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PM R 9 (2017) 1020-1029

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Narrative ReviewdCME

Spasticity Management: The Current State of Transcranial


Neuromodulation
Antonino Leo, PT, Antonino Naro, MD, PhD, Francesco Molonia, MS,
Provvidenza Tomasello, MS, Ileana Saccà, MS, Alessia Bramanti, PhD,
Margherita Russo, MD, PhD, Placido Bramanti, MD, Angelo Quartarone, MD, PhD,
Rocco Salvatore Calabrò, MD, PhD

Abstract

This narrative review aims to provide an objective view of the noninvasive neuromodulation (NINM) protocols available for
treating spasticity, including repetitive transcranial magnetic stimulation (rTMS) and transcranial direct current stimulation
(tDCS). On the basis of the relevant randomized controlled trials, we infer that NINM is more effective in reducing spasticity when
combined with the conventional therapies than used as a stand-alone treatment. However, the magnitude of NINM after-effects
depends significantly on the applied hemisphere and the underlying pathology. Being in line with these arguments, low-frequency
rTMS and cathodal-tDCS over the unaffected hemisphere are more effective in reducing spasticity than high-frequency rTMS and
anodal-tDCS over the affected hemisphere in chronic poststroke. However, most of the studies are heterogeneous in the stim-
ulation setup, patient selection, follow-up duration, and the availability of the sham operation. Therefore, the available data on
the usefulness of NINM in reducing spasticity need to be confirmed by larger and multicentric randomized controlled trials to
gather evidence on the efficiency of NINM regimens in reducing spasticity in various neurologic conditions.
Level of Evidence: V

Introduction the dissociation of the motor and sensory components of


the diastaltic arch [8]. This dissociation is caused by
Spasticity is defined as a motor disorder character- lesions in the brainstem, the cerebral cortex (in the
ized by a velocity-dependent increase in tonic stretch primary, secondary, and supplementary motor areas) or
reflex, and can be associated with a variety of signs and the spinal cord (pyramidal tract), which leads to an
symptoms of the upper motor neuron syndrome. These inhibitory/excitatory imbalance in the spinal network
symptoms include clonus, dystonia (involuntary muscle with a consequent segmental hyperexcitability,
contraction resulting in abnormal posturing of a joint or including increased muscle activity and exaggerated
limb), extensor or flexor spasms, spastic co-contraction spinal reflex responses to a peripheral stimulation
(contraction of both the agonist and antagonist muscles [9-16]. Furthermore, multiple sclerosisinduced spas-
caused by an abnormal pattern of commands in the ticity is believed to be due to the occurrence of either
descending supraspinal pathway), abnormal reflex axonal degeneration or demyelination within the spe-
responses (exaggerated deep tendon reflexes and asso- cific descending tracts in the central nervous system.
ciated reaction), the loss of dexterity, muscle fatigue, The inhibitory/excitatory imbalance results from
weakness, stiffness, fibrosis, and atrophy [1-7]. Many damage-induced dysfunction and maladaptive connec-
disease conditions of the central nervous system, tivity among several brain structures such as the sup-
including stroke, cerebral palsy, multiple sclerosis, and plementary motor, cingulate motor, premotor, posterior
spinal cord injury, can provoke spasticity. and inferior parietal areas, and the cerebellum [9].
Fundamentally, spasticity results from an abnormal The spasticity treatment options available so far can be
intraspinal processing of primary afferent inputs due to categorized as pharmacological and nonpharmacological

1934-1482/$ - see front matter ª 2017 by the American Academy of Physical Medicine and Rehabilitation
http://dx.doi.org/10.1016/j.pmrj.2017.03.014

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Table 1 Both LTP and LTD abnormalities contribute to spas-


Main pharmacologic and nonpharmacologic therapeutic options for ticity generation. Indeed, there could be a lack of
spasticity management
adaptive LTP compensation to neuronal damage. At the
Pharmacologic Nonpharmacologic same time, there could be a strengthening of perile-
Noninjectable Injectable Instrumental Noninstrumental sional LTD due the increase in interhemispheric inhibi-
Baclofen ITB Thermotherapy Neurosurgery tion (IHI) (ie, the activity of inhibitory interneurons
Tizanidine BoNT Cryotherapy Orthopedic within motor cortex, which changes the activity of the
Dantrolene Neurolysis Neurorobotic PT homologus interneurons in the contralateral hemi-
Diazepam ESWT OT
sphere, largely through transcallosal pathways) from
Gabapentin NMES
Nabiximols TENS the affectecd to the unaffected hemispehere (Figure 1).
Eperisone UST Given that NINM can reshape LTP/LTD processes [19-21],
NINM specific paradimgs aimed at stimulating LTP and/or
rTMS reducing LTD would decrease spasticity.
tDCS
At present, rTMS is used to investigate several
MV
WBV neurophysiological processes and to treat some neuro-
FMV logic and psychiatric conditions such as stroke, depres-
BoNT ¼ botulinum neurotoxin; ESWT ¼ extracorporeal shock wave
sion, and schizophrenia [22-24]. rTMS is based on
therapy; FES ¼ functional electric stimulation; FMV ¼ focal muscle Faraday’s principle of electromagnetic induction by an
vibration; ITB ¼ intrathecal baclofen; MV ¼ muscle vibration; electric field in a discrete region of the brain [22-24]
NINM ¼ noninvasive neuromodulation; OT ¼ occupational therapy; inducing focal and distal changes in cortical plasticity.
PT ¼ physiotherapy; rTMS ¼ repetitive transcranial magnetic Single-pulse stimulation techniques are used to measure
stimulation; tDCS ¼ transcranial direct current stimulation;
TENS ¼ transcutaneous electric nerve stimulation; UST ¼ ultrasound
cortical inhibition, facilitation, reactivity, and plas-
therapy; WBV ¼ whole-body vibration. ticity, which provide valuable insights into the physi-
ology of the cortex. The rTMS induces changes in
cortical excitability at the site of stimulation and distal
(Table 1). The former includes oral (eg, baclofen and sites (trans-synaptic). The direction of rTMS effects
dantrolene) and injectable (eg, botulinum toxins and depends mainly on the frequency of stimulation, where
phenol) drugs [17], whereas the latter encompasses sur- low frequencies yield inhibitory effects and the high
gical, physical (eg, physiotherapy, occupational therapy, frequencies exert facilitatory effects. The inhibitory
positioning/orthotics), and instrumental approaches (eg, and facilitatory after-effects in the corticospinal motor
physical and electric-current modalities, including repet- output are probably due to LTD- and LTP-like mecha-
itive transcranial magnetic stimulation [rTMS] and trans- nisms, besides changes in network excitability,
cranial direct current stimulation [tDCS]). activation of feedback loops, and activity-dependent
In practice, these categories can be implemented in a meta-plasticity phenomena [25-28]. Nonetheless, many
neurorehabilitation program, either as a stand-alone other factors can also influence the results of an rTMS
therapy (eg, physiotherapy or occupational therapy application, such as the number of stimuli, the number
only) or in a combination of 2 or more treatment and duration of rTMS sessions, and the coil configuration
modalities [18]. [25-28]. Moreover, the effects of rTMS depend on the
Noninvasive neuromodulation (NINM) uses weak elec- stimulated hemisphere, which in turn influences the
tric current or neurochemical agents, such as dopami- specific patterns of IHI and intracortical inhibition and
nergic and benzodiazepines, to modify neuronal activity facilitation. It is noteworthy that synaptic plasticity is
by modulating synaptic plasticity properties [19]. The influenced by the pre-existing levels of cortical excit-
electric current can be delivered either directly, by ability, implying that the observed changes in plasticity
applying scalp electrodes wired to electric stimulators could be due to the cumulative or amplified effects of
using the direct (tDCS) or alternating current, or indi- each session. Specifically, an actual postsynaptic high
rectly, by applying a focal magnetic field to induce an firing would elevate the threshold for LTP induction and
electric current in the brain itself (rTMS). In both cases, lower the threshold for LTD; on the other hand, a low
the current can affect synaptic and nonsynaptic plas- postsynaptic firing would promote the opposite effects
ticity by modifying the polarity of the neuronal mem- [25-28]. Therefore, priming (ie, an intervention to
brane, which in turn, can induce either long-term modify synaptic strength, in which NINM constitutes a
potentiation (LTP)like and long-term depression pretreatment or pre-protocol stimulation that enhances
(LTD)like plasticity or spike-timedependent plasticity the effect of a subsequent protocol) may change several
phenomena. Several mechanisms have been proposed to synaptic properties that can alter the effects of a sub-
explain these plasticity phenomena, which include sequent plasticity-inducing event (conditioning). Prim-
axonal or depolarizing blockade, stochastic normaliza- ing and conditioning can be used in the form of
tion/reduction of neural firing, and modulation of neural behavioral, environmental, pharmacological, and elec-
network oscillations [20,21]. trophysiological inputs [25-28], and then, rTMS and tDCS
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1022 Spasticity Management

Figure 1. Schematic depiction of the theoretical effects of excitatory (high-frequency repetitive transcranial magnetic stimulation [rTMS],
intermittent theta-burst [iTBS], anodal tDCS) and inhibitory (low-frequency rTMS, cathodal transcranial direct current stimulation [tDCS])
noninvasive neuromodulation (NINM) paradigms over the ipsilesional and contralesional cortex, respectively. Following a brain lesion, there is
usually a decreased ipsilesional excitability, an increased contralesional excitability, and a reduced ipsi-to-contralesional interhemispheric
inhibition (IHI) (white arrow), whereas the contra-to-ipsilesional IHI (black arrow) does not significantly change. Altogether, these changes reduce
the corticospinal output, with an impairment in motor function (MF) and a Modified Ashworth Scale (MAS) score increase. Ipsilesional excitatory
NINM may enhance the excitability of the damaged cortex, with a consequent enhancement of the corticospinal transmission, and thus, a better
MF of the paretic limb and a lower MAS score. These effects seem to be independent of the IHI. Contralesional inhibitory NINM may instead
suppress the high contra-to-ipsilesional IHI (2 white arrows), thus increasing ipsilesional excitability, improving ipsilesional corticospinal trans-
mission and, potentially, resulting in a better MF of the paretic limb and a lower MAS score.

are applied in neurorehabilitation settings in association method can induce a sustained increase or decrease in
with other approaches, including neurorobotic, physio- cortical excitability of the underlying brain area
therapy, occupational therapy, and drugs. Such associ- (depending on the orientation of the dendrites and the
ations between NINM and other approaches are related axons in the electrical field), which is typically longer
to the associative plasticity (which is generated by a than the period of stimulation [33-35]. Notably, tDCS
timely coupling of 2 different synaptic inputs), leading modulates the spontaneous neuronal firing rates and
to the potentiation of a single approach [29-31]. In most both synaptic and nonsynaptic plasticity, thus bringing
cases, rTMS is safe and well tolerated, except for the changes in the resting polarity of the neurons. However,
potential risk of seizures when a high-frequency stimu- tDCS does not trigger an action potential, due to the low
lation is used [32]. current density delivered [36]. Analogous to how rTMS
tDCS involves the application of a low-amplitude, frequency determines its after-effects, the polarity of
direct electrical current (1-2 mA) through rubber scalp tDCS can influence its effects on spasticity depending on
electrodes placed in saline-soaked sponges. The term whether it is applied to the affected or the unaffected
“direct” implies that the electrical flow travels from hemisphere [37-39]. tDCS also holds the same principles
one electrode to the other, ie, from the anode (positive of IHI, intracortical inhibition and facilitation, priming,
electrode) to the cathode (negative electrode). This and associative plasticity described for rTMS.
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A. Leo et al. / PM R 9 (2017) 1020-1029 1023

Given the effects of NINM on neuronal excitability activity, with a significant effect on the cortical excit-
and plasticity, rTMS and tDCS have been used to ability and, therefore, spasticity. rTMS was delivered by
modulate neural circuitry plasticity in the brain (and the using a standard figure-of-eight coil over the cortical
spine) in an attempt to foster neurorecovery processes representation of the target muscles (hand, leg) in the
with a potential effect on spasticity [40-43]. To this primary motor area, whereas sham rTMS was adminis-
purpose, NINM has been used in patients with multiple tered by placing the coil perpendicular to the scalp or
sclerosis, stroke, spinal cord injury, and cerebral palsy over the vertex or by using a dedicated sham coil.
[40-43]. This review will summarize the use of rTMS and Unfortunately, not all of the studies used a sham-
tDCS in managing spasticity during neurorehabilitation controlled study design (Table 2).
and will discuss their potential for reducing spasticity. About 250 patients with stroke were overall enrolled
in the rTMS studies included in the present review, and
Assessment of the Literature at least 90% were re-evaluated postintervention. Most of
the enrolled patients experienced a unilateral cortical
A literature search was performed in the PubMed, or subcortical stroke in the chronic phase (from few
Medline, Cochrane, Scopus, and Web of Science data- months to almost 20 years), yielding a moderate-to-
bases using the search terms “spasticity AND repetitive severe spastic hemiparesis (Brunnstrom scale 3-5),
transcranial magnetic stimulation AND/OR transcranial whereas one study also included patients with a sub-
direct current stimulation”. The search criteria included acute stage [52]. The after-effects of rTMS were eval-
the studies in humans and the articles published in uated mostly in the terms of Modified Ashworth Scale
English, without restrictions on the publication date. (MAS) change in upper (most of the studies) and lower
This primary search yielded 128 citations. limb, which was thus considered as the primary
Two independent reviewers screened the abstracts, outcome (on which we selected the double-blind ran-
identified relevant articles, namely, those related to domized controlled trials pertinent to the aims of our
stroke, cerebrovascular accidents, multiple sclerosis, narrative review). However, a few other outcome
spinal cord injury, traumatic brain injury, amyotrophic measures were also used in the selected articles to es-
lateral sclerosis, and disorders of consciousness (96 timate clinical (eg, kinematic motion analysis, handgrip,
articles). Subsequently, complete articles with full text Wolf Motor Function Test, finger tapping, movement
were gathered. The reference lists of these publications accuracy, and reaction time) and neurophysiological
(and pertinent reviews) were also scrutinized for other after-effects (eg, H-reflex and motor evoked potential
studies that might have been omitted during the pri- amplitude). The MAS score was assessed at the end of
mary search. Of these 96 articles, 30 were randomized the training and, in some studies, at the follow-up,
controlled trials focusing on the effects of rTMS/tDCS on ranging from 1 week to 1 month. In these papers, low-
upper/lower limb spasticity. Review articles, case frequency rTMS, applied over the healthy hemisphere,
reports, and those not focusing primarily on spasticity either alone or as a primer for PT or other interventions
were excluded. Table 2 shows the main characteristics [44-55], was reported to reduce chronic poststroke
of the randomized controlled trials included in our spasticity in the upper limb for up to 1 month, except
review. for one study [50]. We found only one paper regarding
lower limb chronic poststroke spasticity that reported a
Repetitive Transcranial Magnetic Stimulation in beneficial effect of low-frequency rTMS [54]. Another
the Rehabilitation Setting investigation on subacute poststroke patients also re-
ported an advantageous effect on upper limb spasticity
Most of the studies used low-frequency rTMS over the [52]. On the other hand, high-frequency rTMS was found
healthy hemisphere in stroke patients [44-56] or the less to exert limited beneficial effects on chronic poststroke
affected side in the patients with multiple sclerosis spasticity [59-64]. There were no substantial differ-
[57]. Some studies used stand-alone high-frequency ences concerning stroke location (ie, cortical or
rTMS or intermittent theta-burst stimulation (a type of subcortical), even though one study indicated that rTMS
high-frequency rTMS in which patterned magnetic exerted more favorable effects on subcortical rather
stimuli, ie, grouped in repeated small trains of stimuli, than cortical stroke [66]. An investigation using high-
are used) [41,49,55-64], combined high-frequency with frequency rTMS applied on the healthy hemisphere
low-frequency rTMS, or used combined approaches showed a well-defined negative effect on spasticity and
[46-49,58,65]. Among the combined approaches, NINM motor functions [64].
was intended as a primer; that is, rTMS constituted a There is a limited number of studies concerning the
pretreatment or pre-protocol stimulation that enhances treatment of spasticity with rTMS in patients with mul-
the effect of subsequent treatments. This means that an tiple sclerosis. About 80 patients with a relapsing-
earlier stimulation or bout of activity predisposes the remitting multiple sclerosis (Expanded Disability Status
synapses for a second stimulation protocol to produce Scale 3-6), aged 25-65 years, and with a long duration of
an enhanced potentiation or depression of synaptic the disease, were overall included in randomized
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1024 Spasticity Management

Table 2
Summary of repetitive transcranial magnetic stimulation (rTMS) and transcranial direct current stimulation (tDCS) studies on spasticity
MAS Follow-up
Frequency/ MAS Decrease (Other Outcome
Pathology, Paradigm, First Author Polarity Setting n. Patients, DD After Protocol Improvements)
CP HF Gupta [65] 5 HzþPT 15 minþ1 h PT 20 d 20, 8 y > Combined NA (i)
10 HzþPT > Combined NA
Valle [59] 5 Hz # 1500 p, 5 d, 90% RMT, UL 17, 612 y Significant NA
1 Hz # NS NA
tDCS Aree-uea [37] Anodal # 20 min, 5 d, UL 46, adolescent Significant 2d
MS HF Centonze [57] 5 Hz # 900 p, 1 d, 100% RMT LL 19, NA NS NA
5 Hz # 900 p, 15 d, 100% RMT LL Significant 1 wk (ii)
Mori [40] iTBSþPT # 15 d, 80% AMT LL 20, 123 y Significant 2 wk
Nielsen [41] 5 Hz 80-stimuli burst for 38, NA Significant NA (ii)
25 Hz 5 min (twice), Significant NA
90% RMT LL, 7 d
LF Centonze [57] 1 Hz # 900 p, 15 d, 90% RMT LL 19, NA Significant 2 wk (ii)
(< HF)
1 Hz # 900 p, 1 d, 90% RMT LL 19, NA NS NA
tDCS Iodice [69] Anodal # 20 min, 5 d, LL 20, 69 y NS NA (i)
SCI HF Benito [62] 20 Hz # 1600 p, 15 d, 90% RMT LL 17, 317 mo Significant 2 wk (iii, vi)
Kumru [60] 20 Hz # 1800 p, 5 d, 90% RMT UL 17, 317 mo Significant 1 wk (iii)
Kumru [61] 20 Hz # 1800 p, 15 d, 90% RMT UL 17, 317 mo Significant 2 wk (iii)
Stroke Double Sung [49] 1 Hz /iTBS 600 p (1 Hz) 90% RMT þ 600p 54, chronic Significant NA (iv, v)
rTMS (in 3-pulse bursts at 50 Hz)
80% AMT, 20 d
Yamada [79] 1 Hz and 2000 p (1 and 10 Hz)þ 8, chronic Significant NA (iv, v)
10 Hz þOT 4 h OT, 15 d
HF Kim [63] iTBS # 600 p (in 3-pulse bursts 15, chronic Significant NA (i, ii, iii)
at 50 Hz) 90% AMT, 1 d
Sung [49] iTBS # 600 p in 3-pulse bursts 54, chronic NS NA
at 50 Hz
80% AMT, 20 d
Terreaux [55] 10 Hz # 1000 p (20 5-s bursts) 100% RMT 5, chronic NS NA
Wupuer [64] 10 Hz # 1000 p,1 d,110% RMT UL* 12, chronic MAS increase NA
LF Etoh [50] 1 Hz # 90% RMT UL, 2 wk 18, chronic NS NA (iv)
Sung [49] 1 Hz # 600 p, 90% RMT, 20 d 54, chronic NS NA
Barros-Galvão [51] 1 HzþPT # 1500 p, 90% RMT UL, 3 d/wk 20, chronic Significant 1 mo
Izumi [44] 0.1 Hz # 400 p/d, 4 wk 9, chronic Significant 1 wk (iii, iv)
Kakuda [46] 1 HzþOT 1200 p, 100% RMT UL, 10 d 39, chronic Significant 1 mo (iv,v)
Kakuda [48] 1 HzþOTþL-Dopa 1200 p, 2/d, 14, chronic Significant 1 mo (iv,v)
90% RMT UL, 15 d
Kakuda [47] 1 HzþOTþBoNTA 1200 p, 2/d, 14, chronic Significant 1 mo (iv,v)
90% RMT UL, 15 d
Mally and Dinya [45] 1 Hz 100 p, 2/d, 30% MSO UL, 7 d 64, chronic Significant 2 mo (iii)
Naghdi [53] 1 Hz 1200 p, 5 d 7, chronic Significant 1 wk
Rastgoo [54] 1 Hz 1000 p, 90% AMT LL, 5 d 20, chronic Significant 1 wk (iv)
Terreaux [55] 1 Hz # 1000 p, 90% RMT UL 5, chronic Significant NA (ii,iv,vi)
Kondo [56] 0.5 HzþOT # 1200 pþ4 h OT, UL, 15 d 10, chronic Significant NA (ii, iii)
Theilig [52] 1 Hz # 900 p, 100% RMT UL, 10 d 24, subacute Significant NA (i, ii)
and chronic
tDCS Bradnarn [67] Cathodal # 20 min UL, 1 d 12, 234 mo Significant NA (iii)
Del Felice [68] Double # 20 min UL, 5 d 10, 2 y Cathodal> 2 mo
Double
Cathodal # 10, 2y Significant NA
Ochi [39] AnodalþRAAT 20 min UL, 5 d 18, >6 mo Significant NA (ii, iii)
Cathodalþ RAAT 18, >6 mo NS NA
Wu [42] Cathodal # 5 d/wk, 20 min UL, 4 wk 90, >2 mo Significant 1 mo
High-frequency rTMS and anodal-tDCS were delivered on the affected hemisphere (except one*), whereas low-frequency rTMS and cathodal tDCS
were applied on the healthy hemisphere. Double stimulation includes both the polarities and frequencies. Pound sign (#) indicates the studies with
a sham-treatment group.
AMT ¼ active motor threshold; CP ¼ cerebral palsy; d ¼ days; DD ¼ disease duration; MAS ¼ Modified Ashworth Scale; HF ¼ high-frequency;
LF ¼ low-frequency; BoNT ¼ botulinum neurotoxin; iTBS ¼ intermittent theta-burst; LL ¼ lower limbs; MS ¼ multiple sclerosis; NA ¼ not
available; NS ¼ not significant; p ¼ pulses; PT ¼ physiotherapy; RMT ¼ resting motor threshold; OT ¼ occupational therapy; PT ¼ physiotherapy;
SCI ¼ spinal cord injury; UL ¼ upper limbs; i ¼ range of movement; ii ¼ Hmax/Mmax ratio, F-wave; iii ¼ motor and gait scales; iv ¼ Fugl-Meyer
assessment; v ¼ Wolf Motor Function Test; vi ¼ Timed Up and Go; RAAT ¼ robotic-assisted arm training.

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controlled trials in the selected studies. MAS score was upper limb subacute or chronic stroke patients but
the primary outcome, and it was assessed from lower lacked a follow-up period [39,67]. Only one study
limbs, immediately after and up to 2 weeks after the applied the double-tDCS (ie, cathodal-tDCS on the un-
end of the conditioning protocol. Standard high- affected hemisphere and anodal-tDCS over the affected
frequency protocols yielded a greater MAS score one) to reduce spasticity in 10 chronic stroke patients,
reduction as compared to standard lower-frequency with a consistent reduction of MAS up to 2 months as
protocols, even when combined with other approaches compared to cathodal-tDCS alone [68]. Overall, tDCS
[41,57,58]. effects were greater in the proximal than in the distal
Even though there are few rTMS studies on incom- muscles [36].
plete spinal cord injury [60-62], there is converging Anodal-tDCS was reported as ineffective in reducing
evidence on the positive effect of high-frequency rTMS lower limb spasticity in 20 relapsing-remitting multiple
on spasticity. Indeed, 50 patients in American Spinal sclerosis patients, with a disease duration of about a
Injury Association Class C-D in a subacute or chronic decade [69], whereas anodal-tDCS yielded a MAS score
stage have been overall enrolled in high-frequency rTMS reduction in upper limb up to 2 days following 5 days of
trials (1800 pulses, 5 sessions per week, stimulation anodal stimulation in cerebral palsy [37].
intensity at 90% resting motor threshold) and showed Overall, there were no complications or major adverse
improvements in MAS up to 2 weeks after the end of the effects during or after tDCS application, except for a
rTMS protocol. transient tingling sensation beneath the electrodes [39].
Concerning cerebral palsy, there are 2 studies that
enrolled 17 patients [59] and 20 patients [65], respec- Discussion
tively, aged 6-12 years, who underwent standard high-
and low-frequency rTMS, paired with conventional Based on the accumulated data from the literature
physiotherapy. As compared to stand-alone 1-Hz rTMS survey, we can highlight 2 main points on the use of
and sham rTMS, the association between 5-Hz rTMS and NINM for spasticity management: (1) NINM is useful in
physiotherapy was found to be the only treatment reducing spasticity, but its effects critically depend on
efficacious in reducing spasticity significantly [59,65]. the applied hemisphere and the underlying pathology
Finally, there were no studies available on the effects [45]; and (2) NINM is more effective in reducing spas-
of rTMS for spasticity in other neurological conditions ticity when coupled with another form of medical and/
such as amyotrophic lateral sclerosis, traumatic brain or physical therapy rather than used as a stand-alone
injury, or disorders of consciousness. There were no therapy [39,46-48,56,58,65,70-72].
complications or major adverse effects reported during rTMS inhibitory protocols (low-frequency) on the
or after rTMS application, except for transient facial unaffected hemisphere exert after-effects that are
twitching [60-61]. higher in magnitude and longer in duration than facili-
tatory rTMS protocols (high-frequency) on the affected
tDCS in the Rehabilitation Setting hemisphere. This difference seems to depend on the
underlying pathophysiology. In other words, inhibitory
Double-blinded, sham-controlled tDCS studies aimed protocols could shape the IHI and intracortical inhibitory
at reducing spasticity used cathodal-tDCS over the and facilitatory networks more specifically and finely
unaffected primary motor area and anodal-tDCS over than facilitatory protocols, resulting in a better
the affected primary motor area in the patients with re-modulation of corticospinal excitability imbalance
stroke in the chronic phase [39,42,67,68]. Only one between the affected and unaffected hemispheres [73].
study used sham-controlled anodal-tDCS over the most This issue however, needs to be confirmed, given that
affected hemisphere in patients with cerebral palsy [37] only some studies have used high-frequency rTMS
or multiple sclerosis [69]. tDCS was usually administered because of the increased risk of seizure [32]. In addi-
with the setting of 1 mA, 20 minutes daily, 5 days per tion, the comparison between anodal- and cathodal-
week for 1-4 weeks, consecutively. MAS score was tDCS, both acting on IHI, yielded similar results [74].
the main outcome measure that was assessed from The difference with rTMS findings may depend on the
the upper or lower limb. As secondary outcomes, fact that tDCS has gross effects on brain excitability,
some studies considered a range of movements, the and therefore it can less selectively shape IHI or finely
ratio between the H and M response, and multiple modulate intracortical inhibitory and facilitatory net-
sclerosisspecific scales. works (which in turn influence IHI) [75].
Only one cathodal-tDCS study (sham-controlled), rTMS seems to have more consistent effects in terms
carried out in 90 subacute or chronic stroke patients, of magnitude and duration than tDCS, in either stroke or
reported a decrease in mild-to-severe upper limb spas- cerebral palsy, multiple sclerosis, and spinal cord injury;
ticity up to 1 month [42]. Other two tDCS studies, one even though no studies have directly compared the
cathodal (sham-controlled) and one anodal (cathodal- effects of rTMS and tDCS on post-stroke spasticity
controlled), reported a significant MAS score decrease in (considering that tDCS studies are rather few as
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1026 Spasticity Management

compared with rTMS studies). This difference in the the use of a more objective scale would be beneficial in
terms of magnitude and duration of the after-effects the assessment of NINM after-effects on spasticity [84].
may depend on the underlying neurophysiological Unfortunately, the available data on the subjects
mechanism of action. Indeed, rTMS shows better focus with multiple sclerosis, spinal cord injury, and cerebral
in targeting specific structures and can also have far palsy (all mainly limited to high-frequency rTMS and
effects by altering brain rhythms that subtend neuro- anodal-tDCS paradigms) are very limited to draw some
recovery processes. tDCS has less focal effects on conclusion on NINM-based spasticity management. All of
brain excitability [76]. the randomized controlled trials reviewed here indicate
Only a few reports support the conclusion that rTMS that NINM may be of some help in reducing spasticity. It
and tDCS are effective as a single intervention, whereas is not clear, however, whether poststroke spasticity
there is evidence suggesting that rTMS and tDCS conveys NINM after-effects more than other models or,
contribute only by improving the outcomes of medical rather, whether the other conditions are less suscepti-
and/or physical therapy [39,46-48,56,58,65]. The ble than a stroke to NINM. However, we may hypothe-
superiority of the combined approach may be justified size that poststroke spasticity may overall comply with
by the principles of priming or of associative plasticity NINM better than multiple sclerosis, cerebral palsy, and
[29-31]. spinal cord injury, as both rTMS and tDCS have more
Despite these arguments, convincing evidence on the prominent local than far (subcortical or spinal) effects.
efficacy of NINM in post-stroke spasticity is still missing. Therefore, the underlying pathological processes
This is likely due to the bias affecting the randomized involved in stroke may be more susceptible to NINM in
controlled trials in the studies that we reviewed, which comparison to the multifocal models (as multiple scle-
may include the small sample size and not always ho- rosis and cerebral palsy) or lesions distant from cerebral
mogeneous sampling (with a few exceptions), besides cortex (as spinal cord injury).
the different stimulation settings. In particular, patient The clinical applicability of the findings of this review
age ranged from middle age to the elderly, which may needs to be confirmed in well-designed randomized
obviously influence the chances of recovery, given that controlled trials with a larger sample size and long-term
this significantly depends on age as well as disease follow-up. We also suggest that the assessment of brain
duration [77]. In terms of disease duration, patients plasticity in patients with spasticity should be the focus
with chronic poststroke spasticity were mainly included, of future research in this area. In fact, plasticity and
even though a few studies enrolled subjects in the recovery processes play a key role in function restora-
subacute phase (Table 2). There were no substantial tion and adaptation, as well as spasticity generation and
differences concerning stroke location (ie, cortical or maintenance. Indeed, a better understanding of plas-
subcortical) and etiology (ischemic or hemorrhagic), ticity processes in spasticity may allow therapists to
even though it has been argued that rTMS has more provide treatments tailored to patient’s needs, to adapt
favorable effects on subcortical rather than cortical successfully to the treatment resources, and to optimize
strokes [66]. the recovery process.
Finally, the discrepancies in stimulation setting
(including the number, frequency, density, and the
duration of rTMS sessions, combinations with other Acknowledgments
treatments, the presence and types of sham stimulation)
between the NINM studies may further challenge the We thank Jennifer Gabriel and Giovanna Orlando for
consistency of rTMS effects on poststroke spasticity. English language revision.
Beyond the choice of the target hemisphere and the
underlying pathology, which remain crucial issues [45]
and significantly modify the pattern of IHI, intra- References
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66. Ameli M, Grefkes C, Kemper F, et al. Differential effects of high- aapmr.org. This activity is FREE to AAPM&R members and avail-
frequency repetitive transcranial magnetic stimulation over ipsi- able to nonmembers for a nominal fee. For assistance with claim-
lesional primary motor cortex in cortical and subcortical middle ing CME for this activity, please contact (847) 737-6000.
cerebral artery stroke. Ann Neurol 2009;66:298-309.

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Disclosure

A.L. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy P.B. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy
Disclosure: nothing to disclose Disclosure: nothing to disclose

A.N. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy A.Q. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy; Department of
Disclosure: nothing to disclose Biomedical, Dental Sciences, and Morphological and Functional Images, Uni-
versity of Messina, Italy
F.M. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy Disclosure: nothing to disclose
Disclosure: nothing to disclose
R.S.C. IRCCS Centro Neurolesi “Bonino-Pulejo” S.S. 113, Contrada Casazza,
P.T. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy 98124, Messina, Italy. Address correspondence to: R.S.C.; e-mail: salbro77@
Disclosure: nothing to disclose tiscali.it
Disclosure: nothing to disclose
I.S. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy A.L. and A.N. contributed equally to the manuscript.
Disclosure: nothing to disclose
Peer reviewers and all others who control content have no financial relationships
A.B. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy to disclose.
Disclosure: nothing to disclose
Submitted for publication September 6, 2016; accepted March 31, 2017.
M.R. IRCCS Centro Neurolesi “Bonino-Pulejo”, Messina, Italy
Disclosure: nothing to disclose

CME Question
Transcranial direct current stimulation has the most evidence to support its use in reducing spasticity in which anatomic
location?
a. Lower limb.
b. Upper limb.
c. Both upper and lower limbs.
d. Truncal.
Answer online at me.aapmr.org

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