ± 0.0003e 0.036 ± 0.001f 0.0370 ± 0.0004f
55 10.1 ± 0.1de 0.031 ± 0.003a Nd 2.1 ± 0.2bcde 0.074 ± 0.002cde 0.091 ± 0.005def 0.092 ± 0.003c
65 13,1 ± 0.1bc 0.025 ± 0.003a 0.12 ± 0.01cd 0.9 ± 0.1efg 0.053 ± 0.0004de 0.066 ± 0.002ef 0.041 ± 0.007f
Lot 2 99.5 45 2.8 ± 0.1ij Nd Nd 1.0 ± 0.1efg 0.073 ± 0.002cde 0.061 ± 0.001ef 0.057 ± 0.004cdef
55 5.3 ± 0.1gh Nd 0.27 ± 0.04a 1.6 ± 0.9defg 0.12 ± 0.08bcd 0.052 ± 0.002ef 0.035 ± 0.008f
65 8.2 ± 0.3ef Nd Nd 1.1 ± 0.1efg 0.07 ± 0.03cde 0.07 ± 0.01ef 0.056 ± 0.001cdef
75 45 11.1 ± 0.3cd 0.020 ± 0.004a 0.035 ± 0.005d 1.6 ± 0.1cdefg 0.073 ± 0.008cde 0.11 ± 0.04cde 0.061 ± 0.005cdef
55 15.4 ± 0.6b 0.04 ± 0.01a 0.104 ± 0.004cd 3.44 ± 0.4bc 0.12 ± 0.01bcd 0.14 ± 0.01bcd 0.075 ± 0.005cdef
65 18.6 ± 0.4a 0.077 ± 0.002a 0.14 ± 0.1c 4.8 ± 0.7a 0.18 ± 0.01ab 0.18 ± 0.03b 0.088 ± 0.001cde
50 45 9.3 ± 0.4de 0.040 ± 0.002a Nd 1.1 ± 0.1cdefg 0.061 ± 0.002de 0.0765 ± 0.0002def 0.0675 ± 0.0001cdef
55 11.1 ± 0.2cd 0.045 ± 0.005a Nd 1.0 ± 0.1bcdef 0.07 ± 0.01cde 0.09 ± 0.01def 0.077 ± 0.001cdef
65 13.6 ± 0.1b 0.05 ± 0.1a Nd 1.7 ± 0.1bcd 0.14 ± 0.01abc 0.16 ± 0.03bc 0.14 ± 0.02b
Soxhlet 3.4 ± 0.2hij Nd 0.23 ± 0.04ab 2.0 ± 0.2bcde 0.21 ± 0.01a 0.25 ± 0.02a 0.23 ± 0.04a
UAE Lot 1 1.6 ± 0.1j Nd 0.033 ± 0.001d 1.1 ± 0.1efg 0.056 ± 0.007de 0.0544 ± 0.0002ef 0.053 ± 0.004cdef
UAE Lot 2 1.6 ± 0.1j Nd 0.034 ± 0.001d 1.2 ± 0.1efg 0.053 ± 0.007de 0.054 ± 0.001ef 0.053 ± 0.004cdef
Concentrations expressed as mg of compound/g dry bagasse. Values presented as mean ± standard deviation; DP: dry peel; Nd: not detected.
Means followed by different letters in the same column are significantly different by the Tukey’s test (95% confidence). 99.5% ethanol corresponds
to absolute ethanol.
different from that obtained with 50% ethanol, as can be fact, polar molecules like flavonoids and hydroxybenzoic acids
observed in Table 5. With higher hesperidin concentration, have very low solubility in CO2 . Moreover, the sugar molecule
as expressed in Table 4, the best PLE condition was ethanol linked to the phenolics limits their solvation in supercritical
75% at 65 ◦ C. Both lots showed similar behavior, with little or CO2 , in which carbohydrates are not soluble (Brunner, 2005).
no significant difference, indicating that the supercritical CO2 The peels of citrus fruits have similar composition in terms
extraction prior to PLE did not extract phenolic compounds. In of carbohydrates, pectin and phenolic compounds (Rafiq et al.,
18 Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21
Fig. 3 – Experimental and modeled global yield kinetic curves of PLE from orange peel (Lot 1) at 65 ◦ C, using 99.5, 75, and
50% ethanol in water.
Fig. 4 – Experimental and modeled TPC kinetic curves of PLE from orange peel (Lot 1) at 65 ◦ C, using 99.5, 75, and 50%
ethanol in water.
2016). Therefore, similar trends and difficulties, as those dis- experimental and modeled PLE curves for global yield and TPC,
cussed in this section, are expected for PLE from other citrus, respectively.
although the phenolics profile and concentrations may change
according to the species. 3.6.1. Spline model
The three-line Spline model successfully described the PLE
kinetics behavior, determining the CER and FER times, which
are presented in Table 6. In all the kinetics the three extraction
3.6. PLE kinetics periods, CER, FER, and DC, were identified.
As expected, a great part of the extractable material was
PLE kinetics were performed at 65 ◦ C, since this temperature recovered in the CER period, as shown in Table 6 in terms
achieved the best performance regarding global yield, TPC, of global yield and TPC. This type of behavior is usual
antioxidant capacity and phenolics quantification for all sol- in PLE, making possible to extract from 70 to 90% of the
vents (99.5, 75, and 50% ethanol). Figs. 3 and 4 show the extractable material during the CER period, depending on
Food and Bioproducts Processing 1 1 2 ( 2 0 1 8 ) 9–21 19
Table 6 – Estimated parameters of the three-line Spline model and the two site kinetic desorption model for the PLE of
orange peel (Lot 1) at 10 MPa and 65 ◦ C.
Model Response X0 TPC
Three-lines spline tCER (min) 5.3 5.4 5.7 5.4 5.3 6.1
YCER 9.50 27.83 34.86 2.51 12.67 7.23
RecoveryCER (%) 70.36 82.97 81.08 67.82 82.53 65.59
tFER (min) 18.1 17.8 17.2 23.8 16.7 17.7
YFER 11.85 31.60 40.35 3.31 14.19 9.45
RecoveryFER (%) 87.75 94.21 93.87 89.52 92.46 85.76
R2 >0.999 >0.999 >0.999 >0.999 >0.999 >0.999
Two site f 0.551 0.726 0.708 0.484 0.761 0.549
k1 (min−1 ) 0.618 0.513 0.405 0.547 0.499 0.256
k2 (min−1 ) 0.047 0.069 0.076 0.028 0.039 0.028
R2 >0.999 >0.999 >0.999 >0.999 >0.999 >0.999
MRPD (%) 0.094 0.033 0.087 2.423E-09 0.141 0.190
tCER : CER period time; tFER : FER period time; YCER and YFER : global yield (X0 ; %) or total phenolic concentration (TPC; mg GAE/g DP) at the end
of tCER and tFER , respectively; y∞ : extract response at saturation; f: fast desorption fraction; k1 : rate constant for washing; k2 : rate constant for
diffusion; R2 : determination factor; MRPD: mean relative percent deviation.
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